##### U.S. Department of Commerce - NOAA / BIS Segment Team

**Provided By Client (PBC) Control Sheet**

Please send all PBC items to Linda Wyre (<lwyre@kpmg.com>) and the
process contact person named below.

Key To Sections:

  ------------- ---------------------------- ------------------ ----------------------
  **Section**   **Process**                  **Process Contact  **Email Address**
                                             Person**           

  **A**         Facilities -- Personal       Mary-Ann (Yoonji)  <yoonjikim@kpmg.com>
                Property                     Jim                

  **B**         Facilities -- Real Property                     

  **C**         Facilities -- CWIP                              

  **D**         Facilities -- Satellite                         

  **E**         Facilities - Inventory                          

  **F**         Facilities -- Capital and                       
                Operating Leases                                

  **G**         Resource Management          Hongying Sun       <hsun@raffa.com>

  **H**         Credit Risk Management       Hongying Sun       <hsun@raffa.com>

  **J**         Customer Billing             Linda Wyre         <lwyre@kpmg.com>

  **K**         Grants Management            Linda Wyre         <lwyre@kpmg.com>

  **L**         Financial Management (FBWT)  Hongying Sun       <hsun@raffa.com>

  **M**         Procurement                  Tamdan Vo          <tamdanvo@kpmg.com>

  **N**         Human Resources              Tamdan Vo          <tamdanvo@kpmg.com>

  **O**         Environmental Management     Kari Pewett        <kpewett@kpmg.com>

  **P**         Financial Reporting /        Mary-Ann (Yoonji)  <yoonjikim@kpmg.com>
                Miscellaneous                Jim                
  ------------- ---------------------------- ------------------ ----------------------

+---+---+--------------------------------+----+------+-----+-----+----+
| * | * | **Documents to be provided**   | *  | **Da | **  | **  | ** |
| * | * |                                | *T | te** | Dat | Con | Bu |
| I | N |                                | im |      | e** | tac | re |
| t | e |                                | e/ | *    |     | t** | au |
| e | w |                                | P  | *Req | **R |     | (  |
| m | I |                                | ha | uest | ece | *   | s) |
| \ | t |                                | se | ed** | ive | *Pe | ** |
| # | e |                                | ** |      | d** | rso |    |
| * | m |                                |    |      |     | n(s |    |
| * | s |                                |    |      |     | )** |    |
|   | \ |                                |    |      |     |     |    |
|   | * |                                |    |      |     |     |    |
|   | * |                                |    |      |     |     |    |
|   | * |                                |    |      |     |     |    |
+===+===+================================+====+======+=====+=====+====+
|   |   | ***A) Facilities Management    |    |      |     |     |    |
|   |   | (Personal Property)***         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Detail listing of [all         | I  | a.   |     | Tho | NO |
| . |   | personal property]{.underline} | nt |  7/1 |     | mas | AA |
|   |   | from Sunflower by category     | er | 4/08 |     | D   |    |
|   |   | (both hard and electronic      | im |      |     | eck |    |
|   |   | form), which supports the      | 2  | b.   |     | ard |    |
|   |   | property, plant, and equipment |    |  9/2 |     |     |    |
|   |   | balance at                     | F  | 2/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | a.  June 12, 2008              | al | c.   |     |     |    |
|   |   |                                |    |  10/ |     |     |    |
|   |   | b.  September 12, 2008         | F  | 6/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | c.  September 30, 2008         | al |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The listing should include the |    |      |     |     |    |
|   |   | property ID number, property   |    |      |     |     |    |
|   |   | description, acquisition date, |    |      |     |     |    |
|   |   | acquisition cost, useful life, |    |      |     |     |    |
|   |   | accumulated depreciation and   |    |      |     |     |    |
|   |   | net book value.                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Detail listing of personal     | I  | a.   |     | Tho | NO |
| . |   | property                       | nt |  4/1 |     | mas | AA |
|   |   | [activity]{.underline}         | er | 4/08 |     | D   |    |
|   |   | (addition, deletion, and       | im |      |     | eck |    |
|   |   | adjustments) from Sunflower by | 1  | b.   |     | ard |    |
|   |   | category (both paper and       |    |  7/1 |     |     |    |
|   |   | electronic (Excel spreadsheet) | I  | 4/08 |     |     |    |
|   |   | form) for the following        | nt |      |     |     |    |
|   |   | periods:                       | er | c.   |     |     |    |
|   |   |                                | im |  9/2 |     |     |    |
|   |   | a.  October 1, 2007 -- March   | 2  | 2/08 |     |     |    |
|   |   |     12, 2008                   |    |      |     |     |    |
|   |   |                                | F  | d.   |     |     |    |
|   |   | b.  March 12, 2008 - June 12,  | in |  10/ |     |     |    |
|   |   |     2008                       | al | 6/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | c.  June 12, 2008 -- September | F  |      |     |     |    |
|   |   |     12, 2008                   | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
|   |   | d.  September 12, 2008 -       |    |      |     |     |    |
|   |   |     September 30, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The listing should include the |    |      |     |     |    |
|   |   | property ID number, property   |    |      |     |     |    |
|   |   | description, acquisition date, |    |      |     |     |    |
|   |   | acquisition cost, useful life, |    |      |     |     |    |
|   |   | accumulated depreciation and   |    |      |     |     |    |
|   |   | net book value.                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | For [personal property         | I  | a.   |     | Tho | NO |
| . |   | acquisition                    | nt |  4/1 |     | mas | AA |
|   |   | costs]{.underline}, a summary  | er | 4/08 |     | D   |    |
|   |   | rollforward of all personal    | im |      |     | eck |    |
|   |   | property by category (e.g.     | 1  | b.   |     | ard |    |
|   |   | Satellites, NEXRAD, AWIPS,     |    |  7/1 |     |     |    |
|   |   | ASOS, CRS, Satellites-Ground   | I  | 4/08 |     |     |    |
|   |   | Systems, Ships/Launches,       | nt |      |     |     |    |
|   |   | Aircraft,Software Weather,     | er | c.   |     |     |    |
|   |   | Capital Leases-Weather, Other, | im |  9/2 |     |     |    |
|   |   | Software-Non-weather, and      | 2  | 2/08 |     |     |    |
|   |   | Capital Leases- Non- weather , |    |      |     |     |    |
|   |   | and any new categories) for    | F  | d.   |     |     |    |
|   |   | the following periods:         | in |  10/ |     |     |    |
|   |   |                                | al | 6/08 |     |     |    |
|   |   | a.  October 1, 2007 -- March   |    |      |     |     |    |
|   |   |     12, 2008                   | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | b.  March 12, 2008 - June 12,  | al |      |     |     |    |
|   |   |     2008                       |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | c.  June 12, 2008 -- September |    |      |     |     |    |
|   |   |     12, 2008                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | d.  September 12, 2008 -       |    |      |     |     |    |
|   |   |     September 30, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The rollforward should reflect |    |      |     |     |    |
|   |   | the following columns:         |    |      |     |     |    |
|   |   | beginning balances, additions, |    |      |     |     |    |
|   |   | deletions/retirements,         |    |      |     |     |    |
|   |   | adjustments, and ending        |    |      |     |     |    |
|   |   | balances.                      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For all rollforwards:          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Beginning balance should   |    |      |     |     |    |
|   |   |     agree to the prior         |    |      |     |     |    |
|   |   |     period's audited ending    |    |      |     |     |    |
|   |   |     balance.                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the general       |    |      |     |     |    |
|   |   |     ledger                     |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the Sunflower     |    |      |     |     |    |
|   |   |     detail report for the end  |    |      |     |     |    |
|   |   |     of the period.             |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Activity balances should   |    |      |     |     |    |
|   |   |     agree to the Sunflower     |    |      |     |     |    |
|   |   |     detail activity reports    |    |      |     |     |    |
|   |   |     for the period.            |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Supporting documentation   |    |      |     |     |    |
|   |   |     should be provided for all |    |      |     |     |    |
|   |   |     adjustments to beginning   |    |      |     |     |    |
|   |   |     balances.                  |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Reconciliation of Sunflower to | I  | a.   |     | M   | NO |
| . |   | CBS (general ledger) as of:    | nt |  4/1 |     | ark | AA |
|   |   |                                | er | 4/08 |     | Mil |    |
|   |   | a.  March 12, 2008             | im |      |     | ler |    |
|   |   |                                | 1  | b.   |     |     |    |
|   |   | b.  June 12, 2008              |    |  7/1 |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | c.  September 12, 2008         | nt |      |     |     |    |
|   |   |                                | er | c.   |     |     |    |
|   |   | d.  September 30, 2008         | im |  9/2 |     |     |    |
|   |   |                                | 2  | 2/08 |     |     |    |
|   |   | The reconciliation should be   |    |      |     |     |    |
|   |   | in a summarized format, with   | F  | d.   |     |     |    |
|   |   | the detail referenced and      | in |  10/ |     |     |    |
|   |   | supporting documentation for   | al | 6/08 |     |     |    |
|   |   | material items included.       |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | For [personal property         | I  | a.   |     | Tho | NO |
| . |   | accumulated                    | nt |  4/1 |     | mas | AA |
|   |   | depreciation]{.underline}, a   | er | 4/08 |     | D   |    |
|   |   | summary roll forward of all    | im |      |     | eck |    |
|   |   | personal property by category  | 1  | b.   |     | ard |    |
|   |   | (e.g. Satellites, NEXRAD,      |    |  7/1 |     |     |    |
|   |   | AWIPS, ASOS, CRS,              | I  | 4/08 |     |     |    |
|   |   | Satellites-Ground Systems,     | nt |      |     |     |    |
|   |   | Ships/Launches, Aircraft,      | er | c.   |     |     |    |
|   |   | Capital Leases, Other          | im |  9/2 |     |     |    |
|   |   | Non-Weather Property, and any  | 2  | 2/08 |     |     |    |
|   |   | new categories) for the        | F  |      |     |     |    |
|   |   | following periods:             | in | d.   |     |     |    |
|   |   |                                | al |  10/ |     |     |    |
|   |   | a.  October 1, 2007 -- March   |    | 6/08 |     |     |    |
|   |   |     12, 2008                   | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | b.  March 12, 2008 - June 12,  | al |      |     |     |    |
|   |   |     2008                       |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | c.  June 12, 2008 -- September |    |      |     |     |    |
|   |   |     12, 2008                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | d.  September 12, 2008 -       |    |      |     |     |    |
|   |   |     September 30, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The rollforward should reflect |    |      |     |     |    |
|   |   | the following columns:         |    |      |     |     |    |
|   |   | beginning balances,            |    |      |     |     |    |
|   |   | adjustments, depreciation,     |    |      |     |     |    |
|   |   | depreciation on deletes,       |    |      |     |     |    |
|   |   | accumulated depreciation on    |    |      |     |     |    |
|   |   | deletes, and ending balances.  |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For all rollforwards:          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Beginning balance should   |    |      |     |     |    |
|   |   |     agree to the prior         |    |      |     |     |    |
|   |   |     period's audited ending    |    |      |     |     |    |
|   |   |     balance.                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the general       |    |      |     |     |    |
|   |   |     ledger                     |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the Sunflower     |    |      |     |     |    |
|   |   |     detail report for the end  |    |      |     |     |    |
|   |   |     of the period.             |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Supporting documentation   |    |      |     |     |    |
|   |   |     should be provided for all |    |      |     |     |    |
|   |   |     adjustments to beginning   |    |      |     |     |    |
|   |   |     balances.                  |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Activity balances should   |    |      |     |     |    |
|   |   |     agree to the Sunflower     |    |      |     |     |    |
|   |   |     detail activity reports    |    |      |     |     |    |
|   |   |     for the period.            |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Listing of personal property   | I  | a.   |     | Tho | NO |
| . |   | deferred maintenance, if any,  | nt |  7/1 |     | mas | AA |
|   |   | as of:                         | er | 4/08 |     | D   |    |
|   |   |                                | im |      |     | eck |    |
|   |   | a.  June 12, 2008              | 2  | b.   |     | ard |    |
|   |   |                                | F  | 10/0 |     |     |    |
|   |   | b.  September 30, 2008         | in | 6/08 |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Listing of suspense items /    | I  | a.   |     | Tho | NO |
| . |   | unreconciled items, and        | nt |  7/1 |     | mas | AA |
|   |   | explanations for each item as  | er | 4/08 |     | D   |    |
|   |   | of:                            | im |      |     | eck |    |
|   |   |                                | 2  | b.   |     | ard |    |
|   |   | a.  June 12, 2008              | F  | 10/0 |     |     |    |
|   |   |                                | in | 6/08 |     |     |    |
|   |   | b.  September 30, 2008         | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | Listing of unsupported items   | I  | a.   |     | Tho | NO |
| . |   | for personal property (items   | nt | 07/1 |     | mas | AA |
|   |   | acquired prior to 10/1/93 for  | er | 4/08 |     | D   |    |
|   |   | which no support exists) as    | im |      |     | eck |    |
|   |   | of:                            | 2  | b.   |     | ard |    |
|   |   |                                |    | 10/0 |     |     |    |
|   |   | a.  June 12, 2008              | F  | 6/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | b.  September 30, 2008         | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | Detail listing of heritage     | I  | a.   |     | Tho | NO |
| . |   | asset information, in both     | nt | 07/1 |     | mas | AA |
|   |   | electronic and hard copy       | er | 4/08 |     | D   |    |
|   |   | formats, as of                 | im |      |     | eck |    |
|   |   |                                | 2  | b.   |     | ard |    |
|   |   | a.  June 12, 2008              | F  | 10/0 |     |     |    |
|   |   |                                | in | 6/08 |     |     |    |
|   |   | b.  September 30, 2008         | al |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | > The listing should include   |    |      |     |     |    |
|   |   | > the location of each asset   |    |      |     |     |    |
|   |   | > and should be grouped by the |    |      |     |     |    |
|   |   | > respective Finance Branch.   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The heritage asset listing     |    |      |     |     |    |
|   |   | should support the new         |    |      |     |     |    |
|   |   | footnote to the financial      |    |      |     |     |    |
|   |   | statements.                    |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Reconciliation of Sunflower &  | F  | >    |     | M   | NO |
| 0 |   | RPM depreciation to the CBS    | in | 10/1 |     | ark | AA |
| . |   | general ledger as of September | al | 0/08 |     | Mil |    |
|   |   | 30, 2008.                      |    |      |     | ler |    |
|   |   |                                |    |      |     |     |    |
|   |   | The reconciliation should be   |    |      |     |     |    |
|   |   | in a summarized format, with   |    |      |     |     |    |
|   |   | the detail referenced and      |    |      |     |     |    |
|   |   | supporting documentation for   |    |      |     |     |    |
|   |   | material items included.       |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***B) Facilities Management    |    |      |     |     |    |
|   |   | (Real Property)***             |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Detail listing of [all real    | I  | a.   |     | M   | NO |
| . |   | property]{.underline} from     | nt |  7/1 |     | ary | AA |
|   |   | FRPM by category (both hard    | er | 4/08 |     | Ann |    |
|   |   | and electronic form), which    | im |      |     | Whi |    |
|   |   | supports the property, plant,  | 1  | b.   |     | tme |    |
|   |   | and equipment balance at:      |    |  9/2 |     | yer |    |
|   |   |                                | I  | 2/08 |     |     |    |
|   |   | a.  June 12, 2008              | nt |      |     | G   |    |
|   |   |                                | er | c.   |     | ina |    |
|   |   | b.  September 12, 2008         | im | 10/0 |     | Z   |    |
|   |   |                                | 2  | 6/08 |     | ieg |    |
|   |   | c.  September 30, 2008         | F  |      |     | inb |    |
|   |   |                                | in |      |     | ein |    |
|   |   | The listing should include the | al |      |     |     |    |
|   |   | property ID number, property   |    |      |     |     |    |
|   |   | description, acquisition date, |    |      |     |     |    |
|   |   | acquisition cost, useful life, |    |      |     |     |    |
|   |   | accumulated depreciation and   |    |      |     |     |    |
|   |   | net book value. Record:        |    |      |     |     |    |
|   |   | electronic format hard         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Detail listing of real         | I  | a\.  |     | M   | NO |
| . |   | property                       | nt | 4/1  |     | ary | AA |
|   |   | [activity]{.underline}         | er | 4/08 |     | Ann |    |
|   |   | (addition, deletion, and       | im |      |     | Whi |    |
|   |   | adjustments) from FRPM by      | 1  | b\.  |     | tme |    |
|   |   | category (both paper and       |    | 7/1  |     | yer |    |
|   |   | electronic (Excel spreadsheet) | I  | 4/08 |     |     |    |
|   |   | form) for the following        | nt |      |     | G   |    |
|   |   | periods:                       | er | c\.  |     | ina |    |
|   |   |                                | im | 9/2  |     | Z   |    |
|   |   | a.  October 1, 2007 -- March   | 2  | 2/08 |     | ieg |    |
|   |   |     12, 2008                   |    |      |     | inb |    |
|   |   |                                | F  | d\.  |     | ein |    |
|   |   | b.  March 12, 2008 - June 12,  | in | 10/0 |     |     |    |
|   |   |     2008                       | al | 6/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | c.  June 12, 2008 -- September | F  |      |     |     |    |
|   |   |     12, 2008                   | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
|   |   | d.  September 12, 2008 -       |    |      |     |     |    |
|   |   |     September 30, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The listing should include the |    |      |     |     |    |
|   |   | property ID number, property   |    |      |     |     |    |
|   |   | description, acquisition date, |    |      |     |     |    |
|   |   | acquisition cost, useful life, |    |      |     |     |    |
|   |   | accumulated depreciation and   |    |      |     |     |    |
|   |   | net book value.                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | For [real property acquisition | I  | a\.  |     | M   | NO |
| . |   | costs]{.underline}, a summary  | nt | 4/1  |     | ary | AA |
|   |   | roll forward of all real       | er | 4/08 |     | Ann |    |
|   |   | property by category (land,    | im |      |     | Whi |    |
|   |   | buildings, structures,         | 1  | b\.  |     | tme |    |
|   |   | leasehold improvements and     |    | 7/1  |     | yer |    |
|   |   | capital leases) for the        | I  | 4/08 |     |     |    |
|   |   | following periods:             | nt |      |     | G   |    |
|   |   |                                | er | c\.  |     | ina |    |
|   |   | a.  October 1, 2007 -- March   | im | 9/2  |     | Z   |    |
|   |   |     12, 2008                   | 2  | 2/08 |     | ieg |    |
|   |   |                                | F  |      |     | inb |    |
|   |   | b.  March 12, 2008 - June 12,  | in | d\.  |     | ein |    |
|   |   |     2008                       | al | 10/0 |     |     |    |
|   |   |                                |    | 6/08 |     |     |    |
|   |   | c.  June 12, 2008 -- September | F  |      |     |     |    |
|   |   |     12, 2008                   | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
|   |   | d.  September 12, 2008 -       |    |      |     |     |    |
|   |   |     September 30, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The rollforward should reflect |    |      |     |     |    |
|   |   | the following columns:         |    |      |     |     |    |
|   |   | beginning balances, additions, |    |      |     |     |    |
|   |   | deletions/retirements,         |    |      |     |     |    |
|   |   | adjustments, and ending        |    |      |     |     |    |
|   |   | balances.                      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For all rollforwards:          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Beginning balance should   |    |      |     |     |    |
|   |   |     agree to the prior         |    |      |     |     |    |
|   |   |     period's ending balance.   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the general       |    |      |     |     |    |
|   |   |     ledger                     |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the FRPM detail   |    |      |     |     |    |
|   |   |     report for the end of the  |    |      |     |     |    |
|   |   |     period.                    |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Activity balances should   |    |      |     |     |    |
|   |   |     agree to the FRPM detail   |    |      |     |     |    |
|   |   |     activity reports for the   |    |      |     |     |    |
|   |   |     period.                    |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Supporting documentation   |    |      |     |     |    |
|   |   |     should also be provided    |    |      |     |     |    |
|   |   |     for all adjustments to     |    |      |     |     |    |
|   |   |     beginning balances         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | For [real property accumulated | I  | a.   |     | M   | NO |
| . |   | depreciation]{.underline}, a   | nt |  7/1 |     | ary | AA |
|   |   | summary roll forward of all    | er | 4/08 |     | Ann |    |
|   |   | real property by category      | im |      |     | Whi |    |
|   |   | (e.g. land, building,          | 2  | b.   |     | tme |    |
|   |   | structures, leasehold          | F  |  9/2 |     | yer |    |
|   |   | improvements and capital       | in | 2/08 |     |     |    |
|   |   | leases) for the following      | al |      |     | G   |    |
|   |   | periods:                       |    | c.   |     | ina |    |
|   |   |                                | F  | 10/0 |     | Z   |    |
|   |   | a.  October 1, 2007 - June 12, | in | 6/08 |     | ieg |    |
|   |   |     2008                       | al |      |     | inb |    |
|   |   |                                |    |      |     | ein |    |
|   |   | b.  June 12, 2008 - September  |    |      |     |     |    |
|   |   |     12, 2008                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | c.  September 12, 2008 --      |    |      |     |     |    |
|   |   |     September 30, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The rollforward should reflect |    |      |     |     |    |
|   |   | the following columns:         |    |      |     |     |    |
|   |   | beginning balances,            |    |      |     |     |    |
|   |   | adjustments, depreciation,     |    |      |     |     |    |
|   |   | depreciation on deletes,       |    |      |     |     |    |
|   |   | accumulated depreciation on    |    |      |     |     |    |
|   |   | deletes, and ending balances.  |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For all rollforwards:          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Beginning balance should   |    |      |     |     |    |
|   |   |     agree to the prior         |    |      |     |     |    |
|   |   |     period's ending balance.   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the general       |    |      |     |     |    |
|   |   |     ledger                     |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the FRPM detail   |    |      |     |     |    |
|   |   |     report for the end of the  |    |      |     |     |    |
|   |   |     period.                    |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Supporting documentation   |    |      |     |     |    |
|   |   |     should also be provided    |    |      |     |     |    |
|   |   |     for all adjustments to     |    |      |     |     |    |
|   |   |     beginning balances.        |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Activity balances should   |    |      |     |     |    |
|   |   |     agree to the FRPM detail   |    |      |     |     |    |
|   |   |     activity reports for the   |    |      |     |     |    |
|   |   |     period.                    |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Reconciliation of FRPM to CBS  | I  | a\.  |     | M   | NO |
| . |   | (general ledger) as of:        | nt | 4/1  |     | ark | AA |
|   |   |                                | er | 4/08 |     | Mil |    |
|   |   | a.  March 12, 2008             | im |      |     | ler |    |
|   |   |                                | 1  | b\.  |     |     |    |
|   |   | b.  June 12, 2008              |    | 7/1  |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | c.  September 12, 2008         | nt |      |     |     |    |
|   |   |                                | er | c\.  |     |     |    |
|   |   | d.  September 30, 2008         | im | 9/2  |     |     |    |
|   |   |                                | 2  | 2/08 |     |     |    |
|   |   | The reconciliation should be   | F  |      |     |     |    |
|   |   | in a summarized format, with   | in | d\.  |     |     |    |
|   |   | the detail referenced and      | al | 10/1 |     |     |    |
|   |   | supporting documentation for   |    | 0/08 |     |     |    |
|   |   | material items included.       | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Detail listing of deferred     | I  | a.   |     | M   | NO |
| . |   | maintenance for [real          | nt |  7/1 |     | ary | AA |
|   |   | property]{.underline} as of:   | er | 4/08 |     | Ann |    |
|   |   |                                | im |      |     | Whi |    |
|   |   | a.  June 12, 2008              | 2  | b.   |     | tme |    |
|   |   |                                | F  | 10/0 |     | yer |    |
|   |   | b.  September 30,2008          | in | 6/08 |     |     |    |
|   |   |                                | al |      |     | G   |    |
|   |   |                                |    |      |     | ene |    |
|   |   |                                |    |      |     | R   |    |
|   |   |                                |    |      |     | odg |    |
|   |   |                                |    |      |     | ers |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Listing of FY 2008 purchases   | I  | 7/1  |     | M   | NO |
| . |   | of land for labs, experiment   | nt | 4/08 |     | ary | AA |
|   |   | stations or substations in the | er |      |     | Ann |    |
|   |   | state of Hawaii.               | im |      |     | Whi |    |
|   |   |                                | 2  |      |     | tme |    |
|   |   |                                |    |      |     | yer |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                |    |      |     | G   |    |
|   |   |                                |    |      |     | ina |    |
|   |   |                                |    |      |     | Z   |    |
|   |   |                                |    |      |     | ieg |    |
|   |   |                                |    |      |     | inb |    |
|   |   |                                |    |      |     | ein |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   | # | # C                            |    |      |     |     |    |
|   |   | ) Facilities Management (CWIP) |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | NOAA CWIP Project List (which  | I  | a.   |     | L   | NO |
| . |   | lists the task manager, line   | nt |  7/1 |     | isa | AA |
|   |   | office, contact information,   | er | 4/08 |     | Con |    |
|   |   | and project codes for each     | im |      |     | ley |    |
|   |   | CWIP project) as of            | 2  | b.   |     |     |    |
|   |   |                                |    | 10/0 |     |     |    |
|   |   | a.  June 30, 2008              | F  | 6/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | b.  September 30, 2008         | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | [Hard and electronic           | I  | a.   |     | Jo  | NO |
| . |   | copies]{.underline} of the     | nt |  7/1 |     | nes | AA |
|   |   | CA500D CWIP S Report with the  | er | 4/08 |     | Har |    |
|   |   | following criteria:            | im |      |     | bor |    |
|   |   |                                | 2  | b.   |     |     |    |
|   |   | Bureau Code: 14 -- NOAA        | F  |  9/2 |     | M   |    |
|   |   |                                | in | 2/08 |     | ark |    |
|   |   | Accounting FY: ALL             | al |      |     | Mil |    |
|   |   |                                |    | c.   |     | ler |    |
|   |   | Fund Code: ALL                 | F  | 10/0 |     |     |    |
|   |   |                                | in | 6/08 |     |     |    |
|   |   | Budget Activity: ALL\          | al |      |     |     |    |
|   |   | Sub Activity: ALL              |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Line Item: ALL                 |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Bureau Unique: ALL             |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Project Code: ALL              |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Org1 Code: ALL                 |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Ongoing/Complete: ALL          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For the following GL End       |    |      |     |     |    |
|   |   | Dates:                         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | a.  June 12, 2008              |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b.  September 12, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | c.  September 30, 2008         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | [Electronic copy]{.underline}  | I  | a.   |     | Jo  | NO |
| . |   | of the query from DW of CWIP   | nt |  7/1 |     | nes | AA |
|   |   | totals by project code. The    | er | 4/08 |     | Har |    |
|   |   | file should be [by project     | im |      |     | bor |    |
|   |   | codes]{.underline}             | 2  | b.   |     |     |    |
|   |   | [total.]{.underline} The       | F  |  9/2 |     | M   |    |
|   |   | project code totals and the    | in | 2/08 |     | ark |    |
|   |   | overall total should agree to  | al |      |     | Mil |    |
|   |   | the hard copy of the CA500D    |    | c.   |     | ler |    |
|   |   | CWIP Report.                   | F  | 10/0 |     |     |    |
|   |   |                                | in | 6/08 |     |     |    |
|   |   | For the following GL End       | al |      |     |     |    |
|   |   | Dates:                         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | a.  June 12, 2008              |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b.  September 12, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | c.  September 30, 2008         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Breakdown of the 1720 CWIP     | I  | a\.  |     | Jo  | NO |
| . |   | balances by Line Office in     | nt | 7/1  |     | nes | AA |
|   |   | both hard and electronic form  | er | 4/08 |     | Har |    |
|   |   | of the CA500D Report - for the | im |      |     | bor |    |
|   |   | following GL End Dates:        | 2  | b\.  |     |     |    |
|   |   |                                |    | 9/2  |     | M   |    |
|   |   | a.  June 12, 2008              | F  | 2/08 |     | ark |    |
|   |   |                                | in |      |     | Mil |    |
|   |   | b.  September 12, 2008         | al | c\.  |     | ler |    |
|   |   |                                |    | 10/0 |     |     |    |
|   |   | c.  September 30, 2008         | F  | 6/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Detailed breakdown of the 1832 | I  | a\.  |     | Jo  | NO |
| . |   | Software account in both hard  | nt | 7/1  |     | nes | AA |
|   |   | and electronic form of the     | er | 4/08 |     | Har |    |
|   |   | CA500D report.                 | im |      |     | bor |    |
|   |   |                                | 2  | b\.  |     | M   |    |
|   |   | a.  June 12, 2008              |    | 9/2  |     | ark |    |
|   |   |                                | F  | 2/08 |     | Mil |    |
|   |   | b.  September 12, 2008         | in |      |     | ler |    |
|   |   |                                | al | c\.  |     |     |    |
|   |   | c.  September 30, 2008.        |    | 10/0 |     |     |    |
|   |   |                                | F  | 6/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Balance of CWIP on June 12 and | I  | a\.  |     | ### | NO |
| . |   | a roll forward (reconciliation | nt | 7/1  |     | ### | AA |
|   |   | of 1720 and 1832 GL accounts)  | er | 4/08 |     | ##  |    |
|   |   | from June 12 to September 30,  | im |      |     | Jon |    |
|   |   | 2008.                          | 2  | b\.  |     | es  |    |
|   |   |                                |    | 10/0 |     | Har |    |
|   |   |                                | F  | 6/08 |     | bor |    |
|   |   |                                | in |      |     |  Ma |    |
|   |   |                                | al |      |     | rk  |    |
|   |   |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Listing of CWIP projects that  | I  | a.   |     | ### | NO |
| . |   | were completed in FY 2008      | nt |  7/1 |     | ### | AA |
|   |   | which include the project      | er | 4/08 |     | ##  |    |
|   |   | name, project codes, dollar    | im |      |     | Jon |    |
|   |   | amounts, date of completion    | 2  | b.   |     | es  |    |
|   |   | and property ID number for the | F  | 10/0 |     | Har |    |
|   |   | following periods:             | in | 6/08 |     | bor |    |
|   |   |                                | al |      |     |  Ma |    |
|   |   | a.  October 1, 2007 - June 12, |    |      |     | rk  |    |
|   |   |     2008                       |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
|   |   | b.  June 12, 2008 - September  |    |      |     |     |    |
|   |   |     30, 2008                   |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | Query of project codes         | I  | 5    |     | Lou | NO |
| . |   | selected for testwork (TBD).   | nt | busi |     | D   | AA |
|   |   |                                | er | ness |     | eut |    |
|   |   |                                | im | days |     | sch |    |
|   |   |                                | 2  | a    |     |     |    |
|   |   |                                |    | fter |     |     |    |
|   |   |                                | F  | noti |     |     |    |
|   |   |                                | in | fica |     |     |    |
|   |   |                                | al | tion |     |     |    |
|   |   |                                |    | of   |     |     |    |
|   |   |                                |    | sa   |     |     |    |
|   |   |                                |    | mple |     |     |    |
|   |   |                                |    | c    |     |     |    |
|   |   |                                |    | odes |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | Updated CWIP policies and      | I  | 07/1 |     |     | NO |
| . |   | procedures                     | nt | 4/08 |     |     | AA |
|   |   |                                | er |      |     |     |    |
|   |   |                                | im |      |     |     |    |
|   |   |                                | 2  |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***D) Facilities Management    |    |      |     |     |    |
|   |   | (Satellites)***                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | CWIP Reconciliation for GOES   | I  | a.   |     | J   | NO |
| . |   | I-M, GOES N & R Series, POLAR, | nt |  7/1 |     | ohn | AA |
|   |   | METOP and NPOES for the        | er | 4/08 |     | Ph  |    |
|   |   | periods ending:                | im |      |     | ill |    |
|   |   |                                | 2  | b.   |     | ips |    |
|   |   | a.  June 30, 2008              | F  | 10/0 |     |     |    |
|   |   |                                | in | 6/08 |     |     |    |
|   |   | b.  September 30, 2008         | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | The most recent President's    | I  | 7/1  |     | J   | NO |
| . |   | Budget Submission for          | nt | 4/08 |     | ohn | AA |
|   |   | Geostationary System and Polar | er |      |     | Ph  |    |
|   |   | Orbiting System.               | im |      |     | ill |    |
|   |   |                                | 2  |      |     | ips |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Listing of capitalizable       | I  | a.   |     | J   | NO |
| . |   | satellites ground system       | nt |  7/1 |     | ohn | AA |
|   |   | projects as of                 | er | 4/08 |     | Ph  |    |
|   |   |                                | im |      |     | ill |    |
| [ |   | a.  June 30, 2008              | 2  | b.   |     | ips |    |
| ] |   |                                |    |  10/ |     |     |    |
| { |   | b.  September 30, 2008         | F  | 6/08 |     | Li  |    |
| . |   |                                | in |      |     | nda |    |
| m |   |                                | al |      |     | Wi  |    |
| a |   |                                |    |      |     | lli |    |
| r |   |                                |    |      |     | ams |    |
| k |   |                                |    |      |     |     |    |
| } |   |                                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Status of all GOES and POLAR   | I  | a.   |     | J   | NO |
| . |   | Satellites, signed by program  | nt |      |     | ohn | AA |
|   |   | managers, as of:               | er | ``   |     | Ph  |    |
|   |   |                                | im | `{=h |     | ill |    |
|   |   | a.  June 30, 2008              | 2  | tml} |     | ips |    |
|   |   |                                | F  | <!-- |     |     |    |
|   |   | b.  September 30, 2008         | in |  --> |     |     |    |
|   |   |                                | al | ```  |     |     |    |
|   |   |                                |    | a.   |     |     |    |
|   |   |                                |    |  7/1 |     |     |    |
|   |   |                                |    | 4/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                |    | b.   |     |     |    |
|   |   |                                |    |  10/ |     |     |    |
|   |   |                                |    | 6/08 |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Documentation for the GOES     | I  | a.   |     | J   | NO |
| . |   | I-M, GOES N Series, POLAR and  | nt |  7/1 |     | ohn | AA |
|   |   | Metop:                         | er | 4/08 |     | Ph  |    |
|   |   |                                | im |      |     | ill |    |
|   |   | -   Estimated cost of          | 2  | b.   |     | ips |    |
|   |   |     Satellite worksheet        | F  | 10/0 |     |     |    |
|   |   |                                | in | 6/08 |     | Mag |    |
|   |   | -   Percentage of completion   | al |      |     | gie |    |
|   |   |     letter from NASA           |    |      |     | Bi  |    |
|   |   |                                |    |      |     | gge |    |
|   |   | -   Listing of FY 2008 Accrued |    |      |     | rst |    |
|   |   |     cost for all project codes |    |      |     | aff |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Listing of FY 2008         |    |      |     | Ke  |    |
|   |   |     Obligation for all project |    |      |     | sha |    |
|   |   |     codes                      |    |      |     | Ha  |    |
|   |   |                                |    |      |     | yes |    |
|   |   | -   Listing of labor cost for  |    |      |     |     |    |
|   |   |     FY 2008                    |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Listing of overhead cost   |    |      |     |     |    |
|   |   |     for FY 2008                |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Listing of cost adjustment |    |      |     |     |    |
|   |   |     for FY 2008                |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Query of FY 2008 cost      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   SOCC Costs spreadsheets    |    |      |     |     |    |
|   |   |     for satellites capitalized |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Report of property         |    |      |     |     |    |
|   |   |     constructed and handover   |    |      |     |     |    |
|   |   |     letter from NASA for       |    |      |     |     |    |
|   |   |     satellites capitalized in  |    |      |     |     |    |
|   |   |     FY08.                      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   NASA POP Cost Plan by FY   |    |      |     |     |    |
|   |   |     for NOAA Metop             |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For the periods:               |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | a.  October 1, 2007 -- June    |    |      |     |     |    |
|   |   |     30, 2008                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b.  July 1, 2008 -- September  |    |      |     |     |    |
|   |   |     30, 2008                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Note: Listing should agree to  |    |      |     |     |    |
|   |   | the CA500D CWIP Report         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Documentation for NPOES:       | I  | a.   |     | J   | NO |
| . |   |                                | nt |  7/1 |     | ohn | AA |
|   |   | -   NPOES summary of cost and  | er | 4/08 |     | Ph  |    |
|   |   |     obligation                 | im |      |     | ill |    |
|   |   |                                | 2  | b.   |     | ips |    |
|   |   | -   FY 2008 obligations        | F  | 10/0 |     |     |    |
|   |   |     summary and obligation     | in | 6/08 |     | Ca  |    |
|   |   |     detail for object class    | al |      |     | rol |    |
|   |   |     2500.                      |    |      |     | Bre |    |
|   |   |                                |    |      |     | ger |    |
|   |   | -   Summary of Cost            |    |      |     |     |    |
|   |   |     adjustments                |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   FY 2008 cost (FCFY 08)     |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   FY 2008 cost (FCFY 05)     |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Query of FY 2008 cost      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For the periods:               |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | a.  October 1, 2007 -- June    |    |      |     |     |    |
|   |   |     30, 2008                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b.  July 1, 2008 -- September  |    |      |     |     |    |
|   |   |     30, 2008                   |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***E) Facilities Management    |    |      |     |     |    |
|   |   | (Inventory)***                 |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Name of contact person, phone  | I  | 06/0 |     | E   | NO |
| . |   | number, and location for the   | nt | 1/08 |     | ric | AA |
|   |   | physical inventories planned   | er |      |     | P   |    |
|   |   | for NRC and NLSC as of June,   | im |      |     | arr |    |
|   |   | 2008.                          | 2  |      |     |     |    |
|   |   |                                |    |      |     | Bob |    |
|   |   |                                |    |      |     | Bra |    |
|   |   |                                |    |      |     | uch |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Updated inventory count        | I  | 6/14 |     | E   | NO |
| . |   | procedures and other controls  | nt | /08, |     | ric | AA |
|   |   | in place at both NRC and NLSC. | er | or   |     | P   |    |
|   |   |                                | im | ear  |     | arr |    |
|   |   |                                | 2  | lier |     |     |    |
|   |   |                                |    |      |     | Bob |    |
|   |   |                                |    |      |     | Bra |    |
|   |   |                                |    |      |     | uch |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Detail listings of all         | I  | a.   |     | E   | NO |
| . |   | inventories [for both NRC and  | nt |  7/1 |     | ric | AA |
|   |   | NLSC]{.underline} in hard copy | er | 4/08 |     | P   |    |
|   |   | and electronic format as of:   | im |      |     | arr |    |
|   |   |                                | 2  | b.   |     |     |    |
|   |   | a.  June, 2008 (date of        |    | 10/0 |     | Bob |    |
|   |   |     physical inventory)        | F  | 6/08 |     | Bra |    |
|   |   |                                | in |      |     | uch |    |
|   |   | b.  September 30, 2008         | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Rollforward of inventory       | F  | 10/0 |     | E   | NO |
| . |   | balances from June (physical   | in | 6/08 |     | ric | AA |
|   |   | inventory date) to September   | al |      |     | P   |    |
|   |   | 30, 2008 for both NRC and      |    |      |     | arr |    |
| [ |   | NLSC.                          |    |      |     |     |    |
| ] |   |                                |    |      |     | Bob |    |
| { |   |                                |    |      |     | Bra |    |
| . |   |                                |    |      |     | uch |    |
| m |   |                                |    |      |     |     |    |
| a |   |                                |    |      |     |     |    |
| r |   |                                |    |      |     |     |    |
| k |   |                                |    |      |     |     |    |
| } |   |                                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Annual inventory valuation     | I  | a\.  |     | E   | NO |
| . |   | schedule including a           | nt | 07/1 |     | ric | AA |
|   |   | reconciliation from the detail | er | 4/08 |     | P   |    |
|   |   | listing obtained from the      | im |      |     | arr |    |
|   |   | field to the balances reported | 2  | b\.  |     |     |    |
|   |   | in the FY 2008 financial       |    | 10/1 |     | Bob |    |
|   |   | statements for both NLSC and   | F  | 0/08 |     | Bra |    |
|   |   | NRC operating materials and    | in |      |     | uch |    |
|   |   | supplies, as of:               | al |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | a\. June 12, 2008              |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b\. September 30, 2008         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | This schedule should also      |    |      |     |     |    |
|   |   | include supporting             |    |      |     |     |    |
|   |   | documentation for the          |    |      |     |     |    |
|   |   | computation of inventory       |    |      |     |     |    |
|   |   | obsolescence reserve at June   |    |      |     |     |    |
|   |   | 12, 2008, and should include   |    |      |     |     |    |
|   |   | supporting documentation for   |    |      |     |     |    |
|   |   | all reconciling items.         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Documentation supporting the   | I  | 5    |     | E   | NO |
| . |   | price valuation for all        | nt | busi |     | ric | AA |
|   |   | inventory sample items         | er | ness |     | P   |    |
|   |   | selected (TBD).                | im | days |     | arr |    |
|   |   |                                | 2  | a    |     |     |    |
|   |   |                                |    | fter |     | Bob |    |
|   |   |                                |    | noti |     | Bra |    |
|   |   |                                |    | fica |     | uch |    |
|   |   |                                |    | tion |     |     |    |
|   |   |                                |    | of   |     |     |    |
|   |   |                                |    | sa   |     |     |    |
|   |   |                                |    | mple |     |     |    |
|   |   |                                |    | i    |     |     |    |
|   |   |                                |    | tems |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***F) Facilities Management    |    |      |     |     |    |
|   |   | (Capital and Operating         |    |      |     |     |    |
|   |   | Leases)***                     |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | A report of Real Property      | I  | a\.  |     | M   | NO |
| . |   | future minimum lease payments  | nt | 7/1  |     | ary | AA |
|   |   | for capital leases as of:      | er | 4/08 |     | Ann |    |
|   |   |                                | im |      |     | Whi |    |
|   |   | a.  June 12, 2008              | 2  | b\.  |     | tme |    |
|   |   |                                | F  | 10/0 |     | yer |    |
|   |   | b.  September 30, 2008         | in | 6/08 |     |     |    |
|   |   |                                | al |      |     | G   |    |
|   |   |                                |    |      |     | ina |    |
|   |   |                                |    |      |     | Z   |    |
|   |   |                                |    |      |     | ieg |    |
|   |   |                                |    |      |     | enb |    |
|   |   |                                |    |      |     | ein |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Detail listing of leases where | I  | a\.  |     | Ve  | NO |
| . |   | NOAA is the lessor as of:      | nt | 7/1  |     | ron | AA |
|   |   |                                | er | 4/08 |     | ica |    |
|   |   | a.  June 12, 2008              | im |      |     | Ri  |    |
|   |   |                                | 2  | b\.  |     | tte |    |
|   |   | b\. September 30, 2008         | F  | 10/0 |     | nho |    |
|   |   |                                | in | 6/08 |     | use |    |
|   |   |                                | al |      |     | M   |    |
|   |   |                                |    |      |     | ark |    |
|   |   |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Any spreadsheets for GSA rent  | F  | 10/0 |     | Ed  | N  |
| . |   | projections for real property  | in | 6/08 |     | R   | OA |
|   |   | leases, and supporting         | al |      |     | yan | A/ |
|   |   | documentation (Exhibit 54      |    |      |     |     | B  |
|   |   | schedules, rent estimate       |    |      |     | G   | IS |
|   |   | spreadsheet) for baseline rent |    |      |     | ina |    |
|   |   | and escalation factor for      |    |      |     | Z   |    |
|   |   | September 30, 2008             |    |      |     | ieg |    |
|   |   |                                |    |      |     | enb |    |
|   |   |                                |    |      |     | ein |    |
|   |   |                                |    |      |     | She |    |
|   |   |                                |    |      |     | ryl |    |
|   |   |                                |    |      |     | Tho |    |
|   |   |                                |    |      |     | mas |    |
|   |   |                                |    |      |     | son |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Detail listing of personal     | I  | a\.  |     | Tho | NO |
| . |   | property capital leases as of: | nt | 7/1  |     | mas | AA |
|   |   |                                | er | 4/08 |     | D   |    |
|   |   | a.  June 12, 2008              | im |      |     | eck |    |
|   |   |                                | 2  | b\.  |     | ard |    |
|   |   | b.  September 30, 2008         | F  | 10/0 |     |     |    |
|   |   |                                | in | 6/08 |     |     |    |
|   |   | Also, supporting documentation | al |      |     |     |    |
|   |   | for all FY 2008 leases         |    |      |     |     |    |
|   |   | selected for detail testwork   |    |      |     |     |    |
|   |   | (TBD) and explanations for all |    |      |     |     |    |
|   |   | changes to leases audited in   |    |      |     |     |    |
|   |   | prior years including type of  |    |      |     |     |    |
|   |   | property, terms, support for   |    |      |     |     |    |
|   |   | lease classification, future   |    |      |     |     |    |
|   |   | minimum lease payments         |    |      |     |     |    |
|   |   | schedule for FY 2008 through   |    |      |     |     |    |
|   |   | FY 2011, and the sum of the    |    |      |     |     |    |
|   |   | future minimum payments for FY |    |      |     |     |    |
|   |   | 2012 and thereafter, and       |    |      |     |     |    |
|   |   | access to lease agreements.    |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Detail listing of real         | I  | a\.  |     | M   | NO |
| . |   | property capital leases as of: | nt | 7/1  |     | ary | AA |
|   |   |                                | er | 4/08 |     | Ann |    |
|   |   | a.  June 12, 2008              | im |      |     | Whi |    |
|   |   |                                | 2  | b\.  |     | tme |    |
|   |   | b.  September 30, 2008         | F  | 10/0 |     | yer |    |
|   |   |                                | in | 6/08 |     |     |    |
|   |   | Also, supporting documentation | al |      |     |     |    |
|   |   | for all FY 2008 leases         |    |      |     |     |    |
|   |   | selected for detail testwork   |    |      |     |     |    |
|   |   | (TBD) and explanations for all |    |      |     |     |    |
|   |   | changes to leases audited in   |    |      |     |     |    |
|   |   | prior years including type of  |    |      |     |     |    |
|   |   | property, terms, support for   |    |      |     |     |    |
|   |   | lease classification, future   |    |      |     |     |    |
|   |   | minimum lease payments         |    |      |     |     |    |
|   |   | schedule for FY 2008 through   |    |      |     |     |    |
|   |   | FY 2011, and the sum of the    |    |      |     |     |    |
|   |   | future minimum payments for FY |    |      |     |     |    |
|   |   | 2012 and thereafter, and       |    |      |     |     |    |
|   |   | access to lease agreements.    |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | A rollforward of additions,    | I  | a\.  |     | Tho | NO |
| . |   | retirements, and ending        | nt | 7/1  |     | mas | AA |
|   |   | balances to personal property  | er | 4/08 |     | D   |    |
|   |   | capital leases for the         | im |      |     | eck |    |
|   |   | following periods:             | 2  | b\.  |     | ard |    |
|   |   |                                | F  | 10/0 |     |     |    |
|   |   | a.  October 1, 2007 -- June    | in | 6/08 |     |     |    |
|   |   |     12, 2008                   | al |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b.  June 12, 2008 -- September |    |      |     |     |    |
|   |   |     30, 2008                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | The rollforward should reflect |    |      |     |     |    |
|   |   | the following columns:         |    |      |     |     |    |
|   |   | beginning balances, additions, |    |      |     |     |    |
|   |   | deletions/retirements,         |    |      |     |     |    |
|   |   | adjustments, and ending        |    |      |     |     |    |
|   |   | balances.                      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For all rollforwards:          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Beginning balance should   |    |      |     |     |    |
|   |   |     agree to the prior         |    |      |     |     |    |
|   |   |     period's audited ending    |    |      |     |     |    |
|   |   |     balance.                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the respective    |    |      |     |     |    |
|   |   |     general ledger             |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Activity balances should   |    |      |     |     |    |
|   |   |     agree to the Sunflower     |    |      |     |     |    |
|   |   |     detail activity reports    |    |      |     |     |    |
|   |   |     for the period.            |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Supporting documentation   |    |      |     |     |    |
|   |   |     should be provided for all |    |      |     |     |    |
|   |   |     adjustments to beginning   |    |      |     |     |    |
|   |   |     balances.                  |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | A rollforward of additions,    | I  | a\.  |     | M   | NO |
| . |   | retirements, and ending        | nt | 7/1  |     | ary | AA |
|   |   | balances to real property      | er | 4/08 |     | Ann |    |
|   |   | capital leases for the         | im |      |     | Whi |    |
|   |   | following periods:             | 2  | b\.  |     | tme |    |
|   |   |                                | F  | 10/0 |     | yer |    |
|   |   | a\. October 1, 2007 -- June    | in | 6/08 |     |     |    |
|   |   | 12, 2008                       | al |      |     | G   |    |
|   |   |                                |    |      |     | ina |    |
|   |   | b\. June 12, 2008 -- September |    |      |     | Z   |    |
|   |   | 30, 2008                       |    |      |     | ieg |    |
|   |   |                                |    |      |     | inb |    |
|   |   | The rollforward should reflect |    |      |     | ein |    |
|   |   | the following columns:         |    |      |     |     |    |
|   |   | beginning balances, additions, |    |      |     |     |    |
|   |   | deletions/retirements,         |    |      |     |     |    |
|   |   | adjustments, and ending        |    |      |     |     |    |
|   |   | balances.                      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | For all rollforwards:          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Beginning balance should   |    |      |     |     |    |
|   |   |     agree to the prior         |    |      |     |     |    |
|   |   |     period's audited ending    |    |      |     |     |    |
|   |   |     balance.                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the respective    |    |      |     |     |    |
|   |   |     general ledger             |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Activity balances should   |    |      |     |     |    |
|   |   |     agree to the FRPM detail   |    |      |     |     |    |
|   |   |     activity reports for the   |    |      |     |     |    |
|   |   |     period.                    |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Supporting documentation   |    |      |     |     |    |
|   |   |     should be provided for all |    |      |     |     |    |
|   |   |     adjustments to beginning   |    |      |     |     |    |
|   |   |     balances.                  |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | Detail listing of operating    | I  | a\.  |     | M   | NO |
| . |   | leases as of:                  | nt | 7/1  |     | ary | AA |
|   |   |                                | er | 4/08 |     | Ann |    |
|   |   | a.  June 12, 2008              | im |      |     | Whi |    |
|   |   |                                | 2  | b\.  |     | tme |    |
|   |   | b.  September 30, 2008         | F  | 10/0 |     | yer |    |
|   |   |                                | in | 6/08 |     |     |    |
|   |   | Also, supporting documentation | al |      |     |     |    |
|   |   | for all FY 2008 leases         |    |      |     |     |    |
|   |   | selected for detail testwork   |    |      |     |     |    |
|   |   | (TBD) and explanations for all |    |      |     |     |    |
|   |   | changes to leases audited in   |    |      |     |     |    |
|   |   | prior years including type of  |    |      |     |     |    |
|   |   | property, terms, and support   |    |      |     |     |    |
|   |   | for lease classification.      |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | Schedule of Leases Without     | F  | 10/0 |     | M   | NO |
| . |   | Projected Expiration Dates, as | in | 6/08 |     | ary | AA |
|   |   | of 09/30/08                    | al |      |     | Ann |    |
|   |   |                                |    |      |     | Whi |    |
|   |   |                                |    |      |     | tme |    |
|   |   |                                |    |      |     | yer |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***G) Resource Management***   |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Appropriation fund code        | I  | 4/2  |     | Da  | NO |
| . |   | listing for FY 2008            | nt | 1/08 |     | nny | AA |
|   |   |                                | er |      |     | O   |    |
|   |   |                                | im |      |     | 'Be | /B |
|   |   |                                | 1  |      |     | rry | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Listing of total budget        | I  | 4/2  |     | Da  | NO |
| . |   | authority and transfers        | nt | 1/08 |     | nny | AA |
|   |   | associated with NOAA and BIS   | er |      |     | O   | /B |
|   |   | for each Treasury symbol under | im |      |     | 'Be | IS |
|   |   | NOAA\'s responsibility as of   | 1  |      |     | rry |    |
|   |   | March 31, 2008 (Line 3A and    |    |      |     |     |    |
|   |   | Line 4 from March SF-133)      |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Appropriation Act indicating   | I  | 4/2  |     | Ja  | NO |
| . |   | the budget authority approved  | nt | 1/08 |     | mes | AA |
|   |   | by Congress and the President  | er |      |     | Le  |    |
|   |   | for a sample of appropriations | im |      |     | Duc |    |
|   |   | (sample to be selected and     | 1  |      |     |     |    |
|   |   | provided during the year).     |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | FY 2008 Budget Operating Plan. | I  | 4/2  |     | Ja  | NO |
| . |   |                                | nt | 1/08 |     | mes | AA |
|   |   |                                | er |      |     | Le  |    |
|   |   |                                | im |      |     | Duc |    |
|   |   |                                | 1  |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | SF--133s for the sampled       | I  | a.   |     | Tra | NO |
| . |   | appropriation codes (TBD) and  | nt |  4/2 |     | cey | AA |
|   |   | supporting documentation (i.e. | er | 1/08 |     | C   |    |
|   |   | Appropriation Warrants Report, | im |      |     | orn |    |
|   |   | SF-1151, Journal entries,      | 1  | ``   |     | ish |    |
|   |   | etc.) for:                     |    | `{=h |     | /   |    |
|   |   |                                | I  | tml} |     | GLR |    |
|   |   | a.  2^nd^ quarter              | nt | <!-- |     | B-B |    |
|   |   |                                | er |  --> |     | Bra |    |
|   |   | b.  3^rd^ quarter              | im | ```  |     | nch |    |
|   |   |                                | 2  | a.   |     | Ch  |    |
|   |   | c.  4^th^ quarter              |    |  7/1 |     | ief |    |
|   |   |                                | F  | 4/08 |     |     |    |
|   |   | Please provide drafts as       | in |      |     |     |    |
|   |   | available.                     | al | b.   |     |     |    |
|   |   |                                |    | 10/1 |     |     |    |
|   |   | Please provide the final       |    | 7/08 |     |     |    |
|   |   | version of the SF-133 as well  |    |      |     |     |    |
|   |   | as the signed-off draft FACTS  |    |      |     |     |    |
|   |   | II version.                    |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Copies of Adjusted Excel       | I  | a.   |     | Da  | NO |
| . |   | General Ledger Trial Balance   | nt |  4/2 |     | nny | AA |
|   |   | for every fund code for each   | er | 1/08 |     | O   |    |
|   |   | sampled Appropriation (up to   | im |      |     | 'Be |    |
|   |   | SF-133 column) for:            | 1  | b.   |     | rry |    |
|   |   |                                |    |  7/1 |     |     |    |
|   |   | a.  2^nd^ quarter              | I  | 4/08 |     |     |    |
|   |   |                                | nt |      |     |     |    |
|   |   | b.  3^rd^ quarter              | er | c.   |     |     |    |
|   |   |                                | im | 10/0 |     |     |    |
|   |   | c.  4^th^ quarter              | 2  | 6/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Public Law documents for FY    | I  | 4/2  |     | Ja  | NO |
| . |   | 2008 (i.e. rescissions or      | nt | 1/08 |     | mes | AA |
|   |   | other changes to the           | er |      |     | Le  | /B |
|   |   | appropriation) for sampled     | im |      |     | Duc | IS |
|   |   | appropriations.                | 1  |      |     |     |    |
|   |   |                                |    |      |     | Z   |    |
|   |   |                                |    |      |     | ore |    |
|   |   |                                |    |      |     | ida |    |
|   |   |                                |    |      |     | V   |    |
|   |   |                                |    |      |     | azq |    |
|   |   |                                |    |      |     | uez |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 | \ | Query of Current Year SF-1151  | I  | a\.  |     | Da  | NO |
| . | * | Non-Expenditure Transfers and  | nt | 7/1  |     | nny | AA |
|   | ( | Warrants, for periods:         | er | 4/08 |     | O   | /  |
|   | 0 |                                | im |      |     | 'Br | B  |
|   | 3 | a\. October 1, 2007 to June    | 2  | b\.  |     | ien | IS |
|   | / | 30, 2008                       |    | 10/1 |     |     |    |
|   | 3 |                                | F  | 0/08 |     |     |    |
|   | 1 | b\. July 1, 2008 to September  | in |      |     |     |    |
|   | ) | 30, 2008                       | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | Combined Statement of          | F  | 10/1 |     | Mel | NO |
| . |   | Budgetary Resources as of      | in | 3/08 |     | vin | AA |
|   |   | 9/30/08                        | al |      |     | S   |    |
|   |   |                                |    |      |     | pen | /B |
|   |   |                                |    |      |     | cer | IS |
|   |   |                                |    |      |     | M   |    |
|   |   |                                |    |      |     | ark |    |
|   |   |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | FY08 "Statement of Budgetary   | F  | 1    |     | Mel | NO |
| 0 |   | Resources vs. SF-133           | in | 0/31 |     | vin | AA |
| . |   | Comparison".                   | al | /08, |     | S   |    |
|   |   |                                |    | or   |     | pen | /B |
|   |   |                                |    | as   |     | cer | IS |
|   |   |                                |    | a    |     | M   |    |
|   |   |                                |    | vail |     | ark |    |
|   |   |                                |    | able |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | SF-132s for selected           | I  | a.   |     | Tra | NO |
| 1 |   | appropriation codes, for:      | nt |  4/2 |     | cey | AA |
| . |   |                                | er | 1/08 |     | C   |    |
|   |   | a.  2^nd^ quarter              | im |      |     | orn |    |
|   |   |                                | 1  | b.   |     | ish |    |
|   |   | b.  3^rd^ quarter              |    |  7/1 |     | /   |    |
|   |   |                                | I  | 4/08 |     | GLR |    |
|   |   | c.  4^th^ quarter              | nt |      |     | B-B |    |
|   |   |                                | er | c.   |     | Bra |    |
|   |   |                                | im | 10/1 |     | nch |    |
|   |   |                                | 2  | 0/08 |     | Ch  |    |
|   |   |                                |    |      |     | ief |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Variance reports for sampled   | I  | a\.  |     | Ja  | NO |
| 2 |   | appropriation codes, for:      | nt | 4/2  |     | mes | AA |
| . |   |                                | er | 1/08 |     | Le  |    |
|   |   | a\. 2^nd^ quarter              | im |      |     | Duc |    |
|   |   |                                | 1  | b\.  |     |     |    |
|   |   | b\. 3^rd^ quarter              |    | 7/1  |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | c\. 4^th^ quarter              | nt |      |     |     |    |
|   |   |                                | er | c\.  |     |     |    |
|   |   |                                | im | 10/1 |     |     |    |
|   |   |                                | 2  | 0/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | FACTS II folder for sampled    | I  | a\.  |     | Tra | NO |
| 3 |   | appropriation codes, for:      | nt | 5/   |     | cey | AA |
| . |   |                                | er | 5/08 |     | C   |    |
|   |   | a\. 2^nd^ quarter              | im |      |     | orn |    |
|   |   |                                | 1  | b\.  |     | ish |    |
|   |   | b\. 3^rd^ quarter              |    | 7/1  |     | /   |    |
|   |   |                                | I  | 4/08 |     | GLR |    |
|   |   | c\. 4^th^ quarter              | nt |      |     | B-B |    |
|   |   |                                | er | c\.  |     | Bra |    |
|   |   |                                | im | 10/2 |     | nch |    |
|   |   |                                | 2  | 1/08 |     | Ch  |    |
|   |   |                                |    |      |     | ief |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | FY08 Conference Report for     | I  | 4/2  | []{ | Ja  | NO |
| 4 |   | NOAA/BIS showing amounts       | nt | 1/08 | .ma | mes | AA |
| . |   | appropriated for each project. | er |      | rk} | Le  |    |
|   |   | This should tie to the Funds   | im |      |     | Duc | /B |
|   |   | Control Document (PBC request  | 1  |      |     |     | IS |
|   |   | item **#G15**).                |    |      |     | Z   |    |
|   |   |                                |    |      |     | ore |    |
|   |   |                                |    |      |     | ida |    |
|   |   |                                |    |      |     | V   |    |
|   |   |                                |    |      |     | azq |    |
|   |   |                                |    |      |     | uez |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Line office budget officers'   | I  | 4/2  |     | Ja  | NO |
| 5 |   | obligation variance analysis   | nt | 1/08 |     | mes | AA |
| . |   | as of 3/31/08.                 | er |      |     | Le  |    |
|   |   |                                | im |      |     | Duc |    |
|   |   |                                | 1  |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Funds Control Document         | F  | 10/0 |     | Ja  | NO |
| 6 |   | (Obligations to Appropriations | in | 6/08 |     | mes | AA |
| . |   | Document) as of September 30,  | al |      |     | Le  |    |
|   |   | 2008, including explanation of |    |      |     | Duc | /B |
|   |   | what each column represents.   |    |      |     |     | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Walkthrough the CBS system     | I  | 4/2  |     | Ja  | NO |
| 7 |   | screen-prints to document      | nt | 1/08 |     | mes | AA |
| . |   | adherence to FY 2008 budget.   | er |      |     | Le  |    |
|   |   |                                | im |      |     | Duc | /B |
|   |   |                                | 1  |      |     |     | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Budgetary to Proprietary       | F  | 10/1 |     | Tra | NO |
| 8 |   | Accounts Relationship /        | in | 0/08 |     | cey | AA |
| . |   | Tie-Point Analysis, for sample | al |      |     | C   |    |
|   |   | appropriations.                |    |      |     | orn |    |
|   |   |                                |    |      |     | ish |    |
|   |   |                                |    |      |     | /   |    |
|   |   |                                |    |      |     | GLR |    |
|   |   |                                |    |      |     | B-B |    |
|   |   |                                |    |      |     | Bra |    |
|   |   |                                |    |      |     | nch |    |
|   |   |                                |    |      |     | Ch  |    |
|   |   |                                |    |      |     | ief |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | ####### Account                | I  | 4/2  |     | B   | NO |
| 9 |   |  Classification Code Structure | nt | 1/08 |     | rad | AA |
| . |   |                                | er |      |     | H   |    |
|   |   |                                | im |      |     | ick |    |
|   |   |                                | 1  |      |     | son |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***H) Credit Risk              |    |      |     |     |    |
|   |   | Management***                  |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Detail listing of direct loans | I  | a.   |     | M   | NO |
| . |   | (from the subsidiary ledger)   | nt |  4/1 |     | ark | AA |
|   |   | for the following loan         | er | 4/08 |     | St. |    |
|   |   | programs:                      | im |      |     | Cl  |    |
|   |   |                                | 1  | b.   |     | air |    |
|   |   | -   Coastal Zone Management    |    |  7/1 |     |     |    |
|   |   |     Fund (Fund P)              | I  | 4/08 |     |     |    |
|   |   |                                | nt |      |     |     |    |
|   |   | -   Fishing Vessel Obligation  | er | c.   |     |     |    |
|   |   |     Guarantee (FVOG)           | im | 10/0 |     |     |    |
|   |   |                                | 2  | 3/08 |     |     |    |
|   |   |     i.  liquidating account    |    |      |     |     |    |
|   |   |         (Fund N)               | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |     ii. financing account      | al |      |     |     |    |
|   |   |         (Fund F)               |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Fisheries Financing        |    |      |     |     |    |
|   |   |     Account (Fund E)           |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Pacific Groundfish Buyback |    |      |     |     |    |
|   |   |     (Fund E)                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Pollock Buyback (Fund E)   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Crab Buyback (Fund E)      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Non Pollock Groundfish     |    |      |     |     |    |
|   |   |     Buyback (LC) (Fund E)      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Notes Receivable (Fund N)  |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Fisheries Loan Fund Code   |    |      |     |     |    |
|   |   |     54 Loans (Fund G)          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   CZMF Estimated Accrued     |    |      |     |     |    |
|   |   |     Interest (Fund P)          |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Any new disbursed loans    |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Listings as of:                |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | a\. March 31, 2008             |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b\. June 30, 2008              |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | c\. September 30, 2008         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | E Fund (including Tuna Fleet)  | F  | 10/0 |     | #   | NO |
| . |   | -- Loan portfolio spreadsheets | in | 3/08 |     | ### | AA |
|   |   | by cohort, showing FY          | al |      |     |  Ma |    |
|   |   | disbursements.                 |    |      |     | ry  |    |
|   |   |                                |    |      |     | Ono |    |
|   |   |                                |    |      |     | fri |    |
|   |   |                                |    |      |     | o D |    |
|   |   |                                |    |      |     | ann |    |
|   |   |                                |    |      |     | y O |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Detail listing of E fund loans | ## | 9/2  |     | M   | NO |
| . |   | as of August 31, 2008          | ## | 9/08 |     | ark | AA |
|   |   |                                | ## |      |     | St. |    |
|   |   |                                |  F |      |     | Cl  |    |
|   |   |                                | in |      |     | air |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Detail listing of all FY 2008  | I  | a\.  |     | M   | NO |
| . |   | new loan guarantee defaults,   | nt | 7/1  |     | ark | AA |
|   |   | at:                            | er | 4/08 |     | St. |    |
|   |   |                                | im |      |     | Cl  |    |
|   |   | a\. June 30, 2008              | 2  | b\.  |     | air |    |
|   |   |                                |    | 10/0 |     |     |    |
|   |   | b\. September 30, 2008         | F  | 6/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Descriptive documentation for  | I  | 4/1  |     | Da  | NO |
| . |   | new approved loan programs in  | nt | 4/08 |     | vid | AA |
|   |   | FY 2008, if applicable.        | er |      |     | Mo  |    |
|   |   |                                | im |      |     | yer |    |
|   |   |                                | 1  |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Calculations supporting the    | F  | 10/0 |     | Jos | NO |
| . |   | "Allowance for Doubtful Loans" | in | 6/08 |     | eph | AA |
|   |   | for Coastal Zone Management    | al |      |     | A.  |    |
|   |   | Fund (Fund P) and Summary of   |    |      |     | Ur  |    |
|   |   | Loans Loss Provisions as of    |    |      |     | avi |    |
|   |   | September 30, 2008.            |    |      |     | tch |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                |    |      |     | R   |    |
|   |   |                                |    |      |     | uth |    |
|   |   |                                |    |      |     | B   |    |
|   |   |                                |    |      |     | est |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Fishing Vessel Obligation      | I  | a\.  |     | M   | NO |
| . |   | Guarantee (FVOG) liquidating   | nt | 04/1 |     | ary | AA |
|   |   | account (FUND N) -- N Fund     | er | 4/08 |     | O   |    |
|   |   | Collectibility Estimates, and  | im |      |     | nof |    |
|   |   | Allowance for loss             | 1  | b\.  |     | rio |    |
|   |   | calculations, as of:           |    | 07/1 |     |     |    |
|   |   |                                | I  | 4/08 |     | Da  |    |
|   |   | a\. March 31, 2008             | nt |      |     | nny |    |
|   |   |                                | er | c\.  |     | O   |    |
|   |   | b\. June 30, 2008              | im | 10/0 |     | 'Be |    |
|   |   |                                | 2  | 6/08 |     | rry |    |
|   |   | c\. September 30, 2008.        |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | Appraisal of Port Arthur       | F  | 10/0 |     | Jos | NO |
| . |   | properties as of 9/30/08.      | in | 6/08 |     | eph | AA |
|   |   |                                | al |      |     | A.  |    |
|   |   |                                |    |      |     | Ur  |    |
|   |   |                                |    |      |     | avi |    |
|   |   |                                |    |      |     | tch |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                |    |      |     | R   |    |
|   |   |                                |    |      |     | uth |    |
|   |   |                                |    |      |     | B   |    |
|   |   |                                |    |      |     | est |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | E Fund -- Interest Accrual     | I  | a\.  |     | M   | NO |
| . |   | Report, as of:                 | nt | 07/1 |     | ary | AA |
|   |   |                                | er | 4/08 |     | O   |    |
|   |   | a\. June 30, 2008              | im |      |     | nof |    |
|   |   |                                | 2  | b\.  |     | rio |    |
|   |   | b\. September 30, 2008         |    | 10/0 |     | Da  |    |
|   |   |                                | F  | 6/08 |     | nny |    |
|   |   |                                | in |      |     | O   |    |
|   |   |                                | al |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | A summary and detail report    | F  | 10/0 |     | M   | NO |
| 0 |   | for Federal Ship Financing     | in | 6/08 |     | ark | AA |
| . |   | Fund contingent liability as   | al |      |     | St. |    |
|   |   | of 9/30/08                     |    |      |     | Cl  |    |
|   |   |                                |    |      |     | air |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | F Fund -- Gulf King Services,  | F  | 10/0 |     | Da  | NO |
| 1 |   | OGRG-008 & OGRG-008 Status     | in | 6/08 |     | vid | AA |
| . |   | Report for FY 2008             | al |      |     | Mo  |    |
|   |   |                                |    |      |     | yer |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Portfolio Review and Risk      | F  | 10/0 |     | ### | NO |
| 2 |   | Assessment (Sensitivity        | in | 6/08 |     |  Da | AA |
| . |   | Analysis) for FY 2008          | al |      |     | vid |    |
|   |   |                                |    |      |     |  Mo |    |
|   |   |                                |    |      |     | yer |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Schedule that details the      | F  | 10/0 |     | Da  | NO |
| 3 |   | average contingent liabilities | in | 6/08 |     | vid | AA |
| . |   | for loan losses in the         | al |      |     | Mo  |    |
|   |   | liquidating account since      |    |      |     | yer |    |
|   |   | 1981, the annual defaults      |    |      |     |     |    |
|   |   | (demand paid), annual          |    |      |     |     |    |
|   |   | collections (from collateral). |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | List of Fisheries Finance      | F  | 10/0 |     | Da  | NO |
| 4 |   | Program -- Cash Inflows and    | in | 6/08 |     | vid | AA |
| . |   | Outflows calculated through    | al |      |     | Mo  |    |
|   |   | September 30, 2008, used for   |    |      |     | yer |    |
|   |   | the calculation of the default |    |      |     |     |    |
|   |   | and recovery rates.            |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Copy of IPAC transaction       | F  | 10/0 |     | M   | NO |
| 5 |   | printout for Treasury interest | in | 6/08 |     | ary | AA |
| . |   | income and expense for FY 2008 | al |      |     | O   |    |
|   |   | for funds 13X4324 and 13X4314. |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Schedule for Reconciling       | F  | 10/0 |     | ### | NO |
| 6 |   | Subsidy Allowance, separated   | in | 6/08 |     |  Ma | AA |
| . |   | by loan program                | al |      |     | ry  |    |
|   |   |                                |    |      |     | Ono |    |
|   |   |                                |    |      |     | fri |    |
|   |   |                                |    |      |     | o D |    |
|   |   |                                |    |      |     | ann |    |
|   |   |                                |    |      |     | y O |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Subsidy expense calculation    | F  | 10/0 |     | ### | NO |
| 7 |   | worksheet by component and     | in | 6/08 |     |  Ma | AA |
| . |   | support for FY08 subsidy       | al |      |     | ry  |    |
|   |   | component rates.               |    |      |     | Ono |    |
|   |   |                                |    |      |     | fri |    |
|   |   |                                |    |      |     | o D |    |
|   |   |                                |    |      |     | ann |    |
|   |   |                                |    |      |     | y O |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Query showing breakdown of     | F  | 10/0 |     | ### | NO |
| 8 |   | subsidy allowance              | in | 6/08 |     |  Ma | AA |
| . |   | amortization.                  | al |      |     | ry  |    |
|   |   |                                |    |      |     | Ono |    |
|   |   |                                |    |      |     | fri |    |
|   |   |                                |    |      |     | o D |    |
|   |   |                                |    |      |     | ann |    |
|   |   |                                |    |      |     | y O |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Nonexpenditure Transfer        | F  | 10/1 |     | M   | NO |
| 9 |   | Authorization forms supporting | in | 0/08 |     | ary | AA |
| . |   | the Debt to Treasury amount    | al |      |     | O   |    |
|   |   | for funds 13X4324 and 13X4314. |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | "Intragovernmental Fiduciary   | F  | 10/1 |     | ### | NO |
| 0 |   | Confirmation System" (IFCS)    | in | 7/08 |     |  Ma | AA |
| . |   | printout supporting the Debt   | al |      |     | ry  |    |
|   |   | to Treasury balance at 9/30/08 |    |      |     | Ono |    |
|   |   | for 13X4324 and 13X4314.       |    |      |     | fri |    |
|   |   |                                |    |      |     | o D |    |
|   |   |                                |    |      |     | ann |    |
|   |   |                                |    |      |     | y O |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Credit Subsidy Calculator      | F  | 10/  |     | M   | NO |
| 1 |   | (CSC) reestimate worksheets,   | in | 8/08 |     | ary | AA |
| . |   | and cash flow reestimate       | al |      |     | O   |    |
|   |   | electronic files.              |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | A detail listing of foreclosed | F  | 10/0 |     | M   | NO |
| 2 |   | properties related to          | in | 6/08 |     | ary | AA |
| . |   | liquidating account and FVOG   | al |      |     | O   |    |
|   |   | (if applicable) as of 9/30/08  |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Calculation of realized gain   | F  | 10/0 |     | M   | NO |
| 3 |   | on the sale of collateral for  | in | 6/08 |     | ary | AA |
| . |   | FY 2008                        | al |      |     | O   |    |
|   |   |                                |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Reconciliation of the          | F  | 10/1 |     | M   | NO |
| 4 |   | Liability for Loan Guarantees  | in | 0/08 |     | ary | AA |
| . |   | and the Subsidy Allowance for  | al |      |     | O   |    |
|   |   | the F fund (13X4314).          |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Calculations supporting the    | F  | 10/1 |     | M   | NO |
| 5 |   | gain/loss on Port Arthur       | in | 0/08 |     | ary | AA |
| . |   | sales.                         | al |      |     | O   |    |
|   |   |                                |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Trial Balances by cohort in    | F  | 10/1 |     | M   | NO |
| 6 |   | electronic form that include   | in | 0/08 |     | ary | AA |
| . |   | GJ's.                          | al |      |     | O   |    |
|   |   |                                |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Consolidating Calculating tool | F  | 10/0 |     | M   | NO |
| 7 |   | for sample cohorts selected in | in | 3/08 |     | ary | AA |
| . |   | electronic form (TBD).         | al |      |     | O   |    |
|   |   |                                |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Amortization schedules         | F  | 10/0 |     | M   | NO |
| 8 |   | submitted to OMB used for the  | in | 8/08 |     | ary | AA |
| . |   | reestimates in electronic      | al |      |     | O   |    |
|   |   | form.                          |    |      |     | nof |    |
|   |   |                                |    |      |     | rio |    |
|   |   |                                |    |      |     | Da  |    |
|   |   |                                |    |      |     | nny |    |
|   |   |                                |    |      |     | O   |    |
|   |   |                                |    |      |     | 'Be |    |
|   |   |                                |    |      |     | rry |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Support for administration     | F  | 10/1 |     | B   | NO |
| 9 |   | costs associated with the      | in | 0/08 |     | arb | AA |
| . |   | P-Fund.                        | al |      |     | ara |    |
|   |   |                                |    |      |     | McN |    |
|   |   |                                |    |      |     | eil |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Explanation from NMFS on the   | F  | 10/1 |     | M   | NO |
| 0 |   | assumptions used in the        | in | 0/08 |     | ike | AA |
| . |   | buyback programs which         | al |      |     | S   |    |
|   |   | included technical data.       |    |      |     | tur |    |
|   |   |                                |    |      |     | tev |    |
|   |   |                                |    |      |     | ent |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ## J) Customer Billing         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Balance of seized and          | I  | a\.  |     | M   | NO |
| . |   | forfeited property:            | nt | 7/1  |     | ark | AA |
|   |   |                                | er | 4/08 |     | St. | /B |
|   |   | a\. at June 30, 2008           | im |      |     | Cl  | IS |
|   |   |                                | 2  | b\.  |     | air |    |
|   |   | b\. a roll forward from June   |    | 10/0 |     | R   |    |
|   |   | 30 to September 30, 2008       | F  | 3/08 |     | ich |    |
|   |   |                                | in |      |     | ard |    |
|   |   | Also access to supporting      | al |      |     | Man |    |
|   |   | documentation for such         |    |      |     | nix |    |
|   |   | activity.                      |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Detail listing of CMP cases    | F  | 10/2 |     | M   | NO |
| . |   | assessed or settled in October | in | 5/08 |     | ark | AA |
|   |   | 2008 as of 10/25/08            | al |      |     | St. | /B |
|   |   |                                |    |      |     | Cl  | IS |
|   |   |                                |    |      |     | air |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | EMIS report of only legally    | F  | 10/0 |     | R   | NO |
| . |   | enforceable cases as of        | in | 6/08 |     | ich | AA |
|   |   | 9/30/08.                       | al |      |     | ard | /B |
|   |   |                                |    |      |     | Man | IS |
|   |   |                                |    |      |     | nix |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Data file and listing          | I  | a.   |     | Jo  | N  |
| . |   | containing all cash receipts   | nt | 04/2 |     | yce | OA |
|   |   | from:                          | er | 1/08 |     | Bow | A/ |
|   |   |                                | im |      |     | man | B  |
|   |   | a.  October 1, 2007 through    | 1  | b.   |     |     | IS |
|   |   |     March 31, 2008;            | I  | 07/1 |     | Na  |    |
|   |   |                                | nt | 4/08 |     | ncy |    |
|   |   | b.  April 1, 2008 through June | er |      |     | Ea  |    |
|   |   |     30, 2008;                  | im | c.   |     | die |    |
|   |   |                                | 2  | 09/2 |     |     |    |
|   |   | c.  July 1, 2008 through       | F  | 9/08 |     | Bob |    |
|   |   |     August 31, 2008; and       | in |      |     | Wo  |    |
|   |   |                                | al | d.   |     | lin |    |
|   |   | d.  September 1 through        |    | 10/0 |     |     |    |
|   |   |     September 30, 2008 via     | F  | 3/08 |     |     |    |
|   |   |     CD-Rom, with a             | in |      |     |     |    |
|   |   |     reconciliation to the      | al |      |     |     |    |
|   |   |     General Ledger.            |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Note: This file should contain |    |      |     |     |    |
|   |   | the schedule number so that    |    |      |     |     |    |
|   |   | ADJ's can be identified.       |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Detailed electronic file for   | I  | a.   |     | Jo  | N  |
| . |   | unfilled customer orders       | nt | 04/2 |     | yce | OA |
|   |   | without advance (acct \# 4221) | er | 1/08 |     | Bow | A/ |
|   |   | and unfilled customer orders   | im |      |     | man | B  |
| [ |   | with advance (acct \# 4222)    | 1  | b.   |     |     | IS |
| ] |   | issued from:                   |    | 07/1 |     | Na  |    |
| { |   |                                | I  | 4/08 |     | ncy |    |
| . |   | a\. October 1, 2007 through    | nt |      |     | Ea  |    |
| m |   | March 31, 2008;                | er | c.   |     | die |    |
| a |   |                                | im | 09/2 |     |     |    |
| r |   | b\. April 1, 2008 through June | 2  | 9/08 |     | Bob |    |
| k |   | 30, 2008;                      | F  |      |     | Wo  |    |
| } |   |                                | in | d.   |     | lin |    |
|   |   | c\. July 1, 2008 through       | al | 10/0 |     |     |    |
|   |   | August 31, 2008; and           |    | 3/08 |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   | d\. September 1 through        | in |      |     |     |    |
|   |   | September 30, 2008.            | al |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | Each file should be            |    |      |     |     |    |
|   |   | accompanied by a               |    |      |     |     |    |
|   |   | reconciliation of the data     |    |      |     |     |    |
|   |   | files to the general ledger.   |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Electronic data files from     | I  | a.   |     | Jo  | NO |
| . |   | **CBS** along with             | nt | 07/1 |     | yce | AA |
|   |   | reconciliation of data files   | er | 4/08 |     | Bow |    |
|   |   | to the general ledger for the  | im |      |     | man |    |
|   |   | detail listing of total billed | 2  | b.   |     |     |    |
|   |   | [accounts receivable and total |    | 10/0 |     | Na  |    |
|   |   | unbilled accounts              | F  | 3/08 |     | ncy |    |
|   |   | receivable:]{.underline}       | in |      |     | Ea  |    |
|   |   |                                | al |      |     | die |    |
|   |   | a.  balance as of June 30,     |    |      |     |     |    |
|   |   |     2008                       |    |      |     | Bob |    |
|   |   |                                |    |      |     | Wo  |    |
|   |   | > b\. activity for the period  |    |      |     | lin |    |
|   |   | > of July 1 -September 30,     |    |      |     |     |    |
|   |   | > 2008 (with a roll forward    |    |      |     |     |    |
|   |   | > from June 30 to September    |    |      |     |     |    |
|   |   | > 30, 2008).                   |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Weekly electronic data files   | F  | a.   |     | Jo  | N  |
| . |   | for listing of cash receipt    | in | 10/1 |     | yce | OA |
|   |   | for the month of October 2008  | al | 0/08 |     | Bow | A/ |
|   |   | from CBS along with            |    |      |     | man | B  |
|   |   | reconciliation to the general  |    | b.   |     |     | IS |
|   |   | ledger for the following       |    | 10/1 |     | Na  |    |
|   |   | periods:                       |    | 7/08 |     | ncy |    |
|   |   |                                |    |      |     | Ea  |    |
|   |   | a\. October 1- October 7,      |    | c.   |     | die |    |
|   |   | 2008;                          |    | 10/2 |     |     |    |
|   |   |                                |    | 4/08 |     | Bob |    |
|   |   | b\. October 8 - October 14,    |    |      |     | Wo  |    |
|   |   | 2008                           |    | d.   |     | lin |    |
|   |   |                                |    | 10/3 |     |     |    |
|   |   | c\. October 15 -- October 21,  |    | 1/08 |     |     |    |
|   |   | 2008                           |    |      |     |     |    |
|   |   |                                |    | e.   |     |     |    |
|   |   | d\. October 22 -- October 28,  |    |  11/ |     |     |    |
|   |   | 2008                           |    | 7/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | e\. October 29 -- November 3,  |    |      |     |     |    |
|   |   | 2008                           |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | TROR Report on Accounts and    | F  | 10/2 |     | T   | N  |
| . |   | Loans Receivable Due from the  | in | 0/08 |     | ony | OA |
|   |   | Public for each quarter in FY  | al |      |     | Fur | A/ |
|   |   | 2008.                          |    |      |     | nia | B  |
|   |   |                                |    |      |     |     | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | Detail listing of Civil        | F  | 10/1 |     | Da  | N  |
| . |   | Monetary Penalties accounts    | in | 0/08 |     | nny | OA |
|   |   | receivable balance from        | al |      |     | O   | A/ |
|   |   | **CBS** as of September 30,    |    |      |     | 'Be | B  |
|   |   | 2008, including aging analysis |    |      |     | rry | IS |
|   |   | and support for "Allowance for |    |      |     |     |    |
|   |   | Uncollectible Account          |    |      |     |     |    |
|   |   | Receivable" and "Bad Debt      |    |      |     |     |    |
|   |   | Expense" as of September 30,   |    |      |     |     |    |
|   |   | 2008.                          |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Documentation of any new       | F  | 10/1 |     | M   | N  |
| 0 |   | procedures with regard to      | in | 0/08 |     | ark | OA |
| . |   | Civil Monetary Penalties       | al |      |     | St. | A/ |
|   |   | implemented after 9/30/07.     |    |      |     | Cl  | B  |
|   |   |                                |    |      |     | air | IS |
|   |   |                                |    |      |     |     |    |
|   |   |                                |    |      |     | R   |    |
|   |   |                                |    |      |     | ich |    |
|   |   |                                |    |      |     | ard |    |
|   |   |                                |    |      |     | Man |    |
|   |   |                                |    |      |     | nix |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | A list of cases sent to the    | F  | 10/1 |     | R   | N  |
| 1 |   | Dept. of Justice for civil     | in | 0/08 |     | ich | OA |
| . |   | penalty action, consultation   | al |      |     | ard | A/ |
|   |   | for civil collection action,   |    |      |     | Man | B  |
|   |   | or civil forfeiture action as  |    |      |     | nix | IS |
|   |   | of 9/30/08.                    |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Aging Analysis of accounts     | I  | a\.  |     | Tra | N  |
| 2 |   | receivable, detailing amounts  | nt | 07/1 |     | cey | OA |
| . |   | that are current, over 30, 60, | er | 4/08 |     | C   | A/ |
|   |   | 90, and over 90 days old, as   | im |      |     | orn | B  |
|   |   | of:                            | 2  | b\.  |     | ish | IS |
|   |   |                                |    | 10/0 |     | /   |    |
|   |   | a\. June 30, 2008              | F  | 3/08 |     | GLR |    |
|   |   |                                | in |      |     | B-B |    |
|   |   | b\. September 30, 2008         | al |      |     | Bra |    |
|   |   |                                |    |      |     | nch |    |
|   |   |                                |    |      |     | Ch  |    |
|   |   |                                |    |      |     | ief |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Detailed list of Deferred      | I  | a\.  |     | Jo  | N  |
| 3 |   | Revenue (Account 2310) for the | nt | 07/1 |     | yce | OA |
| . |   | periods:                       | er | 4/08 |     | Bow | A/ |
|   |   |                                | im |      |     | man |    |
|   |   | a.  10/1/07-6/30/08            | 2  | b\.  |     | Na  | B  |
|   |   |                                |    | 10/0 |     | ncy | IS |
|   |   | b.  7/1/08-9/30/08             | F  | 3/08 |     | Ea  |    |
|   |   |                                | in |      |     | die |    |
|   |   |                                | al |      |     |     |    |
|   |   |                                |    |      |     | Bob |    |
|   |   |                                |    |      |     | Wo  |    |
|   |   |                                |    |      |     | lin |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Listing of accounts receivable | F  | 10/0 |     | H   | N  |
| 4 |   | write-offs for each FY 2008    | in | 3/08 |     | siy | OA |
| . |   | quarter.                       | al |      |     | ing | A/ |
|   |   |                                |    |      |     | W   | B  |
|   |   |                                |    |      |     | ang | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ## K) Grants Management        |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | A detail list of all FY 2008   | I  | a\.  |     | Jo  | NO |
| . |   | grant obligations unpaid       | nt | 04/2 |     | yce | AA |
|   |   | (48x1) and paid (48x2) as of:  | er | 1/08 |     | Bow |    |
|   |   |                                | im |      |     | man |    |
|   |   | a\. March 31, 2008             | 1  | b\.  |     | Na  |    |
|   |   |                                |    | 07/1 |     | ncy |    |
|   |   | b\. June 30, 2008              | I  | 4/08 |     | Ea  |    |
|   |   |                                | nt |      |     | die |    |
|   |   | c\. August 31, 2008.           | er | c\.  |     |     |    |
|   |   |                                | im | 09/1 |     | Bob |    |
|   |   |                                | 2  | 9/08 |     | Wo  |    |
|   |   |                                |    |      |     | lin |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | A detail list of all active    | I  | a\.  |     | Pa  | NO |
| . |   | awards, at:                    | nt | 04/2 |     | tri | AA |
|   |   |                                | er | 1/08 |     | cia |    |
|   |   | a\. March 31, 2008             | im |      |     | Ra  |    |
|   |   |                                | 1  | b\.  |     | uch |    |
|   |   | b\. June 30, 2008              |    | 07/1 |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | c\. August 31, 2008.           | nt |      |     |     |    |
|   |   |                                | er | c\.  |     |     |    |
|   |   |                                | im | 09/1 |     |     |    |
|   |   |                                | 2  | 9/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | A detail list of grant awards  | I  | a\.  |     | Pa  | NO |
| . |   | expired in FY 2008, as of:     | nt | 04/2 |     | tri | AA |
|   |   |                                | er | 1/08 |     | cia |    |
|   |   | a\. March 31, 2008             | im |      |     | Ra  |    |
|   |   |                                | 1  | b\.  |     | uch |    |
|   |   | b\. June 30, 2008              |    | 07/1 |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | c\. August 31, 2008            | nt |      |     |     |    |
|   |   |                                | er | c\.  |     |     |    |
|   |   | Each list should include       | im | 09/1 |     |     |    |
|   |   | expiration date, start date    | 2  | 9/08 |     |     |    |
|   |   | (if possible), award number,   |    |      |     |     |    |
|   |   | grant recipient name, and      | F  |      |     |     |    |
|   |   | federal dollar amount.         | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
|   |   | This list should be in         |    |      |     |     |    |
|   |   | ascending order by expiration  |    |      |     |     |    |
|   |   | date, group award numbers by   |    |      |     |     |    |
|   |   | line office, and show total    |    |      |     |     |    |
|   |   | number and amount of awards.   |    |      |     |     |    |
|   |   | The listing at June 30 should  |    |      |     |     |    |
|   |   | be rolled forward from the     |    |      |     |     |    |
|   |   | March 31 listing, etc.         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | A detail listing of grants     | I  | a\.  |     | Pa  | NO |
| . |   | awarded that were closed in FY | nt | 07/1 |     | tri | AA |
|   |   | 2008, as of:                   | er | 4/08 |     | cia |    |
|   |   |                                | im |      |     | Ra  |    |
|   |   | a\. June 30, 2008              | 2  | b\.  |     | uch |    |
|   |   |                                |    | 10/0 |     |     |    |
|   |   | b\. September 30, 2008.        | F  | 3/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 | \ | 09/30/08 Grant Adjustment,     | F  | 10/1 |     | Mel | NO |
| . | * | with supporting documentation  | in | 5/08 |     | vin | AA |
|   | ( |                                | al |      |     | S   |    |
|   | 0 |                                |    |      |     | pen |    |
|   | 3 |                                |    |      |     | cer |    |
|   | / |                                |    |      |     | /   |    |
|   | 3 |                                |    |      |     | M   |    |
|   | 1 |                                |    |      |     | ark |    |
|   | ) |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | A list of names that are       | I  | 04/2 |     | Pa  | NO |
| . |   | authorized in signing CD-435's | nt | 1/08 |     | tri | AA |
|   |   | for grants.                    | er |      |     | cia |    |
|   |   |                                | im |      |     | Ra  |    |
|   |   |                                | 1  |      |     | uch |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | SF-272 reports (Negative Cash  | I  | 04/2 |     | Pa  | NO |
| . |   | on Hand) for FYs 2004 to 2007, | nt | 1/08 |     | tri | AA |
|   |   | as of:                         | er |      |     | cia |    |
|   |   |                                | im | 10/0 |     | Ra  |    |
|   |   | a\. March 31, 2008             | 1  | 3/08 |     | uch |    |
|   |   |                                |    |      |     |     |    |
|   |   | b\. September 30, 2008         | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | The reports should include the | al |      |     |     |    |
|   |   | following columns: grant no.,  |    |      |     |     |    |
|   |   | report start date, report end  |    |      |     |     |    |
|   |   | date, drawdown, federal share, |    |      |     |     |    |
|   |   | cash on hand and date last     |    |      |     |     |    |
|   |   | updated.                       |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | SF-272 reports (Positive Cash  | I  | 04/2 |     | Pa  | NO |
| . |   | on Hand) for FYs 2004 to 2007, | nt | 1/08 |     | tri | AA |
|   |   | as of:                         | er |      |     | cia |    |
|   |   |                                | im | 10/0 |     | Ra  |    |
|   |   | a\. March 31, 2008             | 1  | 3/08 |     | uch |    |
|   |   |                                |    |      |     |     |    |
|   |   | b\. September 30, 2008         | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | The reports should include the | al |      |     |     |    |
|   |   | following columns: grant no.,  |    |      |     |     |    |
|   |   | report start date, report end  |    |      |     |     |    |
|   |   | date, drawdown, federal share, |    |      |     |     |    |
|   |   | cash on hand and date last     |    |      |     |     |    |
|   |   | updated.                       |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | A list of legal counsel        | I  | 04/2 |     | Pa  | NO |
| . |   | attorneys who are authorized   | nt | 1/08 |     | tri | AA |
|   |   | to provide legal clearance of  | er |      |     | cia |    |
|   |   | NOAA awards.                   | im |      |     | Ra  |    |
| [ |   |                                | 1  |      |     | uch |    |
| ] |   |                                |    |      |     |     |    |
| { |   |                                |    |      |     |     |    |
| . |   |                                |    |      |     |     |    |
| m |   |                                |    |      |     |     |    |
| a |   |                                |    |      |     |     |    |
| r |   |                                |    |      |     |     |    |
| k |   |                                |    |      |     |     |    |
| } |   |                                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Detail listings at June 30,    | I  | 7/1  |     | Jo  | NO |
| 0 |   | 2008, (via hard copy) of:      | nt | 4/08 |     | yce | AA |
| . |   |                                | er |      |     | Bow |    |
|   |   | -   Advances (other than       | im |      |     | man |    |
|   |   |     grants)                    | 2  |      |     | Na  |    |
|   |   |                                |    |      |     | ncy |    |
|   |   | -   Travel advances            |    |      |     | Ea  |    |
|   |   |                                |    |      |     | die |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                |    |      |     | Bob |    |
|   |   |                                |    |      |     | Wo  |    |
|   |   |                                |    |      |     | lin |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | A detail list of all grantees  | F  | 10/0 |     | Pa  | NO |
| 1 |   | subject to A-133 compliance.   | in | 3/08 |     | tri | AA |
| . |   |                                | al |      |     | cia |    |
|   |   |                                |    |      |     | Ra  |    |
|   |   |                                |    |      |     | uch |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | A detail listing of non-ASAP   | F  | 10/0 |     | Pa  | NO |
| 2 |   | Grant Recipients.              | in | 3/08 |     | tri | AA |
| . |   |                                | al |      |     | cia |    |
|   |   |                                |    |      |     | Ra  |    |
|   |   |                                |    |      |     | uch |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Query of selected grant        |    | TBD  |     | Ke  | NO |
| 3 |   | transactions showing the fund  |    |      |     | ith | AA |
| . |   | codes that were affected       |    |      |     | Sc  |    |
|   |   | (TBD).                         |    |      |     | hel |    |
|   |   |                                |    |      |     | lau |    |
|   |   |                                |    |      |     | sse |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                |    |      |     | Ma  |    |
|   |   |                                |    |      |     | ria |    |
|   |   |                                |    |      |     | Ei  |    |
|   |   |                                |    |      |     | sel |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Report breaking out 4902 by    | F  | 10/1 |     | Na  | NO |
| 4 |   | object class as well as a      | in | 7/08 |     | ncy | AA |
| . |   | break-out of account 2190 by   | al |      |     | Ea  |    |
|   |   | object class, with the grant   |    |      |     | die |    |
|   |   | related activity shown in a    |    |      |     |     |    |
|   |   | separate column for both       |    |      |     |     |    |
|   |   | reports.                       |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Break-out of account 6100 by   | F  | 10/1 |     | Na  | NO |
| 5 |   | object class code with the     | in | 7/08 |     | ncy | AA |
| . |   | grant related activity shown   | al |      |     | Ea  |    |
|   |   | in a separate column.          |    |      |     | die |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Analysis which splits the      | I  | a\.  |     | Ve  | NO |
| 6 |   | Advances account into 'Grant   | nt | 4/2  |     | ron | AA |
| . |   | Advances' and 'Other Advances' | er | 1/08 |     | ica |    |
|   |   | for account #1410, at:         | im |      |     | Ri  |    |
|   |   |                                | 2  | b\.  |     | tte |    |
|   |   | a\. March 31, 2008             |    | 10/1 |     | nho |    |
|   |   |                                | F  | 7/08 |     | use |    |
|   |   | b\. September 30, 2008         | in |      |     | M   |    |
|   |   |                                | al |      |     | ark |    |
|   |   |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Spreadsheet showing the update | F  | 10/0 |     | Pa  | NO |
| 7 |   | for FY 2008 grants that were   | in | 6/08 |     | tri | AA |
| . |   | related to fisheries were in   | al |      |     | cia |    |
|   |   | compliance with the Fish and   |    |      |     | Ra  |    |
|   |   | Wildlife Act.                  |    |      |     | uch |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Procedures for Recording Grant | Pl | N/A  | 03  | M   | NO |
| 8 |   | Accruals / Advances (Exhibit   | an |      | /31 | ike | AA |
| . |   | L)                             | ni |      | /08 | Mar |    |
|   |   |                                | ng |      |     | tin |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***L) Financial Management     |    |      |     |     |    |
|   |   | (FBWT)***                      |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | *Statement of Transactions*    | I  | a\.  |     | R   | NO |
| . |   | (SF 224) for NOAA's agency     | nt | 04/2 |     | uth | AA |
|   |   | location code (ALC) for:       | er | 1/08 |     | Ann |    |
|   |   |                                | im |      |     | B   | /B |
|   |   | a\. March, 2008                | 1  | b\.  |     | ond | IS |
|   |   |                                |    | 07/1 |     |     |    |
|   |   | b\. June, 2008                 | I  | 4/08 |     |     |    |
|   |   |                                | nt |      |     |     |    |
|   |   | c\. September, 2008.           | er | c\.  |     |     |    |
|   |   |                                | im | 10/0 |     |     |    |
|   |   |                                | 2  | 6/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Deposit Ticket/Debit Voucher   | I  | a\.  |     | R   | NO |
| . |   | Listing for the (2008) months  | nt | 04/2 |     | uth | AA |
|   |   | of:                            | er | 1/08 |     | Ann |    |
|   |   |                                | im | b.   |     | B   | /B |
|   |   | a\. March                      | 1  | 05/1 |     | ond | IS |
|   |   |                                |    | 2/08 |     |     |    |
|   |   | b\. April                      | I  |      |     | Na  |    |
|   |   |                                | nt | c\.  |     | ncy |    |
|   |   | c\. June                       | er | 07/1 |     | Ea  |    |
|   |   |                                | im | 4/08 |     | die |    |
|   |   | d\. July                       | 1  |      |     |     |    |
|   |   |                                |    | d\.  |     |     |    |
|   |   | e\. September                  | I  | 08/1 |     |     |    |
|   |   |                                | nt | 5/08 |     |     |    |
|   |   | f\. October.                   | er |      |     |     |    |
|   |   |                                | im | e\.  |     |     |    |
|   |   |                                | 2  | 10/1 |     |     |    |
|   |   |                                |    | 0/08 |     |     |    |
|   |   |                                | I  |      |     |     |    |
|   |   |                                | nt | f\.  |     |     |    |
|   |   |                                | er | 11/1 |     |     |    |
|   |   |                                | im | 0/08 |     |     |    |
|   |   |                                | 2  |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | *Statement of Difference* (TFS | I  | a\.  |     | Na  | NO |
| . |   | 6652), along with              | nt | 04/2 |     | ncy | AA |
|   |   | reconciliation of the general  | er | 1/08 |     | Ea  |    |
|   |   | ledger amounts to report       | im |      |     | die | /B |
|   |   | amounts, including supporting  | 1  | b\.  |     |     | IS |
|   |   | documentation -- for:          |    | 07/1 |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | a\. March, 2008                | nt |      |     |     |    |
|   |   |                                | er | c\.  |     |     |    |
|   |   | b\. June, 2008                 | im | 10/1 |     |     |    |
|   |   |                                | 2  | 0/08 |     |     |    |
|   |   | c\. September, 2008            |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | SF 2108 Year-end closing       | F  | a\.  | []{ | Da  | NO |
| . |   | statement:                     | in | When | .ma | nny | AA |
|   |   |                                | al | a    | rk} | O   |    |
|   |   | a\. Draft                      |    | vail |     | 'Be | /B |
| [ |   |                                | F  | able |     | rry | IS |
| ] |   | b\. Final                      | in |      |     |     |    |
| { |   |                                | al | b\.  |     |     |    |
| . |   |                                |    | 10/2 |     |     |    |
| m |   |                                |    | 7/08 |     |     |    |
| a |   |                                |    |      |     |     |    |
| r |   |                                |    |      |     |     |    |
| k |   |                                |    |      |     |     |    |
| } |   |                                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | 2008 Reconciliations of the    | [  | a.   |     | Na  | NO |
| . |   | General Ledger Cash Accounts   | ]{ | 04/2 |     | ncy | AA |
|   |   | to SF 224, and supporting      | .m | 1/08 |     | Ea  |    |
|   |   | schedules -- for months of:    | ar |      |     | die | /B |
|   |   |                                | k} | b.   |     |     | IS |
|   |   | a\. March, 2008                |    | 07/1 |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | b\. June, 2008                 | nt |      |     |     |    |
|   |   |                                | er | c.   |     |     |    |
|   |   | c\. September, 2008            | im | 10/1 |     |     |    |
|   |   |                                | 1  | 7/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | I  |      |     |     |    |
|   |   |                                | nt |      |     |     |    |
|   |   |                                | er |      |     |     |    |
|   |   |                                | im |      |     |     |    |
|   |   |                                | 2  |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Copies of GWA statement        | I  | a\.  |     | R   | NO |
| . |   | (formerly FMS 6653 and FMS     | nt | 04/2 |     | uth | AA |
|   |   | 6654) and the FMS 6655, for:   | er | 1/08 |     | Ann |    |
|   |   |                                | im |      |     | B   | /B |
|   |   | a\. March, 2008                | 1  | b\.  |     | ond | IS |
|   |   |                                |    | 08/1 |     | Na  |    |
|   |   | b\. June, 2008                 | I  | 7/08 |     | ncy |    |
|   |   |                                | nt |      |     | Ea  |    |
|   |   | c\. September, 2008.           | er | c\.  |     | die |    |
|   |   |                                | im | 10/1 |     |     |    |
|   |   |                                | 2  | 6/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Listing of FY 2008 receipts    | F  | 10/1 |     | Na  | NO |
| . |   | considered undeposited         | in | 0/08 |     | ncy | AA |
|   |   | receipts.                      | al |      |     | Ea  |    |
|   |   |                                |    |      |     | die | /B |
|   |   |                                |    |      |     |     | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | Detail listing of the foreign  | I  | a\.  |     | Na  | NO |
| . |   | currency receipts and          | nt | 07/1 |     | ncy | AA |
|   |   | disbursements for FY 2008, as  | er | 4/08 |     | Ea  |    |
|   |   | of:                            | im |      |     | die | /B |
|   |   |                                | 2  | b\.  |     |     | IS |
|   |   | a\. June 30, 2008              |    | 10/0 |     | Ka  |    |
|   |   |                                | F  | 6/08 |     | ren |    |
|   |   | b\. September 30, 2008         | in |      |     | Gr  |    |
|   |   |                                | al |      |     | een |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | Listing of all petty cash and  | I  | a.   |     | Jo  | NO |
| . |   | imprest funds including amount | nt | 07/1 |     | yce | AA |
|   |   | and location, plus the name    | er | 4/08 |     | Bow |    |
|   |   | and phone number of custodian. | im |      |     | man | /B |
|   |   | The information at the ASC's   | 2  | b.   |     | Na  | IS |
|   |   | should be provided to HQ. The  |    | 10/0 |     | ncy |    |
|   |   | total should agree to the      | F  | 6/08 |     | Ea  |    |
|   |   | General Ledger. As of:         | in |      |     | die |    |
|   |   |                                | al |      |     |     |    |
|   |   | a\. June 30, 2008              |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b\. September 30, 2008         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Investment and Redemption Fund | I  | a.   |     | Tra | NO |
| 0 |   | Register for all funds, as of: | nt | 07/1 |     | cey | AA |
| . |   |                                | er | 4/08 |     | C   |    |
|   |   | a\. June 30, 2008              | im |      |     | orn | /B |
|   |   |                                | 2  | b.   |     | ish | IS |
|   |   | b\. September 30, 2008.        |    | 10/0 |     | /   |    |
|   |   |                                | F  | 6/08 |     | GLR |    |
|   |   | Copies of transaction          | in |      |     | B-B |    |
|   |   | confirmations from Treasury    | al |      |     | Bra |    |
|   |   | for each investment and        |    |      |     | nch |    |
|   |   | redemption.                    |    |      |     | Ch  |    |
|   |   |                                |    |      |     | ief |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Detail listing of activity in  | I  | a.   |     | R   | NO |
| 1 |   | the 1010 account for suspense  | nt | 07/1 |     | uth | AA |
| . |   | funds (FC 64-67) for the       | er | 4/08 |     | Ann | /B |
|   |   | periods:                       | im |      |     | B   | IS |
|   |   |                                | 2  | b.   |     | ond |    |
|   |   | a\. 10/01/07 -- 6/30/08        |    |  10/ |     | /   |    |
|   |   |                                | F  | 3/08 |     | Na  |    |
|   |   | b\. 7/01/08 -- 9/30/08         | in |      |     | ncy |    |
|   |   |                                | al |      |     | Ea  |    |
|   |   |                                |    |      |     | die |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Listing of all cash on deposit | I  | a\.  |     | M   | NO |
| 2 |   | with financial institutions,   | nt | 07/1 |     | ark | AA |
| . |   | if any, by institution,        | er | 4/08 |     | Mil |    |
|   |   | including the type of each     | im |      |     | ler | /B |
|   |   | account, corresponding account | 2  | b\.  |     |     | IS |
|   |   | numbers and the names of       |    | 10/1 |     |     |    |
|   |   | individuals having signatory   | F  | 0/08 |     |     |    |
|   |   | authority for each account --  | in |      |     |     |    |
|   |   | as of:                         | al |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | a\. June 30, 2008              |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b\. September 30, 2008         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | *M) Procurement*               |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Financial Document             | I  | 07/1 |     | L   | NO |
| . |   | Distribution Listing (if       | nt | 4/08 |     | ois | AA |
|   |   | different from the FY 2007     | er |      |     | C   |    |
|   |   | listing).                      | im |      |     | ole |    |
|   |   |                                | 2  |      |     | man |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Data file containing all cash  | I  | a\.  |     | Jo  | NO |
| . |   | disbursements by object class  | nt | 04/2 |     | yce | AA |
|   |   | code via CD-Rom for:           | er | 1/08 |     | Bow |    |
|   |   |                                | im |      |     | man |    |
| * |   | a\. October 1, 2007 through    | 1  | b\.  |     | Na  |    |
| * |   | March 31, 2008;                |    | 07/1 |     | ncy |    |
| 1 |   |                                | I  | 4/08 |     | Ea  |    |
| * |   | b\. April 1 through June 30,   | nt |      |     | die |    |
| * |   | 2008;                          | er | c\.  |     |     |    |
|   |   |                                | im | 09/1 |     | Bob |    |
|   |   | c\. July 1 through August 31,  | 2  | 9/08 |     | Wo  |    |
|   |   | 2008; and                      |    |      |     | lin |    |
|   |   |                                | I  | d\.  |     |     |    |
|   |   | d\. September 1 through        | nt | 10/0 |     |     |    |
|   |   | September 30, 2008.            | er | 3/08 |     |     |    |
|   |   |                                | im |      |     |     |    |
|   |   | Each data file should be       | 2  |      |     |     |    |
|   |   | accompanied by a               |    |      |     |     |    |
|   |   | reconciliation to the GL.      | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Electronic detail data files   | I  | a\.  |     | Ma  | N  |
| . |   | of undelivered orders from CBS | nt | 09/1 |     | rti | OA |
|   |   | (GLD 173 Version B) along with | er | 9/08 |     | Iac | A/ |
|   |   | reconciliation data files to   | im |      |     | ono | B  |
| [ |   | the GL, as of:                 | 2  | b\.  |     |     | IS |
| ] |   |                                |    | 10/1 |     |     |    |
| { |   | a\. September 15, 2008         | F  | 0/08 |     |     |    |
| . |   |                                | in |      |     |     |    |
| m |   | b\. September 30, 2008         | al |      |     |     |    |
| a |   |                                |    |      |     |     |    |
| r |   |                                |    |      |     |     |    |
| k |   |                                |    |      |     |     |    |
| } |   |                                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Detail listing of accounts     | I  | a.   |     | Ma  | N  |
| . |   | payable (electronic data files | nt | 07/1 |     | rti | OA |
|   |   | from **CBS** (GLD 172 B)),     | er | 4/08 |     | Iac | A/ |
|   |   | along with reconciliation of   | im |      |     | ono |    |
|   |   | data files to the general      | 2  | b.   |     |     | B  |
|   |   | ledger, for:                   |    | 10/1 |     |     | IS |
|   |   |                                | F  | 0/08 |     |     |    |
|   |   | a\. June 30, 2008              | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
|   |   | b\. September 30, 2008.        |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Detail listing of              | F  | a.   |     | Jo  | N  |
| . |   | disbursements by object code   | in | 10/1 |     | yce | OA |
|   |   | for the periods:               | al | 0/08 |     | Bow | A/ |
|   |   |                                |    |      |     | man | B  |
|   |   | a\. October 1- October 7,      |    | b.   |     | Na  | IS |
|   |   | 2008;                          |    | 10/1 |     | ncy |    |
|   |   |                                |    | 7/08 |     | Ea  |    |
|   |   | b\. October 8 - October 14,    |    |      |     | die |    |
|   |   | 2008                           |    | c.   |     |     |    |
|   |   |                                |    | 10/2 |     | Bob |    |
|   |   | c\. October 15 -- October 21,  |    | 4/08 |     | Wo  |    |
|   |   | 2008                           |    |      |     | lin |    |
|   |   |                                |    | d.   |     |     |    |
|   |   | d\. October 22 -- October 28,  |    | 10/3 |     |     |    |
|   |   | 2008                           |    | 1/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | e\. October 29 -- November 3,  |    | e.   |     |     |    |
|   |   | 2008                           |    | 11/0 |     |     |    |
|   |   |                                |    | 7/08 |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | FY 2008 payment performance    | F  | 10/1 |     | L   | NO |
| . |   | data submitted to DOC, as      | in | 0/08 |     | ois | AA |
|   |   | required by OMB Circular A-125 | al |      |     | C   |    |
|   |   | and the *Prompt Payment Act.*  |    |      |     | ole |    |
|   |   |                                |    |      |     | man |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Listing of contingent          | F  | 10/2 |     | M   | NO |
| . |   | liabilities (e.g. guarantees   | in | 0/08 |     | ark | AA |
|   |   | or endorsements, incurred but  | al |      |     | Mil |    |
|   |   | unreported claims,             |    |      |     | ler |    |
|   |   | irregularities involving       |    |      |     |     |    |
|   |   | management or employees,       |    |      |     |     |    |
|   |   | unfunded, pension costs, cases |    |      |     |     |    |
|   |   | transferred to the Department  |    |      |     |     |    |
|   |   | of Justice, etc.) as of        |    |      |     |     |    |
|   |   | September 30, 2008.            |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | Detail listing of all          | I  | a.   |     | Je  | NO |
| . |   | contracts identified as having | nt | 07/1 |     | rry | AA |
|   |   | contract retainage provisions, | er | 4/08 |     | Ror |    |
|   |   | as of:                         | im |      |     | str |    |
|   |   |                                | 2  | b.   |     | om- |    |
|   |   | a.  June 30, 2008              |    | 10/1 |     | Lee |    |
|   |   |                                | F  | 0/08 |     |     |    |
|   |   | b.  September 30, 2008         | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | For contracts: detail listing  | I  | a.   |     | Je  | NO |
| . |   | of contract retainages with    | nt | 07/1 |     | rry | AA |
|   |   | total accrued cost that have   | er | 4/08 |     | Ror |    |
|   |   | been withheld as of:           | im |      |     | str |    |
|   |   |                                | 2  | b.   |     | om- |    |
|   |   | a\. June 30, 2008              |    | 10/1 |     | Lee |    |
|   |   |                                | F  | 0/08 |     |     |    |
|   |   | b\. September 30, 2008         | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Detail listing (roll-forward)  | I  | a.   |     | Ve  | NO |
| 0 |   | of all other liabilities as    | nt | 07/1 |     | ron | AA |
| . |   | of:                            | er | 4/08 |     | ica |    |
|   |   |                                | im |      |     | Ri  |    |
|   |   | a\. June 30, 2008              | 2  | b.   |     | tte |    |
|   |   |                                |    | 10/1 |     | nho |    |
|   |   | b\. September 30, 2008         | F  | 0/08 |     | use |    |
|   |   |                                | in |      |     | M   |    |
|   |   |                                | al |      |     | ark |    |
|   |   |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Aging analysis for accounts    | I  | a.   |     | Ma  | NO |
| 1 |   | payable (GLD 172 G) that       | nt | 07/1 |     | rti | AA |
| . |   | indicates amounts outstanding  | er | 4/08 |     | Iac |    |
|   |   | 30, 60, 90, and over 90 days,  | im |      |     | ono | /B |
|   |   | as of:                         | 2  | b.   |     |     | IS |
|   |   |                                |    | 10/0 |     |     |    |
|   |   | a\. June 30, 2008              | F  | 6/08 |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   | b\. September 30, 2008         | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Aging analysis for undelivered | F  | a.   |     | DOC | NO |
| 2 |   | orders that indicate amounts   | in | 09/2 |     | OFM | AA |
| . |   | outstanding 30, 60, 90, and    | al | 0/08 |     |     |    |
|   |   | over 90 days as of:            |    |      |     |     |    |
|   |   |                                | F  | b.   |     |     |    |
|   |   | a\. September 15, 2008         | in | 10/0 |     |     |    |
|   |   |                                | al | 6/08 |     |     |    |
|   |   | b\. September 30, 2008         |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Project Code Listing for all   | I  | 07/1 |     | L   | NO |
| 3 |   | goals (Budgeting Office) as of | nt | 4/08 |     | isa | AA |
| . |   | June 30, 2008.                 | er |      |     | C   |    |
|   |   |                                | im |      |     | onn |    |
| [ |   |                                | 2  |      |     | ley |    |
| ] |   |                                |    |      |     |     |    |
| { |   |                                |    |      |     |     |    |
| . |   |                                |    |      |     |     |    |
| m |   |                                |    |      |     |     |    |
| a |   |                                |    |      |     |     |    |
| r |   |                                |    |      |     |     |    |
| k |   |                                |    |      |     |     |    |
| } |   |                                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | The FY 2008 Internal Fund Cost | F  | 10/0 |     | Tho | NO |
| 4 |   | allocation rates.              | in | 6/08 |     | mas | AA |
| . |   |                                | al |      |     | San |    |
|   |   |                                |    |      |     | tym |    |
|   |   |                                |    |      |     | ire |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | The FY 2008 balance for        | F  | 10/1 |     | Ve  | NO |
| 5 |   | deferred Credits as of         | in | 7/08 |     | ron | AA |
| . |   | 9/30/08.                       | al |      |     | ica |    |
|   |   |                                |    |      |     | Ri  |    |
|   |   |                                |    |      |     | tte |    |
|   |   |                                |    |      |     | nho |    |
|   |   |                                |    |      |     | use |    |
|   |   |                                |    |      |     | M   |    |
|   |   |                                |    |      |     | ark |    |
|   |   |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Disbursement report for Prompt | I  | a\.  |     | Ka  | N  |
| 6 |   | Pay Act, for the periods of:   | nt | 07/1 |     | ren | OA |
| . |   |                                | er | 4/08 |     | Gr  | A/ |
|   |   | a\. 10/1/07 - 6/30/08          | im |      |     | een |    |
|   |   |                                | 2  | b\.  |     |     | B  |
|   |   | b\. 7/1/08 -- 9/30/08.         |    | 10/1 |     |     | IS |
|   |   |                                | F  | 0/08 |     |     |    |
|   |   | This report should show all    | in |      |     |     |    |
|   |   | payments made to vendors and   | al |      |     |     |    |
|   |   | have the following fields:     |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | 1\. Vendor name                |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | 2\. Invoice number (and any    |    |      |     |     |    |
|   |   | other information that help    |    |      |     |     |    |
|   |   | locating the supporting        |    |      |     |     |    |
|   |   | documents)                     |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | 3\. Invoice amount and amount  |    |      |     |     |    |
|   |   | paid                           |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | 4\. Date invoice was received  |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | 5\. Date invoice was paid      |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | 6\. Interest paid, if any\"    |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | 7\. If item was flagged as     |    |      |     |     |    |
|   |   | \"do not pay interest          |    |      |     |     |    |
|   |   | penalty\"                      |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | The detail schedules for       | I  | a.   |     | M   | NO |
| 7 |   | Prepayments for both           | nt | 07/1 |     | ark | AA |
| . |   | Intergovernmental and          | er | 4/08 |     | Mil |    |
|   |   | Governmental, as of:           | im |      |     | ler |    |
|   |   |                                | 2  | b.   |     |     |    |
|   |   | a\. June 30, 2008              |    | 10/1 |     |     |    |
|   |   |                                | F  | 3/08 |     |     |    |
|   |   | b\. September 30, 2008         | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Electronic SQL query data file | I  | 9/1  |     | Ma  | N  |
| 8 |   | (listing) of upward and        | nt | 9/08 |     | rti | OA |
| . |   | downward adjustments to        | er |      |     | Iac | A/ |
|   |   | undelivered orders in the      | im |      |     | ono | B  |
|   |   | GLD173B format that reconciles |    |      |     |     | IS |
|   |   | to the general ledger as of    |    |      |     |     |    |
|   |   | September 15, 2008             |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***N) Human Resources***       |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | NFC Payroll Reports listing    | F  | 09/2 |     | Ren | N  |
| . |   | NOAA/BIS employees who were    | in | 9/08 |     | ita | OA |
|   |   | paid for pay periods between   | al |      |     | R   | A/ |
|   |   | June 1, 2008 through August    |    |      |     | ich | B  |
|   |   | 31, 2008.                      |    |      |     | ard | IS |
|   |   |                                |    |      |     | son |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | Listing of NOAA Corps          | I  | 7/1  |     | Kat | N  |
| . |   | employees via the Roster of    | nt | 4/08 |     | her | OA |
|   |   | Commissioned Officers, as of   | er |      |     | ine | A/ |
|   |   | January 1, 2008.               | im |      |     | R   | B  |
|   |   |                                | 2  |      |     | aym | IS |
|   |   |                                |    |      |     | ond |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Access to Personnel files for  | I  | a.   |     | Ren | N  |
| . |   | NOAA/BIS and NOAA Corps        | nt | 07/2 |     | ita | OA |
|   |   | employees.                     | er | 1/08 |     | R   | A/ |
|   |   |                                | im |      |     | ich | B  |
|   |   |                                | 2  | b.   |     | ard | IS |
|   |   |                                | F  | 10/0 |     | son |    |
|   |   |                                | in | 6/08 |     | Kat |    |
|   |   |                                | al |      |     | her |    |
|   |   |                                |    |      |     | ine |    |
|   |   |                                |    |      |     | R   |    |
|   |   |                                |    |      |     | aym |    |
|   |   |                                |    |      |     | ond |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | Reconciliation of **CBS**      | F  | 10/0 |     | R   | N  |
| . |   | payroll expenses, including    | in | 3/08 |     | uth | OA |
|   |   | **CBS** query of actual and    | al |      |     | Ann | A/ |
|   |   | estimated payroll expenses for |    |      |     | B   | B  |
|   |   | object classes 11, 12, 13, and |    |      |     | ond | IS |
|   |   | 14, as of September 30, 2008.  |    |      |     | Na  |    |
|   |   |                                |    |      |     | ncy |    |
|   |   |                                |    |      |     | Ea  |    |
|   |   |                                |    |      |     | die |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Object Class Year-end Summary  | F  | 10/0 |     | R   | N  |
| . |   | Report (Object class           | in | 3/08 |     | uth | OA |
|   |   | 1230-1237) for Employer        | al |      |     | Ann | A/ |
|   |   | Contributions to Retirement.   |    |      |     | B   | B  |
|   |   |                                |    |      |     | ond | IS |
|   |   |                                |    |      |     | Na  |    |
|   |   |                                |    |      |     | ncy |    |
|   |   |                                |    |      |     | Ea  |    |
|   |   |                                |    |      |     | die |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | CBS report detailing the       | F  | a\.  |     | R   | N  |
| . |   | actual monthly payroll         | in | 10/0 |     | uth | OA |
|   |   | expense, NFC000 printout, and  | al | 3/08 |     | Ann | A/ |
|   |   | FMS 6653: Undisbursed          |    |      |     | B   | B  |
|   |   | Appropriation Account Ledger   | F  | b\.  |     | ond | IS |
|   |   | for the months:                | in | 11/0 |     | Na  |    |
|   |   |                                | al | 3/08 |     | ncy |    |
|   |   | a\. October 2007 through       |    |      |     | Ea  |    |
|   |   | September 2008                 |    |      |     | die |    |
|   |   |                                |    |      |     |     |    |
|   |   | b\. October 2008               |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | CBS print out, for each FY     | F  | 10/0 |     | C   | N  |
| . |   | 2008 month, of NOAA Corps Plan | in | 3/08 |     | aro | OA |
|   |   | & Obligation detail, which is  | al |      |     | lyn | A/ |
|   |   | broken down between object     |    |      |     | Har | B  |
|   |   | classes                        |    |      |     | ris | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | 09/30/08 payroll accrual       | F  | 10/  |     | R   | N  |
| . |   | computation.                   | in | 3/08 |     | uth | OA |
|   |   |                                | al |      |     | Ann | A/ |
|   |   |                                |    |      |     | B   | B  |
|   |   |                                |    |      |     | ond | IS |
|   |   |                                |    |      |     | Na  |    |
|   |   |                                |    |      |     | ncy |    |
|   |   |                                |    |      |     | Ea  |    |
|   |   |                                |    |      |     | die |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | NFC Focus Report used to       | F  | 10/  |     | M   | N  |
| . |   | support accrued annual leave   | in | 3/08 |     | ark | OA |
|   |   | for both NOAA and BIS and NOAA | al |      |     | Mil | A/ |
|   |   | Corps Pay Leave Status Report, |    |      |     | ler | B  |
|   |   | detailed by individual, as of  |    |      |     |     | IS |
|   |   | September 30, 2008.            |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | CBS query showing the total    | F  | 10/  |     | R   | N  |
| 0 |   | number of employees, and the   | in | 3/08 |     | uth | OA |
| . |   | number of employees enrolled   | al |      |     | Ann | A/ |
|   |   | in a health benefits plan, for |    |      |     | B   | B  |
|   |   | both NOAA and BIS at 09/30/08. |    |      |     | ond | IS |
|   |   |                                |    |      |     | Na  |    |
|   |   |                                |    |      |     | ncy |    |
|   |   |                                |    |      |     | Ea  |    |
|   |   |                                |    |      |     | die |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | NOAA Corps Pension Actuarial   | F  | 10/  |     | C   | NO |
| 1 |   | Report as of 9/30/08 ***and*** | in | 3/08 |     | aro | AA |
| . |   | NOAA Corps FY 2008 Pension     | al |      |     | lyn |    |
|   |   | Data File (details the social  | (  |      |     | Har |    |
|   |   | security number, birth date,   | or |      |     | ris |    |
|   |   | sex, hire date, retirement     | wh |      |     |     |    |
|   |   | date, and monthly              | en |      |     |     |    |
|   |   | salary/benefit amount for each | av |      |     |     |    |
|   |   | active duty personnel, retired | ai |      |     |     |    |
|   |   | annuitant, disabled annuitant, | la |      |     |     |    |
|   |   | & surviving family), both from | bl |      |     |     |    |
|   |   | Hay Huggins Company, Inc.      | e) |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | *Please redact Social Security |    |      |     |     |    |
|   |   | Numbers before providing this  |    |      |     |     |    |
|   |   | report.*                       |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Health benefits actuarial      | F  | 10/  |     | C   | NO |
| 2 |   | report as of 9/30/08 from Hay  | in | 3/08 |     | aro | AA |
| . |   | Huggins Company, Inc for the   | al |      |     | lyn |    |
|   |   | NOAA Corps.                    | (  |      |     | Har |    |
|   |   |                                | or |      |     | ris |    |
|   |   |                                | wh |      |     |     |    |
|   |   |                                | en |      |     |     |    |
|   |   |                                | av |      |     |     |    |
|   |   |                                | ai |      |     |     |    |
|   |   |                                | la |      |     |     |    |
|   |   |                                | bl |      |     |     |    |
|   |   |                                | e) |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | 09/30/08 FECA Liability        | F  | 10/1 |     | Mel | N  |
| 3 |   | calculation for both NOAA and  | in | 0/08 |     | vin | OA |
| . |   | BIS.                           | al |      |     | S   | A/ |
|   |   |                                |    |      |     | pen | B  |
|   |   |                                |    |      |     | cer | IS |
|   |   |                                |    |      |     | M   |    |
|   |   |                                |    |      |     | ark |    |
|   |   |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Imputed Cost Calculation       | F  | 10/1 |     | M   | N  |
| 4 |   |                                | in | 0/08 |     | ark | OA |
| . |   | -   Quarterly DOC Accounting   | al |      |     | Mil | A/ |
|   |   |     for Pensions and Other     |    |      |     | ler | B  |
|   |   |     Retirement Benefits Report |    |      |     |     | IS |
|   |   |                                |    |      |     |     |    |
|   |   | -   NOAA/BIS prepared          |    |      |     |     |    |
|   |   |     spreadsheets detailing the |    |      |     |     |    |
|   |   |     pension and ORB expense    |    |      |     |     |    |
|   |   |     calculation (electronic    |    |      |     |     |    |
|   |   |     copy if available)         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   FY 2008 Retirement and     |    |      |     |     |    |
|   |   |     Other Benefits Calculation |    |      |     |     |    |
|   |   |     of 1^st^ and 4^th^ Quarter |    |      |     |     |    |
|   |   |     Conversion Factors         |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   FY 2008 Cost Factors       |    |      |     |     |    |
|   |   |     Imputed cost factors       |    |      |     |     |    |
|   |   |     related to FEHB for each   |    |      |     |     |    |
|   |   |     quarter of FY 2008.        |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Quarterly Treasury         |    |      |     |     |    |
|   |   |     Judgment Fund entries for  |    |      |     |     |    |
|   |   |     NOAA/BIS                   |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Quarterly FEHBA Count      |    |      |     |     |    |
|   |   |     Query for NOAA/BIS.        |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | *O) Environmental Management*  |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | List of all environmental      | I  | a.   |     | M   | NO |
| . |   | projects, at:                  | nt | 07/1 |     | inh | AA |
|   |   |                                | er | 4/08 |     | Tr  |    |
|   |   | a\. June 30, 2008              | im |      |     | inh |    |
|   |   |                                | 2  | b.   |     |     |    |
|   |   | b\. September 30, 2008.        | F  | 10/0 |     |     |    |
|   |   |                                | in | 3/08 |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 |   | List of all environmental      | I  | a.   |     | M   | NO |
| . |   | liabilities as of:             | nt | 07/1 |     | inh | AA |
|   |   |                                | er | 4/08 |     | Tr  |    |
|   |   | a\. June 30, 2008              | im |      |     | inh |    |
|   |   |                                | 2  | b.   |     |     |    |
|   |   | b\. September 30, 2008.        | F  | 10/0 |     |     |    |
|   |   |                                | in | 3/08 |     |     |    |
|   |   | This listing should be         | al |      |     |     |    |
|   |   | presented in a rollforward     |    |      |     |     |    |
|   |   | format:                        |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Format should include the  |    |      |     |     |    |
|   |   |     following columns:         |    |      |     |     |    |
|   |   |     beginning balances,        |    |      |     |     |    |
|   |   |     additions, deletions,      |    |      |     |     |    |
|   |   |     adjustments, and ending    |    |      |     |     |    |
|   |   |     balances.                  |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Beginning balance should   |    |      |     |     |    |
|   |   |     agree to the prior         |    |      |     |     |    |
|   |   |     period's audited ending    |    |      |     |     |    |
|   |   |     balance                    |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | -   Ending balance should      |    |      |     |     |    |
|   |   |     agree to the general       |    |      |     |     |    |
|   |   |     ledger.                    |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Detail supporting the          | I  | 5    |     | M   | NO |
| . |   | environmental projects and     | nt | days |     | inh | AA |
|   |   | liabilities selected for test  | er | f    |     | Tr  |    |
|   |   | work (TBD).                    | im | ollo |     | inh |    |
|   |   |                                | 2  | wing |     |     |    |
|   |   |                                |    | noti |     |     |    |
|   |   |                                | F  | fica |     |     |    |
|   |   |                                | in | tion |     |     |    |
|   |   |                                | al | of   |     |     |    |
|   |   |                                |    | sa   |     |     |    |
|   |   |                                |    | mple |     |     |    |
|   |   |                                |    | i    |     |     |    |
|   |   |                                |    | tems |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | "Environmental Liability --    | I  | 07/1 |     | M   | NO |
| . |   | Estimated Environmental Costs  | nt | 4/08 |     | inh | AA |
|   |   | for FY 2008" information       | er |      |     | Tr  |    |
|   |   | packet.                        | im |      |     | inh |    |
|   |   |                                | 2  |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Organization chart for FY 2008 | I  | 07/1 |     | M   | NO |
| . |   |                                | nt | 4/08 |     | inh | AA |
|   |   |                                | er |      |     | Tr  |    |
|   |   |                                | im |      |     | inh |    |
|   |   |                                | 2  |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | FY 2008 Environmental          | I  | a\.  |     | M   | NO |
| . |   | Compliance Status Reports for: | nt | 07/1 |     | inh | AA |
|   |   |                                | er | 4/08 |     | Tr  |    |
|   |   | a\. 1^st^ to 3^rd^ quarters    | im |      |     | inh |    |
|   |   |                                | 2  | b\.  |     |     |    |
|   |   | b\. 4^th^ quarter              | F  | 10/0 |     |     |    |
|   |   |                                | in | 3/08 |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Listing of all FY 2008         | I  | a\.  |     | M   | NO |
| . |   | assessments performed by       | nt | 07/1 |     | inh | AA |
|   |   | NECSAS, as of:                 | er | 4/08 |     | Tr  |    |
|   |   |                                | im |      |     | inh |    |
|   |   | a\. June 30, 2008              | 2  | b\.  |     |     |    |
|   |   |                                | F  | 10/0 |     |     |    |
|   |   | b\. September 30, 2008         | in | 3/08 |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | Detail supporting              | I  | 5    |     | M   | NO |
| . |   | documentation for all FY 2008  | nt | days |     | inh | AA |
|   |   | assessments selected for test  | er | f    |     | Tr  |    |
|   |   | work (TBD).                    | im | ollo |     | inh |    |
|   |   |                                | 2  | wing |     |     |    |
|   |   |                                |    | noti |     |     |    |
|   |   |                                | F  | fica |     |     |    |
|   |   |                                | in | tion |     |     |    |
|   |   |                                | al | of   |     |     |    |
|   |   |                                |    | sa   |     |     |    |
|   |   |                                |    | mple |     |     |    |
|   |   |                                |    | i    |     |     |    |
|   |   |                                |    | tems |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | Updated resumes for Bernie     | I  | 07/1 |     | M   | NO |
| . |   | Denno, RECOs, and other        | nt | 4/08 |     | inh | AA |
|   |   | specialists computing cost     | er |      |     | Tr  |    |
|   |   | estimates.                     | im |      |     | inh |    |
|   |   |                                | 2  |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Copy of or access to the ECS   | I  | As   |     | M   | NO |
| 0 |   | Council Meeting and Decisions  | nt | a    |     | inh | AA |
| . |   | minutes for FY 2008.           | er | vail |     | Tr  |    |
|   |   |                                | im | able |     | inh |    |
|   |   |                                | 2  |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
|   |   | ***P) Financial Reporting and  |    |      |     |     |    |
|   |   | Miscellaneous***               |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 | \ | Corrective Action Plan(s) in   | Pl | 04/0 |     | Na  | NO |
| . | * | response to FY 2007 NFRs       | an | 7/08 |     | ncy | AA |
|   | ( |                                | ni |      |     | Ga  |    |
|   | 0 |                                | ng |      |     | tes |    |
|   | 3 |                                |    |      |     |     |    |
|   | / |                                |    |      |     |     |    |
|   | 3 |                                |    |      |     |     |    |
|   | 1 |                                |    |      |     |     |    |
|   | ) |                                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 2 | \ | Updated A-123 process          | Pl | 04/0 |     | Na  | NO |
| . | * | documentation / cycle memos    | an | 7/08 |     | ncy | AA |
|   | ( |                                | ni |      |     | Ga  |    |
|   | 0 |                                | ng |      |     | tes |    |
|   | 3 |                                |    |      |     |     |    |
|   | / |                                |    |      |     |     |    |
|   | 3 |                                |    |      |     |     |    |
|   | 1 |                                |    |      |     |     |    |
|   | ) |                                |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 3 |   | Financial Statements,          | I  | a.   |     | M   | N  |
| . |   | including footnotes, as of:    | nt | 04/1 |     | ark | OA |
|   |   |                                | er | 4/08 |     | Mil | A/ |
|   |   | a\. March 31, 2008             | im |      |     | ler |    |
|   |   |                                | 1  | b.   |     |     | B  |
|   |   | b\. June 30, 2008              |    | 07/1 |     |     | IS |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | c\. September 30, 2008.        | nt |      |     |     |    |
|   |   |                                | er | c.   |     |     |    |
|   |   |                                | im | 10/1 |     |     |    |
|   |   |                                | 2  | 7/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 4 |   | General ledger Trial Balance   | I  | a.   |     | Da  | N  |
| . |   | (CBS GL109 T/B), as of:        | nt | 04/1 |     | nny | OA |
|   |   |                                | er | 4/08 |     | O   | A/ |
|   |   | a\. March 31, 2008             | im |      |     | 'Be | B  |
|   |   |                                | 1  | b.   |     | rry | IS |
|   |   | b\. June 30, 2008              |    | 07/1 |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | c\. September 30, 2008.        | nt |      |     |     |    |
|   |   |                                | er | c.   |     |     |    |
|   |   |                                | im | 10/1 |     |     |    |
|   |   |                                | 2  | 0/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 5 |   | Crosswalk between the          | I  | a.   |     | M   | N  |
| . |   | Financial Statements and Trial | nt | 04/1 |     | ark | OA |
|   |   | Balance, as of:                | er | 4/08 |     | Mil | A/ |
|   |   |                                | im |      |     | ler |    |
|   |   | a\. March 31, 2008             | 1  | b.   |     |     | B  |
|   |   |                                |    | 07/1 |     |     | IS |
|   |   | b\. June 30, 2008              | I  | 4/08 |     |     |    |
|   |   |                                | nt |      |     |     |    |
|   |   | c\. September 30, 2008.        | er | c.   |     |     |    |
|   |   |                                | im | 10/1 |     |     |    |
|   |   |                                | 2  | 7/08 |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 6 |   | Flux analysis, comparing       | I  | a.   |     | M   | N  |
| . |   | current year to prior year     | nt | 04/2 |     | ark | OA |
|   |   | balances, including            | er | 1/08 |     | Mil | A/ |
|   |   | explanations for any variances | im |      |     | ler | B  |
|   |   | greater than 10% and \$12      | 1  | b.   |     |     | IS |
|   |   | million, as of:                |    | 07/1 |     |     |    |
|   |   |                                | I  | 4/08 |     |     |    |
|   |   | a\. March 31, 2008             | nt |      |     |     |    |
|   |   |                                | er | c.   |     |     |    |
|   |   | b\. June 30, 2008              | im | 10/1 |     |     |    |
|   |   |                                | 2  | 0/08 |     |     |    |
|   |   | c\. September 30, 2008.        |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 7 |   | Support for FY 2008 long-term  | F  | 10/1 |     | M   | N  |
| . |   | commitments and contingencies  | in | 3/08 |     | ark | OA |
|   |   | foot notes                     | al |      |     | Mil | A/ |
|   |   |                                |    |      |     | ler | B  |
|   |   |                                |    |      |     |     | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 8 |   | Supporting documentation for   | F  | 10/1 |     | M   | N  |
| . |   | RSI / RSSI                     | in | 3/08 |     | ark | OA |
|   |   |                                | al |      |     | Mil | A/ |
|   |   |                                |    |      |     | ler | B  |
|   |   |                                |    |      |     |     | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 9 |   | Prior year adjustments as of:  | I  | a.   |     | Ve  | N  |
| . |   |                                | nt | 04/2 |     | ron | OA |
|   |   | a\. March 31, 2008             | er | 1/08 |     | ica | A/ |
|   |   |                                | im |      |     | Ri  | B  |
|   |   | b\. June 30, 2008              | 1  | b.   |     | tte | IS |
|   |   |                                |    | 07/1 |     | nho |    |
|   |   | c\. September 30, 2008.        | I  | 4/08 |     | use |    |
|   |   |                                | nt |      |     | M   |    |
|   |   | This should be a print out of  | er | c.   |     | ark |    |
|   |   | SGL Account 7400 with          | im | 10/1 |     | Mil |    |
|   |   | supporting documentation for   | 2  | 3/08 |     | ler |    |
|   |   | each sample item (TBD).        |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Equity Analysis as of          | F  | 10/1 |     | Ve  | N  |
| 0 |   | September 30, 2008             | in | 3/08 |     | ron | OA |
| . |   |                                | al |      |     | ica | A/ |
|   |   |                                |    |      |     | Ri  | B  |
|   |   |                                |    |      |     | tte | IS |
|   |   |                                |    |      |     | nho |    |
|   |   |                                |    |      |     | use |    |
|   |   |                                |    |      |     | M   |    |
|   |   |                                |    |      |     | ark |    |
|   |   |                                |    |      |     | Mil |    |
|   |   |                                |    |      |     | ler |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | ETB Report from Hyperion, as   | I  | a.   |     | Ve  | N  |
| 1 |   | of:                            | nt | 04/2 |     | ron | OA |
| . |   |                                | er | 1/08 |     | ica | A/ |
|   |   | a\. March 31, 2008             | im |      |     | Ri  |    |
|   |   |                                | 1  | b.   |     | tte | B  |
|   |   | b\. June 30, 2008              |    | 07/1 |     | nho | IS |
|   |   |                                | I  | 4/08 |     | use |    |
|   |   | c\. September 30, 2008.        | nt |      |     | M   |    |
|   |   |                                | er | c.   |     | ark |    |
|   |   |                                | im | 10/1 |     | Mil |    |
|   |   |                                | 2  | 3/08 |     | ler |    |
|   |   |                                |    |      |     |     |    |
|   |   |                                | F  |      |     |     |    |
|   |   |                                | in |      |     |     |    |
|   |   |                                | al |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Electronic data file (listing) | I  | a\.  |     | Ma  | N  |
| 2 |   | of all manual journal entries  | nt | 07/2 |     | rti | OA |
| . |   | (except payroll) posted to the | er | 5/08 |     | Iac | A/ |
|   |   | general ledger (CBS). Listing  | im |      |     | ono | B  |
|   |   | should include GJ#, date and   | 2  | b\.  |     |     | IS |
|   |   | time posted, G/L accounts      |    | 10/1 |     |     |    |
|   |   | affected, as well as total     | F  | 0/08 |     |     |    |
|   |   | debit and credit amounts. For  | in |      |     |     |    |
|   |   | the periods:                   | al |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | a\. October 1, 2007 to June    |    |      |     |     |    |
|   |   | 30, 2008                       |    |      |     |     |    |
|   |   |                                |    |      |     |     |    |
|   |   | b\. July 1, 2008 to September  |    |      |     |     |    |
|   |   | 30, 2008.                      |    |      |     |     |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Electronic copies of the       | F  | 10/3 |     | Amy | N  |
| 3 |   | Transaction Summary Report     | in | 1/08 |     | Lin | OA |
| . |   | (TSR) and Transaction Detail   | al |      |     |     | A/ |
|   |   | Report (TDR).                  |    |      |     |     |    |
|   |   |                                |    |      |     |     | B  |
|   |   |                                |    |      |     |     | IS |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Post-Closing PY ETBs           | F  | 10/3 |     | Mel | N  |
| 4 |   |                                | in | 1/08 |     | vin | OA |
| . |   |                                | al |      |     | Sp  | A/ |
|   |   |                                |    |      |     | enc |    |
|   |   |                                |    |      |     | er, | B  |
|   |   |                                |    |      |     | T   | IS |
|   |   |                                |    |      |     | ara |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | Listing from NFC of            | I  | 07/1 |     | R   | NO |
| 5 |   | individuals who charged time   | nt | 4/08 |     | uth | AA |
| . |   | to 1TK3B% (Superfund) for the  | er |      |     | Ann |    |
|   |   | pay periods selected (TBD).    | im | 10/1 |     | B   |    |
|   |   |                                | 2  | 3/08 |     | ond |    |
|   |   |                                |    |      |     | Na  |    |
|   |   |                                | F  |      |     | ncy |    |
|   |   |                                | in |      |     | Ea  |    |
|   |   |                                | al |      |     | die |    |
+---+---+--------------------------------+----+------+-----+-----+----+
| 1 |   | A memo from the Director of    | F  | 10/3 |     | Jon | N  |
| 6 |   | the Finance Office, indicating | in | 1/08 |     | Ale | OA |
| . |   | any subsequent events as of    | al |      |     | xan | A/ |
|   |   | October 31, 2008, which may    |    |      |     | der |    |
|   |   | have a significant effect on   |    |      |     |     | B  |
|   |   | the organization.              |    |      |     |     | IS |
+---+---+--------------------------------+----+------+-----+-----+----+