+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
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| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For all computerized gaming     | \ | \ | \ | 542 |            |
| \ | machine systems, is a personnel | _ | _ | _ | .13 |            |
| . | access listing maintained,      | \ | \ | \ | (a) |            |
|   | which includes at a minimum:    | _ | _ | _ | (3) |            |
|   | (Review supporting              | \ | \ | \ | (i) |            |
|   | documentation)                  | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Employee name or employee       | _ | _ | _ |     |            |
|   | identification number (or       |   |   |   |     |            |
|   | equivalent)?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | For all computerized gaming     | \ | \ | \ | 5   |            |
| \ | machine systems, is a personnel | _ | _ | _ | 42. |            |
| . | access listing maintained,      | \ | \ | \ | 13( |            |
|   | which includes at a minimum:    | _ | _ | _ | a)( |            |
|   | (Review supporting              | \ | \ | \ | 3)( |            |
|   | documentation)                  | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Listing of functions employee   | _ | _ | _ |     |            |
|   | can perform or equivalent means |   |   |   |     |            |
|   | of identifying same?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
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| a |                                 |   |   |   |     |            |
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| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | For jackpot payouts and gaming  | \ | \ | \ | 542 |            |
| \ | machine fills, does the         | _ | _ | _ | .13 |            |
| . | documentation include the       | \ | \ | \ | (d) |            |
|   | following information:          | _ | _ | _ | (1) |            |
|   | (Examination of                 | \ | \ | \ | (i) |            |
|   | records-complete Jackpot-Payout | _ | _ | _ |     |            |
|   | Fill worksheet)                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Date and time?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| \ | machine fills, does the         | _ | _ | _ | 42. |            |
| . | documentation include the       | \ | \ | \ | 13( |            |
|   | following information:          | _ | _ | _ | d)( |            |
|   | (Examination of                 | \ | \ | \ | 1)( |            |
|   | records-complete Jackpot-Payout | _ | _ | _ | ii) |            |
|   | Fill worksheet at question 3    | \ | \ | \ |     |            |
|   | above.)                         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Machine number?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | For jackpot payouts and gaming  | \ | \ | \ | 54  |            |
| \ | machine fills, does the         | _ | _ | _ | 2.1 |            |
| . | documentation include the       | \ | \ | \ | 3(d |            |
|   | following information:          | _ | _ | _ | )(1 |            |
|   | (Examination of                 | \ | \ | \ | )(i |            |
|   | records-complete Jackpot-Payout | _ | _ | _ | ii) |            |
|   | Fill worksheet at question 3.)  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Dollar amount of cash payout or |   |   |   |     |            |
|   | gaming machine fill (both alpha |   |   |   |     |            |
|   | and numeric) or description of  |   |   |   |     |            |
|   | personal property awarded,      |   |   |   |     |            |
|   | including fair market value?    |   |   |   |     |            |
|   | (Note: Alpha is optional if     |   |   |   |     |            |
|   | another unalterable method is   |   |   |   |     |            |
|   | used for evidencing the amount  |   |   |   |     |            |
|   | of the payout.)                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| \ | machine fills, does the         | _ | _ | _ | 42. |            |
| . | documentation include the       | \ | \ | \ | 13( |            |
|   | following information:          | _ | _ | _ | d)( |            |
|   | (Examination of                 | \ | \ | \ | 1)( |            |
|   | records-complete Jackpot-Payout | _ | _ | _ | iv) |            |
|   | Fill worksheet at question 3    | \ | \ | \ |     |            |
|   | above.)                         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Game outcome (including reel    |   |   |   |     |            |
|   | symbols, card values, suits,    |   |   |   |     |            |
|   | etc.) for jackpot payouts?      |   |   |   |     |            |
|   | (Note: Game outcome is not      |   |   |   |     |            |
|   | required if a computerized      |   |   |   |     |            |
|   | jackpot/fill system is used.)   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | For jackpot payouts and gaming  | \ | \ | \ | 542 |            |
| \ | machine fills, does the         | _ | _ | _ | .13 |            |
| . | documentation include the       | \ | \ | \ | (d) |            |
|   | following information:          | _ | _ | _ | (1) |            |
|   | (Examination of                 | \ | \ | \ | (v) |            |
|   | records-complete Jackpot-Payout | _ | _ | _ |     |            |
|   | Fill worksheet at question 3    | \ | \ | \ |     |            |
|   | above.)                         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Preprinted or concurrently      |   |   |   |     |            |
|   | printed sequential number?      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| \ | machine fills, does the         | _ | _ | _ | 42. |            |
| . | documentation include the       | \ | \ | \ | 13( |            |
|   | following information:          | _ | _ | _ | d)( |            |
|   | (Examination of                 | \ | \ | \ | 1)( |            |
|   | records-complete Jackpot-Payout | _ | _ | _ | vi) |            |
|   | Fill worksheet at question 3    | \ | \ | \ |     |            |
|   | above.)                         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | For gaming operations not       |   |   |   |     |            |
|   | utilizing an on-line accounting |   |   |   |     |            |
|   | system:                         |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Signatures of at least two      |   |   |   |     |            |
|   | employees verifying and         |   |   |   |     |            |
|   | witnessing the payout or gaming |   |   |   |     |            |
|   | machine fill? (Note: On         |   |   |   |     |            |
|   | graveyard shifts (eight hour    |   |   |   |     |            |
|   | maximum) payout/fills less than |   |   |   |     |            |
|   | \$100 can be made without the   |   |   |   |     |            |
|   | payout fill being witnessed by  |   |   |   |     |            |
|   | a second person. Second person  |   |   |   |     |            |
|   | verification signature still    |   |   |   |     |            |
|   | required. Verification          |   |   |   |     |            |
|   | signature is satisfied if the   |   |   |   |     |            |
|   | second signer can reasonably    |   |   |   |     |            |
|   | verify that payout/fill is      |   |   |   |     |            |
|   | justified.)                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| \ | machine fills, does the         | _ | _ | _ | 42. |            |
| . | documentation include the       | \ | \ | \ | 13( |            |
|   | following information:          | _ | _ | _ | d)( |            |
|   | (Examination of                 | \ | \ | \ | 1)( |            |
|   | records-complete Jackpot-Payout | _ | _ | _ | vi) |            |
|   | Fill worksheet at question 3    | \ | \ | \ | (A) |            |
|   | above.)                         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | For gaming operations not       |   |   |   |     |            |
|   | utilizing an on-line accounting |   |   |   |     |            |
|   | system:                         |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Do jackpot payouts over a       |   |   |   |     |            |
|   | predetermined amount:           |   |   |   |     |            |
|   | \                               |   |   |   |     |            |
|   | $\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Require the signature and       |   |   |   |     |            |
|   | verification of a supervisory   |   |   |   |     |            |
|   | or management employee          |   |   |   |     |            |
|   | independent of the gaming       |   |   |   |     |            |
|   | machine department, in addition |   |   |   |     |            |
|   | to the two (2) signatures       |   |   |   |     |            |
|   | required by question 8?         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| 0 | machine fills, does the         | _ | _ | _ | 42. |            |
| \ | documentation include the       | \ | \ | \ | 13( |            |
| . | following information:          | _ | _ | _ | d)( |            |
|   | (Examination of                 | \ | \ | \ | 1)( |            |
|   | records-complete Jackpot-Payout | _ | _ | _ | vi) |            |
|   | Fill worksheet at question 3    | \ | \ | \ |     |            |
|   | above.)                         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | For gaming operations utilizing |   |   |   |     |            |
|   | an on-line accounting system:   |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Signature of at least one       |   |   |   |     |            |
|   | employee verifying and          |   |   |   |     |            |
|   | witnessing the payout or gaming |   |   |   |     |            |
|   | machine fill provided the       |   |   |   |     |            |
|   | payout/fill amount is less than |   |   |   |     |            |
|   | \$1,200?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| 1 | machine fills, does the         | _ | _ | _ | 42. |            |
| \ | documentation include the       | \ | \ | \ | 13( |            |
| . | following information:          | _ | _ | _ | d)( |            |
|   | (Examination of                 | \ | \ | \ | 1)( |            |
|   | records-complete Jackpot-Payout | _ | _ | _ | vi) |            |
|   | Fill worksheet at question 3    | \ | \ | \ |     |            |
|   | above.)                         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | For gaming operations utilizing |   |   |   |     |            |
|   | an on-line accounting system:   |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Signatures of at least two      |   |   |   |     |            |
|   | employees verifying and         |   |   |   |     |            |
|   | witnessing the payout or gaming |   |   |   |     |            |
|   | machine fill for all payouts/   |   |   |   |     |            |
|   | fills \$1,200 or more?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| 2 | machine fills, does the         | _ | _ | _ | 42. |            |
| \ | documentation include the       | \ | \ | \ | 13( |            |
| . | following information:          | _ | _ | _ | d)( |            |
|   | (Examination of                 | \ | \ | \ | 1)( |            |
|   | records-complete Jackpot-Payout | _ | _ | _ | vi) |            |
|   | Fill worksheet at question 3    | \ | \ | \ | (A) |            |
|   | above.)                         | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | For gaming operations utilizing |   |   |   |     |            |
|   | an on-line accounting system:   |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Do jackpot payouts over a       |   |   |   |     |            |
|   | predetermined amount: (State    |   |   |   |     |            |
|   | the dollar amount in the        |   |   |   |     |            |
|   | Comment Section).               |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Require the signature and       |   |   |   |     |            |
|   | verification of a supervisory   |   |   |   |     |            |
|   | or management employee          |   |   |   |     |            |
|   | independent of the gaming       |   |   |   |     |            |
|   | machine department, in addition |   |   |   |     |            |
|   | to the signature requirement in |   |   |   |     |            |
|   | question 10 or in place of one  |   |   |   |     |            |
|   | of the signatures required in   |   |   |   |     |            |
|   | question 11?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| 3 | machine fills, does the         | _ | _ | _ | 42. |            |
| \ | documentation include the       | \ | \ | \ | 13( |            |
| . | following information:          | _ | _ | _ | d)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | Is the predetermined amount     | _ | _ | _ | vi) |            |
|   | authorized by management        | \ | \ | \ | (A) |            |
|   | documented and maintained?      | _ | _ | _ |     |            |
|   | (Review policies and            |   |   |   |     |            |
|   | procedures)                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For jackpot payouts and gaming  | \ | \ | \ | 5   |            |
| 4 | machine fills, does the         | _ | _ | _ | 42. |            |
| \ | documentation include the       | \ | \ | \ | 13( |            |
| . | following information:          | _ | _ | _ | d)( |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | Has the gaming operation        | _ | _ | _ | vi) |            |
|   | received approval for the       | \ | \ | \ | (A) |            |
|   | predetermined jackpot amount?   | _ | _ | _ |     |            |
|   | (Review TGRA approval)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For short pays of \$10.00 or    | \ | \ | \ | 542 |            |
| 5 | more, and payouts required for  | _ | _ | _ | .13 |            |
| \ | accumulated credits, does the   | \ | \ | \ | (d) |            |
| . | payout form include the         | _ | _ | _ | (2) |            |
|   | following information:          | \ | \ | \ | (i) |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Date and time?                  | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For short pays of \$10.00 or    | \ | \ | \ | 5   |            |
| 6 | more, and payouts required for  | _ | _ | _ | 42. |            |
| \ | accumulated credits, does the   | \ | \ | \ | 13( |            |
| . | payout form include the         | _ | _ | _ | d)( |            |
|   | following information:          | \ | \ | \ | 2)( |            |
|   | (Examination of records)        | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Machine number?                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For short pays of \$10.00 or    | \ | \ | \ | 54  |            |
| 7 | more, and payouts required for  | _ | _ | _ | 2.1 |            |
| \ | accumulated credits, does the   | \ | \ | \ | 3(d |            |
| . | payout form include the         | _ | _ | _ | )(2 |            |
|   | following information:          | \ | \ | \ | )(i |            |
|   | (Examination of records)        | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Dollar amount of payout (both   | _ | _ | _ |     |            |
|   | alpha and numeric)?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For short pays of \$10.00 or    | \ | \ | \ | 5   |            |
| 8 | more, and payouts required for  | _ | _ | _ | 42. |            |
| \ | accumulated credits, does the   | \ | \ | \ | 13( |            |
| . | payout form include the         | _ | _ | _ | d)( |            |
|   | following information:          | \ | \ | \ | 2)( |            |
|   | (Examination of records)        | _ | _ | _ | iv) |            |
|   |                                 | \ | \ | \ |     |            |
|   | The signature of at least one   | _ | _ | _ |     |            |
|   | (1) employee verifying and      |   |   |   |     |            |
|   | witnessing the payout?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For short pays of \$10.00 or    | \ | \ | \ | 5   |            |
| 9 | more, and payouts required for  | _ | _ | _ | 42. |            |
| \ | accumulated credits, does the   | \ | \ | \ | 13( |            |
| . | payout form include the         | _ | _ | _ | d)( |            |
|   | following information:          | \ | \ | \ | 2)( |            |
|   | (Examination of records)        | _ | _ | _ | iv) |            |
|   |                                 | \ | \ | \ | (A) |            |
|   | For payouts of \$50 or more,    | _ | _ | _ |     |            |
|   | are there signatures of at      |   |   |   |     |            |
|   | least two (2) employees         |   |   |   |     |            |
|   | verifying and witnessing the    |   |   |   |     |            |
|   | payout? Alternatively, the      |   |   |   |     |            |
|   | signature of one (1) employee   |   |   |   |     |            |
|   | is sufficient if an on-line     |   |   |   |     |            |
|   | accounting system is utilized   |   |   |   |     |            |
|   | and the payout amount is less   |   |   |   |     |            |
|   | than \$3,000.                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are computerized jackpot/fill   | \ | \ | \ | 542 |            |
| 0 | systems restricted so as to     | _ | _ | _ | .13 |            |
| \ | prevent unauthorized access and | \ | \ | \ | (d) |            |
| . | fraudulent payouts by one       | _ | _ | _ | (3) |            |
|   | person as required by Section   | \ | \ | \ |     |            |
|   | IT questions 1-6? (Inquiry)     | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are payouts forms controlled    | \ | \ | \ | 542 |            |
| 1 | and routed in a manner that     | _ | _ | _ | .13 |            |
| \ | precludes any one person from   | \ | \ | \ | (d) |            |
| . | producing a fraudulent payout   | _ | _ | _ | (4) |            |
|   | by forging signatures or by     | \ | \ | \ |     |            |
|   | altering the amount of the paid | _ | _ | _ |     |            |
|   | out subsequent to the payout    | \ | \ | \ |     |            |
|   | and misappropriating the funds? | _ | _ | _ |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| P |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| w |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation offers  | \ | \ | \ | 542 |            |
| 2 | promotional payouts or awards   | _ | _ | _ | .13 |            |
| \ | that are not reflected on the   | \ | \ | \ | (e) |            |
| . | gaming machine pay table, does  | _ | _ | _ | (1) |            |
|   | the payout form/documentation   | \ | \ | \ | (i) |            |
|   | include the following:          | _ | _ | _ |     |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Date and time?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation offers  | \ | \ | \ | 5   |            |
| 3 | promotional payouts or awards   | _ | _ | _ | 42. |            |
| \ | that are not reflected on the   | \ | \ | \ | 13( |            |
| . | gaming machine pay table, does  | _ | _ | _ | e)( |            |
|   | the payout form/documentation   | \ | \ | \ | 1)( |            |
|   | include the following:          | _ | _ | _ | ii) |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Machine number and              |   |   |   |     |            |
|   | denomination?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation offers  | \ | \ | \ | 54  |            |
| 4 | promotional payouts or awards   | _ | _ | _ | 2.1 |            |
| \ | that are not reflected on the   | \ | \ | \ | 3(e |            |
| . | gaming machine pay table, does  | _ | _ | _ | )(1 |            |
|   | the payout form/documentation   | \ | \ | \ | )(i |            |
|   | include the following:          | _ | _ | _ | ii) |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Dollar amount of payout or      |   |   |   |     |            |
|   | description of personal         |   |   |   |     |            |
|   | property (e.g., jacket,         |   |   |   |     |            |
|   | toaster, car, etc.), including  |   |   |   |     |            |
|   | fair market value?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation offers  | \ | \ | \ | 5   |            |
| 5 | promotional payouts or awards   | _ | _ | _ | 42. |            |
| \ | that are not reflected on the   | \ | \ | \ | 13( |            |
| . | gaming machine pay table, does  | _ | _ | _ | e)( |            |
|   | the payout form/documentation   | \ | \ | \ | 1)( |            |
|   | include the following:          | _ | _ | _ | iv) |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Type of promotion (e.g., double |   |   |   |     |            |
|   | jackpots, four-of-a-kind bonus, |   |   |   |     |            |
|   | etc.)?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation offers  | \ | \ | \ | 542 |            |
| 6 | promotional payouts or awards   | _ | _ | _ | .13 |            |
| \ | that are not reflected on the   | \ | \ | \ | (e) |            |
| . | gaming machine pay table, does  | _ | _ | _ | (1) |            |
|   | the payout form/documentation   | \ | \ | \ | (v) |            |
|   | include the following:          | _ | _ | _ |     |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Signature of at least one       |   |   |   |     |            |
|   | employee authorizing and        |   |   |   |     |            |
|   | completing the transaction?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are gaming machine booths and   | \ | \ | \ | 542 |            |
| 7 | change banks that are active    | _ | _ | _ | .13 |            |
| \ | during the shift counted down   | \ | \ | \ | (f) |            |
| . | and reconciled each shift       | _ | _ | _ | (1) |            |
|   | utilizing appropriate           | \ | \ | \ |     |            |
|   | accountability documentation?   | _ | _ | _ |     |            |
|   | (Examination of records) (Note: | \ | \ | \ |     |            |
|   | Unverified transfers of cash    | _ | _ | _ |     |            |
|   | and/or cash equivalents are     |   |   |   |     |            |
|   | prohibited)(Revised 8/12/2005)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Is the wrapping of loose gaming | \ | \ | \ | 542 |            |
| 8 | machine booth and cage cashier  | _ | _ | _ | .13 |            |
| \ | coin performed at a time or     | \ | \ | \ | (f) |            |
| . | location that does not          | _ | _ | _ | (2) |            |
|   | interfere with the hard         | \ | \ | \ |     |            |
|   | count/wrap process or the       | _ | _ | _ |     |            |
|   | accountability of that process? | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are records maintained          | \ | \ | \ | 542 |            |
| 9 | evidencing the transfers of     | _ | _ | _ | .13 |            |
| \ | wrapped and unwrapped coins and | \ | \ | \ | (f) |            |
| . | retained for seven (7) days?    | _ | _ | _ | (3) |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| E |                                 |   |   |   |     |            |
| P |                                 |   |   |   |     |            |
| R |                                 |   |   |   |     |            |
| O |                                 |   |   |   |     |            |
| M |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | At least annually, are          | \ | \ | \ | 542 |            |
| 0 | procedures performed to insure  | _ | _ | _ | .13 |            |
| \ | the integrity of a sample of    | \ | \ | \ | (g) |            |
| . | gaming machine game program     | _ | _ | _ | (1) |            |
|   | EPROM's, or other equivalent    | \ | \ | \ |     |            |
|   | gaming software media, by       | _ | _ | _ |     |            |
|   | personnel independent of the    | \ | \ | \ |     |            |
|   | gaming department or the        | _ | _ | _ |     |            |
|   | machines being tested? (Review  |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
|   | (Describe procedures in Comment |   |   |   |     |            |
|   | Section.) (At a minimum, the    |   |   |   |     |            |
|   | Casino should assure that       |   |   |   |     |            |
|   | Kobetron sampling of 10% of all |   |   |   |     |            |
|   | gaming machines.)               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 1 | developed and implemented       | _ | _ | _ | .13 |            |
| \ | procedures for the following:   | \ | \ | \ | (g) |            |
| . | (Inquiry and Review policies    | _ | _ | _ | (2) |            |
|   | and procedures)                 | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Removal of EPROM\'s, or other   | \ | \ | \ |     |            |
|   | equivalent game software media, | _ | _ | _ |     |            |
|   | from devices, the verification  |   |   |   |     |            |
|   | of the existence of errors as   |   |   |   |     |            |
|   | applicable, and the correction  |   |   |   |     |            |
|   | via duplication from the master |   |   |   |     |            |
|   | game program EPROM, or other    |   |   |   |     |            |
|   | equivalent game software media? |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 5   |            |
| 2 | developed and implemented       | _ | _ | _ | 42. |            |
| \ | procedures for the following:   | \ | \ | \ | 13( |            |
| . | (Inquiry and Review policies    | _ | _ | _ | g)( |            |
|   | and procedures)                 | \ | \ | \ | 2)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Copying one gaming device       | \ | \ | \ |     |            |
|   | program to another approved     | _ | _ | _ |     |            |
|   | program?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 54  |            |
| 3 | developed and implemented       | _ | _ | _ | 2.1 |            |
| \ | procedures for the following:   | \ | \ | \ | 3(g |            |
| . | (Inquiry and Review policies    | _ | _ | _ | )(2 |            |
|   | and procedures)                 | \ | \ | \ | )(i |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Verification of duplicated      | \ | \ | \ |     |            |
|   | EPROM\'s before being offered   | _ | _ | _ |     |            |
|   | for play?                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 5   |            |
| 4 | developed and implemented       | _ | _ | _ | 42. |            |
| \ | procedures for the following:   | \ | \ | \ | 13( |            |
| . | (Inquiry and Review policies    | _ | _ | _ | g)( |            |
|   | and procedures)                 | \ | \ | \ | 2)( |            |
|   |                                 | _ | _ | _ | iv) |            |
|   | Receipt and destruction of      | \ | \ | \ |     |            |
|   | EPROM\'s, or other equivalent   | _ | _ | _ |     |            |
|   | game software media?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 5 | developed and implemented       | _ | _ | _ | .13 |            |
| \ | procedures for the following:   | \ | \ | \ | (g) |            |
| . | (Inquiry and Review policies    | _ | _ | _ | (2) |            |
|   | and procedures)                 | \ | \ | \ | (v) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Securing the EPROM, or other    | \ | \ | \ |     |            |
|   | equivalent game software media, | _ | _ | _ |     |            |
|   | duplicator, and master game     |   |   |   |     |            |
|   | EPROM\'s, or other equivalent   |   |   |   |     |            |
|   | game software media, from       |   |   |   |     |            |
|   | unrestricted access?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 6 | received approval for the       | _ | _ | _ | .13 |            |
| \ | procedures in questions 31-35?  | \ | \ | \ | (g) |            |
| . | (Review TGRA approval)          | _ | _ | _ | (2) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are the master game program     | \ | \ | \ | 542 |            |
| 7 | number, par percentage, and the | _ | _ | _ | .13 |            |
| \ | pay table verified to the par   | \ | \ | \ | (g) |            |
| . | sheet when initially received   | _ | _ | _ | (3) |            |
|   | from the manufacturer?          | \ | \ | \ |     |            |
|   | (Inquiry)                       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | For gaming machines with        | \ | \ | \ | 542 |            |
| 8 | potential jackpots in excess of | _ | _ | _ | .13 |            |
| \ | \$100,000, is the game software | \ | \ | \ | (g) |            |
| . | circuit boards locked or        | _ | _ | _ | (4) |            |
|   | physically sealed and does the  | \ | \ | \ |     |            |
|   | lock or seal necessitate the    | _ | _ | _ |     |            |
|   | presence of a person            | \ | \ | \ |     |            |
|   | independent of the gaming       | _ | _ | _ |     |            |
|   | machine department to access    |   |   |   |     |            |
|   | the device game program EPROM,  |   |   |   |     |            |
|   | or other equivalent game        |   |   |   |     |            |
|   | software media and if a seal is |   |   |   |     |            |
|   | used is it pre-numbered?        |   |   |   |     |            |
|   | (Inquiry and review other-      |   |   |   |     |            |
|   | complete Gaming Machine         |   |   |   |     |            |
|   | worksheet, \$100,000 Machine    |   |   |   |     |            |
|   | section)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are records maintained          | \ | \ | \ | 542 |            |
| 9 | documenting the procedures in   | _ | _ | _ | .13 |            |
| \ | question 31 include the         | \ | \ | \ | (g) |            |
| . | following information: (Inquiry | _ | _ | _ | (5) |            |
|   | and Review supporting           | \ | \ | \ | (i) |            |
|   | documentation)                  | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Date?                           | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are records maintained          | \ | \ | \ | 5   |            |
| 0 | documenting the procedures in   | _ | _ | _ | 42. |            |
| \ | question 31 include the         | \ | \ | \ | 13( |            |
| . | following information: (Inquiry | _ | _ | _ | g)( |            |
|   | and Review supporting           | \ | \ | \ | 5)( |            |
|   | documentation)                  | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Machine number (source and      | _ | _ | _ |     |            |
|   | destination)?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are records maintained          | \ | \ | \ | 54  |            |
| 1 | documenting the procedures in   | _ | _ | _ | 2.1 |            |
| \ | question 31 include the         | \ | \ | \ | 3(g |            |
| . | following information: (Inquiry | _ | _ | _ | )(5 |            |
|   | and Review supporting           | \ | \ | \ | )(i |            |
|   | documentation)                  | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Manufacturer?                   | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are records maintained          | \ | \ | \ | 5   |            |
| 2 | documenting the procedures in   | _ | _ | _ | 42. |            |
| \ | question 31 include the         | \ | \ | \ | 13( |            |
| . | following information: (Inquiry | _ | _ | _ | g)( |            |
|   | and Review supporting           | \ | \ | \ | 5)( |            |
|   | documentation)                  | _ | _ | _ | iv) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Program number?                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are records maintained          | \ | \ | \ | 542 |            |
| 3 | documenting the procedures in   | _ | _ | _ | .13 |            |
| \ | question 31 include the         | \ | \ | \ | (g) |            |
| . | following information: (Inquiry | _ | _ | _ | (5) |            |
|   | and Review supporting           | \ | \ | \ | (v) |            |
|   | documentation)                  | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Personnel involved?             | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are records maintained          | \ | \ | \ | 5   |            |
| 4 | documenting the procedures in   | _ | _ | _ | 42. |            |
| \ | question 31 include the         | \ | \ | \ | 13( |            |
| . | following information: (Inquiry | _ | _ | _ | g)( |            |
|   | and Review supporting           | \ | \ | \ | 5)( |            |
|   | documentation)                  | _ | _ | _ | vi) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Reason for duplication?         | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are records maintained          | \ | \ | \ | 54  |            |
| 5 | documenting the procedures in   | _ | _ | _ | 2.1 |            |
| \ | question 31 include the         | \ | \ | \ | 3(g |            |
| . | following information: (Inquiry | _ | _ | _ | )(5 |            |
|   | and Review supporting           | \ | \ | \ | )(v |            |
|   | documentation)                  | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Disposition of any permanently  | _ | _ | _ |     |            |
|   | removed EPROM, or other         |   |   |   |     |            |
|   | equivalent game software media? |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are records maintained          | \ | \ | \ | 542 |            |
| 6 | documenting the procedures in   | _ | _ | _ | .13 |            |
| \ | question 31 include the         | \ | \ | \ | (g) |            |
| . | following information: (Inquiry | _ | _ | _ | (5) |            |
|   | and Review supporting           | \ | \ | \ | (vi |            |
|   | documentation)                  | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Seal numbers, if applicable?    | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are records maintained          | \ | \ | \ | 5   |            |
| 7 | documenting the procedures in   | _ | _ | _ | 42. |            |
| \ | question 31 include the         | \ | \ | \ | 13( |            |
| . | following information: (Inquiry | _ | _ | _ | g)( |            |
|   | and Review supporting           | \ | \ | \ | 5)( |            |
|   | documentation)                  | _ | _ | _ | ix) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Approved testing lab approval   | _ | _ | _ |     |            |
|   | numbers?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are EPROM's, or other           | \ | \ | \ | 542 |            |
| 8 | equivalent game software media, | _ | _ | _ | .13 |            |
| \ | returned to gaming devices      | \ | \ | \ | (g) |            |
| . | labeled with the program        | _ | _ | _ | (6) |            |
|   | number? (Review other- complete | \ | \ | \ |     |            |
|   | Gaming Machine worksheet at     | _ | _ | _ |     |            |
|   | question 38)                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If EPROM's or other equivalent  | \ | \ | \ | 542 |            |
| 9 | game software media are         | _ | _ | _ | .13 |            |
| \ | returned to gaming devices,     | \ | \ | \ | (g) |            |
| . | does supporting documentation   | _ | _ | _ | (6) |            |
|   | include the following: (Review  | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Date?                           | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | If EPROM's or other equivalent  | \ | \ | \ | 542 |            |
| 0 | game software media are         | _ | _ | _ | .13 |            |
| \ | returned to gaming devices,     | \ | \ | \ | (g) |            |
| . | does supporting documentation   | _ | _ | _ | (6) |            |
|   | include the following: (Review  | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Program number?                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | If EPROM's or other equivalent  | \ | \ | \ | 542 |            |
| 1 | game software media are         | _ | _ | _ | .13 |            |
| \ | returned to gaming devices,     | \ | \ | \ | (g) |            |
| . | does supporting documentation   | _ | _ | _ | (6) |            |
|   | include the following: (Review  | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Information identical to that   | _ | _ | _ |     |            |
|   | shown on the manufacturer\'s    |   |   |   |     |            |
|   | label?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | If EPROM's or other equivalent  | \ | \ | \ | 542 |            |
| 2 | game software media are         | _ | _ | _ | .13 |            |
| \ | returned to gaming devices,     | \ | \ | \ | (g) |            |
| . | does supporting documentation   | _ | _ | _ | (6) |            |
|   | include the following: (Review  | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Initials of the person          | _ | _ | _ |     |            |
|   | replacing the EPROM, or other   |   |   |   |     |            |
|   | equivalent game software media? |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
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| c |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
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| a |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
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| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are accurate and current        | \ | \ | \ | 542 |            |
| 3 | theoretical hold worksheets     | _ | _ | _ | .13 |            |
| \ | maintained for each gaming      | \ | \ | \ | (h) |            |
| . | machine? (Review other-         | _ | _ | _ | (1) |            |
|   | complete Gaming Machine         | \ | \ | \ |     |            |
|   | worksheet at question 38 above) | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | For                             | \ | \ | \ | 542 |            |
| 4 | multi-game/multi-denominational | _ | _ | _ | .13 |            |
| \ | machines, does an employee or   | \ | \ | \ | (h) |            |
| . | department independent of the   | _ | _ | _ | (2) |            |
|   | gaming machine department:      | \ | \ | \ | (i) |            |
|   | (Review other-complete Gaming   | _ | _ | _ |     |            |
|   | Machine worksheet at question   | \ | \ | \ |     |            |
|   | 38 above) (Note: The adjusted   | _ | _ | _ |     |            |
|   | theoretical hold percentage for |   |   |   |     |            |
|   | multi-game/multi-denominational |   |   |   |     |            |
|   | machines may be combined for    |   |   |   |     |            |
|   | machines with exactly the same  |   |   |   |     |            |
|   | game mix throughout the year.)  |   |   |   |     |            |
|   | (Revised 5/4/05)                |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | For those gaming devices that   |   |   |   |     |            |
|   | contain the meters that record  |   |   |   |     |            |
|   | the number of plays by wager:   |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Weekly, record the total        |   |   |   |     |            |
|   | coin-in meter?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | For                             | \ | \ | \ | 5   |            |
| 5 | multi-game/multi-denominational | _ | _ | _ | 42. |            |
| \ | machines, does an employee or   | \ | \ | \ | 13( |            |
| . | department independent of the   | _ | _ | _ | h)( |            |
|   | gaming machine department:      | \ | \ | \ | 2)( |            |
|   | (Review other-complete Gaming   | _ | _ | _ | ii) |            |
|   | Machine worksheet at question   | \ | \ | \ |     |            |
|   | 38 above) (Note: The adjusted   | _ | _ | _ |     |            |
|   | theoretical hold percentage for |   |   |   |     |            |
|   | multi-game/multi-denominational |   |   |   |     |            |
|   | machines may be combined for    |   |   |   |     |            |
|   | machines with exactly the same  |   |   |   |     |            |
|   | game mix throughout the year.)  |   |   |   |     |            |
|   | (Revised 5/4/05)                |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | For those gaming devices that   |   |   |   |     |            |
|   | contain the meters that record  |   |   |   |     |            |
|   | the number of plays by wager:   |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Quarterly, record the coin-in   |   |   |   |     |            |
|   | meters for each paytable        |   |   |   |     |            |
|   | contained in the machine?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | For                             | \ | \ | \ | 54  |            |
| 6 | multi-game/multi-denominational | _ | _ | _ | 2.1 |            |
| \ | machines, does an employee or   | \ | \ | \ | 3(h |            |
| . | department independent of the   | _ | _ | _ | )(2 |            |
|   | gaming machine department:      | \ | \ | \ | )(i |            |
|   | (Review other-complete Gaming   | _ | _ | _ | ii) |            |
|   | Machine worksheet at question   | \ | \ | \ |     |            |
|   | 38 above) (Note: The adjusted   | _ | _ | _ |     |            |
|   | theoretical hold percentage for |   |   |   |     |            |
|   | multi-game/multi-denominational |   |   |   |     |            |
|   | machines may be combined for    |   |   |   |     |            |
|   | machines with exactly the same  |   |   |   |     |            |
|   | game mix throughout the year.)  |   |   |   |     |            |
|   | (Revised 5/4/05)                |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | For those gaming devices that   |   |   |   |     |            |
|   | contain the meters that record  |   |   |   |     |            |
|   | the number of plays by wager:   |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | On an annual basis, adjust the  |   |   |   |     |            |
|   | theoretical hold percentage in  |   |   |   |     |            |
|   | the gaming machine statistical  |   |   |   |     |            |
|   | report to a weighted average    |   |   |   |     |            |
|   | based upon the ratio of coin-in |   |   |   |     |            |
|   | for each game paytable?         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | For those gaming operations     | \ | \ | \ | 542 |            |
| 7 | that are unable to perform the  | _ | _ | _ | .13 |            |
| \ | weighted average calculation as | \ | \ | \ | (h) |            |
| . | required by paragraph (h)(2) of | _ | _ | _ | (3) |            |
|   | this section, the following     | \ | \ | \ | (i) |            |
|   | procedures shall apply:         | _ | _ | _ |     |            |
|   | (Inquiry and review             | \ | \ | \ |     |            |
|   | other-complete Gaming Machine   | _ | _ | _ |     |            |
|   | worksheet at question 38 above) |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | On at least an annual basis,    |   |   |   |     |            |
|   | calculate the actual hold       |   |   |   |     |            |
|   | percentage for each gaming      |   |   |   |     |            |
|   | machine?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | For those gaming operations     | \ | \ | \ | 5   |            |
| 8 | that are unable to perform the  | _ | _ | _ | 42. |            |
| \ | weighted average calculation as | \ | \ | \ | 13( |            |
| . | required by paragraph (h)(2) of | _ | _ | _ | h)( |            |
|   | this section, the following     | \ | \ | \ | 3)( |            |
|   | procedures shall apply:         | _ | _ | _ | ii) |            |
|   | (Inquiry and review             | \ | \ | \ |     |            |
|   | other-complete Gaming Machine   | _ | _ | _ |     |            |
|   | worksheet at question 38 above) |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | On at least an annual basis,    |   |   |   |     |            |
|   | adjust the theoretical hold     |   |   |   |     |            |
|   | percentage in the gaming        |   |   |   |     |            |
|   | machine statistical report for  |   |   |   |     |            |
|   | each gaming machine to the      |   |   |   |     |            |
|   | previously calculated actual    |   |   |   |     |            |
|   | hold percentage?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | For those gaming operations     | \ | \ | \ | 54  |            |
| 9 | that are unable to perform the  | _ | _ | _ | 2.1 |            |
| \ | weighted average calculation as | \ | \ | \ | 3(h |            |
| . | required by paragraph (h)(2) of | _ | _ | _ | )(3 |            |
|   | this section, the following     | \ | \ | \ | )(i |            |
|   | procedures shall apply:         | _ | _ | _ | ii) |            |
|   | (Inquiry and review             | \ | \ | \ |     |            |
|   | other-complete Gaming Machine   | _ | _ | _ |     |            |
|   | worksheet at question 38 above) |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Is the adjusted theoretical     |   |   |   |     |            |
|   | hold percentage within the      |   |   |   |     |            |
|   | spread between the minimum and  |   |   |   |     |            |
|   | maximum theoretical payback     |   |   |   |     |            |
|   | percentages?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are the theoretical hold        | \ | \ | \ | 542 |            |
| 0 | percentages used in the gaming  | _ | _ | _ | .13 |            |
| \ | machine analysis reports within | \ | \ | \ | (h) |            |
| . | the performance standards set   | _ | _ | _ | (5) |            |
|   | by the manufacturer? (Review    | \ | \ | \ |     |            |
|   | other-complete Gaming Machine   | _ | _ | _ |     |            |
|   | worksheet at question 38 above) | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are records maintained for each | \ | \ | \ | 542 |            |
| 1 | machine indicating the dates    | _ | _ | _ | .13 |            |
| \ | and type of changes made and    | \ | \ | \ | (h) |            |
| . | the recalculation of            | _ | _ | _ | (6) |            |
|   | theoretical hold as a result of | \ | \ | \ |     |            |
|   | the changes? (Review            | _ | _ | _ |     |            |
|   | other-complete Gaming Machine   | \ | \ | \ |     |            |
|   | worksheet at question 38 above, | _ | _ | _ |     |            |
|   | Multi section)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are records maintained for each | \ | \ | \ | 542 |            |
| 2 | machine that indicate the date  | _ | _ | _ | .13 |            |
| \ | the machine was placed into     | \ | \ | \ | (h) |            |
| . | service, the date the machine   | _ | _ | _ | (7) |            |
|   | was removed from operation, the | \ | \ | \ |     |            |
|   | date the machine was placed     | _ | _ | _ |     |            |
|   | back into operation, and any    | \ | \ | \ |     |            |
|   | changes in machine numbers and  | _ | _ | _ |     |            |
|   | designations? (Review other-    |   |   |   |     |            |
|   | complete Gaming Machine         |   |   |   |     |            |
|   | worksheet at question 38 above) |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Do all of the gaming machines   | \ | \ | \ | 542 |            |
| 3 | contain functioning meters that | _ | _ | _ | .13 |            |
| \ | record coin-in or credit-in, or | \ | \ | \ | (h) |            |
| . | on-line gaming machine          | _ | _ | _ | (8) |            |
|   | monitoring system that captures | \ | \ | \ |     |            |
|   | similar data? (Inquiry and      | _ | _ | _ |     |            |
|   | review supporting               | \ | \ | \ |     |            |
|   | documentation)                  | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Do all gaming machines with     | \ | \ | \ | 542 |            |
| 4 | bill acceptors contain          | _ | _ | _ | .13 |            |
| \ | functioning bill-in meters that | \ | \ | \ | (h) |            |
| . | record the dollar amounts or    | _ | _ | _ | (9) |            |
|   | number of bills accepted by     | \ | \ | \ |     |            |
|   | denomination? (Inquiry and      | _ | _ | _ |     |            |
|   | review supporting               | \ | \ | \ |     |            |
|   | documentation)                  | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are gaming machine in-meter     | \ | \ | \ | 5   |            |
| 5 | readings recorded at least      | _ | _ | _ | 42. |            |
| \ | weekly (monthly for Tier A and  | \ | \ | \ | 13( |            |
| . | Tier B gaming operations)       | _ | _ | _ | h)( |            |
|   | immediately prior to or         | \ | \ | \ | 10) |            |
|   | subsequent to a gaming machine  | _ | _ | _ |     |            |
|   | drop? Note: On-line gaming      | \ | \ | \ |     |            |
|   | machine monitoring systems can  | _ | _ | _ |     |            |
|   | satisfy this requirement.       |   |   |   |     |            |
|   | However, the time between       |   |   |   |     |            |
|   | readings may extend beyond one  |   |   |   |     |            |
|   | week in order for a reading to  |   |   |   |     |            |
|   | coincide with the end of an     |   |   |   |     |            |
|   | accounting period only if such  |   |   |   |     |            |
|   | extension is for no longer than |   |   |   |     |            |
|   | six (6) days. (Inquiry and      |   |   |   |     |            |
|   | review supporting               |   |   |   |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is the employee who records the | \ | \ | \ | 5   |            |
| 6 | in-meter reading either         | _ | _ | _ | 42. |            |
| \ | independent of the hard count   | \ | \ | \ | 13( |            |
| . | team or assigned on a rotating  | _ | _ | _ | h)( |            |
|   | basis, unless the in-meter      | \ | \ | \ | 11) |            |
|   | readings are randomly verified  | _ | _ | _ |     |            |
|   | quarterly for all gaming        | \ | \ | \ |     |            |
|   | machines and bill acceptors by  | _ | _ | _ |     |            |
|   | a person other than the regular |   |   |   |     |            |
|   | in-meter reader (manual meter   |   |   |   |     |            |
|   | readings)? (Inquiry)            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Upon receipt of the meter       | \ | \ | \ | 5   |            |
| 7 | reading summary, does the       | _ | _ | _ | 42. |            |
| \ | accounting department review    | \ | \ | \ | 13( |            |
| . | all meter readings for          | _ | _ | _ | h)( |            |
|   | reasonableness using            | \ | \ | \ | 12) |            |
|   | pre-established parameters?     | _ | _ | _ |     |            |
|   | (Inquiry and review other-      | \ | \ | \ |     |            |
|   | pre-established parameters)     | _ | _ | _ |     |            |
|   | (Indicators: Negative change in |   |   |   |     |            |
|   | meter reading and positive      |   |   |   |     |            |
|   | change inconsistent with normal |   |   |   |     |            |
|   | play.)                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Prior to final preparation of   | \ | \ | \ | 5   |            |
| 8 | statistical reports, are meter  | _ | _ | _ | 42. |            |
| \ | readings that do not appear     | \ | \ | \ | 13( |            |
| . | reasonable reviewed with gaming | _ | _ | _ | h)( |            |
|   | machine department employees or | \ | \ | \ | 13) |            |
|   | other appropriate designees,    | _ | _ | _ |     |            |
|   | and exceptions documented, so   | \ | \ | \ |     |            |
|   | that meters can be repaired or  | _ | _ | _ |     |            |
|   | clerical errors in the          |   |   |   |     |            |
|   | recording of meter readings can |   |   |   |     |            |
|   | be corrected? (Inquiry and      |   |   |   |     |            |
|   | review supporting               |   |   |   |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is a report produced at least   | \ | \ | \ | 5   |            |
| 9 | monthly showing month-to-date,  | _ | _ | _ | 42. |            |
| \ | year-to-date (previous twelve   | \ | \ | \ | 13( |            |
| . | (12) months data preferred),    | _ | _ | _ | h)( |            |
|   | and if practicable,             | \ | \ | \ | 14) |            |
|   | life-to-date actual hold        | _ | _ | _ |     |            |
|   | percentage computations for     | \ | \ | \ |     |            |
|   | individual machines and a       | _ | _ | _ |     |            |
|   | comparison to each machine\'s   |   |   |   |     |            |
|   | theoretical hold percentage     |   |   |   |     |            |
|   | previously discussed?           |   |   |   |     |            |
|   | (Examination of records)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is each change to a gaming      | \ | \ | \ | 5   |            |
| 0 | machine\'s theoretical hold     | _ | _ | _ | 42. |            |
| \ | percentage, including           | \ | \ | \ | 13( |            |
| . | progressive percentage          | _ | _ | _ | h)( |            |
|   | contributions, result in that   | \ | \ | \ | 15) |            |
|   | machine being treated as a new  | _ | _ | _ |     |            |
|   | machine in the statistical      | \ | \ | \ |     |            |
|   | reports (i.e., not commingling  | _ | _ | _ |     |            |
|   | various hold percentages),      |   |   |   |     |            |
|   | except for adjustments made in  |   |   |   |     |            |
|   | accordance with questions 54-59 |   |   |   |     |            |
|   | (Inquiry and review supporting  |   |   |   |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If promotional payouts or       | \ | \ | \ | 5   |            |
| 1 | awards are included on the      | _ | _ | _ | 42. |            |
| \ | gaming machine statistical      | \ | \ | \ | 13( |            |
| . | reports, is it in a manner that | _ | _ | _ | h)( |            |
|   | prevents distorting the actual  | \ | \ | \ | 16) |            |
|   | hold percentages of the         | _ | _ | _ |     |            |
|   | affected machines? (Inquiry and | \ | \ | \ |     |            |
|   | review supporting               | _ | _ | _ |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Are the statistical reports     | \ | \ | \ | 5   |            |
| 2 | reviewed by both gaming machine | _ | _ | _ | 42. |            |
| \ | department management and       | \ | \ | \ | 13( |            |
| . | management employees            | _ | _ | _ | h)( |            |
|   | independent of the gaming       | \ | \ | \ | 17) |            |
|   | machine department on at least  | _ | _ | _ |     |            |
|   | a monthly basis? (Examination   | \ | \ | \ |     |            |
|   | of records and inquiry)         | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | For those machines that have    | \ | \ | \ | 5   |            |
| 3 | experienced at least 100,000    | _ | _ | _ | 42. |            |
| \ | wagering transactions, are      | \ | \ | \ | 13( |            |
| . | large variances (three percent  | _ | _ | _ | h)( |            |
|   | (3%) recommended) between       | \ | \ | \ | 18) |            |
|   | theoretical hold and actual     | _ | _ | _ |     |            |
|   | hold investigated and resolved  | \ | \ | \ |     |            |
|   | by a department independent of  | _ | _ | _ |     |            |
|   | the gaming machine department   |   |   |   |     |            |
|   | with the findings documented?   |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | inquiry)(Revised 5/4/05)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Are the investigations provided | \ | \ | \ | 5   |            |
| 4 | to the TGRA upon request?       | _ | _ | _ | 42. |            |
| \ | (Inquiry)                       | \ | \ | \ | 13( |            |
| . |                                 | _ | _ | _ | h)( |            |
|   |                                 | \ | \ | \ | 18) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is maintenance of the on-line   | \ | \ | \ | 5   |            |
| 5 | gaming machine monitoring       | _ | _ | _ | 42. |            |
| \ | system data files performed by  | \ | \ | \ | 13( |            |
| . | either: (Inquiry)               | _ | _ | _ | h)( |            |
|   |                                 | \ | \ | \ | 19) |            |
|   | A department independent of the | _ | _ | _ |     |            |
|   | gaming machine department? Or   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is maintenance of the on-line   | \ | \ | \ | 5   |            |
| 6 | gaming machine monitoring       | _ | _ | _ | 42. |            |
| \ | system data files performed by  | \ | \ | \ | 13( |            |
| . | either: (Inquiry)               | _ | _ | _ | h)( |            |
|   |                                 | \ | \ | \ | 19) |            |
|   | By gaming machine supervisory   | _ | _ | _ |     |            |
|   | employees if sufficient         | \ | \ | \ |     |            |
|   | documentation is generated and  | _ | _ | _ |     |            |
|   | it is randomly verified on a    |   |   |   |     |            |
|   | monthly basis by employees      |   |   |   |     |            |
|   | independent of the gaming       |   |   |   |     |            |
|   | machine department (typically   |   |   |   |     |            |
|   | IT)?                            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Are updates to the on-line      | \ | \ | \ | 5   |            |
| 7 | gaming machine monitoring       | _ | _ | _ | 42. |            |
| \ | system to reflect additions,    | \ | \ | \ | 13( |            |
| . | deletions, or movements of      | _ | _ | _ | h)( |            |
|   | gaming machines made at least   | \ | \ | \ | 20) |            |
|   | weekly prior to in-meter        | _ | _ | _ |     |            |
|   | readings and the weigh process? | \ | \ | \ |     |            |
|   | (Inquiry)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | When machines are temporarily   | \ | \ | \ | 542 |            |
| 8 | removed from the floor, are     | _ | _ | _ | .13 |            |
| \ | gaming machine drop and hopper  | \ | \ | \ | (i) |            |
| . | contents protected to preclude  | _ | _ | _ | (1) |            |
|   | the misappropriation of stored  | \ | \ | \ |     |            |
|   | funds? (Observation)            | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | When machines are permanently   | \ | \ | \ | 542 |            |
| 9 | removed from the floor, are the | _ | _ | _ | .13 |            |
| \ | gaming machine drop and hopper  | \ | \ | \ | (i) |            |
| . | contents counted and recorded   | _ | _ | _ | (2) |            |
|   | by at least two employees with  | \ | \ | \ |     |            |
|   | appropriate documentation being | _ | _ | _ |     |            |
|   | routed to the accounting        | \ | \ | \ |     |            |
|   | department for proper recording | _ | _ | _ |     |            |
|   | and accounting for initial      |   |   |   |     |            |
|   | hopper loads? (Inquiry and      |   |   |   |     |            |
|   | review supporting               |   |   |   |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| j |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| P |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a player tracking system is  | \ | \ | \ | 542 |            |
| 0 | utilized:                       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (j) |            |
| . | Is the player tracking system   | _ | _ | _ | (1) |            |
|   | secured so as to prevent        | \ | \ | \ | (i) |            |
|   | unauthorized access (e.g.,      | _ | _ | _ |     |            |
|   | changing passwords at least     | \ | \ | \ |     |            |
|   | quarterly and physical access   | _ | _ | _ |     |            |
|   | to computer hardware, etc.)?    |   |   |   |     |            |
|   | (Inquiry)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Is the addition of points to    | \ | \ | \ | 5   |            |
| 1 | members' accounts other than    | _ | _ | _ | 42. |            |
| \ | through actual gaming machine   | \ | \ | \ | 13( |            |
| . | play: (Review supporting        | _ | _ | _ | j)( |            |
|   | documentation and inquiry)      | \ | \ | \ | 1)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Sufficiently documented         | \ | \ | \ |     |            |
|   | (including substantiation of    | _ | _ | _ |     |            |
|   | reasons for increases)?         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Is the addition of points to    | \ | \ | \ | 5   |            |
| 2 | members' accounts other than    | _ | _ | _ | 42. |            |
| \ | through actual gaming machine   | \ | \ | \ | 13( |            |
| . | play: (Review supporting        | _ | _ | _ | j)( |            |
|   | documentation and inquiry)      | \ | \ | \ | 1)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Authorized by either:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | A department independent of the |   |   |   |     |            |
|   | player tracking and gaming      |   |   |   |     |            |
|   | machines? Or                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Is the addition of points to    | \ | \ | \ | 5   |            |
| 3 | members' accounts other than    | _ | _ | _ | 42. |            |
| \ | through actual gaming machine   | \ | \ | \ | 13( |            |
| . | play: (Review supporting        | _ | _ | _ | j)( |            |
|   | documentation and inquiry)      | \ | \ | \ | 1)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Authorized by either:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | By gaming machine supervisory   |   |   |   |     |            |
|   | employees if sufficient         |   |   |   |     |            |
|   | documentation is generated and  |   |   |   |     |            |
|   | it is randomly verified by      |   |   |   |     |            |
|   | employees independent of the    |   |   |   |     |            |
|   | gaming machine department on a  |   |   |   |     |            |
|   | quarterly basis?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a player tracking system is  | \ | \ | \ | 54  |            |
| 4 | utilized:                       | _ | _ | _ | 2.1 |            |
| \ |                                 | \ | \ | \ | 3(j |            |
| . | Are booth employees who redeem  | _ | _ | _ | )(1 |            |
|   | points for members allowed to   | \ | \ | \ | )(i |            |
|   | receive lost players club       | _ | _ | _ | ii) |            |
|   | cards, provided that they are   | \ | \ | \ |     |            |
|   | immediately deposited into a    | _ | _ | _ |     |            |
|   | secured container for retrieval |   |   |   |     |            |
|   | by independent personnel?       |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a player tracking system is  | \ | \ | \ | 5   |            |
| 5 | utilized:                       | _ | _ | _ | 42. |            |
| \ |                                 | \ | \ | \ | 13( |            |
| . | Are changes to the player       | _ | _ | _ | j)( |            |
|   | tracking system parameters,     | \ | \ | \ | 1)( |            |
|   | such as point structures and    | _ | _ | _ | iv) |            |
|   | employee access, performed by   | \ | \ | \ |     |            |
|   | either: (Inquiry)               | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | By supervisory employees        |   |   |   |     |            |
|   | independent of the gaming       |   |   |   |     |            |
|   | machine department? Or          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a player tracking system is  | \ | \ | \ | 5   |            |
| 6 | utilized:                       | _ | _ | _ | 42. |            |
| \ |                                 | \ | \ | \ | 13( |            |
| . | Are changes to the player       | _ | _ | _ | j)( |            |
|   | tracking system parameters,     | \ | \ | \ | 1)( |            |
|   | such as point structures and    | _ | _ | _ | iv) |            |
|   | employee access, performed by   | \ | \ | \ |     |            |
|   | either: (Inquiry)               | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | By gaming machine supervisory   |   |   |   |     |            |
|   | employees if sufficient         |   |   |   |     |            |
|   | documentation is generated and  |   |   |   |     |            |
|   | it is randomly verified by      |   |   |   |     |            |
|   | supervisory employees           |   |   |   |     |            |
|   | independent of the gaming       |   |   |   |     |            |
|   | machine department on a monthly |   |   |   |     |            |
|   | basis?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | If a player tracking system is  | \ | \ | \ | 542 |            |
| 7 | utilized:                       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (j) |            |
| . | Are all other changes to the    | _ | _ | _ | (1) |            |
|   | player tracking system          | \ | \ | \ | (v) |            |
|   | appropriately documented?       | _ | _ | _ |     |            |
|   | (Inquiry)                       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| I |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| - |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | For in-house progressive gaming | \ | \ | \ | 542 |            |
| 8 | machines:                       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (k) |            |
| . | Is a meter that shows the       | _ | _ | _ | (1) |            |
|   | amount of the progressive       | \ | \ | \ |     |            |
|   | jackpot conspicuously displayed | _ | _ | _ |     |            |
|   | at or near the machines to      | \ | \ | \ |     |            |
|   | which the jackpot applies?      | _ | _ | _ |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | For in-house progressive gaming | \ | \ | \ | 542 |            |
| 9 | machines:                       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (k) |            |
| . | At least once each day, does    | _ | _ | _ | (2) |            |
|   | each gaming operation record    | \ | \ | \ |     |            |
|   | the amount shown on each        | _ | _ | _ |     |            |
|   | progressive jackpot meter at    | \ | \ | \ |     |            |
|   | the gaming operation except for | _ | _ | _ |     |            |
|   | those jackpots that can be paid |   |   |   |     |            |
|   | directly from the machine\'s    |   |   |   |     |            |
|   | hopper? (Examination of         |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For in-house progressive gaming | \ | \ | \ | 542 |            |
| 0 | machines:                       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (k) |            |
| . | Are explanations for meter      | _ | _ | _ | (3) |            |
|   | reading decreases maintained    | \ | \ | \ |     |            |
|   | with the progressive meter      | _ | _ | _ |     |            |
|   | reading sheets? (Examination of | \ | \ | \ |     |            |
|   | records)                        | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For in-house progressive gaming | \ | \ | \ | 542 |            |
| 1 | machines:                       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (k) |            |
| . | Where the payment of a jackpot  | _ | _ | _ | (3) |            |
|   | is the explanation for a        | \ | \ | \ |     |            |
|   | decrease, does the gaming       | _ | _ | _ |     |            |
|   | operation record the jackpot    | \ | \ | \ |     |            |
|   | payout number on the sheet or   | _ | _ | _ |     |            |
|   | have the number reasonably      |   |   |   |     |            |
|   | available? (Examination of      |   |   |   |     |            |
|   | records and inquiry)            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For in-house progressive gaming | \ | \ | \ | 542 |            |
| 2 | machines:                       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (k) |            |
| . | Does the gaming operation       | _ | _ | _ | (4) |            |
|   | record the base amount of each  | \ | \ | \ |     |            |
|   | progressive jackpot the gaming  | _ | _ | _ |     |            |
|   | operation offers? (Review       | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For in-house progressive gaming | \ | \ | \ | 542 |            |
| 3 | machines:                       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (k) |            |
| . | If the gaming operation         | _ | _ | _ | (5) |            |
|   | transfers progressive amounts   | \ | \ | \ |     |            |
|   | in excess of the base amount,   | _ | _ | _ |     |            |
|   | have procedures been developed  | \ | \ | \ |     |            |
|   | for such transfers? (Note: Such | _ | _ | _ |     |            |
|   | procedures may also include     |   |   |   |     |            |
|   | other methods of distribution   |   |   |   |     |            |
|   | that accrue to the benefit of   |   |   |   |     |            |
|   | the gaming public via an award  |   |   |   |     |            |
|   | or prize. General funding of    |   |   |   |     |            |
|   | promotional allowances or       |   |   |   |     |            |
|   | activities is prohibited.)      |   |   |   |     |            |
|   | (Review policies and            |   |   |   |     |            |
|   | procedures)                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For in-house progressive gaming | \ | \ | \ | 542 |            |
| 4 | machines: Has the gaming        | _ | _ | _ | .13 |            |
| \ | operation received approval for | \ | \ | \ | (k) |            |
| . | the progressive jackpot         | _ | _ | _ | (5) |            |
|   | transfer procedures? (Review    | \ | \ | \ |     |            |
|   | TGRA approval)                  | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| W |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For wide-area progressive       | \ | \ | \ | 542 |            |
| 5 | gaming machine standards:       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (l) |            |
| . | Is a meter that shows the       | _ | _ | _ | (1) |            |
|   | amount of the progressive       | \ | \ | \ |     |            |
|   | jackpot conspicuously displayed | _ | _ | _ |     |            |
|   | at or near the machines to      | \ | \ | \ |     |            |
|   | which the jackpot applies?      | _ | _ | _ |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For wide-area progressive       | \ | \ | \ | 542 |            |
| 6 | gaming machine standards:       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (l) |            |
| . | As applicable to participating  | _ | _ | _ | (2) |            |
|   | gaming operations, is the wide  | \ | \ | \ |     |            |
|   | area progressive gaming machine | _ | _ | _ |     |            |
|   | system adequately restricted to | \ | \ | \ |     |            |
|   | prevent unauthorized access     | _ | _ | _ |     |            |
|   | (e.g., changing passwords at    |   |   |   |     |            |
|   | least quarterly, restrict       |   |   |   |     |            |
|   | access to EPROM\'s or other     |   |   |   |     |            |
|   | equivalent game software media, |   |   |   |     |            |
|   | and restrict physical access to |   |   |   |     |            |
|   | computer hardware, etc.)?       |   |   |   |     |            |
|   | (Inquiry)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For wide-area progressive       | \ | \ | \ | 542 |            |
| 7 | gaming machine standards:       | _ | _ | _ | .13 |            |
| \ |                                 | \ | \ | \ | (l) |            |
| . | Do the procedures for the wide  | _ | _ | _ | (3) |            |
|   | area progressive system         | \ | \ | \ | (i) |            |
|   | include: (Review supporting     | _ | _ | _ |     |            |
|   | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Reconcile meters and jackpot    |   |   |   |     |            |
|   | payouts?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For wide-area progressive       | \ | \ | \ | 5   |            |
| 8 | gaming machine standards:       | _ | _ | _ | 42. |            |
| \ |                                 | \ | \ | \ | 13( |            |
| . | Do the procedures for the wide  | _ | _ | _ | l)( |            |
|   | area progressive system         | \ | \ | \ | 3)( |            |
|   | include: (Review supporting     | _ | _ | _ | ii) |            |
|   | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Collect/drop gaming machine     |   |   |   |     |            |
|   | funds?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | For wide-area progressive       | \ | \ | \ | 54  |            |
| 9 | gaming machine standards:       | _ | _ | _ | 2.1 |            |
| \ |                                 | \ | \ | \ | 3(l |            |
| . | Do the procedures for the wide  | _ | _ | _ | )(3 |            |
|   | area progressive system         | \ | \ | \ | )(i |            |
|   | include: (Review supporting     | _ | _ | _ | ii) |            |
|   | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Verify jackpot, payment, and    |   |   |   |     |            |
|   | billing to gaming operations on |   |   |   |     |            |
|   | pro-rata basis?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For wide-area progressive       | \ | \ | \ | 5   |            |
| 0 | gaming machine standards:       | _ | _ | _ | 42. |            |
| 0 |                                 | \ | \ | \ | 13( |            |
| \ | Do the procedures for the wide  | _ | _ | _ | l)( |            |
| . | area progressive system         | \ | \ | \ | 3)( |            |
|   | include: (Review supporting     | _ | _ | _ | iv) |            |
|   | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | System maintenance?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For wide-area progressive       | \ | \ | \ | 542 |            |
| 0 | gaming machine standards:       | _ | _ | _ | .13 |            |
| 1 |                                 | \ | \ | \ | (l) |            |
| \ | Do the procedures for the wide  | _ | _ | _ | (3) |            |
| . | area progressive system         | \ | \ | \ | (v) |            |
|   | include: (Review supporting     | _ | _ | _ |     |            |
|   | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | System accuracy?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For wide-area progressive       | \ | \ | \ | 5   |            |
| 0 | gaming machine standards:       | _ | _ | _ | 42. |            |
| 2 |                                 | \ | \ | \ | 13( |            |
| \ | Do the procedures for the wide  | _ | _ | _ | l)( |            |
| . | area progressive system         | \ | \ | \ | 3)( |            |
|   | include: (Review supporting     | _ | _ | _ | vi) |            |
|   | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | System security?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For wide-area progressive       | \ | \ | \ | 542 |            |
| 0 | gaming machine standards:       | _ | _ | _ | .13 |            |
| 3 |                                 | \ | \ | \ | (l) |            |
| \ | Has the gaming operation        | _ | _ | _ | (3) |            |
| . | received approval for the wide  | \ | \ | \ |     |            |
|   | area progressive procedures?    | _ | _ | _ |     |            |
|   | (Review TGRA approval)          | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For wide-area progressive       | \ | \ | \ | 542 |            |
| 0 | gaming machine standards:       | _ | _ | _ | .13 |            |
| 4 |                                 | \ | \ | \ | (l) |            |
| \ | Are reports, where applicable,  | _ | _ | _ | (4) |            |
| . | adequately documenting the      | \ | \ | \ |     |            |
|   | procedures required in          | _ | _ | _ |     |            |
|   | questions 97-102 generated and  | \ | \ | \ |     |            |
|   | retained? (Review other-wide    | _ | _ | _ |     |            |
|   | area progressive reports)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| / |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are gaming machine              | \ | \ | \ | 542 |            |
| 0 | accounting/auditing procedures  | _ | _ | _ | .13 |            |
| 5 | performed by employees who are  | \ | \ | \ | (m) |            |
| \ | independent of the transactions | _ | _ | _ | (1) |            |
| . | being reviewed? (Inquiry)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For on-line gaming machine      | \ | \ | \ | 542 |            |
| 0 | monitoring systems, are         | _ | _ | _ | .13 |            |
| 6 | procedures performed at least   | \ | \ | \ | (m) |            |
| \ | monthly to verify: (Examination | _ | _ | _ | (2) |            |
| . | of records)                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | The system is transmitting and  | \ | \ | \ |     |            |
|   | receiving data from the gaming  | _ | _ | _ |     |            |
|   | machines properly?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For on-line gaming machine      | \ | \ | \ | 542 |            |
| 0 | monitoring systems, are         | _ | _ | _ | .13 |            |
| 7 | procedures performed at least   | \ | \ | \ | (m) |            |
| \ | monthly to verify: (Examination | _ | _ | _ | (2) |            |
| . | of records)                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Verify the continuing accuracy  | \ | \ | \ |     |            |
|   | of the coin-in meter readings   | _ | _ | _ |     |            |
|   | as recorded in the gaming       |   |   |   |     |            |
|   | machine statistical report?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For weigh scale and currency    | \ | \ | \ | 542 |            |
| 0 | interface systems, for at least | _ | _ | _ | .13 |            |
| 8 | one drop period per month do    | \ | \ | \ | (m) |            |
| \ | accounting/auditing employees   | _ | _ | _ | (3) |            |
| . | make comparisons as necessary   | \ | \ | \ |     |            |
|   | to the system generated count   | _ | _ | _ |     |            |
|   | as recorded in the gaming       | \ | \ | \ |     |            |
|   | machine statistical report and  | _ | _ | _ |     |            |
|   | are discrepancies resolved      |   |   |   |     |            |
|   | prior to                        |   |   |   |     |            |
|   | generation/distribution of      |   |   |   |     |            |
|   | gaming machine reports?         |   |   |   |     |            |
|   | (Inquiry/ examination of        |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For each drop period, do        | \ | \ | \ | 542 |            |
| 0 | accounting/auditing personnel   | _ | _ | _ | .13 |            |
| 9 | compare the coin-to-drop meter  | \ | \ | \ | (m) |            |
| \ | reading to the actual drop      | _ | _ | _ | (4) |            |
| . | amount and discrepancies        | \ | \ | \ |     |            |
|   | resolved prior to               | _ | _ | _ |     |            |
|   | generation/distribution of      | \ | \ | \ |     |            |
|   | on-line gaming machine          | _ | _ | _ |     |            |
|   | monitoring system statistical   |   |   |   |     |            |
|   | reports? (Examination of        |   |   |   |     |            |
|   | records and inquiry)            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For any one machine having an   | \ | \ | \ | 542 |            |
| 1 | unresolved variance between     | _ | _ | _ | .13 |            |
| 0 | actual coin drop and            | \ | \ | \ | (m) |            |
| \ | coin-to-drop meter reading in   | _ | _ | _ | (5) |            |
| . | excess of three percent (3%)    | \ | \ | \ |     |            |
|   | and over \$25.00: (Examination  | _ | _ | _ |     |            |
|   | of records and inquiry)         | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is follow-up performed and the  |   |   |   |     |            |
|   | results of the investigation    |   |   |   |     |            |
|   | documented and maintained for   |   |   |   |     |            |
|   | inspection?                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the results of the          | \ | \ | \ | 542 |            |
| 1 | investigations provided to the  | _ | _ | _ | .13 |            |
| 1 | TGRA upon request? (Inquiry)    | \ | \ | \ | (m) |            |
| \ |                                 | _ | _ | _ | (5) |            |
| . |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For each drop period, do        | \ | \ | \ | 542 |            |
| 1 | accounting/auditing employees   | _ | _ | _ | .13 |            |
| 2 | compare the bill-in meter       | \ | \ | \ | (m) |            |
| \ | reading to the total bill       | _ | _ | _ | (6) |            |
| . | acceptor drop amount for the    | \ | \ | \ |     |            |
|   | period and are discrepancies    | _ | _ | _ |     |            |
|   | resolved before the             | \ | \ | \ |     |            |
|   | generation/distribution of      | _ | _ | _ |     |            |
|   | gaming machine statistical      |   |   |   |     |            |
|   | reports? (Examination of        |   |   |   |     |            |
|   | records and inquiry)(Revised    |   |   |   |     |            |
|   | 5/4/05)                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For any one machine having an   | \ | \ | \ | 542 |            |
| 1 | unresolved variance between     | _ | _ | _ | .13 |            |
| 3 | actual currency drop and        | \ | \ | \ | (m) |            |
| \ | bill-in meter reading that is   | _ | _ | _ | (7) |            |
| . | both in excess of \$25 and at   | \ | \ | \ |     |            |
|   | least three percent (3%) of the | _ | _ | _ |     |            |
|   | actual currency drop:           | \ | \ | \ |     |            |
|   | (Examination of records and     | _ | _ | _ |     |            |
|   | inquiry)(Revised 5/4/05)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Is follow-up performed and the  |   |   |   |     |            |
|   | results of the investigation    |   |   |   |     |            |
|   | documented and maintained for   |   |   |   |     |            |
|   | inspection?                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the results of the          | \ | \ | \ | 542 |            |
| 1 | investigations provided to the  | _ | _ | _ | .13 |            |
| 4 | TGRA upon request? (Inquiry)    | \ | \ | \ | (m) |            |
| \ |                                 | _ | _ | _ | (7) |            |
| . |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | At least annually, do           | \ | \ | \ | 542 |            |
| 1 | accounting/auditing personnel   | _ | _ | _ | .13 |            |
| 5 | randomly verify that EPROM or   | \ | \ | \ | (m) |            |
| \ | other equivalent game software  | _ | _ | _ | (8) |            |
| . | media changes are properly      | \ | \ | \ |     |            |
|   | reflected in the gaming machine | _ | _ | _ |     |            |
|   | analysis reports? (Inquiry and  | \ | \ | \ |     |            |
|   | review supporting               | _ | _ | _ |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Do accounting/auditing          | \ | \ | \ | 542 |            |
| 1 | employees review exception      | _ | _ | _ | .13 |            |
| 6 | reports for all computerized    | \ | \ | \ | (m) |            |
| \ | gaming machine systems on a     | _ | _ | _ | (9) |            |
| . | daily basis for propriety of    | \ | \ | \ |     |            |
|   | transactions and unusual        | _ | _ | _ |     |            |
|   | occurrences? (Examination of    | \ | \ | \ |     |            |
|   | records and inquiry)            | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are all gaming machine auditing | \ | \ | \ | 5   |            |
| 1 | procedures and any follow-up    | _ | _ | _ | 42. |            |
| 7 | performed documented and        | \ | \ | \ | 13( |            |
| \ | maintained for inspection?      | _ | _ | _ | m)( |            |
| . | (Examination of records and     | \ | \ | \ | 10) |            |
|   | inquiry)                        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are gaming machine auditing     | \ | \ | \ | 5   |            |
| 1 | procedures and any follow-up    | _ | _ | _ | 42. |            |
| 8 | provided to the TGRA upon       | \ | \ | \ | 13( |            |
| \ | request? (Inquiry)              | _ | _ | _ | m)( |            |
| . |                                 | \ | \ | \ | 10) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| - |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Do Tier A and B gaming          | \ | \ | \ | 542 |            |
| 1 | operations develop adequate     | _ | _ | _ | .13 |            |
| 9 | standards governing the         | \ | \ | \ | (n) |            |
| \ | security over the issuance of   | _ | _ | _ |     |            |
| . | the cash-out paper to the       | \ | \ | \ |     |            |
|   | gaming machines and the         | _ | _ | _ |     |            |
|   | redemption of cash-out slips?   | \ | \ | \ |     |            |
|   | (Inquiry and review policies    | _ | _ | _ |     |            |
|   | and procedures) (Indicators:    |   |   |   |     |            |
|   | Paper inventory control, paper  |   |   |   |     |            |
|   | security measures, prompt       |   |   |   |     |            |
|   | destruction of unused paper,    |   |   |   |     |            |
|   | paper characteristic security   |   |   |   |     |            |
|   | measures, transfer security     |   |   |   |     |            |
|   | measures, redemption at         |   |   |   |     |            |
|   | controlled location (cage and   |   |   |   |     |            |
|   | change booths), random sampling |   |   |   |     |            |
|   | of cash-out tickets for         |   |   |   |     |            |
|   | propriety.)                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 0 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (1) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | In addition to the applicable   | \ | \ | \ |     |            |
|   | auditing and accounting         | _ | _ | _ |     |            |
|   | standards in questions 105-118, |   |   |   |     |            |
|   | on a quarterly basis, does the  |   |   |   |     |            |
|   | gaming operation foot all       |   |   |   |     |            |
|   | jackpot cash-out tickets equal  |   |   |   |     |            |
|   | to or greater than \$1,200 and  |   |   |   |     |            |
|   | trace totals to those produced  |   |   |   |     |            |
|   | by the host validation computer |   |   |   |     |            |
|   | system? (Examination of         |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 1 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (2) |            |
| . | Tiers A and B)(Observation)     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is the cash-out ticket, which   | \ | \ | \ |     |            |
|   | reflects all remaining credits, | _ | _ | _ |     |            |
|   | printed at the gaming machine   |   |   |   |     |            |
|   | by an internal document         |   |   |   |     |            |
|   | printer?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 2 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (2) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is the cash-out ticket valid    | \ | \ | \ |     |            |
|   | for a time period specified by  | _ | _ | _ |     |            |
|   | the gaming operation? (Note:    |   |   |   |     |            |
|   | Cash-out tickets may be         |   |   |   |     |            |
|   | redeemed for payment or         |   |   |   |     |            |
|   | inserted in another gaming      |   |   |   |     |            |
|   | machine and wagered, if         |   |   |   |     |            |
|   | applicable, during the          |   |   |   |     |            |
|   | specified time period.) (Review |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 3 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (2) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Has the gaming operation        | \ | \ | \ |     |            |
|   | received approval for the       | _ | _ | _ |     |            |
|   | specified time period? (Review  |   |   |   |     |            |
|   | TGRA approval)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 4 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (3) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the customer redeem the    | \ | \ | \ |     |            |
|   | cash-out ticket at a change     | _ | _ | _ |     |            |
|   | booth, cashiers\' cage or by    |   |   |   |     |            |
|   | remote validation system?       |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 5 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (3) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If the gaming operation         | \ | \ | \ |     |            |
|   | utilizes a remote computer      | _ | _ | _ |     |            |
|   | validation system, did the      |   |   |   |     |            |
|   | gaming operation develop        |   |   |   |     |            |
|   | alternate standards for the     |   |   |   |     |            |
|   | maximum amount that can be      |   |   |   |     |            |
|   | redeemed, which shall not       |   |   |   |     |            |
|   | exceed \$2,999.99 per cash-out  |   |   |   |     |            |
|   | transaction? (Inquiry,          |   |   |   |     |            |
|   | observation and review          |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 6 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (3) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If the gaming operation         | \ | \ | \ |     |            |
|   | utilizes a remote computer      | _ | _ | _ |     |            |
|   | validation system, was approval |   |   |   |     |            |
|   | received for the use of such    |   |   |   |     |            |
|   | system? (Review TGRA approval)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 7 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (4) |            |
| . | Tiers A and B)                  | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Upon presentation of the        | \ | \ | \ |     |            |
|   | cash-out ticket(s) for          | _ | _ | _ |     |            |
|   | redemption, is the following    |   |   |   |     |            |
|   | performed: (Observation)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Scan the bar code via an        |   |   |   |     |            |
|   | optical reader or its           |   |   |   |     |            |
|   | equivalent? Or                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | 42. |            |
| 8 | following standards apply: (The | \ | \ | \ | 13( |            |
| \ | standards are not applicable to | _ | _ | _ | n)( |            |
| . | Tiers A and B)                  | \ | \ | \ | 4)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Upon presentation of the        | \ | \ | \ |     |            |
|   | cash-out ticket(s) for          | _ | _ | _ |     |            |
|   | redemption, is the following    |   |   |   |     |            |
|   | performed: (Observation)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Input the cash-out ticket       |   |   |   |     |            |
|   | validation number into the      |   |   |   |     |            |
|   | computer?                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 2 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 9 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (5) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is the information contained in | \ | \ | \ |     |            |
|   | questions 127-128 communicated  | _ | _ | _ |     |            |
|   | to the host computer and does   |   |   |   |     |            |
|   | the host computer verify the    |   |   |   |     |            |
|   | authenticity of the cash-out    |   |   |   |     |            |
|   | ticket and communicate directly |   |   |   |     |            |
|   | to the redeemer of the cash-out |   |   |   |     |            |
|   | ticket? (Observation and        |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 0 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (6) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If valid, does the cashier      | \ | \ | \ |     |            |
|   | (redeemer of the cash-out       | _ | _ | _ |     |            |
|   | ticket) pay the customer the    |   |   |   |     |            |
|   | appropriate amount and is the   |   |   |   |     |            |
|   | cash-out ticket electronically  |   |   |   |     |            |
|   | noted "paid" in the system      |   |   |   |     |            |
|   | (ticket validated before cash   |   |   |   |     |            |
|   | changes hands)? (Observation)   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 1 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (6) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the "paid" cash-out ticket | \ | \ | \ |     |            |
|   | remain in the cashiers' bank    | _ | _ | _ |     |            |
|   | for reconciliation purposes?    |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 2 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (6) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the host validation        | \ | \ | \ |     |            |
|   | computer system electronically  | _ | _ | _ |     |            |
|   | reconcile the cashier\'s banks  |   |   |   |     |            |
|   | for the paid cash-out tickets?  |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 3 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (7) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If invalid, does the host       | \ | \ | \ |     |            |
|   | computer notify the cashier     | _ | _ | _ |     |            |
|   | (redeemer of the cash-out       |   |   |   |     |            |
|   | ticket)? (Observation and       |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 4 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (7) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If invalid, does the cashier    | \ | \ | \ |     |            |
|   | (redeemer of the cash-out       | _ | _ | _ |     |            |
|   | ticket) refuse payment to the   |   |   |   |     |            |
|   | customer and notify a           |   |   |   |     |            |
|   | supervisor of the invalid       |   |   |   |     |            |
|   | condition and does the          |   |   |   |     |            |
|   | supervisor resolve the dispute? |   |   |   |     |            |
|   | (Inquiry)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 5 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (8) |            |
| . | Tiers A and B)                  | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | If the host validation computer | \ | \ | \ |     |            |
|   | system temporarily goes down,   | _ | _ | _ |     |            |
|   | do cashiers redeem cash-out     |   |   |   |     |            |
|   | tickets at a change booth or    |   |   |   |     |            |
|   | cashier's cage after recording  |   |   |   |     |            |
|   | the following: (Inquiry)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Serial number of the cash-out   |   |   |   |     |            |
|   | ticket?                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | 42. |            |
| 6 | following standards apply: (The | \ | \ | \ | 13( |            |
| \ | standards are not applicable to | _ | _ | _ | n)( |            |
| . | Tiers A and B)                  | \ | \ | \ | 8)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | If the host validation computer | \ | \ | \ |     |            |
|   | system temporarily goes down,   | _ | _ | _ |     |            |
|   | do cashiers redeem cash-out     |   |   |   |     |            |
|   | tickets at a change booth or    |   |   |   |     |            |
|   | cashier's cage after recording  |   |   |   |     |            |
|   | the following: (Inquiry)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Date and time?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | 2.1 |            |
| 7 | following standards apply: (The | \ | \ | \ | 3(n |            |
| \ | standards are not applicable to | _ | _ | _ | )(8 |            |
| . | Tiers A and B)                  | \ | \ | \ | )(i |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | If the host validation computer | \ | \ | \ |     |            |
|   | system temporarily goes down,   | _ | _ | _ |     |            |
|   | do cashiers redeem cash-out     |   |   |   |     |            |
|   | tickets at a change booth or    |   |   |   |     |            |
|   | cashier's cage after recording  |   |   |   |     |            |
|   | the following: (Inquiry)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Dollar amount?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | 42. |            |
| 8 | following standards apply: (The | \ | \ | \ | 13( |            |
| \ | standards are not applicable to | _ | _ | _ | n)( |            |
| . | Tiers A and B)                  | \ | \ | \ | 8)( |            |
|   |                                 | _ | _ | _ | iv) |            |
|   | If the host validation computer | \ | \ | \ |     |            |
|   | system temporarily goes down,   | _ | _ | _ |     |            |
|   | do cashiers redeem cash-out     |   |   |   |     |            |
|   | tickets at a change booth or    |   |   |   |     |            |
|   | cashier's cage after recording  |   |   |   |     |            |
|   | the following: (Inquiry)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Issuing gaming machine number?  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 3 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 9 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (8) |            |
| . | Tiers A and B)                  | \ | \ | \ | (v) |            |
|   |                                 | _ | _ | _ |     |            |
|   | If the host validation computer | \ | \ | \ |     |            |
|   | system temporarily goes down,   | _ | _ | _ |     |            |
|   | do cashiers redeem cash-out     |   |   |   |     |            |
|   | tickets at a change booth or    |   |   |   |     |            |
|   | cashier's cage after recording  |   |   |   |     |            |
|   | the following: (Inquiry)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Marking ticket "paid"?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 4 | utilize cash-out tickets, the   | _ | _ | _ | 42. |            |
| 0 | following standards apply: (The | \ | \ | \ | 13( |            |
| \ | standards are not applicable to | _ | _ | _ | n)( |            |
| . | Tiers A and B)                  | \ | \ | \ | 8)( |            |
|   |                                 | _ | _ | _ | vi) |            |
|   | If the host validation computer | \ | \ | \ |     |            |
|   | system temporarily goes down,   | _ | _ | _ |     |            |
|   | do cashiers redeem cash-out     |   |   |   |     |            |
|   | tickets at a change booth or    |   |   |   |     |            |
|   | cashier's cage after recording  |   |   |   |     |            |
|   | the following: (Inquiry)        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Do the tickets remain in the    |   |   |   |     |            |
|   | cashier's bank for              |   |   |   |     |            |
|   | reconciliation purposes?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 4 | utilize cash-out tickets, the   | _ | _ | _ | .13 |            |
| 1 | following standards apply: (The | \ | \ | \ | (n) |            |
| \ | standards are not applicable to | _ | _ | _ | (9) |            |
| . | Tiers A and B)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are cash-out tickets validated  | \ | \ | \ |     |            |
|   | as expeditiously as possible    | _ | _ | _ |     |            |
|   | when the host validation        |   |   |   |     |            |
|   | computer system is restored?    |   |   |   |     |            |
|   | (Inquiry)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 4 | utilize cash-out tickets, the   | _ | _ | _ | 42. |            |
| 2 | following standards apply: (The | \ | \ | \ | 13( |            |
| \ | standards are not applicable to | _ | _ | _ | n)( |            |
| . | Tiers A and B)                  | \ | \ | \ | 11) |            |
|   |                                 | _ | _ | _ |     |            |
|   | If the host validation computer | \ | \ | \ |     |            |
|   | system is down for more than    | _ | _ | _ |     |            |
|   | four (4) hours, does the gaming |   |   |   |     |            |
|   | operation promptly notify the   |   |   |   |     |            |
|   | Tribal gaming regulatory        |   |   |   |     |            |
|   | authority or its designated     |   |   |   |     |            |
|   | representative? (Inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 4 | utilize account access cards to | _ | _ | _ | .13 |            |
| 3 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (1) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | Does a central computer, with   | _ | _ | _ |     |            |
|   | supporting hardware and         | \ | \ | \ |     |            |
|   | software, coordinate network    | _ | _ | _ |     |            |
|   | activities, provide system      |   |   |   |     |            |
|   | interface, and store and manage |   |   |   |     |            |
|   | a player/account database?      |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 4 | utilize account access cards to | _ | _ | _ | 42. |            |
| 4 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 1)( |            |
|   | Is a network of contiguous      | _ | _ | _ | ii) |            |
|   | player terminals with           | \ | \ | \ |     |            |
|   | touch-screen or                 | _ | _ | _ |     |            |
|   | button-controlled video         |   |   |   |     |            |
|   | monitors connected to an        |   |   |   |     |            |
|   | electronic selection device and |   |   |   |     |            |
|   | the central computer via a      |   |   |   |     |            |
|   | communications network?         |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 4 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 5 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(1 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | Does one or more electronic     | _ | _ | _ | ii) |            |
|   | selection devices, utilize      | \ | \ | \ |     |            |
|   | random number generators, each  | _ | _ | _ |     |            |
|   | of which selects any            |   |   |   |     |            |
|   | combination or combinations of  |   |   |   |     |            |
|   | numbers, colors, and/or symbols |   |   |   |     |            |
|   | for a network of player         |   |   |   |     |            |
|   | terminals? (Inquiry)            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 4 | utilize account access cards to | _ | _ | _ | .13 |            |
| 6 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (2) |            |
| . | (Observation)                   | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | For player terminals:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are the player terminals        |   |   |   |     |            |
|   | connected to a game server?     |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 4 | utilize account access cards to | _ | _ | _ | 42. |            |
| 7 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | For player terminals:           | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Does the game server generate   | _ | _ | _ |     |            |
|   | and transmit to the bank of     |   |   |   |     |            |
|   | player terminals a set of       |   |   |   |     |            |
|   | random numbers, colors, and/or  |   |   |   |     |            |
|   | symbols at regular intervals?   |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 4 | utilize account access cards to | _ | _ | _ | 42. |            |
| 8 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | For player terminals            | _ | _ | _ | ii) |            |
|   | (Observation & inquiry):        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are the subsequent game results |   |   |   |     |            |
|   | determined at the player        |   |   |   |     |            |
|   | terminal and the resulting      |   |   |   |     |            |
|   | information transmitted to the  |   |   |   |     |            |
|   | account server?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 4 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 9 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(2 |            |
| . | (Observation)                   | \ | \ | \ | )(i |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | For player terminals:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is the game server housed in a  |   |   |   |     |            |
|   | game server room or a secure    |   |   |   |     |            |
|   | locked cabinet?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 5 | utilize account access cards to | _ | _ | _ | .13 |            |
| 0 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (3) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | For customer account            | _ | _ | _ |     |            |
|   | maintenance::                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is a central computer acting as |   |   |   |     |            |
|   | an account server provide       |   |   |   |     |            |
|   | customer account maintenance    |   |   |   |     |            |
|   | and the deposit/withdrawal      |   |   |   |     |            |
|   | function of those account       |   |   |   |     |            |
|   | balances? (Observation &        |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 5 | utilize account access cards to | _ | _ | _ | 42. |            |
| 1 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 3)( |            |
|   | For customer account            | _ | _ | _ | ii) |            |
|   | maintenance:                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Can customers access their      |   |   |   |     |            |
|   | accounts on the computer system |   |   |   |     |            |
|   | by means of an account access   |   |   |   |     |            |
|   | card at the player terminal?    |   |   |   |     |            |
|   | Note: Each player terminal may  |   |   |   |     |            |
|   | be equipped with a card reader  |   |   |   |     |            |
|   | and personal identification     |   |   |   |     |            |
|   | number (PIN) pad or touch       |   |   |   |     |            |
|   | screen array for this purpose.  |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 5 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 2 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(3 |            |
| . | (Inquiry)                       | \ | \ | \ | )(i |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | For customer account            | \ | \ | \ |     |            |
|   | maintenance:                    | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Are all communications between  |   |   |   |     |            |
|   | the player terminal, or bank of |   |   |   |     |            |
|   | player terminals, and the       |   |   |   |     |            |
|   | account server encrypted for    |   |   |   |     |            |
|   | security reasons?               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 5 | utilize account access cards to | _ | _ | _ | .13 |            |
| 3 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (4) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | For customer account            | _ | _ | _ |     |            |
|   | generation:                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is a computer file for each     |   |   |   |     |            |
|   | customer prepared by a clerk,   |   |   |   |     |            |
|   | with no incompatible functions  |   |   |   |     |            |
|   | (Clerks who setup accounts are  |   |   |   |     |            |
|   | prohibited from accepting       |   |   |   |     |            |
|   | currency deposits), prior to    |   |   |   |     |            |
|   | the customer being issued an    |   |   |   |     |            |
|   | account access card to be       |   |   |   |     |            |
|   | utilized for machine play?      |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 5 | utilize account access cards to | _ | _ | _ | .13 |            |
| 4 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (4) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | For customer account            | _ | _ | _ |     |            |
|   | generation:                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the customer have the      |   |   |   |     |            |
|   | option of selecting his/her PIN |   |   |   |     |            |
|   | to be used in conjunction with  |   |   |   |     |            |
|   | the account access card?        |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For each customer file, does an | \ | \ | \ | 5   |            |
| 5 | employee:                       | _ | _ | _ | 42. |            |
| 5 |                                 | \ | \ | \ | 13( |            |
|   | Record the customer's name and  | _ | _ | _ | o)( |            |
|   | current address? (review        | \ | \ | \ | 4)( |            |
|   | supporting documentation)       | _ | _ | _ | ii) |            |
|   | (Revised May 11, 2006)          | \ | \ | \ | (A) |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For each customer file, does an | \ | \ | \ | 5   |            |
| 5 | employee:                       | _ | _ | _ | 42. |            |
| 6 |                                 | \ | \ | \ | 13( |            |
|   | Record the date the account was | _ | _ | _ | o)( |            |
|   | opened? Review supporting       | \ | \ | \ | 4)( |            |
|   | documentation) (Revised May 11, | _ | _ | _ | ii) |            |
|   | 2006)                           | \ | \ | \ | (B) |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For each customer file, does an | \ | \ | \ | 5   |            |
| 5 | employee:                       | _ | _ | _ | 42. |            |
| 7 |                                 | \ | \ | \ | 13( |            |
|   | Verify the identity of customer | _ | _ | _ | o)( |            |
|   | by examination of a valid       | \ | \ | \ | 4)( |            |
|   | driver's license or other       | _ | _ | _ | ii) |            |
|   | reliable identity credential at | \ | \ | \ | (C) |            |
|   | the time the initial deposit is | _ | _ | _ |     |            |
|   | made, account opened, or credit |   |   |   |     |            |
|   | extended? (Observation and      |   |   |   |     |            |
|   | inquiry) (Revised May 11, 2006) |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 5 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 8 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(4 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | For customer account            | _ | _ | _ | ii) |            |
|   | generation:                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the clerk sign-on with a   |   |   |   |     |            |
|   | unique password to a terminal   |   |   |   |     |            |
|   | equipped with peripherals       |   |   |   |     |            |
|   | required to establish a         |   |   |   |     |            |
|   | customer account? (Observation  |   |   |   |     |            |
|   | and inquiry) (Revised May 11,   |   |   |   |     |            |
|   | 2006)                           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 5 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 9 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(4 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | For customer account            | _ | _ | _ | ii) |            |
|   | generation:                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are passwords issued and only   |   |   |   |     |            |
|   | changed by information          |   |   |   |     |            |
|   | technology personnel at the     |   |   |   |     |            |
|   | discretion of the department    |   |   |   |     |            |
|   | director? (Observation and      |   |   |   |     |            |
|   | inquiry) (Revised May 11, 2006) |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 6 | utilize account access cards to | _ | _ | _ | 42. |            |
| 0 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 4)( |            |
|   | For customer account            | _ | _ | _ | iv) |            |
|   | generation:                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | After entering a specified      |   |   |   |     |            |
|   | number of incorrect PIN entries |   |   |   |     |            |
|   | at the cage or player terminal, |   |   |   |     |            |
|   | is the customer directed to     |   |   |   |     |            |
|   | proceed to the Gaming Machine   |   |   |   |     |            |
|   | Information Center to obtain a  |   |   |   |     |            |
|   | new PIN? (Inquiry) (Revised May |   |   |   |     |            |
|   | 11, 2006)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 6 | utilize account access cards to | _ | _ | _ | 42. |            |
| 1 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 4)( |            |
|   | For customer account            | _ | _ | _ | iv) |            |
|   | generation:                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If a customer forgets,          |   |   |   |     |            |
|   | misplaces or requests a change  |   |   |   |     |            |
|   | to their PIN, is the customer   |   |   |   |     |            |
|   | directed to the clerk?          |   |   |   |     |            |
|   | (Inquiry) (Revised May 11,      |   |   |   |     |            |
|   | 2006)                           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 6 | utilize account access cards to | _ | _ | _ | .13 |            |
| 2 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (5) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | For deposit of credit           | _ | _ | _ |     |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the cashier sign-on with a |   |   |   |     |            |
|   | unique password to a cashier    |   |   |   |     |            |
|   | terminal equipped with          |   |   |   |     |            |
|   | peripherals required to         |   |   |   |     |            |
|   | complete the credit             |   |   |   |     |            |
|   | transactions? (Observation and  |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 6 | utilize account access cards to | _ | _ | _ | .13 |            |
| 3 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (5) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | For deposit of credit           | _ | _ | _ |     |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are passwords issued and only   |   |   |   |     |            |
|   | changed by information          |   |   |   |     |            |
|   | technology personnel at the     |   |   |   |     |            |
|   | discretion of the department    |   |   |   |     |            |
|   | director? (Inquiry)             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 6 | utilize account access cards to | _ | _ | _ | 42. |            |
| 4 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 5)( |            |
|   | For deposit of credit           | _ | _ | _ | ii) |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the customer present cash, |   |   |   |     |            |
|   | chips, coin or coupons along    |   |   |   |     |            |
|   | with their account access card  |   |   |   |     |            |
|   | to a cashier to deposit         |   |   |   |     |            |
|   | credits? (Observation and       |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 6 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 5 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(5 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | For deposit of credit           | _ | _ | _ | ii) |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the cashier complete the   |   |   |   |     |            |
|   | transaction by utilizing a card |   |   |   |     |            |
|   | scanner that the cashier shall  |   |   |   |     |            |
|   | slide the customer\'s account   |   |   |   |     |            |
|   | access card through?            |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 6 | utilize account access cards to | _ | _ | _ | 42. |            |
| 6 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 5)( |            |
|   | For deposit of credit           | _ | _ | _ | iv) |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the cashier accept the     |   |   |   |     |            |
|   | funds from the customer and     |   |   |   |     |            |
|   | enter the appropriate amount on |   |   |   |     |            |
|   | the cashier terminal?           |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 6 | utilize account access cards to | _ | _ | _ | .13 |            |
| 7 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (5) |            |
| . |                                 | \ | \ | \ | (v) |            |
|   | For deposit of credit           | _ | _ | _ |     |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is a multi-part deposit slip    |   |   |   |     |            |
|   | generated by the point of sale  |   |   |   |     |            |
|   | receipt printer? (Observation   |   |   |   |     |            |
|   | and inquiry)                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 6 | utilize account access cards to | _ | _ | _ | .13 |            |
| 8 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (5) |            |
| . |                                 | \ | \ | \ | (v) |            |
|   | For deposit of credit           | _ | _ | _ |     |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the cashier direct the     |   |   |   |     |            |
|   | customer to sign the deposit    |   |   |   |     |            |
|   | slip receipt? (Observation and  |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 6 | utilize account access cards to | _ | _ | _ | .13 |            |
| 9 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (5) |            |
| . |                                 | \ | \ | \ | (v) |            |
|   | For deposit of credit           | _ | _ | _ |     |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is one copy of the deposit slip |   |   |   |     |            |
|   | given to the customer and the   |   |   |   |     |            |
|   | other copy of the deposit slip  |   |   |   |     |            |
|   | secured in the cashier\'s cash  |   |   |   |     |            |
|   | drawer? (Examination of records |   |   |   |     |            |
|   | and observation)                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 7 | utilize account access cards to | _ | _ | _ | 42. |            |
| 0 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 5)( |            |
|   | For deposit of credit           | _ | _ | _ | vi) |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the cashier verify the     |   |   |   |     |            |
|   | customer\'s balance before      |   |   |   |     |            |
|   | completing the transaction?     |   |   |   |     |            |
|   | (Observation and Inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 7 | utilize account access cards to | _ | _ | _ | 42. |            |
| 1 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 5)( |            |
|   | For deposit of credit           | _ | _ | _ | vi) |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Does the cashier secure the     |   |   |   |     |            |
|   | funds in their cash drawer and  |   |   |   |     |            |
|   | return the account access card  |   |   |   |     |            |
|   | to the customer? (Observation   |   |   |   |     |            |
|   | and Inquiry)                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 7 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 2 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(5 |            |
| . |                                 | \ | \ | \ | )(v |            |
|   | For deposit of credit           | _ | _ | _ | ii) |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If a kiosk is utilized to       |   |   |   |     |            |
|   | accept a deposit of credits,    |   |   |   |     |            |
|   | did the gaming operation        |   |   |   |     |            |
|   | establish and comply with       |   |   |   |     |            |
|   | procedures that safeguard the   |   |   |   |     |            |
|   | integrity of the kiosk system?  |   |   |   |     |            |
|   | (Inquiry and review policies    |   |   |   |     |            |
|   | and procedures)                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 7 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 3 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(5 |            |
| . |                                 | \ | \ | \ | )(v |            |
|   | For deposit of credit           | _ | _ | _ | ii) |            |
|   | standards:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | If a kiosk is utilized to       |   |   |   |     |            |
|   | accept a deposit of credits,    |   |   |   |     |            |
|   | did the gaming operation        |   |   |   |     |            |
|   | receive approval for the use of |   |   |   |     |            |
|   | such device? (Review TGRA       |   |   |   |     |            |
|   | approval)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 7 | utilize account access cards to | _ | _ | _ | .13 |            |
| 4 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (6) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | For prize standards:            | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Do winners at the gaming        | _ | _ | _ |     |            |
|   | machines receive cash, prizes   |   |   |   |     |            |
|   | redeemable for cash or          |   |   |   |     |            |
|   | merchandise? (Inquiry)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 7 | utilize account access cards to | _ | _ | _ | 42. |            |
| 5 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 6)( |            |
|   | For prize standards:            | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | If merchandise prizes are to be | _ | _ | _ |     |            |
|   | awarded, is the specific type   |   |   |   |     |            |
|   | of prize or prizes that may be  |   |   |   |     |            |
|   | won disclosed to the player     |   |   |   |     |            |
|   | before the game begins?         |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 7 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 6 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(6 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | For prize standards:            | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Is the redemption period of     | _ | _ | _ |     |            |
|   | account access cards            |   |   |   |     |            |
|   | conspicuously posted in the     |   |   |   |     |            |
|   | gaming operation? (Observation) |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 7 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 7 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(6 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | For prize standards:            | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Did the gaming operation        | _ | _ | _ |     |            |
|   | receive approval for the        |   |   |   |     |            |
|   | redemption period? (Review TGRA |   |   |   |     |            |
|   | approval)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 7 | utilize account access cards to | _ | _ | _ | .13 |            |
| 8 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (7) |            |
| . |                                 | \ | \ | \ |     |            |
|   | For credit withdrawal:          | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   | Does the customer present their | _ | _ | _ |     |            |
|   | account access card to a        |   |   |   |     |            |
|   | cashier to withdraw their       |   |   |   |     |            |
|   | credits? (Observation and       |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 7 | utilize account access cards to | _ | _ | _ | .13 |            |
| 9 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (7) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | For credit withdrawal does the  | _ | _ | _ |     |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Scan the account access card?   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 8 | utilize account access cards to | _ | _ | _ | 42. |            |
| 0 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 7)( |            |
|   | For credit withdrawal does the  | _ | _ | _ | ii) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Request the customer to enter   |   |   |   |     |            |
|   | their PIN, if the PIN was       |   |   |   |     |            |
|   | selected by the customer?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 8 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 1 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(7 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | For credit withdrawal does the  | _ | _ | _ | ii) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | The cashier ascertains the      |   |   |   |     |            |
|   | amount the customer wishes to   |   |   |   |     |            |
|   | withdraw and enters the amount  |   |   |   |     |            |
|   | into the computer?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 8 | utilize account access cards to | _ | _ | _ | 42. |            |
| 2 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 7)( |            |
|   | For credit withdrawal does the  | _ | _ | _ | iv) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | A multi-part withdrawal slip    |   |   |   |     |            |
|   | generated by the point of sale  |   |   |   |     |            |
|   | receipt printer?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 8 | utilize account access cards to | _ | _ | _ | 42. |            |
| 3 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 7)( |            |
|   | For credit withdrawal does the  | _ | _ | _ | iv) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Directs the customer to sign    |   |   |   |     |            |
|   | the withdrawal slip?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 8 | utilize account access cards to | _ | _ | _ | .13 |            |
| 4 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (7) |            |
| . |                                 | \ | \ | \ | (v) |            |
|   | For credit withdrawal does the  | _ | _ | _ |     |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Verifies that the account       |   |   |   |     |            |
|   | access card and the customer    |   |   |   |     |            |
|   | match by comparing the customer |   |   |   |     |            |
|   | to image on the computer        |   |   |   |     |            |
|   | screen, comparing the customer  |   |   |   |     |            |
|   | to image on customer\'s picture |   |   |   |     |            |
|   | ID, or comparing the customer   |   |   |   |     |            |
|   | signature on the withdrawal     |   |   |   |     |            |
|   | slip to signature on the        |   |   |   |     |            |
|   | computer screen?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 8 | utilize account access cards to | _ | _ | _ | 42. |            |
| 5 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 7)( |            |
|   | For credit withdrawal does the  | _ | _ | _ | vi) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Verifies the customer\'s        |   |   |   |     |            |
|   | balance before completing the   |   |   |   |     |            |
|   | transaction?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 5   |            |
| 8 | utilize account access cards to | _ | _ | _ | 42. |            |
| 6 | activate play of the machine,   | \ | \ | \ | 13( |            |
| \ | the following standards apply:  | _ | _ | _ | o)( |            |
| . |                                 | \ | \ | \ | 7)( |            |
|   | For credit withdrawal does the  | _ | _ | _ | vi) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Does the cashier pay the        |   |   |   |     |            |
|   | customer the appropriate        |   |   |   |     |            |
|   | amount, issue the customer the  |   |   |   |     |            |
|   | original withdrawal slip and    |   |   |   |     |            |
|   | return the account access card  |   |   |   |     |            |
|   | to the customer?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 8 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 7 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(7 |            |
| . |                                 | \ | \ | \ | )(v |            |
|   | For credit withdrawal does the  | _ | _ | _ | ii) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Examination of records)        | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Place the copy of the           |   |   |   |     |            |
|   | withdrawal slip placed in the   |   |   |   |     |            |
|   | cash drawer?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 8 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 8 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(7 |            |
| . |                                 | \ | \ | \ | )(v |            |
|   | Are all account transactions    | _ | _ | _ | ii) |            |
|   | accurately tracked by the       | \ | \ | \ |     |            |
|   | account server computer system? | _ | _ | _ |     |            |
|   | (Inquiry)                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 54  |            |
| 8 | utilize account access cards to | _ | _ | _ | 2.1 |            |
| 9 | activate play of the machine,   | \ | \ | \ | 3(o |            |
| \ | the following standards apply:  | _ | _ | _ | )(7 |            |
| . |                                 | \ | \ | \ | )(v |            |
|   | For credit withdrawal does the  | _ | _ | _ | ii) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Is the copy of the withdrawal   |   |   |   |     |            |
|   | slip forwarded to the           |   |   |   |     |            |
|   | accounting department at the    |   |   |   |     |            |
|   | end of the gaming day?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 9 | utilize account access cards to | _ | _ | _ | .13 |            |
| 0 | activate play of the machine,   | \ | \ | \ | (o) |            |
| \ | the following standards apply:  | _ | _ | _ | (7) |            |
| . |                                 | \ | \ | \ | (vi |            |
|   | For credit withdrawal does the  | _ | _ | _ | ii) |            |
|   | cashier perform the following:  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | In the event the imaging        |   |   |   |     |            |
|   | function is temporarily         |   |   |   |     |            |
|   | disabled, are customers         |   |   |   |     |            |
|   | required to provide positive ID |   |   |   |     |            |
|   | for cash withdrawal             |   |   |   |     |            |
|   | transactions at the cashier     |   |   |   |     |            |
|   | stations? (Inquiry)             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| S |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For gaming machines that        | \ | \ | \ | 542 |            |
| 9 | utilize account access cards to | _ | _ | _ | .13 |            |
| 1 | activate play of the machine,   | \ | \ | \ | (p) |            |
| \ | the following standards apply:  | _ | _ | _ |     |            |
| . |                                 | \ | \ | \ |     |            |
|   | Are all smart cards (i.e.,      | _ | _ | _ |     |            |
|   | cards that possess the means to | \ | \ | \ |     |            |
|   | electronically store and        | _ | _ | _ |     |            |
|   | retrieve data) that maintain    |   |   |   |     |            |
|   | the only source of account data |   |   |   |     |            |
|   | prohibited? (Inquiry)           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation is      | \ | \ | \ | 542 |            |
| 9 | utilizing any computer          | _ | _ | _ | .13 |            |
| 2 | applications with alternative   | \ | \ | \ | (b) |            |
| \ | documentation and/or            | _ | _ | _ |     |            |
| . | procedures, did the gaming      | \ | \ | \ |     |            |
|   | operation receive approval for  | _ | _ | _ |     |            |
|   | such procedures? (Review TGRA   | \ | \ | \ |     |            |
|   | approval)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+