#### IASA Auditor\'s Checklist Instructions

**General.** An IASA assessment is conducted using the following IASA
Auditors Checklist. Using an established checklist ensures transparency
and repeatable results in the conduct of assessments. The Checklist is
only designed to be used by trained IASA auditors who have successfully
completed IASA training and/or auditors undergoing OJT under the
supervision of a trained auditor. This checklist is not to be
distributed without the express permission of the International Programs
and Policy Office, AFS-50. The auditors' checklist is also sent to the
foreign CAA in advance of the assessment so that they can complete the
checklist prior to the assessment, and return it to the assessment team
leader. This enables the team to work more efficiently by verifying the
CAA's answers to each question.

**Description.** The auditors checklist contained on the following pages
is a comprehensive guide, covering all elements of the State\'s safety
oversight program, which are subject to assessment under this program.
The checklist is divided into seven (7) sections covering the eight (8)
critical elements of safety oversight system, as defined in ICAO
Document 9734, Part A, Chapter 3. In essence, it is a road map to guide
both the IASA team and the State through a systematic verification
process. In exceptional circumstances, an observation may be made that
may not have been addressed in the auditor\'s checklist; in these
circumstances, the auditor will inform the team leader so that they may
advise the State of the reason for doing so. Such observations shall be
recorded in the applicable module as a comment and its specific
relevance to safety oversight. Checklist section list:

1.000. General Information and Air Operator Complexity.

2.000. CAA Authority, Organizational Structure, and Safety Oversight
Functions.

3.000. Primary Aviation Legislation and Regulation.**\
**4.000. Licensing and Certification Obligations.**\
**5.000. Technical Guidance.

6.000. Qualified Technical Personnel.

7.000. Continued Surveillance Obligations and Resolution of Safety
Issues.

**Checklist use.** The checklist is designed be used electronically by
both the CAA and the auditor. Comment fields are expandable as needed
and also includes check boxes for many questions. The checklist is
design to be broken into modules that can be assigned to different
auditor specialties during the assessment activity. Below is a table
outlining which specialty should lead completion each section of the
checklist:

## IASA Checklist Section Assignment

+-----------------------------+----------------------------------------+
| **IASA Checklist            | # Responsible Team Member (Lead)       |
| Sections:**                 |                                        |
+-----------------------------+----------------------------------------+
| 1.001 -- 1.009              | (Entire team as a group)               |
+-----------------------------+----------------------------------------+
| 2.001 -- 2.408              | (Entire team as a group)               |
+-----------------------------+----------------------------------------+
| 3.001 -- 3.554              | (an Attorney should complete entire    |
|                             | section)                               |
|                             |                                        |
|                             | (An operations and airworthiness       |
|                             | specialist should each complete 10     |
|                             | random standards from 3.300            |
|                             | through3.354)                          |
+-----------------------------+----------------------------------------+
| 4.001 -- 4.1412             | (Operations Specialist)                |
+-----------------------------+----------------------------------------+
| 4.1501 -- 4.3303            | (Airworthiness Specialist)             |
+-----------------------------+----------------------------------------+
| 5.001 -- 5.109              | (Operations Specialist)                |
+-----------------------------+----------------------------------------+
| 5.201 -- 5.406              | (Airworthiness Specialist)             |
+-----------------------------+----------------------------------------+
| 6.001 -- 6.413              | (Operations Specialist)                |
+-----------------------------+----------------------------------------+
| 6.501 -- 6.606              | (Airworthiness Specialist)             |
+-----------------------------+----------------------------------------+
| 7.001 -- 7.007              | (Operations Specialist)                |
+-----------------------------+----------------------------------------+
| 7.100 -- 7.208              | (Airworthiness Specialist)             |
+-----------------------------+----------------------------------------+

Each checklist module identifies the ICAO SARPs, the related guidance
material and the good aviation safety practices that are subject to an
IASA assessment. The checklist provides the document reference and
indicates if it is an Article of the Chicago Convention (CC), an ICAO
Standard (STD), a Recommended Practice (RP) or guidance material (GM).

### Example

+--------+-----+------------------------------------------------------+
| # IAS  |     |                                                      |
| A -- 6 |     |                                                      |
| .000 - |     |                                                      |
| - Qual |     |                                                      |
| ified  |     |                                                      |
| Techni |     |                                                      |
| cal Pe |     |                                                      |
| rsonne |     |                                                      |
| l Pers |     |                                                      |
| onnel  |     |                                                      |
| Traini |     |                                                      |
| ng - G |     |                                                      |
| eneral |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| # *    | I   |                                                      |
| *ICAO  | CAO |                                                      |
| Ref.** | re  |                                                      |
|        | fer |                                                      |
|        | enc |                                                      |
|        | es: |                                                      |
|        | CC  |                                                      |
|        | =   |                                                      |
|        | C   |                                                      |
|        | hic |                                                      |
|        | ago |                                                      |
|        | Co  |                                                      |
|        | nve |                                                      |
|        | nti |                                                      |
|        | on; |                                                      |
|        | STD |                                                      |
|        | =   |                                                      |
|        | Sta |                                                      |
|        | nda |                                                      |
|        | rd; |                                                      |
|        | RP  |                                                      |
|        | =   |                                                      |
|        | Re  |                                                      |
|        | com |                                                      |
|        | men |                                                      |
|        | ded |                                                      |
|        | Pra |                                                      |
|        | cti |                                                      |
|        | ce; |                                                      |
|        | GM  |                                                      |
|        | =   |                                                      |
|        | Gu  |                                                      |
|        | ida |                                                      |
|        | nce |                                                      |
|        | mat |                                                      |
|        | eri |                                                      |
|        | al. |                                                      |
+--------+-----+------------------------------------------------------+
| **GM** | **6 |                                                      |
|        | .00 |                                                      |
| **Doc  | 1** |                                                      |
| 9      | D   |                                                      |
| 374,** | oes |                                                      |
|        | the |                                                      |
| **3    | ci  |                                                      |
| .6.3** | vil |                                                      |
|        | av  |                                                      |
|        | iat |                                                      |
|        | ion |                                                      |
|        | au  |                                                      |
|        | tho |                                                      |
|        | rit |                                                      |
|        | ies |                                                      |
|        | o   |                                                      |
|        | per |                                                      |
|        | ate |                                                      |
|        | a   |                                                      |
|        | tr  |                                                      |
|        | ain |                                                      |
|        | ing |                                                      |
|        | cen |                                                      |
|        | ter |                                                      |
|        | to  |                                                      |
|        | s   |                                                      |
|        | ati |                                                      |
|        | sfy |                                                      |
|        | its |                                                      |
|        | n   |                                                      |
|        | eed |                                                      |
|        | for |                                                      |
|        | t   |                                                      |
|        | rai |                                                      |
|        | ned |                                                      |
|        | and |                                                      |
|        | qua |                                                      |
|        | lif |                                                      |
|        | ied |                                                      |
|        | p   |                                                      |
|        | ers |                                                      |
|        | onn |                                                      |
|        | el? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

The heading at the beginning of each module also allows for team
member(s) (auditors) completing that module to be listed, and an overall
compliance status for that module to be indicated. An assessment finding
that identifies lack of compliance with a regulation promulgated by the
Contracting State, a provision of the Chicago Convention, or
implementation of an ICAO Standard is an indication that the compliance
status is not satisfactory. An audit finding that identifies lack of
adherence to an ICAO Recommended Practice, procedure, safety-related
guidance material or recognized aviation safety practice will be
recorded, but may not be cause the particular module to be
non-satisfactory. The module compliance status is determined by making
an overall evaluation of the CAA's compliance status in the area covered
by the checklist module for inclusion in the assessment report. Any
finding will describe the reasons for the finding.

NOTE- Electronic versions of the checklist may be downloaded from the
AFS-50 International Resource Intranet Web site at:
<http://intranet.faa.gov/avr/afs/afs50/> or at the public web site:

<http://www.faa.gov/avr/iasa/>

+--------+-----+------------------------------------------------------+
| # *    |     |                                                      |
| *IASA  |     |                                                      |
| -- 6.0 |     |                                                      |
| 00 --  |     |                                                      |
| Qualif |     |                                                      |
| ied Te |     |                                                      |
| chnica |     |                                                      |
| l Pers |     |                                                      |
| onnel  |     |                                                      |
| Person |     |                                                      |
| nel Tr |     |                                                      |
| aining |     |                                                      |
|  - Gen |     |                                                      |
| eral** |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| # *    | I   |                                                      |
| *ICAO  | CAO |                                                      |
| Ref.** | re  |                                                      |
|        | fer |                                                      |
|        | enc |                                                      |
|        | es: |                                                      |
|        | CC  |                                                      |
|        | =   |                                                      |
|        | C   |                                                      |
|        | hic |                                                      |
|        | ago |                                                      |
|        | Co  |                                                      |
|        | nve |                                                      |
|        | nti |                                                      |
|        | on; |                                                      |
|        | STD |                                                      |
|        | =   |                                                      |
|        | Sta |                                                      |
|        | nda |                                                      |
|        | rd; |                                                      |
|        | RP  |                                                      |
|        | =   |                                                      |
|        | Re  |                                                      |
|        | com |                                                      |
|        | men |                                                      |
|        | ded |                                                      |
|        | Pra |                                                      |
|        | cti |                                                      |
|        | ce; |                                                      |
|        | GM  |                                                      |
|        | =   |                                                      |
|        | Gu  |                                                      |
|        | ida |                                                      |
|        | nce |                                                      |
|        | mat |                                                      |
|        | eri |                                                      |
|        | al. |                                                      |
+--------+-----+------------------------------------------------------+
| **GM** | **6 |                                                      |
|        | .00 |                                                      |
| **Doc  | 1** |                                                      |
| 9      | D   |                                                      |
| 374,** | oes |                                                      |
|        | the |                                                      |
| **3    | ci  |                                                      |
| .5.2** | vil |                                                      |
|        | av  |                                                      |
|        | iat |                                                      |
|        | ion |                                                      |
|        | au  |                                                      |
|        | tho |                                                      |
|        | rit |                                                      |
|        | ies |                                                      |
|        | o   |                                                      |
|        | per |                                                      |
|        | ate |                                                      |
|        | a   |                                                      |
|        | tr  |                                                      |
|        | ain |                                                      |
|        | ing |                                                      |
|        | cen |                                                      |
|        | ter |                                                      |
|        | to  |                                                      |
|        | s   |                                                      |
|        | ati |                                                      |
|        | sfy |                                                      |
|        | its |                                                      |
|        | n   |                                                      |
|        | eed |                                                      |
|        | for |                                                      |
|        | t   |                                                      |
|        | rai |                                                      |
|        | ned |                                                      |
|        | and |                                                      |
|        | qua |                                                      |
|        | lif |                                                      |
|        | ied |                                                      |
|        | p   |                                                      |
|        | ers |                                                      |
|        | onn |                                                      |
|        | el? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.002** If yes, what programs are delivered?              |
|        |                                                             |
| **Doc  |                                                             |
| 9      |                                                             |
| 374,** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .5.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **6.003** If aviation training schools are not available in |
| *STD** | the State, what are the sources of trained and qualified    |
|        | personnel for aviation duties (e.g. military, foreign       |
| **A1,  | school)?                                                    |
| 1      |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 937    |                                                             |
| 9,C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.004** Has the State established a method for verifying  |
|        | the quality of training received by its nationals in        |
| **Doc  | foreign training centers? Yes No                            |
| 9      |                                                             |
| 374,** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .5.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.005** Does the State authorize foreign training centers |
|        | to provide approved training to its inspectors? Yes No      |
| **Doc  |                                                             |
| 9      |                                                             |
| 374,** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .5.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.006** If yes, how does the State ensure quality of the  |
|        | approved training provided?                                 |
| **Doc  |                                                             |
| 9      |                                                             |
| 374,** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .5.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # **I  |     |                                                      |
| ASA -- |     |                                                      |
|  6.100 |     |                                                      |
|  - Qua |     |                                                      |
| lified |     |                                                      |
|  Techn |     |                                                      |
| ical P |     |                                                      |
| ersonn |     |                                                      |
| el Per |     |                                                      |
| sonnel |     |                                                      |
|  licen |     |                                                      |
| sing - |     |                                                      |
|  Exami |     |                                                      |
| ners W |     |                                                      |
| ritten |     |                                                      |
|  and O |     |                                                      |
| ral Ex |     |                                                      |
| aminat |     |                                                      |
| ions** |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **6 |                                                      |
|        | .10 |                                                      |
| *      | 1** |                                                      |
| *Doc** | Are |                                                      |
|        | ful |                                                      |
| **     | l-t |                                                      |
| 9379** | ime |                                                      |
|        | exa |                                                      |
| **C6** | min |                                                      |
|        | ers |                                                      |
|        | em  |                                                      |
|        | plo |                                                      |
|        | yed |                                                      |
|        | by  |                                                      |
|        | the |                                                      |
|        | aut |                                                      |
|        | hor |                                                      |
|        | ity |                                                      |
|        | to: |                                                      |
|        |     |                                                      |
|        | p   |                                                      |
|        | rep |                                                      |
|        | are |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | c   |                                                      |
|        | ond |                                                      |
|        | uct |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | c   |                                                      |
|        | orr |                                                      |
|        | ect |                                                      |
|        | w   |                                                      |
|        | rit |                                                      |
|        | ten |                                                      |
|        | e   |                                                      |
|        | xam |                                                      |
|        | ina |                                                      |
|        | tio |                                                      |
|        | ns? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.102** If the State does not employ full-time examiners, |
|        | who prepare, conducts and corrects written examinations?    |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.103** How are examiners appointed and what              |
|        | qualifications are they required to have?                   |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.104** In cases where examiners are provided by          |
|        | organizations other than the licensing authority, how are   |
| **Doc  | the qualifications of such examiners assured?               |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # *    |     |                                                      |
| *IASA  |     |                                                      |
| -- 6.2 |     |                                                      |
| 00 --  |     |                                                      |
| Qualif |     |                                                      |
| ied Te |     |                                                      |
| chnica |     |                                                      |
| l Pers |     |                                                      |
| onnel  |     |                                                      |
| Person |     |                                                      |
| nel Li |     |                                                      |
| censin |     |                                                      |
| g -- E |     |                                                      |
| xamine |     |                                                      |
| rs Fli |     |                                                      |
| ght Ex |     |                                                      |
| aminat |     |                                                      |
| ions** |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **6 |                                                      |
|        | .20 |                                                      |
| **Doc  | 1** |                                                      |
| 9379** | Are |                                                      |
|        | ful |                                                      |
| **C6** | l-t |                                                      |
|        | ime |                                                      |
|        | fli |                                                      |
|        | ght |                                                      |
|        | and |                                                      |
|        | pra |                                                      |
|        | cti |                                                      |
|        | cal |                                                      |
|        | t   |                                                      |
|        | est |                                                      |
|        | exa |                                                      |
|        | min |                                                      |
|        | ers |                                                      |
|        | em  |                                                      |
|        | plo |                                                      |
|        | yed |                                                      |
|        | by  |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | to  |                                                      |
|        | c   |                                                      |
|        | ond |                                                      |
|        | uct |                                                      |
|        | fli |                                                      |
|        | ght |                                                      |
|        | and |                                                      |
|        | pra |                                                      |
|        | cti |                                                      |
|        | cal |                                                      |
|        | te  |                                                      |
|        | sts |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | is  |                                                      |
|        | sua |                                                      |
|        | nce |                                                      |
|        | of  |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | and |                                                      |
|        | ra  |                                                      |
|        | tin |                                                      |
|        | gs? |                                                      |
|        |     |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.202** If yes, how are flight and practical test         |
|        | examiners appointed, and what qualifications are they       |
| **Doc  | required to have?                                           |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.203** How does the State ensure the maintenance of      |
|        | qualification and proficiency by flight and practical test  |
| **Doc  | examiners?                                                  |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.204** Does the State appoint designated flight          |
|        | examiners? Yes No                                           |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.205** If yes, what are the criteria for the             |
|        | designation?                                                |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.206** If yes, what is the duration of the designation   |
|        | and procedure for renewal?                                  |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.207** If yes, what are the procedures used to ensure    |
|        | consistency and reliability of testing by the designated    |
| **Doc  | examiner (training, guidance material, supervision etc.)?   |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
|  **IAS |     |                                                      |
| A -- 6 |     |                                                      |
| .300 - |     |                                                      |
|  Quali |     |                                                      |
| fied T |     |                                                      |
| echnic |     |                                                      |
| al Per |     |                                                      |
| sonnel |     |                                                      |
|  Perso |     |                                                      |
| nnel L |     |                                                      |
| icensi |     |                                                      |
| ng - M |     |                                                      |
| edical |     |                                                      |
|  Exami |     |                                                      |
| ners** |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | **6 |                                                      |
| *STD** | .30 |                                                      |
|        | 1** |                                                      |
| **A1** | Has |                                                      |
|        | the |                                                      |
| **1.2  | St  |                                                      |
| .4.4** | ate |                                                      |
|        | d   |                                                      |
|        | esi |                                                      |
|        | gna |                                                      |
|        | ted |                                                      |
|        | m   |                                                      |
|        | edi |                                                      |
|        | cal |                                                      |
|        | exa |                                                      |
|        | min |                                                      |
|        | ers |                                                      |
|        | to  |                                                      |
|        | c   |                                                      |
|        | ond |                                                      |
|        | uct |                                                      |
|        | m   |                                                      |
|        | edi |                                                      |
|        | cal |                                                      |
|        | exa |                                                      |
|        | min |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | of  |                                                      |
|        | the |                                                      |
|        | f   |                                                      |
|        | itn |                                                      |
|        | ess |                                                      |
|        | of  |                                                      |
|        | a   |                                                      |
|        | ppl |                                                      |
|        | ica |                                                      |
|        | nts |                                                      |
|        | for |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | and |                                                      |
|        | r   |                                                      |
|        | ati |                                                      |
|        | ng? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **6.302** If no, what is the procedure used to assess the   |
| *STD** | medical fitness of an applicant?                            |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| **1.2  |                                                             |
| .4.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **6.303** If yes:                                           |
| *STD** |                                                             |
|        | 1.Are they employees of the CAA? Yes No                     |
| **A1** |                                                             |
|        | 2.Has the State designated medical examiners received       |
| **1.2  | training in aviation medicine? Yes No                       |
| .4.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **6.304** If yes to 2), how and where is the training on    |
| *STD** | aviation medicine provided?                                 |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| **1.2  |                                                             |
| .4.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **6.305** Has the State designated physicians experienced   |
| *STD** | in the practice of aviation medicine to assist it when      |
|        | necessary in evaluating the medical reports submitted?      |
| **A1** |                                                             |
|        | Yes No                                                      |
| **1.2  |                                                             |
| .4.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # *    |     |                                                      |
| *IASA  |     |                                                      |
| -- 6.4 |     |                                                      |
| 00 - Q |     |                                                      |
| ualifi |     |                                                      |
| ed Tec |     |                                                      |
| hnical |     |                                                      |
|  Perso |     |                                                      |
| nnel O |     |                                                      |
| perati |     |                                                      |
| ons In |     |                                                      |
| specto |     |                                                      |
| rate** |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| ### GM | **6 |                                                      |
|        | .40 |                                                      |
| *      | 1** |                                                      |
| *Doc** | W   |                                                      |
|        | hat |                                                      |
| **     | qu  |                                                      |
| 8335** | ali |                                                      |
|        | fic |                                                      |
| **9.3  | ati |                                                      |
| &**    | ons |                                                      |
|        | are |                                                      |
| *      | o   |                                                      |
| *9.4** | per |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | ins |                                                      |
|        | pec |                                                      |
|        | tor |                                                      |
|        | ate |                                                      |
|        | st  |                                                      |
|        | aff |                                                      |
|        | re  |                                                      |
|        | qui |                                                      |
|        | red |                                                      |
|        | to  |                                                      |
|        | ha  |                                                      |
|        | ve: |                                                      |
|        |     |                                                      |
|        | 1.a |                                                      |
|        | irl |                                                      |
|        | ine |                                                      |
|        | tra |                                                      |
|        | nsp |                                                      |
|        | ort |                                                      |
|        | pi  |                                                      |
|        | lot |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 2.c |                                                      |
|        | omm |                                                      |
|        | erc |                                                      |
|        | ial |                                                      |
|        | pi  |                                                      |
|        | lot |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 3.d |                                                      |
|        | isp |                                                      |
|        | atc |                                                      |
|        | her |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 4.  |                                                      |
|        | ATC |                                                      |
|        | c   |                                                      |
|        | ont |                                                      |
|        | rol |                                                      |
|        | ler |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 5   |                                                      |
|        | .no |                                                      |
|        | pr  |                                                      |
|        | evi |                                                      |
|        | ous |                                                      |
|        | e   |                                                      |
|        | xpe |                                                      |
|        | rie |                                                      |
|        | nce |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 6   |                                                      |
|        | .ot |                                                      |
|        | her |                                                      |
|        |     |                                                      |
|        |     |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.402** Is a personnel file record for each inspector     |
|        | available for review?                                       |
| **Doc  |                                                             |
| 8335** | Yes No                                                      |
|        |                                                             |
| **9.3  |                                                             |
| &      |                                                             |
| 9.4**  |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.403** Does the CAA delegate any of its oversight        |
|        | responsibilities to qualified persons (inspectors) in the   |
| **Doc  | certificated carriers? Yes No                               |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .3.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.404** If yes, what mechanism is in place to keep these  |
|        | delegated persons (inspectors) under supervisory and        |
| **Doc  | technical control?                                          |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .3.3** |                                                             |
+--------+-------------------------------------------------------------+
| ## Co  |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.405** Are there designated flight inspectors (check     |
|        | airmen) in the airline to carry out CAA inspection          |
| **Doc  | functions? Yes No                                           |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .3.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.406** If yes, what are the minimum requirements for     |
|        | being designated as a flight inspector (check airman)?      |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .3.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.407** Does the CAA utilize the services of other CAAs   |
|        | or service providers in meeting its safety oversight        |
| **Doc  | responsibilities? Yes No                                    |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .3.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.408** Is there a formal training policy and program for |
|        | members of the operations inspection organization? Yes No   |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .7.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.409** What kinds of training do the operations          |
|        | inspectors receive?                                         |
| **Doc  |                                                             |
| 8335** | 1\. accident investigation training Yes No                  |
|        |                                                             |
| *      | 2\. accident prevention training Yes No                     |
| *9.7** |                                                             |
|        | 3\. flight safety training Yes No                           |
| **Doc  |                                                             |
| 9734** | 4\. technical report writing Yes No                         |
|        |                                                             |
| **3    | 5\. supervisory training Yes No                             |
| .5.2** |                                                             |
|        | 6\. flight training Yes No                                  |
|        |                                                             |
|        | 7\. light dispatch training Yes No                          |
|        |                                                             |
|        | 8\. cabin safety training Yes No                            |
|        |                                                             |
|        | 9\. enforcement training Yes No                             |
|        |                                                             |
|        | 10\. quality assurance Yes No                               |
|        |                                                             |
|        | 11\. human factors Yes No                                   |
|        |                                                             |
|        | 12\. new technologies Yes No                                |
|        |                                                             |
|        | 13\. recurrent Yes No                                       |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.410** Where is the operation inspector's training       |
|        | taken?                                                      |
| *      |                                                             |
| *Doc** | 1.in-house Yes No                                           |
|        |                                                             |
| **     | 2.national institutes or schools Yes No                     |
| 8335** |                                                             |
|        | 3.foreign institutes or schools Yes No                      |
| **9    |                                                             |
| .7.2** | 4.national airline operators Yes No                         |
|        |                                                             |
|        | 5.foreign airline operators Yes No                          |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.411** Are records kept of operation inspectorate        |
|        | personnel training?                                         |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *9.7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.412** Does the flight operations inspector's record     |
|        | contain the results of pilot proficiency checks, recency of |
| *      | experience, simulator and flight qualification, recurrent   |
| *Doc** | training, line indoctrination, etc.? Yes No                 |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *9.7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.413** Does the State operations inspectorate have type  |
|        | rated (current and qualified) operations inspectors for all |
| **Doc  | the types of aircraft being operated by the AOC holders.    |
| 9734** | Yes No                                                      |
|        |                                                             |
| **3    |                                                             |
| .5.1** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .4.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # **IA |     |                                                      |
| SA --  |     |                                                      |
| 6.500  |     |                                                      |
| - Qual |     |                                                      |
| ified  |     |                                                      |
| Techni |     |                                                      |
| cal Pe |     |                                                      |
| rsonne |     |                                                      |
| l Airw |     |                                                      |
| orthin |     |                                                      |
| ess In |     |                                                      |
| specto |     |                                                      |
| rate** |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| ### GM | **6 |                                                      |
|        | .50 |                                                      |
| **Doc  | 1** |                                                      |
| 9734** | Are |                                                      |
|        | th  |                                                      |
| **3    | ere |                                                      |
| .5.1** | m   |                                                      |
|        | ini |                                                      |
| **Doc  | mum |                                                      |
| 9760** | q   |                                                      |
|        | ual |                                                      |
| *      | ifi |                                                      |
| *4.4** | cat |                                                      |
|        | ion |                                                      |
| **Doc  | s/e |                                                      |
| 8335** | xpe |                                                      |
|        | rie |                                                      |
| *      | nce |                                                      |
| *9.7** | for |                                                      |
|        | a   |                                                      |
|        | irw |                                                      |
|        | ort |                                                      |
|        | hin |                                                      |
|        | ess |                                                      |
|        | in  |                                                      |
|        | spe |                                                      |
|        | cto |                                                      |
|        | rs? |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.502** If yes, what are the minimum qualifications       |
|        | required?                                                   |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| *      |                                                             |
| *4.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.503** Are airworthiness inspectors provided with:       |
|        |                                                             |
| **Doc  | a\) introductory training Yes No                            |
| 9734** |                                                             |
|        | b\) recurrent training Yes No                               |
| **3    |                                                             |
| .5.1** | c\) manufacturer training Yes No                            |
|        |                                                             |
| **Doc  | d\) new technologies Yes No                                 |
| 8335** |                                                             |
|        | e\) specialized training (e.g., NDT, composites, etc.) Yes  |
| **9    | No                                                          |
| .7.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.504** What is the subject of the training?              |
|        |                                                             |
| **Doc  |                                                             |
| 9734** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .5.1** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .7.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.505** Are training records kept and available?          |
|        |                                                             |
| **Doc  |                                                             |
| 9734** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .5.1** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *9.7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.506** Do the State's airworthiness inspectors possess   |
|        | technical and supervisory experience obtained in the        |
| **Doc  | aviation industry or in military service?                   |
| 9760** |                                                             |
|        |                                                             |
| **4    |                                                             |
| .4.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| **IASA |     |                                                      |
|  -- 6. |     |                                                      |
| 600 -  |     |                                                      |
| Qualif |     |                                                      |
| ied Te |     |                                                      |
| chnica |     |                                                      |
| l Pers |     |                                                      |
| onnel  |     |                                                      |
| Airwor |     |                                                      |
| thines |     |                                                      |
| s Engi |     |                                                      |
| neerin |     |                                                      |
| g Divi |     |                                                      |
| sion ( |     |                                                      |
| AED)** |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **6 |                                                      |
|        | .60 |                                                      |
| **Doc  | 1** |                                                      |
| 9760** | Are |                                                      |
|        | th  |                                                      |
| **     | ere |                                                      |
| 3.3.** | m   |                                                      |
|        | ini |                                                      |
|        | mum |                                                      |
|        | qu  |                                                      |
|        | ali |                                                      |
|        | fic |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | f   |                                                      |
|        | or: |                                                      |
|        |     |                                                      |
|        | a\) |                                                      |
|        | a   |                                                      |
|        | irw |                                                      |
|        | ort |                                                      |
|        | hin |                                                      |
|        | ess |                                                      |
|        | eng |                                                      |
|        | ine |                                                      |
|        | ers |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | b\) |                                                      |
|        | fli |                                                      |
|        | ght |                                                      |
|        | t   |                                                      |
|        | est |                                                      |
|        | per |                                                      |
|        | son |                                                      |
|        | nel |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.602** If yes, what are the minimum qualifications/      |
|        | experience required:                                        |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **     |                                                             |
| 3.3.** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.603** Are AED personnel provided with:                  |
|        |                                                             |
| *      | a\) introductory training Yes No                            |
| *Doc** |                                                             |
|        | b\) recurrent training Yes No                               |
| **     |                                                             |
| 9760** | c\) new technologies Yes No                                 |
|        |                                                             |
| **3    |                                                             |
| .3.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

  -------------- -------------------------------------------------------------
                 **6.604** What is the subject of the training?

  **Comments**        
  -------------- -------------------------------------------------------------

+--------+-------------------------------------------------------------+
| **GM** | **6.605** Where is the training given?                      |
|        |                                                             |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .3.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **6.606** Are training records kept and available? Yes No   |
|        |                                                             |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .3.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+