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# 

# **Nuts and Bolts: Audit Resolution**

## ***Maury James***

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# **Purpose for Single State Audit**

## Oversight

## Accountability

## Prevention

## Improvement

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# **Provisions Governing the Single State Audit**

## **31 USC Chapter** 

## **OMB Circular A -- 133**

### Compliance Supplement

## **OMB Circular A -- 87**

### Cost Principles

#### Allowable/ non-allowable costs

Slide 44

### 

# **Provisions Governing the Single State Audit (cont'd))**

## **EDGAR**

### 34 CFR PARTS § 80.26

## **Carl D. Perkins Acts**

### P.L. 105-332 (Perkins III)

### P.L. 109-270 (Perkins IV)

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### 

# **Single State Audit Process**

## Entrance conference held

## Audit work completed

## Exit conference held

## Auditee response made to draft audit report

## Audit report issued

## Resolution work completed

## Program Determination Letter (PDL) issued

## Corrective action completed

## Audit closed

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# **Resources for the Single State Audit**

## United States Code (USC)

### [**[http://www.law.cornell.edu/uscode/search/display.html?terms=chapter%2075&url=/uscode/html/uscode31/us_sec_31_00007502\-\-\--000-.html]{.underline}**](http://www.law.cornell.edu/uscode/search/display.html?terms=chapter 75&url=/uscode/html/uscode31/us_sec_31_00007502----000-.html)

## OMB Circulars 

### [**[http://www.whitehouse.gov/omb/circulars/index-slg.html]{.underline}**](http://www.whitehouse.gov/omb/circulars/index-slg.html)

## Circular A-133 Compliance Supplement

### [**[http://www.whitehouse.gov/omb/circulars/a133_compliance/06/06toc.html]{.underline}**](http://www.whitehouse.gov/omb/circulars/a133_compliance/06/06toc.html)

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# **Resources for the Single State Audit (cont'd)**

## Education General Department Administrative Regulations (EDGAR)

### [**[http://www.ed.gov/policy/fund/reg/edgarReg/edgar.html]{.underline}**](http://www.ed.gov/policy/fund/reg/edgarReg/edgar.html)

## The Carl D. Perkins Vocational and Technical Education Act of 2006

###  **[[http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=109_cong_public_laws&docid=f:publ270.109]{.underline}](http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=109_cong_public_laws&docid=f:publ270.109)** 

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# **OVAE Resources for Audit Resolution** 

## **OVAE Audit Liaison Officer**

## Maury James

## 202-245-7781

## Maurice.James@ed.gov

## 

## **OVAE Perkins Audit Resolution Specialists**

## 

## **State or Independent Auditors**

## 

Slide 49 intentionally left blank

Slide 50

# 

# **Nuts and Bolts: National Center for Career and Technical Education**

## ***Ricardo (Rick) Hernandez***

Slide 51

# **Legislative Authority for the Center**

## Section 114(d)(4) of the Carl D. Perkins Career and Technical Education Act of 2006 

## 

Slide 52

"(4) Research. \-- "(A) In general. --From amounts made available under
subsection (e), the Secretary, after consulting with the States, shall
award grants, contracts, or cooperative agreements on a competitive
basis to an institution of higher education, a public or private
nonprofit organization or agency, a consortium of such institutions,
organizations, or agencies to establish a national research center---
"(1) to carry out scientifically based research and evaluation for the
purpose of developing, improving, and identifying the most successful
methods for successfully addressing the education, employment, and
training needs of participants, including special populations in CTE
programs."

Slide 53

# 

# **Selected Studies Over the Past Six Years**

## Distance Learning in Postsecondary Career and Technical Education

## Building Academic Skills in Context: Testing the Value of Enhanced Math Learning In Career and Technical Education

## Signaling Power of Occupational Certification in Automotive and IT fields

## Measuring Tech Prep Excellence: A Practitioner's Guide to Evaluation

## Curriculum Integration in Context: An Exploration of How Structures and Circumstance Affect Design and Implementation

Slide 54

## 

# **Current Studies (as of 2006)**

## Inventory of State Policies on Funding for Community College Noncredit Occupational Courses

## Secondary CTE State Standards

## State Approved Policies and Procedures for Postsecondary CTE Programs

## State Requirements for the Certification/Licensure of Secondary CTE Teachers

Slide 55

# **National Dissemination Center Webcasts** 

## "Assessing Technical Education Skills"

## "Breaking Through: Building Effective Pathways to College Degrees"

## "Broadening Skills Gap Threatens Manufacturing Competitiveness"

## "Building Effective Partnerships and Collaborations"

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# Nuts and Bolts: National Assessment of Career and Technical Education

## *Andy Abrams*

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# **Background and Purpose**

## Formerly known as [National Assessment of Vocational and Technical Education]{.underline} (NAVE)

## Required by statute, sec. 114(d)(2)

## Conducted by independent office (not OVAE) 

## Purpose is to evaluate programs under Perkins through multiple studies and analyses

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# **Background and Purpose (cont'd)**

## Last national assessment completed in 2004 and available through: http://www.ed.gov/rschstat/eval/sectech/nave/index.html

## Interim and final reports for the new national assessment are due in 2010 and 2011, respectively

Slide 59

# **Independent Advisory Panel**

## **Composition of Advisory Panel**

##  Same as Perkins III *New members added in Perkins IV*

### Educators, administrators, career and academic counseling professionals

### *State directors of CTE* 

### *Chief executives and representatives of small business* 

### *Economic and workforce development entities*

### Labor organizations 

### Parents

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# **Required Content**

## Extent to which entities have improved CTE programs assisted under the Act

## Preparation and qualification of teachers of CTE as well as shortages

## Academic and CTE achievement and employment outcomes, including extent and success of curriculum integration

## Extent to which programs prepare students for employment or postsecondary education

Slide 61

# **Required Content (cont'd)**

## Employer involvement in and satisfaction with CTE programs and *students' preparation*

## Participation of students in CTE programs

## Use of technology 

## Effect of levels of performance on delivery of CTE, including the *percentage* of CTE students meeting Perkins levels of performance