##### Element Performance Inspection (EPI) Data Collection Tool

**3.1.4 Operational Control (OP)**

# 

# ELEMENT SUMMARY INFORMATION

**Purpose of this Element** (certificate holder's responsibility):

+-----------------------------------------------------------------------+
| -   To maintain and exercise operational control and authority over   |
|     initiating, conducting, or terminating flights.                   |
+-----------------------------------------------------------------------+

**Objective** (FAA oversight):

+-----------------------------------------------------------------------+
| -   To determine the effectiveness of the certificate holder s        |
|     procedures in meeting the desired output of the process.          |
|                                                                       |
| -   To determine if the certificate holder follows its procedures,    |
|     controls, process measurements, and interfaces for the            |
|     Operational Control process.                                      |
|                                                                       |
| -   To determine if there were any changes in the personnel           |
|     identified by the certificate holder as having responsibility     |
|     and/or authority for the Operational Control process.             |
+-----------------------------------------------------------------------+

**Specific Instructions**:

+-----------------------------------------------------------------------+
| -   To accomplish this EPI, the inspector should be familiar with the |
|     certificate holder\'s dispatch/flight release software and        |
|     procedures. The use of a dispatch certificated ASI, if available, |
|     would greatly enhance this EPI.                                   |
|                                                                       |
| -   Element 6.1.1 is an associated EPI that should be reviewed to     |
|     determine that new captains are not paired with low-time first    |
|     officers.                                                         |
|                                                                       |
| -   Element 4.3.2 should also be reviewed, as it deals with           |
|     qualifications and appropriate personnel being assigned to        |
|     flights (i.e. late night call-outs).                              |
+-----------------------------------------------------------------------+

**Related EPIs**:

+-----------------------------------------------------------------------+
| -   3.1.3 Airmen Duties / Flight Deck Procedures (OP)                 |
|                                                                       |
| -   3.2.1 Dispatch / Flight Release (OP)                              |
|                                                                       |
| -   3.2.2 Flight / Load Manifest / Weight and Balance Control (OP)    |
|                                                                       |
| -   3.2.3 MEL / CDL Procedures (OP)                                   |
|                                                                       |
| -   4.3.2 Appropriate Airmen / Crewmember Checks and Qualifications   |
|     (OP)                                                              |
|                                                                       |
| -   5.1.6 Use of Approved Areas, Routes and Airports (OP)             |
|                                                                       |
| -   6.1.1 Scheduling / Reporting System (OP)                          |
|                                                                       |
| -   6.1.4 Dispatcher Duty / Rest Time (OP)                            |
|                                                                       |
| -   7.1.4 Director of Operations (OP)                                 |
+-----------------------------------------------------------------------+

# 

# SUPPLEMENTAL INFORMATION

**Specific Regulatory Requirements (SRRs)**:

+-----------------------------------------------------------------------+
| -   SRRs:                                                             |
+=======================================================================+
| > 119.43(b)                                                           |
| >                                                                     |
| > 119.43(b)(1)                                                        |
| >                                                                     |
| > 119.43(b)(2)                                                        |
| >                                                                     |
| > 119.43(c)                                                           |
| >                                                                     |
| > 119.47(a)                                                           |
| >                                                                     |
| > 119.47(b)                                                           |
| >                                                                     |
| > 119.5                                                               |
| >                                                                     |
| > 119.5(f)(1)                                                         |
| >                                                                     |
| > 119.5(f)(2)                                                         |
| >                                                                     |
| > 119.5(g)                                                            |
| >                                                                     |
| > 119.5(h)                                                            |
| >                                                                     |
| > 119.5(i)                                                            |
| >                                                                     |
| > 119.5(j)                                                            |
| >                                                                     |
| > 119.53                                                              |
| >                                                                     |
| > 119.53(a)                                                           |
| >                                                                     |
| > 119.53(e)                                                           |
| >                                                                     |
| > 119.53(f)                                                           |
| >                                                                     |
| > 119.7                                                               |
| >                                                                     |
| > 119.7(a)(1)                                                         |
| >                                                                     |
| > 119.7(a)(2)                                                         |
| >                                                                     |
| > 119.9(a)                                                            |
| >                                                                     |
| > 119.9(b)                                                            |
| >                                                                     |
| > 121.125                                                             |
| >                                                                     |
| > 121.125(a)                                                          |
| >                                                                     |
| > 121.125(a)(2)(ii)                                                   |
| >                                                                     |
| > 121.125(b)                                                          |
| >                                                                     |
| > 121.127(b)                                                          |
| >                                                                     |
| > 121.135(a)(1)                                                       |
| >                                                                     |
| > 121.135(b)(1)                                                       |
| >                                                                     |
| > 121.135(b)(2)                                                       |
| >                                                                     |
| > 121.135(b)(3)                                                       |
| >                                                                     |
| > 121.351(b)                                                          |
| >                                                                     |
| > 121.395                                                             |
| >                                                                     |
| > 121.533(a)                                                          |
| >                                                                     |
| > 121.533(b)                                                          |
| >                                                                     |
| > 121.533(c)(1)                                                       |
| >                                                                     |
| > 121.533(c)(2)                                                       |
| >                                                                     |
| > 121.533(c)(3)                                                       |
| >                                                                     |
| > 121.533(d)                                                          |
| >                                                                     |
| > 121.533(e)                                                          |
| >                                                                     |
| > 121.535                                                             |
| >                                                                     |
| > 121.535(a)                                                          |
| >                                                                     |
| > 121.535(b)                                                          |
| >                                                                     |
| > 121.535(c)(1)                                                       |
| >                                                                     |
| > 121.535(c)(2)                                                       |
| >                                                                     |
| > 121.535(c)(3)                                                       |
| >                                                                     |
| > 121.535(d)                                                          |
| >                                                                     |
| > 121.535(e)                                                          |
| >                                                                     |
| > 121.535(f)                                                          |
| >                                                                     |
| > 121.537                                                             |
| >                                                                     |
| > 121.537(a)(1)                                                       |
| >                                                                     |
| > 121.537(a)(2)                                                       |
| >                                                                     |
| > 121.537(b)                                                          |
| >                                                                     |
| > 121.537(c)                                                          |
| >                                                                     |
| > 121.537(c)(1)                                                       |
| >                                                                     |
| > 121.537(c)(2)                                                       |
| >                                                                     |
| > 121.537(c)(3)                                                       |
| >                                                                     |
| > 121.537(d)                                                          |
| >                                                                     |
| > 121.537(e)                                                          |
| >                                                                     |
| > 121.537(f)                                                          |
| >                                                                     |
| > 121.539                                                             |
| >                                                                     |
| > 121.541                                                             |
| >                                                                     |
| > 121.551                                                             |
| >                                                                     |
| > 121.553                                                             |
| >                                                                     |
| > 121.555(a)                                                          |
| >                                                                     |
| > 121.555(b)                                                          |
| >                                                                     |
| > 121.557                                                             |
| >                                                                     |
| > 121.557(b)                                                          |
| >                                                                     |
| > 121.557(c)                                                          |
| >                                                                     |
| > 121.559                                                             |
| >                                                                     |
| > 121.559(a)                                                          |
| >                                                                     |
| > 121.559(b)                                                          |
| >                                                                     |
| > 121.561(b)                                                          |
| >                                                                     |
| > 121.569(a)(1)                                                       |
| >                                                                     |
| > 121.569(a)(2)                                                       |
| >                                                                     |
| > 121.569(a)(3)                                                       |
| >                                                                     |
| > 121.569(a)(4)                                                       |
| >                                                                     |
| > 121.569(a)(5)                                                       |
| >                                                                     |
| > 121.569(b)                                                          |
| >                                                                     |
| > 121.599(a)                                                          |
| >                                                                     |
| > 121.599(b)                                                          |
| >                                                                     |
| > 121.601(a)                                                          |
| >                                                                     |
| > 121.601(b)                                                          |
| >                                                                     |
| > 121.601(c)                                                          |
| >                                                                     |
| > 121.603(a)                                                          |
| >                                                                     |
| > 121.603(b)                                                          |
| >                                                                     |
| > 121.605                                                             |
| >                                                                     |
| > 121.607(a)                                                          |
| >                                                                     |
| > 121.607(b)                                                          |
| >                                                                     |
| > 121.609                                                             |
| >                                                                     |
| > 121.627(a)                                                          |
| >                                                                     |
| > 121.631(b)                                                          |
| >                                                                     |
| > 121.631(c)                                                          |
| >                                                                     |
| > 121.631(d)                                                          |
| >                                                                     |
| > 121.667(a)                                                          |
| >                                                                     |
| > 121.711                                                             |
| >                                                                     |
| > 121.99(a)                                                           |
| >                                                                     |
| > 121.99(b)                                                           |
| >                                                                     |
| > 91.153(a)                                                           |
| >                                                                     |
| > 91.153(a)(1)                                                        |
| >                                                                     |
| > 91.153(a)(2)                                                        |
| >                                                                     |
| > 91.153(a)(3)                                                        |
| >                                                                     |
| > 91.153(a)(4)                                                        |
| >                                                                     |
| > 91.153(a)(5)                                                        |
| >                                                                     |
| > 91.153(a)(6)                                                        |
| >                                                                     |
| > 91.153(a)(7)                                                        |
| >                                                                     |
| > 91.153(a)(8)                                                        |
| >                                                                     |
| > 91.153(a)(9)                                                        |
| >                                                                     |
| > 91.153(b)                                                           |
| >                                                                     |
| > A.008Operational Control                                            |
| >                                                                     |
| > A.028Aircraft Wet Lease Arrangements                                |
| >                                                                     |
| > A.029Aircraft Interchange Arrangements                              |
| >                                                                     |
| > A.345Substitute Scheduled Service, Supplemental                     |
+-----------------------------------------------------------------------+

**Related CFRs & FAA Policy/Guidance**:

+-----------------------------------------------------------------------+
| -   Related CFRs:                                                     |
+=======================================================================+
| > Intentionally left blank                                            |
+-----------------------------------------------------------------------+

+-----------------------------------------------------------------------+
| -   FAA Policy/Guidance:                                              |
+=======================================================================+
| > FAA Order 8900.1 Volume 6, Chapter 2                                |
+-----------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
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+---+-------------------------------------------------------------------+
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| . |                                                                   |
+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| T |                                                                   |
| a |                                                                   |
| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
| 1 | Review the information listed in the Supplemental Information     |
| \ | section of this DCT.                                              |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Review the certificate holder\'s policies, procedures,            |
| \ | instructions, and information for the Operational Control         |
| . | process.                                                          |
+---+-------------------------------------------------------------------+
| 3 | Review the last accomplished associated safety attribute          |
| \ | inspection (SAI) for this element with emphasis on the controls,  |
| . | process measurements, and interface attribute section responses.  |
+---+-------------------------------------------------------------------+
| 4 | Observe the certificat holder\'s Operational Control process to   |
| \ | gain an understanding of the procedures, instructions, and        |
| . | information.                                                      |
+---+-------------------------------------------------------------------+
| 5 | Discuss the Operational Control process with the personnel (other |
| \ | than management) who perform the duties and responsibilities      |
| . | required by the process.                                          |
+---+-------------------------------------------------------------------+

+---+------------------------------------------------------+-----------+
| # |                                                      |           |
| # |                                                      |           |
|   |                                                      |           |
| Q |                                                      |           |
| u |                                                      |           |
| e |                                                      |           |
| s |                                                      |           |
| t |                                                      |           |
| i |                                                      |           |
| o |                                                      |           |
| n |                                                      |           |
| s |                                                      |           |
+---+------------------------------------------------------+-----------+
|   | To meet this objective, the inspector must answer    |           |
|   | the following questions:                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Determine whether the following performance measures |           |
| \ | were met:                                            |           |
| . |                                                      |           |
+---+------------------------------------------------------+-----------+
| 1 | Were flights released in accordance with the         | Yes       |
| . | certificate holder\'s procedures? **     **          |           |
| 1 |                                                      | No,       |
| . | *Related Performance JTIs:*                          | Explain   |
|   |                                                      |           |
|   | 1\. Check at the dispatch center to ensure that no   |           |
|   | person may start a flight unless an aircraft         |           |
|   | dispatcher specifically authorizes that flight in    |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.593                                   |           |
|   |                                                      |           |
|   | 2\. Check at the dispatch center to ensure when an   |           |
|   | airplane lands at an intermediate airport specified  |           |
|   | in the original dispatch release and remains there   |           |
|   | for not more than one hour no person may start a     |           |
|   | flight unless an aircraft dispatcher specifically    |           |
|   | authorizes that flight in accordance with the        |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.593                                   |           |
|   |                                                      |           |
|   | 3\. Check at the air carrier specified location to   |           |
|   | ensure no person may start a flight unless an        |           |
|   | aircraft dispatcher specifically authorizes that     |           |
|   | flight in accordance with the Certificate Holder\'s  |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.595(a)                                |           |
|   |                                                      |           |
|   | 4\. Check at the air carrier specified location to   |           |
|   | ensure no person may continue a flight from an       |           |
|   | intermediate airport without re-dispatch if the      |           |
|   | airplane has been on the ground more than six hours  |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 121.595(b)                                |           |
|   |                                                      |           |
|   | 5\. Check at the air carrier specified location to   |           |
|   | ensure that no person may start a flight under a     |           |
|   | flight following system without specific authority   |           |
|   | from the person authorized by the operator to        |           |
|   | exercise operational control over the flight in      |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.597(a)                                |           |
|   |                                                      |           |
|   | 6\. Check at the air carrier specified location to   |           |
|   | ensure that no person may start a flight unless the  |           |
|   | pilot in command has executed a flight release       |           |
|   | setting forth the conditions under which the flights |           |
|   | will be conducted in accordance with the Certificate |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.597(b)                                |           |
|   |                                                      |           |
|   | 7\. Check at the air carrier specified location to   |           |
|   | ensure that no person may start a flight unless the  |           |
|   | person authorized by the operator to exercise        |           |
|   | operational control over the flight has executed a   |           |
|   | flight release setting forth the conditions under    |           |
|   | which the flights will be conducted in accordance    |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.597(b)                                |           |
|   |                                                      |           |
|   | 8\. Check at the air carrier specified location to   |           |
|   | determine that a flight is prohibited from           |           |
|   | continuing from an intermediate airport, without a   |           |
|   | new flight release if the aircraft has been on the   |           |
|   | ground more than six hours                           |           |
|   |                                                      |           |
|   | *Sources:* 121.597(c)                                |           |
|   |                                                      |           |
|   | 9\. Check at the dispatch center that no dispatcher  |           |
|   | would allow a flight to continue to an airport to    |           |
|   | which it has been dispatched unless the weather      |           |
|   | conditions at an alternate airport that was          |           |
|   | specified in the dispatch release are forecast to be |           |
|   | at or above the alternate minimums specified in the  |           |
|   | operations specifications for that airport at the    |           |
|   | time the aircraft would arrive at the alternate      |           |
|   | airport. However, the dispatch release may be        |           |
|   | amended en route to include any alternate airport    |           |
|   | that is within the fuel range of the aircraft as     |           |
|   | specified in 14CFR Part 121.639 through 121.647 in   |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(b)                                |           |
|   |                                                      |           |
|   | 10\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.593 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 11\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.599 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 12\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.601 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 13\. Check at the air carrier specified location by  |           |
|   | observing a person exercising operational control to |           |
|   | ensure they would not change an original destination |           |
|   | or alternate airport that is specified in the        |           |
|   | original flight release to another airport while the |           |
|   | aircraft is en route unless the other airport is     |           |
|   | authorized for that type of aircraft and the         |           |
|   | appropriate requirements of 14CFR Part 121.603 are   |           |
|   | met at the time of re-release in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 14\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.605 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 15\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.607 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 16\. Check at the air carrier specified location by  |           |
|   | observing a person exercising operational control to |           |
|   | ensure they would not change an original destination |           |
|   | or alternate airport that is specified in the        |           |
|   | original flight release to another airport while the |           |
|   | aircraft is en route unless the other airport is     |           |
|   | authorized for that type of aircraft and the         |           |
|   | appropriate requirements of 14CFR Part 121.609 are   |           |
|   | met at the time of re-release in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 17\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.611 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 18\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.613 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 19\. Check at the air carrier specified location by  |           |
|   | observing a person exercising operational control to |           |
|   | ensure they would not change an original destination |           |
|   | or alternate airport that is specified in the        |           |
|   | original flight release to another airport while the |           |
|   | aircraft is en route unless the other airport is     |           |
|   | authorized for that type of aircraft and the         |           |
|   | appropriate requirements of 14CFR Part 121.615 are   |           |
|   | met at the time of re-release in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 20\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.617 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 21\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.619 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 22\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.621 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 23\. Check at the air carrier specified location by  |           |
|   | observing a person exercising operational control to |           |
|   | ensure they would not change an original destination |           |
|   | or alternate airport that is specified in the        |           |
|   | original flight release to another airport while the |           |
|   | aircraft is en route unless the other airport is     |           |
|   | authorized for that type of aircraft and the         |           |
|   | appropriate requirements of 14CFR Part 121.623 are   |           |
|   | met at the time of re-release in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 24\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.625 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 25\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.627 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 26\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.628 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 27\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.629 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 28\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.635 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 29\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.637 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 30\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.639 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 31\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.641 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 32\. Check at the air carrier specified location by  |           |
|   | observing a person exercising operational control to |           |
|   | ensure they would not change an original destination |           |
|   | or alternate airport that is specified in the        |           |
|   | original flight release to another airport while the |           |
|   | aircraft is en route unless the other airport is     |           |
|   | authorized for that type of aircraft and the         |           |
|   | appropriate requirements of 14CFR Part 121.643 are   |           |
|   | met at the time of re-release in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 33\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.645 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 34\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.647 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 35\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.649 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 36\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.651 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 37\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.652 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 38\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.655 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 39\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.657 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 40\. Check at the air carrier specified location by  |           |
|   | observing a person exercising operational control to |           |
|   | ensure they would not change an original destination |           |
|   | or alternate airport that is specified in the        |           |
|   | original flight release to another airport while the |           |
|   | aircraft is en route unless the other airport is     |           |
|   | authorized for that type of aircraft and the         |           |
|   | appropriate requirements of 14CFR Part 121.659 are   |           |
|   | met at the time of re-release in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 41\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.661 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 42\. Check at the dispatch center by observing a     |           |
|   | dispatcher to ensure they would not change an        |           |
|   | original destination or alternate airport that is    |           |
|   | specified in the original dispatch release to        |           |
|   | another airport while the aircraft is en route       |           |
|   | unless the other airport is authorized for that type |           |
|   | of aircraft and the appropriate requirements of      |           |
|   | 14CFR Part 121.173 are met at the time of            |           |
|   | re-dispatch in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
|   |                                                      |           |
|   | 43\. Check at the dispatch center that each person   |           |
|   | who amends a dispatch release enroute recorded that  |           |
|   | amendment.                                           |           |
|   |                                                      |           |
|   | *Sources:* 121.631(d)                                |           |
|   |                                                      |           |
|   | 44\. Check at the air carrier specified location     |           |
|   | that each person who amends a flight release enroute |           |
|   | recorded that amendment.                             |           |
|   |                                                      |           |
|   | *Sources:* 121.631(d)                                |           |
+---+------------------------------------------------------+-----------+
| 1 | Were flights operated only over approved areas and   | Yes       |
| . | routes? **     **                                    |           |
| 2 |                                                      | No,       |
| . | *Related Performance JTIs:*                          | Explain   |
|   |                                                      |           |
|   | 1\. Check at the air carrier specified location that |           |
|   | all operations are conducted only within the         |           |
|   | geographical areas authorized in the operations      |           |
|   | specifications in accordance with the Certificate    |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 119.5(j)                                  |           |
|   |                                                      |           |
|   | 2\. Check at the dispatch center by discussing with  |           |
|   | the dispatcher to determine that he or she           |           |
|   | understands that no pilot in command may operate an  |           |
|   | airplane in scheduled air transportation over any    |           |
|   | route or route segment unless it is specified in the |           |
|   | Certificate Holder\'s operations specifications in   |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.555(a)                                |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the certificate holder have sufficient           | Yes       |
| . | facilities for releasing and monitoring its flights? |           |
| 3 | **     **                                            | No,       |
| . |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the air carrier specified location that |           |
|   | the Certificate Holder\'s has enough dispatch        |           |
|   | centers for the operations to be conducted.          |           |
|   |                                                      |           |
|   | *Sources:* 121.107                                   |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified location that |           |
|   | the Certificate Holder\'s has dispatch centers       |           |
|   | located at points necessary to ensure proper         |           |
|   | operational control of each flight in accordance     |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.107                                   |           |
|   |                                                      |           |
|   | 3\. Check at the air carrier specified location that |           |
|   | the Certificate Holder\'s has an approved flight     |           |
|   | following system established in accordance with      |           |
|   | 14CFR Part 121 Subpart U in accordance with the      |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.125(a)(1)                             |           |
|   |                                                      |           |
|   | 4\. Check at the air carrier specified location that |           |
|   | by discussing with the flight follower that flight   |           |
|   | following center(s) is/are located at those points   |           |
|   | necessary to ensure the proper monitoring of the     |           |
|   | progress of each flight with respect to its          |           |
|   | departure at the point of origin in accordance with  |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.125(a)(2)(i)                          |           |
|   |                                                      |           |
|   | 5\. Check at the air carrier specified location that |           |
|   | by discussing with the flight follower that flight   |           |
|   | following center(s) is/are located at those points   |           |
|   | necessary to ensure the proper monitoring of the     |           |
|   | progress of each flight with respect to its arrival  |           |
|   | at its destination in accordance with the            |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.125(a)(2)(i)                          |           |
|   |                                                      |           |
|   | 6\. Check at the air carrier specified location that |           |
|   | by discussing with the flight follower that flight   |           |
|   | following center(s) is/are located at those points   |           |
|   | necessary to ensure the proper monitoring of the     |           |
|   | progress of each flight including intermediate stops |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 121.125(a)(2)(i)                          |           |
|   |                                                      |           |
|   | 7\. Check at the air carrier specified location that |           |
|   | by discussing with the flight follower that flight   |           |
|   | following center(s) is/are located at those points   |           |
|   | necessary to ensure the proper monitoring of the     |           |
|   | progress of each flight with respect to diversions.  |           |
|   |                                                      |           |
|   | *Sources:* 121.125(a)(2)(i)                          |           |
|   |                                                      |           |
|   | 8\. Check at the air carrier specified location that |           |
|   | by discussing with the flight follower that flight   |           |
|   | following center(s) is/are located at those points   |           |
|   | necessary to ensure the progress of each flight with |           |
|   | respect to maintenance or mechanical delays that may |           |
|   | be encountered                                       |           |
|   |                                                      |           |
|   | *Sources:* 121.125(a)(2)(i)                          |           |
|   |                                                      |           |
|   | 9\. Check at the air carrier specified location that |           |
|   | operator has evaluated the space provided for the    |           |
|   | number of people working in the dispatch center.     |           |
|   | Considered the temperature, lighting and noise level |           |
|   | conducive to effective human performance, and access |           |
|   | to the facility is controlled in accordance with the |           |
|   | Certificate Holder\'s design.                        |           |
|   |                                                      |           |
|   | *Sources:* FAA Order 8900.1. Vol 16, Ch 2, Sec 22,   |           |
|   | Figure 6-31 IV, A, (1), (2), (3).                    |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the certificate holder use certificated and      | Yes       |
| . | qualified dispatchers to exercise its authorized     |           |
| 4 | operational control duties? **     **                | No,       |
| . |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      | Not       |
|   | 1\. Check at the dispatch center that the dispatcher | A         |
|   | exercising operation control has in his or her       | pplicable |
|   | possession an aircraft dispatcher certificate issued |           |
|   | under 14CFR Part 65.51 in accordance with the        |           |
|   | Certificate Holder\'s design.                        |           |
|   |                                                      |           |
|   | *Sources:* 65.51(a)                                  |           |
|   |                                                      |           |
|   | 2\. Check at the dispatch center that a dispatcher   |           |
|   | exercising operation control presents for inspection |           |
|   | his or her aircraft dispatcher certificate at the    |           |
|   | request of the Administer in accordance with the     |           |
|   | Certificate Holder\'s design.                        |           |
|   |                                                      |           |
|   | *Sources:* 65.51(b)                                  |           |
|   |                                                      |           |
|   | 3\. Check at the dispatch center that, a dispatcher  |           |
|   | exercising operation control, if requested by an     |           |
|   | authorized representative of the National            |           |
|   | Transportation Safety Board would present for        |           |
|   | inspection his or her aircraft dispatcher            |           |
|   | certificate in accordance with the Certificate       |           |
|   | Holder\'s design.                                    |           |
|   |                                                      |           |
|   | *Sources:* 65.51(b)                                  |           |
|   |                                                      |           |
|   | 4\. Check at the dispatch center that, a dispatcher  |           |
|   | exercising operation control, if requested by        |           |
|   | Federal law enforcement officer would present for    |           |
|   | inspection his or her aircraft dispatcher            |           |
|   | certificate in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 65.51(b)                                  |           |
|   |                                                      |           |
|   | 5\. Check at the dispatch center that, a dispatcher  |           |
|   | exercising operation control, if requested by State  |           |
|   | law enforcement officer would present for inspection |           |
|   | his or her aircraft dispatcher certificate in        |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 65.51(b)                                  |           |
|   |                                                      |           |
|   | 6\. Check at the dispatch center that, a dispatcher  |           |
|   | exercising operation control, if requested by local  |           |
|   | law enforcement officer would present for inspection |           |
|   | his or her aircraft dispatcher certificate in        |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 65.51(b)                                  |           |
|   |                                                      |           |
|   | 7\. Check at the air carrier specified location that |           |
|   | each of its employees is informed of the provisions  |           |
|   | of its operations specifications that apply to that  |           |
|   | employee\'s duties in accordance with the            |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 119.43(c)                                 |           |
|   |                                                      |           |
|   | 8\. Check at the air carrier specified location that |           |
|   | each of its employees is informed of the provisions  |           |
|   | of its operations specifications that apply to that  |           |
|   | employee\'s responsibilities in accordance with the  |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 119.43(c)                                 |           |
|   |                                                      |           |
|   | 9\. Check at the air carrier specified location that |           |
|   | other persons, used in its operation, are informed   |           |
|   | of the provisions of its operations specifications   |           |
|   | that apply to that persons duties in accordance with |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 119.43(c)                                 |           |
|   |                                                      |           |
|   | 10\. Check at the air carrier specified location     |           |
|   | that other persons, used in its operation, are       |           |
|   | informed of the provisions of its operations         |           |
|   | specifications that apply to that persons            |           |
|   | responsibilities in accordance with the Certificate  |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 119.43(c)                                 |           |
|   |                                                      |           |
|   | 11\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the dispatcher remains |           |
|   | on duty until each airplane dispatched by him or her |           |
|   | has completed its flight, or has gone beyond his or  |           |
|   | her jurisdiction, or until he or she is relieved by  |           |
|   | another qualified dispatcher in accordance with the  |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.465(a)                                |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the certificate holder use qualified flight      | Yes       |
| . | followers to exercise its authorized operational     |           |
| 5 | control duties? **     **                            | No,       |
| . |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      | Not       |
|   | 1\. Check at the air carrier specified location that | A         |
|   | each of its employees is informed of the provisions  | pplicable |
|   | of its operations specifications that apply to that  |           |
|   | employee\'s duties in accordance with the            |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 119.43(c)                                 |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified location that |           |
|   | each of its employees is informed of the provisions  |           |
|   | of its operations specifications that apply to that  |           |
|   | employee\'s responsibilities in accordance with the  |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 119.43(c)                                 |           |
|   |                                                      |           |
|   | 3\. Check at the air carrier specified location that |           |
|   | other persons, used in its operation, are informed   |           |
|   | of the provisions of its operations specifications   |           |
|   | that apply to that persons duties in accordance with |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 119.43(c)                                 |           |
|   |                                                      |           |
|   | 4\. Check at the air carrier specified location that |           |
|   | other persons, used in its operation, are informed   |           |
|   | of the provisions of its operations specifications   |           |
|   | that apply to that persons responsibilities in       |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 119.43(c)                                 |           |
+---+------------------------------------------------------+-----------+
| 1 | Were flight crew personnel advised of all changes    | Yes       |
| . | that may affect safety of flight? **     **          |           |
| 6 |                                                      | No,       |
| . | *Related Performance JTIs:*                          | Explain   |
|   |                                                      |           |
|   | 1\. Check at the air carrier specified location that |           |
|   | by discussing with the flight follower that flight   |           |
|   | following centers are located at those points        |           |
|   | necessary, to ensure that the pilot in command is    |           |
|   | provided with all information necessary for the      |           |
|   | safety of the flight.                                |           |
|   |                                                      |           |
|   | *Sources:* 121.125(a)(2)(ii)                         |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified location by   |           |
|   | interviewing a person authorized to conduct          |           |
|   | operational control that no person dispatches an     |           |
|   | airplane under IFR conditions, when current weather  |           |
|   | reports indicate that thunderstorms, or other        |           |
|   | potentially hazardous weather conditions that can be |           |
|   | detected with airborne weather radar, may reasonably |           |
|   | be expected along the route to be flown, unless the  |           |
|   | airborne weather radar equipment is in satisfactory  |           |
|   | operating condition.                                 |           |
|   |                                                      |           |
|   | *Sources:* 121.357(c)(1)                             |           |
|   |                                                      |           |
|   | 3\. Check at the air carrier specified location by   |           |
|   | interviewing a person authorized to conduct          |           |
|   | operational control that no person dispatches an     |           |
|   | airplane under VFR conditions, when current weather  |           |
|   | reports indicate that thunderstorms, or other        |           |
|   | potentially hazardous weather conditions that can be |           |
|   | detected with airborne weather radar, may reasonably |           |
|   | be expected along the route to be flown, unless the  |           |
|   | airborne weather radar equipment is in satisfactory  |           |
|   | operating condition.                                 |           |
|   |                                                      |           |
|   | *Sources:* 121.357(c)(1)                             |           |
|   |                                                      |           |
|   | 4\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that they are responsible for assuring that each     |           |
|   | flight is monitored with respect to any known        |           |
|   | conditions that may adversely affect the safety of   |           |
|   | flight in accordance with the Certificate Holder\'s  |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.537(c)(3)                             |           |
|   |                                                      |           |
|   | 5\. Check at the air carrier specified location that |           |
|   | the appropriate operations personnel are notified of |           |
|   | each change in equipment in accordance with the      |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 6\. Check at the air carrier specified location that |           |
|   | the appropriate operations personnel are notified of |           |
|   | each change in operating procedure in accordance     |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 7\. Check at the air carrier specified location that |           |
|   | the appropriate operations personnel are notified of |           |
|   | each change in the use of navigation aids in         |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 8\. Check at the air carrier specified location that |           |
|   | the appropriate operations personnel are notified of |           |
|   | each change in the airports in accordance with the   |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 9\. Check at the air carrier specified location that |           |
|   | the appropriate operations personnel are notified of |           |
|   | each change in the air traffic control procedures    |           |
|   | and regulations in accordance with the Certificate   |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 10\. Check at the air carrier specified location     |           |
|   | that the appropriate operations personnel are        |           |
|   | notified of each change in the local airport traffic |           |
|   | control rules in accordance with the Certificate     |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 11\. Check at the air carrier specified that the     |           |
|   | appropriate operations personnel are notified of     |           |
|   | each change in the hazards to flight, including      |           |
|   | icing and other potentially hazardous meteorological |           |
|   | conditions in accordance with the Certificate        |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 12\. Check at the air carrier specified location     |           |
|   | that the appropriate operations personnel are        |           |
|   | notified of each change in the irregularities in     |           |
|   | ground and navigation facilities in accordance with  |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 13\. Check at the dispatch center that if a          |           |
|   | Certificate Holder\'s knew of conditions, including  |           |
|   | airport and runway conditions, that are a hazard to  |           |
|   | safe operations, it restricted or suspended          |           |
|   | operations until those conditions were corrected.    |           |
|   |                                                      |           |
|   | *Sources:* 121.551                                   |           |
|   |                                                      |           |
|   | 14\. Check at the air carrier specified that if a    |           |
|   | Certificate Holder\'s conducting supplemental        |           |
|   | operations, knew of conditions, including airport    |           |
|   | and runway conditions, that were a hazard to safe    |           |
|   | operations, it restricted or suspended operations    |           |
|   | until those conditions were corrected                |           |
|   |                                                      |           |
|   | *Sources:* 121.553                                   |           |
|   |                                                      |           |
|   | 15\. Check at the air carrier specified location by  |           |
|   | interviewing the pilot in command, exercising        |           |
|   | operational control, to ensure that if conditions    |           |
|   | exist including airport and runway conditions, that  |           |
|   | are a hazard to safe operations, it restricted or    |           |
|   | suspended operations until those conditions were     |           |
|   | corrected.                                           |           |
|   |                                                      |           |
|   | *Sources:* 121.553                                   |           |
|   |                                                      |           |
|   | 16\. Check at the dispatch center by observing the   |           |
|   | dispatcher provides the pilot in command with all    |           |
|   | available current reports or information and airport |           |
|   | conditions that may affect the safety of the flight  |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 121.601(a)                                |           |
|   |                                                      |           |
|   | 17\. Check at the dispatch center by observing the   |           |
|   | dispatcher provides the pilot in command with all    |           |
|   | available irregularities of navigation facilities    |           |
|   | and airport conditions that may affect the safety of |           |
|   | the flight in accordance with the Certificate        |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.601(a)                                |           |
|   |                                                      |           |
|   | 18\. Check at the dispatch center by observing the   |           |
|   | dispatcher provides the pilot in command. during a   |           |
|   | flight, any additional available information         |           |
|   | including irregularities of facilities and services  |           |
|   | that may affect the safety of the flight in          |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.601(c)                                |           |
|   |                                                      |           |
|   | 19\. Check at the aircraft cockpit by querying the   |           |
|   | pilot in command to ensure they have obtained all    |           |
|   | available current reports or information on airport  |           |
|   | conditions that may affect the safety of the flight  |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 121.603(a)                                |           |
|   |                                                      |           |
|   | 20\. Check at the aircraft cockpit by querying the   |           |
|   | pilot in command to ensure they have obtained all    |           |
|   | available current reports or information on          |           |
|   | irregularities of navigation facilities that may     |           |
|   | affect the safety of the flight in accordance with   |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.603(a)                                |           |
|   |                                                      |           |
|   | 21\. Check at the aircraft cockpit by querying the   |           |
|   | pilot in command that during the flight they obtain  |           |
|   | any additional available information of              |           |
|   | irregularities of facilities and services that may   |           |
|   | affect the safety of the flight in accordance with   |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.603(b)                                |           |
|   |                                                      |           |
|   | 22\. Check at the dispatch center by reviewing       |           |
|   | NOTAM\'s to ensure that no person may dispatch an    |           |
|   | airplane over an approved route or route segment     |           |
|   | unless the navigation facilities required by 14 CFR  |           |
|   | Part 121.103 for the approval of that route or       |           |
|   | segment are in satisfactory operating condition in   |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.607(a)                                |           |
|   |                                                      |           |
|   | 23\. Check at the air carrier specified location     |           |
|   | that no person may release an aircraft over any      |           |
|   | route or route segment unless communication          |           |
|   | facilities equal to those required by 14 CFR Part    |           |
|   | 121.121 are in satisfactory operating condition in   |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.609                                   |           |
|   |                                                      |           |
|   | 24\. Check at the air carrier specified location to  |           |
|   | ensure that no person releases an aircraft over any  |           |
|   | route or route segment unless navigation facilities  |           |
|   | equal to those required by 14 CFR Part 121.121 are   |           |
|   | in satisfactory operating condition in accordance    |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.609                                   |           |
+---+------------------------------------------------------+-----------+
| 1 | Was the certificate holder able to communicate with  | Yes       |
| . | flights at any point along the route? **     **      |           |
| 7 |                                                      | No,       |
| . | *Related Performance JTIs:*                          | Explain   |
|   |                                                      |           |
|   | 1\. Check at the dispatch center that a two-way      |           |
|   | radio communication system or other means approved   |           |
|   | by the administrator, independent of any system      |           |
|   | operated by the United States, available at points   |           |
|   | over the entire route, under normal operating        |           |
|   | conditions (either direct or via approved            |           |
|   | point-to-point circuits) between each airplane and   |           |
|   | the appropriate dispatch office, except as specified |           |
|   | as Sec121.351(c). in accordance with the Certificate |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.99(a); 121.99(b)                      |           |
|   |                                                      |           |
|   | 2\. Check at the dispatch center that a rapid        |           |
|   | two-way radio communication system or other means    |           |
|   | approved by the administrator, independent of any    |           |
|   | system operated by the United States, is available   |           |
|   | at points over the entire route, under normal        |           |
|   | operating conditions (either direct or via approved  |           |
|   | point-to-point circuits) between each airplane and   |           |
|   | the appropriate dispatch office, except as specified |           |
|   | as Sec121.351(c). in accordance with the Certificate |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.99(a); 121.99(b)                      |           |
|   |                                                      |           |
|   | 3\. Check at the dispatch center t hat a reliable    |           |
|   | two-way radio communication system or other means    |           |
|   | approved by the administrator, independent of any    |           |
|   | system operated by the United States, available at   |           |
|   | points over the entire route, under normal operating |           |
|   | conditions (either direct or via approved            |           |
|   | point-to-point circuits) between each airplane and   |           |
|   | the appropriate dispatch office, except as specified |           |
|   | as Sec121.351(c). in accordance with the Certificate |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.99(a); 121.99(b)                      |           |
|   |                                                      |           |
|   | 4\. Check at the dispatch center by conducting a     |           |
|   | communications check to ensure that no person may    |           |
|   | dispatch an airplane over an approved route or route |           |
|   | segment unless the communication required by 14 CFR  |           |
|   | Part 121.99 for the approval of that route or        |           |
|   | segment are in satisfactory operating condition in   |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.607(a)                                |           |
|   |                                                      |           |
|   | 5\. Check at the dispatch center to ensure that if,  |           |
|   | because of technical reasons or other reasons beyond |           |
|   | the control of a Certificate Holder\'s conducting    |           |
|   | flag operations, the facilities required by 14CFR    |           |
|   | Part 121.99 are not available over a route or route  |           |
|   | segment outside the United States, the Certificate   |           |
|   | Holder\'s may dispatch an airplane over that route   |           |
|   | or route segment if the pilot in command and         |           |
|   | dispatcher find that the communication facilities    |           |
|   | equal to those required are available and are in     |           |
|   | satisfactory operating condition.                    |           |
|   |                                                      |           |
|   | *Sources:* 121.607(b)                                |           |
|   |                                                      |           |
|   | 6\. Check at the dispatch center to ensure that if,  |           |
|   | because of technical reasons or other reasons beyond |           |
|   | the control of a Certificate Holder\'s conducting    |           |
|   | flag operations, the facilities required by 14CFR    |           |
|   | Part 121.99 are not available over a route or route  |           |
|   | segment outside the United States, the Certificate   |           |
|   | Holder\'s may dispatch an airplane over that route   |           |
|   | or route segment if the pilot in command and         |           |
|   | dispatcher find that the navigation facilities equal |           |
|   | to those required are available and are in           |           |
|   | satisfactory operating condition.                    |           |
|   |                                                      |           |
|   | *Sources:* 121.607(b)                                |           |
|   |                                                      |           |
|   | 7\. Check at the dispatch center by reviewing the    |           |
|   | radio recording ensure there is evidence of each     |           |
|   | enroute radio contact between the Certificate        |           |
|   | Holder\'s and its pilots in accordance with the      |           |
|   | Certificate Holder\'s design.                        |           |
|   |                                                      |           |
|   | *Sources:* 121.711                                   |           |
|   |                                                      |           |
|   | 8\. Check at the dispatch center to ensure the       |           |
|   | evidence of enroute radio contact between the        |           |
|   | Certificate Holder\'s and its pilots is retained for |           |
|   | at least 30 days in accordance with the Certificate  |           |
|   | Holder\'s design.                                    |           |
|   |                                                      |           |
|   | *Sources:* 121.711                                   |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the certificate holder provide the flight crews  | Yes       |
| . | with all appropriate weather information and the     |           |
| 8 | associated minimums? **     **                       | No,       |
| . |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the air carrier specified location that |           |
|   | a system acceptable to the Administrator, is         |           |
|   | available for dissemination of weather               |           |
|   | characteristics, appropriate to the season, to the   |           |
|   | pilot in command in accordance with the Certificate  |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.443(a)                                |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified location that |           |
|   | a system acceptable to the Administrator, is         |           |
|   | available for dissemination of weather               |           |
|   | characteristics, appropriate to the season, to the   |           |
|   | appropriate flight operations personnel in           |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.443(a)                                |           |
|   |                                                      |           |
|   | 3\. Check at the air carrier specified that the      |           |
|   | appropriate operations personnel are notified of     |           |
|   | each change in the hazards to flight, including      |           |
|   | icing and other potentially hazardous meteorological |           |
|   | conditions in accordance with the Certificate        |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.539                                   |           |
|   |                                                      |           |
|   | 4\. Check at the aircraft cockpit to ensure the      |           |
|   | pilot in command is thoroughly familiar with         |           |
|   | reported weather conditions on the route to be       |           |
|   | flown, before beginning any flight over that route   |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 121.599(b)                                |           |
|   |                                                      |           |
|   | 5\. Check at the aircraft cockpit to ensure the      |           |
|   | pilot in command is thoroughly familiar with         |           |
|   | forecast weather conditions on the route to be       |           |
|   | flown, before beginning any flight over that route   |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 121.599(b)                                |           |
|   |                                                      |           |
|   | 6\. Check at the dispatch center by observing the    |           |
|   | dispatcher provides the pilot in command with all    |           |
|   | available weather reports of weather phenomena that  |           |
|   | may affect the safety of flight, including adverse   |           |
|   | weather phenomena, such as clear air turbulence,     |           |
|   | thunderstorms, and low altitude wind shear, for each |           |
|   | route to be flown .in accordance with the            |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.601(b)                                |           |
|   |                                                      |           |
|   | 7\. Check at the dispatch center by observing the    |           |
|   | dispatcher provides the pilot in command. before     |           |
|   | beginning a flight, with all available weather       |           |
|   | forecasts of weather phenomena that may affect the   |           |
|   | safety of flight, including adverse weather          |           |
|   | phenomena, such as clear air turbulence,             |           |
|   | thunderstorms, and low altitude wind shear, for each |           |
|   | route to be flown. in accordance with the            |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.601(b)                                |           |
|   |                                                      |           |
|   | 8\. Check at the dispatch center by observing the    |           |
|   | dispatcher provides the pilot in command. before     |           |
|   | beginning a flight, all available weather reports of |           |
|   | weather phenomena that may affect the safety of      |           |
|   | flight, including adverse weather phenomena, such as |           |
|   | clear air turbulence, thunderstorms, and low         |           |
|   | altitude wind shear, for each airport to be used..   |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 121.601(b)                                |           |
|   |                                                      |           |
|   | 9\. Check at the dispatch center by observing the    |           |
|   | dispatcher provides the pilot in command. before     |           |
|   | beginning a flight, all available weather forecast   |           |
|   | of weather phenomena that may affect the safety of   |           |
|   | flight, including adverse weather phenomena, such as |           |
|   | clear air turbulence, thunderstorms, and low         |           |
|   | altitude wind shear, for each airport to be used..   |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 121.601(b)                                |           |
|   |                                                      |           |
|   | 10\. Check at the dispatch center by observing the   |           |
|   | dispatcher provides the pilot in command. during a   |           |
|   | flight, any additional available information of      |           |
|   | meteorological conditions (including, adverse        |           |
|   | weather phenomena, such as clear air turbulence,     |           |
|   | thunderstorms, and low altitude wind shear), that    |           |
|   | may affect the safety of the flight in accordance    |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.601(c)                                |           |
|   |                                                      |           |
|   | 11\. Check at the aircraft cockpit by querying the   |           |
|   | pilot in command to ensure they have obtained any    |           |
|   | additional available information of meteorological   |           |
|   | that may affect the safety of the flight in          |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.603(b)                                |           |
|   |                                                      |           |
|   | 12\. Check at the dispatch center, that no person    |           |
|   | dispatches a flight under VFR conditions unless the  |           |
|   | ceiling en route, as indicated by available weather  |           |
|   | reports or forecasts, or any combination thereof,    |           |
|   | are and will remain at or above applicable VFR       |           |
|   | minimums until the aircraft arrives at the airport   |           |
|   | or airports specified in the dispatch release in     |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.611                                   |           |
|   |                                                      |           |
|   | 13\. Check at the air carrier specified location,    |           |
|   | that no person releases a flight under VFR           |           |
|   | conditions unless the ceiling en route, as indicated |           |
|   | by available weather reports or forecasts, or any    |           |
|   | combination thereof, are and will remain at or above |           |
|   | applicable VFR minimums until the aircraft arrives   |           |
|   | at the airport or airports specified in the dispatch |           |
|   | release in accordance with the Certificate Holder\'s |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.611                                   |           |
|   |                                                      |           |
|   | 14\. Check at the dispatch center, that no person    |           |
|   | dispatches a flight under VFR conditions unless the  |           |
|   | visibility en route, as indicated by available       |           |
|   | weather reports or forecasts, or any combination     |           |
|   | thereof, are and will remain at or above applicable  |           |
|   | VFR minimums until the aircraft arrives at the       |           |
|   | airport or airports specified in the dispatch        |           |
|   | release in accordance with the Certificate Holder\'s |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.611                                   |           |
|   |                                                      |           |
|   | 15\. Check at the air carrier specified location,    |           |
|   | that no person releases a flight under VFR           |           |
|   | conditions unless the visibility en route, as        |           |
|   | indicated by available weather reports or forecasts, |           |
|   | or any combination thereof, are and will remain at   |           |
|   | or above applicable VFR minimums until the aircraft  |           |
|   | arrives at the airport or airports specified in the  |           |
|   | flight release in accordance with the Certificate    |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.611                                   |           |
|   |                                                      |           |
|   | 16\. Check at the dispatch center to ensure that     |           |
|   | except as provided in 14CFR Part 121.615, no person  |           |
|   | dispatches an aircraft for operations under IFR,     |           |
|   | unless appropriate weather reports or forecasts, or  |           |
|   | any combination thereof, indicate that the weather   |           |
|   | conditions will be at or above the authorized        |           |
|   | minimums at the estimated time of arrival at the     |           |
|   | airport or airports to which dispatched in           |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.613                                   |           |
|   |                                                      |           |
|   | 17\. Check at the air carrier specified location to  |           |
|   | ensure that except as provided in 14CFR Part         |           |
|   | 121.615, no person releases an aircraft for          |           |
|   | operations under IFR, unless appropriate weather     |           |
|   | reports or forecasts, or any combination thereof,    |           |
|   | indicate that the weather conditions will be at or   |           |
|   | above the authorized minimums at the estimated time  |           |
|   | of arrival at the airport or airports to which       |           |
|   | released in accordance with the Certificate          |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.613                                   |           |
|   |                                                      |           |
|   | 18\. Check at the dispatch center to ensure that     |           |
|   | except as provided in 14CFR Part 121.615, no person  |           |
|   | dispatches an aircraft for operations under over the |           |
|   | top (if applicable), unless appropriate weather      |           |
|   | reports or forecasts, or any combination thereof,    |           |
|   | indicate that the weather conditions will be at or   |           |
|   | above the authorized minimums at the estimated time  |           |
|   | of arrival at the airport or airports to which       |           |
|   | dispatched. in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.613                                   |           |
|   |                                                      |           |
|   | 19\. Check at the air carrier specified location to  |           |
|   | ensure that except as provided in 14CFR Part         |           |
|   | 121.615, no person releases an aircraft for          |           |
|   | operations under over the top (if applicable),       |           |
|   | unless appropriate weather reports or forecasts, or  |           |
|   | any combination thereof, indicate that the weather   |           |
|   | conditions will be at or above the authorized        |           |
|   | minimums at the estimated time of arrival at the     |           |
|   | airport or airports to which released in accordance  |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.613                                   |           |
|   |                                                      |           |
|   | 20\. Check at the dispatch center to ensure that no  |           |
|   | person dispatches an aircraft for a flight that      |           |
|   | involves extended overwater operation unless         |           |
|   | appropriate weather reports or forecasts or any      |           |
|   | combination thereof, indicate that the weather       |           |
|   | conditions will be at or above the authorized        |           |
|   | minimums at the estimated time of arrival at any     |           |
|   | airport to which dispatched or to any required       |           |
|   | alternate airport in accordance with the Certificate |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.615(a)                                |           |
|   |                                                      |           |
|   | 21\. Check at the air carrier specified location to  |           |
|   | ensure that no person releases an aircraft for a     |           |
|   | flight that involves extended overwater operation    |           |
|   | unless appropriate weather reports or forecasts or   |           |
|   | any combination thereof, indicate that the weather   |           |
|   | conditions will be at or above the authorized        |           |
|   | minimums at the estimated time of arrival at any     |           |
|   | airport to which released or to any required         |           |
|   | alternate airport in accordance with the Certificate |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.615(a)                                |           |
|   |                                                      |           |
|   | 22\. Check at the air carrier specified location     |           |
|   | that a person exercising operational control would   |           |
|   | not allow a flight to continue to an airport to      |           |
|   | which it has been released unless the weather        |           |
|   | conditions at an alternate airport that was          |           |
|   | specified in the release are forecast to be at or    |           |
|   | above the alternate minimums specified in the        |           |
|   | operations specifications for that airport at the    |           |
|   | time the aircraft would arrive at the alternate      |           |
|   | airport. However, the release may be amended en      |           |
|   | route to include any alternate airport that is       |           |
|   | within the fuel range of the aircraft as specified   |           |
|   | in 14CFR Part 121.639 through 121.647 in accordance  |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.631(b)                                |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the dispatcher/flight follower comply with the   | Yes       |
| . | certificate holder\'s emergency handling procedures? |           |
| 9 | **     **                                            | No,       |
| . |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the dispatch center by interviewing the |           |
|   | dispatcher to determine if he or she understands     |           |
|   | that in an emergency situation arising during flight |           |
|   | that would require immediate decision and action by  |           |
|   | him or her, he or she would advise the pilot in      |           |
|   | command of the emergency                             |           |
|   |                                                      |           |
|   | *Sources:* 121.557(b)                                |           |
|   |                                                      |           |
|   | 2\. Check at the dispatch center by interviewing the |           |
|   | dispatcher to determine if he or she understands     |           |
|   | that in an emergency situation arising during flight |           |
|   | that would require immediate decision and action by  |           |
|   | the dispatcher, they are aware that they shall       |           |
|   | ascertain the decision of the pilot in command and   |           |
|   | have the decision recorded                           |           |
|   |                                                      |           |
|   | *Sources:* 121.557(b)                                |           |
|   |                                                      |           |
|   | 3\. Check at the dispatch center by interviewing the |           |
|   | dispatcher to determine if he or she understands     |           |
|   | that in an emergency situation arising during flight |           |
|   | that would require immediate decision and action by  |           |
|   | the dispatcher, and the dispatcher cannot            |           |
|   | communicate with the pilot that they shall declare   |           |
|   | an emergency and take any action that they consider  |           |
|   | necessary under the circumstances in accordance with |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.557(b)                                |           |
|   |                                                      |           |
|   | 4\. Check at the dispatch center that the pilot in   |           |
|   | command exercises emergency authority, they shall    |           |
|   | keep the appropriate ATC facility fully informed of  |           |
|   | the progress of the flight in accordance with the    |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.557(c)                                |           |
|   |                                                      |           |
|   | 5\. Check at the dispatch center by interviewing the |           |
|   | dispatcher to ensure that whenever a dispatcher      |           |
|   | exercises emergency authority, they shall keep the   |           |
|   | appropriate ATC facility fully informed of the       |           |
|   | progress of the flight in accordance with the        |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.557(c)                                |           |
|   |                                                      |           |
|   | 6\. Check at the aircraft cockpit by interviewing    |           |
|   | the pilot in command to ensure that whenever a pilot |           |
|   | in command exercises emergency authority, they shall |           |
|   | keep the appropriate dispatch center fully informed  |           |
|   | of the progress of the flight in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.557(c)                                |           |
|   |                                                      |           |
|   | 7\. Check at the dispatch center that a dispatcher   |           |
|   | declaring an emergency shall send a written report   |           |
|   | within 10 days after the date of the emergency, of   |           |
|   | any deviation through the Certificate Holder\'s      |           |
|   | operations manager, to the Administrator in          |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.557(c)                                |           |
|   |                                                      |           |
|   | 8\. Check at the dispatch center that a pilot in     |           |
|   | command declaring an emergency shall send a written  |           |
|   | report within 10 days after returning to home base,  |           |
|   | of any deviation through the Certificate Holder\'s   |           |
|   | operations manager, to the Administrator in          |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.557(c)                                |           |
|   |                                                      |           |
|   | 9\. Check at the air carrier specified location that |           |
|   | if an emergency situation arises during flight that  |           |
|   | required immediate decision and action by            |           |
|   | appropriate management personnel in the case of      |           |
|   | operations conducted with a flight following service |           |
|   | and which is known to them, those personnel shall    |           |
|   | advise the pilot in command of the emergency in      |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.559(b)                                |           |
|   |                                                      |           |
|   | 10\. Check at the air carrier specified location     |           |
|   | that if an emergency situation arises during flight  |           |
|   | that requires immediate decision and action by       |           |
|   | appropriate management personnel in the case of      |           |
|   | operations conducted with a flight following service |           |
|   | and which is known to them, those persons shall      |           |
|   | ascertain the decision of the pilot in command, and  |           |
|   | shall have the decision recorded in accordance with  |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.559(b)                                |           |
|   |                                                      |           |
|   | 11\. Check at the air carrier specified location     |           |
|   | that if an emergency situation arises during flight  |           |
|   | that requires immediate decision and action by       |           |
|   | appropriate management personnel in the case of      |           |
|   | operations conducted with a flight following service |           |
|   | and which is known to them, those personnel cannot   |           |
|   | communicate with the pilot, he shall declare an      |           |
|   | emergency and take any action that he considers      |           |
|   | necessary under the circumstances in accordance with |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.559(b)                                |           |
|   |                                                      |           |
|   | 12\. Check at the air carrier specified location     |           |
|   | that whenever emergency authority is exercised, the  |           |
|   | pilot in command shall keep the appropriate ground   |           |
|   | radio station fully informed of the progress of the  |           |
|   | flight in accordance with the Certificate Holder\'s  |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.559(c)                                |           |
|   |                                                      |           |
|   | 13\. Check at the air carrier specified location     |           |
|   | that if emergency authority is exercised, the        |           |
|   | appropriate management personnel shall keep the      |           |
|   | appropriate ground radio station fully informed of   |           |
|   | the progress of the flight in accordance with the    |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.559(c)                                |           |
|   |                                                      |           |
|   | 14\. Check at the air carrier specified location     |           |
|   | that the appropriate person declaring the emergency  |           |
|   | shall send a written report, of any deviation,       |           |
|   | through the Certificate Holder\'s director of        |           |
|   | operations, to the Administrator within 10 days      |           |
|   | after the flight is completed in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.559(c)                                |           |
|   |                                                      |           |
|   | 15\. Check at the air carrier specified location     |           |
|   | that the person declaring the emergency shall send a |           |
|   | written report, of any deviation, through the        |           |
|   | Certificate Holder\'s director of operations, to the |           |
|   | Administrator, for flights operations outside the    |           |
|   | United States, upon return to the home base in       |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.559(c)                                |           |
|   |                                                      |           |
|   | 16\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to verify they would not        |           |
|   | continue to an airport to which they have been       |           |
|   | dispatched if, in the opinion of the pilot in        |           |
|   | command the flight cannot be completed safely;       |           |
|   | unless, in the opinion of the pilot in command,      |           |
|   | there is no safer procedure. In that event,          |           |
|   | continuation toward that airport is an emergency     |           |
|   | situation as set forth in 14CFR Part 121.557 in      |           |
|   | accordance with the Certificate Holder\'s design.    |           |
|   |                                                      |           |
|   | *Sources:* 121.627(a)                                |           |
|   |                                                      |           |
|   | 17\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to verify they would not        |           |
|   | continue to an airport to which they have been       |           |
|   | released if, in the opinion of the pilot in command  |           |
|   | the flight cannot be completed safely; unless, in    |           |
|   | the opinion of the pilot in command, there is no     |           |
|   | safer procedure. In that event, continuation toward  |           |
|   | that airport is an emergency situation as set forth  |           |
|   | in 14CFR Part 121.557 in accordance with the         |           |
|   | Certificate Holder\'s design.                        |           |
|   |                                                      |           |
|   | *Sources:* 121.627(a)                                |           |
|   |                                                      |           |
|   | 18\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to verify that he would not     |           |
|   | allow a flight to continue toward any airport to     |           |
|   | which it has been dispatched if, in the opinion of   |           |
|   | the dispatcher the flight cannot be completed        |           |
|   | safely; unless, in the opinion of the pilot in       |           |
|   | command, there is no safer procedure. In that event, |           |
|   | continuation toward that airport is an emergency     |           |
|   | situation as set forth in 14CFR Part 121.557 in      |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.627(a)                                |           |
+---+------------------------------------------------------+-----------+
| 1 | Were the certificate holder\'s flights conducted     | Yes       |
| . | only into airports certificated under 14 CFR part    |           |
| 1 | 139 or authorized by the Administrator? **     **    | No,       |
| 0 |                                                      | Explain   |
| . | *Related Performance JTIs:*                          |           |
|   |                                                      | Not       |
|   | 1\. Check at the air carrier specified location to   | A         |
|   | ensure that they do not operate an airplane          | pplicable |
|   | designated for at least 31 passenger seats into a    |           |
|   | land airport of any State of the United States       |           |
|   | unless that airport is certificated under 14 CFR     |           |
|   | Part 139, unless otherwise authorized by the         |           |
|   | Administrator. However, an air carrier may designate |           |
|   | and use as a required alternate airport for          |           |
|   | departure or destination an airport that is not      |           |
|   | certificated under 14 CFR Part 139 in accordance     |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.590(a)                                |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified location to   |           |
|   | ensure that no pilot being used by an air carrier    |           |
|   | may operate an airplane designated for at least 31   |           |
|   | passenger seats into a land airport of any State of  |           |
|   | the United States unless that airport is             |           |
|   | certificated under 14 CFR Part 139, unless otherwise |           |
|   | authorized by the Administrator. However, an air     |           |
|   | carrier may designate and use as a required          |           |
|   | alternate airport for departure or destination an    |           |
|   | airport that is not certificated under 14 CFR Part   |           |
|   | 139 in accordance with the Certificate Holder\'s     |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.590(a)                                |           |
|   |                                                      |           |
|   | 3\. Check at the air carrier specified location to   |           |
|   | ensure that they do not operate an airplane          |           |
|   | designated for at least 31 passenger seats into a    |           |
|   | land airport of the District of Columbia unless that |           |
|   | airport is certificated under 14 CFR Part 139,       |           |
|   | unless otherwise authorized by the Administrator.    |           |
|   | However, an air carrier may designate and use as a   |           |
|   | required alternate airport for departure or          |           |
|   | destination an airport that is not certificated      |           |
|   | under 14 CFR Part 139 in accordance with the         |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.590(a)                                |           |
|   |                                                      |           |
|   | 4\. Check at the air carrier specified location to   |           |
|   | ensure that no pilot operates an airplane designated |           |
|   | for at least 31 passenger seats into a land airport  |           |
|   | of the District of Columbia unless that airport is   |           |
|   | certificated under 14 CFR Part 139, unless otherwise |           |
|   | authorized by the Administrator. However, an air     |           |
|   | carrier may designate and use as a required          |           |
|   | alternate airport for departure or destination an    |           |
|   | airport that is not certificated under 14 CFR Part   |           |
|   | 139 in accordance with the Certificate Holder\'s     |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.590(a)                                |           |
|   |                                                      |           |
|   | 5\. Check at the air carrier specified location to   |           |
|   | ensure that they do not operate an airplane          |           |
|   | designated for at least 31 passenger seats into a    |           |
|   | land airport of any territory of the United States   |           |
|   | unless that airport is certificated under 14 CFR     |           |
|   | Part 139, unless otherwise authorized by the         |           |
|   | Administrator . However, an air carrier may          |           |
|   | designate and use as a required alternate airport    |           |
|   | for departure or destination an airport that is not  |           |
|   | certificated under 14 CFR Part 139 in accordance     |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.590(a)                                |           |
|   |                                                      |           |
|   | 6\. Check at the air carrier specified location to   |           |
|   | ensure that no pilot being used by an air carrier    |           |
|   | may operate an airplane designated for at least 31   |           |
|   | passenger seats into a land airport of any territory |           |
|   | of the United States unless that airport is          |           |
|   | certificated under 14 CFR Part 139, unless otherwise |           |
|   | authorized by the Administrator. However, an air     |           |
|   | carrier may designate and use as a required          |           |
|   | alternate airport for departure or destination an    |           |
|   | airport that is not certificated under 14 CFR Part   |           |
|   | 139in accordance with the Certificate Holder\'s      |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.590(a)                                |           |
|   |                                                      |           |
|   | 7\. Check at the air carrier specified location to   |           |
|   | ensure that they do not operate an airplane          |           |
|   | designated for at least 31 passenger seats into a    |           |
|   | land airport of any possession of the United States  |           |
|   | unless that airport is certificated under 14 CFR     |           |
|   | Part 139, unless otherwise authorized by the         |           |
|   | Administrator. However, an air carrier may designate |           |
|   | and use as a required alternate airport for          |           |
|   | departure or destination an airport that is not      |           |
|   | certificated under 14 CFR Part 139 in accordance     |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.590(a)                                |           |
|   |                                                      |           |
|   | 8\. Check at the air carrier specified location to   |           |
|   | ensure that the Certificate Holder\'s conducting     |           |
|   | passenger-carrying operations with airplanes         |           |
|   | designed for less than 31 passenger seats may        |           |
|   | operate those airplanes into airports not            |           |
|   | certificated under 14 CFR Part 139 of this chapter   |           |
|   | if the following conditions are met: the airport is  |           |
|   | adequate for the proposed operation, considering     |           |
|   | such items as size, surface, obstructions, and       |           |
|   | lighting in accordance with the air carrier\'s       |           |
|   | design.                                              |           |
|   |                                                      |           |
|   | *Sources:* 121.590(b)(1)                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the certificate holder follow its procedures for | Yes       |
| . | initiating, canceling, and diverting flights?        |           |
| 1 | **     **                                            | No,       |
| 1 |                                                      | Explain   |
| . | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that the pilot in command and the director of        |           |
|   | operations are jointly responsible for the           |           |
|   | initiation of a flight in compliance with this 14CFR |           |
|   | Part 121. The director of operations may delegate    |           |
|   | the functions for the initiation, continuation,      |           |
|   | diversion, and termination of a flight but he may    |           |
|   | not delegate the responsibility for those functions  |           |
|   | in accordance with the Certificate Holder\'s design. |           |
|   |                                                      |           |
|   | *Sources:* 121.537(b)                                |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified by            |           |
|   | interviewing the director of operations to ensure    |           |
|   | that the pilot in command and the director of        |           |
|   | operations are jointly responsible for the           |           |
|   | initiation of a flight in compliance with their      |           |
|   | operations specifications. The director of           |           |
|   | operations may delegate the functions for the        |           |
|   | initiation, continuation, diversion, and termination |           |
|   | of a flight but he may not delegate the              |           |
|   | responsibility for those functions in accordance     |           |
|   | with the Certificate Holder\'s design.               |           |
|   |                                                      |           |
|   | *Sources:* 121.537(b)                                |           |
|   |                                                      |           |
|   | 3\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that the pilot in command and the director of        |           |
|   | operations are jointly responsible for the           |           |
|   | continuation of a flight in compliance with 14CFR    |           |
|   | Part 121. The director of operations may delegate    |           |
|   | the functions for the initiation, continuation,      |           |
|   | diversion, and termination of a flight but he may    |           |
|   | not delegate the responsibility for those functions  |           |
|   | in accordance with the Certificate Holder\'s design. |           |
|   |                                                      |           |
|   | *Sources:* 121.537(b)                                |           |
|   |                                                      |           |
|   | 4\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that the pilot in command and the director of        |           |
|   | operations are jointly responsible for the           |           |
|   | continuation of a flight in compliance with          |           |
|   | operations specifications. The director of           |           |
|   | operations may delegate the functions for the        |           |
|   | initiation, continuation, diversion, and termination |           |
|   | of a flight but he may not delegate the              |           |
|   | responsibility for those functions in accordance     |           |
|   | with the Certificate Holder\'s design.               |           |
|   |                                                      |           |
|   | *Sources:* 121.537(b)                                |           |
|   |                                                      |           |
|   | 5\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that the pilot in command and the director of        |           |
|   | operations are jointly responsible for the diversion |           |
|   | of a flight in compliance with 14CFR Part 121. The   |           |
|   | director of operations may delegate the functions    |           |
|   | for the initiation, continuation, diversion, and     |           |
|   | termination of a flight but he may not delegate the  |           |
|   | responsibility for those functions in accordance     |           |
|   | with the Certificate Holder\'s design.               |           |
|   |                                                      |           |
|   | *Sources:* 121.537(b)                                |           |
|   |                                                      |           |
|   | 6\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that the pilot in command and the director of        |           |
|   | operations are jointly responsible for the diversion |           |
|   | of a flight in compliance with operations            |           |
|   | specifications. The director of operations may       |           |
|   | delegate the functions for the initiation,           |           |
|   | continuation, diversion, and termination of a flight |           |
|   | but he may not delegate the responsibility for those |           |
|   | functions in accordance with the Certificate         |           |
|   | Holder\'s design.                                    |           |
|   |                                                      |           |
|   | *Sources:* 121.537(b)                                |           |
|   |                                                      |           |
|   | 7\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that the pilot in command and the director of        |           |
|   | operations are jointly responsible for the           |           |
|   | termination of a flight in compliance with 14CFR     |           |
|   | Part 121. The director of operations may delegate    |           |
|   | the functions for the initiation, continuation,      |           |
|   | diversion, and termination of a flight but he may    |           |
|   | not delegate the responsibility for those functions  |           |
|   | in accordance with the Certificate Holder\'s design. |           |
|   |                                                      |           |
|   | *Sources:* 121.537(b)                                |           |
|   |                                                      |           |
|   | 8\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that the pilot in command and the director of        |           |
|   | operations are jointly responsible for the           |           |
|   | termination of a flight in compliance with their     |           |
|   | operations specifications. The director of           |           |
|   | operations may delegate the functions for the        |           |
|   | initiation, continuation, diversion, and termination |           |
|   | of a flight but he may not delegate the              |           |
|   | responsibility for those functions in accordance     |           |
|   | with the Certificate Holder\'s design.               |           |
|   |                                                      |           |
|   | *Sources:* 121.537(b)                                |           |
|   |                                                      |           |
|   | 9\. Check at the air carrier specified location by   |           |
|   | interviewing the director of operations to ensure    |           |
|   | that they are responsible for canceling a flight if  |           |
|   | in his opinion or the opinion of the pilot in        |           |
|   | command the flight cannot operate or continue to     |           |
|   | operate safely as planned or released in accordance  |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.537(c)(2)                             |           |
|   |                                                      |           |
|   | 10\. Check at the air carrier specified location by  |           |
|   | interviewing the director of operations to ensure    |           |
|   | that they are responsible for diverting a flight if  |           |
|   | in his opinion or the opinion of the pilot in        |           |
|   | command the flight cannot operate or continue to     |           |
|   | operate safely as planned or released in accordance  |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.537(c)(2)                             |           |
|   |                                                      |           |
|   | 11\. Check at the air carrier specified location by  |           |
|   | observing a person exercising operational control to |           |
|   | ensure they would not change an original destination |           |
|   | or alternate airport that is specified in the        |           |
|   | original flight release to another airport while the |           |
|   | aircraft is en route unless the other airport is     |           |
|   | authorized for that type of aircraft and the         |           |
|   | appropriate requirements of 14CFR Part 121.597 are   |           |
|   | met at the time of re-release in accordance with the |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.631(c)                                |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the pilot in command (PIC) ensure the safety of  | Yes       |
| . | the passengers, crew, and cargo during flight?       |           |
| 1 | **     **                                            | No,       |
| 2 |                                                      | Explain   |
| . | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the aircraft cockpit by interviewing    |           |
|   | the pilot in command to determine their              |           |
|   | responsibility during flight time they are in        |           |
|   | command of the aircraft and crew and are responsible |           |
|   | for the safety of the crewmembers in accordance with |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.537(d)                                |           |
|   |                                                      |           |
|   | 2\. Check at the aircraft cockpit by interviewing    |           |
|   | the pilot in command to determine their              |           |
|   | responsibility during flight time they are in        |           |
|   | command of the aircraft and crew and are responsible |           |
|   | for the safety of the cargo in accordance with the   |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.537(d)                                |           |
|   |                                                      |           |
|   | 3\. Check at the aircraft cockpit by interviewing    |           |
|   | the pilot in command to determine their              |           |
|   | responsibility during flight time they are in        |           |
|   | command of the aircraft and crew and are responsible |           |
|   | for the safety of the airplane in accordance with    |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.537(d)                                |           |
+---+------------------------------------------------------+-----------+
| 1 | Did domestic and flag certificate holders\'          | Yes       |
| . | operations schedules properly consider appropriate   |           |
| 1 | winds, cruising speeds, and servicing requirements?  | No,       |
| 3 | **     **                                            | Explain   |
| . |                                                      |           |
|   | *Related Performance JTIs:*                          | Not       |
|   |                                                      | A         |
|   | 1\. Check at the air carrier specified location by   | pplicable |
|   | reviewing the operations schedule to ensure that     |           |
|   | they allow enough time for the proper servicing of   |           |
|   | aircraft at intermediate stops in accordance with    |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.541                                   |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified location by   |           |
|   | reviewing the operations schedule and flight plans   |           |
|   | to ensure flight operations schedules consider the   |           |
|   | prevailing winds en route and the cruising speed of  |           |
|   | the type of aircraft used. This cruising speed may   |           |
|   | not be more than that resulting from the specified   |           |
|   | cruising output of the engines in accordance with    |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.541                                   |           |
+---+------------------------------------------------------+-----------+
| 1 | Were lease and interchange agreements conducted in   | Yes       |
| . | accordance with the certificate holder\'s            |           |
| 1 | procedures? **     **                                | No,       |
| 4 |                                                      | Explain   |
| . | *Related Performance JTIs:*                          |           |
|   |                                                      | Not       |
|   | 1\. Check at the air carrier specified location that | A         |
|   | the Certificate Holder\'s exercises operational      | pplicable |
|   | control for all operations conducted utilizing       |           |
|   | aircraft wet lease arrangements authorized in        |           |
|   | operations specifications paragraph A-028.           |           |
|   |                                                      |           |
|   | *Sources:* A.028Aircraft Wet Lease Arrangements      |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified location that |           |
|   | the Certificate Holder\'s exercises operational      |           |
|   | control for all operations conducted utilizing       |           |
|   | aircraft interchange arrangements authorized in      |           |
|   | operations specifications paragraph A-029.           |           |
|   |                                                      |           |
|   | *Sources:* A.029Aircraft Interchange Arrangements    |           |
+---+------------------------------------------------------+-----------+
| 2 | Were the certificate holder\'s policies, procedures, | Yes       |
| \ | instructions, and information for the Operational    |           |
| . | Control process followed? **     **                  | No,       |
|   |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the air carrier specified location that |           |
|   | each type of operation is conducted under the        |           |
|   | appropriate paragraph referenced in 14CFR Part 119   |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 119.5(f)(1)                               |           |
|   |                                                      |           |
|   | 2\. Check at the air carrier specified location that |           |
|   | each type of operation is conducted under the        |           |
|   | appropriate authorizations that are specified in the |           |
|   | operation specifications for that kind of operation  |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 119.5(f)(2)                               |           |
|   |                                                      |           |
|   | 3\. Check at the air carrier specified location that |           |
|   | each type of operation is conducted under the        |           |
|   | appropriate limitations that are specified in the    |           |
|   | operation specifications for that kind of operation  |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 119.5(f)(2)                               |           |
|   |                                                      |           |
|   | 4\. Check at the air carrier specified location that |           |
|   | each type of operation is conducted under the        |           |
|   | appropriate procedures that are specified in the     |           |
|   | operation specifications for that kind of operation  |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 119.5(f)(2)                               |           |
|   |                                                      |           |
|   | 5\. Check at the air carrier specified location that |           |
|   | operations conducted under exemptions are being      |           |
|   | conducted IAW the current exemptions in accordance   |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 119.5(g)                                  |           |
|   |                                                      |           |
|   | 6\. Check at the air carrier specified location that |           |
|   | operations conducted under deviations are being      |           |
|   | conducted IAW those deviations in accordance with    |           |
|   | the Certificate Holder\'s design.                    |           |
|   |                                                      |           |
|   | *Sources:* 119.5(g)                                  |           |
|   |                                                      |           |
|   | 7\. Check at the air carrier specified location that |           |
|   | all operations are conducted IAW their operating     |           |
|   | certificate in accordance with the Certificate       |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 119.5(l)                                  |           |
|   |                                                      |           |
|   | 8\. Check at the air carrier specified location that |           |
|   | all operations are conducted IAW their operation     |           |
|   | specifications in accordance with the Certificate    |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 119.5(l)                                  |           |
|   |                                                      |           |
|   | 9\. Check at the air carrier specified location that |           |
|   | it is issued operation specifications containing     |           |
|   | authorizations for each kind of operations it is to  |           |
|   | conduct in accordance with the Certificate Holder\'s |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 119.7(a)(1)                               |           |
|   |                                                      |           |
|   | 10\. Check at the air carrier specified location     |           |
|   | that it is issued operation specifications           |           |
|   | containing limitations for each kind of operations   |           |
|   | it is to conduct in accordance with the Certificate  |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 119.7(a)(1)                               |           |
|   |                                                      |           |
|   | 11\. Check at the air carrier specified location     |           |
|   | that it is issued operation specifications that      |           |
|   | contain certain procedures, if applicable, for each  |           |
|   | kind of operation it is to conduct in accordance     |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 119.7(a)(1)                               |           |
|   |                                                      |           |
|   | 12\. Check at the air carrier specified location     |           |
|   | that is issued operation specifications that contain |           |
|   | procedures for each class of aircraft to be operated |           |
|   | in accordance with the Certificate Holder\'s design  |           |
|   |                                                      |           |
|   | *Sources:* 119.7(a)(1)                               |           |
|   |                                                      |           |
|   | 13\. Check at the air carrier specified location     |           |
|   | that it is issued operation specifications that      |           |
|   | contain procedures for each size of aircraft to be   |           |
|   | operated in accordance with the Certificate          |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 119.7(a)(2)                               |           |
|   |                                                      |           |
|   | 14\. Check at the air carrier specified location     |           |
|   | that by discussing with the contract flight follower |           |
|   | (if applicable) that the Certificate Holder\'s       |           |
|   | continues to be primarily responsible for            |           |
|   | operational control of each flight in accordance     |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.125(b)                                |           |
|   |                                                      |           |
|   | 15\. Check at the air carrier specified location     |           |
|   | that by discussing with the flight follower that     |           |
|   | they are able to perform the function of operational |           |
|   | control and required duties in accordance with the   |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.127(b)                                |           |
|   |                                                      |           |
|   | 16\. Check at the air carrier specified location     |           |
|   | that a system acceptable to the Administrator is     |           |
|   | available for dissemination of navigation facilities |           |
|   | to the pilot in command in accordance with the       |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.443(a)                                |           |
|   |                                                      |           |
|   | 17\. Check at the air carrier specified location     |           |
|   | that a system acceptable to the Administrator is     |           |
|   | available for dissemination of navigation facilities |           |
|   | to appropriate flight operations personnel in        |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.443(a)                                |           |
|   |                                                      |           |
|   | 18\. Check at the air carrier specified location     |           |
|   | that a system acceptable to the Administrator is     |           |
|   | available for dissemination of communication         |           |
|   | procedures, including airport visual aids to the     |           |
|   | pilot in command in accordance with the Certificate  |           |
|   | Holder\'s design                                     |           |
|   |                                                      |           |
|   | *Sources:* 121.443(a)                                |           |
|   |                                                      |           |
|   | 19\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure they are responsible for    |           |
|   | operational control while conducting domestic and    |           |
|   | flag operations is in accordance with the            |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.533(a); 121.535(a)                    |           |
|   |                                                      |           |
|   | 20\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the pilot in command   |           |
|   | and the aircraft dispatcher are jointly responsible  |           |
|   | for preflight planning in compliance with 14CFR Part |           |
|   | 121 in accordance with the Certificate Holder\'s     |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.533(b); 121.535(b)                    |           |
|   |                                                      |           |
|   | 21\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the pilot in command   |           |
|   | and the aircraft dispatcher are jointly responsible  |           |
|   | for preflight planning in compliance with the        |           |
|   | Certificate Holder\'s operations specifications in   |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.533(b); 121.535(b)                    |           |
|   |                                                      |           |
|   | 22\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the pilot in command   |           |
|   | and the aircraft dispatcher are jointly responsible  |           |
|   | for delay management in compliance with 14CFR Part   |           |
|   | 121 in accordance with the Certificate Holder\'s     |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.533(b); 121.535(b)                    |           |
|   |                                                      |           |
|   | 23\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the pilot in command   |           |
|   | and the aircraft dispatcher are jointly responsible  |           |
|   | for delay management in compliance with the          |           |
|   | Certificate Holder\'s operations specifications in   |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.533(b); 121.535(b)                    |           |
|   |                                                      |           |
|   | 24\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the pilot in command   |           |
|   | and the aircraft dispatcher are jointly responsible  |           |
|   | for dispatch release in compliance with 14CFR Part   |           |
|   | 121 in accordance with the Certificate Holder\'s     |           |
|   | design                                               |           |
|   |                                                      |           |
|   | *Sources:* 121.533(b); 121.535(b)                    |           |
|   |                                                      |           |
|   | 25\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that he is responsible for  |           |
|   | monitoring the progress of each flight in accordance |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.533(c)(1); 121.535(c)(1)              |           |
|   |                                                      |           |
|   | 26\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the aircraft           |           |
|   | dispatcher is responsible for issuing necessary      |           |
|   | information for the safety of the flight in          |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.533(c)(2); 121.535(c)(2)              |           |
|   |                                                      |           |
|   | 27\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the aircraft           |           |
|   | dispatcher is responsible for canceling a flight if, |           |
|   | in his opinion or the opinion of the pilot in        |           |
|   | command, the flight cannot operate or continue to    |           |
|   | operate safely as planned or released in accordance  |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.533(c)(3); 121.535(c)(3)              |           |
|   |                                                      |           |
|   | 28\. Check at the dispatch center by interviewing    |           |
|   | the dispatcher to ensure that the aircraft           |           |
|   | dispatcher is responsible for re-dispatching a       |           |
|   | flight if, in his opinion or the opinion of the      |           |
|   | pilot in command, the flight cannot operate or       |           |
|   | continue to operate safely as planned or released in |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.533(c)(3); 121.535(c)(3)              |           |
|   |                                                      |           |
|   | 29\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to determine their              |           |
|   | responsibility during flight time they are in        |           |
|   | command of the aircraft and crew and are responsible |           |
|   | for the safety of the passengers in accordance with  |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.533(d); 121.535(d)                    |           |
|   |                                                      |           |
|   | 30\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to determine their              |           |
|   | responsibility during flight time they are in        |           |
|   | command of the aircraft and crew and are responsible |           |
|   | for the safety of the crewmembers in accordance with |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.533(d); 121.535(d)                    |           |
|   |                                                      |           |
|   | 31\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to determine their              |           |
|   | responsibility during flight time they are in        |           |
|   | command of the aircraft and crew and are responsible |           |
|   | for the safety of the cargo in accordance with the   |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.533(d); 121.535(d)                    |           |
|   |                                                      |           |
|   | 32\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to determine their              |           |
|   | responsibility during flight time they are in        |           |
|   | command of the aircraft and crew and are responsible |           |
|   | for the safety of the airplane in accordance with    |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.533(d); 121.535(d)                    |           |
|   |                                                      |           |
|   | 33\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to understand he or she has     |           |
|   | full control and authority in the operation of the   |           |
|   | aircraft, without limitation, over other crewmembers |           |
|   | and their duties during flight time, whether or not  |           |
|   | he holds valid certificates authorizing him to       |           |
|   | perform the duties of those crewmembers in           |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.533(e); 121.535(e)                    |           |
|   |                                                      |           |
|   | 34\. Check at the air carrier specified location to  |           |
|   | determine that the Certificate Holder\'s understands |           |
|   | while conducting supplemental operations it is       |           |
|   | responsible for operational control in accordance    |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.537(a)(1)                             |           |
|   |                                                      |           |
|   | 35\. Check at the air carrier specified location to  |           |
|   | determine the Certificate Holder\'s has names or     |           |
|   | titles of those persons authorized by it to exercise |           |
|   | operational control in accordance with the           |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.537(a)(2)                             |           |
|   |                                                      |           |
|   | 36\. Check at the air carrier specified location by  |           |
|   | interviewing the director of operations to ensure    |           |
|   | that they are responsible for assuring that each     |           |
|   | flight is monitored with respect to departure of the |           |
|   | flight from the place of origin and arrival at the   |           |
|   | place of destination, including intermediate stops   |           |
|   | and any diversions therefrom in accordance with the  |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.537(c)(1)                             |           |
|   |                                                      |           |
|   | 37\. Check at the aircraft cockpit by interviewing   |           |
|   | the pilot in command to determine their              |           |
|   | responsibility during flight time they are in        |           |
|   | command of the aircraft and crew and are responsible |           |
|   | for the safety of the passengers in accordance with  |           |
|   | the Certificate Holder\'s design                     |           |
|   |                                                      |           |
|   | *Sources:* 121.537(d)                                |           |
|   |                                                      |           |
|   | 38\. Check at the air carrier specified location by  |           |
|   | interviewing the pilot in command of an aircraft is  |           |
|   | responsible for the preflight planning of the flight |           |
|   | in compliance with this 14CFR Part 121in accordance  |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.537(e)                                |           |
|   |                                                      |           |
|   | 39\. Check at the air carrier specified location by  |           |
|   | interviewing the pilot in command of an aircraft to  |           |
|   | verify they are responsible for the preflight        |           |
|   | planning of the flight in compliance with their      |           |
|   | operations specifications in accordance with the     |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.537(e)                                |           |
|   |                                                      |           |
|   | 40\. Check at the air carrier specified location     |           |
|   | that the pilot in command of an aircraft is          |           |
|   | responsible for the operation of the flight in       |           |
|   | compliance with this 14CFR Part 121 in accordance    |           |
|   | with the Certificate Holder\'s design                |           |
|   |                                                      |           |
|   | *Sources:* 121.537(e)                                |           |
|   |                                                      |           |
|   | 41\. Check at the air carrier specified location     |           |
|   | that each pilot in command of an aircraft is         |           |
|   | responsible for the operation of the flight in       |           |
|   | compliance with their operations specifications in   |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.537(e)                                |           |
|   |                                                      |           |
|   | 42\. Check at the dispatch center to ensure that no  |           |
|   | person may start a flight unless an aircraft         |           |
|   | dispatcher specifically authorizes that flight in    |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.593                                   |           |
|   |                                                      |           |
|   | 43\. Check at the dispatch center to ensure when an  |           |
|   | airplane lands at an intermediate airport specified  |           |
|   | in the original dispatch release and remains there   |           |
|   | for not more than one hour no person may start a     |           |
|   | flight unless an aircraft dispatcher specifically    |           |
|   | authorizes that flight in accordance with the        |           |
|   | Certificate Holder\'s design                         |           |
|   |                                                      |           |
|   | *Sources:* 121.593                                   |           |
|   |                                                      |           |
|   | 44\. Check at the air carrier specified location by  |           |
|   | interviewing a crew scheduler to determine that if a |           |
|   | pilot in command of an aircraft has not served 100   |           |
|   | hours as pilot in command in operations under this   |           |
|   | part in the type of airplane he is operating that,   |           |
|   | that information is tracked and relayed to dispatch  |           |
|   | or flight following and they ensure the MDA or DH    |           |
|   | and visibility landing minimums in the Certificate   |           |
|   | Holder\'s operations specification for regular,      |           |
|   | provisional, or refueling airports are increased by  |           |
|   | 100 feet and one-half mile (or the RVR equivalent).  |           |
|   | The MDA or DH and visibility minimums need not be    |           |
|   | increased above those applicable to the airport when |           |
|   | used as an alternate airport, but in no event may    |           |
|   | the landing minimums be less than300 and 1 in        |           |
|   | accordance with the Certificate Holder\'s design     |           |
|   |                                                      |           |
|   | *Sources:* 121.652(a)                                |           |
|   |                                                      |           |
|   | 45\. Check at the air carrier specified location     |           |
|   | that the operational control system being utilized   |           |
|   | is described in paragraph A-008 of the operations    |           |
|   | specifications A-008.                                |           |
|   |                                                      |           |
|   | *Sources:* A.008Operational Control                  |           |
|   |                                                      |           |
|   | 46\. Check at the air carrier specified location     |           |
|   | that the persons responsible for operational control |           |
|   | are listed in paragraph A-008 of the operations      |           |
|   | specifications.                                      |           |
|   |                                                      |           |
|   | *Sources:* A.008Operational Control                  |           |
|   |                                                      |           |
|   | 47\. Check at the air carrier specified location     |           |
|   | that the Certificate Holder\'s is utilizing specific |           |
|   | guidance on supplemental operations as outlined in   |           |
|   | their operations manual.                             |           |
|   |                                                      |           |
|   | *Sources:* A.030Part 121 Supplemental Operations     |           |
+---+------------------------------------------------------+-----------+
| 3 | Were the Operational Control process controls        | Yes       |
|   | followed? **     **                                  |           |
|   |                                                      | No,       |
|   |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 4 | Did the records for the Operational Control process  | Yes       |
| \ | comply with the instructions provided by the         |           |
| . | certificate holder? **     **                        | No,       |
|   |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 5 | Were the process measurements for the Operational    | Yes       |
| \ | Control process effective in identifying problems or |           |
| . | potential problems and providing corrective action   | No,       |
|   | for them? **     **                                  | Explain   |
+---+------------------------------------------------------+-----------+
| 6 | Did personnel properly handle the associated         | Yes       |
|   | interfaces by complying with other written policies, |           |
|   | procedures, instructions, and information that are   | No,       |
|   | related to this element? **     **                   | Explain   |
+---+------------------------------------------------------+-----------+

+---+-------------------------------------------------------------------+
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|   |                                                                   |
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|   |                                                                   |
| O |                                                                   |
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| r |                                                                   |
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| a |                                                                   |
| b |                                                                   |
| l |                                                                   |
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|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
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| w |                                                                   |
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| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Personnel.                                                        |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Tools and Equipment.                                              |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Technical Data.                                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Procedures, policies or instructions or information.              |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Materials.                                                        |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 6 | Facilities.                                                       |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 7 | Controls.                                                         |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 8 | Process Measures.                                                 |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 9 | Interfaces.                                                       |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Desired Outcome.                                                  |
| 0 |                                                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Other.                                                            |
| 1 |                                                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
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| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
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| ) |                                                                   |
+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| T |                                                                   |
| a |                                                                   |
| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
|   | NOTE: If no personnel or major program changes (as defined by the |
|   | principal inspector (PI)) affecting the responsibility or         |
|   | authority attributes for this element have occurred since the     |
|   | last SAI and/or EPI was accomplished, then do not perform tasks   |
|   | 3-6, below. Answer questions 1 and 2, and provide the name/title. |
+---+-------------------------------------------------------------------+
| 1 | Identify the person who has overall responsibility for the        |
| \ | Operational Control process.                                      |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Identify the person who has overall authority for the Operational |
| \ | Control process.                                                  |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Review the duties and responsibilities for those who manage the   |
| \ | Operational Control process.                                      |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Review the appropriate organizational chart.                      |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Discuss the Operational Control process with the management       |
| \ | personnel identified in tasks 1 and 2.                            |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 6 | Evaluate the qualifications and work experience of the management |
| \ | personnel identified in tasks 1 and 2.                            |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+------------------------------------------------------+-----------+
| # |                                                      |           |
| # |                                                      |           |
|   |                                                      |           |
| Q |                                                      |           |
| u |                                                      |           |
| e |                                                      |           |
| s |                                                      |           |
| t |                                                      |           |
| i |                                                      |           |
| o |                                                      |           |
| n |                                                      |           |
| s |                                                      |           |
+---+------------------------------------------------------+-----------+
|   | To meet this objective, the inspector must answer    |           |
|   | the following questions:                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Is there a clearly identified person who is          | Yes       |
| \ | responsible for the quality of the Operational       |           |
| . | Control process? **     **                           | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | Na        |
|   |                                                      | me/Title: |
|   |                                                      |           |
|   |                                                      |           |
+---+------------------------------------------------------+-----------+
| 2 | Is there a clearly identified person who has         | Yes       |
| \ | authority to establish and modify the certificate    |           |
| . | holder s policies, procedures, instructions, and     | No,       |
|   | information for the Operational Control process?     | Explain   |
|   | **     **                                            |           |
|   |                                                      | Na        |
|   |                                                      | me/Title: |
|   |                                                      |           |
|   |                                                      |           |
+---+------------------------------------------------------+-----------+
| 3 | Does the responsible person know that he/she has     | Yes       |
| \ | responsibility for the Operational Control process?  |           |
| . | **     **                                            | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 4 | Does the person with authority know that he/she has  | Yes       |
| \ | authority for the Operational Control process?       |           |
| . | **     **                                            | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 5 | Does the person with responsibility for the          | Yes       |
| \ | Operational Control process meet the qualification   |           |
| . | standards? **     **                                 | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 6 | Does the person with authority to establish and      | Yes       |
| \ | modify the Operational Control process meet the      |           |
| . | qualification standards? **     **                   | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 7 | Does the person with responsibility understand the   | Yes       |
| \ | controls, process measurements, and interfaces       |           |
| . | associated with the Operational Control process?     | No,       |
|   | **     **                                            | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 8 | Does the person with authority understand the        | Yes       |
| \ | controls, process measurements, and interfaces       |           |
| . | associated with the Operational Control process?     | No,       |
|   | **     **                                            | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 9 | Does the responsible person know who has authority   | Yes       |
| \ | to establish and modify the Operational Control      |           |
| . | process? **     **                                   | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 1 | Does the individual with authority know who has the  | Yes       |
| 0 | responsibility for the Operational Control process?  |           |
| \ | **     **                                            | No,       |
| . |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+

+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| E |                                                                   |
| P |                                                                   |
| I |                                                                   |
|   |                                                                   |
| S |                                                                   |
| e |                                                                   |
| c |                                                                   |
| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
|   |                                                                   |
| 2 |                                                                   |
|   |                                                                   |
| - |                                                                   |
|   |                                                                   |
| M |                                                                   |
| a |                                                                   |
| n |                                                                   |
| a |                                                                   |
| g |                                                                   |
| e |                                                                   |
| m |                                                                   |
| e |                                                                   |
| n |                                                                   |
| t |                                                                   |
|   |                                                                   |
| R |                                                                   |
| e |                                                                   |
| s |                                                                   |
| p |                                                                   |
| o |                                                                   |
| n |                                                                   |
| s |                                                                   |
| i |                                                                   |
| b |                                                                   |
| i |                                                                   |
| l |                                                                   |
| i |                                                                   |
| t |                                                                   |
| y |                                                                   |
|   |                                                                   |
| & |                                                                   |
|   |                                                                   |
| A |                                                                   |
| u |                                                                   |
| t |                                                                   |
| h |                                                                   |
| o |                                                                   |
| r |                                                                   |
| i |                                                                   |
| t |                                                                   |
| y |                                                                   |
|   |                                                                   |
| O |                                                                   |
| b |                                                                   |
| s |                                                                   |
| e |                                                                   |
| r |                                                                   |
| v |                                                                   |
| a |                                                                   |
| b |                                                                   |
| l |                                                                   |
| e |                                                                   |
| s |                                                                   |
|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
| o |                                                                   |
| w |                                                                   |
| n |                                                                   |
| M |                                                                   |
| e |                                                                   |
| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Assignment of responsibility.                                     |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Assignment of authority.                                          |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Does not understand procedures, policies or instructions and      |
| \ | information.                                                      |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Does not understand controls.                                     |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Does not understand process measurements.                         |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 6 | Does not understand interfaces.                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 7 | Span of control.                                                  |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 8 | Position vacant.                                                  |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 9 | Other.                                                            |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+