**Contacts at Other Agencies**

The following federal agencies are contacted regularly for processing
background checks.

+------+--------+--------------------------+-------------------------+
| Stan | Dis    | Agency, Address, and     | Required Information    |
| dard | trict/ |                          |                         |
|      |        | Telephone Number         | and Optional Data       |
| Opti | Wash   |                          |                         |
| onal | ington |                          |                         |
+======+========+==========================+=========================+
| Stan | Wash   | **Central Intelligence   | Form CC-9020-01.        |
| dard | ington | Agency**                 |                         |
|      |        |                          | Specify if you want a   |
| (For |        | Attn: External Inquiries | response from           |
| eign |        | Branch                   |                         |
| O    |        |                          | the External Inquiries  |
| nly) |        | Room No. GC32            | Branch or the           |
|      |        |                          | Securities Division.    |
| Opti |        | Washington, D.C. 20505   |                         |
| onal |        |                          | The External Inquiries  |
|      |        | \(703\) 482-6633         | Branch seeks            |
| (U   |        |                          | information from        |
| .S.) |        | Fax: (703) 482-3458      | foreign contacts.       |
|      |        |                          |                         |
|      |        | **Central Intelligence   | Securities Division     |
|      |        | Agency**                 | provides information on |
|      |        |                          | persons who requested   |
|      |        | Chief, Liaison &         | employment with CIA or  |
|      |        | Compartmented            | had government          |
|      |        |                          | contracts.              |
|      |        | Information Branch       |                         |
|      |        |                          |                         |
|      |        | Center for CIA Security  |                         |
|      |        |                          |                         |
|      |        | Stafford Building, Room  |                         |
|      |        | 2S04                     |                         |
|      |        |                          |                         |
|      |        | Washington, D.C. 20505   |                         |
|      |        |                          |                         |
|      |        | \(703\) 613-0785         |                         |
+------+--------+--------------------------+-------------------------+
| Opti | Di     | **Commodity Futures      | Form CC-9020-01.        |
| onal | strict | Trading Commission**     |                         |
|      |        |                          | Information may be      |
|      |        | Counsel for Executive    | requested from either   |
|      |        | Director                 | the enforcement list or |
|      |        |                          | the commodities or      |
|      |        | Three Lafayette Centre   | futures registration    |
|      |        |                          | list. The former may    |
|      |        | 1155 21st St., NW, Room  | provide the most useful |
|      |        | 9146                     | information.            |
|      |        |                          |                         |
|      |        | Washington, D.C. 20581   |                         |
|      |        |                          |                         |
|      |        | \(202\) 418-5160         |                         |
+------+--------+--------------------------+-------------------------+
| Stan | Wash   | **Credit Reports.**      | Form CC-9020-01.        |
| dard | ington |                          |                         |
+------+--------+--------------------------+-------------------------+
| Stan | Wash   | **Drug Enforcement       | Form CC-9020-01.        |
| dard | ington | Administration**         |                         |
|      |        |                          |                         |
|      |        | Chief, Litigation Unit   |                         |
|      |        |                          |                         |
|      |        | FOIA \-- Room W6180      |                         |
|      |        |                          |                         |
|      |        | Washington, D.C. 20535   |                         |
|      |        |                          |                         |
|      |        | \(202\) 353-0942         |                         |
+------+--------+--------------------------+-------------------------+
| Stan | Di     | **OCC's Enforcement and  | Licensing staff or      |
| dard | strict | Action Report System     | District Counsel        |
|      |        | (SARS/EARS)**            | perform search.         |
+------+--------+--------------------------+-------------------------+
| Stan | Di     | **Financial Crimes       | Consult with District   |
| dard | strict | Enforcement Network**    | Counsel.                |
|      |        | (FinCEN)                 |                         |
+------+--------+--------------------------+-------------------------+
| Opti | Wash   | FBI Name Check requests: | Form CC-9020-01.        |
| onal | ington |                          |                         |
|      |        | # Federal                |                         |
|      |        |  Bureau of Investigation |                         |
|      |        |                          |                         |
|      |        | # Unit Ch                |                         |
|      |        | ief, National Name Check |                         |
|      |        |  Program Unit, Room 6387 |                         |
|      |        |                          |                         |
|      |        | 935 Pennsylvania Avenue, |                         |
|      |        | NW                       |                         |
|      |        |                          |                         |
|      |        | Washington, DC           |                         |
|      |        | 20535-0001               |                         |
|      |        |                          |                         |
|      |        | \(202\) 324-4935         |                         |
+------+--------+--------------------------+-------------------------+
| Stan | Wash   | FBI Fingerprint          | Fingerprint cards are   |
| dard | ington | requests:                | forwarded to the        |
|      |        |                          | Identification          |
|      |        | **Federal Bureau of      | Division.               |
|      |        | Investigation**          |                         |
|      |        |                          |                         |
|      |        | 1000 Custer Hollow Road  |                         |
|      |        |                          |                         |
|      |        | Clarksburg, West         |                         |
|      |        | Virginia 26306           |                         |
|      |        |                          |                         |
|      |        | \(304\) 625-5590 (7:00   |                         |
|      |        | am to 11:00 pm)          |                         |
+------+--------+--------------------------+-------------------------+

+------+--------+--------------------------+-------------------------+
| Opti | Wash   | **Federal Trade          | Consult with            |
| onal | ington | Commission**             | Headquarter Licensing.  |
|      |        |                          |                         |
|      |        | FOIA Request             |                         |
|      |        |                          |                         |
|      |        | FOIA Branch, OGC         |                         |
|      |        |                          |                         |
|      |        | FTC Room 676             |                         |
|      |        |                          |                         |
|      |        | 600 Pennsylvania Avenue, |                         |
|      |        | NW                       |                         |
|      |        |                          |                         |
|      |        | Washington, DC 20580     |                         |
|      |        |                          |                         |
|      |        | \(202\) 326-2430         |                         |
+------+--------+--------------------------+-------------------------+
| Stan | Di     | **U.S. National Central  | -   Name and any known  |
| dard | strict | Bureau of INTERPOL**     |     aliases.            |
|      |        |                          |                         |
| (For |        | Assistant Director,      | ```{=html}              |
| eign |        | Economic Crimes Division | <!-- -->                |
| O    |        |                          | ```                     |
| nly) |        | U.S. Department of       | -   Date and place of   |
|      |        | Justice                  |     birth (country).    |
| Opti |        |                          |                         |
| onal |        | Washington, D.C. 20530   | -   Country in which    |
|      |        |                          |     suspicion arises.   |
| (    |        | \(202\) 616-3459         |                         |
| U.S. |        |                          | -   Parents.            |
|      |        |                          |                         |
| Citi |        |                          | -   Foreign passport    |
| zen) |        |                          |     number.             |
|      |        |                          |                         |
|      |        |                          | -   Previous foreign    |
|      |        |                          |     address.            |
+------+--------+--------------------------+-------------------------+
| Stan | Di     | **Internal Revenue       | IRS Tax Check Waiver.   |
| dard | strict | Service**                |                         |
|      |        |                          | The following           |
|      |        | Manager                  | procedures should be    |
|      |        |                          | used for the Tax Check  |
|      |        | Tax Check Unit           | Program.                |
|      |        |                          |                         |
|      |        | CL:GLD:PPTC: Room 1603   | -   OCC personnel       |
|      |        |                          |     forward the IRS Tax |
|      |        | 1111 Constitution        |     Check Waiver form   |
|      |        | Avenue, NW               |     to the filer for    |
|      |        |                          |     completion.         |
|      |        | Washington, D.C. 20224   |                         |
|      |        |                          | -   Each filer          |
|      |        | Phone: (202) 622-3798    |     completes pages 1   |
|      |        |                          |     and 2 and signs and |
|      |        | Fax: (202) 622-0299      |     dates page 2 of the |
|      |        |                          |     form. The filer     |
|      |        |                          |     returns the         |
|      |        |                          |     completed form to   |
|      |        |                          |     the OCC district    |
|      |        |                          |     office.             |
|      |        |                          |                         |
|      |        |                          | -   After review, OCC   |
|      |        |                          |     personnel forward   |
|      |        |                          |     the completed form  |
|      |        |                          |     to the IRS.         |
+------+--------+--------------------------+-------------------------+
| Stan | Di     | **LEXIS-NEXIS**          | Databases on LEXIS that |
| dard | strict |                          | should be checked are:  |
|      |        |                          |                         |
|      |        |                          | -   Docket Library ─    |
|      |        |                          |     sanctions by        |
|      |        |                          |     banking and         |
|      |        |                          |     securities          |
|      |        |                          |     agencies.           |
|      |        |                          |                         |
|      |        |                          | -   Liens, Assets       |
|      |        |                          |     Library ─ financial |
|      |        |                          |     information.        |
|      |        |                          |                         |
|      |        |                          | -   Insolvency Library  |
|      |        |                          |     ─ bankruptcy        |
|      |        |                          |     information.        |
|      |        |                          |                         |
|      |        |                          | Consult with District   |
|      |        |                          | Counsel.                |
+------+--------+--------------------------+-------------------------+
| Opti | Di     | **Local court records**  | Consult with District   |
| onal | strict |                          | Counsel.                |
|      |        |                          |                         |
|      |        |                          | Local court personnel   |
|      |        |                          | may respond to phone    |
|      |        |                          | call requests, and many |
|      |        |                          | jurisdictions have      |
|      |        |                          | computerized records    |
|      |        |                          | for rapid search. To    |
|      |        |                          | research court records, |
|      |        |                          | contact the clerks of   |
|      |        |                          | the appropriate local   |
|      |        |                          | courts by calling the   |
|      |        |                          | trial court located in  |
|      |        |                          | the filer's             |
|      |        |                          | jurisdiction. Be        |
|      |        |                          | prepared to provide the |
|      |        |                          | filer's name, any       |
|      |        |                          | variations of it, and   |
|      |        |                          | any related business    |
|      |        |                          | entities that might     |
|      |        |                          | have been involved in   |
|      |        |                          | litigation.             |
+------+--------+--------------------------+-------------------------+
| Opti | Di     | **National Association   | Form CC-9020-01.        |
| onal | strict | of Securities Dealers**  |                         |
|      |        |                          |                         |
|      |        | Director, Compliance     |                         |
|      |        |                          |                         |
|      |        | 1735 K Street, NW        |                         |
|      |        |                          |                         |
|      |        | Washington, D.C. 20006   |                         |
|      |        |                          |                         |
|      |        | \(202\) 728-8237         |                         |
|      |        |                          |                         |
|      |        | FAX: (202) 728-8861      |                         |
+------+--------+--------------------------+-------------------------+
| Opti | Di     | Newspaper and periodical | Consult with OCC        |
| onal | strict | checks.                  | Librarian.              |
|      |        |                          |                         |
|      |        | OCC Librarian            |                         |
|      |        |                          |                         |
|      |        | \(202\) 874-4720         |                         |
|      |        |                          |                         |
|      |        | FAX (202) 874-5138       |                         |
+------+--------+--------------------------+-------------------------+

+------+--------+--------------------------+-------------------------+
| Opti | Wash   | **Securities and         | Form CC-9020-01.        |
| onal | ington | Exchange Commission**    |                         |
|      |        |                          |                         |
|      |        | 450 5th Street, NW       |                         |
|      |        |                          |                         |
|      |        | Room 8208, Mail Stop     |                         |
|      |        | 0801                     |                         |
|      |        |                          |                         |
|      |        | Washington, D.C. 20549   |                         |
|      |        |                          |                         |
|      |        | \(202\) 942-4674         |                         |
|      |        |                          |                         |
|      |        | FAX: (202) 942-9631      |                         |
+------+--------+--------------------------+-------------------------+
| Opti | Di     | **Federal, state and     | Consult with District   |
| onal | strict | local law enforcement    | Counsel.                |
|      |        | agencies**               |                         |
+------+--------+--------------------------+-------------------------+
| Stan | Di     | U.S. Immigration and     | Form CC-9020-01.        |
| dard | strict | Customs Enforcement      |                         |
|      |        |                          |                         |
|      |        | U.S. Department of       |                         |
|      |        | Homeland Security        |                         |
|      |        |                          |                         |
|      |        | DAD & Unit Chief,        |                         |
|      |        | Information Disclosure   |                         |
|      |        |                          |                         |
|      |        | Mission Support Division |                         |
|      |        |                          |                         |
|      |        | Office of Investigations |                         |
|      |        |                          |                         |
|      |        | Chester Arthur Building  |                         |
|      |        |                          |                         |
|      |        | 425 I Street, NW - Room  |                         |
|      |        | 4038                     |                         |
|      |        |                          |                         |
|      |        | Washington, D.C. 20536   |                         |
|      |        |                          |                         |
|      |        | \(202\) 616-7489         |                         |
|      |        |                          |                         |
|      |        | FAX: (202) 514-8345 or   |                         |
|      |        | 616-7612                 |                         |
+------+--------+--------------------------+-------------------------+
| Stan | Di     | # United St              | The State Department is |
| dard | strict | ates Department of State | the OCC liaison for     |
|      |        |                          | conducting police and   |
| (For |        | DS/ICI/PR                | embassy checks in       |
| eign |        |                          | foreign countries.      |
|      |        | 17^th^ Floor -- SA --20  |                         |
| Only |        |                          | -   Name and any known  |
|      |        | 1801 N. Lynn Street      |     aliases.            |
| Opti |        |                          |                         |
| onal |        | Washington, D.C.         | -   Date and place of   |
|      |        | 20522-2008               |     birth (country).    |
| (    |        |                          |                         |
| U.S. |        | ((571) 345-2269          | -   Current address.    |
|      |        |                          |                         |
| Citi |        |                          | -   Current title or    |
| zen) |        |                          |     position.           |
|      |        |                          |                         |
|      |        |                          | -   Name of employer.   |
|      |        |                          |                         |
|      |        |                          | -   Full name of both   |
|      |        |                          |     parents.            |
|      |        |                          |                         |
|      |        |                          | -   Foreign passport    |
|      |        |                          |     number.             |
|      |        |                          |                         |
|      |        |                          | -   Relatives working   |
|      |        |                          |     in the home.        |
|      |        |                          |                         |
|      |        |                          | -   Country local       |
|      |        |                          |     government.         |
|      |        |                          |                         |
|      |        |                          | -   National            |
|      |        |                          |     identification      |
|      |        |                          |     number (if          |
|      |        |                          |     applicable).        |
|      |        |                          |                         |
|      |        |                          | -   List of countries   |
|      |        |                          |     that should be      |
|      |        |                          |     checked.            |
+------+--------+--------------------------+-------------------------+
| Stan | Di     | United States            | -   Full name and any   |
| dard | strict | Immigration and          |     known aliases.      |
|      |        | Naturalization Service   |                         |
| (For |        |                          | -   Date and place of   |
| eign |        | U.S. Department of       |     birth (country).    |
|      |        | Homeland Security        |                         |
| O    |        |                          | -   Current address.    |
| nly) |        | ULLICO Building          |                         |
|      |        |                          | -   Social security     |
| Opti |        | Attn: Supervisor         |     number.             |
| onal |        |                          |                         |
|      |        | Chief, Records Operation | -   Passport number or  |
| U.S. |        | Section                  |     visa number.        |
|      |        |                          |                         |
| Citi |        | 425 I Street, NW --      | -   Immigration file    |
| zen) |        | 4^th^ Floor              |     number (if          |
|      |        |                          |     applicable).        |
|      |        | Washington, D.C. 20536   |                         |
|      |        |                          |                         |
|      |        | \(202\) 307-2788         |                         |
|      |        |                          |                         |
|      |        | FAX: (202) 305-1737      |                         |
+------+--------+--------------------------+-------------------------+
| Opti | Di     | **United States Internal | Form CC-9020-01         |
| onal | strict | Revenue Service,**       |                         |
|      |        |                          |                         |
|      |        | **Inspections**          |                         |
|      |        |                          |                         |
|      |        | Assistant Commissioner   |                         |
|      |        | Inspections              |                         |
|      |        |                          |                         |
|      |        | IS:I                     |                         |
|      |        |                          |                         |
|      |        | 1401 Wilson Blvd., Suite |                         |
|      |        | 816                      |                         |
|      |        |                          |                         |
|      |        | Arlington, VA 22209      |                         |
|      |        |                          |                         |
|      |        | \(703\) 235-0586         |                         |
+------+--------+--------------------------+-------------------------+