#### IASA Auditor\'s Checklist Instructions

**General.** An IASA assessment is conducted using the following IASA
Auditors Checklist. Using an established checklist ensures transparency
and repeatable results in the conduct of assessments. The Checklist is
only designed to be used by trained IASA auditors who have successfully
completed IASA training and/or auditors undergoing OJT under the
supervision of a trained auditor. This checklist is not to be
distributed without the express permission of the International Programs
and Policy Office, AFS-50. The auditors' checklist is also sent to the
foreign CAA in advance of the assessment so that they can complete the
checklist prior to the assessment, and return it to the assessment team
leader. This enables the team to work more efficiently by verifying the
CAA's answers to each question.

**Description.** The auditors checklist contained on the following pages
is a comprehensive guide, covering all elements of the State\'s safety
oversight program, which are subject to assessment under this program.
The checklist is divided into seven (7) sections covering the eight (8)
critical elements of safety oversight system, as defined in ICAO
Document 9734, Part A, Chapter 3. In essence, it is a road map to guide
both the IASA team and the State through a systematic verification
process. In exceptional circumstances, an observation may be made that
may not have been addressed in the auditor\'s checklist; in these
circumstances, the auditor will inform the team leader so that they may
advise the State of the reason for doing so. Such observations shall be
recorded in the applicable module as a comment and its specific
relevance to safety oversight. Checklist section list:

1.000. General Information and Air Operator Complexity.

2.000. CAA Authority, Organizational Structure, and Safety Oversight
Functions.

3.000. Primary Aviation Legislation and Regulation.**\
**4.000. Licensing and Certification Obligations.**\
**5.000. Technical Guidance.

6.000. Qualified Technical Personnel.

7.000. Continued Surveillance Obligations and Resolution of Safety
Issues.

**Checklist use.** The checklist is designed be used electronically by
both the CAA and the auditor. Comment fields are expandable as needed
and also includes check boxes for many questions. The checklist is
design to be broken into modules that can be assigned to different
auditor specialties during the assessment activity. Below is a table
outlining which specialty should lead completion each section of the
checklist:

## IASA Checklist Section Assignment

+-----------------------------+----------------------------------------+
| **IASA Checklist            | # Responsible Team Member (Lead)       |
| Sections:**                 |                                        |
+-----------------------------+----------------------------------------+
| 1.001 -- 1.009              | (Entire team as a group)               |
+-----------------------------+----------------------------------------+
| 2.001 -- 2.408              | (Entire team as a group)               |
+-----------------------------+----------------------------------------+
| 3.001 -- 3.554              | (an Attorney should complete entire    |
|                             | section)                               |
|                             |                                        |
|                             | (An operations and airworthiness       |
|                             | specialist should each complete 10     |
|                             | random standards from 3.300            |
|                             | through3.354)                          |
+-----------------------------+----------------------------------------+
| 4.001 -- 4.1412             | (Operations Specialist)                |
+-----------------------------+----------------------------------------+
| 4.1501 -- 4.3303            | (Airworthiness Specialist)             |
+-----------------------------+----------------------------------------+
| 5.001 -- 5.109              | (Operations Specialist)                |
+-----------------------------+----------------------------------------+
| 5.201 -- 5.406              | (Airworthiness Specialist)             |
+-----------------------------+----------------------------------------+
| 6.001 -- 6.413              | (Operations Specialist)                |
+-----------------------------+----------------------------------------+
| 6.501 -- 6.606              | (Airworthiness Specialist)             |
+-----------------------------+----------------------------------------+
| 7.001 -- 7.007              | (Operations Specialist)                |
+-----------------------------+----------------------------------------+
| 7.100 -- 7.208              | (Airworthiness Specialist)             |
+-----------------------------+----------------------------------------+

Each checklist module identifies the ICAO SARPs, the related guidance
material and the good aviation safety practices that are subject to an
IASA assessment. The checklist provides the document reference and
indicates if it is an Article of the Chicago Convention (CC), an ICAO
Standard (STD), a Recommended Practice (RP) or guidance material (GM).

### Example

+--------+-----+------------------------------------------------------+
| # IAS  |     |                                                      |
| A -- 6 |     |                                                      |
| .000 - |     |                                                      |
| - Qual |     |                                                      |
| ified  |     |                                                      |
| Techni |     |                                                      |
| cal Pe |     |                                                      |
| rsonne |     |                                                      |
| l Pers |     |                                                      |
| onnel  |     |                                                      |
| Traini |     |                                                      |
| ng - G |     |                                                      |
| eneral |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| # ICA  | I   |                                                      |
| O Ref. | CAO |                                                      |
|        | re  |                                                      |
|        | fer |                                                      |
|        | enc |                                                      |
|        | es: |                                                      |
|        | CC  |                                                      |
|        | =   |                                                      |
|        | C   |                                                      |
|        | hic |                                                      |
|        | ago |                                                      |
|        | Co  |                                                      |
|        | nve |                                                      |
|        | nti |                                                      |
|        | on; |                                                      |
|        | STD |                                                      |
|        | =   |                                                      |
|        | Sta |                                                      |
|        | nda |                                                      |
|        | rd; |                                                      |
|        | RP  |                                                      |
|        | =   |                                                      |
|        | Re  |                                                      |
|        | com |                                                      |
|        | men |                                                      |
|        | ded |                                                      |
|        | Pra |                                                      |
|        | cti |                                                      |
|        | ce; |                                                      |
|        | GM  |                                                      |
|        | =   |                                                      |
|        | Gu  |                                                      |
|        | ida |                                                      |
|        | nce |                                                      |
|        | mat |                                                      |
|        | eri |                                                      |
|        | al. |                                                      |
+--------+-----+------------------------------------------------------+
| **GM** | **6 |                                                      |
|        | .00 |                                                      |
| **Doc  | 1** |                                                      |
| 9      | D   |                                                      |
| 374,** | oes |                                                      |
|        | the |                                                      |
| **3    | ci  |                                                      |
| .6.3** | vil |                                                      |
|        | av  |                                                      |
|        | iat |                                                      |
|        | ion |                                                      |
|        | au  |                                                      |
|        | tho |                                                      |
|        | rit |                                                      |
|        | ies |                                                      |
|        | o   |                                                      |
|        | per |                                                      |
|        | ate |                                                      |
|        | a   |                                                      |
|        | tr  |                                                      |
|        | ain |                                                      |
|        | ing |                                                      |
|        | cen |                                                      |
|        | ter |                                                      |
|        | to  |                                                      |
|        | s   |                                                      |
|        | ati |                                                      |
|        | sfy |                                                      |
|        | its |                                                      |
|        | n   |                                                      |
|        | eed |                                                      |
|        | for |                                                      |
|        | t   |                                                      |
|        | rai |                                                      |
|        | ned |                                                      |
|        | and |                                                      |
|        | qua |                                                      |
|        | lif |                                                      |
|        | ied |                                                      |
|        | p   |                                                      |
|        | ers |                                                      |
|        | onn |                                                      |
|        | el? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

The heading at the beginning of each module also allows for team
member(s) (auditors) completing that module to be listed, and an overall
compliance status for that module to be indicated. An assessment finding
that identifies lack of compliance with a regulation promulgated by the
Contracting State, a provision of the Chicago Convention, or
implementation of an ICAO Standard is an indication that the compliance
status is not satisfactory. An audit finding that identifies lack of
adherence to an ICAO Recommended Practice, procedure, safety-related
guidance material or recognized aviation safety practice will be
recorded, but may not be cause the particular module to be
non-satisfactory. The module compliance status is determined by making
an overall evaluation of the CAA's compliance status in the area covered
by the checklist module for inclusion in the assessment report. Any
finding will describe the reasons for the finding.

NOTE- Electronic versions of the checklist may be downloaded from the
AFS-50 International Resource Intranet Web site at:
<http://intranet.faa.gov/avr/afs/afs50/> or at the public web site:

<http://www.faa.gov/avr/iasa/>

+--------+-----+------------------------------------------------------+
| # IA   |     |                                                      |
| SA - 4 |     |                                                      |
| .000 - |     |                                                      |
|  Licen |     |                                                      |
| sing & |     |                                                      |
|  Certi |     |                                                      |
| ficati |     |                                                      |
| on Obl |     |                                                      |
| igatio |     |                                                      |
| ns Com |     |                                                      |
| mercia |     |                                                      |
| l air  |     |                                                      |
| Transp |     |                                                      |
| ort Op |     |                                                      |
| erator |     |                                                      |
| s Air  |     |                                                      |
| operat |     |                                                      |
| or cer |     |                                                      |
| tifica |     |                                                      |
| te (AO |     |                                                      |
| C) Reg |     |                                                      |
| ulator |     |                                                      |
| y Back |     |                                                      |
| ground |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| # ICA  | I   |                                                      |
| O Ref. | CAO |                                                      |
|        | re  |                                                      |
|        | fer |                                                      |
|        | enc |                                                      |
|        | es: |                                                      |
|        | CC  |                                                      |
|        | =   |                                                      |
|        | C   |                                                      |
|        | hic |                                                      |
|        | ago |                                                      |
|        | Co  |                                                      |
|        | nve |                                                      |
|        | nti |                                                      |
|        | on; |                                                      |
|        | STD |                                                      |
|        | =   |                                                      |
|        | Sta |                                                      |
|        | nda |                                                      |
|        | rd; |                                                      |
|        | RP  |                                                      |
|        | =   |                                                      |
|        | Re  |                                                      |
|        | com |                                                      |
|        | men |                                                      |
|        | ded |                                                      |
|        | Pra |                                                      |
|        | cti |                                                      |
|        | ce; |                                                      |
|        | GM  |                                                      |
|        | =   |                                                      |
|        | Gu  |                                                      |
|        | ida |                                                      |
|        | nce |                                                      |
|        | mat |                                                      |
|        | eri |                                                      |
|        | al. |                                                      |
+--------+-----+------------------------------------------------------+
| #      | **4 |                                                      |
| ## STD | .00 |                                                      |
|        | 1** |                                                      |
| ### A6 | Is  |                                                      |
|        | th  |                                                      |
| **Part | ere |                                                      |
| I**    | an  |                                                      |
|        | es  |                                                      |
| **4.2  | tab |                                                      |
| .1.7** | lis |                                                      |
|        | hed |                                                      |
|        | sys |                                                      |
|        | tem |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | c   |                                                      |
|        | ert |                                                      |
|        | ifi |                                                      |
|        | cat |                                                      |
|        | ion |                                                      |
|        | and |                                                      |
|        | su  |                                                      |
|        | per |                                                      |
|        | vis |                                                      |
|        | ion |                                                      |
|        | of  |                                                      |
|        | c   |                                                      |
|        | omm |                                                      |
|        | erc |                                                      |
|        | ial |                                                      |
|        | air |                                                      |
|        | tra |                                                      |
|        | nsp |                                                      |
|        | ort |                                                      |
|        | o   |                                                      |
|        | per |                                                      |
|        | ato |                                                      |
|        | rs? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.002** Do the contents of the AOC conform to ICAO        |
| *STD** | requirements? Yes No                                        |
|        |                                                             |
| **A6** |                                                             |
|        |                                                             |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| **4.2  |                                                             |
| .1.6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.003** Does the system for certification include the     |
| *STD** | following:                                                  |
|        |                                                             |
| **A6** | 1.aircraft operations regulations Yes No                    |
|        |                                                             |
| **Part | 2.adequate organization Yes No                              |
| I**    |                                                             |
|        | 3.adequate budget Yes No                                    |
| **4.2  |                                                             |
| .1.7** | 4.qualified inspectors Yes No                               |
|        |                                                             |
| **GM** | 5.inspection procedures Yes No                              |
|        |                                                             |
| *      | 6.supervision procedures Yes No                             |
| *Doc** |                                                             |
|        | 7.enforcement procedures Yes No                             |
| **     |                                                             |
| 8335** | 8.inspection program Yes No                                 |
|        |                                                             |
| **C3   | 9.training program Yes No                                   |
| to     |                                                             |
| C7**   | 10.quality system Yes No                                    |
|        |                                                             |
|        | 11.quality assurance Yes No                                 |
|        |                                                             |
|        | 12.other (specify) Yes No                                   |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.004** Are different categories of AOCs available to     |
|        | commercial air transport operators? Yes No                  |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .2.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.005** Does the AOC issued to an international carrier   |
|        | differ from that issued to a domestic carrier? Yes No       |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .2.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.006** Does the civil aviation administration issue      |
|        | Operations Specifications or other authorization to foreign |
| **Doc  | air operators that wish to operate into the State?          |
| 8335** |                                                             |
|        | Yes No                                                      |
| **3    |                                                             |
| .2.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.007** Does the Chief Executive Officer refuse,          |
|        | withdraw, revoke, suspend or modify any operation           |
| **Doc  | authorized by the AOC, if it is necessary in the interest   |
| 8335** | of safety to do so?                                         |
|        |                                                             |
| **3    | Yes No                                                      |
| .2.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.008** Has the State developed and promulgated aircraft  |
|        | operations regulations to enable the State to implement the |
| *      | provisions of Annex 6? Yes No                               |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *1.2.1 |                                                             |
| &**    |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.009** If yes, what is the formal title of the           |
|        | regulations and when were they promulgated? (List all the   |
| *      | regulations related to aircraft operations.)                |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *1.2.1 |                                                             |
| &**    |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.010** Are amended and up-to-date copies of aircraft     |
|        | operation regulations used by the State readily available   |
| *      | to operations inspectors? Yes No                            |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.011** Does each operations inspector have a current     |
|        | copy of the State's aircraft operations regulations? Yes No |
| *      |                                                             |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.012** Does the aircraft operations organization have an |
|        | example of an order, directive and/or instruction issued in |
| *      | support of its aircraft operations activities? Yes No       |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
|        | **4.013** Does the aircraft operations organization have a  |
|        | technical library?                                          |
|        |                                                             |
|        | Yes No                                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

  -------------- -------------------------------------------------------------
                 **4.014** Are the relevant ICAO documents and other technical
                 documents readily available to the technical and
                 administrative staff of the aircraft operations organization?
                 Yes No

  **Comments**        
  -------------- -------------------------------------------------------------

+--------+-------------------------------------------------------------+
| **GM** | **4.015** Does the aircraft operations organization have a  |
|        | current copy of Annex 6 --- *Operation of Aircraft*         |
| *      | available? Yes No                                           |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IAS  |     |                                                      |
| A - 4. |     |                                                      |
| 100 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s Comm |     |                                                      |
| ercial |     |                                                      |
|  air T |     |                                                      |
| ranspo |     |                                                      |
| rt Ope |     |                                                      |
| rators |     |                                                      |
|        |     |                                                      |
| # Ai   |     |                                                      |
| rcraft |     |                                                      |
|  Opera |     |                                                      |
| tions  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Syst |     |                                                      |
| em - O |     |                                                      |
| rganiz |     |                                                      |
| ation  |     |                                                      |
| and St |     |                                                      |
| affing |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **4 |                                                      |
|        | .10 |                                                      |
| *      | 1** |                                                      |
| *Doc** | Is  |                                                      |
|        | th  |                                                      |
| **     | ere |                                                      |
| 8335** | an  |                                                      |
|        | ai  |                                                      |
| *      | rcr |                                                      |
| *9.1** | aft |                                                      |
|        | o   |                                                      |
|        | per |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | org |                                                      |
|        | ani |                                                      |
|        | zat |                                                      |
|        | ion |                                                      |
|        | es  |                                                      |
|        | tab |                                                      |
|        | lis |                                                      |
|        | hed |                                                      |
|        | as  |                                                      |
|        | p   |                                                      |
|        | art |                                                      |
|        | of  |                                                      |
|        | the |                                                      |
|        | c   |                                                      |
|        | ert |                                                      |
|        | ifi |                                                      |
|        | cat |                                                      |
|        | ion |                                                      |
|        | and |                                                      |
|        | su  |                                                      |
|        | per |                                                      |
|        | vis |                                                      |
|        | ion |                                                      |
|        | sys |                                                      |
|        | tem |                                                      |
|        | of  |                                                      |
|        | the |                                                      |
|        | Sta |                                                      |
|        | te? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.102** Is there an organizational chart of the aircraft  |
|        | operations organization (operations inspectorate)           |
| *      | available? Yes No                                           |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *9.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.103** Is the aircraft operations organization           |
|        | integrated by:                                              |
| *      |                                                             |
| *Doc** | 1\. operations only Yes No                                  |
|        |                                                             |
| **     | 2\. operations and airworthiness Yes No                     |
| 8335** |                                                             |
|        | 3\. different specialties Yes No                            |
| *      |                                                             |
| *9.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.104** If the operations inspection organization is not  |
|        | a combined one, what provisions are made for cooperation    |
| *      | with other personnel responsible for flight                 |
| *Doc** |                                                             |
|        | safety regulations?                                         |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *9.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.105** What are the responsibilities of the aircraft     |
|        | operations organization?                                    |
| *      |                                                             |
| *Doc** | 1\. recommendations regarding issuance of the Air Operator  |
|        | Certificate                                                 |
| **     |                                                             |
| 8335** | Yes No                                                      |
|        |                                                             |
| *      | 2\. recommendations on specific authorizations              |
| *9.2** |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 3\. information regarding deficiencies                      |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 4\. development or revision of regulations                  |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 5\. recommendations regarding enforcement                   |
|        |                                                             |
|        | Yes No                                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.106** How many operations inspectors work in each       |
|        | specialized area of the operations inspectorate             |
| *      | organization?                                               |
| *Doc** |                                                             |
|        | 1\. Headquarters:                                           |
| **     |                                                             |
| 8335** | • flight operations                                         |
|        |                                                             |
| *      | • ground operations                                         |
| *9.3** |                                                             |
|        | • dangerous goods                                           |
|        |                                                             |
|        | • ramp checks                                               |
|        |                                                             |
|        | • cabin safety                                              |
|        |                                                             |
|        | • enforcement only                                          |
|        |                                                             |
|        | 2\. Regional offices (if applicable):                       |
|        |                                                             |
|        | • flight operations                                         |
|        |                                                             |
|        | • ground operations                                         |
|        |                                                             |
|        | • dangerous goods                                           |
|        |                                                             |
|        | • ramp checks                                               |
|        |                                                             |
|        | • cabin safety                                              |
|        |                                                             |
|        | • enforcement only                                          |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.107** What qualifications are operations inspectorate   |
|        | staff required to have?                                     |
| *      |                                                             |
| *Doc** | 1\. airline transport pilot Yes No                          |
|        |                                                             |
| **     | 2\. commercial pilot Yes No                                 |
| 8335** |                                                             |
|        | 3\. airline flight crew Yes No                              |
| *      |                                                             |
| *9.3.1 | 4\. flight dispatcher Yes No                                |
| &**    |                                                             |
|        | 5\. ATC controller Yes No                                   |
| *      |                                                             |
| *9.4** | 6\. previous experience Yes No                              |
|        |                                                             |
|        | 7\. other (specify) Yes No                                  |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.108** Is there a formal inspector handbook for the use  |
|        | and guidance of members of the operations inspection        |
| *      | organization? Yes No                                        |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .6.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.109** Does the inspector handbook contain procedures    |
|        | for:                                                        |
| *      |                                                             |
| *Doc** | 1\. certification Yes No                                    |
|        |                                                             |
| **     | 2\. inspection Yes No                                       |
| 8335** |                                                             |
|        | 3\. surveillance Yes No                                     |
| **9    |                                                             |
| .6.1** | 4\. enforcement Yes No                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.110** Is a personnel file record for each operations    |
|        | inspector available for review? Yes No                      |
| *      |                                                             |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **     |                                                             |
| 9.3.1, |                                                             |
| 9.3.2  |                                                             |
| &**    |                                                             |
|        |                                                             |
| *      |                                                             |
| *9.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.111** Does the personal file record of flight           |
|        | operations inspectors contain information on flight         |
| *      | activity, such as recency of experience, flight or          |
| *Doc** | simulator training, competency checks, ratings, etc.? Yes   |
|        | No                                                          |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *9.3.2 |                                                             |
| &      |                                                             |
| 9.4**  |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.112** Is there a formal training programme for the      |
|        | technical personnel of the operations inspection            |
| *      | organization? Yes No                                        |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 8335** |                                                             |
|        |                                                             |
| **9    |                                                             |
| .7.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+---------------+------------------------------------------------------+
| #             |                                                      |
| IASA - 4.200  |                                                      |
| - Licensing & |                                                      |
|  Certificatio |                                                      |
| n Obligations |                                                      |
|  - Commercial |                                                      |
|  air Transpor |                                                      |
| t Operators A |                                                      |
| OC Applicatio |                                                      |
| n and Inspect |                                                      |
| ion Prior to  |                                                      |
| Certification |                                                      |
+---------------+------------------------------------------------------+
| **TEAM:**     | **[Compliance Status]{.underline}** \--Satisfactory  |
|               | \--Not satisfactory \--Not implemented               |
|               |                                                      |
|               | \--Not applicable \--Not Audited                     |
+---------------+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.201** Is information concerning application for an AOC  |
|        | available to a prospective commercial air transport         |
| **Doc  | operator? Yes No                                            |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *3.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.202** Is information available concerning application   |
|        | for a Amendment to the AOC established for an air operator? |
| **Doc  | Yes No                                                      |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *3.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.203** Is there a formal application form for an AOC     |
|        | that a prospective commercial air transport operator must   |
| **Doc  | complete and submit? Yes No                                 |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *3.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.204** Is there a form for a amendment to the AOC that a |
|        | commercial air transport operator must complete and submit? |
| **Doc  | Yes No                                                      |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *3.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.205** Does the application contain details on:          |
|        |                                                             |
| **Doc  | 1.main base of operations Yes No                            |
| 8335** |                                                             |
|        | 2.organizational structure Yes No                           |
| *      |                                                             |
| *3.3** | 3.key staff members Yes No                                  |
|        |                                                             |
|        | 4.type of operation Yes No                                  |
|        |                                                             |
|        | 5.proposed routes Yes No                                    |
|        |                                                             |
|        | 6.type of aircraft Yes No                                   |
|        |                                                             |
|        | 7.proposed airports Yes No                                  |
|        |                                                             |
|        | 8.maintenance Yes No                                        |
|        |                                                             |
|        | 9.personnel training Yes No                                 |
|        |                                                             |
|        | 10.leasing contract Yes No                                  |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.206** Does the civil aviation administration provide    |
|        | information concerning:                                     |
| **Doc  |                                                             |
| 8335** | 1\. an advisory pamphlet with information and guidance for  |
|        | the AOC application                                         |
| *      |                                                             |
| *3.3** | Yes No                                                      |
|        |                                                             |
|        | 2\. the type of operation which may be authorized           |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 3\. documentation and data to be provided by the applicant  |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 4\. procedures to be followed in the processing of an       |
|        | application                                                 |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 5\. approximate period of time required by the civil        |
|        | aviation administration to make the preliminary assessment  |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 6\. the impossibility of judging operating competence until |
|        | a sufficient period of demonstration of such competence is  |
|        | completed                                                   |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 7\. detailed description of how the applicant intends to    |
|        | show compliance with each provision of the                  |
|        |                                                             |
|        | applicable aircraft operations regulations                  |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 8\. overall period required to reach a final decision       |
|        |                                                             |
|        | Yes No                                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.207** Is the applicant required to:                     |
|        |                                                             |
| **Doc  | 1.provide an intent declaration form Yes No                 |
| 8335** |                                                             |
|        | 2.provide a pre-application statement Yes No                |
| *      |                                                             |
| *4.2** | 3.attend a pre-application meeting Yes No                   |
|        |                                                             |
|        | 4.submit a formal application form Yes No                   |
|        |                                                             |
|        | 5.provide an initial compliance statement Yes No            |
|        |                                                             |
|        | 6.agree on a schedule of events Yes No                      |
|        |                                                             |
|        | 7.provide relevant manuals Yes No                           |
|        |                                                             |
|        | 8.provide maintenance arrangements Yes No                   |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.208** Upon receipt of an application, is it assigned to |
|        | a particular inspector \[Principal Operations Inspector     |
| **Doc  | (POI)\]? Yes No                                             |
| 8335** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .4.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.209** OPS 4.128 Does the project manager or the POI     |
|        | assess an applicant's application under the following       |
| **Doc  | headings?                                                   |
| 8335** |                                                             |
|        | 1\. personal qualifications and experience Yes No           |
| **3    |                                                             |
| .2.1** | 2\. managerial ability Yes No                               |
|        |                                                             |
|        | 3\. adequacy of staff, facilities, equipment and finances   |
|        | Yes No                                                      |
|        |                                                             |
|        | 4\. proposed route structure, traffic potential and         |
|        | economic viability                                          |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 5\. rights of CAA inspectors and CAA inspection and         |
|        | surveillance policy                                         |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 6\. development of an operations manual and a maintenance   |
|        | manual                                                      |
|        |                                                             |
|        | Yes No                                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.210** What advice is given to the operator as to the    |
|        | amount of time that will be required subsequent to the      |
| **Doc  | receipt of a complete and properly executed formal          |
| 8335** | application?                                                |
|        |                                                             |
| **3    |                                                             |
| .2.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.211** As part of a preliminary assessment of the        |
|        | applicant's technical fitness, is a general review of the   |
| **Doc  | procedures, practices and methods carried out, as detailed  |
| 8335** | in the operations manual, maintenance manual, training      |
|        | programs, etc.?                                             |
| **4    |                                                             |
| .4.2** | Yes No                                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.212** Are the assigned inspectors encouraged to meet    |
|        | with the applicant's officials, develop an action plan in   |
| **Doc  | concert with these officials, advise and counsel the        |
| 8335** | appropriate personnel, etc.? Yes No                         |
|        |                                                             |
| **4    |                                                             |
| .4.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.213** As part of a preliminary assessment of the        |
|        | applicant's technical fitness, is the coordination between  |
| **Doc  | the areas of operations and airworthiness ensured?          |
| 8335** |                                                             |
|        | Yes No                                                      |
| **4    |                                                             |
| .4.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.214** Is there a requirement for operators to prepare   |
| *STD** | an operations manual?                                       |
|        |                                                             |
| **A6   | Yes No                                                      |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **4.2  |                                                             |
| .2.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9376** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.215** Is the organization reviewed to ensure conformity |
| *STD** | with the operations manual and to ensure that an adequate   |
|        | organization exists and that the functions of the persons   |
| **A6   | involved are clear and coherent? Yes No                     |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **4.2  |                                                             |
| .2.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9376** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.216** Is there a requirement for operators to provide a |
| *STD** | copy of the operations manual, together with all amendments |
|        | and revisions, for review and acceptance or approval when   |
| **A6   | required? Yes No                                            |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **4.2  |                                                             |
| .2.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.217** Are the requirements for the content of an        |
| *STD** | operations manual in accordance with Appendix 2? Yes No     |
|        |                                                             |
| **A6   |                                                             |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **4.2  |                                                             |
| .2.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.218** Are the specific items in the operations manual   |
| *STD** | approved by the CAA in accordance with Annex 6, Part I,     |
|        | 4.2.7 Airport operating minima, 6.1.3 MEL, 9.3.1 ground and |
| **A6   | flight training program and 12.4 cabin attendant training   |
| Part   | program?                                                    |
| I**    |                                                             |
|        | Yes No                                                      |
| **4.2  |                                                             |
| .2.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.219** Is the operations manual reviewed to ensure that  |
| *STD** | it provides users with the necessary policy guidance and    |
|        | instructions in a clear and concise manner?                 |
| **A6   |                                                             |
| Part   | Yes No                                                      |
| I**    |                                                             |
|        |                                                             |
| **4.2  |                                                             |
| .2.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.220** Is the organization reviewed to ensure that the   |
| *STD** | operator or a designated representative is in charge of the |
|        | operational control? Yes No                                 |
| **A6   |                                                             |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| *      |                                                             |
| *3.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.221** Are the following elements contained in the       |
| *STD** | training program?                                           |
|        |                                                             |
| **A6   | 1.crew coordination and training in all types of emergency  |
| Part   | or abnormal situations or procedures                        |
| I**    |                                                             |
|        | Yes No                                                      |
| *      |                                                             |
| *9.3** | 2.training in knowledge and skills related to human         |
|        | performance                                                 |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 3.training in knowledge and skills related to the transport |
|        | of dangerous goods                                          |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 4.training for each flight crew member to abnormal or       |
|        | emergency procedures                                        |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 5.flight crew members coordination                          |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 6.recurrent training program including an examination to    |
|        | determine competence.                                       |
|        |                                                             |
|        | Yes No                                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.222** What CAA records are kept of demonstrations       |
| *STD** | required during certification, including                    |
|        | proving(demonstration)flights, emergency evacuation,        |
| **A6   | ditching demonstrations etc.?                               |
| Part 1 |                                                             |
| 4.2    |                                                             |
| .1.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IAS  |     |                                                      |
| A - 4. |     |                                                      |
| 300 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Air |     |                                                      |
| craft  |     |                                                      |
| Lease, |     |                                                      |
|  Chart |     |                                                      |
| er and |     |                                                      |
|  Inter |     |                                                      |
| change |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **4 |                                                      |
|        | .30 |                                                      |
| **Doc  | 1** |                                                      |
| 8335** | D   |                                                      |
|        | oes |                                                      |
| **Ch.  | the |                                                      |
| 10**   | ci  |                                                      |
|        | vil |                                                      |
|        | av  |                                                      |
|        | iat |                                                      |
|        | ion |                                                      |
|        | ad  |                                                      |
|        | min |                                                      |
|        | ist |                                                      |
|        | rat |                                                      |
|        | ion |                                                      |
|        | per |                                                      |
|        | mit |                                                      |
|        | lea |                                                      |
|        | ses |                                                      |
|        | b   |                                                      |
|        | etw |                                                      |
|        | een |                                                      |
|        | c   |                                                      |
|        | omm |                                                      |
|        | erc |                                                      |
|        | ial |                                                      |
|        | air |                                                      |
|        | tra |                                                      |
|        | nsp |                                                      |
|        | ort |                                                      |
|        | ope |                                                      |
|        | rat |                                                      |
|        | ors |                                                      |
|        | wit |                                                      |
|        | hin |                                                      |
|        | the |                                                      |
|        | Sta |                                                      |
|        | te? |                                                      |
|        |     |                                                      |
|        | 1\. |                                                      |
|        | dry |                                                      |
|        | lea |                                                      |
|        | ses |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 2\. |                                                      |
|        | wet |                                                      |
|        | lea |                                                      |
|        | ses |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 3\. |                                                      |
|        | d   |                                                      |
|        | amp |                                                      |
|        | lea |                                                      |
|        | ses |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.302** Does the civil aviation administration permit     |
|        | leases from other States?                                   |
| **Doc  |                                                             |
| 8335** | 1\. dry leases Yes No                                       |
|        |                                                             |
| **Ch.  | 2\. wet leases Yes No                                       |
| 10**   |                                                             |
|        | 3\. damp leases Yes No                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.303** Does the CAA permit "damp leases"?                |
|        |                                                             |
| **Doc  | 1.between operators within the State Yes No                 |
| 8335** |                                                             |
|        | 2.from other States of Registry Yes No                      |
| **Ch.  |                                                             |
| 10**   |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.304** Are the following considerations observed when    |
|        | determining whether or not to permit a lease?               |
| **Doc  |                                                             |
| 8335** | 1\. flight crew training Yes No                             |
|        |                                                             |
| **10   | 2\. cabin crew training Yes No                              |
| .2.3** |                                                             |
|        | 3\. operational control Yes No                              |
|        |                                                             |
|        | 4\. dispatch or flight following Yes No                     |
|        |                                                             |
|        | 5\. scheduling crew members Yes No                          |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.305** If a lease proposal is acceptable are operations  |
|        | specifications issued?                                      |
| **Doc  |                                                             |
| 8335** | Yes No                                                      |
|        |                                                             |
| **10   |                                                             |
| .2.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.306** If yes, do the operations specifications specify  |
|        | the regulations applicable to the operation of the          |
| **Doc  | aircraft? Yes No                                            |
| 8335** |                                                             |
|        |                                                             |
| **10   |                                                             |
| .2.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IA   |     |                                                      |
| SA - 4 |     |                                                      |
| .400 - |     |                                                      |
|  Licen |     |                                                      |
| sing & |     |                                                      |
|  Certi |     |                                                      |
| ficati |     |                                                      |
| on Obl |     |                                                      |
| igatio |     |                                                      |
| ns - C |     |                                                      |
| ommerc |     |                                                      |
| ial ai |     |                                                      |
| r Tran |     |                                                      |
| sport  |     |                                                      |
| Operat |     |                                                      |
| ors Cr |     |                                                      |
| ewmemb |     |                                                      |
| er lic |     |                                                      |
| ensing |     |                                                      |
|  -- St |     |                                                      |
| ructur |     |                                                      |
| e and  |     |                                                      |
| Genera |     |                                                      |
| l Prov |     |                                                      |
| isions |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **4 |                                                      |
|        | .40 |                                                      |
| **Doc  | 1** |                                                      |
| 8335** | Has |                                                      |
|        | the |                                                      |
| *      | St  |                                                      |
| *1.2.1 | ate |                                                      |
| &      | dev |                                                      |
| 1      | elo |                                                      |
| .2.2** | ped |                                                      |
|        | and |                                                      |
| **Doc  | pr  |                                                      |
| 9734** | omu |                                                      |
|        | lga |                                                      |
| **3    | ted |                                                      |
| .7.1** | per |                                                      |
|        | son |                                                      |
|        | nel |                                                      |
|        | lic |                                                      |
|        | ens |                                                      |
|        | ing |                                                      |
|        | re  |                                                      |
|        | gul |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | to  |                                                      |
|        | ena |                                                      |
|        | ble |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | to  |                                                      |
|        | imp |                                                      |
|        | lem |                                                      |
|        | ent |                                                      |
|        | the |                                                      |
|        | p   |                                                      |
|        | rov |                                                      |
|        | isi |                                                      |
|        | ons |                                                      |
|        | of  |                                                      |
|        | An  |                                                      |
|        | nex |                                                      |
|        | 1?  |                                                      |
|        |     |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.402** If yes, what is the formal title of the           |
|        | regulations and when were they promulgated? (List all the   |
| **Doc  | regulations related to personnel licensing.                 |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *1.2.1 |                                                             |
| &      |                                                             |
| 1      |                                                             |
| .2.2** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9734** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .7.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **CC** | **4.403** If the State has not promulgated specific         |
|        | personnel licensing regulations, what method is used to     |
| **Art  | comply with the provisions of the Chicago Convention and    |
| 37**   | its Annex 1?                                                |
|        |                                                             |
| **Doc  |                                                             |
| 9734** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .7.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.404** Are amended and up-to-date copies of the          |
|        | personnel licensing regulations used by the State readily   |
| **Doc  | available to personnel licensing officers? Yes No           |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.4** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9734** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .7.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.405** Has the personnel licensing office issued an      |
|        | order, directive and/or instruction in support of its       |
| **Doc  | personnel licensing activities? Yes No                      |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.4** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9734** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .7.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **Doc  | **4.406** Does the personnel licensing office have a        |
| 9734** | technical library?                                          |
|        |                                                             |
| **3    | Yes No                                                      |
| .7.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **Doc  | **4.407** Are the relevant ICAO documents and other         |
| 9734** | technical documents readily available to the technical and  |
|        | administrative staff of the personnel licensing office? Yes |
| **3    | No                                                          |
| .7.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.405** Does the personnel licensing office have a        |
|        | current copy of Annex 1 --- *Personnel Licensing*? Yes No   |
| **Doc  |                                                             |
| 8335** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.4** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9734** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .7.1** |                                                             |
+--------+-------------------------------------------------------------+
| **\`\` |                                                             |
| \`\`** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.406** Are the functions and responsibilities of the     |
|        | personnel licensing office clearly identified and defined?  |
| **Doc  | Yes No                                                      |
| 9379** |                                                             |
|        |                                                             |
| **C1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.407** Are there regional offices with responsibility    |
|        | for personnel licensing? (If yes, what is the scope of      |
| **Doc  | their activities and responsibility?)                       |
| 9379** |                                                             |
|        | Yes No                                                      |
| **C1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.408** If yes, has the authority established a system    |
|        | for coordination and/or control? Yes No                     |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.409** What is the number of technical staff in the      |
|        | personnel licensing office and what is the constitution of  |
| **Doc  | the technical staff?                                        |
| 9379** |                                                             |
|        | 1\. Headquarters **(   )**                                  |
| **C1** |                                                             |
|        | 2\. Regional Offices **(   )**                              |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.410** Has the State established a training program for  |
|        | its personnel licensing officers? Yes No                    |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.411** If yes, what does the syllabus cover during such  |
|        | training? (Obtain a copy if available.)                     |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.412** If no, what other system has been established to  |
|        | ensure the proficiency of personnel licensing officers?     |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
|  IASA  |     |                                                      |
| 4.500  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs App |     |                                                      |
| licati |     |                                                      |
| on and |     |                                                      |
|  Proce |     |                                                      |
| ssing  |     |                                                      |
| of Lic |     |                                                      |
| ence a |     |                                                      |
| nd/or  |     |                                                      |
| Rating |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **4 |                                                      |
|        | .50 |                                                      |
| **Doc  | 1** |                                                      |
| 9379** | W   |                                                      |
|        | hat |                                                      |
| **C7** | m   |                                                      |
|        | eth |                                                      |
|        | ods |                                                      |
|        | are |                                                      |
|        | u   |                                                      |
|        | sed |                                                      |
|        | to  |                                                      |
|        | inf |                                                      |
|        | orm |                                                      |
|        | a   |                                                      |
|        | ppl |                                                      |
|        | ica |                                                      |
|        | nts |                                                      |
|        | of  |                                                      |
|        | the |                                                      |
|        | req |                                                      |
|        | uir |                                                      |
|        | eme |                                                      |
|        | nts |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | v   |                                                      |
|        | ari |                                                      |
|        | ous |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | and |                                                      |
|        | ra  |                                                      |
|        | tin |                                                      |
|        | gs? |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.502** Does the State make available information         |
|        | regarding examinations, such as a study book, flight test   |
| **Doc  | guidelines, etc.? Yes No                                    |
| 9379** |                                                             |
|        |                                                             |
| **C2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.503** Are application forms available for the various   |
|        | licenses and ratings issued by the State?                   |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.504** Do the application forms solicit information      |
| *STD** | relating to the age, knowledge, experience, skills and      |
|        | medical information from the applicant?                     |
| **A1** |                                                             |
|        | Yes No                                                      |
| **2.1  |                                                             |
| .1.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.505** How are applications for licenses and/or ratings  |
|        | processed?                                                  |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.506** Who is responsible for assessing documents,       |
|        | evaluating experience and checking examination results in   |
| **Doc  | order to establish that applicants have fulfilled the       |
| 9379** | requirements for the issuance of licenses or ratings?       |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.507** Who is responsible for the evaluation of medical  |
|        | examination reports?                                        |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.508** At what level of authority are licenses or        |
|        | ratings granted and signed?                                 |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.509** Has the State established a procedure for         |
|        | appealing civil aviation administration decisions on        |
| **Doc  | licensing? Yes No                                           |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.510** If yes, what is the procedure?                    |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # I    |     |                                                      |
| ASA 4. |     |                                                      |
| 600 Li |     |                                                      |
| censin |     |                                                      |
| g & Ce |     |                                                      |
| rtific |     |                                                      |
| ation  |     |                                                      |
| Obliga |     |                                                      |
| tions  |     |                                                      |
| - Comm |     |                                                      |
| ercial |     |                                                      |
|  air T |     |                                                      |
| ranspo |     |                                                      |
| rt Ope |     |                                                      |
| rators |     |                                                      |
|  Licen |     |                                                      |
| ses Is |     |                                                      |
| sued D |     |                                                      |
| irectl |     |                                                      |
| y by t |     |                                                      |
| he CAA |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
|        | **4 |                                                      |
|        | .60 |                                                      |
|        | 1** |                                                      |
|        | D   |                                                      |
|        | oes |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | is  |                                                      |
|        | sue |                                                      |
|        | na  |                                                      |
|        | tio |                                                      |
|        | nal |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | or  |                                                      |
|        | r   |                                                      |
|        | ati |                                                      |
|        | ngs |                                                      |
|        | ot  |                                                      |
|        | her |                                                      |
|        | t   |                                                      |
|        | han |                                                      |
|        | th  |                                                      |
|        | ose |                                                      |
|        | pr  |                                                      |
|        | ovi |                                                      |
|        | ded |                                                      |
|        | for |                                                      |
|        | in  |                                                      |
|        | An  |                                                      |
|        | nex |                                                      |
|        | 1   |                                                      |
|        | to  |                                                      |
|        | the |                                                      |
|        | C   |                                                      |
|        | onv |                                                      |
|        | ent |                                                      |
|        | ion |                                                      |
|        | on  |                                                      |
|        | I   |                                                      |
|        | nte |                                                      |
|        | rna |                                                      |
|        | tio |                                                      |
|        | nal |                                                      |
|        | Ci  |                                                      |
|        | vil |                                                      |
|        | Avi |                                                      |
|        | ati |                                                      |
|        | on? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

  -------------- -------------------------------------------------------------
                 **4.602** Do the regulations provide for licenses and
                 ratings, which are not issued in practice? (List, if
                 applicable.) Yes No

  **Comments**        
  -------------- -------------------------------------------------------------

+--------+-------------------------------------------------------------+
| **GM** | **4.603** What type of personnel licenses and ratings are   |
|        | issued by the State (expiring type or continuing type)?     |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.604** If personnel licenses and ratings are of the      |
|        | "expiring type", what is the period of validity of the      |
| **Doc  | various licenses and ratings?                               |
| 9379** |                                                             |
|        |                                                             |
| **C4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.605** If personnel licenses and ratings are of the      |
|        | "continuing type", what system is used to satisfy other     |
| **Doc  | Contracting States as to their validity?                    |
| 9379** |                                                             |
|        |                                                             |
| **C4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.606** What methods are used to ensure the maintenance   |
|        | of competency of licensed personnel?                        |
| **Doc  |                                                             |
| 9379** | 1\. recency requirements Yes No                             |
|        |                                                             |
| **C4** | 2\. testing Yes No                                          |
|        |                                                             |
|        | 3\. recurrent training Yes No                               |
|        |                                                             |
|        | 4\. other Yes No                                            |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.607** Are there special rules for a foreign license     |
|        | validation? Yes No                                          |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.608** How may expired licenses and rating privileges be |
|        | re-established?                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IA   |     |                                                      |
| SA 4.7 |     |                                                      |
| 00 Lic |     |                                                      |
| ensing |     |                                                      |
|  & Cer |     |                                                      |
| tifica |     |                                                      |
| tion O |     |                                                      |
| bligat |     |                                                      |
| ions - |     |                                                      |
|  Comme |     |                                                      |
| rcial  |     |                                                      |
| air Tr |     |                                                      |
| anspor |     |                                                      |
| t Oper |     |                                                      |
| ators  |     |                                                      |
| Crewme |     |                                                      |
| mber L |     |                                                      |
| icensi |     |                                                      |
| ng - L |     |                                                      |
| icense |     |                                                      |
| s and  |     |                                                      |
| Rating |     |                                                      |
| s Issu |     |                                                      |
| ed on  |     |                                                      |
| the Ba |     |                                                      |
| sis of |     |                                                      |
|  Forei |     |                                                      |
| gn Lic |     |                                                      |
| enses  |     |                                                      |
| (Conve |     |                                                      |
| rsion) |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **4 |                                                      |
|        | .70 |                                                      |
| **Doc  | 1** |                                                      |
| 9379** | Has |                                                      |
|        | the |                                                      |
| **C7** | St  |                                                      |
|        | ate |                                                      |
|        | es  |                                                      |
|        | tab |                                                      |
|        | lis |                                                      |
|        | hed |                                                      |
|        | p   |                                                      |
|        | roc |                                                      |
|        | edu |                                                      |
|        | res |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | is  |                                                      |
|        | sua |                                                      |
|        | nce |                                                      |
|        | of  |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | and |                                                      |
|        | r   |                                                      |
|        | ati |                                                      |
|        | ngs |                                                      |
|        | on  |                                                      |
|        | the |                                                      |
|        | ba  |                                                      |
|        | sis |                                                      |
|        | of  |                                                      |
|        | f   |                                                      |
|        | ore |                                                      |
|        | ign |                                                      |
|        | lic |                                                      |
|        | ens |                                                      |
|        | es? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

  -------------- -------------------------------------------------------------
                 **4.702** Does the State contact the issuing State
                 systematically to ensure the validity of the license? Yes No

  **Comments**        
  -------------- -------------------------------------------------------------

+--------+-------------------------------------------------------------+
| **CC** | **4.703** How does the State ensure that the original       |
|        | license is in full compliance with Annex 1? Yes No          |
| ###    |                                                             |
| Art 33 |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **CC** | **4.704** If the original license is not in full            |
|        | compliance, what are the procedures used by the State to    |
| **Art  | comply with Articles 39 and 40 of the Chicago Convention?   |
| 33, 39 |                                                             |
| & 40** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.705** What methods are used to establish the validity   |
|        | of foreign licenses before they are used to issue a         |
| **Doc  | national license?                                           |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.706** Are those procedures published in the national    |
| *STD** | Aeronautical Information Publications (AIPs)? Yes No        |
|        |                                                             |
| **A    |                                                             |
| 15**   |                                                             |
|        |                                                             |
| **4.   |                                                             |
| 1.2C** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
|  IASA  |     |                                                      |
| - 4.80 |     |                                                      |
| 0 - Li |     |                                                      |
| censin |     |                                                      |
| g & Ce |     |                                                      |
| rtific |     |                                                      |
| ation  |     |                                                      |
| Obliga |     |                                                      |
| tions  |     |                                                      |
| - Comm |     |                                                      |
| ercial |     |                                                      |
|  air T |     |                                                      |
| ranspo |     |                                                      |
| rt Ope |     |                                                      |
| rators |     |                                                      |
|  Crewm |     |                                                      |
| ember  |     |                                                      |
| Licens |     |                                                      |
| ing -  |     |                                                      |
| Valida |     |                                                      |
| tion o |     |                                                      |
| f Fore |     |                                                      |
| ign Li |     |                                                      |
| censes |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **4 |                                                      |
|        | .80 |                                                      |
| **Doc  | 1** |                                                      |
| 9379** | Has |                                                      |
|        | the |                                                      |
| **C7** | St  |                                                      |
|        | ate |                                                      |
|        | es  |                                                      |
|        | tab |                                                      |
|        | lis |                                                      |
|        | hed |                                                      |
|        | p   |                                                      |
|        | roc |                                                      |
|        | edu |                                                      |
|        | res |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | v   |                                                      |
|        | ali |                                                      |
|        | dat |                                                      |
|        | ion |                                                      |
|        | of  |                                                      |
|        | f   |                                                      |
|        | ore |                                                      |
|        | ign |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | and |                                                      |
|        | ra  |                                                      |
|        | tin |                                                      |
|        | gs? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

  -------------- -------------------------------------------------------------
                 **4.802** Does the State contact the issuing State
                 systematically to ensure the validity of the license? Yes No

  **Comments**        
  -------------- -------------------------------------------------------------

+--------+-------------------------------------------------------------+
| **CC** | **4.803** How does the State ensure that the original       |
|        | license is in full compliance with Annex 1?                 |
| **Art  |                                                             |
| 33**   |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **CC** | **4.804** If the original license is not in full            |
|        | compliance, what are the procedures used by the State to    |
| **Art  | comply with Articles 39 and 40 of the Chicago Convention?   |
| 33, 39 |                                                             |
| & 40** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.805** Have specific requirements been established for   |
|        | the validation of commercial pilot and airline transport    |
| **Doc  | pilot licenses? Yes No                                      |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.806** If yes, what are those requirements and are they  |
| *STD** | published in the national AIPs?                             |
|        |                                                             |
| **A    |                                                             |
| 15**   |                                                             |
|        |                                                             |
| **4.   |                                                             |
| 1.2C** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.807** What methods are used to establish the validity   |
|        | and privileges of foreign licenses before they are rendered |
| **Doc  | valid by the State?                                         |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.808** Have specific procedures been established for the |
|        | validation of licences for personnel other than flight crew |
| **Doc  | members:                                                    |
| 9379** |                                                             |
|        | 1\. aircraft maintenance?                                   |
| **C7** |                                                             |
|        | (technician/engineer/mechanic)                              |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 2\. flight operations officer/flight dispatcher?            |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 3\. air traffic controller?                                 |
|        |                                                             |
|        | Yes No                                                      |
|        |                                                             |
|        | 4\. aeronautical station operator?                          |
|        |                                                             |
|        | Yes No                                                      |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.9 |     |                                                      |
| 00 - L |     |                                                      |
| icensi |     |                                                      |
| ng & C |     |                                                      |
| ertifi |     |                                                      |
| cation |     |                                                      |
|  Oblig |     |                                                      |
| ations |     |                                                      |
|  - Com |     |                                                      |
| mercia |     |                                                      |
| l air  |     |                                                      |
| Transp |     |                                                      |
| ort Op |     |                                                      |
| erator |     |                                                      |
| s Crew |     |                                                      |
| member |     |                                                      |
|  Licen |     |                                                      |
| sing A |     |                                                      |
| ccepta |     |                                                      |
| nce of |     |                                                      |
|  Milit |     |                                                      |
| ary Qu |     |                                                      |
| alific |     |                                                      |
| ations |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | **4 |                                                      |
|        | .90 |                                                      |
| **Doc  | 1** |                                                      |
| 9379** | Has |                                                      |
|        | the |                                                      |
| **C7   | St  |                                                      |
| 7.4**  | ate |                                                      |
|        | es  |                                                      |
|        | tab |                                                      |
|        | lis |                                                      |
|        | hed |                                                      |
|        | a   |                                                      |
|        | pol |                                                      |
|        | icy |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | q   |                                                      |
|        | ual |                                                      |
|        | ifi |                                                      |
|        | cat |                                                      |
|        | ion |                                                      |
|        | of  |                                                      |
|        | mi  |                                                      |
|        | lit |                                                      |
|        | ary |                                                      |
|        | per |                                                      |
|        | son |                                                      |
|        | nel |                                                      |
|        | for |                                                      |
|        | ci  |                                                      |
|        | vil |                                                      |
|        | ian |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | and |                                                      |
|        | ra  |                                                      |
|        | tin |                                                      |
|        | gs? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.902** If yes, what are the processes followed for the   |
|        | qualification of military personnel?                        |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7   |                                                             |
| 7.4**  |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.903** If no, what are the processes followed for the    |
|        | qualification of military personnel, and how does the       |
| **Doc  | authority ensure consistency?                               |
| 9379** |                                                             |
|        |                                                             |
| **C7   |                                                             |
| 7.4**  |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
|  IASA  |     |                                                      |
| - 4.10 |     |                                                      |
| 00 - L |     |                                                      |
| icensi |     |                                                      |
| ng & C |     |                                                      |
| ertifi |     |                                                      |
| cation |     |                                                      |
|  Oblig |     |                                                      |
| ations |     |                                                      |
|  - Com |     |                                                      |
| mercia |     |                                                      |
| l air  |     |                                                      |
| Transp |     |                                                      |
| ort Op |     |                                                      |
| erator |     |                                                      |
| s Lice |     |                                                      |
| nse an |     |                                                      |
| d Rati |     |                                                      |
| ngs Is |     |                                                      |
| sued - |     |                                                      |
|  Writt |     |                                                      |
| en and |     |                                                      |
|  Oral  |     |                                                      |
| Examin |     |                                                      |
| ations |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 100 |                                                      |
| **A1   | 1** |                                                      |
| 2.1.1  | D   |                                                      |
| .3.1** | oes |                                                      |
|        | the |                                                      |
| **GM** | lic |                                                      |
|        | ens |                                                      |
| **Doc  | ing |                                                      |
| 9379** | aut |                                                      |
|        | hor |                                                      |
| **C5** | ity |                                                      |
|        | de  |                                                      |
|        | vel |                                                      |
|        | op, |                                                      |
|        | c   |                                                      |
|        | ond |                                                      |
|        | uct |                                                      |
|        | and |                                                      |
|        | c   |                                                      |
|        | orr |                                                      |
|        | ect |                                                      |
|        | its |                                                      |
|        | own |                                                      |
|        | w   |                                                      |
|        | rit |                                                      |
|        | ten |                                                      |
|        | and |                                                      |
|        | o   |                                                      |
|        | ral |                                                      |
|        | exa |                                                      |
|        | min |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | is  |                                                      |
|        | sua |                                                      |
|        | nce |                                                      |
|        | of  |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | and |                                                      |
|        | r   |                                                      |
|        | ati |                                                      |
|        | ngs |                                                      |
|        | iss |                                                      |
|        | ued |                                                      |
|        | by  |                                                      |
|        | the |                                                      |
|        | Sta |                                                      |
|        | te? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1002** If no, by whom and where are written             |
| *STD** | examinations for the issuance of licenses and ratings       |
|        | developed, conducted and corrected?                         |
| **A1   |                                                             |
| 2.1.1  |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1003** If no, for which licenses and ratings? If yes,   |
| *STD** | for which licenses and ratings?                             |
|        |                                                             |
| **A1   |                                                             |
| 2.1.1  |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1004** If yes, which type of questionnaire is used      |
| *STD** | (multiple choice, open question, etc.)?                     |
|        |                                                             |
| **A1   |                                                             |
| 2.1.1  |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1005** If yes, when and how is a ground examination     |
| *STD** | taken (set schedule, on demand, etc.)?                      |
|        |                                                             |
| **A1   |                                                             |
| 2.1.1  |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1006** If yes, what is the life expectancy of a         |
| *STD** | questionnaire or question?                                  |
|        |                                                             |
| **A1   |                                                             |
| 2.1.1  |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1007** Are examination requirements for the validation  |
| *STD** | of licenses and/or ratings published in the national AIPs?  |
|        | Yes No                                                      |
| **A1   |                                                             |
| 2.1.1  |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| *      |                                                             |
| *STD** |                                                             |
|        |                                                             |
| *      |                                                             |
| *A15** |                                                             |
|        |                                                             |
| **4.   |                                                             |
| 1.2c** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1008** Are full-time examiners employed by the          |
|        | authority to:                                               |
| **Doc  |                                                             |
| 9379** | 1\. prepare Yes No                                          |
|        |                                                             |
| **C6** | 2\. conduct Yes No                                          |
|        |                                                             |
|        | 3\. correct Yes No                                          |
|        |                                                             |
|        | written examinations?                                       |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1009** If the State does not employ full-time           |
|        | examiners, who prepares, conducts and corrects written      |
| **Doc  | examinations?                                               |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1010** How are examiners appointed and what             |
|        | qualifications are they required to have?                   |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1011** Does the State use written examinations prepared |
|        | by other States or regional organizations? Yes No           |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1012** In cases where examiners are provided by         |
|        | organizations other than the licensing authority, how are   |
| **Doc  | the qualifications of such examiners assured?               |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.1 |     |                                                      |
| 100 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Lic |     |                                                      |
| enses  |     |                                                      |
| and Ra |     |                                                      |
| tings  |     |                                                      |
| Issued |     |                                                      |
|  - Pra |     |                                                      |
| ctical |     |                                                      |
|  and F |     |                                                      |
| light  |     |                                                      |
| Examin |     |                                                      |
| ations |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 110 |                                                      |
| **A1** | 1** |                                                      |
|        | D   |                                                      |
| *      | oes |                                                      |
| *2.1.1 | the |                                                      |
| .3.1** | St  |                                                      |
|        | ate |                                                      |
| **GM** | c   |                                                      |
|        | ond |                                                      |
| **Doc  | uct |                                                      |
| 9379** | its |                                                      |
|        | own |                                                      |
| **C5** | fli |                                                      |
|        | ght |                                                      |
|        | and |                                                      |
|        | pra |                                                      |
|        | cti |                                                      |
|        | cal |                                                      |
|        | te  |                                                      |
|        | sts |                                                      |
|        | for |                                                      |
|        | li  |                                                      |
|        | cen |                                                      |
|        | ses |                                                      |
|        | and |                                                      |
|        | /or |                                                      |
|        | ra  |                                                      |
|        | tin |                                                      |
|        | gs? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1102** If yes, for which licenses and ratings?          |
| *STD** |                                                             |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.1.1 |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 937    |                                                             |
| 9,C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1103** If yes, which flight and practical tests are     |
| *STD** | conducted by officers of the licensing authority?           |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.1.1 |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 937    |                                                             |
| 9,C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1104** if yes, Has the Civil aviation Administration    |
| *STD** | appointed designated flight examiners (i.e. non CAA         |
|        | officers)? Yes No                                           |
| **A1** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.1.1 |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1105** Has the State established a system for the       |
| *STD** | supervision and control of flight and practical test        |
|        | delivery? Yes No                                            |
| **A1** |                                                             |
|        |                                                             |
| *      |                                                             |
| *2.1.1 |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1106** Are full-time flight and practical test          |
|        | examiners employed by the State to conduct flight and       |
| **Doc  | practical tests for the issuance of licences and ratings?   |
| 9379** |                                                             |
|        | Yes No                                                      |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1107** If yes, how are flight and practical test        |
|        | examiners appointed, and what qualifications are they       |
| **Doc  | required to have?                                           |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1108** How does the State ensure the maintenance of     |
|        | qualification and proficiency by flight and practical test  |
| **Doc  | examiners?                                                  |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1109** Does the State appoint designated flight         |
|        | examiners? Yes No                                           |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1110** If yes, what are the criteria for the            |
|        | designation?                                                |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1111** If yes, what is the duration of the designation  |
|        | and the procedure for renewal?                              |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1112** If yes, what are the procedures used to ensure   |
|        | consistency and reliability of testing by the designated    |
| **Doc  | examiner (training, guidance material, supervision, etc.)?  |
| 9379** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.1 |     |                                                      |
| 200 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Lic |     |                                                      |
| enses  |     |                                                      |
| and Ra |     |                                                      |
| tings  |     |                                                      |
| Issued |     |                                                      |
|  -- Re |     |                                                      |
| cords  |     |                                                      |
| and Sp |     |                                                      |
| ecific |     |                                                      |
| ations |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **GM** | *   |                                                      |
|        | *4. |                                                      |
| **Doc  | 120 |                                                      |
| 9379** | 1** |                                                      |
|        | D   |                                                      |
| **C7** | oes |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ain |                                                      |
|        | a   |                                                      |
|        | pe  |                                                      |
|        | rso |                                                      |
|        | nal |                                                      |
|        | f   |                                                      |
|        | ile |                                                      |
|        | for |                                                      |
|        | e   |                                                      |
|        | ach |                                                      |
|        | app |                                                      |
|        | lic |                                                      |
|        | ant |                                                      |
|        | and |                                                      |
|        | l   |                                                      |
|        | ice |                                                      |
|        | nse |                                                      |
|        | h   |                                                      |
|        | old |                                                      |
|        | er, |                                                      |
|        | wh  |                                                      |
|        | ich |                                                      |
|        | co  |                                                      |
|        | nta |                                                      |
|        | ins |                                                      |
|        | all |                                                      |
|        | cor |                                                      |
|        | res |                                                      |
|        | pon |                                                      |
|        | den |                                                      |
|        | ce, |                                                      |
|        | a   |                                                      |
|        | ppl |                                                      |
|        | ica |                                                      |
|        | tio |                                                      |
|        | ns, |                                                      |
|        | ass |                                                      |
|        | ess |                                                      |
|        | men |                                                      |
|        | ts, |                                                      |
|        | ex  |                                                      |
|        | ami |                                                      |
|        | nat |                                                      |
|        | ion |                                                      |
|        | r   |                                                      |
|        | esu |                                                      |
|        | lts |                                                      |
|        | and |                                                      |
|        | ot  |                                                      |
|        | her |                                                      |
|        | lic |                                                      |
|        | ens |                                                      |
|        | ing |                                                      |
|        | do  |                                                      |
|        | cum |                                                      |
|        | ent |                                                      |
|        | ati |                                                      |
|        | on? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1202** If yes, who has access to those records, and how |
|        | is confidentiality and security of individual records       |
| **Doc  | maintained?                                                 |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1203** Do the contents of the applicant's file provide  |
|        | a progressive history of the applicant and current status   |
| **Doc  | of the application? Yes No                                  |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1204** Are the documentation and records contained in   |
|        | the personal file used to back up the application for a     |
| **Doc  | license, and to continue support after the license has been |
| 9379** | issued? Yes No                                              |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1205** Has the State established a system for closing   |
|        | and archiving personal files and records? Yes No            |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1206** If yes, how are records and information archived |
|        | and how is their security ensured?                          |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1207** How long is documentation and information kept   |
|        | before being destroyed?                                     |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C7** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1208** Do licenses issued by the State conform to the   |
| *STD** | specifications provided for in Annex 1, Chapter 5? Yes No   |
|        |                                                             |
| **A1** | *(Note.--- Obtain specimens of all national licenses and    |
|        | ratings issued by the State.)*                              |
| **C5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IA   |     |                                                      |
| SA - 4 |     |                                                      |
| .1300  |     |                                                      |
| - Lice |     |                                                      |
| nsing  |     |                                                      |
| & Cert |     |                                                      |
| ificat |     |                                                      |
| ion Ob |     |                                                      |
| ligati |     |                                                      |
| ons -  |     |                                                      |
| Commer |     |                                                      |
| cial a |     |                                                      |
| ir Tra |     |                                                      |
| nsport |     |                                                      |
|  Opera |     |                                                      |
| tors L |     |                                                      |
| icense |     |                                                      |
| s and  |     |                                                      |
| Rating |     |                                                      |
| s Issu |     |                                                      |
| ed - T |     |                                                      |
| rainin |     |                                                      |
| g Inst |     |                                                      |
| itutes |     |                                                      |
|  and/o |     |                                                      |
| r Avia |     |                                                      |
| tion S |     |                                                      |
| chools |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 130 |                                                      |
| **A1** | 1** |                                                      |
|        | Are |                                                      |
| **1    | av  |                                                      |
| .2.8** | iat |                                                      |
|        | ion |                                                      |
| **GM** | -tr |                                                      |
|        | ain |                                                      |
| **Doc  | ing |                                                      |
| 9379** | es  |                                                      |
|        | tab |                                                      |
| **C3** | lis |                                                      |
|        | hme |                                                      |
|        | nts |                                                      |
|        | ava |                                                      |
|        | ila |                                                      |
|        | ble |                                                      |
|        | in  |                                                      |
|        | the |                                                      |
|        | Sta |                                                      |
|        | te? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | If  |                                                      |
|        | y   |                                                      |
|        | es, |                                                      |
|        | w   |                                                      |
|        | hat |                                                      |
|        | t   |                                                      |
|        | ype |                                                      |
|        | of  |                                                      |
|        | tr  |                                                      |
|        | ain |                                                      |
|        | ing |                                                      |
|        | is  |                                                      |
|        | o   |                                                      |
|        | ffe |                                                      |
|        | red |                                                      |
|        | by  |                                                      |
|        | the |                                                      |
|        | av  |                                                      |
|        | iat |                                                      |
|        | ion |                                                      |
|        | tr  |                                                      |
|        | ain |                                                      |
|        | ing |                                                      |
|        | ce  |                                                      |
|        | nte |                                                      |
|        | rs? |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1302** Has the State established a system for the       |
| *STD** | certification and inspection of aviation training centers?  |
|        | Yes No                                                      |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1303** Do aviation-training centers operating in the    |
| *STD** | State conduct examinations and testing on behalf of the     |
|        | licensing authorities? Yes No                               |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1304** Has the State established procedures for         |
| *STD** | approving and supervising approved training? Yes No         |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1305** Do the aviation training centers operating in    |
| *STD** | the State provide an approved training program? Yes No      |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1306** If yes, which training centers provide approved  |
| *STD** | training and what are the courses covered under the         |
|        | approved program?                                           |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1307** Has the State established a system to ensure the |
| *STD** | qualification and competency of the instructors in all      |
|        | aviation-training centers? Yes No                           |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1308** Does the civil aviation authority operate a      |
| *STD** | training center to satisfy its need for trained and         |
|        | qualified personnel? Yes No                                 |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1309** If yes, what programs are delivered in the       |
| *STD** | authority-administered training center?                     |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1310** If aviation training schools are not available   |
| *STD** | in the State, what are the sources of trained and qualified |
|        | personnel for aviation duties (e.g. military, foreign       |
| **A1** | school)?                                                    |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1311** Has the State established a method for verifying |
| *STD** | the quality of training received by its nationals in        |
|        | foreign training centers? Yes No                            |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1312** Does the State authorize any foreign training    |
| *STD** | centers to provide approved training to its nationals? Yes  |
|        | No                                                          |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1313** If yes, how does the State ensure the quality of |
| *STD** | the approved training provided?                             |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| **1    |                                                             |
| .2.8** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9379** |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.1 |     |                                                      |
| 400 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Cre |     |                                                      |
| wmembe |     |                                                      |
| r Lice |     |                                                      |
| nsing  |     |                                                      |
| Proces |     |                                                      |
| sing o |     |                                                      |
| f the  |     |                                                      |
| Medica |     |                                                      |
| l Asse |     |                                                      |
| ssment |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 140 |                                                      |
| **A1** | 1** |                                                      |
|        | W   |                                                      |
| **1.2  | hat |                                                      |
| .4.6** | sys |                                                      |
|        | tem |                                                      |
|        | is  |                                                      |
|        | in  |                                                      |
|        | pl  |                                                      |
|        | ace |                                                      |
|        | to  |                                                      |
|        | ens |                                                      |
|        | ure |                                                      |
|        | the |                                                      |
|        | m   |                                                      |
|        | edi |                                                      |
|        | cal |                                                      |
|        | f   |                                                      |
|        | itn |                                                      |
|        | ess |                                                      |
|        | of  |                                                      |
|        | a   |                                                      |
|        | l   |                                                      |
|        | ice |                                                      |
|        | nse |                                                      |
|        | h   |                                                      |
|        | old |                                                      |
|        | er? |                                                      |
|        |     |                                                      |
|        | 1\. |                                                      |
|        | d   |                                                      |
|        | esi |                                                      |
|        | gna |                                                      |
|        | ted |                                                      |
|        | exa |                                                      |
|        | min |                                                      |
|        | ers |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 2\. |                                                      |
|        | aut |                                                      |
|        | hor |                                                      |
|        | ity |                                                      |
|        | d   |                                                      |
|        | oct |                                                      |
|        | ors |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 3\. |                                                      |
|        | mi  |                                                      |
|        | lit |                                                      |
|        | ary |                                                      |
|        | d   |                                                      |
|        | oct |                                                      |
|        | ors |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 4\. |                                                      |
|        | a   |                                                      |
|        | sse |                                                      |
|        | ssm |                                                      |
|        | ent |                                                      |
|        | f   |                                                      |
|        | rom |                                                      |
|        | f   |                                                      |
|        | ore |                                                      |
|        | ign |                                                      |
|        | aut |                                                      |
|        | hor |                                                      |
|        | ity |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | 5\. |                                                      |
|        | ot  |                                                      |
|        | her |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
|        | **4.1402** Who issues the medical assessment?               |
|        |                                                             |
|        | 1\. designated examiners Yes No                             |
|        |                                                             |
|        | 2\. authority after reviewing report from designated        |
|        | examiners? Yes No                                           |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1403** Has the State established the proper action to   |
| *STD** | be taken in case of false declarations by an applicant? Yes |
|        | No                                                          |
| **A1** |                                                             |
|        |                                                             |
| *      |                                                             |
| *1.2.4 |                                                             |
| .5.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1404** Has the State established procedures for the     |
| *STD** | issuance of a medical assessment in cases where the medical |
|        | standards prescribed in Annex 1, Chapter 6, are not fully   |
| **A1** | met? Yes No                                                 |
|        |                                                             |
| **1.2  |                                                             |
| .4.8** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1405** Has the State established circumstances in which |
| *STD** | a medical examination may be deferred? Yes No               |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| *      |                                                             |
| *1.2.5 |                                                             |
| .2.6** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1406** Has the State designated medical examiners to    |
| *STD** | conduct medical examinations of the fitness of applicants   |
|        | for licences and ratings? Yes No                            |
| **A1** |                                                             |
|        |                                                             |
| **1.2  |                                                             |
| .4.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1407** If no, what is the procedure used to assess the  |
| *STD** | medical fitness of an applicant?                            |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| **1.2  |                                                             |
| .4.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1408** If yes:                                          |
| *STD** |                                                             |
|        | 1\. Are they employees of the civil aviation                |
| **A1** | administration? Yes No                                      |
|        |                                                             |
| **1.2  | 2\. Has the State designated medical examiners who received |
| .4.4** | training in aviation medicine? Yes No                       |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.1409** If yes to 1408-2. above, how and where is the    |
| *STD** | training in aviation medicine provided?                     |
|        |                                                             |
| **A1** |                                                             |
|        |                                                             |
| **1.2  |                                                             |
| .4.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

  -------------- -------------------------------------------------------------
                 **4.1410** What is the scope of authority given to a medical
                 examiner (classes of medical assessment, issuance of waiver,
                 etc.)?

  **Comments**        
  -------------- -------------------------------------------------------------

  -------------- -------------------------------------------------------------
                 **4.1411** What is the procedure for designating a medical
                 examiner (pre-requisite, duration of authority, renewal,
                 etc.)?

  **Comments**        
  -------------- -------------------------------------------------------------

  -------------- -------------------------------------------------------------
                 **4.1412** Has the State established a system for the
                 supervision and control of medical examiners?

  **Comments**        
  -------------- -------------------------------------------------------------

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.1 |     |                                                      |
| 500 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Ope |     |                                                      |
| rator' |     |                                                      |
| s Main |     |                                                      |
| tenanc |     |                                                      |
| e Arra |     |                                                      |
| ngemen |     |                                                      |
| ts - G |     |                                                      |
| eneral |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **STD  | *   |                                                      |
| A6**   | *4. |                                                      |
|        | 150 |                                                      |
| **Part | 1** |                                                      |
| I**    | Is  |                                                      |
|        | th  |                                                      |
| **4.2  | ere |                                                      |
| .1.4** | an  |                                                      |
|        | es  |                                                      |
|        | tab |                                                      |
|        | lis |                                                      |
|        | hed |                                                      |
|        | sys |                                                      |
|        | tem |                                                      |
|        | (pr |                                                      |
|        | oce |                                                      |
|        | ss) |                                                      |
|        | to  |                                                      |
|        | ens |                                                      |
|        | ure |                                                      |
|        | t   |                                                      |
|        | hat |                                                      |
|        | a   |                                                      |
|        | c   |                                                      |
|        | omm |                                                      |
|        | erc |                                                      |
|        | ial |                                                      |
|        | air |                                                      |
|        | tra |                                                      |
|        | nsp |                                                      |
|        | ort |                                                      |
|        | op  |                                                      |
|        | era |                                                      |
|        | tor |                                                      |
|        | is  |                                                      |
|        | not |                                                      |
|        | cer |                                                      |
|        | tif |                                                      |
|        | ied |                                                      |
|        | w   |                                                      |
|        | ith |                                                      |
|        | out |                                                      |
|        | d   |                                                      |
|        | emo |                                                      |
|        | nst |                                                      |
|        | rat |                                                      |
|        | ing |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | arr |                                                      |
|        | ang |                                                      |
|        | eme |                                                      |
|        | nts |                                                      |
|        | c   |                                                      |
|        | ons |                                                      |
|        | ist |                                                      |
|        | ent |                                                      |
|        | w   |                                                      |
|        | ith |                                                      |
|        | the |                                                      |
|        | nat |                                                      |
|        | ure |                                                      |
|        | and |                                                      |
|        | ext |                                                      |
|        | ent |                                                      |
|        | of  |                                                      |
|        | the |                                                      |
|        | o   |                                                      |
|        | per |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | s   |                                                      |
|        | pec |                                                      |
|        | ifi |                                                      |
|        | ed? |                                                      |
|        |     |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1502** Within the CAA, what are the procedures utilized |
|        | by the airworthiness inspection division during the         |
| **Doc  | issuance of an air operator certificate?                    |
| 9734** |                                                             |
|        |                                                             |
| **3.7  |                                                             |
| .3.5** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1503** Is there co-ordination with operations           |
|        | inspectors? Yes No                                          |
| **Doc  |                                                             |
| 9734** |                                                             |
|        |                                                             |
| **3    |                                                             |
| .4.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1504** What are the procedures to ensure that the       |
| A6**   | operator employs qualified personnel to ensure that all     |
|        | maintenance is carried out in accordance with the           |
| **Part | maintenance control manual?                                 |
| I**    |                                                             |
|        |                                                             |
| **8    |                                                             |
| .1.4** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1505** Does the State issue air operator maintenance    |
| A6**   | "equivalent" system approvals? Yes No                       |
|        |                                                             |
| ###    |                                                             |
| Part I |                                                             |
|        |                                                             |
| **8    |                                                             |
| .1.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1506** If specific operating provisions are issued in   |
|        | conjunction with an AOC, such as minimum equipment list or  |
| **Doc  | ETOPS approval, how and to what extent is the airworthiness |
| 8      | inspection division involved in their issuance?             |
| 335,** |                                                             |
|        |                                                             |
| *      |                                                             |
| *7.2** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| A,     |                                                             |
| Appx.  |                                                             |
| C C2** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C7**   |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1507** Once the AOC has been issued; does the           |
|        | airworthiness inspection division keep information on       |
| **Doc  | maintenance aspects of the certification process?           |
| 8335** |                                                             |
|        | Yes No                                                      |
| **7    |                                                             |
| .1.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IA   |     |                                                      |
| SA - 4 |     |                                                      |
| .1600  |     |                                                      |
| - Lice |     |                                                      |
| nsing  |     |                                                      |
| & Cert |     |                                                      |
| ificat |     |                                                      |
| ion Ob |     |                                                      |
| ligati |     |                                                      |
| ons -  |     |                                                      |
| Commer |     |                                                      |
| cial a |     |                                                      |
| ir Tra |     |                                                      |
| nsport |     |                                                      |
|  Opera |     |                                                      |
| tors O |     |                                                      |
| perato |     |                                                      |
| r's Ma |     |                                                      |
| intena |     |                                                      |
| nce Ar |     |                                                      |
| rangem |     |                                                      |
| ents - |     |                                                      |
|  Maint |     |                                                      |
| enance |     |                                                      |
|  Contr |     |                                                      |
| acting |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **STD  | *   |                                                      |
| A6**   | *4. |                                                      |
|        | 160 |                                                      |
| **Part | 1** |                                                      |
| I**    | Do  |                                                      |
|        | St  |                                                      |
| **8    | ate |                                                      |
| .1.2** | re  |                                                      |
|        | gul |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | r   |                                                      |
|        | equ |                                                      |
|        | ire |                                                      |
|        | t   |                                                      |
|        | hat |                                                      |
|        | an  |                                                      |
|        | op  |                                                      |
|        | era |                                                      |
|        | tor |                                                      |
|        | can |                                                      |
|        | o   |                                                      |
|        | nly |                                                      |
|        | o   |                                                      |
|        | per |                                                      |
|        | ate |                                                      |
|        | an  |                                                      |
|        | ai  |                                                      |
|        | rcr |                                                      |
|        | aft |                                                      |
|        | if  |                                                      |
|        | it  |                                                      |
|        | has |                                                      |
|        | b   |                                                      |
|        | een |                                                      |
|        | m   |                                                      |
|        | ain |                                                      |
|        | tai |                                                      |
|        | ned |                                                      |
|        | and |                                                      |
|        | re  |                                                      |
|        | lea |                                                      |
|        | sed |                                                      |
|        | to  |                                                      |
|        | s   |                                                      |
|        | erv |                                                      |
|        | ice |                                                      |
|        | by  |                                                      |
|        | an  |                                                      |
|        | A   |                                                      |
|        | MO? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1602** If no, what is the equivalent system established |
| A6**   | by the State?                                               |
|        |                                                             |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8    |                                                             |
| .1.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **A6** | **4.1603** How does the State ensure that the operator      |
|        | maintains control of its responsibilities with respect to   |
| **Part | the continuing airworthiness of the aircraft?               |
| I**    |                                                             |
|        |                                                             |
| **8    |                                                             |
| .1.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1604** Does the AID review maintenance contracts? Yes   |
|        | No                                                          |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **Vol  |                                                             |
| 1,     |                                                             |
| 6      |                                                             |
| .3.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
|  IASA  |     |                                                      |
| - 4.17 |     |                                                      |
| 00 - L |     |                                                      |
| icensi |     |                                                      |
| ng & C |     |                                                      |
| ertifi |     |                                                      |
| cation |     |                                                      |
|  Oblig |     |                                                      |
| ations |     |                                                      |
|  - Com |     |                                                      |
| mercia |     |                                                      |
| l air  |     |                                                      |
| Transp |     |                                                      |
| ort Op |     |                                                      |
| erator |     |                                                      |
| s Oper |     |                                                      |
| ator's |     |                                                      |
|  Maint |     |                                                      |
| enance |     |                                                      |
|  Arran |     |                                                      |
| gement |     |                                                      |
| s - Ma |     |                                                      |
| intena |     |                                                      |
| nce Co |     |                                                      |
| ntrol  |     |                                                      |
| Manual |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 170 |                                                      |
| **A6** | 1** |                                                      |
|        | Do  |                                                      |
| **Part | St  |                                                      |
| I**    | ate |                                                      |
|        | re  |                                                      |
| **8    | gul |                                                      |
| .2.4** | ati |                                                      |
|        | ons |                                                      |
|        | r   |                                                      |
|        | equ |                                                      |
|        | ire |                                                      |
|        | t   |                                                      |
|        | hat |                                                      |
|        | an  |                                                      |
|        | air |                                                      |
|        | op  |                                                      |
|        | era |                                                      |
|        | tor |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | c   |                                                      |
|        | ont |                                                      |
|        | rol |                                                      |
|        | man |                                                      |
|        | ual |                                                      |
|        | be  |                                                      |
|        | sub |                                                      |
|        | mit |                                                      |
|        | ted |                                                      |
|        | to  |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | a   |                                                      |
|        | uth |                                                      |
|        | ori |                                                      |
|        | ty? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1702** Are the requirements for the content of a        |
| A6**   | maintenance control manual in accordance with ICAO          |
|        | provisions? Yes No                                          |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| **     |                                                             |
| 11.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1703** Is the maintenance control manual reviewed to    |
| A6**   | ensure that it provides users with the necessary policy     |
|        | guidance and instructions in a clear and concise manner?    |
| **Part | Yes No                                                      |
| I,     |                                                             |
| 11.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1704** Is the maintenance control manual approved or    |
| A6**   | accepted as part of the AOC issuance process? Yes No        |
|        |                                                             |
| **Part |                                                             |
| I      |                                                             |
| 11.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.1 |     |                                                      |
| 800 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Ope |     |                                                      |
| rator' |     |                                                      |
| s Main |     |                                                      |
| tenanc |     |                                                      |
| e Arra |     |                                                      |
| ngemen |     |                                                      |
| ts - M |     |                                                      |
| ainten |     |                                                      |
| ance P |     |                                                      |
| rogram |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **STD  | *   |                                                      |
| A6**   | *4. |                                                      |
|        | 180 |                                                      |
| **Part | 1** |                                                      |
| I**    | Is  |                                                      |
|        | th  |                                                      |
| **8    | ere |                                                      |
| .3.1** | a   |                                                      |
|        | re  |                                                      |
|        | qui |                                                      |
|        | rem |                                                      |
|        | ent |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | pro |                                                      |
|        | gra |                                                      |
|        | mme |                                                      |
|        | to  |                                                      |
|        | be  |                                                      |
|        | ap  |                                                      |
|        | pro |                                                      |
|        | ved |                                                      |
|        | by: |                                                      |
|        |     |                                                      |
|        | a)  |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | Aut |                                                      |
|        | hor |                                                      |
|        | ity |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | b)  |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | of  |                                                      |
|        | Re  |                                                      |
|        | gis |                                                      |
|        | try |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1802** Are the requirements for the content of the      |
| A6**   | maintenance programme in accordance with ICAO provisions?   |
|        | Yes No                                                      |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| **     |                                                             |
| 11.3** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1803** Does the inspection division approve an          |
| A6**   | operator's maintenance reliability programme? Yes No        |
|        |                                                             |
| **8.3  |                                                             |
| &      |                                                             |
| 11     |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1**    |                                                             |
|        |                                                             |
| **6    |                                                             |
| .6.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1804** Does the airworthiness inspection division       |
| A6**   | maintain ongoing oversight of reliability programmes? Yes   |
|        | No                                                          |
| **8.3  |                                                             |
| &      |                                                             |
| 11     |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1**    |                                                             |
|        |                                                             |
| **6    |                                                             |
| .6.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.1805** Does the inspection division involve itself in   |
|        | the maintenance review board process associated with the    |
| **Doc  | transport category aircraft, which its air operators        |
| 9      | utilise? Yes No                                             |
| 760,** |                                                             |
|        |                                                             |
| **App. |                                                             |
| A, C6, |                                                             |
| 12.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1806** Does the airworthiness inspection division       |
| A6**   | ensure that the maintenance programme includes a continuing |
|        | structural integrity programme when applicable?             |
| **Part |                                                             |
| I**    | Yes No                                                      |
|        |                                                             |
| **11   |                                                             |
| .3.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9642** |                                                             |
|        |                                                             |
| **Part |                                                             |
| VI     |                                                             |
| I,C1** |                                                             |
|        |                                                             |
| **2.2  |                                                             |
| & 3,** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C6**   |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1807** What are the procedures for maintenance          |
| A6**   | programme escalation?                                       |
|        |                                                             |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| **11   |                                                             |
| .3.1** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.1 |     |                                                      |
| 900 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Ope |     |                                                      |
| rator' |     |                                                      |
| s Main |     |                                                      |
| tenanc |     |                                                      |
| e Arra |     |                                                      |
| ngemen |     |                                                      |
| ts - M |     |                                                      |
| iscell |     |                                                      |
| aneous |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **STD  | *   |                                                      |
| A6**   | *4. |                                                      |
|        | 190 |                                                      |
| **Part | 1** |                                                      |
| I**    | Do  |                                                      |
|        | c   |                                                      |
| **8    | omm |                                                      |
| .7.6** | erc |                                                      |
|        | ial |                                                      |
|        | air |                                                      |
|        | tra |                                                      |
|        | nsp |                                                      |
|        | ort |                                                      |
|        | ope |                                                      |
|        | rat |                                                      |
|        | ors |                                                      |
|        | k   |                                                      |
|        | eep |                                                      |
|        | ai  |                                                      |
|        | rcr |                                                      |
|        | aft |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | re  |                                                      |
|        | cor |                                                      |
|        | ds, |                                                      |
|        | in  |                                                      |
|        | c   |                                                      |
|        | omp |                                                      |
|        | lia |                                                      |
|        | nce |                                                      |
|        | w   |                                                      |
|        | ith |                                                      |
|        | I   |                                                      |
|        | CAO |                                                      |
|        | SAR |                                                      |
|        | Ps? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1902** Are operators required to prepare a Minimum      |
| A6**   | Equipment List (MEL)?                                       |
|        |                                                             |
| **Part | Yes No                                                      |
| I**    |                                                             |
|        |                                                             |
| *      |                                                             |
| *6.1.3 |                                                             |
| &**    |                                                             |
|        |                                                             |
| **Att. |                                                             |
| F**    |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1903** What are the procedures for approval of the MEL? |
| A6**   |                                                             |
|        |                                                             |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| *      |                                                             |
| *6.1.3 |                                                             |
| &**    |                                                             |
|        |                                                             |
| **Att. |                                                             |
| G,**   |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **Part |                                                             |
| A,     |                                                             |
| Appx.  |                                                             |
| C,     |                                                             |
| C2**   |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.1904** Do operators define deferred defects procedures? |
| A6**   | Yes No                                                      |
|        |                                                             |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| *      |                                                             |
| *6.1.3 |                                                             |
| &**    |                                                             |
|        |                                                             |
| **Att. |                                                             |
| G**    |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **Part |                                                             |
| A,     |                                                             |
| Appx.  |                                                             |
| C,     |                                                             |
| C2**   |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.2 |     |                                                      |
| 000 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Ope |     |                                                      |
| rator' |     |                                                      |
| s Main |     |                                                      |
| tenanc |     |                                                      |
| e Arra |     |                                                      |
| ngemen |     |                                                      |
| ts --  |     |                                                      |
| Contin |     |                                                      |
| uing A |     |                                                      |
| irwort |     |                                                      |
| hiness |     |                                                      |
|  Infor |     |                                                      |
| mation |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **STD  | *   |                                                      |
| A6**   | *4. |                                                      |
|        | 200 |                                                      |
| **Part | 1** |                                                      |
| I**    | D   |                                                      |
|        | oes |                                                      |
| **8    | the |                                                      |
| .5.1** | St  |                                                      |
|        | ate |                                                      |
|        | r   |                                                      |
|        | egu |                                                      |
|        | lat |                                                      |
|        | ion |                                                      |
|        | r   |                                                      |
|        | equ |                                                      |
|        | ire |                                                      |
|        | ope |                                                      |
|        | rat |                                                      |
|        | ors |                                                      |
|        | of  |                                                      |
|        | a   |                                                      |
|        | ero |                                                      |
|        | pla |                                                      |
|        | nes |                                                      |
|        | o   |                                                      |
|        | ver |                                                      |
|        | 5   |                                                      |
|        | 700 |                                                      |
|        | kg  |                                                      |
|        | to  |                                                      |
|        | m   |                                                      |
|        | oni |                                                      |
|        | tor |                                                      |
|        | and |                                                      |
|        | ass |                                                      |
|        | ess |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | and |                                                      |
|        | op  |                                                      |
|        | era |                                                      |
|        | tio |                                                      |
|        | nal |                                                      |
|        | e   |                                                      |
|        | xpe |                                                      |
|        | rie |                                                      |
|        | nce |                                                      |
|        | w   |                                                      |
|        | ith |                                                      |
|        | r   |                                                      |
|        | esp |                                                      |
|        | ect |                                                      |
|        | to  |                                                      |
|        | ai  |                                                      |
|        | rwo |                                                      |
|        | rth |                                                      |
|        | ine |                                                      |
|        | ss? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.2002** Does the State regulation require operators of   |
| A6**   | aeroplanes over 5700 kg to obtain and assess airworthiness  |
|        | information from the type design organisation?              |
| **Part |                                                             |
| I**    | Yes No                                                      |
|        |                                                             |
| **8    |                                                             |
| .5.2** |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
|  IASA  |     |                                                      |
| - 4.21 |     |                                                      |
| 00 - L |     |                                                      |
| icensi |     |                                                      |
| ng & C |     |                                                      |
| ertifi |     |                                                      |
| cation |     |                                                      |
|  Oblig |     |                                                      |
| ations |     |                                                      |
|  - Com |     |                                                      |
| mercia |     |                                                      |
| l air  |     |                                                      |
| Transp |     |                                                      |
| ort Op |     |                                                      |
| erator |     |                                                      |
| s Oper |     |                                                      |
| ator's |     |                                                      |
|  maint |     |                                                      |
| enance |     |                                                      |
|  arran |     |                                                      |
| gement |     |                                                      |
| s - In |     |                                                      |
| ternat |     |                                                      |
| ional  |     |                                                      |
| Lease  |     |                                                      |
| Agreem |     |                                                      |
| ents,  |     |                                                      |
| Charte |     |                                                      |
| rs and |     |                                                      |
|  Inter |     |                                                      |
| change |     |                                                      |
|  of Ai |     |                                                      |
| rcraft |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| #      | *   |                                                      |
| ## Art | *4. |                                                      |
|  83bis | 210 |                                                      |
|        | 1** |                                                      |
|        | Has |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | ra  |                                                      |
|        | tif |                                                      |
|        | ied |                                                      |
|        | A   |                                                      |
|        | rti |                                                      |
|        | cle |                                                      |
|        | 83  |                                                      |
|        | *bi |                                                      |
|        | s*? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| **Comm |     |                                                      |
| ents** |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2102** Has the State transferred, or accepted transfer  |
|        | of, all or parts of State of Registry functions and         |
| **Doc  | responsibilities, in accordance with Article 83 *bis*?      |
| 9760,  |                                                             |
| Vol.   | Yes No                                                      |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C10**  |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2103** If yes, what are the associated procedures?      |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C10**  |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2104** Are aircraft registered in the State operated by |
|        | foreign operators?                                          |
| **Doc  |                                                             |
| 9760,  | Yes No                                                      |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C10**  |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2105** Are operators authorised to use                  |
|        | foreign-registered aircraft? Yes No                         |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C10**  |                                                             |
+--------+-------------------------------------------------------------+
| **Comm |                                                             |
| ents** |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2106** How are such operations supervised?              |
|        |                                                             |
| **Doc  |                                                             |
| 9642** |                                                             |
|        |                                                             |
| **Part |                                                             |
| VIII** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 8335,  |                                                             |
| C10,** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C10**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| IASA - |     |                                                      |
|  4.220 |     |                                                      |
| 0 - Li |     |                                                      |
| censin |     |                                                      |
| g & Ce |     |                                                      |
| rtific |     |                                                      |
| ation  |     |                                                      |
| Obliga |     |                                                      |
| tions  |     |                                                      |
| - Comm |     |                                                      |
| ercial |     |                                                      |
|  air T |     |                                                      |
| ranspo |     |                                                      |
| rt Ope |     |                                                      |
| rators |     |                                                      |
|  Opera |     |                                                      |
| tor's  |     |                                                      |
| Mainte |     |                                                      |
| nance  |     |                                                      |
| Arrang |     |                                                      |
| ements |     |                                                      |
|  - Spe |     |                                                      |
| cial C |     |                                                      |
| ertifi |     |                                                      |
| cation |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 220 |                                                      |
| **A6,  | 1** |                                                      |
| Part   | Are |                                                      |
| I,     | th  |                                                      |
| 4.7**  | ere |                                                      |
|        | ope |                                                      |
| **GM** | rat |                                                      |
|        | ors |                                                      |
| **Doc  | a   |                                                      |
| 9760,  | uth |                                                      |
| Vol.   | ori |                                                      |
| 2,     | sed |                                                      |
| Part   | to  |                                                      |
| B,     | ca  |                                                      |
| C7**   | rry |                                                      |
|        | out |                                                      |
|        | ex  |                                                      |
|        | ten |                                                      |
|        | ded |                                                      |
|        | ra  |                                                      |
|        | nge |                                                      |
|        | o   |                                                      |
|        | per |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | (E  |                                                      |
|        | TOP |                                                      |
|        | S)? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2202** Is the airworthiness inspection division         |
|        | involved in ETOPS certification?                            |
| **Doc  |                                                             |
| 9760,  | Yes No                                                      |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C7**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **A6** | **4.2203** Are ETOPS requirements in compliance with ICAO   |
|        | provisions? Yes No                                          |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| **Att. |                                                             |
| E**    |                                                             |
|        |                                                             |
| **3 to |                                                             |
| 5**    |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9642** |                                                             |
|        |                                                             |
| **Part |                                                             |
| III    |                                                             |
| ,C1,** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C7**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2204** Are ETOPS personnel trained and aware of ETOPS   |
|        | aircraft defect verification? Yes No                        |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C7**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2205** Is there an ETOPS manual or are these            |
|        | requirements included in the overall maintenance control    |
| **Doc  | manual? Yes No                                              |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C7**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2206** Are there operators authorised to conduct        |
| *STD** | precision approach and landing operations? Yes No           |
|        |                                                             |
| **A6,  |                                                             |
| Part   |                                                             |
| I,**   |                                                             |
|        |                                                             |
| **4    |                                                             |
| .2.7** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2207** If yes, is the airworthiness inspection division |
| *STD** | involved in the certification process? Yes No               |
|        |                                                             |
| **A6,  |                                                             |
| Part   |                                                             |
| I,**   |                                                             |
|        |                                                             |
| **4    |                                                             |
| .2.7** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2208** Are airworthiness requirements and procedures in |
|        | compliance with ICAO provisions? Yes No                     |
| **Doc  |                                                             |
| 9365** |                                                             |
|        |                                                             |
| **4 &  |                                                             |
| 5.5**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2209** Are there operators authorised to conduct        |
| *STD** | operations in navigation areas requiring specific approvals |
|        | such as:                                                    |
| **A6,  |                                                             |
| Part   | a)reduced vertical separation minimum (RVSM) Yes No         |
| I,**   |                                                             |
|        | b)minimum navigation performance specifications (MNPS) Yes  |
| **     | No                                                          |
| 7.2.2, |                                                             |
| 7.2.3  | c)required navigation performance (RNP) Yes No              |
| &      |                                                             |
| 7      |                                                             |
| .2.4** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2210** If yes, is the airworthiness inspection division |
|        | involved in the authorisation process?                      |
| **Doc  |                                                             |
| 9574** |                                                             |
|        |                                                             |
| **(R   |                                                             |
| VSM)** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 7030** |                                                             |
|        |                                                             |
| **(M   |                                                             |
| NPS)** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9613   |                                                             |
| (      |                                                             |
| RNP)** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2211** Are airworthiness requirements and procedures in |
|        | compliance with ICAO provisions? Yes No                     |
| **Doc  |                                                             |
| 9574** |                                                             |
|        |                                                             |
| **(R   |                                                             |
| VSM)** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 7030** |                                                             |
|        |                                                             |
| **(M   |                                                             |
| NPS)** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9613   |                                                             |
| (      |                                                             |
| RNP)** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # I    |     |                                                      |
| ASA -  |     |                                                      |
| 4.2300 |     |                                                      |
|  - Lic |     |                                                      |
| ensing |     |                                                      |
|  & Cer |     |                                                      |
| tifica |     |                                                      |
| tion O |     |                                                      |
| bligat |     |                                                      |
| ions - |     |                                                      |
|  Comme |     |                                                      |
| rcial  |     |                                                      |
| air Tr |     |                                                      |
| anspor |     |                                                      |
| t Oper |     |                                                      |
| ators  |     |                                                      |
| Certif |     |                                                      |
| icate  |     |                                                      |
| of Air |     |                                                      |
| worthi |     |                                                      |
| ness - |     |                                                      |
|  Amend |     |                                                      |
| ment t |     |                                                      |
| o Type |     |                                                      |
|  Certi |     |                                                      |
| ficate |     |                                                      |
| s, Sup |     |                                                      |
| plemen |     |                                                      |
| tal Ty |     |                                                      |
| pe Cer |     |                                                      |
| tifica |     |                                                      |
| tes, A |     |                                                      |
| pprova |     |                                                      |
| l of M |     |                                                      |
| odific |     |                                                      |
| ations |     |                                                      |
|  and R |     |                                                      |
| epairs |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 230 |                                                      |
| **A6** | 1** |                                                      |
|        | Is  |                                                      |
| **Part | th  |                                                      |
| I**    | ere |                                                      |
|        | a   |                                                      |
| *      | re  |                                                      |
| *8.6** | qui |                                                      |
|        | rem |                                                      |
|        | ent |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | ap  |                                                      |
|        | pro |                                                      |
|        | val |                                                      |
|        | of  |                                                      |
|        | m   |                                                      |
|        | odi |                                                      |
|        | fic |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | and |                                                      |
|        | re  |                                                      |
|        | pai |                                                      |
|        | rs? |                                                      |
|        |     |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2302** What are the procedures for the approval of      |
|        | modifications and repairs?                                  |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C5**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2303** Does the State issue amendments or supplements   |
|        | to the type certificate?                                    |
| **Doc  |                                                             |
| 9760,  | Yes No                                                      |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| A,**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2305** If yes, what are the procedures used?            |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| A,**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2306** Does the Authority keep files related to the     |
|        | design approval of STCs, modifications and repairs? Yes No  |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| A,**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IA   |     |                                                      |
| SA - 4 |     |                                                      |
| .2400  |     |                                                      |
| - Lice |     |                                                      |
| nsing  |     |                                                      |
| & Cert |     |                                                      |
| ificat |     |                                                      |
| ion Ob |     |                                                      |
| ligati |     |                                                      |
| ons -  |     |                                                      |
| Commer |     |                                                      |
| cial a |     |                                                      |
| ir Tra |     |                                                      |
| nsport |     |                                                      |
|  Opera |     |                                                      |
| tors C |     |                                                      |
| ertifi |     |                                                      |
| cate o |     |                                                      |
| f Airw |     |                                                      |
| orthin |     |                                                      |
| ess -  |     |                                                      |
| Issue  |     |                                                      |
| of ind |     |                                                      |
| ividua |     |                                                      |
| l Cert |     |                                                      |
| ificat |     |                                                      |
| e of A |     |                                                      |
| irwort |     |                                                      |
| hiness |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 240 |                                                      |
| **A8   | 1** |                                                      |
| Part   | Is  |                                                      |
| II**   | the |                                                      |
|        | app |                                                      |
| *      | lic |                                                      |
| *Chap. | ant |                                                      |
| 3**    | re  |                                                      |
|        | qui |                                                      |
| **GM** | red |                                                      |
|        | to  |                                                      |
| **Doc  | p   |                                                      |
| 9760,  | rov |                                                      |
| Vol.   | ide |                                                      |
| 2,     | pr  |                                                      |
| Part   | oof |                                                      |
| B,     | of  |                                                      |
| C4**   | c   |                                                      |
|        | omp |                                                      |
|        | lia |                                                      |
|        | nce |                                                      |
|        | w   |                                                      |
|        | ith |                                                      |
|        | ap  |                                                      |
|        | pro |                                                      |
|        | pri |                                                      |
|        | ate |                                                      |
|        | a   |                                                      |
|        | irw |                                                      |
|        | ort |                                                      |
|        | hin |                                                      |
|        | ess |                                                      |
|        | r   |                                                      |
|        | equ |                                                      |
|        | ire |                                                      |
|        | men |                                                      |
|        | ts? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2402** Does the Authority ensure that an aircraft is    |
| *STD** | airworthy prior to the initial issuance of a certificate of |
|        | airworthiness? Yes No                                       |
| **A8   |                                                             |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| *      |                                                             |
| *3.2** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1, C5  |                                                             |
| & Vol. |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C4**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2403** Is there a checklist for issuance of C of A? Yes |
|        | No                                                          |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C5**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2404** Does the certificate of airworthiness issued by  |
| *STD** | the State contain all the information required by Annex 8?  |
|        | Yes No                                                      |
| **A8   |                                                             |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| *      |                                                             |
| *Chap. |                                                             |
| 3**    |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2405** Does the information concerning registration     |
| *STD** | mark, manufacturer, designation of aircraft and aircraft    |
|        | serial number correspond to the information on the          |
| **A7   | certificate of registration and included in the register of |
| C6 &   | nationality, common and registration marks? Yes No          |
| C7**   |                                                             |
|        |                                                             |
| **A8   |                                                             |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| **C3** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2406** Does the Authority keep records for every        |
|        | aircraft registered in the State? Yes No                    |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C5**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2407** What are the contents of aircraft records?       |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| 4      |                                                             |
| .6.2** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2408** Do State regulations require mass and balance    |
|        | reports for all aircraft, which require a certificate of    |
| **Doc  | airworthiness? Yes No                                       |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| Appx   |                                                             |
| C,     |                                                             |
| C5**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| IASA - |     |                                                      |
|  4.250 |     |                                                      |
| 0 - Li |     |                                                      |
| censin |     |                                                      |
| g & Ce |     |                                                      |
| rtific |     |                                                      |
| ation  |     |                                                      |
| Obliga |     |                                                      |
| tions  |     |                                                      |
| - Comm |     |                                                      |
| ercial |     |                                                      |
|  air T |     |                                                      |
| ranspo |     |                                                      |
| rt Ope |     |                                                      |
| rators |     |                                                      |
|  Certi |     |                                                      |
| ficate |     |                                                      |
|  of ai |     |                                                      |
| rworth |     |                                                      |
| iness  |     |                                                      |
| - Rene |     |                                                      |
| wal an |     |                                                      |
| d Cont |     |                                                      |
| inuing |     |                                                      |
|  Valid |     |                                                      |
| ity of |     |                                                      |
|  Certi |     |                                                      |
| ficate |     |                                                      |
| s of A |     |                                                      |
| irwort |     |                                                      |
| hiness |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 250 |                                                      |
| **A8   | 1** |                                                      |
| Part   | Do  |                                                      |
| II**   | St  |                                                      |
|        | ate |                                                      |
| *      | re  |                                                      |
| *3.2** | gul |                                                      |
|        | ati |                                                      |
|        | ons |                                                      |
|        | r   |                                                      |
|        | equ |                                                      |
|        | ire |                                                      |
|        | t   |                                                      |
|        | hat |                                                      |
|        | a   |                                                      |
|        | ce  |                                                      |
|        | rti |                                                      |
|        | fic |                                                      |
|        | ate |                                                      |
|        | of  |                                                      |
|        | a   |                                                      |
|        | irw |                                                      |
|        | ort |                                                      |
|        | hin |                                                      |
|        | ess |                                                      |
|        | be: |                                                      |
|        |     |                                                      |
|        | a)r |                                                      |
|        | ene |                                                      |
|        | wed |                                                      |
|        | at  |                                                      |
|        | set |                                                      |
|        | int |                                                      |
|        | erv |                                                      |
|        | als |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | b)  |                                                      |
|        | iss |                                                      |
|        | ued |                                                      |
|        | on  |                                                      |
|        | a   |                                                      |
|        | c   |                                                      |
|        | ont |                                                      |
|        | inu |                                                      |
|        | ing |                                                      |
|        | ba  |                                                      |
|        | sis |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2502** Does the Authority ensure that an aircraft is    |
| *STD** | airworthy prior to the renewal of a certificate of          |
|        | airworthiness? Yes No                                       |
| **A8   |                                                             |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| *      |                                                             |
| *3.2** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C5**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2503** Is there a checklist for renewal of C of A? Yes  |
|        | No                                                          |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C5**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2504** If the C of A is issued on a continuing basis,   |
| *STD** | are there procedures to ensure its continuing validity? Yes |
|        | No                                                          |
| **A8   |                                                             |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| **3    |                                                             |
| .2.3** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2505** Do State regulations provide for the             |
| *STD** | circumstances under which the certificate of airworthiness  |
|        | shall not be in force and require that the aircraft shall   |
| **A8   | not be flown during such time? Yes No                       |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| **3    |                                                             |
| .6.3** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C5**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2506** Do State regulations require periodic mass and   |
|        | balance reports for all aircraft, which require renewal of  |
| **Doc  | certificate of airworthiness? Yes No                        |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1, C5, |                                                             |
| Appx   |                                                             |
| C**    |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2507** Is there a methodology to verify the accuracy    |
|        | and calibration status of mass and balance equipment? Yes   |
| **Doc  | No                                                          |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1, C5, |                                                             |
| Appx   |                                                             |
| C**    |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2508** Upon receipt of mandatory continuing             |
| *STD** | airworthiness information, does the State:                  |
|        |                                                             |
| **A8   | a)adopt it directly Yes No                                  |
| Part   |                                                             |
| II**   | b)assess it and take appropriate action Yes No             |
|        |                                                             |
| **4    |                                                             |
| .2.3** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2509** What are the requirements and procedures for     |
|        | adopting mandatory continuing airworthiness information     |
| **Doc  | from the State of Design or the State taking its own        |
| 9760,  | action?                                                     |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C8**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2510** If the State takes its own action, what are the  |
| *STD** | procedures to inform the State of Design?                   |
|        |                                                             |
| **A8   |                                                             |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| **4.   |                                                             |
| 2.3,** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C8**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2511** How are repetitive Ads inspection monitored?     |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B, C8, |                                                             |
| Appx   |                                                             |
| C**    |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
|        | **4.2512** Do State regulations regulate or mandate         |
|        | operations-derived equipment requirements, which are not    |
|        | part of the type certification of aircraft (e.g. flight     |
|        | data recorders)? Yes No                                    |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
|        | **4.2513** If yes, how are these regulations enforced?      |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
|        | **4.2514** Do State regulations affect the validity of the  |
|        | certificate of airworthiness if they are unserviceable?     |
|        | Yes No                                                     |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2515** Is there a different process applied to the      |
|        | aircraft registered in another State? Yes No               |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C10**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.2 |     |                                                      |
| 600 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Cer |     |                                                      |
| tifica |     |                                                      |
| te of  |     |                                                      |
| airwor |     |                                                      |
| thines |     |                                                      |
| s - Fl |     |                                                      |
| ight P |     |                                                      |
| ermits |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 260 |                                                      |
| **A8   | 1** |                                                      |
| Part   | Do  |                                                      |
| II**   | St  |                                                      |
|        | ate |                                                      |
| **3    | re  |                                                      |
| .6.3** | gul |                                                      |
|        | ati |                                                      |
| **GM** | ons |                                                      |
|        | al  |                                                      |
| **Doc  | low |                                                      |
| 9760** | for |                                                      |
|        | the |                                                      |
| **C6** | fe  |                                                      |
|        | rry |                                                      |
|        | fli |                                                      |
|        | ght |                                                      |
|        | of  |                                                      |
|        | air |                                                      |
|        | cra |                                                      |
|        | ft? |                                                      |
|        |     |                                                      |
|        | Y   |                                                      |
|        | es |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2602** Who within the State's CAA has the authority to  |
|        | issue a flight permit?                                      |
| *      |                                                             |
| *Doc** |                                                             |
|        |                                                             |
| **     |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2603** Does the State's CAA issue continuous or blanket |
|        | flight authorities to air operators which permits the       |
| *      | operator to carry out a flight without specific             |
| *Doc** | authorisation but within certain limitations approved by    |
|        | the State)?                                                 |
| **     |                                                             |
| 9760** | Yes No                                                     |
|        |                                                             |
| **C6** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
|        | **4.2604** Does the State's CAA advise the air operator     |
|        | that the flight permit is not valid for use in foreign      |
|        | airspace unless validated by the foreign CAA within whose   |
|        | airspace the aircraft will be operated? Yes No             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2605** What procedures are in place that must be        |
| *STD** | followed in situations where an aircraft is no longer       |
|        | airworthy but must be flown for repair?                     |
| **A8   |                                                             |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| **3    |                                                             |
| .6.2** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IASA |     |                                                      |
|  - 4.2 |     |                                                      |
| 700 -  |     |                                                      |
| Licens |     |                                                      |
| ing &  |     |                                                      |
| Certif |     |                                                      |
| icatio |     |                                                      |
| n Obli |     |                                                      |
| gation |     |                                                      |
| s - Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Air |     |                                                      |
| craft  |     |                                                      |
| Mainte |     |                                                      |
| nance  |     |                                                      |
| Organi |     |                                                      |
| sation |     |                                                      |
| s (AMO |     |                                                      |
| ) - Ap |     |                                                      |
| proval |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 270 |                                                      |
| **A6,  | 1** |                                                      |
| Part   | Is  |                                                      |
| I**    | th  |                                                      |
|        | ere |                                                      |
| *      | a   |                                                      |
| *8.7** | re  |                                                      |
|        | qui |                                                      |
|        | rem |                                                      |
|        | ent |                                                      |
|        | for |                                                      |
|        | ap  |                                                      |
|        | pro |                                                      |
|        | val |                                                      |
|        | of  |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | or  |                                                      |
|        | gan |                                                      |
|        | isa |                                                      |
|        | tio |                                                      |
|        | ns? |                                                      |
|        |     |                                                      |
|        | Y   |                                                      |
|        | es |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | How |                                                      |
|        | m   |                                                      |
|        | any |                                                      |
|        | A   |                                                      |
|        | MOs |                                                      |
|        | are |                                                      |
|        | the |                                                      |
|        | re? |                                                      |
|        | **( |                                                      |
|        |     |                                                      |
|        | )** |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2702** What are the procedures for approval of          |
|        | maintenance organisations?                                  |
| *      |                                                             |
| *Doc** |                                                             |
|        |                                                             |
| ##     |                                                             |
| # 9760 |                                                             |
| , Vol. |                                                             |
|  1, C7 |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2703** How does the Authority ensure that the AMO has:  |
| *STD** |                                                             |
|        | a)established a quality system to monitor compliance with   |
| **A6** | and adequacy of the maintenance procedures                  |
|        |                                                             |
| **Part | b)provided an inspection system to ensure that all          |
| I**    | maintenance is properly performed.                          |
|        |                                                             |
| **8.7  |                                                             |
| .4.2** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2704** How does the Authority ensure that the AMO       |
| *STD** | employs qualified personnel to ensure compliance with the   |
|        | requirements and good maintenance practices?                |
| **A6   |                                                             |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8.7  |                                                             |
| .6.2** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2705** Does the State authorise subcontracting of       |
|        | maintenance work?                                           |
| *      |                                                             |
| *Doc** | Yes No                                                     |
|        |                                                             |
| *      |                                                             |
| *9760, |                                                             |
| Vol.   |                                                             |
| 1, C7, |                                                             |
| 7.     |                                                             |
| 2.10** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2706** If yes, how does the Authority ensure that       |
|        | subcontracted work is properly controlled?                  |
| **Doc  |                                                             |
| 9642** |                                                             |
|        |                                                             |
| **Part |                                                             |
| IV**   |                                                             |
|        |                                                             |
| *      |                                                             |
| *Chap. |                                                             |
| 2      |                                                             |
| ,2.9** |                                                             |
|        |                                                             |
| *      |                                                             |
| *Doc** |                                                             |
|        |                                                             |
| *      |                                                             |
| *9760, |                                                             |
| Vol.   |                                                             |
| 1, C7, |                                                             |
| 7.     |                                                             |
| 2.10** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
|        | **4.2707** Does the State validate maintenance organisation |
|        | approvals granted by other States? Yes No                  |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
|        | **4.2708** If yes, what are the procedures to validate      |
|        | another State's approval?                                   |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2709** Does the AMO approval contain all information    |
| *STD** | required by ICAO provisions?                                |
|        |                                                             |
| **A6   | Yes No                                                     |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8.7  |                                                             |
| .1.2** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| *      |                                                             |
| *Doc** |                                                             |
|        |                                                             |
| *      |                                                             |
| *9760, |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C7,**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2710** Does the airworthiness inspection division       |
|        | establish an office file?                                   |
| *      |                                                             |
| *Doc** | Yes No                                                     |
|        |                                                             |
| *      |                                                             |
| *8335, |                                                             |
| C7**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # I    |     |                                                      |
| ASA -  |     |                                                      |
| 4.2800 |     |                                                      |
|  - Lic |     |                                                      |
| ensing |     |                                                      |
|  & Cer |     |                                                      |
| tifica |     |                                                      |
| tion O |     |                                                      |
| bligat |     |                                                      |
| ions - |     |                                                      |
|  Comme |     |                                                      |
| rcial  |     |                                                      |
| air Tr |     |                                                      |
| anspor |     |                                                      |
| t Oper |     |                                                      |
| ators  |     |                                                      |
| Aircra |     |                                                      |
| ft Mai |     |                                                      |
| ntenan |     |                                                      |
| ce Org |     |                                                      |
| anisat |     |                                                      |
| ions ( |     |                                                      |
| AMO) - |     |                                                      |
|  Maint |     |                                                      |
| enance |     |                                                      |
|  Proce |     |                                                      |
| dures  |     |                                                      |
| Manual |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| *      | *   |                                                      |
| *STD** | *4. |                                                      |
|        | 280 |                                                      |
| **A6** | 1** |                                                      |
|        | Do  |                                                      |
| **Part | St  |                                                      |
| I**    | ate |                                                      |
|        | re  |                                                      |
| **8    | gul |                                                      |
| .7.2** | ati |                                                      |
|        | ons |                                                      |
|        | r   |                                                      |
|        | equ |                                                      |
|        | ire |                                                      |
|        | t   |                                                      |
|        | hat |                                                      |
|        | a   |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | p   |                                                      |
|        | roc |                                                      |
|        | edu |                                                      |
|        | res |                                                      |
|        | man |                                                      |
|        | ual |                                                      |
|        | be  |                                                      |
|        | sub |                                                      |
|        | mit |                                                      |
|        | ted |                                                      |
|        | to  |                                                      |
|        | the |                                                      |
|        | St  |                                                      |
|        | ate |                                                      |
|        | A   |                                                      |
|        | uth |                                                      |
|        | ori |                                                      |
|        | ty? |                                                      |
|        | Y   |                                                      |
|        | es |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **STD  | **4.2802** Are the requirements for the content of a        |
| A6     | maintenance procedures manual in accordance with ICAO       |
| Part   | provisions? Yes No                                         |
| I,     |                                                             |
| 8.7    |                                                             |
| .2.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9642   |                                                             |
| Part   |                                                             |
| IV**   |                                                             |
|        |                                                             |
| *      |                                                             |
| *C2,C4 |                                                             |
| &      |                                                             |
| A      |                                                             |
| pp.B** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2803** Does the Authority review the maintenance        |
|        | procedure manual to ensure that it provides users with the  |
| *      | necessary policy guidance and instructions in a clear and   |
| *Doc** | concise manner? Yes No                                     |
|        |                                                             |
| *      |                                                             |
| *9760, |                                                             |
| Vol.   |                                                             |
| 1, C7, |                                                             |
| 7.4**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2804** Is the maintenance procedure manual approved or  |
|        | accepted as part of the AMO approval process? Yes No       |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C7,**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| IASA - |     |                                                      |
|  4.290 |     |                                                      |
| 0 - Li |     |                                                      |
| censin |     |                                                      |
| g & Ce |     |                                                      |
| rtific |     |                                                      |
| ation  |     |                                                      |
| Obliga |     |                                                      |
| tions  |     |                                                      |
| - Comm |     |                                                      |
| ercial |     |                                                      |
|  air T |     |                                                      |
| ranspo |     |                                                      |
| rt Ope |     |                                                      |
| rators |     |                                                      |
|  Aircr |     |                                                      |
| aft Ma |     |                                                      |
| intena |     |                                                      |
| nce Or |     |                                                      |
| ganisa |     |                                                      |
| tions  |     |                                                      |
| (AMO)  |     |                                                      |
| - Faci |     |                                                      |
| lities |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| **STD  | *   |                                                      |
| A6,    | *4. |                                                      |
| Part   | 290 |                                                      |
| I**    | 1** |                                                      |
|        | D   |                                                      |
| **8.7  | oes |                                                      |
| .5.1** | the |                                                      |
|        | Aut |                                                      |
| **GM   | hor |                                                      |
| Doc    | ity |                                                      |
| 9760,  | ens |                                                      |
| Vol.   | ure |                                                      |
| 1,     | t   |                                                      |
| C7,**  | hat |                                                      |
|        | the |                                                      |
| **Doc  | AMO |                                                      |
| 9642   | has |                                                      |
| Part   | f   |                                                      |
| IV**   | aci |                                                      |
|        | lit |                                                      |
| *      | ies |                                                      |
| *Chap. | and |                                                      |
| 2      | w   |                                                      |
| 2.7**  | ork |                                                      |
|        | ing |                                                      |
|        | en  |                                                      |
|        | vir |                                                      |
|        | onm |                                                      |
|        | ent |                                                      |
|        | ap  |                                                      |
|        | pro |                                                      |
|        | pri |                                                      |
|        | ate |                                                      |
|        | for |                                                      |
|        | the |                                                      |
|        | t   |                                                      |
|        | ask |                                                      |
|        | to  |                                                      |
|        | be  |                                                      |
|        | p   |                                                      |
|        | erf |                                                      |
|        | orm |                                                      |
|        | ed? |                                                      |
|        | Y   |                                                      |
|        | es |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM   | **4.2902** Does the Authority verify:                       |
| Doc    |                                                             |
| 9760,  | a)adequate lighting Yes No                                  |
| Vol.   |                                                             |
| 1,     | b)control of the environment Yes No                         |
| C7,**  |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9642   |                                                             |
| Part   |                                                             |
| IV**   |                                                             |
|        |                                                             |
| *      |                                                             |
| *Chap. |                                                             |
| 2**    |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2903** Does the Authority verify that instrument        |
|        | maintenance is performed in a dust-free environment? Yes No |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C7,**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2904** Does the Authority ensure that the AMO has the   |
| *STD** | necessary equipment, tools and material? Yes No             |
|        |                                                             |
| **A6   |                                                             |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8.7  |                                                             |
| .5.2** |                                                             |
|        |                                                             |
| **GM   |                                                             |
| Doc    |                                                             |
| 9642** |                                                             |
|        |                                                             |
| **Part |                                                             |
| IV C2  |                                                             |
| 2.8**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2905** Does the Authority verify that precision         |
|        | measurement test equipment an/or precision tools are        |
| **Doc  | properly calibrated? Yes No                                 |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1, C7, |                                                             |
| 7.2    |                                                             |
| .9.2** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2906** Does the Authority ensure that the AMO provides  |
| *STD** | storage facilities for parts, tools and material? Yes No    |
|        |                                                             |
| **A6   |                                                             |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8.7  |                                                             |
| .5.3** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1, C7, |                                                             |
| 7      |                                                             |
| .2.8** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.2907** Does the Authority ensure that storage           |
| *STD** | conditions provide security and prevent deterioration and   |
|        | damage to stored item? Yes No                               |
| **A6   |                                                             |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8.7  |                                                             |
| .5.3** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.2908** Does the Authority ensure that storage           |
|        | facilities are adequately ventilated and environmentally    |
| **Doc  | controlled? Yes No                                          |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1, C7, |                                                             |
| 7      |                                                             |
| .2.8** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IA   |     |                                                      |
| SA - 4 |     |                                                      |
| .3000  |     |                                                      |
| -- Lic |     |                                                      |
| ensing |     |                                                      |
|  & Cer |     |                                                      |
| tifica |     |                                                      |
| tion O |     |                                                      |
| bligat |     |                                                      |
| ions - |     |                                                      |
| - Comm |     |                                                      |
| ercial |     |                                                      |
|  air T |     |                                                      |
| ranspo |     |                                                      |
| rt Ope |     |                                                      |
| rators |     |                                                      |
|  Aircr |     |                                                      |
| aft Ma |     |                                                      |
| intena |     |                                                      |
| nce Or |     |                                                      |
| ganisa |     |                                                      |
| tions  |     |                                                      |
| (AMO)  |     |                                                      |
| -- Per |     |                                                      |
| sonnel |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| ##     | *   |                                                      |
| # STD  | *4. |                                                      |
|        | 300 |                                                      |
| **A6   | 1** |                                                      |
| Part   | Do  |                                                      |
| I**    | A   |                                                      |
|        | MOs |                                                      |
| **8    | est |                                                      |
| .7.6** | abl |                                                      |
|        | ish |                                                      |
| **GM** | m   |                                                      |
|        | ini |                                                      |
| **Doc  | mum |                                                      |
| 9760,  | qu  |                                                      |
| Vol.   | ali |                                                      |
| 1,     | fic |                                                      |
| C7,**  | ati |                                                      |
|        | ons |                                                      |
|        | f   |                                                      |
|        | or: |                                                      |
|        |     |                                                      |
|        | a   |                                                      |
|        | )ma |                                                      |
|        | nag |                                                      |
|        | ers |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | b)c |                                                      |
|        | ert |                                                      |
|        | ify |                                                      |
|        | ing |                                                      |
|        | st  |                                                      |
|        | aff |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | c   |                                                      |
|        | )au |                                                      |
|        | dit |                                                      |
|        | ors |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | d)  |                                                      |
|        | mec |                                                      |
|        | han |                                                      |
|        | ics |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
|        |     |                                                      |
|        | e   |                                                      |
|        | )sp |                                                      |
|        | eci |                                                      |
|        | ali |                                                      |
|        | sed |                                                      |
|        | wor |                                                      |
|        | k(e |                                                      |
|        | .g. |                                                      |
|        | N   |                                                      |
|        | DT) |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.3002** Do AMOs have procedures for:                     |
| *STD** |                                                             |
|        | a)initial training Yes No                                   |
| **A6** |                                                             |
|        | b)recurrent training Yes No                                 |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8    |                                                             |
| .7.6** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1, C7, |                                                             |
| 7      |                                                             |
| .2.5** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| **GM** | **4.3003** Are training programmes:                         |
|        |                                                             |
| **Doc  | a)approved Yes No                                           |
| 9760,  |                                                             |
| Vol.   | b)accepted Yes No                                           |
| 1, C7, |                                                             |
| 7      |                                                             |
| .2.5** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.3004** How does the Authority ensure that the AMO       |
| *STD** | employs the necessary personnel?                            |
|        |                                                             |
| **A6** |                                                             |
|        |                                                             |
| **Part |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8    |                                                             |
| .7.6** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| IASA - |     |                                                      |
|  4.310 |     |                                                      |
| 0 -- L |     |                                                      |
| icensi |     |                                                      |
| ng & C |     |                                                      |
| ertifi |     |                                                      |
| cation |     |                                                      |
|  Oblig |     |                                                      |
| ations |     |                                                      |
|  -- Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Air |     |                                                      |
| craft  |     |                                                      |
| Mainte |     |                                                      |
| nance  |     |                                                      |
| Organi |     |                                                      |
| sation |     |                                                      |
| s (AMO |     |                                                      |
| ) -- R |     |                                                      |
| ecords |     |                                                      |
|  and D |     |                                                      |
| ocumen |     |                                                      |
| tation |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| #      | *   |                                                      |
| ## STD | *4. |                                                      |
|        | 310 |                                                      |
| ### A6 | 1** |                                                      |
|        | D   |                                                      |
| **Part | oes |                                                      |
| I**    | the |                                                      |
|        | Aut |                                                      |
| **8.7  | hor |                                                      |
| .5.2** | ity |                                                      |
|        | ver |                                                      |
| **GM** | ify |                                                      |
|        | t   |                                                      |
| **Doc  | hat |                                                      |
| 9760,  | the |                                                      |
| Vol.   | AMO |                                                      |
| 1,     | pos |                                                      |
| C7,**  | ses |                                                      |
|        | ses |                                                      |
|        | all |                                                      |
|        | nec |                                                      |
|        | ess |                                                      |
|        | ary |                                                      |
|        | tec |                                                      |
|        | hni |                                                      |
|        | cal |                                                      |
|        | da  |                                                      |
|        | ta? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.3102** Are maintenance records kept by AMOs? Yes No     |
| *STD** |                                                             |
|        |                                                             |
| **A6   |                                                             |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8.7  |                                                             |
| .7.1** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1,     |                                                             |
| C7,**  |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| IASA - |     |                                                      |
|  4.320 |     |                                                      |
| 0 -- L |     |                                                      |
| icensi |     |                                                      |
| ng & C |     |                                                      |
| ertifi |     |                                                      |
| cation |     |                                                      |
|  Oblig |     |                                                      |
| ations |     |                                                      |
|  -- Co |     |                                                      |
| mmerci |     |                                                      |
| al air |     |                                                      |
|  Trans |     |                                                      |
| port O |     |                                                      |
| perato |     |                                                      |
| rs Air |     |                                                      |
| craft  |     |                                                      |
| Mainte |     |                                                      |
| nance  |     |                                                      |
| Organi |     |                                                      |
| sation |     |                                                      |
| s (AMO |     |                                                      |
| ) -- M |     |                                                      |
| ainten |     |                                                      |
| ance R |     |                                                      |
| elease |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| #      | *   |                                                      |
| ## STD | *4. |                                                      |
|        | 320 |                                                      |
| **A6** | 1** |                                                      |
|        | Do  |                                                      |
| **Part | St  |                                                      |
| I**    | ate |                                                      |
|        | re  |                                                      |
| **8    | gul |                                                      |
| .8.1** | ati |                                                      |
|        | ons |                                                      |
|        | g   |                                                      |
|        | ive |                                                      |
|        | the |                                                      |
|        | req |                                                      |
|        | uir |                                                      |
|        | eme |                                                      |
|        | nts |                                                      |
|        | for |                                                      |
|        | a   |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | re  |                                                      |
|        | lea |                                                      |
|        | se, |                                                      |
|        | the |                                                      |
|        | c   |                                                      |
|        | irc |                                                      |
|        | ums |                                                      |
|        | tan |                                                      |
|        | ces |                                                      |
|        | un  |                                                      |
|        | der |                                                      |
|        | wh  |                                                      |
|        | ich |                                                      |
|        | a   |                                                      |
|        | ma  |                                                      |
|        | int |                                                      |
|        | ena |                                                      |
|        | nce |                                                      |
|        | r   |                                                      |
|        | ele |                                                      |
|        | ase |                                                      |
|        | sh  |                                                      |
|        | all |                                                      |
|        | be  |                                                      |
|        | m   |                                                      |
|        | ade |                                                      |
|        | and |                                                      |
|        | the |                                                      |
|        | p   |                                                      |
|        | ers |                                                      |
|        | ons |                                                      |
|        | who |                                                      |
|        | are |                                                      |
|        | en  |                                                      |
|        | tit |                                                      |
|        | led |                                                      |
|        | to  |                                                      |
|        | s   |                                                      |
|        | ign |                                                      |
|        | the |                                                      |
|        | re  |                                                      |
|        | lea |                                                      |
|        | se? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.3202** If the State does not issue aircraft maintenance |
| *STD** | engineer licences, how does the Authority ensure that       |
|        | certifying staff are properly qualified?                    |
| **A6   |                                                             |
| Part   |                                                             |
| I**    |                                                             |
|        |                                                             |
| **8    |                                                             |
| .7.6** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760,  |                                                             |
| Vol.   |                                                             |
| 1, C7, |                                                             |
| 7      |                                                             |
| .3.2** |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-----+------------------------------------------------------+
| # IAS  |     |                                                      |
| A - 4. |     |                                                      |
| 3300 - |     |                                                      |
| - Lice |     |                                                      |
| nsing  |     |                                                      |
| & Cert |     |                                                      |
| ificat |     |                                                      |
| ion Ob |     |                                                      |
| ligati |     |                                                      |
| ons -- |     |                                                      |
|  Comme |     |                                                      |
| rcial  |     |                                                      |
| air Tr |     |                                                      |
| anspor |     |                                                      |
| t Oper |     |                                                      |
| ators  |     |                                                      |
| Exchan |     |                                                      |
| ge of  |     |                                                      |
| Contin |     |                                                      |
| uing A |     |                                                      |
| irwort |     |                                                      |
| hiness |     |                                                      |
|  Infor |     |                                                      |
| mation |     |                                                      |
+--------+-----+------------------------------------------------------+
| **T    |     | **[Compliance Status]{.underline}** \--Satisfactory  |
| EAM:** |     | \--Not satisfactory \--Not implemented               |
|        |     |                                                      |
|        |     | \--Not applicable \--Not Audited                     |
+--------+-----+------------------------------------------------------+
| #      | *   |                                                      |
| ## STD | *4. |                                                      |
|        | 330 |                                                      |
| ##     | 1** |                                                      |
| # A8 P | Has |                                                      |
| art II | the |                                                      |
|        | S   |                                                      |
| **4.   | tat |                                                      |
| 2.5,** | e's |                                                      |
|        | CAA |                                                      |
| **GM** | es  |                                                      |
|        | tab |                                                      |
| **Doc  | lis |                                                      |
| 9760** | hed |                                                      |
|        | a   |                                                      |
| **Vol. | sys |                                                      |
| 2,     | tem |                                                      |
| Part   | for |                                                      |
| B,     | the |                                                      |
| C8**   | ex  |                                                      |
|        | cha |                                                      |
|        | nge |                                                      |
|        | of  |                                                      |
|        | c   |                                                      |
|        | ont |                                                      |
|        | inu |                                                      |
|        | ing |                                                      |
|        | a   |                                                      |
|        | irw |                                                      |
|        | ort |                                                      |
|        | hin |                                                      |
|        | ess |                                                      |
|        | inf |                                                      |
|        | orm |                                                      |
|        | ati |                                                      |
|        | on? |                                                      |
|        | Yes |                                                      |
|        | No  |                                                      |
+--------+-----+------------------------------------------------------+
| #      |     |                                                      |
| ### Co |     |                                                      |
| mments |     |                                                      |
+--------+-----+------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.3302** Has the State's CAA established a system whereby |
| *STD** | information on faults, malfunctions and defects is          |
|        | transmitted to the organisation responsible for the design  |
| **A8   | of the aircraft? Yes No                                     |
| Part   |                                                             |
| II**   |                                                             |
|        |                                                             |
| **4.   |                                                             |
| 2.5,** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **Vol. |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C8**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+

+--------+-------------------------------------------------------------+
| *      | **4.3303** Has the State's CAA established a mandatory      |
| *STD** | reporting system for the reporting of defects mentioned     |
|        | above? Yes No                                               |
| **A6   |                                                             |
| Part   |                                                             |
| I,     |                                                             |
| 11.2** |                                                             |
|        |                                                             |
| **GM** |                                                             |
|        |                                                             |
| **Doc  |                                                             |
| 9760** |                                                             |
|        |                                                             |
| **Vol. |                                                             |
| 2,     |                                                             |
| Part   |                                                             |
| B,     |                                                             |
| C8**   |                                                             |
+--------+-------------------------------------------------------------+
| #      |                                                             |
| ### Co |                                                             |
| mments |                                                             |
+--------+-------------------------------------------------------------+