+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
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| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the setting out of empty     | \ | \ | \ | 542 |            |
| \ | table game drop boxes and the   | _ | _ | _ | .31 |            |
| . | drop a continuous process?      | \ | \ | \ | (b) |            |
|   | (Observation)                   | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | At the end of each shift:       | \ | \ | \ | 542 |            |
| \ | (Observation and inquiry) Are   | _ | _ | _ | .31 |            |
| . | all locked table game drop      | \ | \ | \ | (b) |            |
|   | boxes removed from the tables   | _ | _ | _ | (2) |            |
|   | by a person independent of the  | \ | \ | \ | (i) |            |
|   | pit shift being dropped?        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | At the end of each shift:       | \ | \ | \ | 5   |            |
| \ | (Observation)                   | _ | _ | _ | 42. |            |
| . |                                 | \ | \ | \ | 31( |            |
|   | Is a separate drop box placed   | _ | _ | _ | b)( |            |
|   | on each table opened at any     | \ | \ | \ | 2)( |            |
|   | time during each shift? Or      | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | At the end of each shift:       | \ | \ | \ | 5   |            |
| \ | (Observation)                   | _ | _ | _ | 42. |            |
| . |                                 | \ | \ | \ | 31( |            |
|   | Does the gaming operation       | _ | _ | _ | b)( |            |
|   | utilize a single drop box with  | \ | \ | \ | 2)( |            |
|   | separate openings and           | _ | _ | _ | ii) |            |
|   | compartments for each shift?    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | At the end of each shift:       | \ | \ | \ | 54  |            |
| \ | (Observation)                   | _ | _ | _ | 2.3 |            |
| . |                                 | \ | \ | \ | 1(b |            |
|   | Upon removal from tables, are   | _ | _ | _ | )(2 |            |
|   | drop boxes transported directly | \ | \ | \ | )(i |            |
|   | to the count room or other      | _ | _ | _ | ii) |            |
|   | equivalently secure area with   | \ | \ | \ |     |            |
|   | comparable controls and locked  | _ | _ | _ |     |            |
|   | in a secure manner until the    |   |   |   |     |            |
|   | count takes place?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | If drop boxes are not placed on | \ | \ | \ | 542 |            |
| \ | all tables, does the pit        | _ | _ | _ | .31 |            |
| . | department document which       | \ | \ | \ | (b) |            |
|   | tables were open during the     | _ | _ | _ | (3) |            |
|   | shift? (Observation/ inquiry)   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is the transporting of drop     | \ | \ | \ | 542 |            |
| \ | boxes performed by a minimum of | _ | _ | _ | .31 |            |
| . | two persons, at least one of    | \ | \ | \ | (b) |            |
|   | whom is independent of the pit  | _ | _ | _ | (4) |            |
|   | shift being dropped?            | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Are all drop boxes posted with  | \ | \ | \ | 542 |            |
| \ | a number corresponding to a     | _ | _ | _ | .31 |            |
| . | permanent number on the gaming  | \ | \ | \ | (b) |            |
|   | table and marked to indicate    | _ | _ | _ | (5) |            |
|   | the game, table number and      | \ | \ | \ |     |            |
|   | shift? (Observation)            | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Is surveillance notified when   | \ | \ | \ | 542 |            |
| \ | the drop is to begin so that    | _ | _ | _ | .31 |            |
| . | surveillance may monitor the    | \ | \ | \ | (b) |            |
|   | activities? (Observation and    | _ | _ | _ | (6) |            |
|   | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
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| l |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the table game soft count    | \ | \ | \ | 542 |            |
| 0 | and the gaming machine bill     | _ | _ | _ | .31 |            |
| \ | acceptor count performed by at  | \ | \ | \ | (c) |            |
| . | least two employees?            | _ | _ | _ | (1) |            |
|   | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the count viewed live, or on | \ | \ | \ | 542 |            |
| 1 | video recording and/or digital  | _ | _ | _ | .31 |            |
| \ | record, within seven (7) days   | \ | \ | \ | (c) |            |
| . | by an employee independent of   | _ | _ | _ | (1) |            |
|   | the count? (Observation and     | \ | \ | \ | (i) |            |
|   | inquiry)                        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are count room personnel not    | \ | \ | \ | 542 |            |
| 2 | allowed to exit or enter the    | _ | _ | _ | .31 |            |
| \ | count room during the count     | \ | \ | \ | (c) |            |
| . | except for emergencies and      | _ | _ | _ | (2) |            |
|   | breaks? (Observation/ inquiry)  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | At no time during the           | \ | \ | \ | 542 |            |
| 3 | weigh/count are there fewer     | _ | _ | _ | .31 |            |
| \ | than two employees in the count | \ | \ | \ | (c) |            |
| . | room until the drop proceeds    | _ | _ | _ | (2) |            |
|   | have been accepted into         | \ | \ | \ |     |            |
|   | cage/vault accountability?      | _ | _ | _ |     |            |
|   | (Observation/ inquiry)          | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is surveillance notified        | \ | \ | \ | 542 |            |
| 4 | whenever count room personnel   | _ | _ | _ | .31 |            |
| \ | exit or enter the count room    | \ | \ | \ | (c) |            |
| . | during the count? (Observation/ | _ | _ | _ | (2) |            |
|   | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are count team members rotated  | \ | \ | \ | 542 |            |
| 5 | on a routine basis? (Rotation   | _ | _ | _ | .31 |            |
| \ | is such that the count team is  | \ | \ | \ | (c) |            |
| . | not consistently the same two   | _ | _ | _ | (3) |            |
|   | persons more than four days per | \ | \ | \ |     |            |
|   | week. This standard shall not   | _ | _ | _ |     |            |
|   | apply to gaming operations that | \ | \ | \ |     |            |
|   | utilize a count team of more    | _ | _ | _ |     |            |
|   | than two persons.) (Observation |   |   |   |     |            |
|   | and inquiry)                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the count team independent   | \ | \ | \ | 542 |            |
| 6 | of transactions being reviewed  | _ | _ | _ | .31 |            |
| \ | and counted and is the count    | \ | \ | \ | (c) |            |
| . | team independent of the         | _ | _ | _ | (4) |            |
|   | cage/vault departments?         | \ | \ | \ |     |            |
|   | (Observation/ inquiry) (Note:   | _ | _ | _ |     |            |
|   | The use of a dealer or cage     | \ | \ | \ |     |            |
|   | cashier is acceptable if this   | _ | _ | _ |     |            |
|   | person is not allowed to        |   |   |   |     |            |
|   | perform the recording function. |   |   |   |     |            |
|   | An accounting representative    |   |   |   |     |            |
|   | may be used if there is an      |   |   |   |     |            |
|   | independent audit of all soft   |   |   |   |     |            |
|   | count documentation.)           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
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| T |                                 |   |   |   |     |            |
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| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the table game soft count    | \ | \ | \ | 542 |            |
| 7 | performed in a soft count room  | _ | _ | _ | .31 |            |
| \ | or other equivalently secure    | \ | \ | \ | (d) |            |
| . | area with comparable controls?  | _ | _ | _ | (1) |            |
|   | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is access to the count room     | \ | \ | \ | 542 |            |
| 8 | during the count restricted to  | _ | _ | _ | .31 |            |
| \ | members of the drop and count   | \ | \ | \ | (d) |            |
| . | teams, excluding authorized     | _ | _ | _ | (2) |            |
|   | observers, supervisors for      | \ | \ | \ |     |            |
|   | resolution of problems, and     | _ | _ | _ |     |            |
|   | authorized maintenance          | \ | \ | \ |     |            |
|   | personnel? (Observation/        | _ | _ | _ |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If counts from various revenue  | \ | \ | \ | 542 |            |
| 9 | centers occur simultaneously in | _ | _ | _ | .31 |            |
| \ | the count room, are procedures  | \ | \ | \ | (d) |            |
| . | in effect that prevent the      | _ | _ | _ | (3) |            |
|   | commingling of funds from       | \ | \ | \ |     |            |
|   | different revenue centers.      | _ | _ | _ |     |            |
|   | (Observation/ inquiry)          | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are the drop boxes individually | \ | \ | \ | 542 |            |
| 0 | emptied and counted in such a   | _ | _ | _ | .31 |            |
| \ | manner to prevent the           | \ | \ | \ | (d) |            |
| . | commingling of funds between    | _ | _ | _ | (4) |            |
|   | boxes until the count of the    | \ | \ | \ |     |            |
|   | box has been recorded?          | _ | _ | _ |     |            |
|   | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Is the count of each box        | \ | \ | \ | 542 |            |
| 1 | recorded in ink or other        | _ | _ | _ | .31 |            |
| \ | permanent form of recordation?  | \ | \ | \ | (d) |            |
| . | (Observation) (Cannot change    | _ | _ | _ | (4) |            |
|   | information in the computer.)   | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Is a second count performed by  | \ | \ | \ | 5   |            |
| 2 | an employee on the count team   | _ | _ | _ | 42. |            |
| \ | who did not perform the initial | \ | \ | \ | 31( |            |
| . | count? (Observation)            | _ | _ | _ | d)( |            |
|   |                                 | \ | \ | \ | 4)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are corrections to information  | \ | \ | \ | 54  |            |
| 3 | originally recorded by the      | _ | _ | _ | 2.3 |            |
| \ | count team on soft count        | \ | \ | \ | 1(d |            |
| . | documentation made by drawing a | _ | _ | _ | )(4 |            |
|   | single line through the error,  | \ | \ | \ | )(i |            |
|   | writing the correct figure      | _ | _ | _ | ii) |            |
|   | above the original figure, and  | \ | \ | \ |     |            |
|   | then obtaining the initials of  | _ | _ | _ |     |            |
|   | at least two count team members |   |   |   |     |            |
|   | who verified the change, unless |   |   |   |     |            |
|   | the count team only has two (2) |   |   |   |     |            |
|   | members in which case the       |   |   |   |     |            |
|   | initials of only one (1)        |   |   |   |     |            |
|   | verifying member is requried?   |   |   |   |     |            |
|   | (Examination of records/        |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If currency counters are        | \ | \ | \ | 542 |            |
| 4 | utilized and the count room     | _ | _ | _ | .31 |            |
| \ | table is used only to empty     | \ | \ | \ | (d) |            |
| . | boxes and sort/stack contents,  | _ | _ | _ | (5) |            |
|   | is a count team member able to  | \ | \ | \ |     |            |
|   | observe the loading and         | _ | _ | _ |     |            |
|   | unloading of all currency at    | \ | \ | \ |     |            |
|   | the currency counter, including | _ | _ | _ |     |            |
|   | rejected currency?              |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are table game drop boxes, when | \ | \ | \ | 542 |            |
| 5 | empty, shown to another member  | _ | _ | _ | .31 |            |
| \ | of the count team, or to        | \ | \ | \ | (d) |            |
| . | another person who is observing | _ | _ | _ | (6) |            |
|   | the count, or to surveillance   | \ | \ | \ |     |            |
|   | provided the count is monitored | _ | _ | _ |     |            |
|   | in its entirety by a person     | \ | \ | \ |     |            |
|   | independent if the count?       | _ | _ | _ |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are orders for fill/credit (if  | \ | \ | \ | 542 |            |
| 6 | applicable) matched to the      | _ | _ | _ | .31 |            |
| \ | fill/credit slips and are fills | \ | \ | \ | (d) |            |
| . | and credits traced to or        | _ | _ | _ | (7) |            |
|   | recorded on the count sheet?    | \ | \ | \ |     |            |
|   | (Examination of records and     | _ | _ | _ |     |            |
|   | inquiry) (If accounting         | \ | \ | \ |     |            |
|   | personnel perform this          | _ | _ | _ |     |            |
|   | function, question 16 shall     |   |   |   |     |            |
|   | apply.) (Performance of this    |   |   |   |     |            |
|   | standard in the count room is   |   |   |   |     |            |
|   | the desired process.)           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are pit marker issue and        | \ | \ | \ | 542 |            |
| 7 | payment slips (if applicable)   | _ | _ | _ | .31 |            |
| \ | removed from the table game     | \ | \ | \ | (d) |            |
| . | drop boxes either: (Examination | _ | _ | _ | (8) |            |
|   | of records) (If accounting      | \ | \ | \ | (i) |            |
|   | personnel perform this          | _ | _ | _ |     |            |
|   | function, question 16 shall     | \ | \ | \ |     |            |
|   | apply.) (Performance of this    | _ | _ | _ |     |            |
|   | standard in the count room is   |   |   |   |     |            |
|   | the desired process.)           |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Traced to or recorded on the    |   |   |   |     |            |
|   | count sheet by the count team?  |   |   |   |     |            |
|   | Or                              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are pit marker issue and        | \ | \ | \ | 5   |            |
| 8 | payment slips (if applicable)   | _ | _ | _ | 42. |            |
| \ | removed from the table game     | \ | \ | \ | 31( |            |
| . | drop boxes either: (Examination | _ | _ | _ | d)( |            |
|   | of records) (If accounting      | \ | \ | \ | 8)( |            |
|   | personnel perform this          | _ | _ | _ | ii) |            |
|   | function, question 16 shall     | \ | \ | \ |     |            |
|   | apply.) (Performance of this    | _ | _ | _ |     |            |
|   | standard in the count room is   |   |   |   |     |            |
|   | the desired process.)           |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Totaled by shift and traced to  |   |   |   |     |            |
|   | the totals documented by the    |   |   |   |     |            |
|   | computerized system?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Are pit marker issue and        | \ | \ | \ | 5   |            |
| 9 | payment slips (if applicable)   | _ | _ | _ | 42. |            |
| \ | removed from the table game     | \ | \ | \ | 31( |            |
| . | drop boxes either: (Examination | _ | _ | _ | d)( |            |
|   | of records)                     | \ | \ | \ | 8)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Do accounting personnel verify  | \ | \ | \ |     |            |
|   | the issue/payment slip for each | _ | _ | _ |     |            |
|   | table is accurate?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are foreign currency exchange   | \ | \ | \ | 542 |            |
| 0 | forms (if applicable) removed   | _ | _ | _ | .31 |            |
| \ | from the table game drop boxes  | \ | \ | \ | (d) |            |
| . | reviewed for the proper daily   | _ | _ | _ | (9) |            |
|   | exchange rate and the           | \ | \ | \ |     |            |
|   | conversion amount recomputed by | _ | _ | _ |     |            |
|   | either: (Examination of         | \ | \ | \ |     |            |
|   | records/ inquiry)               | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | The count team or               |   |   |   |     |            |
|   | accounting/auditing employees?  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are the opening/closing table   | \ | \ | \ | 5   |            |
| 1 | and marker inventory forms (if  | _ | _ | _ | 42. |            |
| \ | applicable) either:             | \ | \ | \ | 31( |            |
| . | (Examination of records/        | _ | _ | _ | d)( |            |
|   | inquiry)                        | \ | \ | \ | 10) |            |
|   |                                 | _ | _ | _ | (i) |            |
|   | Examined and traced to or       | \ | \ | \ |     |            |
|   | recorded on the count sheet? Or | _ | _ | _ |     |            |
|   | (If accounting personnel        |   |   |   |     |            |
|   | perform this function, question |   |   |   |     |            |
|   | 16 shall apply.) (Performance   |   |   |   |     |            |
|   | of this standard in the count   |   |   |   |     |            |
|   | room is the desired process.)   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are the opening/closing table   | \ | \ | \ | 54  |            |
| 2 | and marker inventory forms (if  | _ | _ | _ | 2.3 |            |
| \ | applicable) either:             | \ | \ | \ | 1(d |            |
| . | (Examination of records/        | _ | _ | _ | )(1 |            |
|   | inquiry)                        | \ | \ | \ | 0)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | If a computerized system is     | \ | \ | \ |     |            |
|   | used, do accounting personnel:  | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Trace the opening/closing table |   |   |   |     |            |
|   | and marker inventory forms (if  |   |   |   |     |            |
|   | applicable) to the count sheet? |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are the opening/closing table   | \ | \ | \ | 54  |            |
| 3 | and marker inventory forms (if  | _ | _ | _ | 2.3 |            |
| \ | applicable) either:             | \ | \ | \ | 1(d |            |
| . | (Examination of records/        | _ | _ | _ | )(1 |            |
|   | inquiry)                        | \ | \ | \ | 0)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | If a computerized system is     | \ | \ | \ |     |            |
|   | used, do accounting personnel:  | _ | _ | _ |     |            |
|   |                                 |   |   |   |     |            |
|   | Investigate any discrepancies   |   |   |   |     |            |
|   | with the findings documented    |   |   |   |     |            |
|   | and maintained for inspection?  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is the count sheet reconciled   | \ | \ | \ | 5   |            |
| 4 | to the total drop by a count    | _ | _ | _ | 42. |            |
| \ | team member who does not        | \ | \ | \ | 31( |            |
| . | function as the sole recorder?  | _ | _ | _ | d)( |            |
|   | (Observation)                   | \ | \ | \ | 11) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Do all members of the count     | \ | \ | \ | 5   |            |
| 5 | team sign the count document or | _ | _ | _ | 42. |            |
| \ | a summary report to attest to   | \ | \ | \ | 31( |            |
| . | their participation in the      | _ | _ | _ | d)( |            |
|   | count? (Examination of records  | \ | \ | \ | 12) |            |
|   | and observation)                | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are all drop proceeds and cash  | \ | \ | \ | 5   |            |
| 6 | equivalents that were counted   | _ | _ | _ | 42. |            |
| \ | turned over to the cage or      | \ | \ | \ | 31( |            |
| . | vault cashier (who shall be     | _ | _ | _ | d)( |            |
|   | independent of the count team)  | \ | \ | \ | 13) |            |
|   | or to an authorized             | _ | _ | _ |     |            |
|   | person/employee independent of  | \ | \ | \ |     |            |
|   | the revenue generation and the  | _ | _ | _ |     |            |
|   | count process for verification? |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Does the above mentioned person | \ | \ | \ | 5   |            |
| 7 | certify by signature as to the  | _ | _ | _ | 42. |            |
| \ | accuracy of the drop proceeds   | \ | \ | \ | 31( |            |
| . | delivered and received?         | _ | _ | _ | d)( |            |
|   | (Examination of records and     | \ | \ | \ | 13) |            |
|   | observation)                    | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is the count sheet, with all    | \ | \ | \ | 5   |            |
| 8 | supporting documents, delivered | _ | _ | _ | 42. |            |
| \ | to the accounting department by | \ | \ | \ | 31( |            |
| . | a count team member or a person | _ | _ | _ | d)( |            |
|   | independent of the cashiers     | \ | \ | \ | 14) |            |
|   | department or is it adequately  | _ | _ | _ |     |            |
|   | secured (e.g., locked container | \ | \ | \ |     |            |
|   | to which only accounting        | _ | _ | _ |     |            |
|   | personnel can gain access)      |   |   |   |     |            |
|   | until retrieved by the          |   |   |   |     |            |
|   | accounting department?          |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is access to stored, full table | \ | \ | \ | 5   |            |
| 9 | game drop boxes restricted to   | _ | _ | _ | 42. |            |
| \ | authorized members of the drop  | \ | \ | \ | 31( |            |
| . | and count teams? (Observation/  | _ | _ | _ | d)( |            |
|   | inquiry)                        | \ | \ | \ | 15) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are a minimum of two employees  | \ | \ | \ | 542 |            |
| 0 | involved in the removal of the  | _ | _ | _ | .31 |            |
| \ | gaming machine drop, at least   | \ | \ | \ | (e) |            |
| . | one of whom is independent of   | _ | _ | _ | (1) |            |
|   | the gaming machine department?  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all bill acceptor canisters | \ | \ | \ | 542 |            |
| 1 | removed only at the time        | _ | _ | _ | .31 |            |
| \ | previously designated by the    | \ | \ | \ | (e) |            |
| . | gaming operation and reported   | _ | _ | _ | (2) |            |
|   | to the TGRA, except for         | \ | \ | \ |     |            |
|   | emergency drops? (Observation   | _ | _ | _ |     |            |
|   | and inquiry)                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is surveillance notified when   | \ | \ | \ | 542 |            |
| 2 | the drop is to begin so that    | _ | _ | _ | .31 |            |
| \ | surveillance may monitor the    | \ | \ | \ | (e) |            |
| . | activities? (Observation and    | _ | _ | _ | (3) |            |
|   | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are the bill acceptor canisters | \ | \ | \ | 542 |            |
| 3 | removed by a person independent | _ | _ | _ | .31 |            |
| \ | of the gaming machine           | \ | \ | \ | (e) |            |
| . | department then transported     | _ | _ | _ | (4) |            |
|   | directly to the count room or   | \ | \ | \ |     |            |
|   | other equivalently secure area  | _ | _ | _ |     |            |
|   | with comparable controls and    | \ | \ | \ |     |            |
|   | locked in a secure manner until | _ | _ | _ |     |            |
|   | the count takes place?          |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is security provided over the   | \ | \ | \ | 542 |            |
| 4 | bill acceptor canisters removed | _ | _ | _ | .31 |            |
| \ | from the gaming machines and    | \ | \ | \ | (e) |            |
| . | awaiting transport to the count | _ | _ | _ | (4) |            |
|   | room? (Observation)             | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is the transporting of bill     | \ | \ | \ | 5   |            |
| 5 | acceptor canisters performed by | _ | _ | _ | 42. |            |
| \ | a minimum of two persons, at    | \ | \ | \ | 31( |            |
| . | least one of whom is            | _ | _ | _ | e)( |            |
|   | independent of the gaming       | \ | \ | \ | 4)( |            |
|   | machine department?             | _ | _ | _ | ii) |            |
|   | (Observation and inquiry)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Are all bill acceptor canisters | \ | \ | \ | 542 |            |
| 6 | posted with a number            | _ | _ | _ | .31 |            |
| \ | corresponding to a permanent    | \ | \ | \ | (e) |            |
| . | number on the gaming machine?   | _ | _ | _ | (5) |            |
|   | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is the gaming machine bill      | \ | \ | \ | 542 |            |
| 7 | acceptor count performed in a   | _ | _ | _ | .31 |            |
| \ | soft count room or other        | \ | \ | \ | (f) |            |
| . | equivalently secure area with   | _ | _ | _ | (1) |            |
|   | comparable controls?            | \ | \ | \ |     |            |
|   | (Observation)                   | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Is access to the count room     | \ | \ | \ | 542 |            |
| 8 | during the count restricted to  | _ | _ | _ | .31 |            |
| \ | members of the drop and count   | \ | \ | \ | (f) |            |
| . | teams, with the exception of    | _ | _ | _ | (2) |            |
|   | authorized observers,           | \ | \ | \ |     |            |
|   | supervisors for resolution of   | _ | _ | _ |     |            |
|   | problems, and authorized        | \ | \ | \ |     |            |
|   | maintenance personnel?          | _ | _ | _ |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If counts from various revenue  | \ | \ | \ | 542 |            |
| 9 | centers occur simultaneously in | _ | _ | _ | .31 |            |
| \ | the count room, are procedures  | \ | \ | \ | (f) |            |
| . | in effect that prevent the      | _ | _ | _ | (3) |            |
|   | commingling of funds from       | \ | \ | \ |     |            |
|   | different revenue centers?      | _ | _ | _ |     |            |
|   | (Observation/ inquiry)          | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are the bill acceptor canisters | \ | \ | \ | 542 |            |
| 0 | individually emptied and        | _ | _ | _ | .31 |            |
| \ | counted in such a manner to     | \ | \ | \ | (f) |            |
| . | prevent the commingling of      | _ | _ | _ | (4) |            |
|   | funds between canisters until   | \ | \ | \ |     |            |
|   | the count of the canister has   | _ | _ | _ |     |            |
|   | been recorded? (Observation)    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Is the count of each canister   | \ | \ | \ | 542 |            |
| 1 | recorded in ink or other        | _ | _ | _ | .31 |            |
| \ | permanent form of recordation?  | \ | \ | \ | (f) |            |
| . | (Obs.)                          | _ | _ | _ | (4) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are corrections to information  | \ | \ | \ | 5   |            |
| 2 | originally recorded by the      | _ | _ | _ | 42. |            |
| \ | count team on soft count        | \ | \ | \ | 31( |            |
| . | documentation made by drawing a | _ | _ | _ | f)( |            |
|   | single line through the error,  | \ | \ | \ | 4)( |            |
|   | writing the correct figure      | _ | _ | _ | ii) |            |
|   | above the original figure, and  | \ | \ | \ |     |            |
|   | then obtaining the initials of  | _ | _ | _ |     |            |
|   | at least two count team members |   |   |   |     |            |
|   | who verified the change?        |   |   |   |     |            |
|   | (Examination of records/        |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | If currency counters are        | \ | \ | \ | 542 |            |
| 3 | utilized and the count room     | _ | _ | _ | .31 |            |
| \ | table is used only to empty     | \ | \ | \ | (f) |            |
| . | canisters and sort/stack        | _ | _ | _ | (5) |            |
|   | contents, is a count team       | \ | \ | \ |     |            |
|   | member able to observe the      | _ | _ | _ |     |            |
|   | loading and unloading of all    | \ | \ | \ |     |            |
|   | currency at the currency        | _ | _ | _ |     |            |
|   | counter, including rejected     |   |   |   |     |            |
|   | currency? (Observation)         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are bill acceptor canisters,    | \ | \ | \ | 542 |            |
| 4 | when empty, shown to another    | _ | _ | _ | .31 |            |
| \ | member of the count team, or to | \ | \ | \ | (f) |            |
| . | another person who is observing | _ | _ | _ | (6) |            |
|   | the count, or to surveillance   | \ | \ | \ |     |            |
|   | provided the count is monitored | _ | _ | _ |     |            |
|   | in its entirety by a person     | \ | \ | \ |     |            |
|   | independent of the count?       | _ | _ | _ |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Is the count sheet reconciled   | \ | \ | \ | 542 |            |
| 5 | to the total drop by a count    | _ | _ | _ | .31 |            |
| \ | team member who does not        | \ | \ | \ | (f) |            |
| . | function as the sole recorder?  | _ | _ | _ | (7) |            |
|   | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Do all members of the count     | \ | \ | \ | 542 |            |
| 6 | team sign the count document or | _ | _ | _ | .31 |            |
| \ | a summary report to attest to   | \ | \ | \ | (f) |            |
| . | their participation in the      | _ | _ | _ | (8) |            |
|   | count? (Examination of records  | \ | \ | \ |     |            |
|   | and observation)                | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are all drop proceeds and cash  | \ | \ | \ | 542 |            |
| 7 | equivalents that were counted   | _ | _ | _ | .31 |            |
| \ | turned over to the cage or      | \ | \ | \ | (f) |            |
| . | vault cashier (who shall be     | _ | _ | _ | (9) |            |
|   | independent of the count team)  | \ | \ | \ |     |            |
|   | or to an authorized             | _ | _ | _ |     |            |
|   | person/employee independent of  | \ | \ | \ |     |            |
|   | the revenue generation and the  | _ | _ | _ |     |            |
|   | count process for verification? |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Does the above mentioned person | \ | \ | \ | 542 |            |
| 8 | certify by signature to the     | _ | _ | _ | .31 |            |
| \ | accuracy of the drop proceeds   | \ | \ | \ | (f) |            |
| . | delivered and received?         | _ | _ | _ | (9) |            |
|   | (Examination of records and     | \ | \ | \ |     |            |
|   | observation)                    | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Is the count sheet, with all    | \ | \ | \ | 5   |            |
| 9 | supporting documents, delivered | _ | _ | _ | 42. |            |
| \ | to the accounting department by | \ | \ | \ | 31( |            |
| . | a count team member or a person | _ | _ | _ | f)( |            |
|   | independent of the cashiers     | \ | \ | \ | 10) |            |
|   | department or alternatively, is | _ | _ | _ |     |            |
|   | it adequately secured (e.g.,    | \ | \ | \ |     |            |
|   | locked container to which only  | _ | _ | _ |     |            |
|   | accounting personnel can gain   |   |   |   |     |            |
|   | access) until retrieved by the  |   |   |   |     |            |
|   | accounting department?          |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is access to stored bill        | \ | \ | \ | 5   |            |
| 0 | acceptor canisters, full or     | _ | _ | _ | 42. |            |
| \ | empty, restricted to:           | \ | \ | \ | 31( |            |
| . | (Observation and inquiry)       | _ | _ | _ | f)( |            |
|   |                                 | \ | \ | \ | 11) |            |
|   | To authorized members of the    | _ | _ | _ | (i) |            |
|   | drop and count teams?           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is access to stored bill        | \ | \ | \ | 54  |            |
| 1 | acceptor canisters, full or     | _ | _ | _ | 2.3 |            |
| \ | empty, restricted to:           | \ | \ | \ | 1(f |            |
| . | (Observation/ inquiry)          | _ | _ | _ | )(1 |            |
|   |                                 | \ | \ | \ | 1)( |            |
|   | To authorized personnel in an   | _ | _ | _ | ii) |            |
|   | emergency for resolution of a   | \ | \ | \ |     |            |
|   | problem?                        | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are a minimum of two employees  | \ | \ | \ | 542 |            |
| 2 | involved in the removal of the  | _ | _ | _ | .31 |            |
| \ | gaming machine drop, at least   | \ | \ | \ | (g) |            |
| . | one of whom is independent of   | _ | _ | _ | (1) |            |
|   | the gaming machine department?  | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are all drop buckets removed    | \ | \ | \ | 542 |            |
| 3 | only at the time previously     | _ | _ | _ | .31 |            |
| \ | designated by the gaming        | \ | \ | \ | (g) |            |
| . | operation and reported to the   | _ | _ | _ | (2) |            |
|   | Tribal gaming regulatory        | \ | \ | \ |     |            |
|   | authority, except for emergency | _ | _ | _ |     |            |
|   | drops? (Observation and         | \ | \ | \ |     |            |
|   | inquiry)                        | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is surveillance notified when   | \ | \ | \ | 542 |            |
| 4 | the drop is to begin in order   | _ | _ | _ | .31 |            |
| \ | that surveillance may monitor   | \ | \ | \ | (g) |            |
| . | the activities? (Observation    | _ | _ | _ | (3) |            |
|   | and inquiry)                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is security provided over the   | \ | \ | \ | 542 |            |
| 5 | buckets removed from the gaming | _ | _ | _ | .31 |            |
| \ | machine drop cabinets and       | \ | \ | \ | (g) |            |
| . | awaiting transport to the count | _ | _ | _ | (4) |            |
|   | room? (Observation)             | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | As each machine is opened, are  | \ | \ | \ | 542 |            |
| 6 | the contents tagged with its    | _ | _ | _ | .31 |            |
| \ | respective machine number if    | \ | \ | \ | (g) |            |
| . | the bucket is not permanently   | _ | _ | _ | (5) |            |
|   | marked with the machine number? | \ | \ | \ |     |            |
|   | (Observation) (Note: Standard   | _ | _ | _ |     |            |
|   | does not apply to smart bucket  | \ | \ | \ |     |            |
|   | systems.)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are the contents transported    | \ | \ | \ | 542 |            |
| 7 | directly to the area designated | _ | _ | _ | .31 |            |
| \ | for the counting of such drop   | \ | \ | \ | (g) |            |
| . | proceeds? (Observation) (Note:  | _ | _ | _ | (5) |            |
|   | Standard does not apply to      | \ | \ | \ |     |            |
|   | smart bucket systems.)          | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | If more than one trip is        | \ | \ | \ | 542 |            |
| 8 | required to remove the contents | _ | _ | _ | .31 |            |
| \ | of the machines, are the filled | \ | \ | \ | (g) |            |
| . | carts of coins securely locked  | _ | _ | _ | (5) |            |
|   | in the room designed for        | \ | \ | \ |     |            |
|   | counting or in another          | _ | _ | _ |     |            |
|   | equivalently secure area with   | \ | \ | \ |     |            |
|   | comparable controls?            | _ | _ | _ |     |            |
|   | (Observation/ inquiry) (Note:   |   |   |   |     |            |
|   | Standard does not apply to      |   |   |   |     |            |
|   | smart bucket systems.)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is there a locked covering on   | \ | \ | \ | 542 |            |
| 9 | any carts in which the drop     | _ | _ | _ | .31 |            |
| \ | route includes passage out of   | \ | \ | \ | (g) |            |
| . | doors? (Observation) (Note:     | _ | _ | _ | (5) |            |
|   | Standard does not apply to      | \ | \ | \ |     |            |
|   | smart bucket systems.)          | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Each drop bucket in use shall   | \ | \ | \ | 542 |            |
| 0 | be: (Observation)               | _ | _ | _ | .31 |            |
| \ |                                 | \ | \ | \ | (g) |            |
| . | Housed in a locked compartment  | _ | _ | _ | (6) |            |
|   | separate from any other         | \ | \ | \ | (i) |            |
|   | compartment of the gaming       | _ | _ | _ |     |            |
|   | machine and keyed differently   | \ | \ | \ |     |            |
|   | than other gaming machine       | _ | _ | _ |     |            |
|   | compartments?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Each drop bucket in use shall   | \ | \ | \ | 5   |            |
| 1 | be: (Observation)               | _ | _ | _ | 42. |            |
| \ |                                 | \ | \ | \ | 31( |            |
| . | Identifiable to the gaming      | _ | _ | _ | g)( |            |
|   | machine from which it is        | \ | \ | \ | 6)( |            |
|   | removed?                        | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Each drop bucket in use shall   | \ | \ | \ | 5   |            |
| 2 | be: (Observation)               | _ | _ | _ | 42. |            |
| \ |                                 | \ | \ | \ | 31( |            |
| . | If the gaming machine is        | _ | _ | _ | g)( |            |
|   | identified with a removable tag | \ | \ | \ | 6)( |            |
|   | that is placed in the bucket,   | _ | _ | _ | ii) |            |
|   | is the tag placed on top of the | \ | \ | \ |     |            |
|   | bucket when it is collected?    | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Does each gaming machine have   | \ | \ | \ | 542 |            |
| 3 | drop buckets into which coins   | _ | _ | _ | .31 |            |
| \ | or tokens that are retained by  | \ | \ | \ | (g) |            |
| . | the gaming machine are          | _ | _ | _ | (7) |            |
|   | collected? (Note: The           | \ | \ | \ |     |            |
|   | collection procedures may       | _ | _ | _ |     |            |
|   | include procedures for dropping | \ | \ | \ |     |            |
|   | gaming machines that have trays | _ | _ | _ |     |            |
|   | instead of drop buckets.)       |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Are drop bucket contents not    | \ | \ | \ | 542 |            |
| 4 | used to make change or pay      | _ | _ | _ | .31 |            |
| \ | hand-paid payouts? (Inquiry)    | \ | \ | \ | (g) |            |
| . |                                 | _ | _ | _ | (7) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| H |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is the weigh/count performed by | \ | \ | \ | 542 |            |
| 5 | a minimum of two employees?     | _ | _ | _ | .31 |            |
| \ | (Observation)                   | \ | \ | \ | (h) |            |
| . |                                 | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is the count viewed either      | \ | \ | \ | 542 |            |
| 6 | live, or on video recording     | _ | _ | _ | .31 |            |
| \ | and/or digital record within    | \ | \ | \ | (h) |            |
| . | seven (7) days by an employee   | _ | _ | _ | (1) |            |
|   | independent of the count?       | \ | \ | \ | (i) |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | At no time during the           | \ | \ | \ | 542 |            |
| 7 | weigh/count are there fewer     | _ | _ | _ | .31 |            |
| \ | than two employees in the count | \ | \ | \ | (h) |            |
| . | room until the drop proceeds    | _ | _ | _ | (2) |            |
|   | have been accepted into         | \ | \ | \ |     |            |
|   | cage/vault accountability?      | _ | _ | _ |     |            |
|   | (Observation/ inquiry)          | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is surveillance notified        | \ | \ | \ | 542 |            |
| 8 | whenever count room personnel   | _ | _ | _ | .31 |            |
| \ | exit or enter the count room    | \ | \ | \ | (h) |            |
| . | during the count? (Observation/ | _ | _ | _ | (2) |            |
|   | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | If the gaming machine count is  | \ | \ | \ | 542 |            |
| 9 | conducted with a continuous     | _ | _ | _ | .31 |            |
| \ | mechanical count meter that is  | \ | \ | \ | (h) |            |
| . | not reset during the count and  | _ | _ | _ | (2) |            |
|   | is verified in writing by at    | \ | \ | \ | (i) |            |
|   | least two employees at the      | _ | _ | _ |     |            |
|   | start and end of each           | \ | \ | \ |     |            |
|   | denomination count, does at     | _ | _ | _ |     |            |
|   | least one employee perform the  |   |   |   |     |            |
|   | wrap? (Observation)             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Are count team members rotated  | \ | \ | \ | 542 |            |
| 0 | on a routine basis such that    | _ | _ | _ | .31 |            |
| \ | the count team is not           | \ | \ | \ | (h) |            |
| . | consistently the same two       | _ | _ | _ | (3) |            |
|   | persons more than four (4) days | \ | \ | \ |     |            |
|   | per week? (Note: This standard  | _ | _ | _ |     |            |
|   | does not apply to count teams   | \ | \ | \ |     |            |
|   | with more than two members.)    | _ | _ | _ |     |            |
|   | (Observation/ inquiry)          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Is the count team independent   | \ | \ | \ | 542 |            |
| 1 | of transactions being reviewed  | _ | _ | _ | .31 |            |
| \ | and counted and is the count    | \ | \ | \ | (h) |            |
| . | team independent of the         | _ | _ | _ | (4) |            |
|   | cage/vault departments, unless  | \ | \ | \ |     |            |
|   | they are non-supervisory gaming | _ | _ | _ |     |            |
|   | machine employees and perform   | \ | \ | \ |     |            |
|   | the laborer function only (A    | _ | _ | _ |     |            |
|   | non-supervisory gaming machine  |   |   |   |     |            |
|   | employee is defined as a person |   |   |   |     |            |
|   | below the level of gaming       |   |   |   |     |            |
|   | machine shift supervisor)?      |   |   |   |     |            |
|   | (Inquiry) (Note: See question   |   |   |   |     |            |
|   | 16 for other personnel)         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| w |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Is the gaming machine coin      | \ | \ | \ | 542 |            |
| 2 | count and wrap performed in a   | _ | _ | _ | .31 |            |
| \ | count room or other             | \ | \ | \ | (i) |            |
| . | equivalently secure area with   | _ | _ | _ | (2) |            |
|   | comparable controls?            | \ | \ | \ |     |            |
|   | (Observation) (Note: Standard   | _ | _ | _ |     |            |
|   | does not apply to On-the-floor  | \ | \ | \ |     |            |
|   | drop-systems. Refer to          | _ | _ | _ |     |            |
|   | questions 84-97.)               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 3 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (A) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Does the gaming operation       | _ | _ | _ |     |            |
|   | utilize and maintain an         |   |   |   |     |            |
|   | effective on-line gaming        |   |   |   |     |            |
|   | machine monitoring system, as   |   |   |   |     |            |
|   | described in Section 542.13     |   |   |   |     |            |
|   | Gaming Machines questions       |   |   |   |     |            |
|   | 110-111?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 4 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (B) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Do components of the            | _ | _ | _ |     |            |
|   | on-the-floor drop system        |   |   |   |     |            |
|   | include, but not limited to, a  |   |   |   |     |            |
|   | weigh scale, a laptop computer  |   |   |   |     |            |
|   | through which weigh/count       |   |   |   |     |            |
|   | applications are operated, a    |   |   |   |     |            |
|   | security camera available for   |   |   |   |     |            |
|   | the mobile scale system, and a  |   |   |   |     |            |
|   | VCR to be housed within the     |   |   |   |     |            |
|   | video compartment of the mobile |   |   |   |     |            |
|   | scale? (Note: The system may    |   |   |   |     |            |
|   | include a mule cart used for    |   |   |   |     |            |
|   | mobile weigh scale system       |   |   |   |     |            |
|   | locomotion.)                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 5 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (C) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Does the gaming operation       | _ | _ | _ |     |            |
|   | utilize a security camera and   |   |   |   |     |            |
|   | is this camera installed in     |   |   |   |     |            |
|   | such a way as to eliminate      |   |   |   |     |            |
|   | tampering?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 6 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (D) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Prior to the drop, does the     | _ | _ | _ |     |            |
|   | drop/count team ensure the      |   |   |   |     |            |
|   | scale batteries are charged?    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 7 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (E) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Prior to the drop, is a         | _ | _ | _ |     |            |
|   | videotape inserted into the VCR |   |   |   |     |            |
|   | used to record the drop in      |   |   |   |     |            |
|   | conjunction with the security   |   |   |   |     |            |
|   | camera system and is the VCR    |   |   |   |     |            |
|   | activated?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 8 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (F) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Is the weigh scale test         | _ | _ | _ |     |            |
|   | performed prior to removing the |   |   |   |     |            |
|   | unit from the hard count room   |   |   |   |     |            |
|   | for the start of the            |   |   |   |     |            |
|   | weigh/drop/count?               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 9 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (G) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Is surveillance notified when   | _ | _ | _ |     |            |
|   | the weigh/drop/count begins and |   |   |   |     |            |
|   | is capable of monitoring the    |   |   |   |     |            |
|   | entire process?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 0 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (H) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Does an observer independent of | _ | _ | _ |     |            |
|   | the weigh/drop/count teams      |   |   |   |     |            |
|   | (independent observer) remain   |   |   |   |     |            |
|   | by the weigh scale at all times |   |   |   |     |            |
|   | and observes the entire         |   |   |   |     |            |
|   | weigh/drop/count process?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 1 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (I) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Does physical custody of the    | _ | _ | _ |     |            |
|   | key(s) needed to access the     |   |   |   |     |            |
|   | laptop and video compartment    |   |   |   |     |            |
|   | require the involvement of two  |   |   |   |     |            |
|   | persons, one of whom is         |   |   |   |     |            |
|   | independent of the drop and     |   |   |   |     |            |
|   | count team?                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 2 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (J) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Are the mule key (if            | _ | _ | _ |     |            |
|   | applicable), the laptop and     |   |   |   |     |            |
|   | video compartment keys, and the |   |   |   |     |            |
|   | remote control for the VCR      |   |   |   |     |            |
|   | maintained by a department      |   |   |   |     |            |
|   | independent of the gaming       |   |   |   |     |            |
|   | machine department and do the   |   |   |   |     |            |
|   | appropriate personnel sign out  |   |   |   |     |            |
|   | the keys?                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 3 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (K) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Is a person independent of the  | _ | _ | _ |     |            |
|   | weigh/drop/count teams required |   |   |   |     |            |
|   | to accompany these keys while   |   |   |   |     |            |
|   | they are checked out, and       |   |   |   |     |            |
|   | observe each time the laptop    |   |   |   |     |            |
|   | compartment is opened?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 4 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (L) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Is the laptop access panel not  | _ | _ | _ |     |            |
|   | opened outside the hard count   |   |   |   |     |            |
|   | room, except in instances when  |   |   |   |     |            |
|   | the laptop must be rebooted as  |   |   |   |     |            |
|   | a result of a crash, lock up,   |   |   |   |     |            |
|   | or other situation requiring    |   |   |   |     |            |
|   | immediate corrective action?    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 5 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (M) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Is user access to the system    | _ | _ | _ |     |            |
|   | limited to those employees      |   |   |   |     |            |
|   | required to have full or        |   |   |   |     |            |
|   | limited access to complete the  |   |   |   |     |            |
|   | weigh/drop/count?               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Alternatively, an on-the-floor  | \ | \ | \ | 542 |            |
| 6 | drop system utilizing a mobile  | _ | _ | _ | .31 |            |
| \ | scale shall satisfy the         | \ | \ | \ | (i) |            |
| . | requirements of this paragraph, | _ | _ | _ | (2) |            |
|   | subject to the following        | \ | \ | \ | (i) |            |
|   | conditions: (Observation)       | _ | _ | _ | (N) |            |
|   |                                 | \ | \ | \ |     |            |
|   | When the weigh/drop/count is    | _ | _ | _ |     |            |
|   | completed, does the independent |   |   |   |     |            |
|   | observer access the laptop      |   |   |   |     |            |
|   | compartment, end the recording  |   |   |   |     |            |
|   | session, eject the videotape,   |   |   |   |     |            |
|   | and deliver the videotape to    |   |   |   |     |            |
|   | surveillance?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Is access to the count room     | \ | \ | \ | 542 |            |
| 7 | during the count restricted to  | _ | _ | _ | .31 |            |
| \ | members of the drop and count   | \ | \ | \ | (i) |            |
| . | teams, with the exception of    | _ | _ | _ | (3) |            |
|   | authorized observers,           | \ | \ | \ |     |            |
|   | supervisors for resolution of   | _ | _ | _ |     |            |
|   | problems, and authorized        | \ | \ | \ |     |            |
|   | maintenance personnel?          | _ | _ | _ |     |            |
|   | (Obs/inquiry)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If counts from various revenue  | \ | \ | \ | 542 |            |
| 8 | centers occur simultaneously in | _ | _ | _ | .31 |            |
| \ | the count room, are procedures  | \ | \ | \ | (i) |            |
| . | in effect that prevent the      | _ | _ | _ | (4) |            |
|   | commingling of funds from       | \ | \ | \ |     |            |
|   | different revenue centers?      | _ | _ | _ |     |            |
|   | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Are the following functions     | \ | \ | \ | 542 |            |
| 9 | performed in the counting of    | _ | _ | _ | .31 |            |
| \ | the gaming machine drop:        | \ | \ | \ | (i) |            |
| . | (Observation)                   | _ | _ | _ | (5) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   | Recorder function, which        | _ | _ | _ |     |            |
|   | involves the recording of the   | \ | \ | \ |     |            |
|   | gaming machine count?           | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the following functions     | \ | \ | \ | 5   |            |
| 0 | performed in the counting of    | _ | _ | _ | 42. |            |
| 0 | the gaming machine drop: (Obs)  | \ | \ | \ | 31( |            |
| \ |                                 | _ | _ | _ | i)( |            |
| . | Count team supervisor function, | \ | \ | \ | 5)( |            |
|   | which involves the control of   | _ | _ | _ | ii) |            |
|   | the gaming machine weigh and    | \ | \ | \ |     |            |
|   | wrap process and does not       | _ | _ | _ |     |            |
|   | perform the initial recording   |   |   |   |     |            |
|   | of the weigh/count unless a     |   |   |   |     |            |
|   | weigh scale with a printer is   |   |   |   |     |            |
|   | used?                           |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the gaming machine drop      | \ | \ | \ | 542 |            |
| 0 | counted, wrapped, and           | _ | _ | _ | .31 |            |
| 1 | reconciled in such a manner to  | \ | \ | \ | (i) |            |
| \ | prevent the commingling of      | _ | _ | _ | (6) |            |
| . | gaming machine drop coin with   | \ | \ | \ |     |            |
|   | coin (for each denomination)    | _ | _ | _ |     |            |
|   | from the next gaming machine    | \ | \ | \ |     |            |
|   | drop until the count of the     | _ | _ | _ |     |            |
|   | gaming machine drop has been    |   |   |   |     |            |
|   | recorded?(Obs)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the coins are not wrapped    | \ | \ | \ | 542 |            |
| 0 | immediately after being weighed | _ | _ | _ | .31 |            |
| 2 | or counted, are they secured    | \ | \ | \ | (i) |            |
| \ | and not commingled with other   | _ | _ | _ | (6) |            |
| . | coin? (Observation)             | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the amount of the gaming     | \ | \ | \ | 542 |            |
| 0 | machine drop from each machine  | _ | _ | _ | .31 |            |
| 3 | recorded in ink or other        | \ | \ | \ | (i) |            |
| \ | permanent form of recordation   | _ | _ | _ | (6) |            |
| . | on a gaming machine count       | \ | \ | \ | (i) |            |
|   | document by the recorder or     | _ | _ | _ |     |            |
|   | mechanically printed by the     | \ | \ | \ |     |            |
|   | weigh scale? (Examination of    | _ | _ | _ |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are corrections to information  | \ | \ | \ | 5   |            |
| 0 | originally recorded by the      | _ | _ | _ | 42. |            |
| 4 | count team on gaming machine    | \ | \ | \ | 31( |            |
| \ | count documentation made by     | _ | _ | _ | i)( |            |
| . | drawing a single line through   | \ | \ | \ | 6)( |            |
|   | the error, writing the correct  | _ | _ | _ | ii) |            |
|   | figure above the original       | \ | \ | \ |     |            |
|   | figure, and then obtaining the  | _ | _ | _ |     |            |
|   | initials of at least two count  |   |   |   |     |            |
|   | team members who verified the   |   |   |   |     |            |
|   | change? (Examination of         |   |   |   |     |            |
|   | records/ inquiry)               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a weigh scale interface is   | \ | \ | \ | 5   |            |
| 0 | used, corrections to gaming     | _ | _ | _ | 42. |            |
| 5 | machine count data shall be     | \ | \ | \ | 31( |            |
| \ | made using either of the        | _ | _ | _ | i)( |            |
| . | following: (Examination of      | \ | \ | \ | 6)( |            |
|   | records and inquiry)            | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (A) |            |
|   | By drawing a single line        | _ | _ | _ | (1) |            |
|   | through the error on the gaming |   |   |   |     |            |
|   | machine document, writing the   |   |   |   |     |            |
|   | correct figure above the        |   |   |   |     |            |
|   | original figure, and then       |   |   |   |     |            |
|   | obtaining the initials of at    |   |   |   |     |            |
|   | least two count team employees  |   |   |   |     |            |
|   | and an employee independent of  |   |   |   |     |            |
|   | the gaming machine department   |   |   |   |     |            |
|   | and count team shall enter the  |   |   |   |     |            |
|   | correct figure into the         |   |   |   |     |            |
|   | computer system prior to the    |   |   |   |     |            |
|   | generation of related gaming    |   |   |   |     |            |
|   | machine reports? Or             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a weigh scale interface is   | \ | \ | \ | 5   |            |
| 0 | used, corrections to gaming     | _ | _ | _ | 42. |            |
| 6 | machine count data shall be     | \ | \ | \ | 31( |            |
| \ | made using either of the        | _ | _ | _ | i)( |            |
| . | following: (Examination of      | \ | \ | \ | 6)( |            |
|   | records and inquiry)            | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (A) |            |
|   | During the count process, by    | _ | _ | _ | (2) |            |
|   | correcting the error in the     |   |   |   |     |            |
|   | computer system and entering    |   |   |   |     |            |
|   | the passwords of at least two   |   |   |   |     |            |
|   | count team employees and is an  |   |   |   |     |            |
|   | exception report generated by   |   |   |   |     |            |
|   | the computer system identifying |   |   |   |     |            |
|   | the gaming machine number, the  |   |   |   |     |            |
|   | error, the correction, and the  |   |   |   |     |            |
|   | count team employees attesting  |   |   |   |     |            |
|   | to the correction?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If applicable, is the weight    | \ | \ | \ | 542 |            |
| 0 | converted to dollar amounts     | _ | _ | _ | .31 |            |
| 7 | prior to the reconciliation of  | \ | \ | \ | (i) |            |
| \ | the weigh to the wrap?          | _ | _ | _ | (7) |            |
| . | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a coin meter is used, does a | \ | \ | \ | 542 |            |
| 0 | count team member convert the   | _ | _ | _ | .31 |            |
| 8 | coin count for each             | \ | \ | \ | (i) |            |
| \ | denomination into dollars and   | _ | _ | _ | (8) |            |
| . | enter the results on a summary  | \ | \ | \ |     |            |
|   | sheet? (Examination of records) | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does the recorder and at least  | \ | \ | \ | 542 |            |
| 0 | one other count team member     | _ | _ | _ | .31 |            |
| 9 | sign the weigh tape and the     | \ | \ | \ | (i) |            |
| \ | gaming machine count document   | _ | _ | _ | (9) |            |
| . | attesting to the accuracy of    | \ | \ | \ |     |            |
|   | the weigh/count? (Examination   | _ | _ | _ |     |            |
|   | of records and observation)     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Do all members of the count     | \ | \ | \ | 5   |            |
| 1 | team sign the count document or | _ | _ | _ | 42. |            |
| 0 | a summary report to attest to   | \ | \ | \ | 31( |            |
| \ | their participation in the      | _ | _ | _ | i)( |            |
| . | count? (Examination of records  | \ | \ | \ | 10) |            |
|   | and observation)                | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are all drop proceeds and cash  | \ | \ | \ | 5   |            |
| 1 | equivalents that were counted   | _ | _ | _ | 42. |            |
| 1 | turned over to the cage or      | \ | \ | \ | 31( |            |
| \ | vault cashier (who shall be     | _ | _ | _ | i)( |            |
| . | independent of the count team)  | \ | \ | \ | 11) |            |
|   | or to an authorized             | _ | _ | _ |     |            |
|   | person/employee independent of  | \ | \ | \ |     |            |
|   | the revenue generation and the  | _ | _ | _ |     |            |
|   | count process for verification. |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does such person certify by     | \ | \ | \ | 5   |            |
| 1 | signature as to the accuracy of | _ | _ | _ | 42. |            |
| 2 | the drop proceeds delivered and | \ | \ | \ | 31( |            |
| \ | received? (Examination of       | _ | _ | _ | i)( |            |
| . | records and observation)        | \ | \ | \ | 11) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are all gaming machine count    | \ | \ | \ | 5   |            |
| 1 | and wrap documentation,         | _ | _ | _ | 42. |            |
| 3 | including any applicable        | \ | \ | \ | 31( |            |
| \ | computer storage media,         | _ | _ | _ | i)( |            |
| . | delivered to the accounting     | \ | \ | \ | 12) |            |
|   | department by a count team      | _ | _ | _ |     |            |
|   | member or a person independent  | \ | \ | \ |     |            |
|   | of the cashier\'s department or | _ | _ | _ |     |            |
|   | is it adequately secured (e.g., |   |   |   |     |            |
|   | locked container to which only  |   |   |   |     |            |
|   | accounting personnel can        |   |   |   |     |            |
|   | access) until retrieved by the  |   |   |   |     |            |
|   | accounting department?(Obs)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the coins are transported    | \ | \ | \ | 5   |            |
| 1 | off the property, is a second   | _ | _ | _ | 42. |            |
| 4 | (alternative) count procedure   | \ | \ | \ | 31( |            |
| \ | performed before the coins      | _ | _ | _ | i)( |            |
| . | leave the property and are      | \ | \ | \ | 13) |            |
|   | variances documented? (Inquiry/ | _ | _ | _ |     |            |
|   | review supporting               | \ | \ | \ |     |            |
|   | documentation)                  | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are large (by denomination,     | \ | \ | \ | 5   |            |
| 1 | either \$1,000 or 2% of the     | _ | _ | _ | 42. |            |
| 5 | drop, whichever is less) or     | \ | \ | \ | 31( |            |
| \ | unusual (e.g., zero for         | _ | _ | _ | i)( |            |
| . | weigh/count or patterned for    | \ | \ | \ | 14) |            |
|   | all counts) variances between   | _ | _ | _ |     |            |
|   | the weigh/count and wrap        | \ | \ | \ |     |            |
|   | investigated by management      | _ | _ | _ |     |            |
|   | personnel independent of the    |   |   |   |     |            |
|   | gaming machine department,      |   |   |   |     |            |
|   | count team, and the cage/vault  |   |   |   |     |            |
|   | functions on a timely basis?    |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the results of such         | \ | \ | \ | 5   |            |
| 1 | investigations documented and   | _ | _ | _ | 42. |            |
| 6 | maintained for inspection?      | \ | \ | \ | 31( |            |
| \ | (Examination of records)        | _ | _ | _ | i)( |            |
| . |                                 | \ | \ | \ | 14) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the variance information     | \ | \ | \ | 5   |            |
| 1 | provided to the TGRA upon       | _ | _ | _ | 42. |            |
| 7 | request? (Inquiry)              | \ | \ | \ | 31( |            |
| \ |                                 | _ | _ | _ | i)( |            |
| . |                                 | \ | \ | \ | 14) |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| j |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| S |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| w |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room serves as a   | \ | \ | \ | 542 |            |
| 1 | coin room and coin room         | _ | _ | _ | .31 |            |
| 8 | inventory is not secured so as  | \ | \ | \ | (j) |            |
| \ | to preclude access by the count | _ | _ | _ | (1) |            |
| . | team, then the following        | \ | \ | \ | (i) |            |
|   | standards apply: (Examination   | _ | _ | _ | (A) |            |
|   | of records)                     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | At the commencement of the      |   |   |   |     |            |
|   | gaming machine count are the    |   |   |   |     |            |
|   | following requirements met:     |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Is the coin room inventory      |   |   |   |     |            |
|   | counted by at least two         |   |   |   |     |            |
|   | employees, one of whom is a     |   |   |   |     |            |
|   | member of the count team and    |   |   |   |     |            |
|   | the other is independent of the |   |   |   |     |            |
|   | weigh/count and wrap procedures |   |   |   |     |            |
|   | and is the count recorded on an |   |   |   |     |            |
|   | appropriate inventory form?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room serves as a   | \ | \ | \ | 5   |            |
| 1 | coin room and coin room         | _ | _ | _ | 42. |            |
| 9 | inventory is not secured so as  | \ | \ | \ | 31( |            |
| \ | to preclude access by the count | _ | _ | _ | j)( |            |
| . | team, then the following        | \ | \ | \ | 1)( |            |
|   | standards apply:                | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (A) |            |
|   | Upon completion of the wrap of  | _ | _ | _ |     |            |
|   | the gaming machine drop:        |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Do at least two members of the  |   |   |   |     |            |
|   | count team (wrap team),         |   |   |   |     |            |
|   | independently from each other,  |   |   |   |     |            |
|   | count the ending coin room      |   |   |   |     |            |
|   | inventory?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room serves as a   | \ | \ | \ | 5   |            |
| 2 | coin room and coin room         | _ | _ | _ | 42. |            |
| 0 | inventory is not secured so as  | \ | \ | \ | 31( |            |
| \ | to preclude access by the count | _ | _ | _ | j)( |            |
| . | team, then the following        | \ | \ | \ | 1)( |            |
|   | standards apply:                | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (B) |            |
|   | Upon completion of the wrap of  | _ | _ | _ |     |            |
|   | the gaming machine drop:        |   |   |   |     |            |
|   | (Observation and inquiry) Are   |   |   |   |     |            |
|   | the counts in question 119      |   |   |   |     |            |
|   | recorded on a summary report(s) |   |   |   |     |            |
|   | that evidences the calculation  |   |   |   |     |            |
|   | of the final wrap by            |   |   |   |     |            |
|   | subtracting the beginning       |   |   |   |     |            |
|   | inventory from the sum of the   |   |   |   |     |            |
|   | ending inventory and transfers  |   |   |   |     |            |
|   | in and out of the coin room?    |   |   |   |     |            |
|   | (Examination of records)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room serves as a   | \ | \ | \ | 5   |            |
| 2 | coin room and coin room         | _ | _ | _ | 42. |            |
| 1 | inventory is not secured so as  | \ | \ | \ | 31( |            |
| \ | to preclude access by the count | _ | _ | _ | j)( |            |
| . | team, then the following        | \ | \ | \ | 1)( |            |
|   | standards apply:                | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (C) |            |
|   | Upon completion of the wrap of  | _ | _ | _ |     |            |
|   | the gaming machine drop:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Do the same count team members  |   |   |   |     |            |
|   | compare the calculated wrap to  |   |   |   |     |            |
|   | the weigh/count, recording the  |   |   |   |     |            |
|   | comparison and noting any       |   |   |   |     |            |
|   | variances on the summary        |   |   |   |     |            |
|   | report?                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room serves as a   | \ | \ | \ | 5   |            |
| 2 | coin room and coin room         | _ | _ | _ | 42. |            |
| 2 | inventory is not secured so as  | \ | \ | \ | 31( |            |
| \ | to preclude access by the count | _ | _ | _ | j)( |            |
| . | team, then the following        | \ | \ | \ | 1)( |            |
|   | standards apply:                | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (D) |            |
|   | Upon completion of the wrap of  | _ | _ | _ |     |            |
|   | the gaming machine drop:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Does a member of the cage/vault |   |   |   |     |            |
|   | department count the ending     |   |   |   |     |            |
|   | coin room inventory by          |   |   |   |     |            |
|   | denomination and reconcile it   |   |   |   |     |            |
|   | to the beginning inventory,     |   |   |   |     |            |
|   | wrap, transfers, and            |   |   |   |     |            |
|   | weigh/count? and                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room serves as a   | \ | \ | \ | 5   |            |
| 2 | coin room and coin room         | _ | _ | _ | 42. |            |
| 3 | inventory is not secured so as  | \ | \ | \ | 31( |            |
| \ | to preclude access by the count | _ | _ | _ | j)( |            |
| . | team, then the following        | \ | \ | \ | 1)( |            |
|   | standards apply:                | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ | (E) |            |
|   | Upon completion of the wrap of  | _ | _ | _ |     |            |
|   | the gaming machine drop:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | At the conclusion of the        |   |   |   |     |            |
|   | reconciliation, do at least two |   |   |   |     |            |
|   | count/wrap team members and the |   |   |   |     |            |
|   | verifying employee sign the     |   |   |   |     |            |
|   | summary report(s) attesting to  |   |   |   |     |            |
|   | its accuracy?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room is segregated | \ | \ | \ | 542 |            |
| 2 | from the coin room, or if the   | _ | _ | _ | .31 |            |
| 4 | coin room is used as a count    | \ | \ | \ | (j) |            |
| \ | room and the coin room          | _ | _ | _ | (2) |            |
| . | inventory is secured to         | \ | \ | \ | (i) |            |
|   | preclude access by the count    | _ | _ | _ |     |            |
|   | team, are all of the following  | \ | \ | \ |     |            |
|   | requirements completed, at the  | _ | _ | _ |     |            |
|   | conclusion of the count:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Do at least two members of the  |   |   |   |     |            |
|   | count/wrap team count the final |   |   |   |     |            |
|   | wrapped gaming machine drop     |   |   |   |     |            |
|   | independently from each other?  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room is segregated | \ | \ | \ | 5   |            |
| 2 | from the coin room, or if the   | _ | _ | _ | 42. |            |
| 5 | coin room is used as a count    | \ | \ | \ | 31( |            |
| \ | room and the coin room          | _ | _ | _ | j)( |            |
| . | inventory is secured to         | \ | \ | \ | 2)( |            |
|   | preclude access by the count    | _ | _ | _ | ii) |            |
|   | team, are all of the following  | \ | \ | \ |     |            |
|   | requirements completed, at the  | _ | _ | _ |     |            |
|   | conclusion of the count:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Are the counts recorded on a    |   |   |   |     |            |
|   | summary report?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room is segregated | \ | \ | \ | 54  |            |
| 2 | from the coin room, or if the   | _ | _ | _ | 2.3 |            |
| 6 | coin room is used as a count    | \ | \ | \ | 1(j |            |
| \ | room and the coin room          | _ | _ | _ | )(2 |            |
| . | inventory is secured to         | \ | \ | \ | )(i |            |
|   | preclude access by the count    | _ | _ | _ | ii) |            |
|   | team, are all of the following  | \ | \ | \ |     |            |
|   | requirements completed, at the  | _ | _ | _ |     |            |
|   | conclusion of the count:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Do the same count team members  |   |   |   |     |            |
|   | (or the accounting department)  |   |   |   |     |            |
|   | compare the final wrap to the   |   |   |   |     |            |
|   | weigh/count, record the         |   |   |   |     |            |
|   | comparison, and note any        |   |   |   |     |            |
|   | variances on the summary        |   |   |   |     |            |
|   | report?                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room is segregated | \ | \ | \ | 5   |            |
| 2 | from the coin room, or if the   | _ | _ | _ | 42. |            |
| 7 | coin room is used as a count    | \ | \ | \ | 31( |            |
| \ | room and the coin room          | _ | _ | _ | j)( |            |
| . | inventory is secured to         | \ | \ | \ | 2)( |            |
|   | preclude access by the count    | _ | _ | _ | iv) |            |
|   | team, are all of the following  | \ | \ | \ |     |            |
|   | requirements completed, at the  | _ | _ | _ |     |            |
|   | conclusion of the count:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Does a member of the cage/vault |   |   |   |     |            |
|   | department count the wrapped    |   |   |   |     |            |
|   | gaming machine drop by          |   |   |   |     |            |
|   | denomination and reconcile it   |   |   |   |     |            |
|   | to the weigh/count?             |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room is segregated | \ | \ | \ | 542 |            |
| 2 | from the coin room, or if the   | _ | _ | _ | .31 |            |
| 8 | coin room is used as a count    | \ | \ | \ | (j) |            |
| \ | room and the coin room          | _ | _ | _ | (2) |            |
| . | inventory is secured to         | \ | \ | \ | (v) |            |
|   | preclude access by the count    | _ | _ | _ |     |            |
|   | team, are all of the following  | \ | \ | \ |     |            |
|   | requirements completed, at the  | _ | _ | _ |     |            |
|   | conclusion of the count:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | At the conclusion of the        |   |   |   |     |            |
|   | reconciliation, do at least two |   |   |   |     |            |
|   | count team members and the      |   |   |   |     |            |
|   | cage/vault employee sign the    |   |   |   |     |            |
|   | summary report attesting to its |   |   |   |     |            |
|   | accuracy?                       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the count room is segregated | \ | \ | \ | 5   |            |
| 2 | from the coin room, or if the   | _ | _ | _ | 42. |            |
| 9 | coin room is used as a count    | \ | \ | \ | 31( |            |
| \ | room and the coin room          | _ | _ | _ | j)( |            |
| . | inventory is secured to         | \ | \ | \ | 2)( |            |
|   | preclude access by the count    | _ | _ | _ | vi) |            |
|   | team, are all of the following  | \ | \ | \ |     |            |
|   | requirements completed, at the  | _ | _ | _ |     |            |
|   | conclusion of the count:        |   |   |   |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | observation)                    |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Are the wrapped coins           |   |   |   |     |            |
|   | (exclusive of proper transfers) |   |   |   |     |            |
|   | transported to the cage, vault  |   |   |   |     |            |
|   | or coin vault after the         |   |   |   |     |            |
|   | reconciliation of the           |   |   |   |     |            |
|   | weigh/count to the wrap?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| T |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| w |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If transfers are permitted      | \ | \ | \ | 542 |            |
| 3 | during the count and wrap, were | _ | _ | _ | .31 |            |
| 0 | the internal control standards  | \ | \ | \ | (k) |            |
| \ | for such transfers approved by  | _ | _ | _ | (1) |            |
| . | the Tribal gaming regulatory    | \ | \ | \ |     |            |
|   | authority? (Inquiry and review  | _ | _ | _ |     |            |
|   | TGRA approval)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If transfers are permitted      | \ | \ | \ | 542 |            |
| 3 | (question 131), is each         | _ | _ | _ | .31 |            |
| 1 | transfer documented as follows: | \ | \ | \ | (k) |            |
| \ | (Examination of records)        | _ | _ | _ | (2) |            |
| . |                                 | \ | \ | \ |     |            |
|   | Is each transfer recorded on a  | _ | _ | _ |     |            |
|   | separate multi-part form with a | \ | \ | \ |     |            |
|   | preprinted or                   | _ | _ | _ |     |            |
|   | concurrently-printed form       |   |   |   |     |            |
|   | number (used solely for gaming  |   |   |   |     |            |
|   | machine count transfers) that   |   |   |   |     |            |
|   | is subsequently reconciled by   |   |   |   |     |            |
|   | the accounting department to    |   |   |   |     |            |
|   | ensure the accuracy of the      |   |   |   |     |            |
|   | reconciled gaming machine drop? |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If transfers are permitted      | \ | \ | \ | 542 |            |
| 3 | (question 131), is each         | _ | _ | _ | .31 |            |
| 2 | transfer documented as follows: | \ | \ | \ | (k) |            |
| \ | (Examination of records and     | _ | _ | _ | (3) |            |
| . | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is each transfer counted and    | \ | \ | \ |     |            |
|   | signed for by at least two      | _ | _ | _ |     |            |
|   | members of the count team and   |   |   |   |     |            |
|   | by a person independent of the  |   |   |   |     |            |
|   | count team who is responsible   |   |   |   |     |            |
|   | for authorizing the transfer?   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are gaming machine coin drop    | \ | \ | \ | 542 |            |
| 3 | cabinet keys, including         | _ | _ | _ | .31 |            |
| 3 | duplicates, maintained by a     | \ | \ | \ | (l) |            |
| \ | department independent of the   | _ | _ | _ | (1) |            |
| . | gaming machine department?      | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does the physical custody of    | \ | \ | \ | 542 |            |
| 3 | the keys needed to access       | _ | _ | _ | .31 |            |
| 4 | gaming machine coin drop        | \ | \ | \ | (l) |            |
| \ | cabinets, including duplicates, | _ | _ | _ | (2) |            |
| . | require the involvement of two  | \ | \ | \ |     |            |
|   | persons, one of whom is         | _ | _ | _ |     |            |
|   | independent of the gaming       | \ | \ | \ |     |            |
|   | machine department?             | _ | _ | _ |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are two employees (separate     | \ | \ | \ | 542 |            |
| 3 | from key custodian) required to | _ | _ | _ | .31 |            |
| 5 | accompany such keys while       | \ | \ | \ | (l) |            |
| \ | checked out and observe each    | _ | _ | _ | (3) |            |
| . | time gaming machine drop        | \ | \ | \ |     |            |
|   | cabinets are accessed unless    | _ | _ | _ |     |            |
|   | surveillance is notified each   | \ | \ | \ |     |            |
|   | time keys are checked out and   | _ | _ | _ |     |            |
|   | surveillance observes the       |   |   |   |     |            |
|   | person throughout the period    |   |   |   |     |            |
|   | the keys are checked out?       |   |   |   |     |            |
|   | (Observation and inquiry)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| T |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
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| d |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| x |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Have procedures been developed  | \ | \ | \ | 542 |            |
| 3 | and implemented to insure that  | _ | _ | _ | .31 |            |
| 6 | unauthorized access to empty    | \ | \ | \ | (m) |            |
| \ | table game drop boxes shall not | _ | _ | _ | (1) |            |
| . | occur from the time the boxes   | \ | \ | \ |     |            |
|   | leave the storage racks until   | _ | _ | _ |     |            |
|   | they are placed on the tables?  | \ | \ | \ |     |            |
|   | (Inquiry and review policies    | _ | _ | _ |     |            |
|   | and procedures)                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the involvement of at least  | \ | \ | \ | 542 |            |
| 3 | two persons independent of the  | _ | _ | _ | .31 |            |
| 7 | cage department required to     | \ | \ | \ | (m) |            |
| \ | access stored empty table game  | _ | _ | _ | (2) |            |
| . | drop boxes? (Observation and    | \ | \ | \ |     |            |
|   | inquiry)                        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the release keys separately | \ | \ | \ | 542 |            |
| 3 | keyed from the contents keys?   | _ | _ | _ | .31 |            |
| 8 | (Observation and inquiry)       | \ | \ | \ | (m) |            |
| \ |                                 | _ | _ | _ | (3) |            |
| . |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are at least two count team     | \ | \ | \ | 542 |            |
| 3 | members required to be present  | _ | _ | _ | .31 |            |
| 9 | at the time count room and      | \ | \ | \ | (m) |            |
| \ | other count keys are issued for | _ | _ | _ | (4) |            |
| . | the count? (Observation)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are all duplicate keys          | \ | \ | \ | 542 |            |
| 4 | maintained in a manner that     | _ | _ | _ | .31 |            |
| 0 | provides the same degree of     | \ | \ | \ | (m) |            |
| \ | control as is required for the  | _ | _ | _ | (5) |            |
| . | original keys? (Observation and | \ | \ | \ |     |            |
|   | inquiry)                        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are records maintained for each | \ | \ | \ | 542 |            |
| 4 | key duplicated that indicate    | _ | _ | _ | .31 |            |
| 1 | the number of keys made and     | \ | \ | \ | (m) |            |
| \ | destroyed? (Review supporting   | _ | _ | _ | (5) |            |
| . | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are logs maintained by the      | \ | \ | \ | 542 |            |
| 4 | custodian of sensitive keys to  | _ | _ | _ | .31 |            |
| 2 | document authorization of       | \ | \ | \ | (m) |            |
| \ | personnel accessing keys?       | _ | _ | _ | (6) |            |
| . | (Review supporting              | \ | \ | \ |     |            |
|   | documentation)                  | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
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| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
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| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
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| p |                                 |   |   |   |     |            |
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| a |                                 |   |   |   |     |            |
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| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the table game drop box     | \ | \ | \ | 542 |            |
| 4 | release keys maintained by a    | _ | _ | _ | .31 |            |
| 3 | department independent of the   | \ | \ | \ | (n) |            |
| \ | pit department? (Observation)   | _ | _ | _ | (1) |            |
| . |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are only person(s) authorized   | \ | \ | \ | 542 |            |
| 4 | to remove table game drop boxes | _ | _ | _ | .31 |            |
| 4 | from the tables allowed access  | \ | \ | \ | (n) |            |
| \ | to the table game drop box      | _ | _ | _ | (2) |            |
| . | release keys? (Observation and  | \ | \ | \ |     |            |
|   | inquiry) (However, the count    | _ | _ | _ |     |            |
|   | team members may have access to | \ | \ | \ |     |            |
|   | the release keys during the     | _ | _ | _ |     |            |
|   | soft count in order to reset    |   |   |   |     |            |
|   | the table game drop boxes)      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are persons authorized to       | \ | \ | \ | 542 |            |
| 4 | remove the table game drop      | _ | _ | _ | .31 |            |
| 5 | boxes precluded from having     | \ | \ | \ | (n) |            |
| \ | simultaneous access to the      | _ | _ | _ | (3) |            |
| . | table game drop box contents    | \ | \ | \ |     |            |
|   | keys and release keys?          | _ | _ | _ |     |            |
|   | (Observation and inquiry)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For situations requiring access | \ | \ | \ | 542 |            |
| 4 | to a table game drop box at a   | _ | _ | _ | .31 |            |
| 6 | time other than the scheduled   | \ | \ | \ | (n) |            |
| \ | drop, is the date, time, and    | _ | _ | _ | (4) |            |
| . | signature of employee signing   | \ | \ | \ |     |            |
|   | out/in the release key          | _ | _ | _ |     |            |
|   | documented? (Inquiry and review | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
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| n |                                 |   |   |   |     |            |
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| t |                                 |   |   |   |     |            |
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| l |                                 |   |   |   |     |            |
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| a |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
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| k |                                 |   |   |   |     |            |
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| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the bill acceptor canister  | \ | \ | \ | 542 |            |
| 4 | release keys maintained by a    | _ | _ | _ | .31 |            |
| 7 | department independent of the   | \ | \ | \ | (o) |            |
| \ | gaming machine department?      | _ | _ | _ | (1) |            |
| . | (Observation)                   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are only the person(s)          | \ | \ | \ | 542 |            |
| 4 | authorized to remove bill       | _ | _ | _ | .31 |            |
| 8 | acceptor canisters from the     | \ | \ | \ | (o) |            |
| \ | gaming machines allowed access  | _ | _ | _ | (2) |            |
| . | to the release keys?            | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are persons authorized to       | \ | \ | \ | 542 |            |
| 4 | remove the bill acceptor        | _ | _ | _ | .31 |            |
| 9 | canisters precluded from having | \ | \ | \ | (o) |            |
| \ | simultaneous access to the bill | _ | _ | _ | (3) |            |
| . | acceptor canister contents keys | \ | \ | \ |     |            |
|   | and release keys? (Observation  | _ | _ | _ |     |            |
|   | and inquiry)                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For situations requiring access | \ | \ | \ | 542 |            |
| 5 | to a bill acceptor canister at  | _ | _ | _ | .31 |            |
| 0 | a time other than the scheduled | \ | \ | \ | (o) |            |
| \ | drop, are the date, time, and   | _ | _ | _ | (4) |            |
| . | signature of employee signing   | \ | \ | \ |     |            |
|   | out/in the release key          | _ | _ | _ |     |            |
|   | documented? (Inquiry and review | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
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| T |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
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| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
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| d |                                 |   |   |   |     |            |
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| p |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| x |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
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| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are persons authorized to       | \ | \ | \ | 542 |            |
| 5 | obtain table game drop box      | _ | _ | _ | .31 |            |
| 1 | storage rack keys precluded     | \ | \ | \ | (p) |            |
| \ | from having simultaneous access | _ | _ | _ |     |            |
| . | to table game drop box contents | \ | \ | \ |     |            |
|   | keys, with the exception of the | _ | _ | _ |     |            |
|   | count team? (Observation and    | \ | \ | \ |     |            |
|   | inquiry)                        | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| q |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| B |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are persons authorized to       | \ | \ | \ | 542 |            |
| 5 | obtain bill acceptor canister   | _ | _ | _ | .31 |            |
| 2 | storage rack keys precluded     | \ | \ | \ | (q) |            |
| \ | from having simultaneous access | _ | _ | _ |     |            |
| . | to bill acceptor canister       | \ | \ | \ |     |            |
|   | contents keys with the          | _ | _ | _ |     |            |
|   | exception of the count team?    | \ | \ | \ |     |            |
|   | (Observation and inquiry)       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| T |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| x |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does the physical custody of    | \ | \ | \ | 542 |            |
| 5 | the keys needed for accessing   | _ | _ | _ | .31 |            |
| 3 | stored, full table game drop    | \ | \ | \ | (r) |            |
| \ | box contents require the        | _ | _ | _ | (1) |            |
| . | involvement of persons from at  | \ | \ | \ |     |            |
|   | least two separate departments, | _ | _ | _ |     |            |
|   | with the exception of the count | \ | \ | \ |     |            |
|   | team? (Standard applies to      | _ | _ | _ |     |            |
|   | persons accessing keys from the |   |   |   |     |            |
|   | custodian.) (Observation and    |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does access to the table game   | \ | \ | \ | 542 |            |
| 5 | drop box contents key at other  | _ | _ | _ | .31 |            |
| 4 | than scheduled count times      | \ | \ | \ | (r) |            |
| \ | require the involvement of at   | _ | _ | _ | (2) |            |
| . | least two persons from separate | \ | \ | \ |     |            |
|   | departments, including          | _ | _ | _ |     |            |
|   | management and is the reason    | \ | \ | \ |     |            |
|   | for access documented with the  | _ | _ | _ |     |            |
|   | signatures of all participants  |   |   |   |     |            |
|   | and observers? (Inquiry and     |   |   |   |     |            |
|   | review supporting               |   |   |   |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are only count team members     | \ | \ | \ | 542 |            |
| 5 | allowed access to table game    | _ | _ | _ | .31 |            |
| 5 | drop box contents keys during   | \ | \ | \ | (r) |            |
| \ | the count process? (Inquiry)    | _ | _ | _ | (3) |            |
| . |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| B |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does the physical custody of    | \ | \ | \ | 542 |            |
| 5 | the keys needed for accessing   | _ | _ | _ | .31 |            |
| 6 | stored, full bill acceptor      | \ | \ | \ | (s) |            |
| \ | canister contents require       | _ | _ | _ | (1) |            |
| . | involvement of persons from two | \ | \ | \ |     |            |
|   | separate departments, with the  | _ | _ | _ |     |            |
|   | exception of the count team?    | \ | \ | \ |     |            |
|   | (Standard applies to persons    | _ | _ | _ |     |            |
|   | accessing keys from the         |   |   |   |     |            |
|   | custodian.) (Observation and    |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does access to the bill         | \ | \ | \ | 542 |            |
| 5 | acceptor canister contents key  | _ | _ | _ | .31 |            |
| 7 | at other than scheduled count   | \ | \ | \ | (s) |            |
| \ | times require the involvement   | _ | _ | _ | (2) |            |
| . | of at least two persons from    | \ | \ | \ |     |            |
|   | separate departments, one of    | _ | _ | _ |     |            |
|   | whom must be a supervisor and   | \ | \ | \ |     |            |
|   | is the reason for access        | _ | _ | _ |     |            |
|   | documented with the signatures  |   |   |   |     |            |
|   | of all participants and         |   |   |   |     |            |
|   | observers? (Examination of      |   |   |   |     |            |
|   | records and inquiry)            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are only the count team members | \ | \ | \ | 542 |            |
| 5 | allowed access to bill acceptor | _ | _ | _ | .31 |            |
| 8 | canister contents keys during   | \ | \ | \ | (s) |            |
| \ | the count process? (Observation | _ | _ | _ | (3) |            |
| . | and inquiry)                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| G |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| z |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does the computerized key       | \ | \ | \ | 542 |            |
| 5 | security system which restricts | _ | _ | _ | .31 |            |
| 9 | access to the gaming machine    | \ | \ | \ | (t) |            |
| \ | drop and count keys provide the | _ | _ | _ | (1) |            |
| . | same degree of control as       | \ | \ | \ |     |            |
|   | indicated in questions 134-136, | _ | _ | _ |     |            |
|   | 148-151, 153 and 157-159 of     | \ | \ | \ |     |            |
|   | this section? (Inquiry)(Note:   | _ | _ | _ |     |            |
|   | This standard does not apply to |   |   |   |     |            |
|   | the system                      |   |   |   |     |            |
|   | administrator.)(Revised 5/4/05) |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 542 |            |
| 6 | systems, the following          | _ | _ | _ | .31 |            |
| 0 | additional gaming machine key   | \ | \ | \ | (t) |            |
| \ | control procedures apply:       | _ | _ | _ | (2) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | Do management personnel         | _ | _ | _ |     |            |
|   | independent of the gaming       | \ | \ | \ |     |            |
|   | machine department assign and   | _ | _ | _ |     |            |
|   | control user access to keys in  |   |   |   |     |            |
|   | the computerized key security   |   |   |   |     |            |
|   | system (i.e., system            |   |   |   |     |            |
|   | administrator) to ensure that   |   |   |   |     |            |
|   | gaming machine drop and count   |   |   |   |     |            |
|   | keys are restricted to          |   |   |   |     |            |
|   | authorized employees? (Inquiry  |   |   |   |     |            |
|   | and review policies and         |   |   |   |     |            |
|   | procedures)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 6 | systems, the following          | _ | _ | _ | 42. |            |
| 1 | additional gaming machine key   | \ | \ | \ | 31( |            |
| \ | control procedures apply:       | _ | _ | _ | t)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | In the event of an emergency or | _ | _ | _ | ii) |            |
|   | the key box is inoperable, is   | \ | \ | \ |     |            |
|   | access to the emergency manual  | _ | _ | _ |     |            |
|   | key(s) (override key) used to   |   |   |   |     |            |
|   | access the box containing the   |   |   |   |     |            |
|   | gaming machine drop and count   |   |   |   |     |            |
|   | keys require the physical       |   |   |   |     |            |
|   | involvement of at least three   |   |   |   |     |            |
|   | persons from separate           |   |   |   |     |            |
|   | departments, including          |   |   |   |     |            |
|   | management? (Inquiry and review |   |   |   |     |            |
|   | policies and                    |   |   |   |     |            |
|   | procedures)(Rev.5/4/05)         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 6 | systems, the following          | _ | _ | _ | 42. |            |
| 2 | additional gaming machine key   | \ | \ | \ | 31( |            |
| \ | control procedures apply:       | _ | _ | _ | t)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | In the event of an emergency or | _ | _ | _ | ii) |            |
|   | the key box is inoperable, is   | \ | \ | \ |     |            |
|   | the date, time, and reason for  | _ | _ | _ |     |            |
|   | access documented with the      |   |   |   |     |            |
|   | signatures of all participating |   |   |   |     |            |
|   | employees signing out/in the    |   |   |   |     |            |
|   | emergency manual key(s)?        |   |   |   |     |            |
|   | (Review supporting              |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 54  |            |
| 6 | systems, the following          | _ | _ | _ | 2.3 |            |
| 3 | additional gaming machine key   | \ | \ | \ | 1(t |            |
| \ | control procedures apply:       | _ | _ | _ | )(2 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | Does the custody of the keys    | _ | _ | _ | ii) |            |
|   | issued pursuant to question 162 | \ | \ | \ |     |            |
|   | require the presence of two     | _ | _ | _ |     |            |
|   | persons from separate           |   |   |   |     |            |
|   | departments from the time of    |   |   |   |     |            |
|   | their issuance until the time   |   |   |   |     |            |
|   | of their return? (Inquiry and   |   |   |   |     |            |
|   | review policies and             |   |   |   |     |            |
|   | procedures)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 6 | systems, the following          | _ | _ | _ | 42. |            |
| 4 | additional gaming machine key   | \ | \ | \ | 31( |            |
| \ | control procedures apply:       | _ | _ | _ | t)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | Does routine physical           | _ | _ | _ | iv) |            |
|   | maintenance that requires       | \ | \ | \ |     |            |
|   | accessing the emergency manual  | _ | _ | _ |     |            |
|   | key(s) (override key) but does  |   |   |   |     |            |
|   | not involve the accessing of    |   |   |   |     |            |
|   | the gaming machine drop and     |   |   |   |     |            |
|   | count keys only require the     |   |   |   |     |            |
|   | presence of two persons from    |   |   |   |     |            |
|   | separate departments? (Inquiry  |   |   |   |     |            |
|   | and review policies and         |   |   |   |     |            |
|   | procedures)(Rev. 5/4/05)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 6 | systems, the following          | _ | _ | _ | 42. |            |
| 5 | additional gaming machine key   | \ | \ | \ | 31( |            |
| \ | control procedures apply:       | _ | _ | _ | t)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | For routine physical            | _ | _ | _ | iv) |            |
|   | maintenance, is the date, time  | \ | \ | \ |     |            |
|   | and reason for access           | _ | _ | _ |     |            |
|   | documented with the signatures  |   |   |   |     |            |
|   | of all participating employees  |   |   |   |     |            |
|   | signing out/in the emergency    |   |   |   |     |            |
|   | manual key(s)? (Review          |   |   |   |     |            |
|   | supporting                      |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 542 |            |
| 6 | systems controlling access to   | _ | _ | _ | .31 |            |
| 6 | gaming machine drop and count   | \ | \ | \ | (t) |            |
| \ | keys, do accounting/audit       | _ | _ | _ | (3) |            |
| . | personnel, independent of the   | \ | \ | \ | (i) |            |
|   | system administrator, perform   | _ | _ | _ |     |            |
|   | the following procedures:       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Daily review the report(s)      |   |   |   |     |            |
|   | generated by the computerized   |   |   |   |     |            |
|   | key security system indicating  |   |   |   |     |            |
|   | the transactions performed by   |   |   |   |     |            |
|   | the individual(s) that adds,    |   |   |   |     |            |
|   | deletes, and changes user\'s    |   |   |   |     |            |
|   | access within the system (i.e., |   |   |   |     |            |
|   | system administrator) to        |   |   |   |     |            |
|   | determine whether the           |   |   |   |     |            |
|   | transactions completed by the   |   |   |   |     |            |
|   | system administrator provide an |   |   |   |     |            |
|   | adequate control over the       |   |   |   |     |            |
|   | access to the gaming machine    |   |   |   |     |            |
|   | drop and count keys?(Review     |   |   |   |     |            |
|   | supporting                      |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 542 |            |
| 6 | systems controlling access to   | _ | _ | _ | .31 |            |
| 7 | gaming machine drop and count   | \ | \ | \ | (t) |            |
| \ | keys, do accounting/audit       | _ | _ | _ | (3) |            |
| . | personnel, independent of the   | \ | \ | \ | (i) |            |
|   | system administrator, perform   | _ | _ | _ |     |            |
|   | the following procedures:       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Determine whether any gaming    |   |   |   |     |            |
|   | machine drop and count key(s)   |   |   |   |     |            |
|   | removed or returned to the key  |   |   |   |     |            |
|   | cabinet by the system           |   |   |   |     |            |
|   | administrator was properly      |   |   |   |     |            |
|   | authorized? (Inquiry and review |   |   |   |     |            |
|   | policies and                    |   |   |   |     |            |
|   | procedures)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 6 | systems controlling access to   | _ | _ | _ | 42. |            |
| 8 | gaming machine drop and count   | \ | \ | \ | 31( |            |
| \ | keys, do accounting/audit       | _ | _ | _ | t)( |            |
| . | personnel, independent of the   | \ | \ | \ | 3)( |            |
|   | system administrator, perform   | _ | _ | _ | ii) |            |
|   | the following procedures:       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | For at least one day each       |   |   |   |     |            |
|   | month, review the report(s)     |   |   |   |     |            |
|   | generated by the computerized   |   |   |   |     |            |
|   | key security system indicating  |   |   |   |     |            |
|   | all transactions performed to   |   |   |   |     |            |
|   | determine whether any unusual   |   |   |   |     |            |
|   | gaming machine drop and count   |   |   |   |     |            |
|   | key removals or key returns     |   |   |   |     |            |
|   | occurred? (Review supporting    |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 54  |            |
| 6 | systems controlling access to   | _ | _ | _ | 2.3 |            |
| 9 | gaming machine drop and count   | \ | \ | \ | 1(t |            |
| \ | keys, do accounting/audit       | _ | _ | _ | )(3 |            |
| . | personnel, independent of the   | \ | \ | \ | )(i |            |
|   | system administrator, perform   | _ | _ | _ | ii) |            |
|   | the following procedures:       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | At least quarterly, review a    |   |   |   |     |            |
|   | sample of users that are        |   |   |   |     |            |
|   | assigned access to the gaming   |   |   |   |     |            |
|   | machine drop and count keys to  |   |   |   |     |            |
|   | determine that their access to  |   |   |   |     |            |
|   | the assigned keys is adequate   |   |   |   |     |            |
|   | relative to their job           |   |   |   |     |            |
|   | position?(Examination of        |   |   |   |     |            |
|   | records)(Revised 5/4/05)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 7 | systems controlling access to   | _ | _ | _ | 42. |            |
| 0 | gaming machine drop and count   | \ | \ | \ | 31( |            |
| \ | keys, do accounting/audit       | _ | _ | _ | t)( |            |
| . | personnel, independent of the   | \ | \ | \ | 3)( |            |
|   | system administrator, perform   | _ | _ | _ | iv) |            |
|   | the following procedures:       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are all noted improper          |   |   |   |     |            |
|   | transactions or unusual         |   |   |   |     |            |
|   | occurrences investigated with   |   |   |   |     |            |
|   | the results documented?         |   |   |   |     |            |
|   | (Inquiry and review supporting  |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is an inventory of all count    | \ | \ | \ | 542 |            |
| 7 | room, drop box release, storage | _ | _ | _ | .31 |            |
| 1 | rack and contents keys          | \ | \ | \ | (t) |            |
| \ | performed at least quarterly    | _ | _ | _ | (4) |            |
| . | and reconciled to records of    | \ | \ | \ |     |            |
|   | keys made, issued, and          | _ | _ | _ |     |            |
|   | destroyed? (Review supporting   | \ | \ | \ |     |            |
|   | documentation)(Revised 5/4/05)  | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are investigations of the       | \ | \ | \ | 542 |            |
| 7 | quarterly key inventory counts  | _ | _ | _ | .31 |            |
| 2 | performed for all keys          | \ | \ | \ | (t) |            |
| \ | unaccounted for with the        | _ | _ | _ | (4) |            |
| . | investigation being documented? | \ | \ | \ |     |            |
|   | (Inquiry and review supporting  | _ | _ | _ |     |            |
|   | documentation)(Revised 5/4/05)  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| T |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| z |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does the computerized key       | \ | \ | \ | 542 |            |
| 7 | security system which restricts | _ | _ | _ | .31 |            |
| 3 | access to the table game drop   | \ | \ | \ | (u) |            |
| \ | and count keys provide the same | _ | _ | _ | (1) |            |
| . | degree of control as indicated  | \ | \ | \ |     |            |
|   | in questions 137-147, 152 and   | _ | _ | _ |     |            |
|   | 154-156 of this section?        | \ | \ | \ |     |            |
|   | (Inquiry)(Note: This standard   | _ | _ | _ |     |            |
|   | does not apply to the system    |   |   |   |     |            |
|   | administrator.)(Revised 5/4/05) |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 542 |            |
| 7 | systems, the following          | _ | _ | _ | .31 |            |
| 4 | additional table games key      | \ | \ | \ | (u) |            |
| \ | control procedures apply:       | _ | _ | _ | (2) |            |
| . |                                 | \ | \ | \ | (i) |            |
|   | Do management personnel         | _ | _ | _ |     |            |
|   | independent of the table game   | \ | \ | \ |     |            |
|   | department assign and control   | _ | _ | _ |     |            |
|   | user access to keys in the      |   |   |   |     |            |
|   | computerized key security       |   |   |   |     |            |
|   | system (i.e., system            |   |   |   |     |            |
|   | administrator) to ensure that   |   |   |   |     |            |
|   | table game drop and count keys  |   |   |   |     |            |
|   | are restricted to authorized    |   |   |   |     |            |
|   | employees? (Inquiry and review  |   |   |   |     |            |
|   | policies and                    |   |   |   |     |            |
|   | procedures)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 7 | systems, the following          | _ | _ | _ | 42. |            |
| 5 | additional table games key      | \ | \ | \ | 31( |            |
| \ | control procedures apply:       | _ | _ | _ | u)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | In the event of an emergency or | _ | _ | _ | ii) |            |
|   | the key box is inoperable, is   | \ | \ | \ |     |            |
|   | access to the emergency manual  | _ | _ | _ |     |            |
|   | key(s) (override key) used to   |   |   |   |     |            |
|   | access the box containing the   |   |   |   |     |            |
|   | table game drop and count keys  |   |   |   |     |            |
|   | require the physical            |   |   |   |     |            |
|   | involvement of at least three   |   |   |   |     |            |
|   | persons from separate           |   |   |   |     |            |
|   | departments, including          |   |   |   |     |            |
|   | management? (Inquiry and review |   |   |   |     |            |
|   | policies and                    |   |   |   |     |            |
|   | procedures)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 7 | systems, the following          | _ | _ | _ | 42. |            |
| 6 | additional table games key      | \ | \ | \ | 31( |            |
| \ | control procedures apply:       | _ | _ | _ | u)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | In the event of an emergency or | _ | _ | _ | ii) |            |
|   | the key box is inoperable, is   | \ | \ | \ |     |            |
|   | the date, time, and reason for  | _ | _ | _ |     |            |
|   | access documented with the      |   |   |   |     |            |
|   | signatures of all participating |   |   |   |     |            |
|   | employees signing out/in the    |   |   |   |     |            |
|   | emergency manual key(s)?        |   |   |   |     |            |
|   | (Review supporting              |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 54  |            |
| 7 | systems, the following          | _ | _ | _ | 2.3 |            |
| 7 | additional table games key      | \ | \ | \ | 1(u |            |
| \ | control procedures apply:       | _ | _ | _ | )(2 |            |
| . |                                 | \ | \ | \ | )(i |            |
|   | Does the custody of the keys    | _ | _ | _ | ii) |            |
|   | issued pursuant to question 176 | \ | \ | \ |     |            |
|   | require the presence of two     | _ | _ | _ |     |            |
|   | persons from separate           |   |   |   |     |            |
|   | departments from the time of    |   |   |   |     |            |
|   | their issuance until the time   |   |   |   |     |            |
|   | of their return? (Inquiry and   |   |   |   |     |            |
|   | review policies and             |   |   |   |     |            |
|   | procedures)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 7 | systems, the following          | _ | _ | _ | 42. |            |
| 8 | additional table games key      | \ | \ | \ | 31( |            |
| \ | control procedures apply:       | _ | _ | _ | u)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | Does routine physical           | _ | _ | _ | iv) |            |
|   | maintenance that requires       | \ | \ | \ |     |            |
|   | accessing the emergency manual  | _ | _ | _ |     |            |
|   | key(s) (override key) but does  |   |   |   |     |            |
|   | not involve the accessing of    |   |   |   |     |            |
|   | the table game drop and count   |   |   |   |     |            |
|   | keys only require the presence  |   |   |   |     |            |
|   | of two persons from separate    |   |   |   |     |            |
|   | departments? (Inquiry and       |   |   |   |     |            |
|   | review policies and             |   |   |   |     |            |
|   | procedures)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 7 | systems, the following          | _ | _ | _ | 42. |            |
| 9 | additional table games key      | \ | \ | \ | 31( |            |
| \ | control procedures apply:       | _ | _ | _ | u)( |            |
| . |                                 | \ | \ | \ | 2)( |            |
|   | For routine physical            | _ | _ | _ | iv) |            |
|   | maintenance, is the date, time  | \ | \ | \ |     |            |
|   | and reason for access           | _ | _ | _ |     |            |
|   | documented with the signatures  |   |   |   |     |            |
|   | of all participating employees  |   |   |   |     |            |
|   | signing out/in the emergency    |   |   |   |     |            |
|   | manual key(s)? (Review          |   |   |   |     |            |
|   | supporting                      |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 542 |            |
| 8 | systems controlling access to   | _ | _ | _ | .31 |            |
| 0 | table game drop and count keys, | \ | \ | \ | (u) |            |
| \ | do accounting/audit personnel,  | _ | _ | _ | (3) |            |
| . | independent of the system       | \ | \ | \ | (i) |            |
|   | administrator, perform the      | _ | _ | _ |     |            |
|   | following procedures:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Daily review the report(s)      |   |   |   |     |            |
|   | generated by the computerized   |   |   |   |     |            |
|   | key security system indicating  |   |   |   |     |            |
|   | the transactions performed by   |   |   |   |     |            |
|   | the individual(s) that adds,    |   |   |   |     |            |
|   | deletes, and changes user\'s    |   |   |   |     |            |
|   | access within the system (i.e., |   |   |   |     |            |
|   | system administrator) to        |   |   |   |     |            |
|   | determine whether the           |   |   |   |     |            |
|   | transactions completed by the   |   |   |   |     |            |
|   | system administrator provide an |   |   |   |     |            |
|   | adequate control over the       |   |   |   |     |            |
|   | access to the table game drop   |   |   |   |     |            |
|   | and count keys?(Review          |   |   |   |     |            |
|   | supporting                      |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 542 |            |
| 8 | systems controlling access to   | _ | _ | _ | .31 |            |
| 1 | table game drop and count keys, | \ | \ | \ | (u) |            |
| \ | do accounting/audit personnel,  | _ | _ | _ | (3) |            |
| . | independent of the system       | \ | \ | \ | (i) |            |
|   | administrator, perform the      | _ | _ | _ |     |            |
|   | following procedures:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Determine whether any table     |   |   |   |     |            |
|   | game drop and count key(s)      |   |   |   |     |            |
|   | removed or returned to the key  |   |   |   |     |            |
|   | cabinet by the system           |   |   |   |     |            |
|   | administrator was properly      |   |   |   |     |            |
|   | authorized? (Inquiry and review |   |   |   |     |            |
|   | policies and                    |   |   |   |     |            |
|   | procedures)(Revised 5/4/05)     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 8 | systems controlling access to   | _ | _ | _ | 42. |            |
| 2 | table game drop and count keys, | \ | \ | \ | 31( |            |
| \ | do accounting/audit personnel,  | _ | _ | _ | u)( |            |
| . | independent of the system       | \ | \ | \ | 3)( |            |
|   | administrator, perform the      | _ | _ | _ | ii) |            |
|   | following procedures:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | For at least one day each       |   |   |   |     |            |
|   | month, review the report(s)     |   |   |   |     |            |
|   | generated by the computerized   |   |   |   |     |            |
|   | key security system indicating  |   |   |   |     |            |
|   | all transactions performed to   |   |   |   |     |            |
|   | determine whether any unusual   |   |   |   |     |            |
|   | table game drop and count key   |   |   |   |     |            |
|   | removals or key returns         |   |   |   |     |            |
|   | occurred? (Review supporting    |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 54  |            |
| 8 | systems controlling access to   | _ | _ | _ | 2.3 |            |
| 3 | table game drop and count keys, | \ | \ | \ | 1(u |            |
| \ | do accounting/audit personnel,  | _ | _ | _ | )(3 |            |
| . | independent of the system       | \ | \ | \ | )(i |            |
|   | administrator, perform the      | _ | _ | _ | ii) |            |
|   | following procedures:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | At least quarterly, review a    |   |   |   |     |            |
|   | sample of users that are        |   |   |   |     |            |
|   | assigned access to the table    |   |   |   |     |            |
|   | game drop and count keys to     |   |   |   |     |            |
|   | determine that their access to  |   |   |   |     |            |
|   | the assigned keys is adequate   |   |   |   |     |            |
|   | relative to their job           |   |   |   |     |            |
|   | position?(Examination of        |   |   |   |     |            |
|   | records)(Revised 5/4/05)        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | For computerized key security   | \ | \ | \ | 5   |            |
| 8 | systems controlling access to   | _ | _ | _ | 42. |            |
| 4 | table game drop and count keys, | \ | \ | \ | 31( |            |
| \ | do accounting/audit personnel,  | _ | _ | _ | u)( |            |
| . | independent of the system       | \ | \ | \ | 3)( |            |
|   | administrator, perform the      | _ | _ | _ | iv) |            |
|   | following procedures:           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are all noted improper          |   |   |   |     |            |
|   | transactions or unusual         |   |   |   |     |            |
|   | occurrences investigated with   |   |   |   |     |            |
|   | the results documented?         |   |   |   |     |            |
|   | (Inquiry and review supporting  |   |   |   |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is an inventory of all count    | \ | \ | \ | 542 |            |
| 8 | room, table games drop box      | _ | _ | _ | .31 |            |
| 5 | release, storage rack and       | \ | \ | \ | (u) |            |
| \ | contents keys performed at      | _ | _ | _ | (4) |            |
| . | least quarterly and reconciled  | \ | \ | \ |     |            |
|   | to records of keys made,        | _ | _ | _ |     |            |
|   | issued, and destroyed? (Review  | \ | \ | \ |     |            |
|   | supporting                      | _ | _ | _ |     |            |
|   | documentation)(Revised 5/4/05)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are investigations of the       | \ | \ | \ | 542 |            |
| 8 | quarterly key inventory counts  | _ | _ | _ | .31 |            |
| 6 | performed for all keys          | \ | \ | \ | (u) |            |
| \ | unaccounted for with the        | _ | _ | _ | (4) |            |
| . | investigation being documented? | \ | \ | \ |     |            |
|   | (Inquiry and review supporting  | _ | _ | _ |     |            |
|   | document)(Rev. 5/4/05)          | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| v |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| E |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Have emergency drop procedures  | \ | \ | \ | 542 |            |
| 8 | been developed by the gaming    | _ | _ | _ | .31 |            |
| 7 | operation? (Inquiry and review  | \ | \ | \ | (v) |            |
| \ | of policies and procedures)     | _ | _ | _ |     |            |
| . |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 8 | received approval for the       | _ | _ | _ | .31 |            |
| 8 | emergency drop procedures?      | \ | \ | \ | (v) |            |
| \ | (Review TGRA approval)          | _ | _ | _ |     |            |
| . |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
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+---+---------------------------------+---+---+---+-----+------------+
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+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the weigh scale calibration  | \ | \ | \ | 542 |            |
| 8 | module secured so as to prevent | _ | _ | _ | .31 |            |
| 9 | unauthorized access (e.g.,      | \ | \ | \ | (w) |            |
| \ | prenumbered seal, lock and key, | _ | _ | _ | (1) |            |
| . | etc.)? (Observation)            | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is a person independent of the  | \ | \ | \ | 542 |            |
| 9 | cage, vault, gaming machine,    | _ | _ | _ | .31 |            |
| 0 | and count team functions        | \ | \ | \ | (w) |            |
| \ | required to be present whenever | _ | _ | _ | (2) |            |
| . | the calibration module is       | \ | \ | \ |     |            |
|   | accessed and is such access     | _ | _ | _ |     |            |
|   | documented and maintained?      | \ | \ | \ |     |            |
|   | (Inquiry and review supporting  | _ | _ | _ |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a weigh scale interface is   | \ | \ | \ | 542 |            |
| 9 | used, is it adequately          | _ | _ | _ | .31 |            |
| 1 | restricted so as to prevent     | \ | \ | \ | (w) |            |
| \ | unauthorized access (passwords, | _ | _ | _ | (3) |            |
| . | keys, etc.)? (Observation and   | \ | \ | \ |     |            |
|   | inquiry)                        | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the weigh scale has a zero   | \ | \ | \ | 542 |            |
| 9 | adjustment mechanism, is it     | _ | _ | _ | .31 |            |
| 2 | physically limited to minor     | \ | \ | \ | (w) |            |
| \ | adjustments or physically       | _ | _ | _ | (4) |            |
| . | situated such that any          | \ | \ | \ |     |            |
|   | unnecessary adjustments to it   | _ | _ | _ |     |            |
|   | during the weigh process would  | \ | \ | \ |     |            |
|   | be observed by other count team | _ | _ | _ |     |            |
|   | members? (Inquiry)              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Is the weigh scale and weigh    | \ | \ | \ | 542 |            |
| 9 | scale interface (if applicable) | _ | _ | _ | .31 |            |
| 3 | tested by a person or persons   | \ | \ | \ | (w) |            |
| \ | independent of the cage, vault, | _ | _ | _ | (5) |            |
| . | and gaming machine departments  | \ | \ | \ |     |            |
|   | and count team at least         | _ | _ | _ |     |            |
|   | quarterly and are the results   | \ | \ | \ |     |            |
|   | of the tests documented and     | _ | _ | _ |     |            |
|   | signed by the person(s)         |   |   |   |     |            |
|   | performing the tests? (Review   |   |   |   |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Prior to the gaming machine     | \ | \ | \ | 542 |            |
| 9 | count, do at least two          | _ | _ | _ | .31 |            |
| 4 | employees verify the accuracy   | \ | \ | \ | (w) |            |
| \ | of the weigh scale with varying | _ | _ | _ | (6) |            |
| . | weights or with varying amounts | \ | \ | \ |     |            |
|   | of previously counted coin for  | _ | _ | _ |     |            |
|   | each denomination to ensure the | \ | \ | \ |     |            |
|   | scale is properly calibrated    | _ | _ | _ |     |            |
|   | (varying weights/coin from drop |   |   |   |     |            |
|   | to drop is acceptable)?         |   |   |   |     |            |
|   | (Observation)                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a mechanical coin counter is | \ | \ | \ | 542 |            |
| 9 | used (instead of a weigh        | _ | _ | _ | .31 |            |
| 5 | scale), has the gaming          | \ | \ | \ | (w) |            |
| \ | operation established and       | _ | _ | _ | (7) |            |
| . | complied with procedures that   | \ | \ | \ |     |            |
|   | are equivalent to those         | _ | _ | _ |     |            |
|   | described in questions 193-195? | \ | \ | \ |     |            |
|   | (Inquiry and review policies    | _ | _ | _ |     |            |
|   | and procedures)                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 9 | received approval for the       | _ | _ | _ | .31 |            |
| 6 | mechanical coin counter         | \ | \ | \ | (w) |            |
| \ | procedures? (Review TGRA        | _ | _ | _ | (7) |            |
| . | approval)                       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a coin meter count machine   | \ | \ | \ | 542 |            |
| 9 | is used, does the count team    | _ | _ | _ | .31 |            |
| 7 | member record the machine       | \ | \ | \ | (w) |            |
| \ | number, denomination and number | _ | _ | _ | (8) |            |
| . | of coins in ink on a source     | \ | \ | \ |     |            |
|   | document, unless the meter      | _ | _ | _ |     |            |
|   | machine automatically records   | \ | \ | \ |     |            |
|   | such information? (Observation  | _ | _ | _ |     |            |
|   | and inquiry)                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does a count team member test   | \ | \ | \ | 542 |            |
| 9 | the coin meter count machine    | _ | _ | _ | .31 |            |
| 8 | prior to the actual count to    | \ | \ | \ | (w) |            |
| \ | ascertain if the metering       | _ | _ | _ | (8) |            |
| . | device is functioning properly  | \ | \ | \ | (i) |            |
|   | with a predetermined number of  | _ | _ | _ |     |            |
|   | coins for each denomination?    | \ | \ | \ |     |            |
|   | (Observation)                   | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
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+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation is      | \ | \ | \ | 542 |            |
| 9 | utilizing any computer          | _ | _ | _ | .31 |            |
| 9 | applications with alternative   | \ | \ | \ | (a) |            |
| \ | documentation and/or            | _ | _ | _ |     |            |
| . | procedures, did the gaming      | \ | \ | \ |     |            |
|   | operation receive approval for  | _ | _ | _ |     |            |
|   | such procedures? (Review TGRA   | \ | \ | \ |     |            |
|   | approval)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+