+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Do documented procedures exist  | \ | \ | \ | 542 |            |
| \ | to ensure that accurate,        | _ | _ | _ | .19 |            |
| . | complete, legible, and          | \ | \ | \ | (a) |            |
|   | permanent records of all        | _ | _ | _ |     |            |
|   | transactions pertaining to      | \ | \ | \ |     |            |
|   | revenue and gaming activities   | _ | _ | _ |     |            |
|   | are prepared? (Review policies  | \ | \ | \ |     |            |
|   | and procedures)                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| P |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Do general accounting records   | \ | \ | \ | 542 |            |
| \ | exist according to Generally    | _ | _ | _ | .19 |            |
| . | Accepted Accounting Principles  | \ | \ | \ | (b) |            |
|   | on a double entry system of     | _ | _ | _ | (1) |            |
|   | accounting, maintaining         | \ | \ | \ |     |            |
|   | detailed, supporting,           | _ | _ | _ |     |            |
|   | subsidiary records, including,  | \ | \ | \ |     |            |
|   | but not limited to:             | _ | _ | _ |     |            |
|   | (Examination of records)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Detailed records identifying  |   |   |   |     |            |
|   | > revenues, expenses, assets,   |   |   |   |     |            |
|   | > liabilities, and equity for   |   |   |   |     |            |
|   | > each gaming operation?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Do general accounting records   | \ | \ | \ | 542 |            |
| \ | exist according to Generally    | _ | _ | _ | .19 |            |
| . | Accepted Accounting Principles  | \ | \ | \ | (b) |            |
|   | on a double entry system of     | _ | _ | _ | (2) |            |
|   | accounting, maintaining         | \ | \ | \ |     |            |
|   | detailed, supporting,           | _ | _ | _ |     |            |
|   | subsidiary records, including,  | \ | \ | \ |     |            |
|   | but not limited to:             | _ | _ | _ |     |            |
|   | (Examination of records)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Detailed records of all       |   |   |   |     |            |
|   | > markers, IOU's, returned      |   |   |   |     |            |
|   | > checks, hold checks, or other |   |   |   |     |            |
|   | > similar credit instruments?   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Do general accounting records   | \ | \ | \ | 542 |            |
| \ | exist according to Generally    | _ | _ | _ | .19 |            |
| . | Accepted Accounting Principles  | \ | \ | \ | (b) |            |
|   | on a double entry system of     | _ | _ | _ | (3) |            |
|   | accounting, maintaining         | \ | \ | \ |     |            |
|   | detailed, supporting,           | _ | _ | _ |     |            |
|   | subsidiary records, including,  | \ | \ | \ |     |            |
|   | but not limited to:             | _ | _ | _ |     |            |
|   | (Examination of records)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Individual and statistical    |   |   |   |     |            |
|   | > game records to reflect       |   |   |   |     |            |
|   | > statistical drop, statistical |   |   |   |     |            |
|   | > win, and the percentage of    |   |   |   |     |            |
|   | > statistical win to            |   |   |   |     |            |
|   | > statistical drop by each      |   |   |   |     |            |
|   | > table game, and to reflect    |   |   |   |     |            |
|   | > statistical drop, statistical |   |   |   |     |            |
|   | > win, and the percentage of    |   |   |   |     |            |
|   | > statistical win to            |   |   |   |     |            |
|   | > statistical drop for each     |   |   |   |     |            |
|   | > type of table game, by shift, |   |   |   |     |            |
|   | > by day, cumulative            |   |   |   |     |            |
|   | > month-to-date, and cumulative |   |   |   |     |            |
|   | > year-to-date, and individual  |   |   |   |     |            |
|   | > and statistical game records  |   |   |   |     |            |
|   | > reflecting similar            |   |   |   |     |            |
|   | > information for all other     |   |   |   |     |            |
|   | > games?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Do general accounting records   | \ | \ | \ | 542 |            |
| \ | exist according to Generally    | _ | _ | _ | .19 |            |
| . | Accepted Accounting Principles  | \ | \ | \ | (b) |            |
|   | on a double entry system of     | _ | _ | _ | (4) |            |
|   | accounting, maintaining         | \ | \ | \ |     |            |
|   | detailed, supporting,           | _ | _ | _ |     |            |
|   | subsidiary records, including,  | \ | \ | \ |     |            |
|   | but not limited to:             | _ | _ | _ |     |            |
|   | (Examination of records)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Gaming machine analysis       |   |   |   |     |            |
|   | > reports which, by each        |   |   |   |     |            |
|   | > machine, compare actual hold  |   |   |   |     |            |
|   | > percentages to theoretical    |   |   |   |     |            |
|   | > hold percentages?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Do general accounting records   | \ | \ | \ | 542 |            |
| \ | exist according to Generally    | _ | _ | _ | .19 |            |
| . | Accepted Accounting Principles  | \ | \ | \ | (b) |            |
|   | on a double entry system of     | _ | _ | _ | (5) |            |
|   | accounting, maintaining         | \ | \ | \ |     |            |
|   | detailed, supporting,           | _ | _ | _ |     |            |
|   | subsidiary records, including,  | \ | \ | \ |     |            |
|   | but not limited to:             | _ | _ | _ |     |            |
|   | (Examination of records)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > The records required by §542  |   |   |   |     |            |
|   | > and by the Tribal internal    |   |   |   |     |            |
|   | > control standards?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Do general accounting records   | \ | \ | \ | 542 |            |
| \ | exist according to Generally    | _ | _ | _ | .19 |            |
| . | Accepted Accounting Principles  | \ | \ | \ | (b) |            |
|   | on a double entry system of     | _ | _ | _ | (6) |            |
|   | accounting, maintaining         | \ | \ | \ |     |            |
|   | detailed, supporting,           | _ | _ | _ |     |            |
|   | subsidiary records, including,  | \ | \ | \ |     |            |
|   | but not limited to:             | _ | _ | _ |     |            |
|   | (Examination of records)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Journal entries prepared by   |   |   |   |     |            |
|   | > the gaming operation and by   |   |   |   |     |            |
|   | > its independent accountants?  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Do general accounting records   | \ | \ | \ | 542 |            |
| \ | exist according to Generally    | _ | _ | _ | .19 |            |
| . | Accepted Accounting Principles  | \ | \ | \ | (b) |            |
|   | on a double entry system of     | _ | _ | _ | (7) |            |
|   | accounting, maintaining         | \ | \ | \ |     |            |
|   | detailed, supporting,           | _ | _ | _ |     |            |
|   | subsidiary records, including,  | \ | \ | \ |     |            |
|   | but not limited to:             | _ | _ | _ |     |            |
|   | (Examination of records)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Any other records             |   |   |   |     |            |
|   | > specifically required to be   |   |   |   |     |            |
|   | > maintained?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Has the gaming operation        | \ | \ | \ | 542 |            |
| \ | established administrative and  | _ | _ | _ | .19 |            |
| . | accounting procedures for the   | \ | \ | \ | (c) |            |
|   | purpose of determining          | _ | _ | _ | (1) |            |
|   | effective control over a gaming | \ | \ | \ |     |            |
|   | operation's fiscal affairs that | _ | _ | _ |     |            |
|   | shall reasonably ensure:        | \ | \ | \ |     |            |
|   | (Review supporting              | _ | _ | _ |     |            |
|   | documentation and inquiry)      |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Assets are safeguarded?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 0 | established administrative and  | _ | _ | _ | .19 |            |
| \ | accounting procedures for the   | \ | \ | \ | (c) |            |
| . | purpose of determining          | _ | _ | _ | (2) |            |
|   | effective control over a gaming | \ | \ | \ |     |            |
|   | operation's fiscal affairs that | _ | _ | _ |     |            |
|   | shall reasonably ensure:        | \ | \ | \ |     |            |
|   | (Review supporting              | _ | _ | _ |     |            |
|   | documentation and inquiry)      |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Financial records are         |   |   |   |     |            |
|   | > accurate and reliable?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 1 | established administrative and  | _ | _ | _ | .19 |            |
| \ | accounting procedures for the   | \ | \ | \ | (c) |            |
| . | purpose of determining          | _ | _ | _ | (3) |            |
|   | effective control over a gaming | \ | \ | \ |     |            |
|   | operation's fiscal affairs that | _ | _ | _ |     |            |
|   | shall reasonably ensure:        | \ | \ | \ |     |            |
|   | (Review supporting              | _ | _ | _ |     |            |
|   | documentation and inquiry)      |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Transactions are performed    |   |   |   |     |            |
|   | > only in accordance with       |   |   |   |     |            |
|   | > management's general and      |   |   |   |     |            |
|   | > specific authorization?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 2 | established administrative and  | _ | _ | _ | .19 |            |
| \ | accounting procedures for the   | \ | \ | \ | (c) |            |
| . | purpose of determining          | _ | _ | _ | (4) |            |
|   | effective control over a gaming | \ | \ | \ |     |            |
|   | operation's fiscal affairs that | _ | _ | _ |     |            |
|   | shall reasonably ensure:        | \ | \ | \ |     |            |
|   | (Review supporting              | _ | _ | _ |     |            |
|   | documentation and inquiry)      |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Transactions are recorded     |   |   |   |     |            |
|   | > adequately to permit proper   |   |   |   |     |            |
|   | > reporting of gaming revenue   |   |   |   |     |            |
|   | > and of fees and taxes, and to |   |   |   |     |            |
|   | > maintain accountability of    |   |   |   |     |            |
|   | > assets?                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 3 | established administrative and  | _ | _ | _ | .19 |            |
| \ | accounting procedures for the   | \ | \ | \ | (c) |            |
| . | purpose of determining          | _ | _ | _ | (5) |            |
|   | effective control over a gaming | \ | \ | \ |     |            |
|   | operation's fiscal affairs that | _ | _ | _ |     |            |
|   | shall reasonably ensure:        | \ | \ | \ |     |            |
|   | (Review supporting              | _ | _ | _ |     |            |
|   | documentation and inquiry)      |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Recorded accountability for   |   |   |   |     |            |
|   | > assets is compared with       |   |   |   |     |            |
|   | > actual assets at reasonable   |   |   |   |     |            |
|   | > intervals, and appropriate    |   |   |   |     |            |
|   | > action is taken with respect  |   |   |   |     |            |
|   | > to any discrepancies?         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 4 | established administrative and  | _ | _ | _ | .19 |            |
| \ | accounting procedures for the   | \ | \ | \ | (c) |            |
| . | purpose of determining          | _ | _ | _ | (6) |            |
|   | effective control over a gaming | \ | \ | \ |     |            |
|   | operation's fiscal affairs that | _ | _ | _ |     |            |
|   | shall reasonably ensure:        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | > Functions, duties, and        |   |   |   |     |            |
|   | > responsibilities are          |   |   |   |     |            |
|   | > appropriately segregated in   |   |   |   |     |            |
|   | > accordance with sound         |   |   |   |     |            |
|   | > practices by competent,       |   |   |   |     |            |
|   | > qualified personnel? (Inquiry |   |   |   |     |            |
|   | > and review other- Job         |   |   |   |     |            |
|   | > Descriptions)                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 5 | correctly computed gross        | _ | _ | _ | .19 |            |
| \ | revenue in accordance with the  | \ | \ | \ | (d) |            |
| . | following: (Review supporting   | _ | _ | _ | (1) |            |
|   | documentation and inquiry)      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | > For table games, is gross     | \ | \ | \ |     |            |
|   | > revenue calculated as the     | _ | _ | _ |     |            |
|   | > closing table bankroll, plus  |   |   |   |     |            |
|   | > credit slips for cash, chips, |   |   |   |     |            |
|   | > tokens or personal/payroll    |   |   |   |     |            |
|   | > checks returned to the cage,  |   |   |   |     |            |
|   | > plus drop, less opening table |   |   |   |     |            |
|   | > bankroll and fills to the     |   |   |   |     |            |
|   | > table, and money transfers    |   |   |   |     |            |
|   | > issued from the game through  |   |   |   |     |            |
|   | > the use of a cashless         |   |   |   |     |            |
|   | > wagering system?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 6 | correctly computed gross        | _ | _ | _ | .19 |            |
| \ | revenue in accordance with the  | \ | \ | \ | (d) |            |
| . | following: (Review supporting   | _ | _ | _ | (2) |            |
|   | documentation and inquiry)      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | > For gaming machines, is gross | \ | \ | \ |     |            |
|   | > revenue calculated as drop,   | _ | _ | _ |     |            |
|   | > less fills, jackpot payouts   |   |   |   |     |            |
|   | > and personal property awarded |   |   |   |     |            |
|   | > to patrons as gambling        |   |   |   |     |            |
|   | > winnings? (Note:              |   |   |   |     |            |
|   | > Additionally, the initial     |   |   |   |     |            |
|   | > hopper load is not a fill and |   |   |   |     |            |
|   | > does not affect gross         |   |   |   |     |            |
|   | > revenue. The difference       |   |   |   |     |            |
|   | > between the initial hopper    |   |   |   |     |            |
|   | > load and the total amount     |   |   |   |     |            |
|   | > that is in the hopper at the  |   |   |   |     |            |
|   | > end of the gaming operation's |   |   |   |     |            |
|   | > fiscal year should be         |   |   |   |     |            |
|   | > adjusted accordingly as an    |   |   |   |     |            |
|   | > addition to or subtraction    |   |   |   |     |            |
|   | > from the drop for the year)   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 7 | correctly computed gross        | _ | _ | _ | .19 |            |
| \ | revenue in accordance with the  | \ | \ | \ | (d) |            |
| . | following: (Review supporting   | _ | _ | _ | (3) |            |
|   | documentation and inquiry)      | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | > For each counter game, is     | \ | \ | \ |     |            |
|   | > gross revenue calculated as   | _ | _ | _ |     |            |
|   | > the money accepted by the     |   |   |   |     |            |
|   | > gaming operation on events or |   |   |   |     |            |
|   | > games that occur during the   |   |   |   |     |            |
|   | > month or will occur in        |   |   |   |     |            |
|   | > subsequent months, less money |   |   |   |     |            |
|   | > paid out during the month to  |   |   |   |     |            |
|   | > patrons on winning wagers     |   |   |   |     |            |
|   | > (''cash basis'')? Or          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 5   |            |
| 8 | correctly computed gross        | _ | _ | _ | 42. |            |
| \ | revenue in accordance with the  | \ | \ | \ | 19( |            |
| . | following: (Review supporting   | _ | _ | _ | d)( |            |
|   | documentation and inquiry)      | \ | \ | \ | 3)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | > For each counter game, is     | \ | \ | \ |     |            |
|   | > gross revenue calculated as   | _ | _ | _ |     |            |
|   | > the money accepted by the     |   |   |   |     |            |
|   | > gaming operation on events or |   |   |   |     |            |
|   | > games that occur during the   |   |   |   |     |            |
|   | > month plus money, not         |   |   |   |     |            |
|   | > previously included in gross  |   |   |   |     |            |
|   | > revenue, that was accepted by |   |   |   |     |            |
|   | > the gaming operation in       |   |   |   |     |            |
|   | > previous months on events or  |   |   |   |     |            |
|   | > games occurring in the month, |   |   |   |     |            |
|   | > less money paid out during    |   |   |   |     |            |
|   | > the month to patrons as       |   |   |   |     |            |
|   | > winning wagers ("modified     |   |   |   |     |            |
|   | > accrual basis")?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 9 | correctly computed gross        | _ | _ | _ | .19 |            |
| \ | revenue in accordance with the  | \ | \ | \ | (d) |            |
| . | following: (Review supporting   | _ | _ | _ | (4) |            |
|   | documentation and inquiry)      | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | > For each card game and any    | \ | \ | \ |     |            |
|   | > other game in which the       | _ | _ | _ |     |            |
|   | > gaming operation is not a     |   |   |   |     |            |
|   | > party to a wager, is gross    |   |   |   |     |            |
|   | > revenue calculated as all     |   |   |   |     |            |
|   | > money received by the         |   |   |   |     |            |
|   | > operation as compensation for |   |   |   |     |            |
|   | > conducting the game? (Note: A |   |   |   |     |            |
|   | > gaming operation shall not    |   |   |   |     |            |
|   | > include either shill win or   |   |   |   |     |            |
|   | > loss in gross revenue         |   |   |   |     |            |
|   | > computations.)                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Has the gaming operation        | \ | \ | \ | 5   |            |
| 0 | correctly computed gross        | _ | _ | _ | 42. |            |
| \ | revenue in accordance with the  | \ | \ | \ | 19( |            |
| . | following: (Review supporting   | _ | _ | _ | d)( |            |
|   | documentation and inquiry)      | \ | \ | \ | 4)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | > In computing gross revenue    | \ | \ | \ |     |            |
|   | > for gaming machines, keno and | _ | _ | _ |     |            |
|   | > bingo, if the gaming          |   |   |   |     |            |
|   | > operation deducts from        |   |   |   |     |            |
|   | > winnings the actual cost of   |   |   |   |     |            |
|   | > any personal property         |   |   |   |     |            |
|   | > distributed as losses to      |   |   |   |     |            |
|   | > patrons (other than costs of  |   |   |   |     |            |
|   | > travel, lodging, services,    |   |   |   |     |            |
|   | > food, and beverages), are     |   |   |   |     |            |
|   | > detailed documents supporting |   |   |   |     |            |
|   | > the deduction maintained?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Do documented internal control  | \ | \ | \ | 542 |            |
| 1 | systems exist to ensure that    | _ | _ | _ | .19 |            |
| \ | currency (other than tips or    | \ | \ | \ | (e) |            |
| . | gratuities) received from a     | _ | _ | _ |     |            |
|   | patron in the gaming area is    | \ | \ | \ |     |            |
|   | promptly placed in a locked box | _ | _ | _ |     |            |
|   | in the table, or, in the case   | \ | \ | \ |     |            |
|   | of a cashier, in the            | _ | _ | _ |     |            |
|   | appropriate place in the        |   |   |   |     |            |
|   | cashier's cage, or on those     |   |   |   |     |            |
|   | games which do not have a       |   |   |   |     |            |
|   | locked drop box or on card game |   |   |   |     |            |
|   | tables, in an appropriate place |   |   |   |     |            |
|   | on the table, in the cash       |   |   |   |     |            |
|   | register, or other approved     |   |   |   |     |            |
|   | repository? (Review policies    |   |   |   |     |            |
|   | and procedures and observation) |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| P |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation         | \ | \ | \ | 542 |            |
| 2 | provides periodic payments to   | _ | _ | _ | .19 |            |
| \ | satisfy a payout resulting from | \ | \ | \ | (f) |            |
| . | a wager, is the initial         | _ | _ | _ |     |            |
|   | installment payment, when paid, | \ | \ | \ |     |            |
|   | and the actual cost of a        | _ | _ | _ |     |            |
|   | payment plan that is funded by  | \ | \ | \ |     |            |
|   | the gaming operation deducted   | _ | _ | _ |     |            |
|   | from winnings? (Note: For any   |   |   |   |     |            |
|   | funding method which merely     |   |   |   |     |            |
|   | guarantees the gaming           |   |   |   |     |            |
|   | operation's performance, and    |   |   |   |     |            |
|   | under which the gaming          |   |   |   |     |            |
|   | operation makes payments out of |   |   |   |     |            |
|   | cash flow (e.g. irrevocable     |   |   |   |     |            |
|   | letters of credits, surety      |   |   |   |     |            |
|   | bonds, or other similar         |   |   |   |     |            |
|   | methods), the gaming operation  |   |   |   |     |            |
|   | may only deduct such payments   |   |   |   |     |            |
|   | when paid to the patron.)       |   |   |   |     |            |
|   | (Review supporting              |   |   |   |     |            |
|   | documentation and inquiry)      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 3 | received TGRA approval for the  | _ | _ | _ | .19 |            |
| \ | periodic payment method?        | \ | \ | \ | (f) |            |
| . | (Review TGRA approval)          | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| W |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| - |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | For payouts by wide-area        | \ | \ | \ | 542 |            |
| 4 | progressive gaming machine      | _ | _ | _ | .19 |            |
| \ | systems, did the gaming         | \ | \ | \ | (g) |            |
| . | operation deduct from winnings  | _ | _ | _ |     |            |
|   | only its pro rata share of a    | \ | \ | \ |     |            |
|   | wide area gaming machine system | _ | _ | _ |     |            |
|   | payout? (Note: See test 50 on   | \ | \ | \ |     |            |
|   | cage checklist.) (Review        | _ | _ | _ |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| - |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are cash-out tickets that are   | \ | \ | \ | 542 |            |
| 5 | issued at a gaming machine or   | _ | _ | _ | .19 |            |
| \ | gaming device deducted from     | \ | \ | \ | (h) |            |
| . | gross revenue as jackpot        | _ | _ | _ |     |            |
|   | payouts in the month the        | \ | \ | \ |     |            |
|   | tickets are issued by the       | _ | _ | _ |     |            |
|   | gaming machine or gaming        | \ | \ | \ |     |            |
|   | device? (Tickets deducted from  | _ | _ | _ |     |            |
|   | gross revenue that are not      |   |   |   |     |            |
|   | redeemed within a period not to |   |   |   |     |            |
|   | exceed 180 days of issuance     |   |   |   |     |            |
|   | shall be included in gross      |   |   |   |     |            |
|   | revenue. An unredeemed ticket   |   |   |   |     |            |
|   | previously included in gross    |   |   |   |     |            |
|   | revenue may be deducted from    |   |   |   |     |            |
|   | gross revenue in the month      |   |   |   |     |            |
|   | redeemed.) (Review supporting   |   |   |   |     |            |
|   | documentation and inquiry)      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Is the gaming operation         |   |   |   | 542 |            |
| 6 | precluded from deducting from   |   |   |   | .19 |            |
| \ | gross revenues the unpaid       |   |   |   | (i) |            |
| . | balance of a credit instrument  |   |   |   |     |            |
|   | extended for purposes other     |   |   |   |     |            |
|   | than gaming? (Inquiry)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| j |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| W |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| - |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 7 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (1) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Review           | _ | _ | _ |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Can the gaming operation      |   |   |   |     |            |
|   | > document that the credit      |   |   |   |     |            |
|   | > extended was for gaming       |   |   |   |     |            |
|   | > purposes?                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 8 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (2) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Review policies  | _ | _ | _ |     |            |
|   | and procedures)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Has the gaming operation      |   |   |   |     |            |
|   | > established procedures and    |   |   |   |     |            |
|   | > relevant criteria to evaluate |   |   |   |     |            |
|   | > a patron's credit reputation  |   |   |   |     |            |
|   | > or financial resources and to |   |   |   |     |            |
|   | > then determine that there is  |   |   |   |     |            |
|   | > a reasonable basis for        |   |   |   |     |            |
|   | > extending credit in the       |   |   |   |     |            |
|   | > amount or sum placed at the   |   |   |   |     |            |
|   | > patron's disposal?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 9 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (3) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Review policies  | _ | _ | _ |     |            |
|   | and procedures)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > In the case of personal       |   |   |   |     |            |
|   | > checks, has the gaming        |   |   |   |     |            |
|   | > operation established         |   |   |   |     |            |
|   | > procedures to examine         |   |   |   |     |            |
|   | > documentation, normally       |   |   |   |     |            |
|   | > acceptable as a means of      |   |   |   |     |            |
|   | > identification when cashing   |   |   |   |     |            |
|   | > checks, and recorded a bank   |   |   |   |     |            |
|   | > check guarantee card number   |   |   |   |     |            |
|   | > or credit card number?\       |   |   |   |     |            |
|   | > Or\                           |   |   |   |     |            |
|   | > Has satisfied question #28 of |   |   |   |     |            |
|   | > this section, as management   |   |   |   |     |            |
|   | > may deem appropriate for the  |   |   |   |     |            |
|   | > check-cashing authorization   |   |   |   |     |            |
|   | > granted?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 0 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (4) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Review policies  | _ | _ | _ |     |            |
|   | and procedures)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > In the case of third party    |   |   |   |     |            |
|   | > checks for which cash, chips, |   |   |   |     |            |
|   | > or tokens have been issued to |   |   |   |     |            |
|   | > the patron, or which were     |   |   |   |     |            |
|   | > accepted in payment of        |   |   |   |     |            |
|   | > another credit instrument,    |   |   |   |     |            |
|   | > has the gaming operation      |   |   |   |     |            |
|   | > established procedures to     |   |   |   |     |            |
|   | > examine documentation,        |   |   |   |     |            |
|   | > normally accepted as a means  |   |   |   |     |            |
|   | > of identification when        |   |   |   |     |            |
|   | > cashing checks, and has, for  |   |   |   |     |            |
|   | > the check's maker or drawer,  |   |   |   |     |            |
|   | > satisfied question #28 of     |   |   |   |     |            |
|   | > this section, as management   |   |   |   |     |            |
|   | > may deem appropriate for the  |   |   |   |     |            |
|   | > check-cashing authorization   |   |   |   |     |            |
|   | > granted?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 1 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (5) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Review policies  | _ | _ | _ |     |            |
|   | and procedures)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > In the case of guaranteed     |   |   |   |     |            |
|   | > drafts, has procedures been   |   |   |   |     |            |
|   | > established to ensure         |   |   |   |     |            |
|   | > compliance with the issuance  |   |   |   |     |            |
|   | > and acceptance procedures     |   |   |   |     |            |
|   | > prescribed by the issuer?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 2 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (6) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Review policies  | _ | _ | _ |     |            |
|   | and procedures)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Has the gaming operation      |   |   |   |     |            |
|   | > established procedures to     |   |   |   |     |            |
|   | > ensure that the credit        |   |   |   |     |            |
|   | > extended is appropriately     |   |   |   |     |            |
|   | > documented, not least of      |   |   |   |     |            |
|   | > which would be the patron's   |   |   |   |     |            |
|   | > identification and signature  |   |   |   |     |            |
|   | > attesting to the authenticity |   |   |   |     |            |
|   | > of the individual credit      |   |   |   |     |            |
|   | > transactions? (Note: The      |   |   |   |     |            |
|   | > authorizing signature shall   |   |   |   |     |            |
|   | > be obtained at the time       |   |   |   |     |            |
|   | > credit is extended.)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 3 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (6) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Review           | _ | _ | _ |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Is the patron\'s authorizing  |   |   |   |     |            |
|   | > signature obtained at the     |   |   |   |     |            |
|   | > time credit is extended?      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 4 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (7) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Review policies  | _ | _ | _ |     |            |
|   | and procedures)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Has the gaming operation      |   |   |   |     |            |
|   | > established procedures to     |   |   |   |     |            |
|   | > effectively document its      |   |   |   |     |            |
|   | > attempt to collect the full   |   |   |   |     |            |
|   | > amount of the debt. Such      |   |   |   |     |            |
|   | > documentation would include,  |   |   |   |     |            |
|   | > but not be limited to,        |   |   |   |     |            |
|   | > letters sent to the patron,   |   |   |   |     |            |
|   | > logs of personal or telephone |   |   |   |     |            |
|   | > conversations, presentation   |   |   |   |     |            |
|   | > of the credit instrument to   |   |   |   |     |            |
|   | > the patron's bank for         |   |   |   |     |            |
|   | > collection, settlement        |   |   |   |     |            |
|   | > agreements, or otherwise      |   |   |   |     |            |
|   | > demonstrates that it has made |   |   |   |     |            |
|   | > a good faith attempt to       |   |   |   |     |            |
|   | > collect the full amount of    |   |   |   |     |            |
|   | > the debt?                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 5 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (7) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Inquiry)         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are records documenting       |   |   |   |     |            |
|   | > collection efforts as         |   |   |   |     |            |
|   | > described in question #34     |   |   |   |     |            |
|   | > made available to the Tribal  |   |   |   |     |            |
|   | > gaming regulatory authority   |   |   |   |     |            |
|   | > or the Commission upon        |   |   |   |     |            |
|   | > request?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | If a gaming operation deducts   | \ | \ | \ | 542 |            |
| 6 | from gross revenue the unpaid   | _ | _ | _ | .19 |            |
| \ | balance of a credit             | \ | \ | \ | (j) |            |
| . | instruments, does the operation | _ | _ | _ | (1) |            |
|   | document or otherwise keep      | \ | \ | \ |     |            |
|   | detailed records of compliance  | _ | _ | _ |     |            |
|   | with the following              | \ | \ | \ |     |            |
|   | requirements: (Inquiry)         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are records confirming        |   |   |   |     |            |
|   | > compliance with questions     |   |   |   |     |            |
|   | > #27-34 made available to the  |   |   |   |     |            |
|   | > Tribal gaming regulatory      |   |   |   |     |            |
|   | > authority or the Commission   |   |   |   |     |            |
|   | > upon request?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| M |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| , |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 7 | established accounting          | _ | _ | _ | .19 |            |
| \ | procedures for the maintenance  | \ | \ | \ | (k) |            |
| . | and preservation of books,      | _ | _ | _ |     |            |
|   | records and documents? (Review  | \ | \ | \ |     |            |
|   | policies and procedures)        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are all original books, records | \ | \ | \ | 542 |            |
| 8 | and documents pertaining to the | _ | _ | _ | .19 |            |
| \ | conduct of wagering activities  | \ | \ | \ | (k) |            |
| . | retained by a gaming operation  | _ | _ | _ | (1) |            |
|   | in accordance with the          | \ | \ | \ | (i) |            |
|   | following schedule: (Note: A    | _ | _ | _ |     |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Casino cage documents?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are all original books, records | \ | \ | \ | 5   |            |
| 9 | and documents pertaining to the | _ | _ | _ | 42. |            |
| \ | conduct of wagering activities  | \ | \ | \ | 19( |            |
| . | retained by a gaming operation  | _ | _ | _ | k)( |            |
|   | in accordance with the          | \ | \ | \ | 1)( |            |
|   | following schedule: (Note: A    | _ | _ | _ | ii) |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Documentation supporting the  |   |   |   |     |            |
|   | > calculation of table game     |   |   |   |     |            |
|   | > win?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all original books, records | \ | \ | \ | 54  |            |
| 0 | and documents pertaining to the | _ | _ | _ | 2.1 |            |
| \ | conduct of wagering activities  | \ | \ | \ | 9(k |            |
| . | retained by a gaming operation  | _ | _ | _ | )(1 |            |
|   | in accordance with the          | \ | \ | \ | )(i |            |
|   | following schedule: (Note: A    | _ | _ | _ | ii) |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Documentation supporting the  |   |   |   |     |            |
|   | > calculation of gaming machine |   |   |   |     |            |
|   | > win?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all original books, records | \ | \ | \ | 5   |            |
| 1 | and documents pertaining to the | _ | _ | _ | 42. |            |
| \ | conduct of wagering activities  | \ | \ | \ | 19( |            |
| . | retained by a gaming operation  | _ | _ | _ | k)( |            |
|   | in accordance with the          | \ | \ | \ | 1)( |            |
|   | following schedule: (Note: A    | _ | _ | _ | iv) |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Documentation supporting the  |   |   |   |     |            |
|   | > calculation of revenue        |   |   |   |     |            |
|   | > received from the games of    |   |   |   |     |            |
|   | > keno, pari-mutuel, bingo,     |   |   |   |     |            |
|   | > pull tabs, card games, and    |   |   |   |     |            |
|   | > all other gaming activities   |   |   |   |     |            |
|   | > offered by the gaming         |   |   |   |     |            |
|   | > operation?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all original books, records | \ | \ | \ | 5   |            |
| 2 | and documents pertaining to the | _ | _ | _ | 42. |            |
| \ | conduct of wagering activities  | \ | \ | \ | 19( |            |
| . | retained by a gaming operation  | _ | _ | _ | k)( |            |
|   | in accordance with the          | \ | \ | \ | 1)( |            |
|   | following schedule: (Note: A    | _ | _ | _ | ix) |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Table games statistical       |   |   |   |     |            |
|   | > analysis reports?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all original books, records | \ | \ | \ | 542 |            |
| 3 | and documents pertaining to the | _ | _ | _ | .19 |            |
| \ | conduct of wagering activities  | \ | \ | \ | (k) |            |
| . | retained by a gaming operation  | _ | _ | _ | (1) |            |
|   | in accordance with the          | \ | \ | \ | (v) |            |
|   | following schedule: (Note: A    | _ | _ | _ |     |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Gaming machine statistical    |   |   |   |     |            |
|   | > analysis reports?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all original books, records | \ | \ | \ | 5   |            |
| 4 | and documents pertaining to the | _ | _ | _ | 42. |            |
| \ | conduct of wagering activities  | \ | \ | \ | 19( |            |
| . | retained by a gaming operation  | _ | _ | _ | k)( |            |
|   | in accordance with the          | \ | \ | \ | 1)( |            |
|   | following schedule: (Note: A    | _ | _ | _ | vi) |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Bingo, pull-tab, keno and     |   |   |   |     |            |
|   | > pari-mutuel wagering          |   |   |   |     |            |
|   | > statistical reports?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all original books, records | \ | \ | \ | 54  |            |
| 5 | and documents pertaining to the | _ | _ | _ | 2.1 |            |
| \ | conduct of wagering activities  | \ | \ | \ | 9(k |            |
| . | retained by a gaming operation  | _ | _ | _ | )(1 |            |
|   | in accordance with the          | \ | \ | \ | )(v |            |
|   | following schedule: (Note: A    | _ | _ | _ | ii) |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Internal audit documentation  |   |   |   |     |            |
|   | > and reports?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all original books, records | \ | \ | \ | 542 |            |
| 6 | and documents pertaining to the | _ | _ | _ | .19 |            |
| \ | conduct of wagering activities  | \ | \ | \ | (k) |            |
| . | retained by a gaming operation  | _ | _ | _ | (1) |            |
|   | in accordance with the          | \ | \ | \ | (vi |            |
|   | following schedule: (Note: A    | _ | _ | _ | ii) |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > Documentation supporting the  |   |   |   |     |            |
|   | > write-off of gaming credit    |   |   |   |     |            |
|   | > instruments and named credit  |   |   |   |     |            |
|   | > instruments?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all original books, records | \ | \ | \ | 542 |            |
| 7 | and documents pertaining to the | _ | _ | _ | .19 |            |
| \ | conduct of wagering activities  | \ | \ | \ | (k) |            |
| . | retained by a gaming operation  | _ | _ | _ | (1) |            |
|   | in accordance with the          | \ | \ | \ | (x) |            |
|   | following schedule: (Note: A    | _ | _ | _ |     |            |
|   | record that summarizes gaming   | \ | \ | \ |     |            |
|   | transactions is sufficient,     | _ | _ | _ |     |            |
|   | provided that all documents     |   |   |   |     |            |
|   | containing an original          |   |   |   |     |            |
|   | signature(s) attesting to the   |   |   |   |     |            |
|   | accuracy of a gaming related    |   |   |   |     |            |
|   | transaction are independently   |   |   |   |     |            |
|   | preserved. Original books,      |   |   |   |     |            |
|   | records or documents shall not  |   |   |   |     |            |
|   | include copies of originals,    |   |   |   |     |            |
|   | except for copies that contain  |   |   |   |     |            |
|   | original comments or notations  |   |   |   |     |            |
|   | on parts of multi-part forms.)  |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | > Are the following original    |   |   |   |     |            |
|   | > books, records and documents  |   |   |   |     |            |
|   | > retained by a gaming          |   |   |   |     |            |
|   | > operation for a minimum of    |   |   |   |     |            |
|   | > five (5) years: (Review       |   |   |   |     |            |
|   | > other- selected specified     |   |   |   |     |            |
|   | > document from 5 years         |   |   |   |     |            |
|   | > previous or less if not       |   |   |   |     |            |
|   | > operating 5 years.)           |   |   |   |     |            |
|   | >                               |   |   |   |     |            |
|   | > All other books, records and  |   |   |   |     |            |
|   | > documents pertaining to the   |   |   |   |     |            |
|   | > conduct of wagering           |   |   |   |     |            |
|   | > activities that contain       |   |   |   |     |            |
|   | > original signature(s)         |   |   |   |     |            |
|   | > attesting to the accuracy of  |   |   |   |     |            |
|   | > the gaming related            |   |   |   |     |            |
|   | > transaction?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all other books, records,   | \ | \ | \ | 542 |            |
| 8 | and documents retained until    | _ | _ | _ | .19 |            |
| \ | such time as the accounting     | \ | \ | \ | (k) |            |
| . | records have been audited by    | _ | _ | _ | (2) |            |
|   | the gaming operation's          | \ | \ | \ |     |            |
|   | independent Certified Public    | _ | _ | _ |     |            |
|   | Accountants? (Note: The above   | \ | \ | \ |     |            |
|   | definition shall apply without  | _ | _ | _ |     |            |
|   | regards to the medium through   |   |   |   |     |            |
|   | which the book, record or       |   |   |   |     |            |
|   | document is generated or        |   |   |   |     |            |
|   | maintained (paper, computer     |   |   |   |     |            |
|   | generated, magnetic media,      |   |   |   |     |            |
|   | etc.) (Inquiry)                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+