**WATER AND WASTE**

**PROCESSING CHECKLIST**

+---------------------+-----------------------+-----------------------+
| **Applicant**       | **Contact Person**    | **Telephone**         |
+---------------------+-----------------------+-----------------------+
| **TYPE OF           | **Project Name**      | **Agency              |
| FACILITY**          |                       | Contact/Phone**       |
|                     |                       |                       |
| > **Water**         |                       |                       |
| >                   |                       |                       |
| > **Sewer**         |                       |                       |
| >                   |                       |                       |
| > **Solid Waste**   |                       |                       |
| >                   |                       |                       |
| > **Drainage**      |                       |                       |
+---------------------+-----------------------+-----------------------+

  ------ ---------- ----------------------- --------------- ----------- -------- --------
  Item   Folder     Document                Document or     Prepared By Target   Date
  No.    File                               Form Number                 Date     Rec\'d
         Position                                                                

  1      3          Notice of Intent to     Publication     Applicant            
                    File Application -                                           
                    1780.18                                                      

  2      3          Application for Federal SF 424.2        Applicant            
                    Assistance Submission -                                      
                    1780.31(b)                                                   

  3      3          Financial Statements or                 Applicant            
                    Audit - 1780.33(e)                                           

  4      3          Other Credit            Certification   Applicant            
                    Information - 1780.7(d)                                      
                    and .33(d)                                                   

                    Agency's Determination  Written         Agency               
                    and Documentation -                                          
                    1780.7(d) and Staff                                          
                    Inst. 1780-2(2.1)                                            

  5      4          State                   Letter          Applicant            
                    Inter-governmental                                           
                    Review and                                                   
                    Recommendations -                                            
                    1780.33(b)                                                   

  6                                                                              

  7                                                                              

  9      5          Evidence of Legal                       Applicant            
                    Authority and                                                
                    Organization -                                               
                    1780.7(e) & 1780.33(e)                                       
  ------ ---------- ----------------------- --------------- ----------- -------- --------

+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Supporting            |           | App    |   |     |   |     |
| 0 |      | Documentation on      |           | licant |   |     |   |     |
|   |      | Existing Debt -       |           |        |   |     |   |     |
|   |      | 1780.33(e)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 3    | Documentation for     | Memo or   | Agency |   |     |   |     |
| 1 |      | Income Survey -       | Running   |        |   |     |   |     |
|   |      | 1780.1(b)             | Record    |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 3    | Identify known        | Memo      | App    |   |     |   |     |
| 2 |      | Rela                  |           | licant |   |     |   |     |
|   |      | tionships/Association |           |        |   |     |   |     |
|   |      | with Agency           |           |        |   |     |   |     |
|   |      | Employee - 1780.1(f)  |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Articles of           |           | App    |   |     |   |     |
| 3 |      | Incorporation,        |           | licant |   |     |   |     |
|   |      | Certificate of        |           |        |   |     |   |     |
|   |      | Incorporation and     |           |        |   |     |   |     |
|   |      | Good Standing -       |           |        |   |     |   |     |
|   |      | 1780.33(e)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Bylaws, Rules, and    |           | App    |   |     |   |     |
| 4 |      | Regulations -         |           | licant |   |     |   |     |
|   |      | 1780.33(e)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Organizational        |           | App    |   |     |   |     |
| 5 |      | Minutes - 1780.33(e)  |           | licant |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 6 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 3    | Eligibility           | Memo      | Agency |   |     |   |     |
| 9 |      | Determination and     |           |        |   |     |   |     |
|   |      | Recommendations to    |           |        |   |     |   |     |
|   |      | State Director -      |           |        |   |     |   |     |
|   |      | Staff Inst.           |           |        |   |     |   |     |
|   |      | 1780-2(2.4)(d)        |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 3    | Evidence of           | Memo      | Ap     |   |     |   |     |
| 0 |      | Application Review -  |           | proval |   |     |   |     |
|   |      | 1780.32(b)            |           | Office |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 3    | Project Selection     | RB 1780-1 | Agency |   |     |   |     |
| 1 |      | Criteria - 1780.17    |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 3    | Justification for     | Memo      | Agency |   |     |   |     |
| 2 |      | Additional Project    |           |        |   |     |   |     |
|   |      | Points - 1780.17(e)   |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 3    | Evidence Proposed     | Letter    | App    |   |     |   |     |
| 3 |      | Facility Will Be      |           | licant |   |     |   |     |
|   |      | Consistent With       |           |        |   |     |   |     |
|   |      | Development Plans -   |           |        |   |     |   |     |
|   |      | 1780.1(h)             |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 3    | Tying Arrangements -  | Cert      | App    |   |     |   |     |
| 4 |      | 1780.33(h)(8)         | ification | licant |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 3    | Evidence No           | Letter    | App    |   |     |   |     |
| 5 |      | Outstanding Judgment  |           | licant |   |     |   |     |
|   |      | Obtained - 1780.7(g)  |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 3    | Site Visit - Staff    | Memo      | Agency |   |     |   |     |
| 6 |      | Inst. 1780-2 (2.4)(a) |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 3    | Inequities Within     | Memo/     | Agency |   |     |   |     |
| 7 |      | Service Area -        | Running   |        |   |     |   |     |
|   |      | 1780.11               | Record    |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 |      |                       |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 | 3    | Evidence of           | Letter &  | Agency |   |     |   |     |
| 1 |      | Processing            | Checklist |        |   |     |   |     |
|   |      | Conference -          |           |        |   |     |   |     |
|   |      | 1780.39(a)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 | 3    | Notice of Public      | Minutes   | App    |   |     |   |     |
| 2 |      | Information           | Pu        | licant |   |     |   |     |
|   |      | Meeting/Minutes -     | blication |        |   |     |   |     |
|   |      | 1780.18               |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 | 6    | Preliminary           | Report    | App    |   |     |   |     |
| 3 |      | Engineering Report/   | Letter    | licant |   |     |   |     |
|   |      | Evidence of Review by |           | &      |   |     |   |     |
|   |      | Agency Engineer -     |           | Agency |   |     |   |     |
|   |      | 1780.33(c)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 | 6    | Agreement for         | \*RD      | App    |   |     |   |     |
| 4 |      | Engineering Services/ | 1942-19   | licant |   |     |   |     |
|   |      | Agency Concurrence -  |           | &      |   |     |   |     |
|   |      | 1780.39(b)(1)         |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 |      |                       |           |        |   |     |   |     |
| 5 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 |      |                       |           |        |   |     |   |     |
| 6 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 | 5    | Legal Services        | \*RB      | App    |   |     |   |     |
| 7 |      | Agreement/ Agency     | 1780-7    | licant |   |     |   |     |
|   |      | Concurrence -         |           | &      |   |     |   |     |
|   |      | 1780.39(b)(2)         |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 3 | 3    | Environmental         | RD        | Agency |   |     |   |     |
| 9 |      | Checklist for         | 1940-22   |        |   |     |   |     |
|   |      | Categorical Exclusion |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 | 3    | Request for           | RD        | App    |   |     |   |     |
| 0 |      | Environmental         | 1940-20   | licant |   |     |   |     |
|   |      | Information/          |           |        |   |     |   |     |
|   |      | Attachments -         |           |        |   |     |   |     |
|   |      | 1780.33(f)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 | 3    | Environmental         | Exhibit H | Agency |   |     |   |     |
| 1 |      | Assessment for Class  | 1940-G    |        |   |     |   |     |
|   |      | I I Action /          |           |        |   |     |   |     |
|   |      | Attachments           |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 |      |                       |           |        |   |     |   |     |
| 2 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 |      |                       |           |        |   |     |   |     |
| 3 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 | 3    | Evidence of Public    | News Adv  | App    |   |     |   |     |
| 5 |      | Notice Requirements   | Certified | licant |   |     |   |     |
|   |      | \-- Preliminary /     | Minutes   |        |   |     |   |     |
|   |      | Final                 |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 | 3    | Farmland Conversion   | AD-1006   | NRCS & |   |     |   |     |
| 6 |      | Impact Rating         |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 | 3    | Finding of No         | Exhibit I | Agency |   |     |   |     |
| 7 |      | Significant Impact    | & RD      | &      |   |     |   |     |
|   |      | (FONSI)/ Evidence of  | 1940-G &  | App    |   |     |   |     |
|   |      | Publication           | News Ad   | licant |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 | 3    | Evidence of Private   | Letter &  | App    |   |     |   |     |
| 8 |      | Party Notification    | List      | licant |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 4 | 3    | Evidence of           | Memo &    | Agency |   |     |   |     |
| 9 |      | Distribution of FONSI | List      |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 | 3    | Evidence of           | Running   | Agency |   |     |   |     |
| 0 |      | Environmental Review  | Record    |        |   |     |   |     |
|   |      | for General Exclusion |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 | 3    | Evidence of           | Running   | Agency |   |     |   |     |
| 1 |      | Environmental Review  | Record    |        |   |     |   |     |
|   |      | and adoption of other |           |        |   |     |   |     |
|   |      | Federal Agency        |           |        |   |     |   |     |
|   |      | Assessment            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 | 3    | Environmental Impact  |           | Agency |   |     |   |     |
| 2 |      | Statement             |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 | 3    | Agreement Between     | Agreement | App    |   |     |   |     |
| 3 |      | Applicant and         |           | licant |   |     |   |     |
|   |      | Individual Users -    |           |        |   |     |   |     |
|   |      | 1780.9(g)(2)          |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 |      |                       |           |        |   |     |   |     |
| 5 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 | 5    | Water Purchase        | \*RD      | App    |   |     |   |     |
| 6 |      | Contract or Sewage    | 442-30    | licant |   |     |   |     |
|   |      | Treatment Contract,   |           | &      |   |     |   |     |
|   |      | Agency Concurrence -  |           | Agency |   |     |   |     |
|   |      | 1780.62 and 1780.63   |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 | 5    | Water User Agreement/ | RB 1780-9 | App    |   |     |   |     |
| 7 |      | Sewer User Agreement  |           | licant |   |     |   |     |
|   |      | or Evidence of        |           |        |   |     |   |     |
|   |      | Mandatory             |           |        |   |     |   |     |
|   |      | Hook-Up-Ordinance -   |           |        |   |     |   |     |
|   |      | 1780.39(c)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 5 | 5    | Management            | RB 1780-8 | App    |   |     |   |     |
| 9 |      | Agreement/Agency      |           | licant |   |     |   |     |
|   |      | Concurrence -         |           | &      |   |     |   |     |
|   |      | 1780.39(b)(4)         |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 2    | Evidence of           | Memo      | App    |   |     |   |     |
| 0 |      | Availability of Other |           | licant |   |     |   |     |
|   |      | Funds - 1780.44(f)    |           | &      |   |     |   |     |
|   |      |                       |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 3    | Initial Operating     | RD 442-7  | App    |   |     |   |     |
| 1 |      | Budget - 1780.33(h)   |           | licant |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 8    | Appraisal Report      | RD 442-10 | Agency |   |     |   |     |
| 2 |      | Water and Waste       |           | or     |   |     |   |     |
|   |      | Disposal Systems -    |           | Other  |   |     |   |     |
|   |      | 1780.44(g)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 2    | Water and Waste       | Automated | Agency |   |     |   |     |
| 3 |      | Disposal Grant        | Form      |        |   |     |   |     |
|   |      | Determination -       |           |        |   |     |   |     |
|   |      | 1780.35(b)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 2    | Evidence Regarding    | Survey or | App    |   |     |   |     |
| 4 |      | Median Household      | Other     | licant |   |     |   |     |
|   |      | Income, if other than | Data      | &      |   |     |   |     |
|   |      | census data is used - |           | Agency |   |     |   |     |
|   |      | 1780.1(b)             |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 2    | Documentation         |           | App    |   |     |   |     |
| 5 |      | relative to Health or |           | licant |   |     |   |     |
|   |      | Sanitary Hazards -    |           |        |   |     |   |     |
|   |      | 1780.10(c)(1) and     |           |        |   |     |   |     |
|   |      | 1780.13(b)(1)         |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 2    | Association Project   | RD        | Agency |   |     |   |     |
| 6 |      | Fund Analysis -       | 1942-14   |        |   |     |   |     |
|   |      | 1780.41(a)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 1    | Project Summary \--   | RD        | Agency |   |     |   |     |
| 7 |      | Water and Waste       | 1942-45,  |        |   |     |   |     |
|   |      | Disposal and other    | 442-7,    |        |   |     |   |     |
|   |      | Utility-type          | 1942-14   |        |   |     |   |     |
|   |      | P                     |           |        |   |     |   |     |
|   |      | rojects/Attachments - |           |        |   |     |   |     |
|   |      | 1780.41(a)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 6 | 3    | Letter of             | Letter    | Agency |   |     |   |     |
| 9 |      | Conditions -          |           |        |   |     |   |     |
|   |      | 1780.41(a)(5)         | RB        |        |   |     |   |     |
|   |      |                       | 1780-19   |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 | 3    | Evidence of Overall   | Memo      | Agency |   |     |   |     |
| 0 |      | Review of             |           |        |   |     |   |     |
|   |      | Applicant\'s          |           |        |   |     |   |     |
|   |      | Financial Status -    |           |        |   |     |   |     |
|   |      | Staff Inst.           |           |        |   |     |   |     |
|   |      | 1780-2(2.4)(c)        |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 | 2    | Project               | Exhibit A | Agency |   |     |   |     |
| 1 |      | Announcement - Staff  | RD 2015-C |        |   |     |   |     |
|   |      | Inst. 1780-2(2.7)(e)  |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 | 3    | Letter of Intent to   | RD        | App    |   |     |   |     |
| 2 |      | Meet Conditions -     | 1942-46   | licant |   |     |   |     |
|   |      | 1780.41(a)(6)         |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 | 2    | Certifications        | Exhibit A | App    |   |     |   |     |
| 3 |      | Regarding Lobbying -  | or        | licant |   |     |   |     |
|   |      | 1780.33(h)            | Exhibit   | and    |   |     |   |     |
|   |      |                       | A-1       | Others |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 | 2    | Certification         | AD-1049   | App    |   |     |   |     |
| 4 |      | Regarding a Drug-Free |           | licant |   |     |   |     |
|   |      | Workplace -           |           |        |   |     |   |     |
|   |      | 1780.33(h)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 | 3    | Certificates          | AD-1047   | App    |   |     |   |     |
| 5 |      | Regarding Debarment   | AD-1048   | licant |   |     |   |     |
|   |      | or Suspension -       |           |        |   |     |   |     |
|   |      | 1780.33(h)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 | 3    | Application           | RD        | App    |   |     |   |     |
| 6 |      | Certification,        | 1910-11   | licant |   |     |   |     |
|   |      | Federal Collection    |           |        |   |     |   |     |
|   |      | Policies for Consumer |           |        |   |     |   |     |
|   |      | or Commercial Debt -  |           |        |   |     |   |     |
|   |      | 1780.33(h)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 7 |      |                       |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 | 2    | Request for           | RD 1940-1 | App    |   |     |   |     |
| 0 |      | Obligation of Funds - |           | licant |   |     |   |     |
|   |      | 1780.41(a)            |           | &      |   |     |   |     |
|   |      |                       |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 |      | Notification to       |           | Agency |   |     |   |     |
| 1 |      | LAPAS - Staff Inst.   |           |        |   |     |   |     |
|   |      | 1780-2(2.7)(e)        |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 | 2    | Evidence Applicant    |           | Agency |   |     |   |     |
| 2 |      | notified of           |           |        |   |     |   |     |
|   |      | Approval - 1780.41(b) |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 | 5    | Certificate of        |           | App    |   |     |   |     |
| 3 |      | Official Seal and     |           | licant |   |     |   |     |
|   |      | Signature             |           |        |   |     |   |     |
|   |      | Identification        |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 | 5    | Certified List of     |           | App    |   |     |   |     |
| 4 |      | Members and Users     |           | licant |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 | 5    | Certified list of     |           | App    |   |     |   |     |
| 5 |      | Association Officers, |           | licant |   |     |   |     |
|   |      | Term and Expiration   |           |        |   |     |   |     |
|   |      | Date                  |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 |      |                       |           |        |   |     |   |     |
| 6 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 8 |      |                       |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 | 3    | Agreements/Contracts  | A         | App    |   |     |   |     |
| 0 |      | with Professional and | greement/ | licant |   |     |   |     |
|   |      | Technical Reps/Agency | Letter    | &      |   |     |   |     |
|   |      | Concurrence -         |           | Agency |   |     |   |     |
|   |      | 1780.39(b)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 | 5    | Stock or Membership   |           | App    |   |     |   |     |
| 1 |      | Authorization -       |           | licant |   |     |   |     |
|   |      | 1780.39(f)            |           | &      |   |     |   |     |
|   |      |                       |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 | 3    | Evidence of Program   | Letter    | App    |   |     |   |     |
| 2 |      | to Encourage Use of   |           | licant |   |     |   |     |
|   |      | Facility / Agency     |           | &      |   |     |   |     |
|   |      | Approval -            |           | Agency |   |     |   |     |
|   |      | 1780.39(c)(5)         |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 | 2    | Verification of Users | Memo      | Agency |   |     |   |     |
| 3 |      | and Other Funds -     |           |        |   |     |   |     |
|   |      | 1780.44(b)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 | 2    | Verification of       | Memo      | App    |   |     |   |     |
| 4 |      | Applicant             |           | licant |   |     |   |     |
|   |      | Contribution -        |           |        |   |     |   |     |
|   |      | 1780.44(b)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 | 6    | Equal Opportunity     | RD 400-1  | App    |   |     |   |     |
| 5 |      | Agreement - RD Inst.  |           | licant |   |     |   |     |
|   |      | 1901-E                |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 | 3    | Assurance Agreement - | RD 400-4  | App    |   |     |   |     |
| 6 |      | RD Inst. 1901-E       |           | licant |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 | 5    | Evidence of           | Letter /  | App    |   |     |   |     |
| 7 |      | Acquisition of        | Agreement | licant |   |     |   |     |
|   |      | Necessary Property -  |           |        |   |     |   |     |
|   |      | 1780.44(g)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 9 |      |                       |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Right-of-Way and      |           | App    |   |     |   |     |
| 0 |      | Easement -            |           | licant |   |     |   |     |
| 1 |      | 1780.44(g)(1)         |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Evidence of Title to  |           | App    |   |     |   |     |
| 0 |      | Assets -              |           | licant |   |     |   |     |
| 2 |      | 1780.44(g)(2)         |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Lease Agreements -    | Agreement | App    |   |     |   |     |
| 0 |      | 1780.44(g)(4)         |           | licant |   |     |   |     |
| 3 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Water Rights -        | Letter    | App    |   |     |   |     |
| 0 |      | 1780.44(g)(3)         |           | licant |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
| 5 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Opinion of Counsel    | \*RD      | At     |   |     |   |     |
| 0 |      | Relative to           | 442-22    | torney |   |     |   |     |
| 6 |      | Rights-of-Way -       |           |        |   |     |   |     |
|   |      | 1780.44(g)(1)(i)      |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Deed to Real          |           | App    |   |     |   |     |
| 0 |      | Property - 1780.44(g) |           | licant |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
| 2 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
| 3 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 7    | Evidence of Insurance | List of   | App    |   |     |   |     |
| 1 |      | \-- Property          | Policies  | licant |   |     |   |     |
| 4 |      | Insurance, General    | or Other  |        |   |     |   |     |
|   |      | Liability, Flood, and | Documents |        |   |     |   |     |
|   |      | Worker\'s             |           |        |   |     |   |     |
|   |      | Compensation -        |           |        |   |     |   |     |
|   |      | 1780.39(g)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 7    | Fidelity or Employee  | Copy of   | App    |   |     |   |     |
| 1 |      | Dishonesty Bond -     | Bond      | licant |   |     |   |     |
| 5 |      | 1780.39(g)(3)         |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
| 6 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Specifying Material   | Letter    | Agency |   |     |   |     |
| 1 |      | and Design -          |           |        |   |     |   |     |
| 9 |      | 1780-70(b)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Evidence for Existing | Letter    | App    |   |     |   |     |
| 2 |      | Systems on Water      |           | licant |   |     |   |     |
| 0 |      | Loss - 1780.57(f)     |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Evidence of           | Letter    | State/ |   |     |   |     |
| 2 |      | Conformity with       |           | F      |   |     |   |     |
| 1 |      | Drinking Water and    |           | ederal |   |     |   |     |
|   |      | Water Pollution       |           | Agency |   |     |   |     |
|   |      | Control Standards -   |           |        |   |     |   |     |
|   |      | 1780.57 (g) and (h)   |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 3    | Evidence of Date      | Running   | Agency |   |     |   |     |
| 2 |      | Nonprocurement List   | Record    |        |   |     |   |     |
| 2 |      | was Checked Prior to  |           |        |   |     |   |     |
|   |      | Closing               |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Exception for         | Letter    | App    |   |     |   |     |
| 2 |      | Metering Devices -    |           | licant |   |     |   |     |
| 3 |      | 1780-57(m)            |           | &      |   |     |   |     |
|   |      |                       |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 2 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Membership            | RD 1942-8 |        |   |     |   |     |
| 2 |      | Authorization -       |           |        |   |     |   |     |
| 5 |      | 1780.39(f)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Loan Resolution       | RUS       | App    |   |     |   |     |
| 2 |      | (Public Bodies) -     | Bulletin  | licant |   |     |   |     |
| 6 |      | 1780.45(a)(2)         | 1780‑27   | &      |   |     |   |     |
|   |      |                       |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 2 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Loan resolution       | RUS       | App    |   |     |   |     |
| 2 |      | (Security             | Bulletin  | licant |   |     |   |     |
| 8 |      | Agreement) -          | 1780‑28   | &      |   |     |   |     |
|   |      | 1780.45(a)(2)         |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Association Water or  | RB        | App    |   |     |   |     |
| 2 |      | Sewer System Grant    | 1780-12   | licant |   |     |   |     |
| 9 |      | Agreement -           |           | &      |   |     |   |     |
|   |      | 1780.45(c)            |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Interim Financing:    | RB        | App    |   |     |   |     |
| 3 |      | Evidence of           | 1780-10   | licant |   |     |   |     |
| 0 |      | Commitment from       | or 10a    | /      |   |     |   |     |
|   |      | Commercial Lender and |           | Agency |   |     |   |     |
|   |      | Notice of Agency\'s   |           |        |   |     |   |     |
|   |      | Commitment -          |           |        |   |     |   |     |
|   |      | 1780.39(d)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Evidence of           | Letter    | App    |   |     |   |     |
| 3 |      | Commitment of Other   |           | licant |   |     |   |     |
| 1 |      | Funds/Agency          |           | /      |   |     |   |     |
|   |      | Verification -        |           | Agency |   |     |   |     |
|   |      | 1780.44(f)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Title Insurance       | Binder    | App    |   |     |   |     |
| 3 |      | Binder - 1780.44(a)   |           | licant |   |     |   |     |
| 2 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 3 |      |                       |           |        |   |     |   |     |
| 3 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Preliminary Title     | \*RD      | At     |   |     |   |     |
| 3 |      | Opinion -             | 1927-9    | torney |   |     |   |     |
| 4 |      | 1780.44(g)(2)         |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Final Title Opinion - | \*RD      | At     |   |     |   |     |
| 3 |      | 1780.44(g)(2)         | 1927-10   | torney |   |     |   |     |
| 5 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Evidence of Waiver of | Letter    | Agency |   |     |   |     |
| 3 |      | Title Defects -       |           |        |   |     |   |     |
| 6 |      | 1780.44(g)(2)(ii)     |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Title Insurance -     | Policy    | App    |   |     |   |     |
| 3 |      | 1780.44(g)(2)(i)      |           | licant |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Closing               | Memo      | OGC    |   |     |   |     |
| 3 |      | Instructions -        |           |        |   |     |   |     |
| 8 |      | 1780.44(h)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Initial Compliance    | RD 400-8  | Agency |   |     |   |     |
| 3 |      | Review - 1780.44(c)   |           | Of     |   |     |   |     |
| 9 |      |                       |           | ficial |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
| 2 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
| 3 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
| 5 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Post Review of Loan   | Memo      | OGC    |   |     |   |     |
| 4 |      | Closing - 1780.45 (g) |           |        |   |     |   |     |
| 6 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Evidence Bond         | Memo      | Agency |   |     |   |     |
| 4 |      | Transmitted to        |           |        |   |     |   |     |
| 8 |      | Finance Office        |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      | Bond and Bond         |           | App    |   |     |   |     |
| 4 |      | Transcript - 1780.83  |           | licant |   |     |   |     |
| 9 |      |                       |           | At     |   |     |   |     |
|   |      |                       |           | torney |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      | Final Unqualified     | Opinion   | Bond   |   |     |   |     |
| 5 |      | Opinion of Bond       |           | C      |   |     |   |     |
| 0 |      | Counsel               |           | ounsel |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Promissory Note -     | \*RD      | Agency |   |     |   |     |
| 5 |      | 1780.45(a)(1)         | 440-22    |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Mortgage              |           | At     |   |     |   |     |
| 5 |      |                       |           | torney |   |     |   |     |
| 2 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Performance and       |           | Cont   |   |     |   |     |
| 5 |      | Payment               |           | ractor |   |     |   |     |
| 3 |      | Bonds/Treasury        |           | Owner  |   |     |   |     |
|   |      | Circular - 1780.75(c) |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Record of             | RD        | Agency |   |     |   |     |
| 5 |      | Pre-Construction      | 1924-16   | App    |   |     |   |     |
| 4 |      | Conference -          |           | licant |   |     |   |     |
|   |      | 1780.76(a)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 5 |      |                       |           |        |   |     |   |     |
| 5 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 5 |      |                       |           |        |   |     |   |     |
| 6 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Agreement for Prior   | Agreement | App    |   |     |   |     |
| 5 |      | Concurrence in Bills  |           | licant |   |     |   |     |
| 7 |      | and Vouchers -        |           | Agency |   |     |   |     |
|   |      | 1780.45(e)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Pledge of             | Letter    | Agency |   |     |   |     |
| 5 |      | Collateral -          |           |        |   |     |   |     |
| 8 |      | 1780.45(e)(2) and (3) |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Estimate of Funds     | \*RD      | App    |   |     |   |     |
| 5 |      | Needed for 30 Day     | 440-11    | licant |   |     |   |     |
| 9 |      | Period -              |           |        |   |     |   |     |
|   |      | 1780.45(b)(1)(ii)     |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Bond Anticipation     |           | App    |   |     |   |     |
| 6 |      | Note or other         |           | licant |   |     |   |     |
| 0 |      | Temporary Debt        |           | At     |   |     |   |     |
|   |      | I                     |           | torney |   |     |   |     |
|   |      | nstrument/Preliminary |           |        |   |     |   |     |
|   |      | Opinion of Counsel -  |           |        |   |     |   |     |
|   |      | 1780.90               |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Resume of Resident    | Letter    | En     |   |     |   |     |
| 6 |      | Inspector/Borrower    |           | gineer |   |     |   |     |
| 1 |      | and Agency Approval - |           | Agency |   |     |   |     |
|   |      | 1780.76(c)            |           | Owner  |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Deposit Agreement -   | RD 402-1  | Agency |   |     |   |     |
| 6 |      | 1780.45(e)(3)         |           | Of     |   |     |   |     |
| 2 |      |                       |           | ficial |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Monitoring Project    | RD 402-2  | Agency |   |     |   |     |
| 6 |      | Costs - 1780.45(e)(1) |           | Of     |   |     |   |     |
| 3 |      |                       |           | ficial |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Approval of           | \*RD      | Payee  |   |     |   |     |
| 6 |      | Invoices -            | 1924-18   | App    |   |     |   |     |
| 4 |      | 1780.45(e)(1) and     |           | licant |   |     |   |     |
|   |      | 1780.76(e)            |           | Agency |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      | Contract Documents -  | Standard  | Owner  |   |     |   |     |
| 6 |      | 1780.61(a)            | Documents | Agency |   |     |   |     |
| 5 |      |                       |           | OGC    |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Legal Certification   |           | Owner  |   |     |   |     |
| 6 |      | Regarding Adequacy of |           | At     |   |     |   |     |
| 6 |      | Contract Documents -  |           | torney |   |     |   |     |
|   |      | 1780.61(b)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Review and Approval   | Letter    | Agency |   |     |   |     |
| 6 |      | of Contract           |           |        |   |     |   |     |
| 7 |      | Documents -           |           |        |   |     |   |     |
|   |      | 1780.61(b) and        |           |        |   |     |   |     |
|   |      | 1780.75(i)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Compliance Statement  | RD 400-6  | Cont   |   |     |   |     |
| 6 |      |                       |           | ractor |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Bid Tabulation        | Sheets    | Owner  |   |     |   |     |
| 6 |      | Sheet/Agency          | Letter    | Agency |   |     |   |     |
| 9 |      | Approval - 1780.61(b) |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
| 0 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
| 1 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Inspection Services - | Letter    | Agency |   |     |   |     |
| 7 |      | 1780.67               |           | En     |   |     |   |     |
| 2 |      |                       |           | gineer |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Evidence and          | Cert      | Owner  |   |     |   |     |
| 7 |      | Certifications for    | ification |        |   |     |   |     |
| 3 |      | Contracts Awarded     |           |        |   |     |   |     |
|   |      | Prior to              |           |        |   |     |   |     |
|   |      | Application - 1780.74 |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Release by            | RD        | Owner  |   |     |   |     |
| 7 |      | Claimants -           | 1924-10   |        |   |     |   |     |
| 4 |      | 1780.75(c)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Certificate of        | RD 1924-9 | Owner  |   |     |   |     |
| 7 |      | Contractors Release - |           |        |   |     |   |     |
| 5 |      | 1780.75(c)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Contract Change       | RD 1924-7 | Agency |   |     |   |     |
| 7 |      | Order/Agency          |           | Owner  |   |     |   |     |
| 6 |      | Approval - 1780.75(h) |           |        |   |     |   |     |
|   |      | and 1780.76(h)        |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Evidence of Daily     | RB        | Owner  |   |     |   |     |
| 7 |      | Diary and Inspection  | 1780-18   |        |   |     |   |     |
| 7 |      | Reports - 1780.76(d)  |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Project Monitoring -  | RD        | Agency |   |     |   |     |
| 7 |      | Staff Inst.           | 1924-12   | Of     |   |     |   |     |
| 8 |      | 1780-2(3.1)           |           | ficial |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Monitoring Reports -  | Report    | Owner  |   |     |   |     |
| 7 |      | 1780.76(b)            |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 2    | Planned Use of        |           | App    |   |     |   |     |
| 8 |      | Remaining Funds/      |           | licant |   |     |   |     |
| 0 |      | Agency Concurrence -  |           | Agency |   |     |   |     |
|   |      | 1780.45(f)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Prefinal              | RD        | Agency |   |     |   |     |
| 8 |      | Inspections -         | 1924-12   | Owner  |   |     |   |     |
| 1 |      | 1780.76(f)            |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Final Inspections -   | RD        | Agency |   |     |   |     |
| 8 |      | 1780.76(g)            | 1924-12   |        |   |     |   |     |
| 2 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
| 3 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Statement Regarding   | Letter    | En     |   |     |   |     |
| 8 |      | Date of Substantial   |           | gineer |   |     |   |     |
| 4 |      | Completion and        |           |        |   |     |   |     |
|   |      | Warranty Expiration   |           |        |   |     |   |     |
|   |      | Date                  |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Certification that    | Letter    | En     |   |     |   |     |
| 8 |      | Contract Has Been     |           | gineer |   |     |   |     |
| 5 |      | Completed in          |           |        |   |     |   |     |
|   |      | accordance with Plans |           |        |   |     |   |     |
|   |      | and Specifications    |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 5    | Statement from        | Letter    | En     |   |     |   |     |
| 8 |      | Engineer,             |           | gineer |   |     |   |     |
| 6 |      | Attorney(s), and Each |           | At     |   |     |   |     |
|   |      | Contractor They Have  |           | torney |   |     |   |     |
|   |      | Been Paid to Date in  |           | Cont   |   |     |   |     |
|   |      | Accordance with       |           | ractor |   |     |   |     |
|   |      | Contract Agreement    |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Operating Permit for  | Letter    | App    |   |     |   |     |
| 8 |      | Facility - 1780.57    |           | licant |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Evidence That \"as    | Letter    | En     |   |     |   |     |
| 9 |      | built\" Plans Have    |           | gineer |   |     |   |     |
| 0 |      | Been Delivered to     |           |        |   |     |   |     |
|   |      | Owner                 |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Warranty Inspection - | RD        | Agency |   |     |   |     |
| 9 |      | Staff Inst.           | 1924-12   | Of     |   |     |   |     |
| 1 |      | 1780-2(3.2)(a)(i)(A)  |           | ficial |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 3    | Operational Review -  | Memo      | Agency |   |     |   |     |
| 9 |      | Staff Inst.           |           | Of     |   |     |   |     |
| 2 |      | 1780-2(3.2)(a)(i)(B)  |           | ficial |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 6    | Subsequent            | Letter    | Agency |   |     |   |     |
| 9 |      | Inspections of        |           | Of     |   |     |   |     |
| 3 |      | Facility and          |           | ficial |   |     |   |     |
|   |      | Operation - Staff     |           |        |   |     |   |     |
|   |      | Inst.                 |           |        |   |     |   |     |
|   |      | 1780-2(3.2)(a)(ii)    |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 3    | Quarterly Reports -   |           | Bo     |   |     |   |     |
| 9 |      | 1780.47(f)(1)         |           | rrower |   |     |   |     |
| 4 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 3    | Annual Management     |           | Bo     |   |     |   |     |
| 9 |      | Reports -             |           | rrower |   |     |   |     |
| 5 |      | 1780.47(f)(2)         |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
| 6 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
| 7 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 |      |                       |           |        |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
| 8 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 1 | 3    | Audits - 1780.47(d)   |           | Bo     |   |     |   |     |
| 9 |      |                       |           | rrower |   |     |   |     |
| 9 |      |                       |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+
| 2 | 2    | Evidence that RCFTS   | Computer  | Agency |   |     |   |     |
| 0 |      | Records Have Been     | Printouts |        |   |     |   |     |
| 0 |      | Updated at Various    |           |        |   |     |   |     |
|   |      | Processing and        |           |        |   |     |   |     |
|   |      | Servicing Stages      |           |        |   |     |   |     |
+---+------+-----------------------+-----------+--------+---+-----+---+-----+