[PURPOSE]{.underline}. Appendix B is used only for OIG's with statutory
law enforcement powers pursuant to the Section 6(e) of the IG Act**.**
The questions are based primarily on the requirements set forth in the
Attorney General's Guidelines for: (I) Offices of Inspector General with
Statutory Law Enforcement Authority, (II) General Crimes, Racketeering
Enterprise and Terrorism Enterprise Investigations, (III) Use of
Confidential Informants, and (IV) Monitoring of Verbal Communications.
The purpose of this appendix is to assist in making a determination
whether adequate internal safeguards and management procedures exist and
are effectively implemented. The review team will select "N/A" when a
section is not applicable to the reviewed agency (e.g., does not have a
confidential source program). The review team is encouraged to read the
full text of the Attorney General requirements, as listed in the "AG
Guidance Reference" column.

+-------------------------------+---+---+---+---+---+------+-------+---------+
| **Review Step**               | * | * |   | * |   | **Re | *     | **Com   |
|                               | * | * |   | * |   | view | *AG** | ments** |
|                               | N | [ |   | [ |   | ed** |       |         |
|                               | / | P |   | P |   |      | **G   |         |
|                               | A | H |   | H |   | **   | uidel |         |
|                               | * | A |   | A |   | Agen | ine** |         |
|                               | * | S |   | S |   | cy** |       |         |
|                               |   | E |   | E |   |      | **R   |         |
|                               |   | 1 |   | 2 |   | *    | efere |         |
|                               |   | ] |   | ] |   | *Pol | nce** |         |
|                               |   | { |   | { |   | icy/ |       |         |
|                               |   | . |   | . |   | Manu |       |         |
|                               |   | u |   | u |   | al** |       |         |
|                               |   | n |   | n |   |      |       |         |
|                               |   | d |   | d |   | *    |       |         |
|                               |   | e |   | e |   | *Ref |       |         |
|                               |   | r |   | r |   | eren |       |         |
|                               |   | l |   | l |   | ce** |       |         |
|                               |   | i |   | i |   |      |       |         |
|                               |   | n |   | n |   |      |       |         |
|                               |   | e |   | e |   |      |       |         |
|                               |   | } |   | } |   |      |       |         |
|                               |   | * |   | * |   |      |       |         |
|                               |   | * |   | * |   |      |       |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   | * |   | * |   |      |       |         |
|                               |   | * |   | * |   |      |       |         |
|                               |   | P |   | C |   |      |       |         |
|                               |   | o |   | o |   |      |       |         |
|                               |   | l |   | n |   |      |       |         |
|                               |   | i |   | s |   |      |       |         |
|                               |   | c |   | i |   |      |       |         |
|                               |   | y |   | s |   |      |       |         |
|                               |   | / |   | t |   |      |       |         |
|                               |   | * |   | e |   |      |       |         |
|                               |   | * |   | n |   |      |       |         |
|                               |   |   |   | t |   |      |       |         |
|                               |   | * |   | * |   |      |       |         |
|                               |   | * |   | * |   |      |       |         |
|                               |   | P |   |   |   |      |       |         |
|                               |   | r |   | * |   |      |       |         |
|                               |   | o |   | * |   |      |       |         |
|                               |   | c |   | P |   |      |       |         |
|                               |   | e |   | r |   |      |       |         |
|                               |   | d |   | a |   |      |       |         |
|                               |   | u |   | c |   |      |       |         |
|                               |   | r |   | t |   |      |       |         |
|                               |   | e |   | i |   |      |       |         |
|                               |   | * |   | c |   |      |       |         |
|                               |   | * |   | e |   |      |       |         |
|                               |   |   |   | * |   |      |       |         |
|                               |   |   |   | * |   |      |       |         |
+===============================+===+===+===+===+===+======+=======+=========+
|                               |   | * | * | * | * |      |       |         |
|                               |   | * | * | * | * |      |       |         |
|                               |   | Y | N | Y | N |      |       |         |
|                               |   | e | o | e | o |      |       |         |
|                               |   | s | * | s | * |      |       |         |
|                               |   | * | * | * | * |      |       |         |
|                               |   | * |   | * |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| **I. COMPLIANCE WITH THE      |   |   |   |   |   |      |       |         |
| ATTORNEY GENERAL GUIDELINES   |   |   |   |   |   |      |       |         |
| FOR OFFICES OF INSPECTOR      |   |   |   |   |   |      |       |         |
| GENERAL WITH STATUTORY LAW    |   |   |   |   |   |      |       |         |
| ENFORCEMENT AUTHORITY**       |   |   |   |   |   |      |       |         |
| **(12/8/2003)** (see Appendix |   |   |   |   |   |      |       |         |
| E of this guide). Note to     |   |   |   |   |   |      |       |         |
| reviewed organization:        |   |   |   |   |   |      |       |         |
| complete the following        |   |   |   |   |   |      |       |         |
| section only if it is         |   |   |   |   |   |      |       |         |
| applicable to your            |   |   |   |   |   |      |       |         |
| organization.                 |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **A. LAW ENFORCEMENT        |   |   |   |   |   |      |       |         |
| > TRAINING AND                |   |   |   |   |   |      |       |         |
| > QUALIFICATIONS**            |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **1.** Has the OIG          |   |   |   |   |   |      | AG    |         |
| > certified that individuals  |   |   |   |   |   |      | Se    |         |
| > exercising law enforcement  |   |   |   |   |   |      | ction |         |
| > powers have completed Basic |   |   |   |   |   |      |       |         |
| > Criminal Investigator       |   |   |   |   |   |      | IV(A) |         |
| > Course at Federal Law       |   |   |   |   |   |      |       |         |
| > Enforcement Training Center |   |   |   |   |   |      |       |         |
| > (FLETC) or a comparable     |   |   |   |   |   |      |       |         |
| > course of instruction?      |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **2.** Is the OIG providing |   |   |   |   |   |      | AG    |         |
| > periodic refresher training |   |   |   |   |   |      | Se    |         |
| > to its agents?              |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | IV(A) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| B.  **FIREARMS TRAINING AND   |   |   |   |   |   |      |       |         |
|     QUALIFICATIONS**          |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **3.** Have eligible        |   |   |   |   |   |      | AG    |         |
| > individuals received        |   |   |   |   |   |      | Se    |         |
| > initial and periodic        |   |   |   |   |   |      | ction |         |
| > firearms training and       |   |   |   |   |   |      |       |         |
| > recertification in          |   |   |   |   |   |      | IV(B) |         |
| > accordance with FLETC       |   |   |   |   |   |      |       |         |
| > standards?                  |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **4.** Has the OIG received |   |   |   |   |   |      | AG    |         |
| > training (and adopted) the  |   |   |   |   |   |      | Se    |         |
| > Department of Justice (DOJ) |   |   |   |   |   |      | ction |         |
| > deadly force policy?        |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | IV(C) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **5.** Do eligible          |   |   |   |   |   |      | AG    |         |
| > individuals carry their     |   |   |   |   |   |      | Se    |         |
| > firearms while off-duty?    |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | V     |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **6.** If eligible          |   |   |   |   |   |      |       |         |
| > individuals carry their     |   |   |   |   |   |      |       |         |
| > firearms while off-duty,    |   |   |   |   |   |      |       |         |
| > has the Inspector General   |   |   |   |   |   |      |       |         |
| > determined a need based on  |   |   |   |   |   |      |       |         |
| > operational or safety       |   |   |   |   |   |      |       |         |
| > reasons?                    |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **7.** Are law enforcement  |   |   |   |   |   |      | AG    |         |
| > authorities used            |   |   |   |   |   |      | Se    |         |
| > appropriately?              |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | V     |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **8.** Is the OIG reporting |   |   |   |   |   |      | AG    |         |
| > all significant and         |   |   |   |   |   |      | Se    |         |
| > credible allegations of     |   |   |   |   |   |      | ction |         |
| > abuse of authority (and     |   |   |   |   |   |      | XI    |         |
| > disposition of matter) for  |   |   |   |   |   |      |       |         |
| > eligible individuals        |   |   |   |   |   |      |       |         |
| > receiving law enforcement   |   |   |   |   |   |      |       |         |
| > powers under Section 6(e)   |   |   |   |   |   |      |       |         |
| > (1) of the IG Act?          |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **C. USE OF SPECIALIZED     |   |   |   |   |   |      |       |         |
| > INVESTIGATIVE PROCEDURES    |   |   |   |   |   |      |       |         |
| > AND TECHNIQUES**            |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **9.** OIG must consult     |   |   |   |   |   |      |       |         |
| > with the FBI and an         |   |   |   |   |   |      |       |         |
| > appropriate U.S. Attorney's |   |   |   |   |   |      |       |         |
| > Office (or DOJ Criminal     |   |   |   |   |   |      |       |         |
| > Division litigating         |   |   |   |   |   |      |       |         |
| > component) or other         |   |   |   |   |   |      |       |         |
| > appropriate agency when it  |   |   |   |   |   |      |       |         |
| > is involved with the        |   |   |   |   |   |      |       |         |
| > following:                  |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > a\. Interception of         |   |   |   |   |   |      | AG    |         |
| > communications pursuant to  |   |   |   |   |   |      | Se    |         |
| > 18 U.S.C. Section 2510, et  |   |   |   |   |   |      | ction |         |
| > seq.                        |   |   |   |   |   |      | VIII  |         |
|                               |   |   |   |   |   |      | (A)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > b\. Electronic surveillance |   |   |   |   |   |      | AG    |         |
| > using closed-circuit        |   |   |   |   |   |      | Se    |         |
| > television when a warrant   |   |   |   |   |   |      | ction |         |
| > is required?                |   |   |   |   |   |      | VIII  |         |
|                               |   |   |   |   |   |      | (A)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > c\. Use of undercover       |   |   |   |   |   |      | AG    |         |
| > techniques                  |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | VIII  |         |
|                               |   |   |   |   |   |      | (B)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > d\. Notification to OIG or  |   |   |   |   |   |      | AG    |         |
| > FBI Undercover Operations   |   |   |   |   |   |      | Se    |         |
| > Review Committee            |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | VIII  |         |
|                               |   |   |   |   |   |      | (B)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **D. NOTIFICATION AND       |   |   |   |   |   |      |       |         |
| > CONSULTATION REQUIREMENTS** |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **10.** Do OIG policies     |   |   |   |   |   |      | AG    |         |
| > require expeditious         |   |   |   |   |   |      | Se    |         |
| > notification of the         |   |   |   |   |   |      | ction |         |
| > relevant DOJ offices when   |   |   |   |   |   |      | VII   |         |
| > there are reasonable        |   |   |   |   |   |      | (A)   |         |
| > grounds to believe there is |   |   |   |   |   |      |       |         |
| > a violation of federal      |   |   |   |   |   |      |       |         |
| > criminal law?               |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **11.** Does the OIG policy |   |   |   |   |   |      | AG    |         |
| > require consultation with a |   |   |   |   |   |      | Se    |         |
| > Federal prosecutor at an    |   |   |   |   |   |      | ction |         |
| > early stage of the criminal |   |   |   |   |   |      | VII   |         |
| > investigations?             |   |   |   |   |   |      | (B);  |         |
|                               |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | IX    |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **12.** Notification of     |   |   |   |   |   |      | AG    |         |
| > Office of Enforcement       |   |   |   |   |   |      | Se    |         |
| > Operations, DOJ, for        |   |   |   |   |   |      | ction |         |
| > especially sensitive        |   |   |   |   |   |      | VIII  |         |
| > targets.                    |   |   |   |   |   |      | (     |         |
|                               |   |   |   |   |   |      | C)(2) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **13.** Coordinating        |   |   |   |   |   |      | AG    |         |
| > regarding press releases    |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | X     |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| **II. ADHERENCE TO ATTORNEY   |   |   |   |   |   |      |       |         |
| GENERAL'S GUIDELINES on       |   |   |   |   |   |      |       |         |
| GENERAL CRIME, Racketeering   |   |   |   |   |   |      |       |         |
| Enterprise and Terrorism      |   |   |   |   |   |      |       |         |
| Enterprise Investigations     |   |   |   |   |   |      |       |         |
| (5/30/2002)** (see Appendix F |   |   |   |   |   |      |       |         |
| of this guide). Note to       |   |   |   |   |   |      |       |         |
| reviewed organization:        |   |   |   |   |   |      |       |         |
| complete the following        |   |   |   |   |   |      |       |         |
| section only if it is         |   |   |   |   |   |      |       |         |
| applicable to your            |   |   |   |   |   |      |       |         |
| organization.                 |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **14.** Are there three     |   |   |   |   |   |      | AG    |         |
| > levels of investigative     |   |   |   |   |   |      | In    |         |
| > activity: limited checking, |   |   |   |   |   |      | trodu |         |
| > preliminary inquiries and   |   |   |   |   |   |      | ction |         |
| > full investigations         |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| **A. POLICIES AND PROCEDURES  |   |   |   |   |   |      |       |         |
| FOR LIMITED CHECKING AND      |   |   |   |   |   |      |       |         |
| PRELIMINARY INQUIRIES**       |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **15.** Prompt resolution   |   |   |   |   |   |      | AG    |         |
| > of limited checking cases   |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | A,    |         |
|                               |   |   |   |   |   |      | Para  |         |
|                               |   |   |   |   |   |      | graph |         |
|                               |   |   |   |   |   |      | I     |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **16.** Mail opening and    |   |   |   |   |   |      | AG    |         |
| > surveillance in preliminary |   |   |   |   |   |      | Se    |         |
| > inquiries                   |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | A,    |         |
|                               |   |   |   |   |   |      | Para  |         |
|                               |   |   |   |   |   |      | graph |         |
|                               |   |   |   |   |   |      | 2;    |         |
|                               |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | C     |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **17.** Written record for  |   |   |   |   |   |      | AG    |         |
| > preliminary inquiries and   |   |   |   |   |   |      | Part  |         |
| > appropriate notification to |   |   |   |   |   |      | II    |         |
| > DOJ                         |   |   |   |   |   |      | (B)   |         |
|                               |   |   |   |   |   |      | (2)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **18.** Milestones observed |   |   |   |   |   |      | AG    |         |
| > for preliminary inquiries   |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | (     |         |
|                               |   |   |   |   |   |      | B)(3) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **19.** Appropriate use of  |   |   |   |   |   |      | AG    |         |
| > investigative techniques in |   |   |   |   |   |      | Part  |         |
| > preliminary inquiries       |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | (     |         |
|                               |   |   |   |   |   |      | B)(6) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **20.** Reasonable          |   |   |   |   |   |      | AG    |         |
| > indication criteria to open |   |   |   |   |   |      | Se    |         |
| > full investigations         |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | A,B   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **21.** Termination of      |   |   |   |   |   |      | AG    |         |
| > preliminary inquiries       |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | I; AG |         |
|                               |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | (     |         |
|                               |   |   |   |   |   |      | B)(7) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| **B. POLICIES AND PROCEDURES  |   |   |   |   |   |      |       |         |
| FOR FULL INVESTIGATIONS**     |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **22.** Establishment of    |   |   |   |   |   |      | AG    |         |
| > two types of full           |   |   |   |   |   |      | Se    |         |
| > investigations: general     |   |   |   |   |   |      | ction |         |
| > crimes and criminal         |   |   |   |   |   |      | B     |         |
| > intelligence                |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **23.** Supervisory         |   |   |   |   |   |      | AG    |         |
| > approval for opening full   |   |   |   |   |   |      | Part  |         |
| > investigations and          |   |   |   |   |   |      | II    |         |
| > notification to DOJ         |   |   |   |   |   |      | (     |         |
|                               |   |   |   |   |   |      | C)(3) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **24.** Investigative       |   |   |   |   |   |      | AG    |         |
| > technique choice and use    |   |   |   |   |   |      | Part  |         |
| > consistent with policy,     |   |   |   |   |   |      | IV    |         |
| > regulation and guidelines   |   |   |   |   |   |      | (B)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **25.** Timely updates to   |   |   |   |   |   |      | AG    |         |
| > prosecutors                 |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | (     |         |
|                               |   |   |   |   |   |      | C)(4) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **26.** Termination of full |   |   |   |   |   |      | AG    |         |
| > investigations for general  |   |   |   |   |   |      | Part  |         |
| > crimes and criminal         |   |   |   |   |   |      | I     |         |
| > intelligence consistent     |   |   |   |   |   |      |       |         |
| > with Guidelines             |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **27.** Initiating two      |   |   |   |   |   |      | AG    |         |
| > types of criminal           |   |   |   |   |   |      | Se    |         |
| > intelligence                |   |   |   |   |   |      | ction |         |
| > investigations:             |   |   |   |   |   |      | B     |         |
| > racketeering or terrorism   |   |   |   |   |   |      |       |         |
| > investigations              |   |   |   |   |   |      | AG    |         |
|                               |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | III   |         |
|                               |   |   |   |   |   |      | (A)   |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | AG    |         |
|                               |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | III   |         |
|                               |   |   |   |   |   |      | (B)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **28.** Purpose and scope   |   |   |   |   |   |      | AG    |         |
| > of racketeering and         |   |   |   |   |   |      | Part  |         |
| > terrorism investigations    |   |   |   |   |   |      | III   |         |
|                               |   |   |   |   |   |      | (A)   |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | (3    |         |
|                               |   |   |   |   |   |      | )-(4) |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | AG    |         |
|                               |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | III   |         |
|                               |   |   |   |   |   |      | (B)   |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | (2    |         |
|                               |   |   |   |   |   |      | )-(3) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **29.** Appropriate         |   |   |   |   |   |      | AG    |         |
| > notification to DOJ for     |   |   |   |   |   |      | Part  |         |
| > racketeering and terrorism  |   |   |   |   |   |      | III   |         |
| > investigations              |   |   |   |   |   |      | (     |         |
|                               |   |   |   |   |   |      | A)(5) |         |
|                               |   |   |   |   |   |      |       |         |
|                               |   |   |   |   |   |      | AG    |         |
|                               |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | III   |         |
|                               |   |   |   |   |   |      | (     |         |
|                               |   |   |   |   |   |      | B)(4) |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| **III. Adherence to Attorney  |   |   |   |   |   |      |       |         |
| General'S Guidelines on use   |   |   |   |   |   |      |       |         |
| of Confidential Informants    |   |   |   |   |   |      |       |         |
| (5/30/2002)** (see Appendix G |   |   |   |   |   |      |       |         |
| of this guide). Note to       |   |   |   |   |   |      |       |         |
| reviewed organization:        |   |   |   |   |   |      |       |         |
| complete the following        |   |   |   |   |   |      |       |         |
| section only if it is         |   |   |   |   |   |      |       |         |
| applicable to your            |   |   |   |   |   |      |       |         |
| organization.                 |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **30.** Suitability         |   |   |   |   |   |      | AG    |         |
| > Determination               |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | (A)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **31** Registration         |   |   |   |   |   |      | AG    |         |
|                               |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | (B)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **32.** Instructions        |   |   |   |   |   |      | AG    |         |
|                               |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | (C)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **33.** Special approval    |   |   |   |   |   |      | AG    |         |
| > requirement                 |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | (D)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **34.** Responsibilities    |   |   |   |   |   |      | AG    |         |
| > regarding registered        |   |   |   |   |   |      | Se    |         |
| > confidential                |   |   |   |   |   |      | ction |         |
| > informants-General          |   |   |   |   |   |      | III   |         |
| > Provisions                  |   |   |   |   |   |      | (A)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **35.** Monetary payments   |   |   |   |   |   |      | AG    |         |
|                               |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | III   |         |
|                               |   |   |   |   |   |      | (B)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **36.** Authorization of    |   |   |   |   |   |      | AG    |         |
| > otherwise illegal activity  |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | III   |         |
|                               |   |   |   |   |   |      | (C)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **37.** Listing a CI in an  |   |   |   |   |   |      | AG    |         |
| > electronic surveillance     |   |   |   |   |   |      | Se    |         |
| > application                 |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | III   |         |
|                               |   |   |   |   |   |      | (D)   |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **38.** Special             |   |   |   |   |   |      | AG    |         |
| > notification requirements   |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | IV    |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **39.** Deactivation        |   |   |   |   |   |      | AG    |         |
|                               |   |   |   |   |   |      | Se    |         |
|                               |   |   |   |   |   |      | ction |         |
|                               |   |   |   |   |   |      | V     |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| **IV. Attorney General        |   |   |   |   |   |      |       |         |
| PROCEDURES on Lawful,         |   |   |   |   |   |      |       |         |
| Warrantless MONITORING of     |   |   |   |   |   |      |       |         |
| Verbal Communications         |   |   |   |   |   |      |       |         |
| (5/30/02)** (see Appendix H   |   |   |   |   |   |      |       |         |
| of this guide). Note to       |   |   |   |   |   |      |       |         |
| reviewed organization:        |   |   |   |   |   |      |       |         |
| complete the following        |   |   |   |   |   |      |       |         |
| section only if it is         |   |   |   |   |   |      |       |         |
| applicable to your            |   |   |   |   |   |      |       |         |
| organization.                 |   |   |   |   |   |      |       |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **40.** Written approvals   |   |   |   |   |   |      | AG    |         |
| > by DOJ for routine and      |   |   |   |   |   |      | Proce |         |
| > emergency requests are      |   |   |   |   |   |      | dures |         |
| > based on accurate           |   |   |   |   |   |      | Part  |         |
| > documentation.              |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | ,III, |         |
|                               |   |   |   |   |   |      | IV    |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > a\. Expectation of privacy  |   |   |   |   |   |      | AG    |         |
| > is observed.                |   |   |   |   |   |      | Proce |         |
|                               |   |   |   |   |   |      | dures |         |
|                               |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | ,III, |         |
|                               |   |   |   |   |   |      | IV    |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > b\. Appropriate oversight   |   |   |   |   |   |      | AG    |         |
| > and presence of consenting  |   |   |   |   |   |      | Proce |         |
| > party.                      |   |   |   |   |   |      | dures |         |
|                               |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | II    |         |
|                               |   |   |   |   |   |      | ,III, |         |
|                               |   |   |   |   |   |      | IV    |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+
| > **41.** Routine and         |   |   |   |   |   |      | AG    |         |
| > emergency consensual        |   |   |   |   |   |      | Proce |         |
| > monitoring where no written |   |   |   |   |   |      | dures |         |
| > DOJ approval is required.   |   |   |   |   |   |      | Part  |         |
|                               |   |   |   |   |   |      | V     |         |
+-------------------------------+---+---+---+---+---+------+-------+---------+