+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
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| k |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| , |                                 |   |   |   |     |            |
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| n |                                 |   |   |   |     |            |
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| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
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| r |                                 |   |   |   |     |            |
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| h |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
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| k |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If personal checks, cashier\'s  | \ | \ | \ | 542 |            |
| \ | checks, payroll checks or       | _ | _ | _ | .14 |            |
| . | counter checks are cashed at    | \ | \ | \ | (b) |            |
|   | the cage, has the gaming        | _ | _ | _ | (1) |            |
|   | operation established and       | \ | \ | \ |     |            |
|   | implemented appropriate         | _ | _ | _ |     |            |
|   | controls for purposes of        | \ | \ | \ |     |            |
|   | security and integrity          | _ | _ | _ |     |            |
|   | (Indicators: Identification     |   |   |   |     |            |
|   | verification, prompt            |   |   |   |     |            |
|   | endorsement, acceptance         |   |   |   |     |            |
|   | procedures, inclusion in cage   |   |   |   |     |            |
|   | accountability and deposit      |   |   |   |     |            |
|   | procedures)? (Review supporting |   |   |   |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Has the gaming operation        | \ | \ | \ | 542 |            |
| \ | received approval for the       | _ | _ | _ | .14 |            |
| . | controls related to security    | \ | \ | \ | (b) |            |
|   | and integrity? (Review TGRA     | _ | _ | _ | (1) |            |
|   | approval)                       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| \ | established and complied with   | _ | _ | _ | .14 |            |
| . | procedures for the acceptance   | \ | \ | \ | (b) |            |
|   | of personal checks, collecting  | _ | _ | _ | (2) |            |
|   | and recording checks returned   | \ | \ | \ |     |            |
|   | to the gaming operation after   | _ | _ | _ |     |            |
|   | deposit and re-deposit? (Review | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Has the gaming operation        | \ | \ | \ | 542 |            |
| \ | established and complied with   | _ | _ | _ | .14 |            |
| . | procedures for the write-off    | \ | \ | \ | (b) |            |
|   | authorizations of returned      | _ | _ | _ | (2) |            |
|   | checks (Refer to Credit Section | \ | \ | \ |     |            |
|   | F-Write off standards for       | _ | _ | _ |     |            |
|   | indicators of compliance)?      | \ | \ | \ |     |            |
|   | (Review supporting              | _ | _ | _ |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Has the gaming operation        | \ | \ | \ | 542 |            |
| \ | received approval for the check | _ | _ | _ | .14 |            |
| . | cashing procedures in questions | \ | \ | \ | (b) |            |
|   | 3-4? (Review TGRA approval)     | _ | _ | _ | (2) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | When counter checks are issued, | \ | \ | \ | 542 |            |
| \ | is the following included on    | _ | _ | _ | .14 |            |
| . | the check: (Observation and     | \ | \ | \ | (b) |            |
|   | inquiry)                        | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   | The customer\'s name and        | _ | _ | _ |     |            |
|   | signature?                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | When counter checks are issued, | \ | \ | \ | 5   |            |
| \ | is the following included on    | _ | _ | _ | 42. |            |
| . | the check: (Observation and     | \ | \ | \ | 14( |            |
|   | inquiry)                        | _ | _ | _ | b)( |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | The dollar amount of the        | _ | _ | _ | ii) |            |
|   | counter check (both alpha and   | \ | \ | \ |     |            |
|   | numeric)?                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | When counter checks are issued, | \ | \ | \ | 54  |            |
| \ | is the following included on    | _ | _ | _ | 2.1 |            |
| . | the check: (Observation and     | \ | \ | \ | 4(b |            |
|   | inquiry)                        | _ | _ | _ | )(3 |            |
|   |                                 | \ | \ | \ | )(i |            |
|   | The customer\'s bank name and   | _ | _ | _ | ii) |            |
|   | bank account number?            | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | When counter checks are issued, | \ | \ | \ | 5   |            |
| \ | is the following included on    | _ | _ | _ | 42. |            |
| . | the check: (Observation and     | \ | \ | \ | 14( |            |
|   | inquiry)                        | _ | _ | _ | b)( |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | The date of issuance?           | _ | _ | _ | iv) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | When counter checks are issued, | \ | \ | \ | 542 |            |
| 0 | is the following included on    | _ | _ | _ | .14 |            |
| \ | the check: (Observation and     | \ | \ | \ | (b) |            |
| . | inquiry)                        | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ | (v) |            |
|   | Signature or initials of the    | _ | _ | _ |     |            |
|   | person approving the counter    | \ | \ | \ |     |            |
|   | check transaction?              | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | When traveler\'s checks or      | \ | \ | \ | 542 |            |
| 1 | other guaranteed drafts such as | _ | _ | _ | .14 |            |
| \ | cashier\'s checks are           | \ | \ | \ | (b) |            |
| . | presented, does the cashier     | _ | _ | _ | (4) |            |
|   | comply with the examination and | \ | \ | \ |     |            |
|   | documentation procedures as     | _ | _ | _ |     |            |
|   | required by the issuer?         | \ | \ | \ |     |            |
|   | (Inquiry)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 2 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (1) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is the receipt or withdrawal of | \ | \ | \ |     |            |
|   | a customer deposit evidenced by | _ | _ | _ |     |            |
|   | at least a two-part document    |   |   |   |     |            |
|   | with one copy going to the      |   |   |   |     |            |
|   | customer and one copy remaining |   |   |   |     |            |
|   | in the cage file?               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 3 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (2) |            |
|   | supporting documentation)       | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the cage copy of the       | \ | \ | \ |     |            |
|   | multi-part receipt contain the  | _ | _ | _ |     |            |
|   | following information:          |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Same receipt number on all      |   |   |   |     |            |
|   | copies?                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation permits | \ | \ | \ | 5   |            |
| 4 | a customer to deposit funds at  | _ | _ | _ | 42. |            |
| \ | the cage, the following         | \ | \ | \ | 14( |            |
| . | standards apply: (Review        | _ | _ | _ | c)( |            |
|   | supporting documentation)       | \ | \ | \ | 2)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Does the cage copy of the       | \ | \ | \ |     |            |
|   | multi-part receipt contain the  | _ | _ | _ |     |            |
|   | following information:          |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Customer\'s name and signature? |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation permits | \ | \ | \ | 54  |            |
| 5 | a customer to deposit funds at  | _ | _ | _ | 2.1 |            |
| \ | the cage, the following         | \ | \ | \ | 4(c |            |
| . | standards apply: (Review        | _ | _ | _ | )(2 |            |
|   | supporting documentation)       | \ | \ | \ | )(i |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Does the cage copy of the       | \ | \ | \ |     |            |
|   | multi-part receipt contain the  | _ | _ | _ |     |            |
|   | following information:          |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Date of receipt and withdrawal? |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation permits | \ | \ | \ | 5   |            |
| 6 | a customer to deposit funds at  | _ | _ | _ | 42. |            |
| \ | the cage, the following         | \ | \ | \ | 14( |            |
| . | standards apply: (Review        | _ | _ | _ | c)( |            |
|   | supporting documentation)       | \ | \ | \ | 2)( |            |
|   |                                 | _ | _ | _ | iv) |            |
|   | Does the cage copy of the       | \ | \ | \ |     |            |
|   | multi-part receipt contain the  | _ | _ | _ |     |            |
|   | following information:          |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Dollar amount of                |   |   |   |     |            |
|   | deposit/withdrawal?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 7 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (2) |            |
|   | supporting documentation)       | \ | \ | \ | (v) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the cage copy of the       | \ | \ | \ |     |            |
|   | multi-part receipt contain the  | _ | _ | _ |     |            |
|   | following information:          |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Nature of deposit (cash, check, |   |   |   |     |            |
|   | chips)?                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 8 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (3) |            |
|   | supporting documentation)       | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Has the gaming operation        | \ | \ | \ |     |            |
|   | established and do they comply  | _ | _ | _ |     |            |
|   | with procedures for the         |   |   |   |     |            |
|   | following:                      |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Maintain a detailed record by   |   |   |   |     |            |
|   | customer name and date of all   |   |   |   |     |            |
|   | funds on deposit?               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation permits | \ | \ | \ | 5   |            |
| 9 | a customer to deposit funds at  | _ | _ | _ | 42. |            |
| \ | the cage, the following         | \ | \ | \ | 14( |            |
| . | standards apply: (Review        | _ | _ | _ | c)( |            |
|   | supporting documentation)       | \ | \ | \ | 3)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Has the gaming operation        | \ | \ | \ |     |            |
|   | established and do they comply  | _ | _ | _ |     |            |
|   | with procedures for the         |   |   |   |     |            |
|   | following:                      |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Maintain a current balance of   |   |   |   |     |            |
|   | all customer deposits that are  |   |   |   |     |            |
|   | in the cage/vault inventory or  |   |   |   |     |            |
|   | accountability?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation permits | \ | \ | \ | 54  |            |
| 0 | a customer to deposit funds at  | _ | _ | _ | 2.1 |            |
| \ | the cage, the following         | \ | \ | \ | 4(c |            |
| . | standards apply: (Review        | _ | _ | _ | )(3 |            |
|   | supporting documentation)       | \ | \ | \ | )(i |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Has the gaming operation        | \ | \ | \ |     |            |
|   | established and do they comply  | _ | _ | _ |     |            |
|   | with procedures for the         |   |   |   |     |            |
|   | following:                      |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Reconcile the current balance   |   |   |   |     |            |
|   | with the deposits and           |   |   |   |     |            |
|   | withdrawals at least daily?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Has the gaming operation        | \ | \ | \ | 54  |            |
| 1 | received approval for the       | _ | _ | _ | 2.1 |            |
| \ | procedures in questions 18-20?  | \ | \ | \ | 4(c |            |
| . | (Review TGRA approval)          | _ | _ | _ | )(3 |            |
|   |                                 | \ | \ | \ | )(i |            |
|   |                                 | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 2 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (4) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the gaming operation       | \ | \ | \ |     |            |
|   | describe the sequence of the    | _ | _ | _ |     |            |
|   | required signatures attesting   |   |   |   |     |            |
|   | to the accuracy of the          |   |   |   |     |            |
|   | information contained on the    |   |   |   |     |            |
|   | customer deposit or withdrawal  |   |   |   |     |            |
|   | form ensuring that the form is  |   |   |   |     |            |
|   | signed by the cashier?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 3 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply:                | _ | _ | _ | (4) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Has the gaming operation        | _ | _ | _ |     |            |
|   | received approval for the       | \ | \ | \ |     |            |
|   | signature attestation in        | _ | _ | _ |     |            |
|   | question 22? (Review TGRA       |   |   |   |     |            |
|   | approval)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 4 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (5) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are all customer deposits and   | \ | \ | \ |     |            |
|   | withdrawal transactions at the  | _ | _ | _ |     |            |
|   | cage recorded on a cage         |   |   |   |     |            |
|   | accountability form on a        |   |   |   |     |            |
|   | per-shift basis?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 5 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (6) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are only cash, cash             | \ | \ | \ |     |            |
|   | equivalents, chips and tokens   | _ | _ | _ |     |            |
|   | accepted from customers for the |   |   |   |     |            |
|   | purpose of a customer deposit?  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 6 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (7) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Has the gaming operation        | \ | \ | \ |     |            |
|   | established and do they comply  | _ | _ | _ |     |            |
|   | with procedures that verify the |   |   |   |     |            |
|   | customer\'s identity, including |   |   |   |     |            |
|   | photo identification?           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 7 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (7) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Has the gaming operation        | \ | \ | \ |     |            |
|   | received approval for the       | _ | _ | _ |     |            |
|   | customer verification           |   |   |   |     |            |
|   | procedures in question 26?      |   |   |   |     |            |
|   | (Review TGRA approval)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation permits | \ | \ | \ | 542 |            |
| 8 | a customer to deposit funds at  | _ | _ | _ | .14 |            |
| \ | the cage, the following         | \ | \ | \ | (c) |            |
| . | standards apply: (Review        | _ | _ | _ | (8) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is a file for customers         | \ | \ | \ |     |            |
|   | prepared prior to acceptance of | _ | _ | _ |     |            |
|   | a deposit?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are all transactions that flow  | \ | \ | \ | 542 |            |
| 9 | through the cage summarized on  | _ | _ | _ | .14 |            |
| \ | a cage accountability form on a | \ | \ | \ | (d) |            |
| . | per shift basis and supported   | _ | _ | _ | (1) |            |
|   | by documentation? (Examination  | \ | \ | \ |     |            |
|   | of records)                     | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are the cage and vault          | \ | \ | \ | 542 |            |
| 0 | (including coin rooms)          | _ | _ | _ | .14 |            |
| \ | inventories counted by the      | \ | \ | \ | (d) |            |
| . | oncoming and outgoing cashiers  | _ | _ | _ | (2) |            |
|   | and recorded at the end of each | \ | \ | \ |     |            |
|   | shift during which activity     | _ | _ | _ |     |            |
|   | took place? (Examination of     | \ | \ | \ |     |            |
|   | records-complete Cage           | _ | _ | _ |     |            |
|   | Accountability worksheet.)      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Do both the oncoming and        | \ | \ | \ | 542 |            |
| 1 | outgoing cashiers make          | _ | _ | _ | .14 |            |
| \ | individual counts for           | \ | \ | \ | (d) |            |
| . | comparison of accuracy and      | _ | _ | _ | (2) |            |
|   | maintenance of individual       | \ | \ | \ |     |            |
|   | accountability that is recorded | _ | _ | _ |     |            |
|   | at the end of each shift in     | \ | \ | \ |     |            |
|   | which activity took             | _ | _ | _ |     |            |
|   | place?(Examination of           |   |   |   |     |            |
|   | records-complete Cage           |   |   |   |     |            |
|   | Accountability worksheet at     |   |   |   |     |            |
|   | question 30 above.)(Note:       |   |   |   |     |            |
|   | Unverified transfers of cash    |   |   |   |     |            |
|   | and/or cash equivalents are     |   |   |   |     |            |
|   | prohibited)(Revised 8/12/2005)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are all discrepancies in the    | \ | \ | \ | 542 |            |
| 2 | above count noted and           | _ | _ | _ | .14 |            |
| \ | investigated? (Inquiry-complete | \ | \ | \ | (d) |            |
| . | Cage Accountability worksheet   | _ | _ | _ | (2) |            |
|   | at question 30 above.)          | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 3 | established and complied with a | _ | _ | _ | .14 |            |
| \ | minimum bankroll formula to     | \ | \ | \ | (d) |            |
| . | ensure the gaming operation     | _ | _ | _ | (3) |            |
|   | maintains cash or cash          | \ | \ | \ |     |            |
|   | equivalents (on hand and in the | _ | _ | _ |     |            |
|   | bank, if readily accessible) in | \ | \ | \ |     |            |
|   | an amount sufficient to satisfy | _ | _ | _ |     |            |
|   | obligations to the gaming       |   |   |   |     |            |
|   | operation\'s customers as they  |   |   |   |     |            |
|   | are incurred? (Review           |   |   |   |     |            |
|   | supporting                      |   |   |   |     |            |
|   | documentation-complete Bankroll |   |   |   |     |            |
|   | Verification worksheet.)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 4 | received approval for minimum   | _ | _ | _ | .14 |            |
| \ | bankroll formula? (Review TGRA  | \ | \ | \ | (d) |            |
| . | approval)                       | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Based on the result of the      | \ | \ | \ | 542 |            |
| 5 | NIGC\'s minimum bankroll        | _ | _ | _ | .14 |            |
| \ | calculation, does the gaming    | \ | \ | \ | (d) |            |
| . | operation maintain a sufficient | _ | _ | _ | (3) |            |
|   | bankroll? (Review               | \ | \ | \ |     |            |
|   | other-complete NIGC\'s Minimum  | _ | _ | _ |     |            |
|   | Bankroll worksheet-complete     | \ | \ | \ |     |            |
|   | Bankroll Verification worksheet | _ | _ | _ |     |            |
|   | at question 33 above.)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 6 | established and do they comply  | _ | _ | _ | .14 |            |
| \ | with procedures for the         | \ | \ | \ | (e) |            |
| . | receipt, inventory, storage and | _ | _ | _ |     |            |
|   | destruction of gaming chips and | \ | \ | \ |     |            |
|   | tokens? (Review supporting      | _ | _ | _ |     |            |
|   | documentation and inquiry)      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 7 | received approval for chips and | _ | _ | _ | .14 |            |
| \ | token procedures in question    | \ | \ | \ | (e) |            |
| . | 43? (Review TGRA approval)      | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 8 | established and do they comply  | _ | _ | _ | .14 |            |
| \ | with procedures for the         | \ | \ | \ | (f) |            |
| . | exchange of coupons for chips   | _ | _ | _ |     |            |
|   | and/or tokens or other coupon   | \ | \ | \ |     |            |
|   | programs? (Review supporting    | _ | _ | _ |     |            |
|   | documentation and inquiry)      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 9 | received approval for the       | _ | _ | _ | .14 |            |
| \ | coupon program procedures in    | \ | \ | \ | (f) |            |
| . | question 45? (Review TGRA       | _ | _ | _ |     |            |
|   | approval)                       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| / |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is the cage accountability      | \ | \ | \ | 542 |            |
| 0 | reconciled to the general       | _ | _ | _ | .14 |            |
| \ | ledger at least monthly?        | \ | \ | \ | (g) |            |
| . | (Inquiry and review other-      | _ | _ | _ | (1) |            |
|   | previous month end              | \ | \ | \ |     |            |
|   | reconciliation)                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is a trial balance of gaming    | \ | \ | \ | 542 |            |
| 1 | operation accounts receivable,  | _ | _ | _ | .14 |            |
| \ | including the name of customers | \ | \ | \ | (g) |            |
| . | and account balances, prepared  | _ | _ | _ | (2) |            |
|   | at least monthly for active,    | \ | \ | \ |     |            |
|   | inactive, settled or            | _ | _ | _ |     |            |
|   | written-off accounts? (Inquiry  | \ | \ | \ |     |            |
|   | and review other- review most   | _ | _ | _ |     |            |
|   | recent monthly trial balance)   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is the trial balance of gaming  | \ | \ | \ | 542 |            |
| 2 | operation accounts receivable   | _ | _ | _ | .14 |            |
| \ | reconciled to the general       | \ | \ | \ | (g) |            |
| . | ledger each month and is the    | _ | _ | _ | (3) |            |
|   | reconciliation and any          | \ | \ | \ |     |            |
|   | follow-up performed documented  | _ | _ | _ |     |            |
|   | and maintained for inspection?  | \ | \ | \ |     |            |
|   | (Inquiry and review other- most | _ | _ | _ |     |            |
|   | recent month-end trial balance  |   |   |   |     |            |
|   | and reconciliation)             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is the information in question  | \ | \ | \ | 542 |            |
| 3 | 42 provided to the TGRA upon    | _ | _ | _ | .14 |            |
| \ | request? (Inquiry)              | \ | \ | \ | (g) |            |
| . |                                 | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | On a monthly basis, is an       | \ | \ | \ | 542 |            |
| 4 | evaluation of the collection    | _ | _ | _ | .14 |            |
| \ | percentage of credit issued to  | \ | \ | \ | (g) |            |
| . | identify unusual trends         | _ | _ | _ | (4) |            |
|   | performed? (Examination of      | \ | \ | \ |     |            |
|   | records and inquiry)            | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all cage and credit         | \ | \ | \ | 542 |            |
| 5 | accounting procedures and any   | _ | _ | _ | .14 |            |
| \ | follow-up performed documented  | \ | \ | \ | (g) |            |
| . | and maintained for inspection?  | _ | _ | _ | (5) |            |
|   | (Examination of records and     | \ | \ | \ |     |            |
|   | inquiry)                        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are the cage and credit         | \ | \ | \ | 542 |            |
| 6 | accounting procedures and       | _ | _ | _ | .14 |            |
| \ | follow-up provided to the TGRA  | \ | \ | \ | (g) |            |
| . | upon request? (Inquiry)         | _ | _ | _ | (5) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| E |                                 |   |   |   |     |            |
| x |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 7 | established and complied with   | _ | _ | _ | .14 |            |
| \ | procedures to address the       | \ | \ | \ | (h) |            |
| . | transporting of extraneous      | _ | _ | _ |     |            |
|   | items, such as coats, purses,   | \ | \ | \ |     |            |
|   | and/or boxes, into and out of   | _ | _ | _ |     |            |
|   | the cage, coin room, count room | \ | \ | \ |     |            |
|   | and/or the vault? (Inquiry and  | _ | _ | _ |     |            |
|   | review policies and procedures) |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 8 | received approval for the       | _ | _ | _ | .14 |            |
| \ | extraneous items procedures in  | \ | \ | \ | (h) |            |
| . | question 47? (Review TGRA       | _ | _ | _ |     |            |
|   | approval)                       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If the gaming operation is      | \ | \ | \ | 542 |            |
| 9 | utilizing any computer          | _ | _ | _ | .14 |            |
| \ | applications with alternative   | \ | \ | \ | (a) |            |
| . | documentation and/or            | _ | _ | _ |     |            |
|   | procedures, did the gaming      | \ | \ | \ |     |            |
|   | operation receive approval for  | _ | _ | _ |     |            |
|   | such procedures? (Review TGRA   | \ | \ | \ |     |            |
|   | approval)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| N |                                 |   |   |   |     |            |
| I |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| F |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Has the gaming operation        | \ | \ | \ | 51  |            |
| 0 | computed the NIGC fee           | _ | _ | _ | 4.1 |            |
| \ | assessment for the most recent  | \ | \ | \ | (c) |            |
| . | calendar year correctly?        | _ | _ | _ |     |            |
|   | (Review other-complete NIGC Fee | \ | \ | \ |     |            |
|   | worksheet)                      | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Did the gaming operation        | \ | \ | \ | 571 |            |
| 1 | reconcile its quarterly fee     | _ | _ | _ | .14 |            |
| \ | assessment reports with the     | \ | \ | \ |     |            |
| . | audited financial statements?   | _ | _ | _ |     |            |
|   | (Review other-reconciliation    | \ | \ | \ |     |            |
|   | report)                         | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+