##### Safety Attribute Inspection (SAI) Data Collection Tool

###### 4.3.3 Advanced Qualification Program (AQP) (OP)

# 

# ELEMENT SUMMARY INFORMATION

**Purpose of this Element** (certificate holder's responsibility):

+-----------------------------------------------------------------------+
| -   To provide an alternate method for qualifying, training,          |
|     certifying, and otherwise ensuring competency of crewmembers,     |
|     aircraft dispatchers and other operations personnel, instructors, |
|     and evaluators who are required to be trained or qualified under  |
|     Title 14 of the Code of Federal Regulations (14 CFR) part 121.    |
+-----------------------------------------------------------------------+

**Objective** (FAA oversight):

+-----------------------------------------------------------------------+
| -   To determine if the certificate holder\'s Advanced Qualification  |
|     Program (AQP) meets all applicable requirements of 14 CFR and FAA |
|     policies.                                                         |
|                                                                       |
| -   To determine if the certificate holder\'s Advanced Qualification  |
|     Program (AQP) incorporates the safety attributes.                 |
|                                                                       |
| -   To identify any shortfalls in the certificate holder\'s Advanced  |
|     Qualification Program (AQP).                                      |
+-----------------------------------------------------------------------+

**Specific Instructions**:

+-----------------------------------------------------------------------+
| -   Intentionally left blank                                          |
+-----------------------------------------------------------------------+

# 

# SUPPLEMENTAL INFORMATION

**Specific Regulatory Requirements (SRRs)**:

+-----------------------------------------------------------------------+
| -   SRRs:                                                             |
+=======================================================================+
| > 119.43(b)                                                           |
| >                                                                     |
| > 119.43(b)(1)                                                        |
| >                                                                     |
| > 119.43(b)(2)                                                        |
| >                                                                     |
| > 119.43(c)                                                           |
| >                                                                     |
| > 121.135(a)(1)                                                       |
| >                                                                     |
| > 121.135(b)(1)                                                       |
| >                                                                     |
| > 121.135(b)(16)                                                      |
| >                                                                     |
| > 121.135(b)(2)                                                       |
| >                                                                     |
| > 121.135(b)(3)                                                       |
| >                                                                     |
| > 121.401(a)                                                          |
| >                                                                     |
| > 121.402                                                             |
| >                                                                     |
| > 121.403                                                             |
| >                                                                     |
| > 121.405(a)(1)                                                       |
| >                                                                     |
| > 121.405(a)(2)                                                       |
| >                                                                     |
| > 121.407(a)(1)                                                       |
| >                                                                     |
| > 121.407(a)(2)                                                       |
| >                                                                     |
| > 121.407(a)(3)                                                       |
| >                                                                     |
| > 121.407(a)(4)                                                       |
| >                                                                     |
| > 121.407(a)(5)                                                       |
| >                                                                     |
| > 121.422(a)(1)(ix)                                                   |
| >                                                                     |
| > 121.903(a)                                                          |
| >                                                                     |
| > 121.903(b)                                                          |
| >                                                                     |
| > 121.903(c)                                                          |
| >                                                                     |
| > 121.903(e)                                                          |
| >                                                                     |
| > 121.909(b)                                                          |
| >                                                                     |
| > 121.909(b)(2)(i)                                                    |
| >                                                                     |
| > 121.909(b)(2)(ii)                                                   |
| >                                                                     |
| > 121.909(b)(2)(iii)                                                  |
| >                                                                     |
| > 121.909(b)(2)(iv)                                                   |
| >                                                                     |
| > 121.909(b)(2)(v)                                                    |
| >                                                                     |
| > 121.909(b)(2)(vi)                                                   |
| >                                                                     |
| > 121.909(b)(4)                                                       |
| >                                                                     |
| > 121.911(a)                                                          |
| >                                                                     |
| > 121.911(b)                                                          |
| >                                                                     |
| > 121.911(c)                                                          |
| >                                                                     |
| > 121.911(d)                                                          |
| >                                                                     |
| > 121.913(a)                                                          |
| >                                                                     |
| > 121.913(b)(1)                                                       |
| >                                                                     |
| > 121.913(b)(2)                                                       |
| >                                                                     |
| > 121.913(b)(3)                                                       |
| >                                                                     |
| > 121.913(b)(4)                                                       |
| >                                                                     |
| > 121.913(c)                                                          |
| >                                                                     |
| > 121.913(d)(1)                                                       |
| >                                                                     |
| > 121.913(d)(2)                                                       |
| >                                                                     |
| > 121.913(d)(3)                                                       |
| >                                                                     |
| > 121.913(e)                                                          |
| >                                                                     |
| > 121.913(e)(1)                                                       |
| >                                                                     |
| > 121.913(e)(2)                                                       |
| >                                                                     |
| > 121.913(e)(3)                                                       |
| >                                                                     |
| > 121.915(a)                                                          |
| >                                                                     |
| > 121.915(a)(1)                                                       |
| >                                                                     |
| > 121.915(a)(2)(i)                                                    |
| >                                                                     |
| > 121.915(a)(2)(ii)                                                   |
| >                                                                     |
| > 121.915(a)(2)(iii)                                                  |
| >                                                                     |
| > 121.915(a)(2)(iv)                                                   |
| >                                                                     |
| > 121.915(a)(2)(v)                                                    |
| >                                                                     |
| > 121.915(b)                                                          |
| >                                                                     |
| > 121.915(b)(1)(i)                                                    |
| >                                                                     |
| > 121.915(b)(1)(ii)                                                   |
| >                                                                     |
| > 121.915(b)(2)(i)                                                    |
| >                                                                     |
| > 121.915(b)(2)(ii)                                                   |
| >                                                                     |
| > 121.915(b)(2)(iii)                                                  |
| >                                                                     |
| > 121.915(c)                                                          |
| >                                                                     |
| > 121.915(d)                                                          |
| >                                                                     |
| > 121.915(e)                                                          |
| >                                                                     |
| > 121.917(a)                                                          |
| >                                                                     |
| > 121.917(b)                                                          |
| >                                                                     |
| > 121.917(c)                                                          |
| >                                                                     |
| > 121.919(a)                                                          |
| >                                                                     |
| > 121.919(b)                                                          |
| >                                                                     |
| > 121.919(c)                                                          |
| >                                                                     |
| > 121.919(d)                                                          |
| >                                                                     |
| > 121.919(e)                                                          |
| >                                                                     |
| > 121.921(a)(1)                                                       |
| >                                                                     |
| > 121.921(a)(2)                                                       |
| >                                                                     |
| > 121.921(a)(3)                                                       |
| >                                                                     |
| > 121.921(a)(4)                                                       |
| >                                                                     |
| > 121.921(b)(1)                                                       |
| >                                                                     |
| > 121.921(b)(2)                                                       |
| >                                                                     |
| > 121.921(b)(3)                                                       |
| >                                                                     |
| > 121.923(a)(1)                                                       |
| >                                                                     |
| > 121.923(a)(2)                                                       |
| >                                                                     |
| > 121.923(a)(3)                                                       |
| >                                                                     |
| > 121.923(c)(1)                                                       |
| >                                                                     |
| > 121.923(c)(2)                                                       |
| >                                                                     |
| > 121.925                                                             |
| >                                                                     |
| > A.034                                                               |
+-----------------------------------------------------------------------+

**Related CFRs & FAA Policy/Guidance**:

+-----------------------------------------------------------------------+
| -   Related CFRs:                                                     |
+=======================================================================+
| > Intentionally left blank                                            |
+-----------------------------------------------------------------------+

+-----------------------------------------------------------------------+
| -   FAA Policy/Guidance:                                              |
+=======================================================================+
| > FAA Order 8000.88, chapters 1-3                                     |
| >                                                                     |
| > AC 120-29A                                                          |
| >                                                                     |
| > AC 120-54A                                                          |
| >                                                                     |
| > AC 120-68D                                                          |
+-----------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
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+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
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| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
| 1 | Review the information listed in the Supplemental Information     |
| \ | section of this DCT.                                              |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Review the duties and responsibilities for management and other   |
| \ | personnel identified by the certificate holder who accomplish the |
| . | Advanced Qualification Program (AQP).                             |
+---+-------------------------------------------------------------------+
| 3 | Review the certificate holder\'s Advanced Qualification Program   |
| \ | (AQP) to ensure it contains the policies, procedures,             |
| . | instructions, and information necessary for personnel to perform  |
|   | their duties and responsibilities with a high degree of safety.   |
+---+-------------------------------------------------------------------+

+----+-----------------------------------------------------+----------+
| #  |                                                     |          |
| #  |                                                     |          |
| Qu |                                                     |          |
| es |                                                     |          |
| ti |                                                     |          |
| on |                                                     |          |
| s  |                                                     |          |
+----+-----------------------------------------------------+----------+
|    | To meet this objective, the inspector must answer   |          |
|    | the following questions:                            |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s Advanced             |          |
| \. | Qualification Program (AQP) meet the specific       |          |
|    | regulatory and FAA policy requirements:             |          |
+----+-----------------------------------------------------+----------+
| 1. | Does the certificate holder\'s Advanced             | Yes      |
| 1. | Qualification Program contain each approved         |          |
|    | training program curriculum required by 14 CFR part | No,      |
|    | 121, section 403? **     **                         | Explain  |
|    |                                                     |          |
|    | SRRs: 121.135(b)(16)                                |          |
+----+-----------------------------------------------------+----------+
| 1. | Does the certificate holder\'s Advanced             |          |
| 2. | Qualification Program specify that to obtain        |          |
|    | initial and final approval of a training program,   |          |
|    | or a revision to an approved training program, the  |          |
|    | certificate holder must submit to the Administrator |          |
|    | the following:                                      |          |
+----+-----------------------------------------------------+----------+
| 1  | An outline of the proposed program or revision,     | Yes      |
| .2 | including an outline of the proposed curriculum,    |          |
| .1 | that provides enough information for a preliminary  | No,      |
|    | evaluation of the proposed training program?        | Explain  |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.405(a)(1)                                 |          |
+----+-----------------------------------------------------+----------+
| 1  | Any other relevant information that may be          | Yes      |
| .2 | requested by the Administrator? **     **           |          |
| .2 |                                                     | No,      |
|    | SRRs: 121.405(a)(2)                                 | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | Does the certificate holder\'s AQP curriculum       | Yes      |
| 3. | specify that each simulator and other training      |          |
|    | device that is used in the AQP training program     | No,      |
|    | must be specifically approved for the certificate   | Explain  |
|    | holder, the type airplane, and, if applicable, the  |          |
|    | particular variation within type and the particular | Not      |
|    | maneuver, procedure, or crewmember function         | Ap       |
|    | involved? **     **                                 | plicable |
|    |                                                     |          |
|    | SRRs: 121.407(a)(1)                                 |          |
+----+-----------------------------------------------------+----------+
| 1. | Does the certificate holder\'s AQP curriculum       | Yes      |
| 4. | specify that each approved simulator or training    |          |
|    | device must maintain the performance, functional,   | No,      |
|    | and other characteristics that are required for     | Explain  |
|    | approval? **     **                                 |          |
|    |                                                     | Not      |
|    | SRRs: 121.407(a)(2)                                 | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | Does the certificate holder\'s AQP require each     | Yes      |
| 5. | simulator to be modified to conform with any        |          |
|    | modifications to the airplane being simulated that  | No,      |
|    | result in changes to performance, functional, or    | Explain  |
|    | other characteristics? **     **                    |          |
|    |                                                     | Not      |
|    | SRRs: 121.407(a)(3)                                 | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | Does the certificate holder\'s AQP specify that     | Yes      |
| 6. | each simulator be given a functional preflight      |          |
|    | check before being used? **     **                  | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.407(a)(4)                                 |          |
|    |                                                     | Not      |
|    |                                                     | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | Does the certificate holder\'s AQP specify that the | Yes      |
| 7. | certificate holder keep a daily discrepancy log for |          |
|    | each simulator with each discrepancy entered in     | No,      |
|    | that log by the appropriate instructor or check     | Explain  |
|    | airman at the end of each training or check flight? |          |
|    | **     **                                           | Not      |
|    |                                                     | Ap       |
|    | SRRs: 121.407(a)(5)                                 | plicable |
+----+-----------------------------------------------------+----------+
| 1. | Does each approved AQP curriculum specify the make, | Yes      |
| 8. | model, series, or variant of aircraft, and all      |          |
|    | flight crewmember positions, flight instructors,    | No,      |
|    | and evaluators, and any other positions covered by  | Explain  |
|    | that curriculum? **     **                          |          |
|    |                                                     |          |
|    | SRRs: 121.903(a)                                    |          |
+----+-----------------------------------------------------+----------+
| 1. | Does the certificate holder\'s Advanced             | Yes      |
| 9. | Qualification Program specify that the certificate  |          |
|    | holder and each person trained under an AQP must    | No,      |
|    | comply with the requirements of the approved AQP?   | Explain  |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.903(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s Advanced             | Yes      |
| .1 | Qualification Program specify that each applicable  |          |
| 0. | requirement of 14 CFR parts 61, 63, 65, and 121,    | No,      |
|    | including, but not limited to practical test        | Explain  |
|    | requirements, that is not specifically addressed in |          |
|    | the AQP, continues to apply to the certificate      |          |
|    | holder, and to the individuals being trained and    |          |
|    | qualified by the certificate holder? **     **      |          |
|    |                                                     |          |
|    | SRRs: 121.903(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP specify | Yes      |
| .1 | that it may not use any person nor may any person   |          |
| 1. | serve in any duty position as a required            | No,      |
|    | crewmember, an aircraft dispatcher, an instructor,  | Explain  |
|    | or an evaluator, unless that person has             |          |
|    | satisfactorily accomplished, in a training program  |          |
|    | approved under this subpart for the certificate     |          |
|    | holder, the training and evaluation of proficiency  |          |
|    | required by the AQP for that type airplane and duty |          |
|    | position? **     **                                 |          |
|    |                                                     |          |
|    | SRRs: 121.903(c)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP specify | Yes      |
| .1 | that any training or evaluation required under an   |          |
| 2. | AQP that is satisfactorily completed in the         | No,      |
|    | calendar month before or the calendar month after   | Explain  |
|    | the calendar month in which it is due is considered |          |
|    | to have been completed in the calendar month it was |          |
|    | due? **     **                                      |          |
|    |                                                     |          |
|    | SRRs: 121.903(e)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP have a  | Yes      |
| .1 | separate indoctrination curriculum, a separate      |          |
| 3. | qualification curriculum, and a separate continuing | No,      |
|    | qualification curriculum (including upgrade,        | Explain  |
|    | transition, and requalification)? **     **         |          |
|    |                                                     |          |
|    | SRRs: 121.909(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Are all AQP curriculums based on an instructional   | Yes      |
| .1 | systems development methodology, incorporating a    |          |
| 4. | thorough analysis of the certificate holder\'s      | No,      |
|    | operations, aircraft, line environment and job      | Explain  |
|    | functions? **     **                                |          |
|    |                                                     |          |
|    | SRRs: 121.909(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Do all AQP qualification and continuing             | Yes      |
| .1 | qualification curriculums integrate the training    |          |
| 5. | and evaluation of CRM and technical skills and      | No,      |
|    | knowledge? **     **                                | Explain  |
|    |                                                     |          |
|    | SRRs: 121.909(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does each indoctrination, qualification, and        |          |
| .1 | continuing qualification AQP, and derivatives       |          |
| 6. | include the following documentation:                |          |
+----+-----------------------------------------------------+----------+
| 1. | Initial application for AQP? **     **              | Yes      |
| 16 |                                                     |          |
| .1 | SRRs: 121.909(b)(2)(i)                              | No,      |
|    |                                                     | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | Initial job task listing? **     **                 | Yes      |
| 16 |                                                     |          |
| .2 | SRRs: 121.909(b)(2)(ii)                             | No,      |
|    |                                                     | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | Instructional systems development methodology?      | Yes      |
| 16 | **     **                                           |          |
| .3 |                                                     | No,      |
|    | SRRs: 121.909(b)(2)(iii)                            | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | Qualification standards document? **     **         | Yes      |
| 16 |                                                     |          |
| .4 | SRRs: 121.909(b)(2)(iv)                             | No,      |
|    |                                                     | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | Curriculum outline? **     **                       | Yes      |
| 16 |                                                     |          |
| .5 | SRRs: 121.909(b)(2)(v)                              | No,      |
|    |                                                     | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | Implementation and operations plan? **     **       | Yes      |
| 16 |                                                     |          |
| .6 | SRRs: 121.909(b)(2)(vi)                             | No,      |
|    |                                                     | Explain  |
+----+-----------------------------------------------------+----------+
| 1  | Does the AQP Qualification Standards Document       | Yes      |
| .1 | indicate specifically the requirements of the 14    |          |
| 7. | CFR parts 61, 63, 65, or 121, as applicable, that   | No,      |
|    | would be replaced by an AQP curriculum? **     **   | Explain  |
|    |                                                     |          |
|    | SRRs: 121.909(b)(4)                                 |          |
+----+-----------------------------------------------------+----------+
| 1  | If a practical test requirement of 14 CFR part 61,  | Yes      |
| .1 | 63, 65, or 121 is replaced by an AQP curriculum,    |          |
| 8. | does the certificate holder\'s AQP establish an     | No,      |
|    | initial justification and a continuing process      | Explain  |
|    | approved by the FAA to show how the AQP curriculum  |          |
|    | provides an equivalent level of safety for each     | Not      |
|    | requirement that is to be replaced? **     **       | Ap       |
|    |                                                     | plicable |
|    | SRRs: 121.909(b)(4)                                 |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP         | Yes      |
| .1 | indoctrination curriculum for newly hired persons   |          |
| 9. | include company policies, operating practices, and  | No,      |
|    | general operational knowledge? **     **            | Explain  |
|    |                                                     |          |
|    | SRRs: 121.911(a)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP         | Yes      |
| .2 | indoctrination curriculum for newly hired flight    |          |
| 0. | crewmembers and aircraft dispatchers include        | No,      |
|    | general aeronautical knowledge appropriate to the   | Explain  |
|    | duty position? **     **                            |          |
|    |                                                     |          |
|    | SRRs: 121.911(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP         | Yes      |
| .2 | indoctrination curriculum for instructors include   |          |
| 1. | the fundamental principles of the teaching and      | No,      |
|    | learning process; methods and theories of           | Explain  |
|    | instruction; and the knowledge necessary to use     |          |
|    | aircraft flight training devices, flight            |          |
|    | simulators, and other training equipment? **     ** |          |
|    |                                                     |          |
|    | SRRs: 121.911(c)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP         | Yes      |
| .2 | indoctrination curriculum for evaluators include    |          |
| 2. | general evaluation requirements of the AQP; methods | No,      |
|    | of evaluating crewmembers and aircraft dispatchers  | Explain  |
|    | and other operations personnel, as appropriate, and |          |
|    | policies and practices used to conduct the kinds of |          |
|    | evaluations particular to an AQP (e.g., LOE)?       |          |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.911(d)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP         | Yes      |
| .2 | qualification curriculum include the planned hours  |          |
| 3. | of training, planned hours of evaluation, and the   | No,      |
|    | planned hours of supervised operating experience?   | Explain  |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.913(a)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does each qualification curriculum for crewmembers, |          |
| .2 | aircraft dispatchers, and other operations          |          |
| 4. | personnel, include the following:                   |          |
+----+-----------------------------------------------------+----------+
| 1. | The training, evaluation, and certification         | Yes      |
| 24 | activities that are aircraft and equipment specific |          |
| .1 | to qualify a person for a particular duty position  | No,      |
|    | on, or duties related to the operation of, a        | Explain  |
|    | specific make, model, series, or variant aircraft?  |          |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.422(a)(1)(ix); 121.913(b)(1)              |          |
+----+-----------------------------------------------------+----------+
| 1. | A list of and text describing the knowledge         | Yes      |
| 24 | requirements, subject materials, job skills, and    |          |
| .2 | qualification standards of each proficiency         | No,      |
|    | objective to be trained and evaluated? **     **    | Explain  |
|    |                                                     |          |
|    | SRRs: 121.913(b)(2)                                 |          |
+----+-----------------------------------------------------+----------+
| 1. | The requirements of the certificate holder\'s       | Yes      |
| 24 | approved AQP program that are in addition to or in  |          |
| .3 | place of, the requirements of 14 CFR, parts 61, 63, | No,      |
|    | 65, 121, or 135, including any applicable practical | Explain  |
|    | test requirements? **     **                        |          |
|    |                                                     |          |
|    | SRRs: 121.913(b)(3)                                 |          |
+----+-----------------------------------------------------+----------+
| 1. | A list of and text describing operating experience, | Yes      |
| 24 | evaluation/remediation strategies, provisions for   |          |
| .4 | special tracking, and how recency of experience     | No,      |
|    | requirements will be accomplished? **     **        | Explain  |
|    |                                                     |          |
|    | SRRs: 121.913(b)(4)                                 |          |
+----+-----------------------------------------------------+----------+
| 1  | Does each qualification curriculum for flight       | Yes      |
| .2 | crewmembers include a list of and text describing   |          |
| 5. | the initial operating experience and line check     | No,      |
|    | requirements? **     **                             | Explain  |
|    |                                                     |          |
|    | SRRs: 121.913(c)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does each instructor qualification curriculum       |          |
| .2 | include the following, as appropriate:              |          |
| 6. |                                                     |          |
+----+-----------------------------------------------------+----------+
| 1. | Training and evaluation activities to qualify a     | Yes      |
| 26 | person to conduct instruction on how to operate, or |          |
| .1 | on how to ensure the safe operation of a particular | No,      |
|    | make, model, and series aircraft (or variant)?      | Explain  |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.913(d)(1)                                 |          |
+----+-----------------------------------------------------+----------+
| 1. | A list of and text describing the knowledge         | Yes      |
| 26 | requirements, subject materials, job skills, and    |          |
| .2 | qualification standards of each procedure and       | No,      |
|    | proficiency objective to be trained and evaluated?  | Explain  |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.913(d)(2)                                 |          |
+----+-----------------------------------------------------+----------+
| 1. | A list of and text describing                       | Yes      |
| 26 | evaluation/remediation strategies, standardization  |          |
| .3 | policies and recency requirements? **     **        | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.913(d)(3)                                 |          |
+----+-----------------------------------------------------+----------+
| 1  | Does each evaluator qualification curriculum        |          |
| .2 | include the following, as appropriate:              |          |
| 7. |                                                     |          |
+----+-----------------------------------------------------+----------+
| 1. | Training and evaluation activities to qualify a     | Yes      |
| 27 | person to conduct instruction on how to operate, or |          |
| .1 | on how to ensure the safe operation of a particular | No,      |
|    | make, model, and series aircraft (or variant)?      | Explain  |
|    | **     **                                           |          |
|    |                                                     | Not      |
|    | SRRs: 121.913(e)                                    | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | As applicable, training and evaluation activities   | Yes      |
| 27 | that are aircraft and equipment specific to qualify |          |
| .2 | a person to assess the performance of persons who   | No,      |
|    | operate or who ensure the safe operation of, a      | Explain  |
|    | particular make, model, and series aircraft (or     |          |
|    | variant)? **     **                                 | Not      |
|    |                                                     | Ap       |
|    | SRRs: 121.913(e)(1)                                 | plicable |
+----+-----------------------------------------------------+----------+
| 1. | As applicable, a list of and text describing the    | Yes      |
| 27 | knowledge requirements, subject materials, job      |          |
| .3 | skills, and qualification standards of each         | No,      |
|    | procedure and proficiency objective to be trained   | Explain  |
|    | and evaluated? **     **                            |          |
|    |                                                     | Not      |
|    | SRRs: 121.913(e)(2)                                 | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | As applicable, a list of and text describing        | Yes      |
| 27 | evaluation/remediation strategies, standardization  |          |
| .4 | policies and recency requirements? **     **        | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.913(e)(3)                                 |          |
|    |                                                     | Not      |
|    |                                                     | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1  | Does the AQP continuing qualification curriculum    | Yes      |
| .2 | ensure that during each cycle each person qualified |          |
| 8. | under an AQP will receive the appropriate mix of    | No,      |
|    | training and evaluation? **     **                  | Explain  |
|    |                                                     |          |
|    | SRRs: 121.915(a)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the continuing qualification evaluation period |          |
| .2 | include at least the following:                     |          |
| 9. |                                                     |          |
+----+-----------------------------------------------------+----------+
| 1. | Initially, a continuing qualification cycle that    | Yes      |
| 29 | does not exceed 24 calendar months in duration,     |          |
| .1 | including two or more evaluation periods of equal   | No,      |
|    | duration? **     **                                 | Explain  |
|    |                                                     |          |
|    | SRRs: 121.915(a)(1); 121.915(d)                     |          |
+----+-----------------------------------------------------+----------+
| 1. | After the initial cycle, if approved by the FAA, an | Yes      |
| 29 | extension of the continuing qualification cycle to  |          |
| .2 | a maximum of 36 calendar months in duration?        | No,      |
|    | **     **                                           | Explain  |
|    |                                                     |          |
|    | SRRs: 121.915(d)                                    | Not      |
|    |                                                     | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | A requirement for each person to receive ground     | Yes      |
| 29 | training and flight training, as appropriate, and   |          |
| .3 | an evaluation of proficiency during each evaluation | No,      |
|    | period at a training facility? **     **            | Explain  |
|    |                                                     |          |
|    | SRRs: 121.915(a)(1)                                 |          |
+----+-----------------------------------------------------+----------+
| 1. | FAA approval of the number and frequency of         | Yes      |
| 29 | training sessions? **     **                        |          |
| .4 |                                                     | No,      |
|    | SRRs: 121.915(a)(1)                                 | Explain  |
+----+-----------------------------------------------------+----------+
| 1  | Does the continuing qualification evaluation period |          |
| .3 | include at least the following training in all      |          |
| 0. | tasks, procedures, and subjects required in         |          |
|    | accordance with the approved program documentation: |          |
+----+-----------------------------------------------------+----------+
| 1. | For pilots in command, seconds in command, and      | Yes      |
| 30 | flight engineers (if applicable), First Look in     |          |
| .1 | accordance with the certificate holder\'s FAA-      | No,      |
|    | approved program documentation? **     **           | Explain  |
|    |                                                     |          |
|    | SRRs: 121.915(a)(2)(i)                              |          |
+----+-----------------------------------------------------+----------+
| 1. | For pilots in command, seconds in command, flight   | Yes      |
| 30 | engineers, flight attendants, instructors and       |          |
| .2 | evaluators: ground training including a general     | No,      |
|    | review of knowledge and skills covered in           | Explain  |
|    | qualification training, updated information on      |          |
|    | newly developed procedures, and safety information? |          |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.915(a)(2)(ii)                             |          |
+----+-----------------------------------------------------+----------+
| 1. | For crewmembers, instructors, evaluators, and other | Yes      |
| 30 | operational personnel who conduct their duties in   |          |
| .3 | flight: Proficiency training in an aircraft, flight | No,      |
|    | training device, flight simulator, or other         | Explain  |
|    | equipment, as appropriate, on normal, abnormal, and |          |
|    | emergency flight procedures and maneuvers?          |          |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.915(a)(2)(iii)                            |          |
+----+-----------------------------------------------------+----------+
| 1. | For dispatchers and other operational personnel who | Yes      |
| 30 | do not conduct their duties in flight: ground       |          |
| .4 | training including a general review of knowledge    | No,      |
|    | and skills covered in qualification training,       | Explain  |
|    | updated information on newly developed procedures,  |          |
|    | safety related information, and, if applicable, a   |          |
|    | line observation program? **     **                 |          |
|    |                                                     |          |
|    | SRRs: 121.915(a)(2)(iv)                             |          |
+----+-----------------------------------------------------+----------+
| 1. | For instructors and evaluators: Proficiency         | Yes      |
| 30 | training in the type flight training device or the  |          |
| .5 | type flight simulator, as appropriate, regarding    | No,      |
|    | training equipment operation; for instructors and   | Explain  |
|    | evaluators who are limited to conducting their      |          |
|    | duties in flight simulators or flight training      |          |
|    | devices: Training in operational flight procedures  |          |
|    | and maneuvers (normal, abnormal, and emergency)?    |          |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.915(a)(2)(v)                              |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the continuing qualification include           | Yes      |
| .3 | evaluation of performance on a sample of those      |          |
| 1. | events and major subjects identified as diagnostic  | No,      |
|    | of competence, and approved for that purpose by the | Explain  |
|    | FAA? **     **                                      |          |
|    |                                                     |          |
|    | SRRs: 121.915(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the continuing qualification include           |          |
| .3 | evaluation of proficiency as follows:               |          |
| 2. |                                                     |          |
+----+-----------------------------------------------------+----------+
| 1. | For pilots in command, seconds in command, and      | Yes      |
| 32 | flight engineers (if applicable): An evaluation of  |          |
| .1 | proficiency, portions of which may be conducted in  | No,      |
|    | an aircraft, flight simulator, or flight training   | Explain  |
|    | device as approved in the certificate holder\'s     |          |
|    | curriculum that must be completed during each       |          |
|    | evaluation period? **     **                        |          |
|    |                                                     |          |
|    | SRRs: 121.915(b)(1)(i)                              |          |
+----+-----------------------------------------------------+----------+
| 1. | For any other persons covered by an AQP, a means to | Yes      |
| 32 | evaluate their proficiency in the performance of    |          |
| .2 | their duties in their assigned tasks in an          | No,      |
|    | operational setting? **     **                      | Explain  |
|    |                                                     |          |
|    | SRRs: 121.915(b)(1)(ii)                             | Not      |
|    |                                                     | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1  | Does the continuing qualification include line      |          |
| .3 | checks as follows:                                  |          |
| 3. |                                                     |          |
+----+-----------------------------------------------------+----------+
| 1. | Except as provided in 14 CFR part 121, section      | Yes      |
| 33 | (b)(2)(ii), for pilots in command: a line check     |          |
| .1 | conducted in an aircraft during actual flight       | No,      |
|    | operations under 14 CFR part 121 or during          | Explain  |
|    | operationally (line) oriented flights, such as      |          |
|    | ferry flights or proving flights (a line check must |          |
|    | be completed in the calendar month at the midpoint  |          |
|    | of the evaluation period)? **     **                |          |
|    |                                                     |          |
|    | SRRs: 121.915(b)(2)(i)                              |          |
+----+-----------------------------------------------------+----------+
| 1. | With the FAA\'s approval, if a no-notice line check | Yes      |
| 33 | strategy is used in lieu of the line check required |          |
| .2 | by 14 CFR part 121, section 915(b)(2)(i), it        | No,      |
|    | complies with 14 CFR part 121, section              | Explain  |
|    | 915(b)(2)(ii)? **     **                            |          |
|    |                                                     | Not      |
|    | SRRs: 121.915(b)(2)(ii)                             | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | During the line checks required under 14 CFR part   | Yes      |
| 33 | 121, section 915(b)(2)(i) and (ii), each person     |          |
| .3 | performing duties as a pilot in command, second in  | No,      |
|    | command, or flight engineer (if applicable) for     | Explain  |
|    | that flight, must be individually evaluated to      |          |
|    | determine whether the person remains adequately     |          |
|    | trained and currently proficient with respect to    |          |
|    | the particular aircraft, crew position, and type of |          |
|    | operation in which he or she serves; and the person |          |
|    | has sufficient knowledge and skills to operate      |          |
|    | effectively as part of a crew? **     **            |          |
|    |                                                     |          |
|    | SRRs: 121.915(b)(2)(iii)                            |          |
+----+-----------------------------------------------------+----------+
| 1. | The evaluator must be a check airman, an APD, or an | Yes      |
| 33 | FAA inspector and must hold the certificates and    |          |
| .4 | ratings required of the pilot in command? **     ** | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.915(b)(2)(iii)                            |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the continuing qualification include for (as   | Yes      |
| .3 | applicable) pilots in command, seconds in command,  |          |
| 4. | flight engineers, aircraft dispatchers,             | No,      |
|    | instructors, evaluators, and flight attendants,     | Explain  |
|    | approved recency of experience requirements         |          |
|    | appropriate to the duty position? **     **         |          |
|    |                                                     |          |
|    | SRRs: 121.915(c)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does each continuing qualification curriculum       | Yes      |
| .3 | include a curriculum segment that covers the        |          |
| 5. | requirements for requalifying (as applicable) a     | No,      |
|    | crewmember, aircraft dispatcher, other operations   | Explain  |
|    | personnel, instructor, or evaluator who has not     |          |
|    | maintained continuing qualification? **     **      |          |
|    |                                                     |          |
|    | SRRs: 121.915(e)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does each AQP curriculum (except indoctrination)    |          |
| .3 | include the following requirements:                 |          |
| 6. |                                                     |          |
+----+-----------------------------------------------------+----------+
| 1. | Integrated Crew Resource Management (CRM) or        | Yes      |
| 36 | Dispatcher Resource Management (DRM) ground and if  |          |
| .1 | appropriate flight training applicable to each      | No,      |
|    | position for which training is provided under an    | Explain  |
|    | AQP? **     **                                      |          |
|    |                                                     |          |
|    | SRRs: 121.917(a)                                    |          |
+----+-----------------------------------------------------+----------+
| 1. | Approved training on and evaluation of skills and   | Yes      |
| 36 | proficiency of each person being trained under AQP  |          |
| .2 | to use his or her resource management skills and    | No,      |
|    | his or her technical (piloting or other) skills in  | Explain  |
|    | an actual or simulated operations scenario?         |          |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.917(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1. | Approved training on and evaluation of skills and   | Yes      |
| 36 | proficiency for flight crewmembers conducted in an  |          |
| .3 | approved flight training device, flight simulator,  | No,      |
|    | or, if approved under this subpart, in an aircraft? | Explain  |
|    | **     **                                           |          |
|    |                                                     |          |
|    | SRRs: 121.917(b)                                    |          |
+----+-----------------------------------------------------+----------+
| 1. | Data collection and analysis processes acceptable   | Yes      |
| 36 | to the FAA that will ensure the certificate holder  |          |
| .4 | provides performance information on its             | No,      |
|    | crewmembers, dispatchers, instructors, evaluators,  | Explain  |
|    | and other operations personnel that will enable the |          |
|    | certificate holder and the FAA to determine whether |          |
|    | the form and content of training and evaluation     |          |
|    | activities are satisfactorily accomplishing the     |          |
|    | overall objectives of the curriculum? **     **     |          |
|    |                                                     |          |
|    | SRRs: 121.917(c)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s AQP specify that a   |          |
| .3 | person subject to an AQP is eligible to receive a   |          |
| 7. | commercial or airline transport pilot, flight       |          |
|    | engineer, or aircraft dispatcher certificate or     |          |
|    | appropriate rating based on the successful          |          |
|    | completion of training and evaluation events        |          |
|    | accomplished under that program if the following    |          |
|    | requirements are met:                               |          |
+----+-----------------------------------------------------+----------+
| 1. | Training and evaluation of required knowledge and   | Yes      |
| 37 | skills under the AQP meet minimum certification and |          |
| .1 | rating criteria established by the FAA in parts 61, | No,      |
|    | 63, or 65 of this chapter? **     **                | Explain  |
|    |                                                     |          |
|    | SRRs: 121.919(a)                                    |          |
+----+-----------------------------------------------------+----------+
| 1. | The applicant satisfactorily completes the          | Yes      |
| 37 | appropriate qualification curriculum? **     **     |          |
| .2 |                                                     | No,      |
|    | SRRs: 121.919(b)                                    | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | The applicant shows competence in required          | Yes      |
| 37 | technical knowledge and skills (e.g., piloting or   |          |
| .3 | other) and crew resource management (e.g., CRM or   | No,      |
|    | DRM) knowledge and skills in scenarios (i.e., LOE)  | Explain  |
|    | that test both types of knowledge and skills        |          |
|    | together? **     **                                 |          |
|    |                                                     |          |
|    | SRRs: 121.919(c)                                    |          |
+----+-----------------------------------------------------+----------+
| 1. | The applicant is otherwise eligible under the       | Yes      |
| 37 | applicable requirements of 14 CFR parts 61, 63, or  |          |
| .4 | 65? **     **                                       | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.919(d)                                    |          |
+----+-----------------------------------------------------+----------+
| 1. | The applicant has been trained to proficiency on    | Yes      |
| 37 | the certificate holder\'s approved AQP              |          |
| .5 | Qualification Standards as witnessed by an          | No,      |
|    | instructor, check airman, or APD and has passed an  | Explain  |
|    | LOE administered by an APD or the FAA? **     **    |          |
|    |                                                     |          |
|    | SRRs: 121.919(e)                                    |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP require |          |
| .3 | that each flight training device or airplane        |          |
| 8. | simulator that will be used in an AQP be evaluated  |          |
|    | by the FAA for assignment of a flight training      |          |
|    | device or flight simulator qualification level when |          |
|    | used for one of the following purposes:             |          |
+----+-----------------------------------------------------+----------+
| 1. | The required evaluation of individual or crew       | Yes      |
| 38 | proficiency? **     **                              |          |
| .1 |                                                     | No,      |
|    | SRRs: 121.921(a)(1)                                 | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | The training to proficiency or training activities  | Yes      |
| 38 | that determine if an individual or crew is ready    |          |
| .2 | for an evaluation of proficiency? **     **         | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.921(a)(2)                                 |          |
+----+-----------------------------------------------------+----------+
| 1. | The activities used to meet recency of experience   | Yes      |
| 38 | requirements? **     **                             |          |
| .3 |                                                     | No,      |
|    | SRRs: 121.921(a)(3)                                 | Explain  |
+----+-----------------------------------------------------+----------+
| 1. | Line Operational Simulations (LOS)? **     **       | Yes      |
| 38 |                                                     |          |
| .4 | SRRs: 121.921(a)(4)                                 | No,      |
|    |                                                     | Explain  |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP require | Yes      |
| .3 | that any training equipment that is intended to be  |          |
| 9. | used in an AQP for purposes other than those set    | No,      |
|    | forth in 14 CFR part 121, section 921(a), be        | Explain  |
|    | approved by the FAA for its intended use? **     ** |          |
|    |                                                     | Not      |
|    | SRRs: 121.921(b)(1)                                 | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP require | Yes      |
| .4 | that an applicant for approval of training          |          |
| 0. | equipment under 14 CFR part 121, section 921, must  | No,      |
|    | identify the device by its nomenclature and         | Explain  |
|    | describe its intended use? **     **                |          |
|    |                                                     |          |
|    | SRRs: 121.921(b)(2)                                 |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP require | Yes      |
| .4 | that each training device approved for use in an    |          |
| 1. | AQP be part of a continuing program to provide for  | No,      |
|    | its serviceability and fitness to perform its       | Explain  |
|    | intended function as approved by the FAA? **     ** |          |
|    |                                                     |          |
|    | SRRs: 121.921(b)(3)                                 |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s approved AQP permit  |          |
| .4 | AQP training, qualification, evaluation, or         |          |
| 2. | certification functions to be performed by another  |          |
|    | person (a \"training provider\") only if the        |          |
|    | following requirements are met:                     |          |
+----+-----------------------------------------------------+----------+
| 1. | The training provider is certificated under 14 CFR  | Yes      |
| 42 | part 119 or part 142? **     **                     |          |
| .1 |                                                     | No,      |
|    | SRRs: 121.923(a)(1)                                 | Explain  |
|    |                                                     |          |
|    |                                                     | Not      |
|    |                                                     | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | The training provider\'s AQP training and           | Yes      |
| 42 | qualification curriculums, curriculum segments, or  |          |
| .2 | portions of curriculum segments are provisionally   | No,      |
|    | approved by the FAA? **     **                      | Explain  |
|    |                                                     |          |
|    | SRRs: 121.923(a)(2)                                 | Not      |
|    |                                                     | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1. | The specific use of provisionally approved          | Yes      |
| 42 | curriculums, curriculum segments, or portions of    |          |
| .3 | curriculum segments in a certificate holder\'s AQP  | No,      |
|    | is approved by the FAA as set forth in 14 CFR part  | Explain  |
|    | 121, section 909? **     **                         |          |
|    |                                                     | Not      |
|    | SRRs: 121.923(a)(3)                                 | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1  | Does the approved AQP require a certificate holder  |          |
| .4 | who wants approval to use a training provider\'s    |          |
| 3. | provisionally approved curriculum, curriculum       |          |
|    | segment, or portion of a curriculum segment in its  |          |
|    | AQP, to show that the following requirements are    |          |
|    | met:                                                |          |
+----+-----------------------------------------------------+----------+
| 1. | Each instructor or evaluator used by the training   | Yes      |
| 43 | provider meets all the qualification and continuing |          |
| .1 | qualification requirements that apply to employees  | No,      |
|    | of the certificate holder that has arranged for the | Explain  |
|    | training, including knowledge of the certificate    |          |
|    | holder\'s operations? **     **                     | Not      |
|    |                                                     | Ap       |
|    | SRRs: 121.923(c)(1)                                 | plicable |
+----+-----------------------------------------------------+----------+
| 1. | Each provisionally approved curriculum, curriculum  | Yes      |
| 43 | segment, or portion of a curriculum segment is      |          |
| .2 | approved by the FAA for use in the certificate      | No,      |
|    | holder\'s AQP? **     **                            | Explain  |
|    |                                                     |          |
|    | SRRs: 121.923(c)(2)                                 | Not      |
|    |                                                     | Ap       |
|    |                                                     | plicable |
+----+-----------------------------------------------------+----------+
| 1  | Does the approved AQP require that the certificate  | Yes      |
| .4 | holder establish and maintain records in sufficient |          |
| 4. | detail to demonstrate compliance with all the       | No,      |
|    | requirements of the AQP and 14 CFR part 121,        | Explain  |
|    | subpart Y? **     **                                |          |
|    |                                                     |          |
|    | SRRs: 121.925                                       |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s Advanced             | Yes      |
| .4 | Qualification Program (AQP) comply with the         |          |
| 5. | guidance contained in FAA Advisory Circular         | No,      |
|    | 120-29A, paragraphs 5, 7, and 10? **     **         | Explain  |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s Advanced             | Yes      |
| .4 | Qualification Program (AQP) comply with the         |          |
| 6. | guidance contained in FAA Advisory Circular         | No,      |
|    | 120-54A? **     **                                  | Explain  |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder\'s Training of Advanced | Yes      |
| .4 | Qualification Program (AQP) comply with the         |          |
| 7. | guidance contained in FAA Advisory Circular         | No,      |
|    | 120-68D, Chapters 3-5 (as referenced in FAA Order   | Explain  |
|    | 8000.88, \"PRIA Guidance for FAA Inspectors\")?     |          |
|    | **     **                                           |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder s manual contain the    | Yes      |
| .4 | required references to, or excerpts from, the       |          |
| 8. | operations specifications listed in the             | No,      |
|    | Supplemental Information section of this safety     | Explain  |
|    | attribute inspection (SAI)? **     **               |          |
|    |                                                     |          |
|    | SRRs: 119.43(b)                                     |          |
+----+-----------------------------------------------------+----------+
| 1  | If the certificate holder\'s manual includes        | Yes      |
| .4 | excerpts from its operations specifications, are    |          |
| 9. | the excerpts clearly identified as part of its      | No,      |
|    | operations specifications? **     **                | Explain  |
|    |                                                     |          |
|    | SRRs: 119.43(b)(1)                                  |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder s manual require        | Yes      |
| .5 | compliance with operations specifications listed in |          |
| 0. | the Supplemental Information section of this safety | No,      |
|    | attribute inspection (SAI)? **     **               | Explain  |
|    |                                                     |          |
|    | SRRs: 119.43(b)(2)                                  |          |
+----+-----------------------------------------------------+----------+
| 1  | Does the certificate holder s Advanced              | Yes      |
| .5 | Qualification Program contain a method for keeping  |          |
| 1. | all persons engaged in its operations informed of   | No,      |
|    | the provisions of the operations specifications     | Explain  |
|    | listed in the Supplemental Information section of   |          |
|    | this safety attribute inspection (SAI)? **     **   |          |
|    |                                                     |          |
|    | SRRs: 119.43(c)                                     |          |
+----+-----------------------------------------------------+----------+
| 2  | Does the certificate holder\'s manual contain       | Yes      |
| \. | general policies for the AQP that comply with the   |          |
|    | SRRs? **     **                                     | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.135(b)(1); 121.401(a); A.034; 121.402;    |          |
|    | 121.403                                             |          |
|    |                                                     |          |
|    | *Related Design JTIs:*                              |          |
|    |                                                     |          |
|    | 1\. If the Certificate Holder arranges to have AQP  |          |
|    | certification functions performed by another person |          |
|    | (a \"training provider\"), check that its manual    |          |
|    | contains a general policy that the training         |          |
|    | provider is certificated under Part 121 or Part     |          |
|    | 142.                                                |          |
|    |                                                     |          |
|    | *Sources:* 121.135(b)(1)                            |          |
|    |                                                     |          |
|    | *Interfaces:* 4.2.9(OP)                             |          |
+----+-----------------------------------------------------+----------+
| 3  | Does the certificate holder\'s manual reference the | Yes      |
| \. | appropriate Federal Aviation Regulations listed in  |          |
|    | the Supplemental Information section of this safety | No,      |
|    | attribute inspection (SAI)? **     **               | Explain  |
|    |                                                     |          |
|    | SRRs: 121.135(b)(3)                                 |          |
+----+-----------------------------------------------------+----------+
| 4  | Does the certificate holder\'s manual contain the   | Yes      |
| \. | duties and responsibilities for personnel who will  |          |
|    | accomplish the AQP? **     **                       | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.135(b)(2)                                 |          |
+----+-----------------------------------------------------+----------+
| 5  | Does the certificate holder\'s manual include       | Yes      |
| \. | instructions and information for personnel to meet  |          |
|    | the requirements of the AQP? **     **              | No,      |
|    |                                                     | Explain  |
|    | SRRs: 121.135(a)(1)                                 |          |
+----+-----------------------------------------------------+----------+

+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
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| A |                                                                   |
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|   |                                                                   |
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| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
|   |                                                                   |
| 1 |                                                                   |
|   |                                                                   |
| - |                                                                   |
|   |                                                                   |
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| r |                                                                   |
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| c |                                                                   |
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| u |                                                                   |
| r |                                                                   |
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| s |                                                                   |
|   |                                                                   |
| A |                                                                   |
| t |                                                                   |
| t |                                                                   |
| r |                                                                   |
| i |                                                                   |
| b |                                                                   |
| u |                                                                   |
| t |                                                                   |
| e |                                                                   |
|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
| o |                                                                   |
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| M |                                                                   |
| e |                                                                   |
| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | No procedures, policy, instructions or information specified.     |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Procedures or instructions and information do not identify (who,  |
| \ | what, when, where, how).                                          |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Procedures, policy or instructions and information do not comply  |
| \ | with CFR.                                                         |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Procedures, policy or instructions and information do not comply  |
| \ | with FAA policy and guidance.                                     |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Procedures, policy or instructions and information do not comply  |
| \ | with other documentation (e.g., manufacturer\'s data, Jeppesen\'s |
| . | Charts, etc.).                                                    |
+---+-------------------------------------------------------------------+
| 6 | Procedures, policy or instructions and information unclear or     |
| \ | incomplete.                                                       |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 7 | Documentation quality (e.g., unreadable or illegible).            |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 8 | Procedures, policy or instructions and information inconsistent   |
| \ | across Certificate Holder manuals (FOM - Flight Operations Manual |
| . | to GMM - General Maintenance Manual, etc.).                       |
+---+-------------------------------------------------------------------+
| 9 | Procedures, policy or instructions and information inconsistent   |
| \ | across media (e.g., paper, microfiche, electronic).               |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Resource requirements incomplete (personnel, facilities,          |
| 0 | equipment, technical data).                                       |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Other.                                                            |
| 1 |                                                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
| * |                                                                   |
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+---+-------------------------------------------------------------------+
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| e |                                                                   |
| s |                                                                   |
| ( |                                                                   |
| i |                                                                   |
| . |                                                                   |
| e |                                                                   |
| . |                                                                   |
| , |                                                                   |
| s |                                                                   |
| a |                                                                   |
| f |                                                                   |
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| t |                                                                   |
| y |                                                                   |
| d |                                                                   |
| e |                                                                   |
| v |                                                                   |
| i |                                                                   |
| c |                                                                   |
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| s |                                                                   |
| , |                                                                   |
| w |                                                                   |
| a |                                                                   |
| r |                                                                   |
| n |                                                                   |
| i |                                                                   |
| n |                                                                   |
| g |                                                                   |
| d |                                                                   |
| e |                                                                   |
| v |                                                                   |
| i |                                                                   |
| c |                                                                   |
| e |                                                                   |
| s |                                                                   |
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| t |                                                                   |
| c |                                                                   |
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| ) |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| T |                                                                   |
| a |                                                                   |
| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
| 1 | Review the control questions below.                               |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Review the certificate holder\'s policies, procedures,            |
| \ | instructions, and information to gain an understanding of the     |
| . | controls that it has documented.                                  |
+---+-------------------------------------------------------------------+

+---+------------------------------------------------------+-----------+
| # |                                                      |           |
| # |                                                      |           |
|   |                                                      |           |
| Q |                                                      |           |
| u |                                                      |           |
| e |                                                      |           |
| s |                                                      |           |
| t |                                                      |           |
| i |                                                      |           |
| o |                                                      |           |
| n |                                                      |           |
| s |                                                      |           |
+---+------------------------------------------------------+-----------+
|   | To meet this objective, the inspector must answer    |           |
|   | the following questions:                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Are the following controls built into the Advanced   |           |
| \ | Qualification Program (AQP):                         |           |
| . |                                                      |           |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that the certificate holder or training center       |           |
| 1 | establishes and maintains its records in sufficient  | No,       |
| . | detail to establish the qualification of personnel   | Explain   |
|   | trained under the AQP? **     **                     |           |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that all flight training devices and/or simulators   |           |
| 2 | used by the certificate holder or training center    | No,       |
| . | are properly evaluated and/or approved for AQP?      | Explain   |
|   | **     **                                            |           |
|   |                                                      | Not       |
|   |                                                      | A         |
|   |                                                      | pplicable |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that flight crewmembers are properly paired?         |           |
| 3 | **     **                                            | No,       |
| . |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that the person used in a seat substitution meets    |           |
| 4 | the AQP requirements to occupy that seat? **     **  | No,       |
| . |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | Not       |
|   |                                                      | A         |
|   |                                                      | pplicable |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that the certificate holder adheres to its           |           |
| 5 | instructor quality assurance program? **     **      | No,       |
| . |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that the certificate holder adheres to its evaluator |           |
| 6 | quality assurance program? **     **                 | No,       |
| . |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that the instructors are qualified for the module    |           |
| 7 | they are teaching? **     **                         | No,       |
| . |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that the certificate holder\'s training center using |           |
| 8 | the AQP conduct indoctrination for newly hired       | No,       |
| . | personnel, instructors, and evaluators in accordance | Explain   |
|   | with its approved program? **     **                 |           |
+---+------------------------------------------------------+-----------+
| 1 | Is there a control or controls in place to ensure    | Yes       |
| . | that the certificate holder conducts AQP training    |           |
| 9 | for newly hired personnel, instructors, and          | No,       |
| . | evaluators in accordance with its approved program?  | Explain   |
|   | **     **                                            |           |
+---+------------------------------------------------------+-----------+
| 1 | If the certificate holder using the AQP contracts    | Yes       |
| . | with another party to conduct training,              |           |
| 1 | qualifications, or evaluations, is there a control   | No,       |
| 0 | or controls in place to ensure that those activities | Explain   |
| . | are conducted in accordance with the certificate     |           |
|   | holder\'s approved program? **     **                | Not       |
|   |                                                      | A         |
|   |                                                      | pplicable |
+---+------------------------------------------------------+-----------+
| 2 | Does the certificate holder have a documented method | Yes       |
| \ | for assessing the impact of any changes made to the  |           |
| . | controls in the Advanced Qualification Program       | No,       |
|   | (AQP)? **     **                                     | Explain   |
+---+------------------------------------------------------+-----------+

+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| S |                                                                   |
| A |                                                                   |
| I |                                                                   |
|   |                                                                   |
| S |                                                                   |
| e |                                                                   |
| c |                                                                   |
| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
|   |                                                                   |
| 2 |                                                                   |
|   |                                                                   |
| - |                                                                   |
|   |                                                                   |
| C |                                                                   |
| o |                                                                   |
| n |                                                                   |
| t |                                                                   |
| r |                                                                   |
| o |                                                                   |
| l |                                                                   |
| s |                                                                   |
|   |                                                                   |
| A |                                                                   |
| t |                                                                   |
| t |                                                                   |
| r |                                                                   |
| i |                                                                   |
| b |                                                                   |
| u |                                                                   |
| t |                                                                   |
| e |                                                                   |
|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
| o |                                                                   |
| w |                                                                   |
| n |                                                                   |
| M |                                                                   |
| e |                                                                   |
| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | No controls specified.                                            |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Documentation for the controls do not identify (who, what, when,  |
| \ | where, how).                                                      |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Controls incomplete.                                              |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Controls could be circumvented.                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Controls could be unenforceable.                                  |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 6 | Resource requirements incomplete (personnel, facilities,          |
| \ | equipment, technical data).                                       |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 7 | Other.                                                            |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
| * |                                                                   |
| * |                                                                   |
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| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
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| d |                                                                   |
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| t |                                                                   |
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| s |                                                                   |
| p |                                                                   |
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| c |                                                                   |
| i |                                                                   |
| f |                                                                   |
| i |                                                                   |
| c |                                                                   |
| p |                                                                   |
| r |                                                                   |
| o |                                                                   |
| c |                                                                   |
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| s |                                                                   |
| s |                                                                   |
| m |                                                                   |
| e |                                                                   |
| a |                                                                   |
| s |                                                                   |
| u |                                                                   |
| r |                                                                   |
| e |                                                                   |
| m |                                                                   |
| e |                                                                   |
| n |                                                                   |
| t |                                                                   |
| s |                                                                   |
| f |                                                                   |
| o |                                                                   |
| r |                                                                   |
| e |                                                                   |
| a |                                                                   |
| c |                                                                   |
| h |                                                                   |
| e |                                                                   |
| l |                                                                   |
| e |                                                                   |
| m |                                                                   |
| e |                                                                   |
| n |                                                                   |
| t |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| T |                                                                   |
| a |                                                                   |
| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
| 1 | Review the process measurement questions below.                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Review the certificate holder\'s policies, procedures,            |
| \ | instructions, and information to gain an understanding of the     |
| . | process measurements that it has documented.                      |
+---+-------------------------------------------------------------------+

+---+------------------------------------------------------+-----------+
| # |                                                      |           |
| # |                                                      |           |
|   |                                                      |           |
| Q |                                                      |           |
| u |                                                      |           |
| e |                                                      |           |
| s |                                                      |           |
| t |                                                      |           |
| i |                                                      |           |
| o |                                                      |           |
| n |                                                      |           |
| s |                                                      |           |
+---+------------------------------------------------------+-----------+
|   | To meet this objective, the inspector must answer    |           |
|   | the following questions:                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Does the certificate holder\'s Advanced              |           |
| \ | Qualification Program (AQP) include the following    |           |
| . | process measurements:                                |           |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if the certificate    |           |
| 1 | holder or training center failed to establish and    | No,       |
| . | maintain its records in sufficient detail to         | Explain   |
|   | establish the qualification of personnel trained     |           |
|   | under the AQP? **     **                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if all flight         |           |
| 2 | training devices and/or simulators used by the       | No,       |
| . | certificate holder or training center were not       | Explain   |
|   | properly evaluated and/or approved for AQP?          |           |
|   | **     **                                            | Not       |
|   |                                                      | A         |
|   |                                                      | pplicable |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if flight crewmembers |           |
| 3 | were not properly paired? **     **                  | No,       |
| . |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if the person used in |           |
| 4 | a seat substitution did not meet the AQP             | No,       |
| . | requirements to occupy that seat? **     **          | Explain   |
|   |                                                      |           |
|   |                                                      | Not       |
|   |                                                      | A         |
|   |                                                      | pplicable |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if the certificate    |           |
| 5 | holder failed to adhere to its instructor quality    | No,       |
| . | assurance program? **     **                         | Explain   |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if the certificate    |           |
| 6 | holder failed to adhere to its evaluator quality     | No,       |
| . | assurance program? **     **                         | Explain   |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if the instructors    |           |
| 7 | were not qualified for the module they were          | No,       |
| . | teaching? **     **                                  | Explain   |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if the certificate    |           |
| 8 | holder\'s training center using the AQP failed to    | No,       |
| . | conduct indoctrination for newly hired personnel,    | Explain   |
|   | instructors, and evaluators in accordance with its   |           |
|   | approved program? **     **                          |           |
+---+------------------------------------------------------+-----------+
| 1 | Is there a process measurement or process            | Yes       |
| . | measurements that would reveal if the certificate    |           |
| 9 | holder failed to conduct AQP training for newly      | No,       |
| . | hired personnel, instructors, and evaluators in      | Explain   |
|   | accordance with its approved program? **     **      |           |
+---+------------------------------------------------------+-----------+
| 1 | If the certificate holder using the AQP contracts    | Yes       |
| . | with another party to conduct training,              |           |
| 1 | qualifications, or evaluations, is there a process   | No,       |
| 0 | measurement or process measurements that would       | Explain   |
| . | reveal if those activities were not conducted in     |           |
|   | accordance with the certificate holder\'s approved   | Not       |
|   | program? **     **                                   | A         |
|   |                                                      | pplicable |
+---+------------------------------------------------------+-----------+
| 2 | Is there a process measurement or process            | Yes       |
| \ | measurements that would reveal if the certificate    |           |
| . | holder s policy, procedures, instructions, and       | No,       |
|   | information were not followed? **     **             | Explain   |
+---+------------------------------------------------------+-----------+
| 3 | Did the certificate holder document its process      | Yes       |
| \ | measurement results? **     **                       |           |
| . |                                                      | No,       |
|   |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 4 | Does the certificate holder use its process          | Yes       |
| \ | measurement results to improve its programs?         |           |
| . | **     **                                            | No,       |
|   |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 5 | Does the organization that conducts the process      | Yes       |
| \ | measurements have direct access to the person with   |           |
| . | responsibility for the Advanced Qualification        | No,       |
|   | Program (AQP)? **     **                             | Explain   |
+---+------------------------------------------------------+-----------+

+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| S |                                                                   |
| A |                                                                   |
| I |                                                                   |
|   |                                                                   |
| S |                                                                   |
| e |                                                                   |
| c |                                                                   |
| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
|   |                                                                   |
| 3 |                                                                   |
|   |                                                                   |
| - |                                                                   |
|   |                                                                   |
| P |                                                                   |
| r |                                                                   |
| o |                                                                   |
| c |                                                                   |
| e |                                                                   |
| s |                                                                   |
| s |                                                                   |
|   |                                                                   |
| M |                                                                   |
| e |                                                                   |
| a |                                                                   |
| s |                                                                   |
| u |                                                                   |
| r |                                                                   |
| e |                                                                   |
| m |                                                                   |
| e |                                                                   |
| n |                                                                   |
| t |                                                                   |
|   |                                                                   |
| A |                                                                   |
| t |                                                                   |
| t |                                                                   |
| r |                                                                   |
| i |                                                                   |
| b |                                                                   |
| u |                                                                   |
| t |                                                                   |
| e |                                                                   |
|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
| o |                                                                   |
| w |                                                                   |
| n |                                                                   |
| M |                                                                   |
| e |                                                                   |
| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | No process measurements specified.                                |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Documentation for the process measurements does not identify      |
| \ | (who, what, when, where, how).                                    |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Inability to identify negative findings.                          |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | No provisions for implementing corrective actions.                |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Ineffective follow-up to determine effectiveness of corrective    |
| \ | actions.                                                          |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 6 | Resources requirements (personnel, facilities, equipment,         |
| \ | technical data).                                                  |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 7 | Other.                                                            |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
| * |                                                                   |
| * |                                                                   |
| S |                                                                   |
| A |                                                                   |
| I |                                                                   |
| S |                                                                   |
| e |                                                                   |
| c |                                                                   |
| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
| 4 |                                                                   |
|   |                                                                   |
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| n |                                                                   |
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| r |                                                                   |
| f |                                                                   |
| a |                                                                   |
| c |                                                                   |
| e |                                                                   |
| s |                                                                   |
| A |                                                                   |
| t |                                                                   |
| t |                                                                   |
| r |                                                                   |
| i |                                                                   |
| b |                                                                   |
| u |                                                                   |
| t |                                                                   |
| e |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| * |                                                                   |
| * |                                                                   |
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| j |                                                                   |
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| c |                                                                   |
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| : |                                                                   |
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| s |                                                                   |
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| s |                                                                   |
| h |                                                                   |
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| u |                                                                   |
| l |                                                                   |
| d |                                                                   |
| i |                                                                   |
| d |                                                                   |
| e |                                                                   |
| n |                                                                   |
| t |                                                                   |
| i |                                                                   |
| f |                                                                   |
| y |                                                                   |
| a |                                                                   |
| n |                                                                   |
| d |                                                                   |
| d |                                                                   |
| o |                                                                   |
| c |                                                                   |
| u |                                                                   |
| m |                                                                   |
| e |                                                                   |
| n |                                                                   |
| t |                                                                   |
| t |                                                                   |
| h |                                                                   |
| e |                                                                   |
|   |                                                                   |
| i |                                                                   |
| n |                                                                   |
| t |                                                                   |
| e |                                                                   |
| r |                                                                   |
| f |                                                                   |
| a |                                                                   |
| c |                                                                   |
| e |                                                                   |
| s |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| T |                                                                   |
| a |                                                                   |
| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
| 1 | Review the interfaces associated with the Advanced Qualification  |
| \ | Program (AQP) that have been identified along with the individual |
| . | questions in section 1, Procedures, of this DCT.                  |
+---+-------------------------------------------------------------------+
| 2 | Review the certificate holder\'s policies, procedures,            |
| \ | instructions, and information to gain an understanding of the     |
| . | interfaces that it has documented.                                |
+---+-------------------------------------------------------------------+

+---+------------------------------------------------------+-----------+
| # |                                                      |           |
| # |                                                      |           |
|   |                                                      |           |
| Q |                                                      |           |
| u |                                                      |           |
| e |                                                      |           |
| s |                                                      |           |
| t |                                                      |           |
| i |                                                      |           |
| o |                                                      |           |
| n |                                                      |           |
| s |                                                      |           |
+---+------------------------------------------------------+-----------+
|   | To meet this objective, the inspector must answer    |           |
|   | the following questions:                             |           |
|   |                                                      |           |
|   | NOTE: The design job task items (JTIs) displayed     |           |
|   | with the questions in section 1, Procedures, of this |           |
|   | DCT identify potential interfaces (by element        |           |
|   | number) for this element.                            |           |
+---+------------------------------------------------------+-----------+
| 1 | Does the certificate holder s system properly        | Yes       |
| \ | address the interfaces that are identified along     |           |
| . | with the questions in section 1, Procedures, of this | No,       |
|   | DCT? **     **                                       | Explain   |
+---+------------------------------------------------------+-----------+
| 2 | Does the certificate holder document a method for    | Yes       |
| \ | assessing the impact of any changes to the           |           |
| . | associated interfaces within the Advanced            | No,       |
|   | Qualification Program (AQP)? **     **               | Explain   |
+---+------------------------------------------------------+-----------+

+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| S |                                                                   |
| A |                                                                   |
| I |                                                                   |
|   |                                                                   |
| S |                                                                   |
| e |                                                                   |
| c |                                                                   |
| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
|   |                                                                   |
| 4 |                                                                   |
|   |                                                                   |
| - |                                                                   |
|   |                                                                   |
| I |                                                                   |
| n |                                                                   |
| t |                                                                   |
| e |                                                                   |
| r |                                                                   |
| f |                                                                   |
| a |                                                                   |
| c |                                                                   |
| e |                                                                   |
| s |                                                                   |
|   |                                                                   |
| A |                                                                   |
| t |                                                                   |
| t |                                                                   |
| r |                                                                   |
| i |                                                                   |
| b |                                                                   |
| u |                                                                   |
| t |                                                                   |
| e |                                                                   |
|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
| o |                                                                   |
| w |                                                                   |
| n |                                                                   |
| M |                                                                   |
| e |                                                                   |
| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | No interfaces specified.                                          |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | The following interfaces not identified within the Certificate    |
| \ | Holder\'s manual system:                                          |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Interfaces listed are inaccurate.                                 |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Specific location of interfaces not identified within the manual  |
| \ | system.                                                           |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Other                                                             |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
| * |                                                                   |
| * |                                                                   |
| S |                                                                   |
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+---+-------------------------------------------------------------------+
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| ) |                                                                   |
+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| T |                                                                   |
| a |                                                                   |
| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
| 1 | Identify the person who has overall responsibility for the        |
| \ | Advanced Qualification Program (AQP).                             |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Identify the person who has overall authority for the Advanced    |
| \ | Qualification Program (AQP).                                      |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Review the duties and responsibilities of the person(s)           |
| \ | documented in the certificate holder\'s manual.                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Review the appropriate organizational chart.                      |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+------------------------------------------------------+-----------+
| # |                                                      |           |
| # |                                                      |           |
|   |                                                      |           |
| Q |                                                      |           |
| u |                                                      |           |
| e |                                                      |           |
| s |                                                      |           |
| t |                                                      |           |
| i |                                                      |           |
| o |                                                      |           |
| n |                                                      |           |
| s |                                                      |           |
+---+------------------------------------------------------+-----------+
|   | To meet this objective, the inspector must answer    |           |
|   | the following questions:                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Does the certificate holder clearly identify who is  | Yes       |
| \ | responsible for the quality of the Advanced          |           |
| . | Qualification Program (AQP)? **     **               | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | Na        |
|   |                                                      | me/Title: |
|   |                                                      |           |
|   |                                                      |           |
+---+------------------------------------------------------+-----------+
| 2 | Does the certificate holder clearly identify who has | Yes       |
| \ | authority to establish and modify the policies,      |           |
| . | procedures, instructions, and information for the    | No,       |
|   | Advanced Qualification Program (AQP)? **     **      | Explain   |
|   |                                                      |           |
|   |                                                      | Na        |
|   |                                                      | me/Title: |
|   |                                                      |           |
|   |                                                      |           |
+---+------------------------------------------------------+-----------+
| 3 | Does the certificate holder\'s manual include the    | Yes       |
| \ | duties and responsibilities of those who manage the  |           |
| . | work required by the Advanced Qualification Program  | No,       |
|   | (AQP)? **     **                                     | Explain   |
|   |                                                      |           |
|   | SRRs: 121.135(b)(2)                                  |           |
+---+------------------------------------------------------+-----------+
| 4 | Does the certificate holder\'s manual include        | Yes       |
| \ | instructions and information for those who manage    |           |
| . | the work required by the Advanced Qualification      | No,       |
|   | Program (AQP)? **     **                             | Explain   |
|   |                                                      |           |
|   | SRRs: 121.135(a)(1)                                  |           |
+---+------------------------------------------------------+-----------+
| 5 | Does the certificate holder clearly and completely   |           |
| \ | document the responsibility for this position?       |           |
| . |                                                      |           |
+---+------------------------------------------------------+-----------+
| 6 | Does the certificate holder clearly and completely   | Yes       |
| \ | document the authority for this position? **     **  |           |
| . |                                                      | No,       |
|   |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 7 | Does the certificate holder clearly and completely   | Yes       |
| \ | document its qualification standards for the person  |           |
| . | having responsibility for the Advanced Qualification | No,       |
|   | Program (AQP)? **     **                             | Explain   |
+---+------------------------------------------------------+-----------+
| 8 | Does the certificate holder clearly and completely   | Yes       |
| \ | document its qualification standards for the person  |           |
| . | having authority to establish and modify the         | No,       |
|   | certificate holder\'s policies, procedures,          | Explain   |
|   | instructions, and information for the Advanced       |           |
|   | Qualification Program (AQP)? **     **               |           |
+---+------------------------------------------------------+-----------+
| 9 | Does the certificate holder clearly and completely   | Yes       |
| \ | document the procedures for delegation of authority  |           |
| . | for the Advanced Qualification Program (AQP)?        | No,       |
|   | **     **                                            | Explain   |
+---+------------------------------------------------------+-----------+

+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| S |                                                                   |
| A |                                                                   |
| I |                                                                   |
|   |                                                                   |
| S |                                                                   |
| e |                                                                   |
| c |                                                                   |
| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
|   |                                                                   |
| 5 |                                                                   |
|   |                                                                   |
| - |                                                                   |
|   |                                                                   |
| M |                                                                   |
| a |                                                                   |
| n |                                                                   |
| a |                                                                   |
| g |                                                                   |
| e |                                                                   |
| m |                                                                   |
| e |                                                                   |
| n |                                                                   |
| t |                                                                   |
|   |                                                                   |
| R |                                                                   |
| e |                                                                   |
| s |                                                                   |
| p |                                                                   |
| o |                                                                   |
| n |                                                                   |
| s |                                                                   |
| i |                                                                   |
| b |                                                                   |
| i |                                                                   |
| l |                                                                   |
| i |                                                                   |
| t |                                                                   |
| y |                                                                   |
|   |                                                                   |
| & |                                                                   |
|   |                                                                   |
| A |                                                                   |
| u |                                                                   |
| t |                                                                   |
| h |                                                                   |
| o |                                                                   |
| r |                                                                   |
| i |                                                                   |
| t |                                                                   |
| y |                                                                   |
|   |                                                                   |
| A |                                                                   |
| t |                                                                   |
| t |                                                                   |
| r |                                                                   |
| i |                                                                   |
| b |                                                                   |
| u |                                                                   |
| t |                                                                   |
| e |                                                                   |
| s |                                                                   |
|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
| o |                                                                   |
| w |                                                                   |
| n |                                                                   |
| M |                                                                   |
| e |                                                                   |
| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Not documented.                                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Documentation unclear.                                            |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Documentation incomplete.                                         |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Other.                                                            |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+