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Procurement Notice

National Aeronautics and

Space Administration

Washington, DC 20546

**PN 04-29**

**December 6, 2007**

**ADMINISTRATIVE CHANGES**

***BACKGROUND*:**  This Procurement Notice (PN) revises the NASA FAR
Supplement (NFS) to make the following administrative changes:

1\. Record requirements at 1804.601 are revised to reflect the automated
system, Federal Procurement Data System (FPDS), in lieu of individual
Procurement Action Reports (NASA Form 507 Series.)

2\. The reference to NPD 1620.1, *Security Procedural Requirements,* in
1807.104 is changed to NPD 1600.1, *Security Program Procedural
Requirements*, as 1620.1 has been superseded by 1600.1.

3\. 1808.405-3 is added to clarify that the limitations on individuals
authorized to order under a Blanket Purchase Agreement, currently set
forth in 1813.303-3(a)(4), apply to Blanket Purchase Agreements
established under a Federal Supply Schedule.

4\. NASA Shared Service Center is corrected to read NASA Shared
Service[s]{.underline} Center at 1813 -73.

5\. 1815.406-3 is supplemented to include the Defense Contract Audit
Agency (DCAA) as a recipient of a copy of the price negotiation
memorandum when that agency has provided field pricing assistance.

6\. Sections (c) and (d) of 1819.201 are renumbered (d) and (e)
respectively to correspond to the Federal Acquisition Regulation (FAR),
and the reference in (d) is changed from FAR 19.201(c) to FAR 19.201(d).

7\. Consistent with a NASA organizational change, The Director,
Acquisition Integrity Program, replaces the Assistant Administrator of
Procurement as the Agency Remedy Coordination Official, in the
definition at 1832.006-2.

8\. 1842.7302 is supplemented to include DCAA as a recipient of
disposition documentation when that agency has issued a reportable
audit.

9\. The prescription for use of forms at 1853.204-70 is revised by
deleting the requirement for NASA Form 531, *Name Check*, and adding DD
Form 1594, *Contract Completion Statement*.

10\. The prescription for use of forms at 1853.208-70 is corrected to
change the reference from 1808.002-72 to 1808.003-72.

***ACQUISITIONS AFFECTED BY CHANGES*:** None. 

***ACTION REQUIRED BY CONTRACTING OFFICERS*:** None.

***PROVISION AND CLAUSE CHANGES*:** None.

***PARTS AFFECTED*:**  Parts 1804, 1807, 1808, 1813, 1815, 1819, 1832,
1842, and 1853.

***REPLACEMENT PAGES***:  You may use the enclosed pages to replace 4:5,
4:6, 7:1, 7:2, Part 1808, 13:3, 13:4, 15:27, 15:28, 15:29, 15:30, 19:3,
19:4, 32:1, 32:2, 42:1, 42:2, 42:13, 42:14, 53:1, 53:2, 53:3, and 53:4
of the NFS.

***TYPE OF RULE AND PUBLICATION DATE*:**  These changes do not have a
significant effect beyond the internal operating procedures of NASA and
do not have a significant cost or administrative impact on contractors
or offerors, and therefore do not require codification in the Code of
Federal Regulations (CFR) or publication for public comment.

***HEADQUARTERS CONTACT*:**  Leigh Pomponio, Office of Procurement,
Contract Management Division, (202) 358-0592, email:
Leigh.Pomponio-1@nasa.gov.

Wiliam P. McNally

Assistant Administrator for Procurement

Enclosures

 

**DISTRIBUTION LIST:**

**  PN List **

**Subpart** **1804.5\--Electronic Commerce in Contracting**

**1804.570 NASA Acquisition Internet Service (NAIS).**

**1804.570-1 General.**

The NASA Acquisition Internet Service (NAIS) provides an electronic
means for posting procurement synopses, solicitations, and associated
information on the NAIS Internet site which in turn, automatically posts
relevant information onto the Governmentwide point of entry (GPE).

**1804.570-2 Electronic Posting System.**

\(a\) The NAIS Electronic Posting System (EPS) enables the NASA
procurement staff to \--

\(1\) Electronically create and post synopses on the NAIS Internet site
and the GPE; and

\(2\) Post solicitation documents, including solicitation amendments or
cancellations, and other procurement information on the NAIS Internet
site with linked references on the GPE.

\(b\) The EPS maintains an on-line index linking the posted synopses and
solicitations for viewing and downloading.

\(c\) The EPS shall be used to \--

\(1\) Create and post all synopses in accordance with FAR Part 5 and NFS
1805; and

\(2\) Post all competitive solicitation files, excluding large
construction and other drawings, for acquisitions exceeding \$25,000.

\(d\) The NAIS is the official site for solicitation postings which in
turn, automatically posts relevant information onto the Government-wide
point of entry (GPE). In the event supporting materials, such as program
libraries, cannot be reasonably accommodated by the NAIS, Internet sites
external to NAIS may be established after coordination with the
contracting officer. Such sites must be linked from the NAIS business
opportunities index where the solicitation resides. External sites
should not duplicate any of the files residing on the NAIS.

### Subpart 1804.6\--Contract Reporting

**1804.601 Record requirements.**

The Headquarters Office of Procurement, Analysis Division, is
responsible for meeting the requirements of FAR 4.601, based on
installation validation and approval of data entered into the Federal
Procurement Data System.

**1804.604 Responsibilities.**

\(c\) Centers must perform a statistically-valid verification and
validation of FPDS-NG data twice per year on a minimum of 25 percent of
center actions. The procurement officer must certify data accuracy and
completeness. Specific process requirements are as follows:

(**i**) A cross-section of contract actions (delivery orders, purchase
orders, funding actions, new contract awards, grants, cooperative
agreements, etc.) shall be reviewed to provide visibility into the
various types of actions that the center executes. The Office of Federal
Procurement Policy (OFPP) requires a statistically-valid data
verification and validation process, and each center is responsible for
developing a statistically-valid method of contract action selection. If
the center reviews greater than 25 percent of its actions per center
guidance, the reviews should continue at the level required by the
center.

(**ii**) Validation and verification must be conducted by an
organization or person that did not award the contracts being reviewed.
The reviews may be performed by contractor personnel as long as the
individual was not involved in the award of the contract action under
review and the review function is within the scope of the contract with
NASA.

(**iii**) The review shall include the following fields in FPDS-NG:

(**A**) Extent Competed -- was competition recorded correctly?

(**B**) Type of Set-Aside -- was the correct type of set-aside chosen?

(**C**) Contracting Officer's Business Size Selection -- was the correct
business size selected?

(**D**) Type of Small Business Award (SWOB, SVOB, HUBZONE, etc.).

(**E**) Dollar Amount of the Action.

(**F**) Place of Manufacture.

(**G**) Advisory and Assistance Services -- was the field checked if the
contract action was for advisory and assistance services?

(**H**) Description of Requirement -- is there a meaningful description
provided? A meaningful description is one that includes something other
than the effort title and/or the type of effort (e.g., "Phase II SBIR"
or "Space Shuttle Engine Modification").

(**I**) Performance-Based Acquisition -- was the field checked if the
contract action was performance-based? (This field must be checked in
the basic and in each modification).

(**J**) Procurement Placement Code (PPC) -- was the correct PPC used?

(**K**) Vendor Data in the Central Contractor Registration (CCR) -- does
data displayed in FPDS-NG match data in CCR?

(**L**) Product/Service Code -- when multiple codes apply, does the code
selected adequately describe the preponderance of work being performed
under the contract?

(**iv**) Errors or discrepancies identified during the review must be
documented and corrected in FPDS-NG and PRISM/CMM. Current year awards
must be reviewed, but if an error is identified that has been carried
forward from the basic award, the basic award must be corrected. (**v**)
Errors identified in CCR data and the basic contract award information
input by another agency (when placing orders) cannot be corrected by
NASA, but must still be reported.

(**vi**) The procurement officer shall submit the review results and the
certification to the Office of Procurement Analysis Division on or
before the 30th of May and November of each year. The May review covers
the period from October 1 through March 31, and the November review
covers the period from April 1 through September 30. The reviews may be
included as a part of center self-assessment activities or as stand
alone activities. Centers may elect to conduct reviews on a more
frequent basis (e.g., quarterly or monthly) and include this data in the
report accompanying the twice-yearly certifications.

(**vii**) The procurement officer must sign the certification letter.
The letter must state that the verification and validation review has
been accomplished and must certify data accuracy and completeness. The
certification letter must be accompanied by an Excel spreadsheet which
identifies the contract actions reviewed, the findings for each field
identified in 1804.604(c)(iii), the changes (if any) required, and the
date that the changes were accomplished in FPDS-NG and/or CMM/PRISM.

(**viii**) Each center must identify a primary focal point and one
alternate for FPDS-NG data verification and validation responsibility.
The focal point is responsible for establishing and coordinating the
center's review process and ensuring that reviews comply with the
requirements of this section and the OFPP mandate for independent review
of contract actions. The focal

PART 1807

# ACQUISITION PLANNING

# TABLE OF CONTENTS

**SUBPART 1807.1 ACQUISITION PLANS**

1807.103 Agency-head responsibilities.

1807.104 General procedures.

1807.105 Contents of written acquisition plans.

1807.107 Additional requirements for acquisitions involving bundling.

1807.107-70 Orders against Federal Supply Schedule contracts or other
indefinite-delivery contracts awarded by another agency.

1807.170 Procurement Strategy Meeting (PSM).

**SUBPART 1807.2 PLANNING FOR THE** **PURCHASE OF SUPPLIES IN**

#  ECONOMIC QUANTITIES

1807.204 Responsibilities of contracting officers.

**SUBPART 1807.5 INHERENTLY GOVERNMENTAL FUNCTIONS**

1807.503 Policy.

**SUBPART 1807.70 CONSOLIDATED CONTRACTING**

1807.7000 General.

**SUBPART 1807.71 MASTER BUY PLAN**

1807.7100 General.

1807.7101 Applicability.

1807.7102 Submission, selection, and notification procedures.

1807.7102-1 Submission of Master Buy Plan.

1807.7102-2 Submission of amendments to the Master Buy Plan.

1807.7102-3 Selection and notification procedures.

1807.7103 Format of Master Buy Plan.

**SUBPART 1807.72 ACQUISITION FORECASTING**

1807.7200 Policy.

1807.7201 Definitions.

1807.7202 Responsibilities.

1807.7203 Forecast data.

## PART 1807

# ACQUISITION PLANNING

## 

## Subpart 1807.1\--Acquisition Plans

**1807.103 Agency-head responsibilities.**

(d)**(i)** Except as provided in paragraph (d)(iii) of this section,
acquisition plans shall be prepared according to the following:

**(A)** For acquisitions requiring Headquarters approval, by an
Procurement Strategy Meeting (PSM) (see 1807.170);

**(B)** For acquisitions not requiring Headquarters approval and
expected to exceed \$10 million, by installation-approved PSMs or
written acquisition plans; and,

**(C)** For acquisitions not expected to exceed \$10 million, in
accordance with installation procedures.

**(ii)** The estimated dollar amounts shall include all options and
later phases of the same program or project.

**(iii)** Acquisition plans are not required for the following
acquisitions:

**(A)** Architect-engineering services;

**(B)** Broad agency announcements (see 1835.016) or unsolicited
proposals;

**(C)** Basic research from nonprofit organizations;

**(D)** Utility services available from only one source;

**(E)** From or through other Government agencies except when the value
of the acquisition meets the Master Buy Plan threshold (see 1807.7101);
or

**(F)** Industrial facilities required in support of related contracts.

**(iv)** Acquisition plans shall be approved before soliciting
proposals.

**(v)** Approval of an acquisition plan does not constitute approval of
any special conditions, or special clauses that may be required unless
the plan so specifies, and the individual having approval authority is a
signatory of the plan. All required deviations shall be approved through
the procedures described in FAR 1.4 and 1801.4.

**(vi)** A single acquisition plan may be used for all phases of a
phased acquisition provided the plan fully addresses each phase, and no
significant changes occur after plan approval to invalidate the
description of the phases. If such significant changes do occur, the
plan shall be amended and approved at the same level as the original
plan.

\(e\) Acquisition plans should be prepared on a program or system basis
when practical. In such cases, the plan should fully address all
component acquisitions of the program or system.

**1807.104 General procedures.**

\(a\) The acquisition planning team shall obtain input from the center
offices responsible for matters of safety and mission assurance,
occupational health, environmental protection, information technology,
export control, and security to ensure that all NASA acquisitions are
structured in accordance with NASA policy in these areas. As part of
this process, the team shall recommend any appropriate solicitation or
contract requirements for implementation of safety, occupational health,
environmental, information technology, export control, and security
concerns. (See NPR 8715.3, NASA Safety Manual; NPR 7120.5, NASA Program
and Project Management Processes and Requirements; NPR 2810.1, Security
of Information Technology, and NPR 1600.1, Security Program Procedural
Requirements, all available at http://nodis3.gsfc.nasa.gov**/**).

**1807.105 Contents of written acquisition plans.**

Acquisition plans shall address each applicable topic listed in FAR
7.105, as supplemented by this section. Plans shall be structured by
subject heading using each italicized topic heading in

PART 1808

**REQUIRED SOURCES OF SUPPLIES AND SERVICES**

**TABLE OF CONTENTS**

1808.003 Use of other Government supply sources.

1808.003-70 Acquisition of radioisotopes.

1808.003-71 Acquisition of liquid hydrogen.

1808.003-72 Acquisition of propellants.

1808.003-73 Acquisition of mercury.

**SUBPART 1808.1 EXCESS PERSONAL PROPERTY**

1808.103 Information on available excess personal property.

**SUBPART 1808.4 FEDERAL SUPPLY SCHEDULES**

1808.404 Using schedules.

1808.404-3 Requests for waivers.

1808.405 Ordering Procedures for Federal Supply Schedules.

1808.405-3 Blanket purchase agreements (BPAs)

**SUBPART 1808.6 ACQUISITION FROM FEDERAL PRISON INDUSTRIES,**

**INC.**

1808.602 Policy

1808.604 Waivers.

**SUBPART 1808.7 ACQUISITION FROM NONPROFIT AGENCIES**

##  EMPLOYING PEOPLE WHO ARE BLIND OR 

###  SEVERELY DISABLED

1808.705 Procedures.

1808.705-1 General.

**SUBPART 1808.8 ACQUISITION OF PRINTING AND RELATED SUPPLIES**

1808.802 Policy.

1808.870 Contract clause.

**SUBPART 1808.11 LEASING OF MOTOR VEHICLES**

1808.1100 Scope of subpart.

**PART 1808**

**REQUIRED SOURCES OF SUPPLIES AND SERVICES**

**1808.003 Use** **of** **other** **Government** **supply** **sources.**

**1808.003-70 Acquisition of radioisotopes.**

\(a\) U.S. Department of Energy Isotope and Technical Service Order Form
CA-10-90.COM, and U.S. Nuclear Regulatory Commission Application for
Material License, NRC Form 313, shall be used to acquire radioisotopes.

\(b\) NRC Form 313 shall be filed with the Chief, Radioisotopes
Licensing Branch, Division of Fuel Cycle and Material Safety, United
States Nuclear Regulatory Commission, Washington, DC 20555. If the
application meets all regulatory requirements and applicable standards,
the Radioisotopes Licensing Branch, Nuclear Regulatory Commission, will
issue a license to the applicant. After receipt of the license, a
completed DOE Form CA-10-90.COM (in duplicate, if the contracting office
wants an accepted copy of the form back from the supplier), the license,
and a Government bill of lading shall be sent to the appropriate DOE
laboratory. If a bill of lading is not furnished, shipment shall be made
collect on a commercial bill of lading, to be converted at destination.

\(c\) NRC Form 313 and DOE Form CA-10-90.COM may be requisitioned
directly from the United States Nuclear Regulatory Commission, Attn:
Radioisotopes Licensing Branch, Division of Fuel Cycle and Material
Safety, Washington, DC 20555.

\(d\) Guidance is available from DOE at URL
http://www.ornl.gov/isotopes/catalog.htm.

**1808.003-71 Acquisition** **of** **liquid** **hydrogen.**

Requests for liquid hydrogen shall be submitted to the John F. Kennedy
Space Center, National Aeronautics and Space Administration, Kennedy
Space Center, FL 32899, Attn: Director of Logistics Operations.

**1808.003-72 Acquisition of propellants.**

\(a\) **General.** NASA (and its contractors when authorized in
accordance with 1851.1) may acquire the items listed in paragraph (j) of
this section (except for liquid hydrogen; see 1808.003-71) on a
reimbursable basis from the San Antonio Air Logistics Center (SA-ALC),
Kelly Air Force Base, Texas, under the Air Force Missile Procurement
Fund (MPF). The Air Force MPF shall be used as a supply source for
propellants whenever there are economic or other advantages to the
Government. Field installations and offices obtaining supplies from the
MPF shall comply with the reporting requirements of paragraph (f) of
this section.

\(b\) **Requests for acquisition***.* To obtain the materials listed in
paragraph (j) of this section from the Air Force MPF, NASA contracting
offices will execute a NASA-Interagency Purchase Request (NASA Form 523)
and forward it to Headquarters, SA-ALC, Kelly Air Force Base, TX 78241,
Attention: SFS. The following additional information should be provided
on the form:

\(1\) Contract number (when material is required for use by a NASA
contractor).

\(2\) Delivery address.

\(3\) Mode of transportation (rail, trailer, barge, etc.). When the
procurement request covers requirements for materials not previously
forecasted or covers significant changes to previously reported
requirements, SA-ALC should be notified immediately of such
requirements.

\(c\) **Delivery requests.**

\(1\) A delivery request is a call on the Air Force, made against a
NASA-Interagency Purchase Request (NASA Form 523), specifying the time
and place of delivery. On the basis of the estimated requirements, the
Air Force will notify NASA field installations and contractors of the
name and address of the Air Force office or producing contractor\'s
plant to which requests for delivery of materials shall be made.
Delivery requests may be placed by any means of communication that time
justifies; however, all verbal requests for delivery must be confirmed
in writing within 24 hours. The delivery request, whether oral or
written, must cite the NASA-Interagency Purchase Request number under
which the material is being ordered and contain the following
information:

\(i\) Nomenclature and National Stock Number.

\(ii\) Quantity.

\(iii\) Program, project, and task.

\(iv\) Contract number (when material is required for use by a NASA
contractor).

\(v\) Delivery address.

\(vi\) Dates of delivery.

\(vii\) Mode of transportation.

\(viii\) Location of weighing stations and scales (if weighing of the
products before delivery is required).

\(2\) Each delivery request shall be numbered as follows to simplify
identification and control: the last two digits of the calendar year; a
dash; and a consecutive number beginning with 1 to run throughout the
year (e.g., 89-5, for the fifth request made in 1989). Changes to a
request are identified by adding an alphabetical designator beginning
with (A) to the number.

\(d\) **Receiving procedures***.*

\(1\) **Receiving documents.** Receipt of materials shall be evidenced
on the receiving document received with the shipment by the signature of
an individual authorized by NASA to receive materials from the Air
Force. Every effort should be made to ensure that the NASA-Interagency
Purchase Request number is recorded on the receiving document before
signing.

\(2\) **Weighing facilities.** Local weighing facilities (NASA-owned,
contractor-owned, commercial, or State-operated) may be used to
determine quantities of product received. If a discrepancy exists
between the quantities shown on receiving documents and the quantities
actually received \--

\(i\) A certified weighing ticket evidencing actual weight at
destination shall be obtained; and

\(ii\) A copy of the receiving document (AF Form 857 or DD Form 250) and
the original weighing ticket shall be forwarded to Headquarters, SA-ALC,
Kelly Air Force Base, TX 78241, Attention: ACFOM, identifying the
discrepancy.

\(3\) **Distribution of receipts.** Copies of all receiving documents
except the AF Form 857 shall be transmitted to the Headquarters, SA-ALC,
Kelly Air Force Base, TX 78241, Attention: SACAOM. Receiving documents
may be accumulated and submitted on the 10th, 20th, and last day of each
month.

\(e\) **Billing.** The costs of materials obtained through the MPF are
reimbursable. After delivery, a Standard Form 1080 (Voucher for
Transfers Between Appropriations and/or Funds (Disbursement)), supported
by documentary evidence of delivery, will be submitted by Headquarters,
SA-ALC to the NASA installation designated in the NASA Form 523.

\(f\) **Reporting requirements.**

\(1\) Field installations shall submit periodic estimates of
requirements for materials listed in paragraph (j) of this section for
all programs under their cognizance, including in-house contractor
requirements. Reports shall be submitted in duplicate on AF Form 858,
Forecast of Propellant Requirements.

\(2\) The reports shall be forwarded no later than June 1 and December 1
to reach Headquarters, SA-ALC, Kelly AFB, TX 78241, Attn: SFS.
Supplemental reports advising of additions to or significant changes in
previous reports may be submitted at any time. The reports, covering all
materials listed in paragraph (j) of this section, due in June and
December, shall begin with requirements as of the following July 1 and
January 1, respectively, and shall cover a 3-year period. Requirements
shall be shown by month for the first 6 months, and by quarters for the
remaining 2-1/2-year period.

\(3\) Estimated requirements and other pertinent data required from
contractors shall be obtained on Air Force Form 858.

\(g\) **Report content.** Reports shall be made using a separate report
form for each material and shall provide, for each item of material, the
\--

\(1\) Contract number;

\(2\) Program and/or project;

\(3\)  Specific task within the project;

\(4\)  End use when not associated with the named program or project;

\(5\)  Contractor\'s name;

\(6\)  Specific location of use (shipping destination); and

\(7\)  Planned source of supply.

\(h\) **Basis for developing materials requirements.** In computing
requirements, consideration shall be given to such elements as lead
time, waste factors, transfer, and storage losses so that phased
requirements reflect the total gross quantities required to be delivered
to the use or storage site. Since the requirements estimates are being
used by other Government agencies acting as supply sources to contract
for materials, estimates must be as accurate as possible.

\(i\) **NASA coordination.** The Kennedy Space Center shall coordinate
the review of all data and establish NASA policy and procedures. The
data shall be used as the basis for NASA requirements reports to various
Government agencies for planning and supply support.

\(j\) **Table of reportable materials.**

#  Ammonia, Technical (Anhydrous) (Low Oil Content) 99.97 percent purity, Spec 0-A- 445

Argon Gas, 6000 PSI, AFPID 6830-5

Propellant, Ammonia, Liquid, Anhydrous 99.5 percent purity, Spec
MIL-P-27406

Propellant, Chlorine Trifluoride, Spec MIL-P-81399

Propellant, Deuterium, Gaseous, AFPID 9135-20

Propellant, Fluorine, Gaseous, Spec MIL-P-27405

Propellant, Fluorine, Liquid, Spec MIL-P-27405

Helium, Technical Grade A, Spec BB-H-1168

Propellant, Isopropyl Alcohol, AFPID 9135-18

Propellant, Hydrazine, Standard Grade, Spec MIL-P-26536

Propellant, Hydrazine, Monopropellant Grade, Spec MIL-P-26536

Propellant, Hydrazine/Unsymmetrical Dimethylhydrazine, Spec MIL-P-27402

Propellant, Hydrogen, Gaseous, Type I, Spec MIL-P-27201

Propellant, Hydrogen, Liquid, Type II, Spec MIL-P-27201

Propellant, Hydrogen Peroxide, Spec MIL-P-16005

Propellant, Hydrogen Peroxide, Electrolytic Process, Spec MIL-P-16005

Propellant, Jet Fuel, Grade RJ-1, Spec MIL-F-25558

Propellant, JPX, 50 percent UDMH-50 percent JP-4, Spec MIL-P-26694

Propellant, JPX, 17 percent UDMH-83 percent JP-4, Spec MIL-P-26694

Propellant, Kerosene, Grade RP-1, Spec MIL-P-25576

Propellant, Monomethyl Hydrazine, Spec MIL-P-27404

Propellant, Neon, Liquid, AFPID 9135-16

Propellant, Nitric Acid, Type IIIB, Spec MIL-P-7254

Propellant, Nitric Acid, Type III LS, Spec MIL-P-7254

Propellant, Nitric Acid, Type IV (High Density Acid), Spec MIL-P-7254

Propellant, Nitrogen Tetroxide (NTO) (MON-1) (MON-3), Spec MIL-P-26539

Propellant, Nitrogen Tetroxide (NTO), MIL-P-26539

Propellant, Nitrogen Tetroxide (MON-1), Spec MIL-P-26539

Propellant, Nitrogen Tetroxide (MON-3), Spec MIL-P-26539

Propellant, Oxygen, Grade B, Spec MIL-P-25508

Propellant, Oxygen, Grade A, Spec MIL-P-25508

Propellant, Oxygen, Grade F, Spec MIL-P-25508

Propellant Pressurizing Agent, Helium, Spec MIL-P-27407, 99.995 pct min
assay

Propellant Pressurizing Agent, Nitrogen, Type II, Liquid Grade C, Spec
MIL-P-27401

Propellant Pressurizing Agent, Nitrogen, Type I, Gaseous Grade A, Spec
MIL-P-27401

Propellant Pressurizing Agent, Nitrogen, Type I, Grade B, Spec
MIL-P-27401

Propellant Pressurizing Agent, Nitrogen, Type II, Grade A, Spec
MIL-P-27401

Propellant Pressurizing Agent, Nitrogen, Type II, Grade B, Spec
MIL-P-27401

Propellant, Unsymmetrical Dimethyl-hydrazine, Spec MIL-P-25604

Propellant, Nitrogen Trifluoride Spec MIL-P-87896

Propellant Pressurizing Agent, Argon, Liquid, AFPID 9135-19

**1808.003-73** **Acquisition of mercury.**

\(a\) Requests for mercury by NASA installations for their use or for
use by their cost-reimbursement type contractors shall be made to the
Mercury Contract Specialist, Directorate of Stockpile Contracts, DLA,
Defense National Stockpile Center, 8725 John J. Kingman Rd., #3339, Ft.
Belvoir, VA 22060-6223. DLA will furnish the current fair market value
to NASA. The unit of issue is a 76-pound flask.

\(b\) Requests for clearance to purchase quantities of 76 pounds or more
from sources other than DLA shall be submitted to the office in
paragraph (a) of this section and must be accompanied by a statement of
reasons why the available excess mercury is unsuitable for use by the
requesting field installation.

**Subpart 1808.1\--Excess Personal Property**

**1808.103 Information** **on** **available** **excess** **personal**
**property.**

In addition to the sources identified in FAR 8.103, information on
availability of NASA excess property is maintained by the Installation
Property Disposal Officer and the NASA Equipment Management System
(NEMS) Coordinator.

**Subpart** **1808.4\--Federal Supply Schedules**

**1808.404** **Using schedules.**

**1808.404-3** **Requests for waivers.**

\(a\) The head of the NASA office initiating the procurement request or
a designated representative shall furnish the NASA contracting office a
signed statement identifying the supplies or services to be purchased
and explaining why similar items listed in the applicable schedule will
not meet the requirement.

\(b\) If a waiver is not granted, the case shall be referred to the
Assistant Administrator for Procurement (Code HS) for a final decision
as to whether the non-schedule item will be purchased. The Assistant
Administrator for Procurement shall promptly notify the Commissioner,
Federal Supply Service, GSA, and the contracting office of the decision.

**1808.405 Ordering Procedures for Federal Supply Schedules.**

**1808.405-3 Blanket purchase agreements (BPAs)**

The limitations in 1813.303(a)(4) on the individuals authorized to
purchase under a BPA apply to BPAs established under Federal Supply
Schedule contracts.

**Subpart 1808.6\--Acquisition from Federal Prison Industries, Inc.**

**1808.602 Policy.**

\(e\) When disputes occur, the contracting officer shall refer the
matter to the Assistant Administrator for Procurement (Code HS) for
review and any further action. Such referrals shall include a complete
statement of the attempts made to resolve the matter.

**1808.604** **Waivers.**

\(a\) NASA purchase orders or contracts written pursuant to a general or
blanket waiver need not be supported by a copy of the waiver, but the
waiver number must be cited on the purchase order or contract as well as
on the initial voucher. A copy of the waiver certificate must be
attached to the initial voucher.

**Subpart** **1808.7\--Acquisition from Nonprofit Agencies Employing**

**People Who are Blind or Severely Disabled**

**1808.705** **Procedures.**

**1808.705-1 General.**

The Federal Standard Requisitioning and Issue Procedure (Federal
Property Management Regulation, Subpart 101-26.2) shall be used to
obtain nonprofit agency-produced supplies from GSA supply distribution
facilities.

**Subpart** **1808.8\--Acquisition of Printing and Related Supplies**

**1808.802 Policy.**

(b)**(i)** The Headquarters Chief Information Officer (Code AO) is the
NASA central printing authority.

**(ii)** Requests for approval to contract for printing supplies or
services shall be addressed to Code AO. Approval to contract for such
supplies or services is restricted to those requirements meeting the
following conditions:

**(A)** An individual order is under \$1,000;

**(B)** The order is not of a continuing or repetitive nature; and,

**(C)** The Public Printer certifies it cannot be provided more
economically through the GPO.

**1808.870 Contract clause.**

The contracting officer shall insert the clause at 1852.208-81,
Restrictions on Printing and Duplicating, in solicitations and contracts
where there is a requirement for any printing, and/or any
duplicating/copying in excess of that described in paragraph (c) of the
clause.

**Subpart** **1808.11\--Leasing of Motor Vehicles**

**1808.1100** **Scope** **of subpart.**

NASA procedures for leasing motor vehicles from GSA or commercial
sources are contained in NPD 6000.1, Transportation Management.

**(iv)** Implementation of the applicable contract clauses. This
requirement may be satisfied by forwarding a completed SF 1449,
appropriately modified to reflect purchase card terms, to the awardee
after placing the order via the card, provided that the awardee must be
notified of, and agree to, the applicability of the SF 1449 clauses when
the order is placed.

**1813.301-70 Purchase card documentation.**

Documentation of purchases shall be minimized. For transactions below
the micro-purchase threshold, the card holder shall maintain a brief log
of purchases and a file of monthly purchase card statements indicating
whether item receipt has occurred. For purchases above the
micro-purchase threshold, see 1813.106-3(b)(3)(ii).

**1813.301-71 Training.**

All cardholders and approving officials must complete training prior to
receiving a purchase card. Training will address the responsibilities of
the cardholder and approving official, prohibited purchases, purchase
limitations, and sources of supply.

**1813.301-72 Approving official.**

The approving official is the individual who reviews and approves a
cardholder\'s monthly statement of purchases. The approving official
shall be the cardholder\'s immediate or higher level supervisor; in no
case shall cardholders approve their own statement of purchases. Unless
center procedures otherwise provide for their designation, the
procurement officer shall designate approving officials.

**1813.301-73 Program officials.**

\(a\) The NASA Shared Services Center, Procurement Division, is the
agency program coordinator.

\(b\) The procurement officer shall identify the center program
coordinator and the center billing office point of contact, and provide
their names to the agency program coordinator.

**1813.302 Purchase orders.**

**1813.302-1 General.**

(a) See 1813.003(g).

**1813.302-570 NASA solicitation provisions.**

(a)(1) The contracting officer may use the provision at 1852.213-70,
Offeror Representations and Certifications---Other Than Commercial
Items, in simplified acquisitions exceeding the mircro-purchase
threshold that are for other than commercial items. This provision shall
not be used for acquisition of commercial items as defined in FAR 2.101.

\(2\) This provision provides a single, consolidated list of
certifications and representations for the acquisition of other than
commercial items using simplified acquisition procedures and is attached
to the solicitation for offerors to complete and return with their
offer.

\(i\) Use the provision with its Alternate I in solicitations for
acquisitions that are for, or specify the use of recovered materials
(see FAR 23.4).

\(ii\) Use the provision with its Alternate II in solicitations for the
acquisition of research, studies, supplies, or services of the type
normally acquired from higher education institutions (see FAR 26.3).

\(iii\) Use the provision with its Alternate III in solicitation which
include the clause at FAR 52.227-14, Rights in Data---General (see FAR
27.404(d)(2) and 1827.404(d)).

\(b\) The contracting officer may insert a provision substantially the
same as the provision at 1852.213-71, Evaluation---Other than Commercial
Items, in solicitations using simplified acquisition procedures for
other than commercial items when a trade-off source selection process
will be used, that is, factors in addition to technical acceptability
and price will be considered. (See FAR 13.106.)

**1813.302-70 Purchase orders under section 8(a) of the Small Business
Act.**

Purchase orders made using simplified acquisition procedures are
authorized for 8(a) acquisitions under the simplified acquisition
threshold.

**1813.303 Blanket Purchase Agreements (BPAs)**

**1813.303-3 Preparation of BPAs.**

(a)(4) Non-GS-1102 or -1105 personnel shall not be authorized to place
individual orders under a BPA in an amount greater than \$5,000. For
sole source orders above \$2,500, a contracting officer's determination
is required in accordance with FAR 13.106-1(b)(1).

**1813.307 Forms.**

\(b\) Installations may use locally prescribed forms.

\(c\) Installations may use locally prescribed forms.

\(d\) The SF 44 may be used for purchases of aviation fuel and oil of
\$10,000 or less.

\(1\) A parallel tabulation, by element of cost and profit/fee, of the
contractor\'s proposal and the Government\'s negotiation objective. The
negotiation objective represents the fair and reasonable price the
Government is willing to pay for the supplies/services. For each element
of cost, compare the contractor\'s proposal and the Government position,
explain the differences and how the Government position was developed,
including the estimating assumptions and projection techniques employed,
and how the positions differ in approach. Include a discussion of
excessive wages found (if applicable) and their planned resolution.
Explain how historical costs, including costs incurred under a letter
contract (if applicable), were used in developing the negotiation
objective.

\(2\) Significant differences between the field pricing report
(including any audit reports) and the negotiation objectives and/or
contractor\'s proposal shall be highlighted and explained. For each
proposed subcontract meeting the requirement of FAR 15.404-3(c), there
shall be a discussion of the price and, when appropriate, cost analyses
performed by the contracting officer, including the negotiation
objective for each such subcontract. The discussion of each major
subcontract shall include the type of subcontract, the degree of
competition achieved by the prime contractor, the price and, when
appropriate, cost analyses performed on the subcontractor\'s proposal by
the prime contractor, any unusual or special pricing or finance
arrangements, and the current status of subcontract negotiations.

\(3\) The rationale for the Government\'s profit/fee objectives and, if
appropriate, a completed copy of the NASA Form 634, Structured
Approach\--Profit/Fee Objective, and DD Form 1861, Contract Facilities
Capital Cost of Money, should be included. For incentive and award fee
contracts, describe the planned arrangement in terms of share lines,
ceilings, and cost risk.

\(e\) *Negotiation approval sought.* The PPM represents the
Government\'s realistic assessment of the fair and reasonable price for
the supplies and services to be acquired. If negotiations subsequently
demonstrate that a higher dollar amount (or significant term or
condition) is reasonable, the contracting officer shall document the
rationale for such a change and request approval to amend the PPM from
the original approval authority.

**1815.406-171 Installation reviews.**

Each contracting activity shall establish procedures to review all
prenegotiation position memoranda. The scope of coverage, exact
procedures to be followed, levels of management review, and contract
file documentation requirements should be directly related to the dollar
value and complexity of the acquisition. The primary purpose of these
reviews is to ensure that the negotiator, or negotiation team, is
thoroughly prepared to enter into negotiations with a well-conceived,
realistic, and fair plan.

**1815.406-172 Headquarters reviews.**

\(a\) When a prenegotiation position has been selected for Headquarters
review and approval, the contracting activity shall submit to the Office
of Procurement (Code HS) one copy each of the prenegotiation position
memorandum, the contractor\'s proposal, the Government technical
evaluation, and all pricing reports (including any audit reports).

\(b\) The required information described in paragraph (a) of this
section shall be furnished to Headquarters as soon as practicable and
sufficiently in advance of the planned commencement of negotiations to
allow a reasonable period of time for Headquarters review. Electronic
submittal is acceptable.

**1815.406-3 Documenting the negotiation**.

(a)**(i)** The price negotiation memorandum (PNM) serves as a detailed
summary of: the technical, business, contractual, pricing (including
price reasonableness), and other elements of the contract negotiated;
and the methodology and rationale used in arriving at the final
negotiated agreement.

**(ii)** A PNM is not required for a contract awarded under competitive
negotiated procedures. However, the information required by FAR 15.406-3
shall be reflected in the evaluation and selection documentation to the
extent applicable.

**(iii)** When the PNM is a \"stand-alone\" document, it shall contain
the information required by the FAR and NFS for both PPMs and PNMs.
However, when a PPM has been prepared under 1815.406-1, the subsequent
PNM need only provide any information required by FAR 15.406-3 that was
not provided in the PPM, as well as any changes in the status of factors
affecting cost elements (e.g., use of different rates, hours, or
subcontractors; wage rate determinations; or the current status of the
contractor\'s systems).

\(b\) When field pricing assistance has been obtained from the Defense
Contract Audit Agency, the contracting officer shall send a copy of the
PNM documentation to the audit office that provided the assistance.

**1815.407 Special cost or pricing areas.**

**1815.407-2 Make-or-buy programs.**

(e)(1) Make-or-buy programs should not include items or work efforts
estimated to cost less than \$500,000.

**1815.408 Solicitation provisions and contract clauses.**

**1815.408-70 NASA solicitation provisions and contract clauses.**

\(a\) The contracting officer shall insert the provision at 1852.215-78,
Make-or-Buy Program Requirements, in solicitations requiring make-or-buy
programs as provided in FAR 15.407-2(c). This provision shall be used in
conjunction with the clause at FAR 52.215-9, Changes or Additions to
Make-or-Buy Program. The contracting officer may add additional
paragraphs identifying any other information required in order to
evaluate the program.

\(b\) The contracting officer shall insert the clause at 1852.215-79,
Price Adjustment for \"Make-or-Buy\" Changes, in contracts that include
FAR 52.215-9 with its Alternate I or II. Insert in the appropriate
columns the items that will be subject to a reduction in the contract
value.

**Subpart 1815.5\--Preaward, Award, and Postaward**

**Notifications, Protests, and Mistakes**

**1815.504 Award to successful offeror.**

The reference to notice of award in FAR 15.504 on negotiated
acquisitions is a generic one. It relates only to the formal
establishment of a contractual document obligating both the Government
and the offeror. The notice is effected by the transmittal of a fully
approved and executed definitive contract document, such as the award
portion of SF 33, SF 26, SF 1449, or SF 1447, or a letter contract when
a definitized contract instrument is not available but the urgency of
the requirement necessitates immediate performance. In this latter
instance, the procedures for approval and issuance of letter contracts
shall be followed.

**1815.506 Postaward debriefing of offerors.**

**1815.506-70 Debriefing of offerors - Major System acquisitions.**

\(a\) When an acquisition is conducted in accordance with the Major
System acquisition procedures in Part 1834 and multiple offerors are
selected, the debriefing will be limited in such a manner that it does
not prematurely disclose innovative concepts, designs, and approaches of
the successful offerors that would result in a transfusion of ideas.

\(b\) When Phase B awards are made for alternative system design
concepts, the source selection statements shall not be released to
competing offerors or the general public until the release of the source
selection statement for Phase C/D without the approval of the Assistant
Administrator for Procurement (Code HS).

**Subpart 1815.6\--Unsolicited Proposals**

**1815.602 Policy.**

**(1)** An unsolicited proposal may result in the award of a contract,
grant, cooperative agreement, or other agreement. If a grant or
cooperative agreement is used, the NASA Grant and Cooperative Agreement
Handbook (NPR 5800.1) applies.

**(2)** Renewal proposals, (i.e., those for the extension or
augmentation of current contracts) are subject to the same FAR and NFS
regulations, including the requirements of the Competition in
Contracting Act, as are proposals for new contracts.

**1815.604 Agency points of contact.**

(a)(6) Information titled \"Guidance for the Preparation and Submission
of Unsolicited Proposals\" is available on the Internet at
http://ec.msfc.nasa.gov/hq/library/unSol-Prop.html. A deviation is
required for use of any modified or summarized version of the Internet
information or for alternate means of general dissemination of
unsolicited proposal information.

**1815.606 Agency procedures.**

\(a\) NASA will not accept for formal evaluation unsolicited proposals
initially submitted to another agency or to the Jet Propulsion
Laboratory (JPL) without the offeror\'s express consent.

(b)**(i)** NASA Headquarters and each NASA field installation shall
designate a point of contact for receiving and coordinating the handling
and evaluation of unsolicited proposals.

**(ii)** Each installation shall establish procedures for handling
proposals initially received by other offices within the installation.
Misdirected proposals shall be forwarded by the point of contact to the
proper installation. Points of contact are also responsible for
providing guidance to potential offerors regarding the appropriate NASA
officials to contact for general mission-related inquiries or other
preproposal discussions.

**(iii)** Points of contact shall keep records of unsolicited proposals
received and shall provide prompt status information to requesters.
These records shall include, at a minimum, the number of unsolicited
proposals received, funded, and rejected during the fiscal year; the
identity of the offerors; and the office to which each was referred. The
numbers shall be broken out by source (large business, small business,
university, or nonprofit institution).

**1815.606-70 Relationship of unsolicited proposals to NRAs.**

An unsolicited proposal for a new effort or a renewal, identified by an
evaluating office as being within the scope of an open NRA, shall be
evaluated as a response to that NRA (see 1835.016-71), provided that the
evaluating office can either:

\(a\) State that the proposal is not at a competitive disadvantage, or

\(b\) Give the offeror an opportunity to amend the unsolicited proposal
to ensure compliance with the applicable NRA proposal preparation
instructions. If these conditions cannot be met, the proposal must be
evaluated separately.

**1815.609 Limited use of data.**

**1815.609-70 Limited use of proposals.**

Unsolicited proposals shall be evaluated outside the Government only to
the extent authorized by, and in accordance with, the procedures
prescribed in, 1815.207-70.

**1815.670 Foreign proposals.**

Unsolicited proposals from foreign sources are subject to NPD 1360.2,
Initiation and Development of International Cooperation in Space and
Aeronautics Programs.

**Subpart** **1815.70\--Ombudsman**

**1815.7001 NASA Ombudsman Program.**

NASA\'s implementation of an ombudsman program is in NPR 5101.33,
Procurement Advocacy Programs.

**1815.7002 Synopses of solicitations and contracts.**

In all synopses announcing competitive acquisitions, the contracting
officer shall indicate that the clause at 1852.215-84, Ombudsman, is
applicable. This may be accomplished by referencing the clause number
and identifying the installation Ombudsman.

**1815.7003 Contract clause.**

The contracting officer shall insert a clause substantially the same as
the one at 1852.215-84, Ombudsman, in all solicitations (including draft
solicitations) and contracts. Use the clause with its Alternate I when a
task or delivery order contract is contemplated.

**"High-Tech"** as used in this part means research and/or development
efforts that are within or advance the state-of-the-art in a technology
discipline and are performed primarily by professional engineers,
scientists, and highly skilled and trained technicians or specialists.

**Subpart** **1819.2\--Policies**

**1819.201 General policy.**

(a)**(i)** NASA is committed to providing to small, veteran-owned small
business, service-disabled veteran-owned small business, HUBZone, small
disadvantaged, and women-owned small business concerns, maximum
practicable opportunities to participate in Agency acquisitions at the
prime contract level. The participation of NASA prime contractors in
providing subcontracting opportunities to such entities is also an
essential part of the Agency\'s commitment. The participation of these
entities is particularly emphasized in high-technology areas where they
have not traditionally dominated.

**(ii)** NASA annually negotiates Agency small, service-disabled
veteran-owned small business, HUBZone, small disadvantaged, and
women-owned small business prime and subcontracting goals with the Small
Business Administration pursuant to section 15(g) of the Small Business
Act (15 U.S.C. 644). In addition, NASA has the following statutory goals
based on the total value of prime and subcontract awards:

**(A)** Under Public Laws 101-144, 101-507, and 102-389, an annual goal
of at least 8 percent for prime and subcontract awards to small
disadvantaged business (SDB) concerns, Historically Black Colleges and
Universities (HBCUs), minority institutions (MIs), and women-owned small
businesses (WOSBs) (see 1819.7000); and

**(B)** Under 10 U.S.C. 2323, an annual goal of 5 percent for prime and
subcontract awards to SDBs, HBCUs, and WOSBs.

\(d\) The Assistant Administrator for Small and Disadvantaged Business
Utilization is the Agency official responsible for carrying out the
duties in FAR 19.201(d)**.**

(e)**(i)** The center director shall designate a qualified individual in
the contracting office as a small business specialist to provide a
central point of contact to which small business concerns may direct
inquiries concerning small business matters and participation in NASA
acquisitions. The small business specialist shall also perform other
functions specifically set forth in this section 1819.201 or that the
procurement officer may prescribe, with the concurrence of the Assistant
Administrator for Small and Disadvantaged Business Utilization, for
implementing the Small Business Program. When the center director
considers that the volume of acquisitions or the functions relating to
acquisitions at the center do not warrant a full-time small business
specialist, these duties may be assigned to procurement personnel on a
part-time basis.

**(ii)** Small business specialists appointed under paragraph (d)(i) of
this section shall perform the following duties, as the procurement
officer determines appropriate to the installation:

**(A)** Maintain a program designed to locate capable small business
sources, including those located in labor surplus areas, for current and
future acquisitions.

**(B)**  Coordinate inquiries and requests for advice from small
business concerns on acquisition matters.

**(C)**  Before issuance of solicitations or contract modifications for
additional supplies or services, determine that small business concerns
will receive adequate consideration, including making recommendations
for initiation of set-asides (see FAR 19.5 and 19.8) and for taking
action in accordance with FAR 19.506(b) and 1819.502-70. Participate and
provide input early in the acquisition planning phase of proposed
acquisitions, including procurement strategy meetings.

**(D)** If small business concerns cannot be given an opportunity to
compete because adequate specifications or drawings are not available,
work with appropriate technical and contracting personnel to ensure that
necessary specifications or drawings for current or future acquisitions
will be available.

**(E)**  Review acquisitions for possible breakout of items suitable for
acquisition from small business concerns.

**(F)**  Advise small business concerns regarding financial assistance
available under laws and regulations, assist such concerns in applying
for such assistance, and ensure that small business concerns\' requests
for financial assistance are not treated as a handicap in securing the
award of contracts.

**(G)**  Participate in responsibility determinations (see FAR 9.103)
when small business concerns are involved.

**(H)**  Participate in the evaluation of prime contractors\' small
business subcontracting programs (see FAR 19.705-4).

**(I)**  Review and make appropriate recommendations to the contracting
officer on any proposal to furnish Government-owned facilities to a
contractor if such action may hurt the Small Business Program.

**(J)**  Ensure that participation of small business concerns is
accurately reported.

**(K)** Make available to SBA copies of solicitations when requested.

**(L)** Act as liaison between contracting officers and SBA area offices
and representatives in connection with set-asides, certificates of
competency, and any other matters in which the Small Business Program
may be involved.

**(M)** In cooperation with contracting officers and technical
personnel, seek and develop information on the technical competence of
small business concerns for research and development contracts.
Regularly bring to the attention of contracting officers and technical
personnel descriptive data, brochures, and other information regarding
small business concerns that are apparently competent to perform
research and development work in fields in which NASA is interested.

**(N)**  When a small business concern\'s offer has been rejected for
nonresponsiveness or nonresponsibility, assist that concern, upon its
request, in understanding such requirements for future awards.

**(O)** Advise center personnel, as necessary, on new Governmentwide and
Agency-approved small business programs and initiatives.

\(f\) (1) The NASA Ombudsman, the Director of the Contract Management
Division, is the designated official for determining whether the use of
the SDB mechanism in FAR Subpart 19.11 has resulted in an undue burden
on non-SDB firms in the Department of Commerce designated NAICS Major
Groups, or is otherwise inappropriate.

**Subpart** **1819.3\--Determination of Small Business Status for Small
Business Programs**

**1819.302** **Protesting** **a** **small** **business**
**representation.**

(d)(1) The contracting officer shall not make awards of small business
set-aside acquisitions before the expiration of the period for receipt
of a size standard protest.

**PART 1832**

# CONTRACT FINANCING

**TABLE OF CONTENTS**

1832.006-2 Definition.

1832.007 Contract financing payments.

**SUBPART 1832.1 NON-COMMERICAL ITEM PURCHASE FINANCING**

1832.111 Contractor clauses for non-commercial purchases.

1832.111-70 NASA contract clause.

**SUBPART 1832.2 COMMERCIAL ITEM PURCHASE FINANCING**

1832.202-1 Policy.

1832.206 Solicitation provisions and contract clauses.

**SUBPART 1832.4 ADVANCE** **PAYMENTS FOR NON-COMMERCIAL ITEMS**

1832.402 General.

1832.406 Letters of credit.

1832.407 Interest.

1832.409 Contracting officer action.

1832.409-1 Recommendation for approval.

1832.409-170 NASA procedure for approval.

1832.410 Findings, determination, and authorization.

1832.412 Contract clause.

1832.412-70 NASA contract clauses.

**SUBPART 1832.5 PROGRESS** **PAYMENTS** **BASED** **ON COSTS**

1832.501 General.

1832.501-1 Customary progress payment rates.

1832.501-2 Unusual progress payments.

1832.502 Preaward matters.

1832.502-2 Contract finance office clearance.

1832.502-4 Contract clauses.

1832.502-470 NASA contract clause.

1832.503 Postaward matters.

1832.503-5 Administration of progress payments.

1832.504 Subcontracts.

**SUBPART 1832.7 CONTRACT** **FUNDING**

1832.702 Policy.

1832.702-70 NASA policy.

1832.704 Limitation of cost or funds.

1832.704-70 Incrementally funded fixed-price contracts.

1832.705 Contract clauses.

1832.705-2 Clauses for limitation of cost or funds.

1832.705-270 NASA clauses for limitation of cost or funds.

**SUBPART 1832.9 PROMPT PAYMENT**

1832.908 Contract clauses.

**SUBPART 1832.10 PERFORMANCE-BASED PAYMENTS**

1832.1001 Policy.

1832.1004 Procedure.

1832.1005 Contract clauses.

1832.1009 Title.

## SUBPART 1832.11 ELECTRONIC FUNDS TRANSFER

1832.1110 Solicitation provision and contract clauses.

**PART 1832**

# CONTRACT FINANCING

**1832.006-2 Definition.**

The Director, Acquisition Integrity Program is the Agency remedy
coordination official.

**1832.007 Contract financing payments.**

(a)(1) Except as authorized in 1832.908, it is NASA's policy to make
contract financing payments on the 30^th^ day after the designated
billing office has received a proper request. However, the due date for
making contract financing payments for a specific contract may be
earlier than the 30th day, but not earlier than 7 days, after the
designated billing office has received a proper request, provided that:

**(i)** The contractor provides consideration whose value is determined
to be greater than the cost to the United States Treasury of interest on
funds paid prior to the 30th day, calculated using the Current Value of
Funds Rate published annually in the Federal Register (subject to
quarterly revision);

**(ii)** The contracting officer approves the payment date change, with
the concurrence of the installation Financial Management Officer; and

**(iii)** The contract file includes documentation regarding the value
of the consideration and the analysis determining that value.

**Subpart 1832.1**\--**Non-Commercial Item Purchase Financing**

**1832.111**  **Contract** **clauses for non-commercial purchases.**

**1832.111-70 NASA** **contract** **clause.**

The contracting officer shall insert the clause at 1852.232-79, Payment
for On-Site Preparatory Costs, in solicitations and contracts for
construction on a fixed-price basis when progress payments are
contemplated and pro rata payment of on-site preparatory costs to the
contractor is appropriate.

PART 1842

CONTRACT ADMINISTRATION AND AUDIT SERVICES

# TABLE OF CONTENTS

**SUBPART 1842.1 CONTRACT AUDIT SERVICES**

1842.101 Contract audit responsibilities.

1842.102 Assignment of contract audit services.

1842.102-70 Review of administration and audit services.

1842.170 Assignment of NASA personnel at contractor plants.

**SUBPART 1842.2 CONTRACT ADMINISTRATION SERVICES**

1842.202 Assignment of contract administration.

1842.202-70 Retention of contract administration.

1842.270 Contracting officer technical representative (COTR)
delegations.

1842.271 NASA clause.

**SUBPART 1842.3 CONTRACT ADMINISTRATION OFFICE FUNCTIONS**

1842.302 Contract administration functions.

**SUBPART 1842.5 POSTAWARD ORIENTATION**

1842.503 Postaward conferences.

**SUBPART 1842.7** **INDIRECT COST RATES**

1842.705 Final indirect cost rates.

1842.705-1 Contracting officer determination procedure.

1842.708 Quick-closeout procedure.

1842.708-70 NASA Quick-closeout procedure.

**SUBPART 1842.8 DISALLOWANCE OF COSTS**

1842.803 Disallowing costs after incurrence.

**SUBPART 1842.12 NOVATION AND CHANGE-OF-NAME AGREEMENTS**

1842.1203 Processing agreements.

1842.1203-70 DOD processing of novation and change-of-name agreements on

behalf of NASA.

**SUBPART 1842.13 SUSPENSION OF WORK, STOP-WORK ORDERS, AND GOVERNMENT
DELAY OF WORK**

1842.1305 Contract clauses.

**SUBPART 1842.15 CONTRACTOR PERFORMANCE INFORMATION**

1842.1501 General.

1842.1502 Policy.

1842.1503 Procedures.

**SUBPART 1842.70 ADDITIONAL NASA CONTRACT CLAUSES**

1842.7001 Observance of legal holidays.

1842.7002 Travel outside of the United States.

1842.7003 Emergency medical services and evacuation.

**SUBPART 1842.71 SUBMISSION OF VOUCHERS**

1842.7101 Submission of vouchers.

**SUBPART 1842.72 NASA CONTRACTOR FINANCIAL MANAGEMENT**

**REPORTING**

1842.7201 General.

1842.7202 Contract clause.

**SUBPART 1842.73 AUDIT TRACKING AND RESOLUTION**

1842.7301 NASA external audit follow-up system.

1842.7302 Reportable audit disposition documentation.

PART 1842

**CONTRACT ADMINISTRATION AND AUDIT SERVICES**

## Subpart 1842.1\--Contract Audit Services

**1842.101** **Contract audit responsibilities.**

(a)**(i)** The Defense Contract Audit Agency (DCAA) has been designated
as the DOD agency responsible for the performance of audit functions for
NASA contracts, except those awarded to educational institutions for
which other agencies have audit cognizance under OMB Circular No. A-133,
those with Canadian contractors, and those for which NASA will perform
audits.

**(ii)** Cross-servicing arrangements are the responsibility of the
Headquarters Office of External Relations (Code ID). Contracting
officers should direct questions to the Headquarters Office of
Procurement (Code HK).

**1842.102 Assignment of contract audit services.**

**1842.102-70 Review of administration and audit services.**

NASA contracting activities shall assess their delegations to DOD
semiannually to determine changes in delegation patterns that could
result in significant changes in DOD manpower requirements or have other
important impacts on DOD contract administration activities. Events such
as major program cutbacks or expansions, changes in locations of major
programs, and sizable new acquisitions should be considered in the
assessment. Contracting activities shall advise the Headquarters Office
of Procurement Contract Management Division when an assessment indicates
a significant change in required DOD support.

**1842.170 Assignment** **of** **NASA** **personnel** **at**
**contractor** **plants.**

(a)(1) NASA personnel normally shall not be assigned at or near a
contractor\'s facility to perform any contract administration functions
listed in FAR 42.302(a). Before such an assignment is made,

\(b\) The external audit followup system tracks all contract and OMB
Circular No. A-133 audits where NASA has resolution and disposition
authority. The objective of the tracking system is to ensure that audit
recommendations are resolved within 6 months after receipt of the audit
report and corrected as expeditiously as possible.

(c)(1) The identification and tracking of contract audit reports under
NASA cognizance are accomplished in cooperation with the DCAA.

\(2\) Identification and tracking of OMB Circular No. A-133 audit
reports are accomplished in cooperation with the NASA Office of the
Inspector General (OIG).

(d)(1) All reportable contract audit reports as defined by Chapter 15,
Section 6, of the DCAA Contract Audit Manual (CAM) shall be entered into
NASA's Corrective Action Tracking System (CATS), with the information
updated at least quarterly until the audit recommendations are all
resolved and dispositioned (see paragraph (e) (1) of this section); and

\(2\) Only OMB Circular No. A-133 audit reports involving the following
shall be reported quarterly to the Headquarters Office of Procurement
Analysis Division:

\(i\) A significant management control issue; or

\(ii\) Questioned costs of \$10,000 or more due to an audit finding (see
Subpart E-Auditor, paragraph 510 of OMB Circular No. A-133).

\(3\) NASA contracting officers will maintain a dialogue with DOD
Administrative Contracting Officers (ACO) who have been delegated
activities on NASA contracts. A review will be conducted no less
frequently than semiannually, and the status and disposition of
significant audit findings will be documented in the contract file.
During this review, NASA contracting officers should discuss with the
ACO both prime and subcontract audit reports that have been delegated to
DOD. Should these reports contain any findings or recommendations, the
NASA contracting officer should obtain their status and document the
contract file accordingly.

(e)(1) The terms "resolution" and "corrective action/disposition" are
defined as follows:

\(i\) Resolution - The point at which the IG and Management agree on the
action to be taken on audit report findings and recommendations.

\(ii\) Corrective action/disposition - Management action responsive to
an agreed upon audit recommendation.

\(2\) The resolution and disposition of DCAA audit reports issued to
NASA contracting officers are handled as follows:

\(i\) Audit findings pertaining to an individual NASA contract are the
responsibility of the NASA contracting officer.

\(ii\) Audit findings impacting more than one NASA contract are the
responsibility of the NASA contracting officer providing the
preponderance of funding to the particular contractor for the contractor
fiscal year covered by the audit report (lead contracting officer). The
lead contracting officer should furnish a copy of the audit report to
all NASA contracting officers with contracts impacted by the audit
report. Those contracting officers should be provided the opportunity to
participate in the negotiations or provide input into the negotiation
strategy. At the conclusion of the negotiations, the lead contracting
officer is to provide a copy of the negotiation memorandum to the DCAA
office that issued the audit report, as well as to the contracting
officers for the other impacted NASA contracts.

\(3\) The resolution and disposition of OMB Circular No. A-133 audits
are handled as follows:

\(i\) Audit findings pertaining to an individual NASA award are the
responsibility of the procurement officer for the Center that awarded
the contract.

\(ii\) Audit findings having a Governmentwide impact are the
responsibility of the cognizant Federal agency responsible for
oversight. For organizations subject to OMB Circular No. A-133, there is
either a cognizant agency or an oversight agency. The cognizant agency
is the Federal agency that provides the predominant amount of direct
funding to the recipient organization unless OMB makes a specific
cognizant agency for audit assignment. To provide for the continuity of
cognizance, the determination of the predominant amount of direct
funding will be based on the direct Federal awards expended in the
recipient's fiscal years ending in 1995, 2000, 2005, and every fifth
year thereafter. When there is no direct funding, the Federal agency
with the predominant indirect funding is to assume the oversight
responsibilities. In cases where NASA is the cognizant or oversight
Federal agency, audit resolution and disposition is the responsibility
of the procurement officer for the Center having the largest amount of
direct funding, or, if there is no direct funding, the largest amount of
indirect funding for the audited

period. A copy of the memorandum dispositioning the findings shall be
provided by each Center having resolution responsibility for the
particular report to the Headquarters OIG office, the Headquarters
Office of Procurement Analysis Division, and each Center procurement
office that has awards impacted by the dispositioned findings.

**1842.7302 Reportable audit disposition documentation.**

For each reportable audit provided by DCAA, the contracting officer
shall submit disposition documentation to the office that provided the
report.

PART 1853

**FORMS**

# 

# TABLE OF CONTENTS

**SUBPART 1853.1 GENERAL**

1853.100 Scope of subpart.

1853.101 Requirements for use of forms.

1853.103 Exceptions.

1853.105 Computer generation.

1853.107 Obtaining forms.

1853.108 Recommendations concerning forms.

**SUBPART 1853.2 PRESCRIPTION OF FORMS**

1853.200 Scope of subpart.

1853.204 Administrative matters.

1853.204-70 General (NASA Forms 533M, 533Q, 1098, 1356, 1611, 1612,

and Department of Defense Forms 1593 and 1594).

1853.208 Required sources of supplies and services.

1853.208-70 Other Government sources (Standard Form 1080, Air Force

Form 858, Department of Energy Form CA-10-90.COM, Nuclear

Regulatory Commission Form 313).

1853.215 Contracting by negotiation.

1853.215-70 Price negotiation (NASA Form 634 and Department of Defense

Form 1861).

1853.216 Types of contracts.

1853.216-70 Assignees under cost-reimbursement contracts (NASA Forms

778, 779, 780, and 781).

1853.217 Special contracting methods (NASA Form 523).

1853.225 Foreign Acquisition (Customs Form 7501).

1853.232-70 Contract financing (Standard Forms 272, 272A).

1853.242 Contract administration.

1853.242-70 Delegation (NASA Forms 1430, 1430A, 1431, 1432, 1433, and

1634\) and service request (NASA Form 1434).

1853.242-71 Notifications (NASA Form 456).

1853.242-72 Evaluation of Performance (NASA Form 1680).

1853.245-70 Property (NASA Form 1018, Department of Defense Form 1419).

1853.246 Quality assurance (Department of Defense Forms 250 and 250c).

1853.249-70 Termination of contracts (NASA Forms 1412, 1413).

**SUBPART 1853.3 ILLUSTRATIONS OF FORMS**

1853.300 Scope of subpart.

1853.301 Standard forms.

1853.303 Agency forms.

PART 1853

**FORMS**

**Subpart 1853.1\--General**

**1853.100**  **Scope** **of** **subpart.**

This subpart contains information regarding the forms prescribed in this
Regulation. Unless specified otherwise, the policies in FAR Part 53
apply to NASA-prescribed forms.

**1853.101** **Requirements** **for** **use** **of** **forms.**

The requirements for use of the forms in this part are contained in
Parts 1801 through 1852 where the subject matter applicable to each form
is addressed. The specific location of each form\'s prescription is
identified in subpart 1853.2.

**1853.103**  **Exceptions.**

**(1)** Requests for exceptions to stan­dard or optional forms shall be
forwarded through the center forms manager to the Headquarters Office of
Procurement (Code HK).

**(2)** Alteration of any form in this part is prohibited unless prior
ap­proval has been obtained from the Headquarters Office of Management
Systems and Facilities, Information Resources Management Division (Code
JT). Requests for alteration shall be coordinated with the center forms
manager before transmittal to Code JT.

**(3)** Use for the same purpose of any form other than one pre­scribed
by this Regulation requires prior approval of Code HK.

**1853.105 Computer generation.**

Forms prescribed by this Regulation may be adapted for computer
prepara­tion pro­viding there is no change to the name, content, or
sequence of the data elements, and the form carries the form number and
edition date.

**1853.107 Obtaining** **forms.**

(c)**(i)** NASA centers and offices may obtain forms prescribed in the
FAR or in this Regulation from Goddard Space Flight Center, Code 239.
Orders should be placed on a NASA Form 2, Request for Blank Forms,
Publications and Issuances.

**(ii)** Contracting officers, at the time of contract award, shall
ensure that contrac­tors are notified of the procedures for obtaining
NASA forms required for performance under the contract.

**1853.108** **Recommendations** **concerning** **forms.**

Code HK is the office responsible for submitting form recommendations.

**Subpart 1853.2\--Prescription of Forms**

**1853.200**  **Scope** **of** **subpart.**

This subpart summarizes the prescrip­tions of NASA forms and other forms
adop­ted by NASA for use in acquisition.

**1853.204**  **Administrative** **matters.**

**1853.204-70 General (NASA Forms 533M, 533Q,** **1098, 1356, 1611,
1612, and Department of Defense** **Forms 1593 and 1594).**

\(a\) The following forms are prescribed in 1842.72:

\(1\) NASA Form 533M, Monthly Contrac­tor Financial Management Report.

\(2\) NASA Form 533Q, Quarterly Con­trac­tor Financial Management Report.

\(b\) *NASA Form 1098, Checklist for Con­tract Award File Content.*
Prescribed in 1804.803-70.

\(c\) *NASA Form 1356, C.A.S.E. Report on College and University
Projects.* Prescribed in 1804.671.

\(d\) *NASA Form 1611, Contract Comple­tion Statement*. Prescribed in
1804.804-2 and 1804.804-5.

\(e\) The following forms are prescribed in 1804.804-5:

\(1\) NASA Form 1612, Contract Closeout Checklist.

\(2\) DD Form 1593, Contract Adminis­tra­tion Completion Record.

\(3\) DD Form 1594, Contract Completion Statement.

**1853.208 Required** **sources** **of** **supplies** **and services.**

**1853.208-70 Other Government sources (Standard Form 1080, Air Force
Form 858,**

**Department of Energy Form CA-10-90.COM, Nuclear Regulatory Commission
Form 313).**

\(a\) *SF 1080, Voucher for Transfers Between Appropriations and/or
Funds (Disbursement).* Prescribed in 1808.002-72(e).

\(b\) *Air Force Form 858, Forecast of Re­quirements (Missile Propellants
and Pressu­rants).* Prescribed in 1808.003-72(f).

\(c\) *U.S. Department of Energy Isotope and Technical Service Order
Form CA-10-90.COM.* Prescribed in 1808.003-70(a).

\(d\) *Nuclear Regulatory Commission Form 313, Application for Material
License.* Prescribed in 1808.002-70(a).

**1853.215**  **Contracting** **by** **negotiation.**

**1853.215-70  Price negotiation (NASA Form** **634 and Department of
Defense Form 1861).**

\(a\) *NASA Form 634, Structured Ap­proach\--Profit/Fee Objective.*
Prescribed in 1815.404-470.

\(b\) *DD Form 1861, Contract Facilities Capital Cost of Money.*
Prescribed in 1830.70, and instructions for completion are in
1830.7001-2.

**1853.216**  **Types** **of** **contracts.**

**1853.216-70  Assignees under** **cost-reim­bursement contracts (NASA
Forms 778,** **779, 780, and 781).**

The following forms are prescribed in 1852.216-89:

\(a\) NASA Form 778, Contractor\'s Re­lease.

\(b\) NASA Form 779, Assignee\'s Release.

\(c\) NASA Form 780, Contractor\'s Assign­ment of Refunds, Rebates,
Credits, and Other Amounts.

\(d\) NASA Form 781, Assignee's Assign­ment of Refunds, Rebates, Credits,
and Other Amounts.

**1853.217 Special** **contracting** **methods** **(NASA Form 523).**

*NASA Form 523, NASA-Defense Purchase Request.* Prescribed in
1808.002-72(b) and 1817.7002.

**1853.225 Foreign Acquisition (Customs Form 7501).**

*Customs Form 7501, Entry Summary.* Prescribed in 1825.903 and 14 CFR
1217.104*.*

**1853.232-70 Contract financing (Standard** **Forms 272, 272A).**

The following forms are prescribed in 1832.412(a)(ii):

\(a\) SF 272, Federal Cash Transactions Report.

\(b\) SF 272A, Federal Cash Transactions Report Continuation.

**1853.242 Contract administration.**

**1853.242-70 Delegation** **(NASA Forms** **1430, 1430A,** **1431,**
**1432,** **1433, and 1634) and service request (NASA Form 1434).**

\(a\) *NASA Form 1430, Letter of Contract Administration Delegation,
General.* Prescribed in 1842.202(d)(ii).

\(b\) *NASA Form 1430A, Letter of Contract Administration Delegation,
Special Instruc­tions.* Prescribed in 1842.202(d)(ii).

\(c\) *NASA Form 1431, Letter of Acceptance of Contract Administration
Delegation.* Prescribed in 1842.202(d)(iii).

\(d\) *NASA Form 1432, Letter of Contract Administration Delegation,
Termination.* Prescribed in 1842.202(b)**(i)(G)**.

\(e\) *NASA Form 1433, Letter of Audit Delegation.* Prescribed in
1842.202(d)(iv).

\(f\) *NASA Form 1634, Contracting Officer Technical Representative
(COTR) Delegation.* Prescribed in 1842.270(b).

\(g\) *NASA Form 1434, Letter of Request for Pricing-Audit-Technical
Evaluation Servic­es.* Prescribed in 1815.404-2(a)(1)**(D)**.