***Internal Audit and Oversight***

***Independent Assessment Schedule -- FY 2004 (3/21/05)***

+----------------------------------------------------+-----------------+
| **ASSESSMENTS**                                    | **STATUS**      |
+----------------------------------------------------+-----------------+
| ***1^st^ QUARTER***                                |                 |
+----------------------------------------------------+-----------------+
| **Review of Excavation Safety**                    | **Complete**    |
|                                                    |                 |
| **(Carry-over from FY03)**                         | **(ATS 1449)**  |
+----------------------------------------------------+-----------------+
| **Quarterly Field Observation -- On-site           | **Complete**    |
| Excavation at Outfall 06B**                        |                 |
|                                                    | #### (ATS 1461) |
| **(Carry-over from FY03)**                         |                 |
+----------------------------------------------------+-----------------+
| **Radiological Assistance Program Corrective       | **Actions       |
| Action Follow-up**                                 | tracked in**    |
|                                                    |                 |
| **(Carry-over from FY03)**                         | **ATS 1459**    |
+----------------------------------------------------+-----------------+
| **Evaluate Process for Use of Controlled           | **Complete**    |
| Substances in Research at BNL**                    |                 |
|                                                    | #### (ATS 1463) |
| **(Carry-over from FY03)**                         |                 |
+----------------------------------------------------+-----------------+
| Quarterly PAAA Summary and Trend Analysis          | # Issu          |
|                                                    | ed Dec. 1, 2003 |
+----------------------------------------------------+-----------------+
| **Evaluate Effectiveness of the Project, Planning, | **Complete**    |
| Programming and Budgeting (3PBP) and Activity Data |                 |
| Sheet (ADS) Process**                              | # (ATS 1963)    |
+----------------------------------------------------+-----------------+
| **Validation of Corrective Actions Associated with | # Acti          |
| Programmatic Deficiency Involving Waste Management | ons tracked in  |
| Program**                                          |                 |
|                                                    | # ATS 2060      |
+----------------------------------------------------+-----------------+
| **Senior Management (Lab Director) Work            | **Complete**    |
| Observation -- BGRR Filter Removal**               |                 |
|                                                    | **(ATS 1964)**  |
+----------------------------------------------------+-----------------+
| **Evaluate Effectiveness of the Standards Based    | **Cancelled**   |
| Management System Process for Development and      |                 |
| Publication**                                      |                 |
+----------------------------------------------------+-----------------+
| **Senior Management (ALD--ESH&Q) Work Observation: | # Complete      |
| Transfer of BGRR Filter Waste**                    |                 |
|                                                    | # (ATS 1966)    |
+----------------------------------------------------+-----------------+
| ***2^nd^ QUARTER***                                |                 |
+----------------------------------------------------+-----------------+
| **Senior Management (DD for Ops & ALD-ESH&Q) Work  | **Complete**    |
| Observation: BLIP Operations**                     |                 |
|                                                    | **(ATS 1967)**  |
+----------------------------------------------------+-----------------+
| **Review Environmental Regulations at Water        | **Cancelled**   |
| Treatment, Central Steam Plant, Sanitary, and      |                 |
| Central Shops (Welding & Fume Exhausts)**          |                 |
+----------------------------------------------------+-----------------+
| **Senior Management (Lab Director) Work            | **Complete**    |
| Observation: NSRL Operations**                     |                 |
|                                                    | **(ATS 1969)**  |
+----------------------------------------------------+-----------------+
| **Work Planning Assessment at C-AD**               | **Actions       |
|                                                    | tracked in**    |
|                                                    |                 |
|                                                    | **ATS 1970**    |
+----------------------------------------------------+-----------------+
| Quarterly PAAA Summary and Trend Analysis          | **Issued Feb.   |
|                                                    | 24**            |
+----------------------------------------------------+-----------------+
| **Review of Life Sciences Self-Assessment          | # Complete      |
| Program**                                          |                 |
|                                                    | **(ATS 1971)**  |
+----------------------------------------------------+-----------------+
| ***3^rd^ QUARTER***                                |                 |
+----------------------------------------------------+-----------------+
| Quarterly PAAA Summary and Trend Analysis          | **Issued May    |
|                                                    | 13**            |
+----------------------------------------------------+-----------------+
| **Follow-up on Electrical Safety Corrective Action | **Postponed     |
| Plan**                                             | until FY05**    |
+----------------------------------------------------+-----------------+
| **Follow-up on DOE-CH Fire Protection Assessment   | **Actions       |
| Corrective Action Plan (CAP)**                     | tracked in**    |
|                                                    |                 |
|                                                    | **ATS 1973**    |
+----------------------------------------------------+-----------------+
| **Senior Management (DD for Ops & ALD ESH&Q) Work  | **Complete**    |
| Observation: Bldg. 480 High Bay**                  |                 |
|                                                    | **(ATS 1974)**  |
+----------------------------------------------------+-----------------+
| **Review of Energy, Environment, and National      | **Complete**    |
| Security Self-Assessment Program**                 |                 |
|                                                    | **(ATS 1975)**  |
+----------------------------------------------------+-----------------+
| ***4^th^ QUARTER***                                |                 |
+----------------------------------------------------+-----------------+
| Quarterly PAAA Summary and Trend Analysis          | **Issued Aug.   |
|                                                    | 3**             |
+----------------------------------------------------+-----------------+
| **Senior Management (Lab Director & ALD ESH&Q)     | **Complete**    |
| Work Observation: Micro MRI Operations**           |                 |
|                                                    | **(ATS 1976)**  |
+----------------------------------------------------+-----------------+
| **Review of ESH&Q Self-Assessment Program**        | **Complete**    |
|                                                    |                 |
|                                                    | **(ATS 1978)**  |
+----------------------------------------------------+-----------------+
| **Follow-up on CAP from the Assessment of Use of   | **Postponed     |
| Controlled Substances in Research**                | until FY05**    |
+----------------------------------------------------+-----------------+
| **Review of Tier I Inspection Process              | **Cancelled**   |
| (Tentative)**                                      |                 |
+----------------------------------------------------+-----------------+
| **Follow-up on CAP from the August 2003 Retreat as | **Cancelled**   |
| Requested by Senior Management (Tentative)**       |                 |
+----------------------------------------------------+-----------------+