+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
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| ) |                                 |   |   |   |     |            |
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| l |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are fill/credit slips in at     | \ | \ | \ | 542 |            |
| \ | least triplicate form, in a     | _ | _ | _ | .12 |            |
| . | continuous pre-numbered series, | \ | \ | \ | (c) |            |
|   | concurrently numbered in a form | _ | _ | _ | (1) |            |
|   | utilizing the alphabet and only | \ | \ | \ |     |            |
|   | in one series at a time?        | _ | _ | _ |     |            |
|   | (Examination of records) (Note: | \ | \ | \ |     |            |
|   | The alphabet need not be used   | _ | _ | _ |     |            |
|   | if the numerical series is not  |   |   |   |     |            |
|   | repeated during the business    |   |   |   |     |            |
|   | year.)                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are unissued and issued         | \ | \ | \ | 542 |            |
| \ | fill/credit slips safeguarded   | _ | _ | _ | .12 |            |
| . | and are adequate procedures     | \ | \ | \ | (c) |            |
|   | employed in the distribution,   | _ | _ | _ | (2) |            |
|   | use and control of same         | \ | \ | \ |     |            |
|   | (Perpetual inventory of         | _ | _ | _ |     |            |
|   | un-issued slips)? (Inquiry and  | \ | \ | \ |     |            |
|   | review supporting               | _ | _ | _ |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Do personnel from the cashier   | \ | \ | \ | 542 |            |
| \ | or pit departments have no      | _ | _ | _ | .12 |            |
| . | access to the secured (control) | \ | \ | \ | (c) |            |
|   | copies of the fill/credit       | _ | _ | _ | (2) |            |
|   | slips? (Observation and         | \ | \ | \ |     |            |
|   | inquiry)                        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | When a fill/credit slip is      | \ | \ | \ | 542 |            |
| \ | voided, does the cashier        | _ | _ | _ | .12 |            |
| . | clearly mark \"void\" across    | \ | \ | \ | (c) |            |
|   | the face of the original and    | _ | _ | _ | (3) |            |
|   | first copy, the cashier and one | \ | \ | \ |     |            |
|   | other person independent of the | _ | _ | _ |     |            |
|   | transaction sign both the       | \ | \ | \ |     |            |
|   | original and first copy, and    | _ | _ | _ |     |            |
|   | submit them to the accounting   |   |   |   |     |            |
|   | department for retention and    |   |   |   |     |            |
|   | accountability? (Examination of |   |   |   |     |            |
|   | records/ review supporting      |   |   |   |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are fill transactions           | \ | \ | \ | 542 |            |
| \ | authorized by a pit supervisory | _ | _ | _ | .12 |            |
| . | personnel prior to the issuance | \ | \ | \ | (c) |            |
|   | of fill slips and transfer of   | _ | _ | _ | (4) |            |
|   | chips, tokens, or cash          | \ | \ | \ |     |            |
|   | equivalents? (Observation and   | _ | _ | _ |     |            |
|   | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is the fill request             | \ | \ | \ | 542 |            |
| \ | communicated to the cage where  | _ | _ | _ | .12 |            |
| . | the fill slip is prepared?      | \ | \ | \ | (c) |            |
|   | (Observation and inquiry)       | _ | _ | _ | (4) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Are at least three parts of     | \ | \ | \ | 542 |            |
| \ | each fill slip utilized as      | _ | _ | _ | .12 |            |
| . | follows: (Observation and       | \ | \ | \ | (c) |            |
|   | inquiry)                        | _ | _ | _ | (5) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   | One part is transported to the  | _ | _ | _ |     |            |
|   | pit with the fill and, after    | \ | \ | \ |     |            |
|   | the appropriate signatures are  | _ | _ | _ |     |            |
|   | obtained, deposited in table    |   |   |   |     |            |
|   | drop box?                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Are at least three parts of     | \ | \ | \ | 5   |            |
| \ | each fill slip utilized as      | _ | _ | _ | 42. |            |
| . | follows: (Observation and       | \ | \ | \ | 12( |            |
|   | inquiry)                        | _ | _ | _ | c)( |            |
|   |                                 | \ | \ | \ | 5)( |            |
|   | One part is retained in the     | _ | _ | _ | ii) |            |
|   | cage for reconciliation of      | \ | \ | \ |     |            |
|   | cashier bank (Cage copy is      | _ | _ | _ |     |            |
|   | prohibited from leaving cage    |   |   |   |     |            |
|   | until end of shift)?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Are at least three parts of     | \ | \ | \ | 54  |            |
| \ | each fill slip utilized as      | _ | _ | _ | 2.1 |            |
| . | follows: (Observation and       | \ | \ | \ | 2(c |            |
|   | inquiry)                        | _ | _ | _ | )(5 |            |
|   |                                 | \ | \ | \ | )(i |            |
|   | For computerized systems, one   | _ | _ | _ | ii) |            |
|   | part retained in a secure       | \ | \ | \ |     |            |
|   | manner to insure that only      | _ | _ | _ |     |            |
|   | authorized persons may gain     |   |   |   |     |            |
|   | access to it and one part       |   |   |   |     |            |
|   | retained in a secure manner in  |   |   |   |     |            |
|   | a continuous unbroken form for  |   |   |   |     |            |
|   | manual systems?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For Tier C gaming operations is | \ | \ | \ | 542 |            |
| 0 | the part of the fill slip that  | _ | _ | _ | .12 |            |
| \ | is placed in the drop box of a  | \ | \ | \ | (c) |            |
| . | different color for fills than  | _ | _ | _ | (6) |            |
|   | for credits, unless the type of | \ | \ | \ |     |            |
|   | transaction is clearly          | _ | _ | _ |     |            |
|   | distinguishable in another      | \ | \ | \ |     |            |
|   | manner? (The checking of a box  | _ | _ | _ |     |            |
|   | on the form is not a clearly    |   |   |   |     |            |
|   | distinguishable indicator.)     |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the table number, shift, and | \ | \ | \ | 542 |            |
| 1 | amount of fill by denomination  | _ | _ | _ | .12 |            |
| \ | and in total noted on all       | \ | \ | \ | (c) |            |
| . | copies of the fill slip?        | _ | _ | _ | (7) |            |
|   | (Examination of                 | \ | \ | \ |     |            |
|   | records-complete Fill-Credit    | _ | _ | _ |     |            |
|   | worksheet)                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the correct date and time    | \ | \ | \ | 542 |            |
| 2 | indicated on at least two       | _ | _ | _ | .12 |            |
| \ | copies of the fill slip?        | \ | \ | \ | (c) |            |
| . | (Examination of                 | _ | _ | _ | (7) |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11        | _ | _ | _ |     |            |
|   | above.)                         | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are all fills carried from the  | \ | \ | \ | 542 |            |
| 3 | cashier's cage by a person who  | _ | _ | _ | .12 |            |
| \ | is independent of the cage or   | \ | \ | \ | (c) |            |
| . | pit? (Observation)              | _ | _ | _ | (8) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the fill slip signed by at   | \ | \ | \ | 542 |            |
| 4 | least the following individuals | _ | _ | _ | .12 |            |
| \ | (as an indication that each has | \ | \ | \ | (c) |            |
| . | counted the amount of the fill  | _ | _ | _ | (9) |            |
|   | and the amount agrees with the  | \ | \ | \ | (i) |            |
|   | fill slip): (Examination of     | _ | _ | _ |     |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Cashier who prepared the fill   |   |   |   |     |            |
|   | slip and issued the chips,      |   |   |   |     |            |
|   | tokens, or cash equivalent?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the fill slip signed by at   | \ | \ | \ | 5   |            |
| 5 | least the following individuals | _ | _ | _ | 42. |            |
| \ | (as an indication that each has | \ | \ | \ | 12( |            |
| . | counted the amount of the fill  | _ | _ | _ | c)( |            |
|   | and the amount agrees with the  | \ | \ | \ | 9)( |            |
|   | fill slip): (Examination of     | _ | _ | _ | ii) |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Runner who carried the chips,   |   |   |   |     |            |
|   | tokens, or cash equivalents     |   |   |   |     |            |
|   | from the cage to the pit?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the fill slip signed by at   | \ | \ | \ | 54  |            |
| 6 | least the following individuals | _ | _ | _ | 2.1 |            |
| \ | (as an indication that each has | \ | \ | \ | 2(c |            |
| . | counted the amount of the fill  | _ | _ | _ | )(9 |            |
|   | and the amount agrees with the  | \ | \ | \ | )(i |            |
|   | fill slip): (Examination of     | _ | _ | _ | ii) |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Dealer or boxperson who         |   |   |   |     |            |
|   | received the chips, tokens, or  |   |   |   |     |            |
|   | cash equivalents at the gaming  |   |   |   |     |            |
|   | table?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the fill slip signed by at   | \ | \ | \ | 5   |            |
| 7 | least the following individuals | _ | _ | _ | 42. |            |
| \ | (as an indication that each has | \ | \ | \ | 12( |            |
| . | counted the amount of the fill  | _ | _ | _ | c)( |            |
|   | and the amount agrees with the  | \ | \ | \ | 9)( |            |
|   | fill slip): (Examination of     | _ | _ | _ | iv) |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Pit supervisory personnel who   |   |   |   |     |            |
|   | supervised the fill             |   |   |   |     |            |
|   | transaction?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are fills broken down and       | \ | \ | \ | 5   |            |
| 8 | verified by the dealer or       | _ | _ | _ | 42. |            |
| \ | boxperson in public view before | \ | \ | \ | 12( |            |
| . | the dealer or boxperson places  | _ | _ | _ | c)( |            |
|   | the fill in the table tray?     | \ | \ | \ | 10) |            |
|   | (Observation)                   | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is a copy of the fill slip      | \ | \ | \ | 5   |            |
| 9 | deposited into the drop box on  | _ | _ | _ | 42. |            |
| \ | the table by the dealer, where  | \ | \ | \ | 12( |            |
| . | it shall appear in the soft     | _ | _ | _ | c)( |            |
|   | count room with the cash        | \ | \ | \ | 11) |            |
|   | receipts for the shift?         | _ | _ | _ |     |            |
|   | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are table credit transactions   | \ | \ | \ | 5   |            |
| 0 | authorized by a pit supervisor  | _ | _ | _ | 42. |            |
| \ | before the issuance of credit   | \ | \ | \ | 12( |            |
| . | slips and transfer of chips,    | _ | _ | _ | c)( |            |
|   | tokens, or other cash           | \ | \ | \ | 12) |            |
|   | equivalent? (Observation)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Is the credit request           | \ | \ | \ | 5   |            |
| 1 | communicated to the cage where  | _ | _ | _ | 42. |            |
| \ | the credit slip is prepared?    | \ | \ | \ | 12( |            |
| . | (Observation)                   | _ | _ | _ | c)( |            |
|   |                                 | \ | \ | \ | 12) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are at least three parts of     | \ | \ | \ | 5   |            |
| 2 | each credit slip utilized as    | _ | _ | _ | 42. |            |
| \ | follows: (Observation and       | \ | \ | \ | 12( |            |
| . | inquiry)                        | _ | _ | _ | c)( |            |
|   |                                 | \ | \ | \ | 13) |            |
|   | Are two parts of the credit     | _ | _ | _ | (i) |            |
|   | slip transported by the runner  | \ | \ | \ |     |            |
|   | to the pit? (Note: Transfer of  | _ | _ | _ |     |            |
|   | chips must occur with credit    |   |   |   |     |            |
|   | slip) (Observation)             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are at least three parts of     | \ | \ | \ | 5   |            |
| 3 | each credit slip utilized as    | _ | _ | _ | 42. |            |
| \ | follows: (Observation and       | \ | \ | \ | 12( |            |
| . | inquiry)                        | _ | _ | _ | c)( |            |
|   |                                 | \ | \ | \ | 13) |            |
|   | After signatures of the runner, | _ | _ | _ | (i) |            |
|   | dealer, and pit supervisor are  | \ | \ | \ |     |            |
|   | obtained, is one copy deposited | _ | _ | _ |     |            |
|   | in the table game drop box and  |   |   |   |     |            |
|   | then does the original credit   |   |   |   |     |            |
|   | slip accompany the transport of |   |   |   |     |            |
|   | the chips, tokens, markers, or  |   |   |   |     |            |
|   | cash equivalents from the pit   |   |   |   |     |            |
|   | to the cage for verification    |   |   |   |     |            |
|   | and signature of the cashier?   |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are at least three parts of     | \ | \ | \ | 54  |            |
| 4 | each credit slip utilized as    | _ | _ | _ | 2.1 |            |
| \ | follows: (Observation and       | \ | \ | \ | 2(c |            |
| . | inquiry)                        | _ | _ | _ | )(1 |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | For computerized systems, is    | _ | _ | _ | ii) |            |
|   | one part retained in a secure   | \ | \ | \ |     |            |
|   | manner to insure that only      | _ | _ | _ |     |            |
|   | authorized persons may gain     |   |   |   |     |            |
|   | access to it or for manual      |   |   |   |     |            |
|   | systems is one part retained in |   |   |   |     |            |
|   | a secure manner in a continuous |   |   |   |     |            |
|   | unbroken form? (Observation)    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Is the table number, shift, and | \ | \ | \ | 5   |            |
| 5 | the amount of credit by         | _ | _ | _ | 42. |            |
| \ | denomination and in total noted | \ | \ | \ | 12( |            |
| . | on all copies of the credit     | _ | _ | _ | c)( |            |
|   | slip? (Examination of           | \ | \ | \ | 14) |            |
|   | records-complete Fill-Credit    | _ | _ | _ |     |            |
|   | worksheet at question 11 above) | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Is the correct date and time    | \ | \ | \ | 5   |            |
| 6 | indicated on at least two       | _ | _ | _ | 42. |            |
| \ | copies of the credit slip?      | \ | \ | \ | 12( |            |
| . | (Examination of                 | _ | _ | _ | c)( |            |
|   | records-complete Fill-Credit    | \ | \ | \ | 14) |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are chips, tokens and/or cash   | \ | \ | \ | 5   |            |
| 7 | equivalents removed from the    | _ | _ | _ | 42. |            |
| \ | table tray by the dealer or     | \ | \ | \ | 12( |            |
| . | boxperson and broken down and   | _ | _ | _ | c)( |            |
|   | verified by the dealer or       | \ | \ | \ | 15) |            |
|   | boxperson in public view prior  | _ | _ | _ |     |            |
|   | to placing them in racks for    | \ | \ | \ |     |            |
|   | transfer to the cage?           | _ | _ | _ |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are all chips, tokens, and cash | \ | \ | \ | 5   |            |
| 8 | equivalents removed from the    | _ | _ | _ | 42. |            |
| \ | tables and markers removed from | \ | \ | \ | 12( |            |
| . | the pit carried to the          | _ | _ | _ | c)( |            |
|   | cashier's cage by a person who  | \ | \ | \ | 16) |            |
|   | is independent of the cage or   | _ | _ | _ |     |            |
|   | pit? (Observation)              | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Is the credit slip signed by at | \ | \ | \ | 5   |            |
| 9 | least the following individuals | _ | _ | _ | 42. |            |
| \ | (as an indication that each has | \ | \ | \ | 12( |            |
| . | counted or, in the case of      | _ | _ | _ | c)( |            |
|   | markers, reviewed the items     | \ | \ | \ | 17) |            |
|   | transferred): (Examination of   | _ | _ | _ | (i) |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Cashier who received the items  |   |   |   |     |            |
|   | transferred from the pit and    |   |   |   |     |            |
|   | prepared the credit slip?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is the credit slip signed by at | \ | \ | \ | 54  |            |
| 0 | least the following individuals | _ | _ | _ | 2.1 |            |
| \ | (as an indication that each has | \ | \ | \ | 2(c |            |
| . | counted or, in the case of      | _ | _ | _ | )(1 |            |
|   | markers, reviewed the items     | \ | \ | \ | 7)( |            |
|   | transferred): (Examination of   | _ | _ | _ | ii) |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Runner who carried the items    |   |   |   |     |            |
|   | transferred from the pit to the |   |   |   |     |            |
|   | cage?                           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is the credit slip signed by at | \ | \ | \ | 542 |            |
| 1 | least the following individuals | _ | _ | _ | .12 |            |
| \ | (as an indication that each has | \ | \ | \ | (c) |            |
| . | counted or, in the case of      | _ | _ | _ | (17 |            |
|   | markers, reviewed the items     | \ | \ | \ | )(i |            |
|   | transferred): (Examination of   | _ | _ | _ | ii) |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Dealer who had custody of the   |   |   |   |     |            |
|   | items prior to transfer to the  |   |   |   |     |            |
|   | cage?                           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is the credit slip signed by at | \ | \ | \ | 54  |            |
| 2 | least the following individuals | _ | _ | _ | 2.1 |            |
| \ | (as an indication that each has | \ | \ | \ | 2(c |            |
| . | counted or, in the case of      | _ | _ | _ | )(1 |            |
|   | markers, reviewed the items     | \ | \ | \ | 7)( |            |
|   | transferred): (Examination of   | _ | _ | _ | iv) |            |
|   | records-complete Fill-Credit    | \ | \ | \ |     |            |
|   | worksheet at question 11 above) | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Pit supervisory personnel who   |   |   |   |     |            |
|   | supervised the credit           |   |   |   |     |            |
|   | transaction?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is the credit slip inserted in  | \ | \ | \ | 5   |            |
| 3 | the drop box by the dealer?     | _ | _ | _ | 42. |            |
| \ | (Observation)                   | \ | \ | \ | 12( |            |
| . |                                 | _ | _ | _ | c)( |            |
|   |                                 | \ | \ | \ | 18) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are chips, tokens, or other     | \ | \ | \ | 5   |            |
| 4 | cash equivalents deposited on   | _ | _ | _ | 42. |            |
| \ | or removed from gaming tables   | \ | \ | \ | 12( |            |
| . | only when accompanied by the    | _ | _ | _ | c)( |            |
|   | appropriate fill/credit or      | \ | \ | \ | 19) |            |
|   | marker transfer forms?          | _ | _ | _ |     |            |
|   | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are cross fills (the transfer   | \ | \ | \ | 5   |            |
| 5 | of chips between table games)   | _ | _ | _ | 42. |            |
| \ | and even cash exchanges         | \ | \ | \ | 12( |            |
| . | prohibited in the pit?          | _ | _ | _ | c)( |            |
|   | (Inquiry)                       | \ | \ | \ | 20) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| T |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | At the close of each shift, for | \ | \ | \ | 542 |            |
| 6 | those table banks that were     | _ | _ | _ | .12 |            |
| \ | open during the shift:          | \ | \ | \ | (d) |            |
| . | (Inquiry/ examination of        | _ | _ | _ | (1) |            |
|   | records)                        | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is each table's chip, token,    | \ | \ | \ |     |            |
|   | coin, and marker inventory      | _ | _ | _ |     |            |
|   | counted and recorded on a table |   |   |   |     |            |
|   | inventory form? Or              |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | At the close of each shift, for | \ | \ | \ | 5   |            |
| 7 | those table banks that were     | _ | _ | _ | 42. |            |
| \ | open during the shift:          | \ | \ | \ | 12( |            |
| . | (Inquiry/ observation)          | _ | _ | _ | d)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | If the table banks are          | _ | _ | _ | ii) |            |
|   | maintained on an imprest basis, | \ | \ | \ |     |            |
|   | is a final fill or credit made  | _ | _ | _ |     |            |
|   | to bring the bank back to par?  |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | If final fills are not made,    | \ | \ | \ | 542 |            |
| 8 | are beginning and ending        | _ | _ | _ | .12 |            |
| \ | inventories recorded on the     | \ | \ | \ | (d) |            |
| . | master game sheet for shift win | _ | _ | _ | (2) |            |
|   | calculation purposes? (Inquiry/ | \ | \ | \ |     |            |
|   | examination of records)         | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is the accuracy of inventory    | \ | \ | \ | 542 |            |
| 9 | forms prepared at shift end     | _ | _ | _ | .12 |            |
| \ | verified by the outgoing pit    | \ | \ | \ | (d) |            |
| . | supervisor and the dealer or    | _ | _ | _ | (3) |            |
|   | alternatively, if the dealer is | \ | \ | \ |     |            |
|   | not available, such             | _ | _ | _ |     |            |
|   | verification may be provided by | \ | \ | \ |     |            |
|   | another pit supervisor or       | _ | _ | _ |     |            |
|   | another supervisor from another |   |   |   |     |            |
|   | gaming department?              |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are the above verifications     | \ | \ | \ | 542 |            |
| 0 | evidenced by signature on the   | _ | _ | _ | .12 |            |
| \ | inventory form? (Review         | \ | \ | \ | (d) |            |
| . | other-complete Table Inventory  | _ | _ | _ | (3) |            |
|   | worksheet)                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If inventory forms are placed   | \ | \ | \ | 542 |            |
| 1 | in the drop box, is such action | _ | _ | _ | .12 |            |
| \ | performed by someone other than | \ | \ | \ | (d) |            |
| . | a pit supervisor? (Observation) | _ | _ | _ | (4) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| T |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is the computer system capable  | \ | \ | \ | 542 |            |
| 2 | of generating adequate          | _ | _ | _ | .12 |            |
| \ | documentation of all            | \ | \ | \ | (e) |            |
| . | information recorded on the     | _ | _ | _ | (1) |            |
|   | source documents and            | \ | \ | \ |     |            |
|   | transaction detail (e.g.,       | _ | _ | _ |     |            |
|   | fill/credit slips, markers,     | \ | \ | \ |     |            |
|   | etc.)? (Inquiry)                | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is this documentation           | \ | \ | \ | 542 |            |
| 3 | restricted to authorized        | _ | _ | _ | .12 |            |
| \ | personnel? (Inquiry)            | \ | \ | \ | (e) |            |
| . |                                 | _ | _ | _ | (2) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Does the documentation include, | \ | \ | \ | 542 |            |
| 4 | at a minimum: (Review           | _ | _ | _ | .12 |            |
| \ | supporting documentation)       | \ | \ | \ | (e) |            |
| . |                                 | _ | _ | _ | (3) |            |
|   | System exception information    | \ | \ | \ | (i) |            |
|   | (e.g., appropriate system       | _ | _ | _ |     |            |
|   | parameter information,          | \ | \ | \ |     |            |
|   | corrections, voids, etc.)?      | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Does the documentation include, | \ | \ | \ | 5   |            |
| 5 | at a minimum: (Review           | _ | _ | _ | 42. |            |
| \ | supporting documentation)       | \ | \ | \ | 12( |            |
| . |                                 | _ | _ | _ | e)( |            |
|   | Personnel access listing which  | \ | \ | \ | 3)( |            |
|   | includes at a minimum:          | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (A) |            |
|   | Employee name or employee       | _ | _ | _ |     |            |
|   | identification number (if       |   |   |   |     |            |
|   | applicable)?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Does the documentation include, | \ | \ | \ | 5   |            |
| 6 | at a minimum: (Review           | _ | _ | _ | 42. |            |
| \ | supporting documentation)       | \ | \ | \ | 12( |            |
| . |                                 | _ | _ | _ | e)( |            |
|   | Personnel access listing which  | \ | \ | \ | 3)( |            |
|   | includes at a minimum:          | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (B) |            |
|   | Listing of functions employee   | _ | _ | _ |     |            |
|   | can perform or equivalent means |   |   |   |     |            |
|   | of identifying the same?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| S |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are playing cards and dice      | \ | \ | \ | 542 |            |
| 7 | maintained in a secure location | _ | _ | _ | .12 |            |
| \ | to prevent unauthorized access  | \ | \ | \ | (f) |            |
| . | and to reduce the possibility   | _ | _ | _ | (1) |            |
|   | of tampering (new playing       | \ | \ | \ |     |            |
|   | cards)? (State the location in  | _ | _ | _ |     |            |
|   | Comment Section) (Observation   | \ | \ | \ |     |            |
|   | and inquiry)                    | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are used cards and dice         | \ | \ | \ | 542 |            |
| 8 | maintained in a secure location | _ | _ | _ | .12 |            |
| \ | until marked, scored, or        | \ | \ | \ | (f) |            |
| . | destroyed in a manner to        | _ | _ | _ | (2) |            |
|   | prevent unauthorized access and | \ | \ | \ |     |            |
|   | reduce the possibility of       | _ | _ | _ |     |            |
|   | tampering? (State the location  | \ | \ | \ |     |            |
|   | in Comment Section)             | _ | _ | _ |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 9 | received approval for the       | _ | _ | _ | .12 |            |
| \ | manner in which used cards are  | \ | \ | \ | (f) |            |
| . | maintained? (Review TGRA        | _ | _ | _ | (2) |            |
|   | approval)                       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 0 | established a reasonable time   | _ | _ | _ | .12 |            |
| \ | period, which shall not exceed  | \ | \ | \ | (f) |            |
| . | seven (7) days, within which to | _ | _ | _ | (3) |            |
|   | mark, cancel, or destroy cards  | \ | \ | \ |     |            |
|   | and dice from play ? (Note:     | _ | _ | _ |     |            |
|   | This standard shall not apply   | \ | \ | \ |     |            |
|   | where playing cards or dice are | _ | _ | _ |     |            |
|   | retained for an investigation.) |   |   |   |     |            |
|   | (State the time period in       |   |   |   |     |            |
|   | Comment Section) (Review        |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 1 | complied with the established   | _ | _ | _ | .12 |            |
| \ | time period within which to     | \ | \ | \ | (f) |            |
| . | mark, cancel or destroy cards   | _ | _ | _ | (3) |            |
|   | and dice from play? (Review     | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 2 | received approval for the       | _ | _ | _ | .12 |            |
| \ | established time period?        | \ | \ | \ | (f) |            |
| . | (Review TGRA approval)          | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Is a card control log           | \ | \ | \ | 542 |            |
| 3 | maintained that documents when  | _ | _ | _ | .12 |            |
| \ | cards and dice are received on  | \ | \ | \ | (f) |            |
| . | site, distributed to and        | _ | _ | _ | (4) |            |
|   | returned from tables and        | \ | \ | \ |     |            |
|   | removed from play by the gaming | _ | _ | _ |     |            |
|   | operation? (Review other-       | \ | \ | \ |     |            |
|   | perpetual inventory records.)   | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| P |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | If the gaming operation uses    | \ | \ | \ | 542 |            |
| 4 | plastic cards (not              | _ | _ | _ | .12 |            |
| \ | plastic-coated cards), are the  | \ | \ | \ | (g) |            |
| . | cards routinely inspected,      | _ | _ | _ |     |            |
|   | washed or cleaned and not used  | \ | \ | \ |     |            |
|   | more than three months?         | _ | _ | _ |     |            |
|   | (Inquiry and review supporting  | \ | \ | \ |     |            |
|   | documentation)                  | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 5 | received approval for the use   | _ | _ | _ | .12 |            |
| \ | of plastic cards? (Review TGRA  | \ | \ | \ | (g) |            |
| . | approval)                       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| S |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Do pit supervisory personnel    | \ | \ | \ | 542 |            |
| 6 | (with authority equal to or     | _ | _ | _ | .12 |            |
| \ | greater than those being        | \ | \ | \ | (h) |            |
| . | supervised) provide supervision | _ | _ | _ |     |            |
|   | of all table games?             | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are records maintained by day   | \ | \ | \ | 542 |            |
| 7 | and shift indicating any        | _ | _ | _ | .12 |            |
| \ | single-deck blackjack games     | \ | \ | \ | (i) |            |
| . | that were dealt for an entire   | _ | _ | _ | (1) |            |
|   | shift? (Inquiry/ review         | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are records reflecting hold     | \ | \ | \ | 542 |            |
| 8 | percentage by table and type of | _ | _ | _ | .12 |            |
| \ | game maintained by shift, by    | \ | \ | \ | (i) |            |
| . | day, cumulative month-to-date,  | _ | _ | _ | (2) |            |
|   | and cumulative year to date?    | \ | \ | \ |     |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Is this information presented   | \ | \ | \ | 542 |            |
| 9 | to and reviewed by management   | _ | _ | _ | .12 |            |
| \ | independent of the pit          | \ | \ | \ | (i) |            |
| . | department on at least a        | _ | _ | _ | (3) |            |
|   | monthly basis? (Examination of  | \ | \ | \ |     |            |
|   | records)                        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Does the above referenced       | \ | \ | \ | 542 |            |
| 0 | management, #59, investigate    | _ | _ | _ | .12 |            |
| \ | unusual fluctuations in hold    | \ | \ | \ | (i) |            |
| . | percentage with pit supervisory | _ | _ | _ | (4) |            |
|   | personnel? (Inquiry)(Revised    | \ | \ | \ |     |            |
|   | 5/4/05)                         | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are the results of such         | \ | \ | \ | 542 |            |
| 1 | investigations documented and   | _ | _ | _ | .12 |            |
| \ | maintained for inspection?      | \ | \ | \ | (i) |            |
| . | (Review supporting              | _ | _ | _ | (5) |            |
|   | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are the statistical             | \ | \ | \ | 542 |            |
| 2 | investigations available for    | _ | _ | _ | .12 |            |
| \ | TGRA review upon request?       | \ | \ | \ | (i) |            |
| . | (Inquiry)                       | _ | _ | _ | (5) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| j |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| / |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are the table games accounting  | \ | \ | \ | 542 |            |
| 3 | and auditing procedures         | _ | _ | _ | .12 |            |
| \ | performed by personnel who are  | \ | \ | \ | (j) |            |
| . | independent of the transactions | _ | _ | _ | (1) |            |
|   | being audited/accounted for?    | \ | \ | \ |     |            |
|   | (Inquiry)                       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | If a table game has the         | \ | \ | \ | 542 |            |
| 4 | capability to determine drop    | _ | _ | _ | .12 |            |
| \ | (e.g., bill-in/coin-drop        | \ | \ | \ | (j) |            |
| . | meters, bill acceptor,          | _ | _ | _ | (2) |            |
|   | computerized record, etc.) is   | \ | \ | \ |     |            |
|   | the dollar amount of the drop   | _ | _ | _ |     |            |
|   | reconciled to the actual drop   | \ | \ | \ |     |            |
|   | by shift? (Inquiry/ examination | _ | _ | _ |     |            |
|   | of records)                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Do accounting/auditing          | \ | \ | \ | 542 |            |
| 5 | employees review exception      | _ | _ | _ | .12 |            |
| \ | reports for all computerized    | \ | \ | \ | (j) |            |
| . | table games systems at least    | _ | _ | _ | (3) |            |
|   | monthly for propriety of        | \ | \ | \ |     |            |
|   | transactions and unusual        | _ | _ | _ |     |            |
|   | occurrences? (Examination of    | \ | \ | \ |     |            |
|   | records)                        | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are all noted improper          | \ | \ | \ | 542 |            |
| 6 | transactions or unusual         | _ | _ | _ | .12 |            |
| \ | occurrences investigated with   | \ | \ | \ | (j) |            |
| . | the results documented? (Review | _ | _ | _ | (4) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is evidence of table games      | \ | \ | \ | 542 |            |
| 7 | auditing procedures and any     | _ | _ | _ | .12 |            |
| \ | follow-up performed maintained? | \ | \ | \ | (j) |            |
| . | (Examination of records)        | _ | _ | _ | (5) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is the evidence of table games  | \ | \ | \ | 542 |            |
| 8 | auditing procedures and         | _ | _ | _ | .12 |            |
| \ | follow-up available to the TGRA | \ | \ | \ | (j) |            |
| . | upon request? (Inquiry)         | _ | _ | _ | (5) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is a daily recap prepared for   | \ | \ | \ | 542 |            |
| 9 | the day and month-to-date which | _ | _ | _ | .12 |            |
| \ | includes the following          | \ | \ | \ | (j) |            |
| . | information: (Examination of    | _ | _ | _ | (6) |            |
|   | records)                        | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Drop?                           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is a daily recap prepared for   | \ | \ | \ | 5   |            |
| 0 | the day and month-to-date which | _ | _ | _ | 42. |            |
| \ | includes the following          | \ | \ | \ | 12( |            |
| . | information: (Examination of    | _ | _ | _ | j)( |            |
|   | records)                        | \ | \ | \ | 6)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Win?                            | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is a daily recap prepared for   | \ | \ | \ | 54  |            |
| 1 | the day and month-to-date which | _ | _ | _ | 2.1 |            |
| \ | includes the following          | \ | \ | \ | 2(j |            |
| . | information: (Examination of    | _ | _ | _ | )(6 |            |
|   | records)                        | \ | \ | \ | )(i |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Gross revenue?                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| M |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 2 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   | Does the marker system allow    | _ | _ | _ |     |            |
|   | for credit to be both issued    | \ | \ | \ |     |            |
|   | and repaid in the pit?          | _ | _ | _ |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 3 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| . | the following standards apply:  | _ | _ | _ | k)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | Prior to the issuance of gaming | _ | _ | _ | ii) |            |
|   | credit to a player, does the    | \ | \ | \ |     |            |
|   | employee extending the credit   | _ | _ | _ |     |            |
|   | contact the cashier or other    |   |   |   |     |            |
|   | independent source to determine |   |   |   |     |            |
|   | if the player's credit limit    |   |   |   |     |            |
|   | has been properly established   |   |   |   |     |            |
|   | and there is sufficient         |   |   |   |     |            |
|   | remaining credit available for  |   |   |   |     |            |
|   | the advance? (Inquiry)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 4 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| . | the following standards apply:  | _ | _ | _ | )(1 |            |
|   |                                 | \ | \ | \ | )(i |            |
|   | Is proper authorization of      | _ | _ | _ | ii) |            |
|   | credit extension in excess of   | \ | \ | \ |     |            |
|   | the previously established      | _ | _ | _ |     |            |
|   | limit documented? (Review       |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 5 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| . | the following standards apply:  | _ | _ | _ | k)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | Is the amount of credit         | _ | _ | _ | iv) |            |
|   | extended communicated to the    | \ | \ | \ |     |            |
|   | cage or another independent     | _ | _ | _ |     |            |
|   | source and the amount           |   |   |   |     |            |
|   | documented within a reasonable  |   |   |   |     |            |
|   | time subsequent to each         |   |   |   |     |            |
|   | issuance? (Inquiry)(1 hour      |   |   |   |     |            |
|   | maximum)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 6 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (v) |            |
|   | Is the marker form in at least  | _ | _ | _ |     |            |
|   | triplicate form (triplicate     | \ | \ | \ |     |            |
|   | form being defined as three     | _ | _ | _ |     |            |
|   | parts performing the functions  |   |   |   |     |            |
|   | delineated in the questions     |   |   |   |     |            |
|   | 77-79 below), with a preprinted |   |   |   |     |            |
|   | or concurrently printed marker  |   |   |   |     |            |
|   | number, and utilized in         |   |   |   |     |            |
|   | numerical sequence?             |   |   |   |     |            |
|   | (Observation) (Note: This       |   |   |   |     |            |
|   | requirement does not preclude   |   |   |   |     |            |
|   | the distribution of batches of  |   |   |   |     |            |
|   | markers to various              |   |   |   |     |            |
|   | pits.)(Revised 5/4/05)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 7 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| . | the following standards apply   | _ | _ | _ | k)( |            |
|   | (Observation):                  | \ | \ | \ | 1)( |            |
|   |                                 | _ | _ | _ | vi) |            |
|   | Are at least three parts of     | \ | \ | \ | (A) |            |
|   | each separately numbered marker | _ | _ | _ |     |            |
|   | form utilized as follows:       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Original that is maintained in  |   |   |   |     |            |
|   | the pit until settled or        |   |   |   |     |            |
|   | transferred to the cage?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 8 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| . | the following standards apply   | _ | _ | _ | k)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | Are at least three parts of     | _ | _ | _ | vi) |            |
|   | each separately numbered marker | \ | \ | \ | (B) |            |
|   | form utilized as follows:       | _ | _ | _ |     |            |
|   | (Observation):                  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Payment Slip that is maintained |   |   |   |     |            |
|   | in the pit until the marker is  |   |   |   |     |            |
|   | settled or transferred to the   |   |   |   |     |            |
|   | cage. If paid in the pit, the   |   |   |   |     |            |
|   | slip is inserted in the table   |   |   |   |     |            |
|   | drop box. If not paid, the slip |   |   |   |     |            |
|   | is transferred to the cage with |   |   |   |     |            |
|   | the original?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 9 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| . | the following standards apply:  | _ | _ | _ | k)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | Are at least three parts of     | _ | _ | _ | vi) |            |
|   | each separately numbered marker | \ | \ | \ | (C) |            |
|   | form utilized as follows:       | _ | _ | _ |     |            |
|   | (Observation)                   |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Issue Slip that is inserted     |   |   |   |     |            |
|   | into the appropriate table drop |   |   |   |     |            |
|   | box when credit is extended or  |   |   |   |     |            |
|   | when the player has signed the  |   |   |   |     |            |
|   | original?                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| . | the following standards apply:  | _ | _ | _ | )(1 |            |
|   |                                 | \ | \ | \ | )(v |            |
|   | When marker documentation       | _ | _ | _ | ii) |            |
|   | (e.g., issue slip and payment   | \ | \ | \ |     |            |
|   | slip) is inserted in the drop   | _ | _ | _ |     |            |
|   | box, is such action performed   |   |   |   |     |            |
|   | by the dealer or boxperson at   |   |   |   |     |            |
|   | the table? (Observation)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (A) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The signature or initials of    |   |   |   |     |            |
|   | the person(s) approving the     |   |   |   |     |            |
|   | extension of credit (unless     |   |   |   |     |            |
|   | such information is contained   |   |   |   |     |            |
|   | elsewhere for each issuance)?   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 2 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (B) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The legible name of the person  |   |   |   |     |            |
|   | receiving the credit?           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 3 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (C) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The date and shift of granting  |   |   |   |     |            |
|   | the credit?                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 4 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (D) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The table on which the credit   |   |   |   |     |            |
|   | was extended?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 5 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (E) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The amount of credit issued?    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 6 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (F) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The marker number?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 7 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (G) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The amount of credit remaining  |   |   |   |     |            |
|   | after each issuance or the      |   |   |   |     |            |
|   | total credit available for all  |   |   |   |     |            |
|   | issuances?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 8 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (H) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The amount of payment received  |   |   |   |     |            |
|   | and nature of settlement?       |   |   |   |     |            |
|   | (e.g., credit slip number,      |   |   |   |     |            |
|   | cash, chips, etc.)              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 9 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (vi |            |
|   | Is a record maintained that     | _ | _ | _ | ii) |            |
|   | details the following (e.g.,    | \ | \ | \ | (I) |            |
|   | master credit record retained   | _ | _ | _ |     |            |
|   | at the pit podium.): (Review    |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The signature or initials of    |   |   |   |     |            |
|   | the person receiving            |   |   |   |     |            |
|   | payment/settlement?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| . | the following standards apply:  | _ | _ | _ | k)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | Are the forms required in       | _ | _ | _ | ix) |            |
|   | questions 76-79 and 81-89       | \ | \ | \ |     |            |
|   | safeguarded, and are adequate   | _ | _ | _ |     |            |
|   | procedures employed to control  |   |   |   |     |            |
|   | the distribution, use, and      |   |   |   |     |            |
|   | access to these forms? (Inquiry |   |   |   |     |            |
|   | and review supporting           |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (x) |            |
|   | Are all credit extensions       | _ | _ | _ |     |            |
|   | initially evidenced by lammer   | \ | \ | \ |     |            |
|   | buttons, which are displayed on | _ | _ | _ |     |            |
|   | the table in public view and    |   |   |   |     |            |
|   | placed there by supervisory     |   |   |   |     |            |
|   | personnel? (Observation and     |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 2 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| . | the following standards apply:  | _ | _ | _ | k)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | Is marker preparation initiated | _ | _ | _ | xi) |            |
|   | and other records updated       | \ | \ | \ |     |            |
|   | within approximately one hand   | _ | _ | _ |     |            |
|   | of play following the initial   |   |   |   |     |            |
|   | issuance of credit to the       |   |   |   |     |            |
|   | player? (Observation and        |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 3 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| . | the following standards apply:  | _ | _ | _ | )(1 |            |
|   |                                 | \ | \ | \ | )(x |            |
|   | Are lammer buttons removed only | _ | _ | _ | ii) |            |
|   | by the dealer or boxperson      | \ | \ | \ |     |            |
|   | employed at the table upon      | _ | _ | _ |     |            |
|   | completion of a marker          |   |   |   |     |            |
|   | transaction? (Observation and   |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 4 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (xi |            |
|   | Does the original marker        | _ | _ | _ | ii) |            |
|   | contain at least the following  | \ | \ | \ | (A) |            |
|   | information: (Examination of    | _ | _ | _ |     |            |
|   | records)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Marker number?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 5 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (xi |            |
|   | Does the original marker        | _ | _ | _ | ii) |            |
|   | contain at least the following  | \ | \ | \ | (B) |            |
|   | information: (Examination of    | _ | _ | _ |     |            |
|   | records)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Player\'s name and signature?   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 6 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (xi |            |
|   | Does the original marker        | _ | _ | _ | ii) |            |
|   | contain at least the following  | \ | \ | \ | (C) |            |
|   | information: (Examination of    | _ | _ | _ |     |            |
|   | records)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Date?                           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 7 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| . | the following standards apply:  | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ | (xi |            |
|   | Does the original marker        | _ | _ | _ | ii) |            |
|   | contain at least the following  | \ | \ | \ | (D) |            |
|   | information: (Examination of    | _ | _ | _ |     |            |
|   | records)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Amount of credit issued?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 8 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| . | the following standards apply:  | _ | _ | _ | )(1 |            |
|   |                                 | \ | \ | \ | )(x |            |
|   | Does the issue slip or stub     | _ | _ | _ | iv) |            |
|   | include: (Examination of        | \ | \ | \ |     |            |
|   | records)                        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | The same marker number as the   |   |   |   |     |            |
|   | original, the table number,     |   |   |   |     |            |
|   | date and time of issuance, and  |   |   |   |     |            |
|   | amount of credit issued?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 9 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| \ | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| . | the following standards apply:  | _ | _ | _ | )(1 |            |
|   |                                 | \ | \ | \ | )(x |            |
|   | Does the issue slip or stub     | _ | _ | _ | iv) |            |
|   | include: (Examination of        | \ | \ | \ |     |            |
|   | records)                        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | The signature of the person     |   |   |   |     |            |
|   | extending the credit, and the   |   |   |   |     |            |
|   | signature or initials of the    |   |   |   |     |            |
|   | dealer or boxperson at the      |   |   |   |     |            |
|   | applicable table, unless this   |   |   |   |     |            |
|   | information is included on      |   |   |   |     |            |
|   | another document verifying the  |   |   |   |     |            |
|   | issued marker?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 0 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Does the payment slip include:  | _ | _ | _ | xv) |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | The same marker number as the   |   |   |   |     |            |
|   | original?                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 1 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Does the payment slip include:  | _ | _ | _ | xv) |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If the marker is paid in full   |   |   |   |     |            |
|   | in the pit, the table number    |   |   |   |     |            |
|   | where paid, date and time of    |   |   |   |     |            |
|   | payment, nature of settlement   |   |   |   |     |            |
|   | (cash, chips, etc.) and amount  |   |   |   |     |            |
|   | of payment?                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 2 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Does the payment slip include:  | _ | _ | _ | xv) |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | The signature of pit            |   |   |   |     |            |
|   | supervisory personnel           |   |   |   |     |            |
|   | acknowledging payment, and the  |   |   |   |     |            |
|   | signature or initials of the    |   |   |   |     |            |
|   | dealer or boxperson receiving   |   |   |   |     |            |
|   | payment, (unless this           |   |   |   |     |            |
|   | information is included on      |   |   |   |     |            |
|   | another document verifying the  |   |   |   |     |            |
|   | payment of the marker)?         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| 3 | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| \ | the following standards apply:  | _ | _ | _ | )(1 |            |
| . |                                 | \ | \ | \ | )(x |            |
|   | When partial payments are made  | _ | _ | _ | vi) |            |
|   | in the pit, is a new marker     | \ | \ | \ |     |            |
|   | completed reflecting the        | _ | _ | _ |     |            |
|   | remaining balance and the       |   |   |   |     |            |
|   | marker number of the marker     |   |   |   |     |            |
|   | originally issued? (Examination |   |   |   |     |            |
|   | of records)                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| 4 | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| \ | the following standards apply:  | _ | _ | _ | (1) |            |
| . |                                 | \ | \ | \ | (xv |            |
|   | When partial payments are made  | _ | _ | _ | ii) |            |
|   | in the pit, is the payment slip | \ | \ | \ |     |            |
|   | of the marker that was          | _ | _ | _ |     |            |
|   | originally issued properly      |   |   |   |     |            |
|   | cross-referenced to the new     |   |   |   |     |            |
|   | marker number, completed with   |   |   |   |     |            |
|   | all information required by     |   |   |   |     |            |
|   | questions 100-102, and inserted |   |   |   |     |            |
|   | into the drop box? (Examination |   |   |   |     |            |
|   | of records)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 5 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Is the cashier's cage or        | _ | _ | _ | xvi |            |
|   | another independent source      | \ | \ | \ | ii) |            |
|   | notified: (Observation and      | _ | _ | _ |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | When payments (full or partial) |   |   |   |     |            |
|   | are made in the pit so that     |   |   |   |     |            |
|   | cage records can be updated for |   |   |   |     |            |
|   | such transactions?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 6 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Is the cashier's cage or        | _ | _ | _ | xvi |            |
|   | another independent source      | \ | \ | \ | ii) |            |
|   | notified: (Observation and      | _ | _ | _ |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | When the customer's play is     |   |   |   |     |            |
|   | completed or at shift end,      |   |   |   |     |            |
|   | whichever is earlier?           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| 7 | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| \ | the following standards apply:  | _ | _ | _ | )(1 |            |
| . |                                 | \ | \ | \ | )(x |            |
|   | Are all portions of markers,    | _ | _ | _ | ix) |            |
|   | both issued and unissued,       | \ | \ | \ |     |            |
|   | safeguarded and are procedures  | _ | _ | _ |     |            |
|   | employed to control the         |   |   |   |     |            |
|   | distribution, use and access to |   |   |   |     |            |
|   | the forms? (Inquiry and review  |   |   |   |     |            |
|   | other- perpetual inventory      |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 8 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Is an investigation performed   | _ | _ | _ | xx) |            |
|   | to determine the cause and      | \ | \ | \ |     |            |
|   | responsibility for loss         | _ | _ | _ |     |            |
|   | whenever marker forms, or any   |   |   |   |     |            |
|   | part thereof, are missing?      |   |   |   |     |            |
|   | (Inquiry)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 0 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 9 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Are the investigations          | _ | _ | _ | xx) |            |
|   | documented and maintained for   | \ | \ | \ |     |            |
|   | inspection? (Inquiry/ review    | _ | _ | _ |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 0 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Are the investigations provided | _ | _ | _ | xx) |            |
|   | to the TGRA upon request?       | \ | \ | \ |     |            |
|   | (Inquiry)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| 1 | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| \ | the following standards apply:  | _ | _ | _ | )(1 |            |
| . |                                 | \ | \ | \ | )(x |            |
|   | When markers are transferred to | _ | _ | _ | xi) |            |
|   | the cage, are marker transfer   | \ | \ | \ |     |            |
|   | forms or marker credit slips    | _ | _ | _ |     |            |
|   | (or similar documentation)      |   |   |   |     |            |
|   | utilized? (Inquiry and review   |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| 2 | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| \ | the following standards apply:  | _ | _ | _ | )(1 |            |
| . |                                 | \ | \ | \ | )(x |            |
|   | Do the marker transfer forms/   | _ | _ | _ | xi) |            |
|   | credit slips at a minimum       | \ | \ | \ |     |            |
|   | contain the following           | _ | _ | _ |     |            |
|   | information? (Examination of    |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The date, time and shift?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| 3 | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| \ | the following standards apply:  | _ | _ | _ | )(1 |            |
| . |                                 | \ | \ | \ | )(x |            |
|   | Do the marker transfer forms/   | _ | _ | _ | xi) |            |
|   | credit slips at a minimum       | \ | \ | \ |     |            |
|   | contain the following           | _ | _ | _ |     |            |
|   | information? (Examination of    |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Marker number(s), table         |   |   |   |     |            |
|   | number(s) and amount of each    |   |   |   |     |            |
|   | marker?                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| 4 | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| \ | the following standards apply:  | _ | _ | _ | )(1 |            |
| . |                                 | \ | \ | \ | )(x |            |
|   | Do the marker transfer forms/   | _ | _ | _ | xi) |            |
|   | credit slips at a minimum       | \ | \ | \ |     |            |
|   | contain the following           | _ | _ | _ |     |            |
|   | information? (Examination of    |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The total amount transferred?   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 54  |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | 2.1 |            |
| 5 | of rim credit and call bets),   | \ | \ | \ | 2(k |            |
| \ | the following standards apply:  | _ | _ | _ | )(1 |            |
| . |                                 | \ | \ | \ | )(x |            |
|   | Do the marker transfer forms/   | _ | _ | _ | xi) |            |
|   | credit slips at a minimum       | \ | \ | \ |     |            |
|   | contain the following           | _ | _ | _ |     |            |
|   | information? (Examination of    |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Signature of pit supervisory    |   |   |   |     |            |
|   | personnel releasing instruments |   |   |   |     |            |
|   | from the pit and the signature  |   |   |   |     |            |
|   | of cashier verifying receipt of |   |   |   |     |            |
|   | instruments at the cage?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 542 |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | .12 |            |
| 6 | of rim credit and call bets),   | \ | \ | \ | (k) |            |
| \ | the following standards apply:  | _ | _ | _ | (1) |            |
| . |                                 | \ | \ | \ | (xx |            |
|   | Are all markers transferred to  | _ | _ | _ | ii) |            |
|   | the cage within twenty-four     | \ | \ | \ |     |            |
|   | (24) hours of issuance?         | _ | _ | _ |     |            |
|   | (Examination of records)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a gaming operation allows    | \ | \ | \ | 5   |            |
| 1 | marker credit play (exclusive   | _ | _ | _ | 42. |            |
| 7 | of rim credit and call bets),   | \ | \ | \ | 12( |            |
| \ | the following standards apply:  | _ | _ | _ | k)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Are markers transported to the  | _ | _ | _ | xxi |            |
|   | cashier's cage by a person who  | \ | \ | \ | ii) |            |
|   | is independent of the marker    | _ | _ | _ |     |            |
|   | issuance and payment functions  |   |   |   |     |            |
|   | (pit clerks may perform this    |   |   |   |     |            |
|   | function)? (Observation)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| N |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If named credit instruments     | \ | \ | \ | 542 |            |
| 1 | (personal checks, payroll       | _ | _ | _ | .12 |            |
| 8 | checks, counter checks, hold    | \ | \ | \ | (l) |            |
| \ | checks, travelers checks, or    | _ | _ | _ | (2) |            |
| . | other similar instruments) are  | \ | \ | \ | (i) |            |
|   | accepted in the pit, the        | _ | _ | _ |     |            |
|   | following standards apply:      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the name credit system     |   |   |   |     |            |
|   | allow for the issuance of       |   |   |   |     |            |
|   | credit without using markers?   |   |   |   |     |            |
|   | (Inquiry)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If named credit instruments     | \ | \ | \ | 5   |            |
| 1 | (personal checks, payroll       | _ | _ | _ | 42. |            |
| 9 | checks, counter checks, hold    | \ | \ | \ | 12( |            |
| \ | checks, travelers checks, or    | _ | _ | _ | l)( |            |
| . | other similar instruments) are  | \ | \ | \ | 2)( |            |
|   | accepted in the pit, the        | _ | _ | _ | ii) |            |
|   | following standards apply:      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Prior to accepting a name       |   |   |   |     |            |
|   | credit instrument, does the     |   |   |   |     |            |
|   | employee extending the credit   |   |   |   |     |            |
|   | contact the cashier or another  |   |   |   |     |            |
|   | independent source to determine |   |   |   |     |            |
|   | if the player's credit limit    |   |   |   |     |            |
|   | has been properly established   |   |   |   |     |            |
|   | and the remaining credit        |   |   |   |     |            |
|   | available is sufficient for the |   |   |   |     |            |
|   | advance? (Inquiry)              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If named credit instruments     | \ | \ | \ | 54  |            |
| 2 | (personal checks, payroll       | _ | _ | _ | 2.1 |            |
| 0 | checks, counter checks, hold    | \ | \ | \ | 2(l |            |
| \ | checks, travelers checks, or    | _ | _ | _ | )(2 |            |
| . | other similar instruments) are  | \ | \ | \ | )(i |            |
|   | accepted in the pit, the        | _ | _ | _ | ii) |            |
|   | following standards apply:      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are all name credit instruments |   |   |   |     |            |
|   | transferred to the cashier's    |   |   |   |     |            |
|   | cage (utilizing a two-part      |   |   |   |     |            |
|   | order for credit) immediately   |   |   |   |     |            |
|   | following the acceptance of the |   |   |   |     |            |
|   | instrument and issuance of      |   |   |   |     |            |
|   | chips? (Note: If name credit    |   |   |   |     |            |
|   | instruments are transported     |   |   |   |     |            |
|   | accompanied by a credit slip,   |   |   |   |     |            |
|   | an order for credit is not      |   |   |   |     |            |
|   | required) (Examination of       |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If named credit instruments     | \ | \ | \ | 5   |            |
| 2 | (personal checks, payroll       | _ | _ | _ | 42. |            |
| 1 | checks, counter checks, hold    | \ | \ | \ | 12( |            |
| \ | checks, travelers checks, or    | _ | _ | _ | l)( |            |
| . | other similar instruments) are  | \ | \ | \ | 2)( |            |
|   | accepted in the pit, the        | _ | _ | _ | iv) |            |
|   | following standards apply:      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the order for credit (if   |   |   |   |     |            |
|   | applicable) and the credit slip |   |   |   |     |            |
|   | include the customer's name,    |   |   |   |     |            |
|   | amount of the credit            |   |   |   |     |            |
|   | instrument, the date, time,     |   |   |   |     |            |
|   | shift, table number, signature  |   |   |   |     |            |
|   | of pit supervisor releasing     |   |   |   |     |            |
|   | instrument from pit, and the    |   |   |   |     |            |
|   | signature of cashier verifying  |   |   |   |     |            |
|   | receipt of instrument at the    |   |   |   |     |            |
|   | cage? (Examination of records)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If named credit instruments     | \ | \ | \ | 542 |            |
| 2 | (personal checks, payroll       | _ | _ | _ | .12 |            |
| 2 | checks, counter checks, hold    | \ | \ | \ | (l) |            |
| \ | checks, travelers checks, or    | _ | _ | _ | (2) |            |
| . | other similar instruments) are  | \ | \ | \ | (v) |            |
|   | accepted in the pit, the        | _ | _ | _ |     |            |
|   | following standards apply:      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are the procedures for          |   |   |   |     |            |
|   | transacting table credits in    |   |   |   |     |            |
|   | questions #20-34 above of this  |   |   |   |     |            |
|   | section strictly adhered to?    |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If named credit instruments     | \ | \ | \ | 5   |            |
| 2 | (personal checks, payroll       | _ | _ | _ | 42. |            |
| 3 | checks, counter checks, hold    | \ | \ | \ | 12( |            |
| \ | checks, travelers checks, or    | _ | _ | _ | l)( |            |
| . | other similar instruments) are  | \ | \ | \ | 2)( |            |
|   | accepted in the pit, the        | _ | _ | _ | vi) |            |
|   | following standards apply:      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is the acceptance of payments   |   |   |   |     |            |
|   | in the pit for name credit      |   |   |   |     |            |
|   | instruments prohibited?         |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If call bets are accepted in    | \ | \ | \ | 542 |            |
| 2 | the pit, the following          | _ | _ | _ | .12 |            |
| 4 | standards apply:                | \ | \ | \ | (m) |            |
| \ |                                 | _ | _ | _ | (1) |            |
| . | Is a call bet evidenced by the  | \ | \ | \ | (i) |            |
|   | placement of a lammer button,   | _ | _ | _ |     |            |
|   | chips, or other identifiable    | \ | \ | \ |     |            |
|   | designation in an amount equal  | _ | _ | _ |     |            |
|   | to that of the wager in a       |   |   |   |     |            |
|   | specific location on the table? |   |   |   |     |            |
|   | (Inquiry)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If call bets are accepted in    | \ | \ | \ | 5   |            |
| 2 | the pit, the following          | _ | _ | _ | 42. |            |
| 5 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | m)( |            |
| . | Is the placement of the lammer  | \ | \ | \ | 1)( |            |
|   | button, chips, or other         | _ | _ | _ | ii) |            |
|   | identifiable designation        | \ | \ | \ |     |            |
|   | performed: (Observation/        | _ | _ | _ |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | By supervisory/boxperson        |   |   |   |     |            |
|   | personnel? Or                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If call bets are accepted in    | \ | \ | \ | 5   |            |
| 2 | the pit, the following          | _ | _ | _ | 42. |            |
| 6 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | m)( |            |
| . | Is the placement of the lammer  | \ | \ | \ | 1)( |            |
|   | button, chips, or other         | _ | _ | _ | ii) |            |
|   | identifiable designation        | \ | \ | \ |     |            |
|   | performed: (Observation/        | _ | _ | _ |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | By a dealer, if the supervisor  |   |   |   |     |            |
|   | physically observes and gives   |   |   |   |     |            |
|   | specific authorization?         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If call bets are accepted in    | \ | \ | \ | 54  |            |
| 2 | the pit, the following          | _ | _ | _ | 2.1 |            |
| 7 | standards apply:                | \ | \ | \ | 2(m |            |
| \ |                                 | _ | _ | _ | )(1 |            |
| . | Is the call bet settled at the  | \ | \ | \ | )(i |            |
|   | end of each hand of play by the | _ | _ | _ | ii) |            |
|   | preparation of a marker,        | \ | \ | \ |     |            |
|   | repayment of the credit         | _ | _ | _ |     |            |
|   | extended, or the payoff of the  |   |   |   |     |            |
|   | winning wager? (Observation/    |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If call bets are accepted in    | \ | \ | \ | 54  |            |
| 2 | the pit, the following          | _ | _ | _ | 2.1 |            |
| 8 | standards apply:                | \ | \ | \ | 2(m |            |
| \ |                                 | _ | _ | _ | )(1 |            |
| . | Is a call bet extending beyond  | \ | \ | \ | )(i |            |
|   | one hand of play prohibited?    | _ | _ | _ | ii) |            |
|   | (Inquiry)                       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If call bets are accepted in    | \ | \ | \ | 5   |            |
| 2 | the pit, the following          | _ | _ | _ | 42. |            |
| 9 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | m)( |            |
| . | Is the removal of the lammer    | \ | \ | \ | 1)( |            |
|   | button, chips, or other         | _ | _ | _ | iv) |            |
|   | identifiable designation        | \ | \ | \ |     |            |
|   | performed by the                | _ | _ | _ |     |            |
|   | dealer/boxperson upon           |   |   |   |     |            |
|   | completion of the call bet      |   |   |   |     |            |
|   | transaction? (Observation/      |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| R |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If rim credit is extended in    | \ | \ | \ | 542 |            |
| 3 | the pit, the following          | _ | _ | _ | .12 |            |
| 0 | standards apply:                | \ | \ | \ | (n) |            |
| \ |                                 | _ | _ | _ | (1) |            |
| . | Is rim credit evidenced by:     | \ | \ | \ | (i) |            |
|   | (Observation/ inquiry)          | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | The issuance of chips to be     | _ | _ | _ |     |            |
|   | placed in a neutral zone on the |   |   |   |     |            |
|   | table and then extended to the  |   |   |   |     |            |
|   | customer for the customer to    |   |   |   |     |            |
|   | wager, or to the dealer to      |   |   |   |     |            |
|   | wager for the customer and the  |   |   |   |     |            |
|   | placement of a lammer button or |   |   |   |     |            |
|   | other identifiable designation  |   |   |   |     |            |
|   | in an amount equal to that of   |   |   |   |     |            |
|   | the chips extended?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If rim credit is extended in    | \ | \ | \ | 5   |            |
| 3 | the pit, the following          | _ | _ | _ | 42. |            |
| 1 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | n)( |            |
| . | Is rim credit recorded on       | \ | \ | \ | 1)( |            |
|   | player cards, or similarly used | _ | _ | _ | ii) |            |
|   | documents that are:             | \ | \ | \ | (A) |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Pre-numbered or concurrently    |   |   |   |     |            |
|   | numbered and accounted for by a |   |   |   |     |            |
|   | department independent of the   |   |   |   |     |            |
|   | pit?                            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If rim credit is extended in    | \ | \ | \ | 5   |            |
| 3 | the pit, the following          | _ | _ | _ | 42. |            |
| 2 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | n)( |            |
| . | Is rim credit recorded on       | \ | \ | \ | 1)( |            |
|   | player cards, or similarly used | _ | _ | _ | ii) |            |
|   | documents that are:             | \ | \ | \ | (B) |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | All extensions and subsequent   |   |   |   |     |            |
|   | repayments evidenced by the     |   |   |   |     |            |
|   | initials or signatures of a     |   |   |   |     |            |
|   | supervisor and the dealer       |   |   |   |     |            |
|   | attesting to the validity of    |   |   |   |     |            |
|   | each credit extension and       |   |   |   |     |            |
|   | repayment?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If rim credit is extended in    | \ | \ | \ | 5   |            |
| 3 | the pit, the following          | _ | _ | _ | 42. |            |
| 3 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | n)( |            |
| . | Is rim credit recorded on       | \ | \ | \ | 1)( |            |
|   | player cards, or similarly used | _ | _ | _ | ii) |            |
|   | documents that are:             | \ | \ | \ | (C) |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | An indication of the settlement |   |   |   |     |            |
|   | method (e.g., serial number of  |   |   |   |     |            |
|   | marker issued, chips, cash)?    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If rim credit is extended in    | \ | \ | \ | 5   |            |
| 3 | the pit, the following          | _ | _ | _ | 42. |            |
| 4 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | n)( |            |
| . | Is rim credit recorded on       | \ | \ | \ | 1)( |            |
|   | player cards, or similarly used | _ | _ | _ | ii) |            |
|   | documents that are:             | \ | \ | \ | (D) |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Settled no later than when the  |   |   |   |     |            |
|   | customer leaves the table at    |   |   |   |     |            |
|   | which the card is prepared?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If rim credit is extended in    | \ | \ | \ | 5   |            |
| 3 | the pit, the following          | _ | _ | _ | 42. |            |
| 5 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | n)( |            |
| . | Is rim credit recorded on       | \ | \ | \ | 1)( |            |
|   | player cards, or similarly used | _ | _ | _ | ii) |            |
|   | documents that are:             | \ | \ | \ | (E) |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Transferred to the accounting   |   |   |   |     |            |
|   | department on a daily basis?    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If rim credit is extended in    | \ | \ | \ | 5   |            |
| 3 | the pit, the following          | _ | _ | _ | 42. |            |
| 6 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | n)( |            |
| . | Is rim credit recorded on       | \ | \ | \ | 1)( |            |
|   | player cards, or similarly used | _ | _ | _ | ii) |            |
|   | documents that are:             | \ | \ | \ | (F) |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Reconciled with other forms     |   |   |   |     |            |
|   | utilized to control the         |   |   |   |     |            |
|   | issuance of pit credit (e.g.,   |   |   |   |     |            |
|   | master credit records, table    |   |   |   |     |            |
|   | cards)?                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| F |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If foreign currency is accepted | \ | \ | \ | 542 |            |
| 3 | in the pit, the following       | _ | _ | _ | .12 |            |
| 7 | standards apply:                | \ | \ | \ | (o) |            |
| \ |                                 | _ | _ | _ | (1) |            |
| . | Do foreign currency             | \ | \ | \ | (i) |            |
|   | transactions authorized by a    | _ | _ | _ |     |            |
|   | pit supervisor/boxperson and    | \ | \ | \ |     |            |
|   | does the supervisor/boxperson   | _ | _ | _ |     |            |
|   | complete a foreign currency     |   |   |   |     |            |
|   | exchange form prior to the      |   |   |   |     |            |
|   | exchange for chips or tokens?   |   |   |   |     |            |
|   | (Examination of records)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If foreign currency is accepted | \ | \ | \ | 5   |            |
| 3 | in the pit, the following       | _ | _ | _ | 42. |            |
| 8 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | o)( |            |
| . | Do foreign currency exchange    | \ | \ | \ | 1)( |            |
|   | forms include the country of    | _ | _ | _ | ii) |            |
|   | origin, total face value,       | \ | \ | \ |     |            |
|   | amount of chips/tokens extended | _ | _ | _ |     |            |
|   | (i.e., conversion amount),      |   |   |   |     |            |
|   | signature of                    |   |   |   |     |            |
|   | supervisor/boxperson, and the   |   |   |   |     |            |
|   | dealer completing the           |   |   |   |     |            |
|   | transaction? (Examination of    |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If foreign currency is accepted | \ | \ | \ | 54  |            |
| 3 | in the pit, the following       | _ | _ | _ | 2.1 |            |
| 9 | standards apply:                | \ | \ | \ | 2(o |            |
| \ |                                 | _ | _ | _ | )(1 |            |
| . | Are foreign currency exchange   | \ | \ | \ | )(i |            |
|   | forms and the foreign currency  | _ | _ | _ | ii) |            |
|   | inserted in the drop box by the | \ | \ | \ |     |            |
|   | dealer? (Observation)           | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If foreign currency is accepted | \ | \ | \ | 5   |            |
| 4 | in the pit, the following       | _ | _ | _ | 42. |            |
| 0 | standards apply:                | \ | \ | \ | 12( |            |
| \ |                                 | _ | _ | _ | o)( |            |
| . | Are alternate procedures        | \ | \ | \ | 1)( |            |
|   | specific to the use of foreign  | _ | _ | _ | iv) |            |
|   | valued gaming chips developed   | \ | \ | \ |     |            |
|   | by the gaming operation?        | _ | _ | _ |     |            |
|   | (Inquiry and review supporting  |   |   |   |     |            |
|   | documentation) (Procedures      |   |   |   |     |            |
|   | should include prohibitions on  |   |   |   |     |            |
|   | playing foreign valued chips at |   |   |   |     |            |
|   | other tables and monetary       |   |   |   |     |            |
|   | conversion.)                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 5   |            |
| 4 | received approval for the       | _ | _ | _ | 42. |            |
| 1 | alternate foreign chip          | \ | \ | \ | 12( |            |
| \ | procedures? (Review TGRA        | _ | _ | _ | o)( |            |
| . | approval)                       | \ | \ | \ | 1)( |            |
|   |                                 | _ | _ | _ | iv) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation is      | \ | \ | \ | 542 |            |
| 4 | utilizing any computer          | _ | _ | _ | .12 |            |
| 2 | applications with alternative   | \ | \ | \ | (a) |            |
| \ | documentation and/or            | _ | _ | _ |     |            |
| . | procedures, did the gaming      | \ | \ | \ |     |            |
|   | operation receive approval for  | _ | _ | _ |     |            |
|   | such procedures? (Review TGRA   | \ | \ | \ |     |            |
|   | approval)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+