**The U.S. Additional Protocol to the U.S. - International Atomic Energy
Agency (IAEA) Safeguards Agreement**

**Report Handbook**

**for Locations**

**Table of Contents**

**Section 1: Introduction**

Background

Handbook Overview

Paperwork Reduction Act

Forms

**Section 2: Reporting Requirements**

Reportable Activities

Report Types

> Figure 1: Additional Protocol Reporting Requirements Flow Diagram
>
> Table 1: Deadline for Submission of Reports and Amendments

**Section 3: U.S. Additional Protocol Report Forms and Instructions**

> Form AP-1: Certification
>
> Form AP-2: Contact Information
>
> Form AP-3: Nuclear Fuel Cycle Research and Development (Not Involving
>
> Nuclear Material) With U.S. Government Involvement
>
> Form AP-4: Nuclear Fuel Cycle Research and Development (Not Involving
>
> Nuclear Material) Without U.S. Government Involvement
>
> Form AP-5: Nuclear --Related Manufacturing, Assembly or Construction
> Activities
>
> Form AP-6: Uranium Hard Rock Mine or Ore Beneficiation Plant
>
> Form AP-7: Concentration Plant Operations
>
> Form AP-8: Holdings of Impure Source Materials
>
> Form AP-9: Imports and Exports of Impure Source Materials
>
> Form AP-10: Holdings of IAEA Safeguards-Exempted Material
>
> Form AP-11: Location of IAEA Safeguards-Terminated Waste Material
>
> Form AP-12: Processing of IAEA Safeguards-Terminated Waste Material
>
> Form AP-13: Export of Specified Equipment and Non-Nuclear Material
> Report
>
> Form AP-14: Import of Specified Equipment and Non-Nuclear Material
> Confirmation
>
> Report

Form AP-15: Supplemental Information Report

> Form AP-16: Continuation Form
>
> Form AP-17: No Changes Report

**Supplements**

Supplement 1: Glossary of Terms

> Supplement 2: Nuclear Fuel Cycle-Related Manufacturing, Assembly and
> Construction
>
> Activities

Supplement 3: List of Specified Equipment and Non-Nuclear Material for
the Reporting

> of Exports and Imports

Number range CHAPTERSECTION 1: INTRODUCTION

## [Background]{.underline}

The United States signed an Additional Protocol (AP) to the Agreement
Number range CHAPTERBetween the United States of America and the
International Atomic Energy Agency (IAEA) for the Application of
Safeguards in the United States, which requires reporting of
certainNumber range CHAPTER aspects of the U.S. nuclear fuel cycle,
including: mining and concentration of nuclear ores; nuclear-related
equipment manufacturing, assembly, or construction; imports and exports
of specified nuclear equipment and non-nuclear material; imports,
exports, and other activities involving certain source material (i.e.,
source material that has not reached the composition and purity suitable
for fuel fabrication or for being isotopically enriched); certain
nuclear fuel cycle-related research and development activities not
involving nuclear material; Number range CHAPTERand other activities
involving nuclear material not currently subject to the U.S.-IAEA
Safeguards Agreement. The requirements of the AP are promulgated in the
Department of Commerce (DOC) Additional Protocol Regulations (APR) --
Title 15 of the U.S. Code of Federal Regulations (15 CFR) Parts 781 --
799 and the Nuclear Regulatory Commission (NRC) US-IAEA Safeguards
Agreement Regulations \-- 10 CFR Parts 75 and 110. The DOC Bureau of
Industry and Security (BIS) operates the national database and will
collect reports from NRC- and DOC- regulated persons.

## [Handbook Overview]{.underline}

This Report Handbook for Locations should be used in conjunction with
the DOC APR and 10 CFR Part 75 and 110 to complete DOC/NRC Forms AP-1
through AP-17. Locations on sites of U.S. facilities selected by the
IAEA from the U.S. Eligible Facilities List are required to report
information pursuant to the AP using DOC/NRC Forms AP-A through AP-Q
that are covered in a separate Report Handbook for Sites.

Section 2 of this Handbook provides a brief overview of anticipated
reporting requirements. A flow chart is provided to assist in
understanding the requirements for the different types of reports. Table
1, "Deadlines for Submission of Reports and Amendments," lists the
different types of reports, the forms to be included in each report, and
the deadlines for submission of these reports to BIS.

Section 3 of this Handbook provides all of the report forms with
detailed instructions for completing each form on the reverse side of
the form. The number of forms each location submits will depend on the
type of report being submitted and the activities that are relevant to
the reporting location. Based on the type of report being submitted,
each location with reportable activities is required to submit Forms
AP-1 and AP-2, and the relevant activity-based forms that are applicable
for each location (e.g., a person that manufactures zirconium tubes
would submit Forms AP-1, AP-2, and AP-5).

There are also three supplements to this Handbook.

> Supplement 1 is a Glossary of Definitions and Terms and serves to
> define key words that are used in the Handbook as well as in the
> report forms.
>
> Supplement 2 provides a list of the Nuclear Fuel Cycle-Related
> Manufacturing, Assembly and Construction Activities that are reported
> on Form AP-5. These activities and related definitions are defined in
> further detail in Supplement 2 of this Handbook.
>
> Supplement 3 provides a detailed List of Specified Equipment and
> Non-Nuclear Material, for the reporting of Exports (AP-13) and Imports
> (AP-14).

[Paperwork Reduction Act]{.underline}

Number range CHAPTERNotwithstanding any other provision of law, no
person is required to, nor shall any person be subject to a penalty for
failure to comply with a collection of information, subject to the
Paperwork Reduction Act (PRA), unless that collection of information
displays a currently valid OMB Control Number. This rule proposes a
collection of information subject to the requirements of the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501 et seq.). The information
collection contained in this proposed rule is part of a joint
information collection by the Bureau of Industry and Security (BIS), in
accordance with the proposed Additional Protocol Regulations (APR) (15
CFR Parts 781-799), and the Nuclear Regulatory Commission (NRC), in
accordance with amendments to its regulations in 10 CFR Part 75 and 10
CFR Part 110. BIS has submitted this proposed collection to the Office
of Management and Budget for approval. A total of approximately 129
respondents are expected to be subject to the information collection
requirements set forth in these BIS and NRC rules. These information
collection requirements are expected to involve an estimated 3,357 total
burden hours per annum at a total estimated cost of \$139,142 per annum.

BIS will use the information contained in reports submitted by U.S.
persons to compile the U.S. Declaration as required by the Additional
Protocol.

# 

[Forms]{.underline}

Number range CHAPTERReport forms required by the APR may be downloaded
from the Internet at **\[www.cwc.gov\]**. You also may obtain these
forms by contacting: Treaty Compliance Division, Bureau of Industry and
Security, U.S. Department of Commerce, **\[Attn: Forms Request, 14th
Street and Pennsylvania Avenue, N.W., Room 2705, Washington, DC 20230,
Telephone: (202) 482-1001\]**.

# SECTION 2: REPORTING REQUIREMENTS

## [Reportable activities]{.underline}

To ensure U.S. Government compliance with its commitments under the AP,
locations are required to report information on the following activities
if they were conducted at their location during the previous calendar
year:

1.  Certain nuclear fuel cycle-related research and development
    activities (Forms AP-3 & AP-4);

2.  Activities involving the manufacturing, assembly and construction of
    certain nuclear fuel cycle-related equipment and materials (Form
    AP-5);

3.  Mining and ore processing activities for uranium and thorium (Forms
    AP-6 & AP-7);

4.  Possession, import and export of impure source material; (Forms AP-8
    &AP-9) and

5.  Possession of nuclear material on which IAEA Safeguards have been
    exempted or terminated (Forms AP-10, AP-11, AP-12);

BIS or the NRC may request certain persons to provide information on:

1.  The import of certain nuclear fuel cycle-related equipment and
    materials (as defined in Supplement 3 of the Handbook) if the IAEA
    requests this information from the U.S. Government in its
    verification of export information provided by another State Party
    (Form AP-14); or

2.  Clarification or amplification of information submitted in a report
    to BIS, or provision of information about any location on which the
    IAEA requests information (Form AP-15).

[Report Types]{.underline}

The following types of reports may be required:

> [INITIAL REPORT]{.underline}:
>
> Number range CHAPTERFor the calendar year in which the DOC APR is
> promulgated, you must submit an Initial Report (DOC/NRC Forms AP-1,
> AP-2, and required activity forms) to BIS within 30 days after
> promulgation of the final BIS regulations for all nuclear fuel
> cycle-related activities that are active as of the publication date.
>
> Number range CHAPTERFor any calendar year that follows the APR
> publication, you must submit an Initial Report to BIS by January
> 31^st^, if you commenced nuclear fuel cycle-related activities during
> the previous calendar year, and have not previously reported
> activities to BIS.
>
> [ANNUAL REPORTING:]{.underline}
>
> You must submit either an Annual Update Report or a No Changes Report
> by January 31^st^, Number range CHAPTERif, at any time during the
> previous calendar year, you continued to engage in nuclear fuel
> cycle-related activities at a location for which you submitted an
> Initial Report.
>
> [ANNUAL UPDATE REPORT:]{.underline}
>
> You must submit an Annual Update Report (DOC/NRC Forms AP-1, AP-2, and
> required activity forms) by January 31^st^ Number range CHAPTERif you
> have updates or changes to report concerning your location or your
> location's activities during the previous calendar year. When
> preparing the Annual Update Report, you must complete the same report
> forms that you used for submitting your Initial Report on these
> activities. Additional report forms will be required if your location
> engaged in any new reportable activities.
>
> [NO CHANGES REPORT]{.underline}:
>
> If all of the information provided in your most recently submitted
> report has not changed, you may submit a No Changes Report (Form
> AP-17) in lieu of an Annual Update Report.
>
> [AMENDED REPORT]{.underline}:
>
> Changes to previously submitted information must be submitted on an
> Amended Report. Corrections to information regarding a reportable
> activity and corrections or changes to company information (e.g.,
> corrections to address, changes in contact information, etc.) must be
> submitted on an Amended Report within 30 calendar days after the
> information has changed or the error identified. Amendments to your
> previously reported information resulting from an IAEA complementary
> access must be submitted on an Amended Report within 30 calendar days
> after receipt of a post-complementary access letter from DOC or NRC.
>
> [PROCESSING OF IAEA SAFEGUARDS-TERMINATED WASTE MATERIAL
> REPORT]{.underline}:
>
> Information on and dates of processing of waste material on which IAEA
> safeguards was terminated must be submitted to BIS at least 210 days
> before the processing of the waste begins (AP-1, AP-2, and AP-12).
>
> [EXPORT OF EQUIPMENT & NON-NUCLEAR MATERIALS REPORT:]{.underline}
>
> Number range CHAPTERIf you export any of the items listed in
> Supplement No. 3 to this Handbook, you must submit an Export Report to
> BIS no later than 15 days following the end of the calendar quarter in
> which the items were exported -- therefore, Export Reports must be
> submitted to BIS no later than January 15th, April 15th, July 15th,
> and/or October 15th each year.
>
> [IMPORT OF EQUIPMENT & NON-NUCLEAR MATERIALS CONFIRMATION
> REPORT:]{.underline}
>
> Within 30 working days of receiving notice from BIS or the NRC with a
> request for information pertaining to the import of specific materials
> or equipment, submit an Import of Equipment & Non-nuclear Materials
> Confirmation Report (Forms AP-1, AP-2, and AP-14) to BIS.
>
> [SUPPLEMENTAL INFORMATION REPORT:]{.underline} If you are contacted by
> BIS or the NRC with a request for new or additional information about
> activities conducted at your location, you must submit a Supplemental
> Information Report to BIS within 15 working days of receiving the
> request (Forms AP-1, AP-2, and AP-15).

## 

## [Additional Protocol Reporting Requirements Flow Diagram]{.underline}

Figure 1, Additional Protocol Reporting Requirements Flow Diagram,
provides information to assist you in determining the reports and forms
that you may need to submit.

[Reporting Deadlines]{.underline}

Table 1, Deadlines For Submission of Reports And Amendments, provides
information on the reporting deadlines.

Figure 1: Additional Protocol Reporting Requirements Flow Diagram

![](media/image1.wmf)

## Table 1: **DEADLINES FOR SUBMISSION OF REPORTS AND AMENDMENTS**

+----------+-----------------+-----------------------------------------+
| **R      | **APPLICABLE    | **DUE DATES**                           |
| EPORTS** | FORMS**         |                                         |
+----------+-----------------+-----------------------------------------+
| Initial  | Forms AP-1,     | Number range CHAPTERFor the calendar    |
| Report   | AP-2 and        | year in which the APR is promulgated,   |
|          | relevant        | you must submit an Initial Report to    |
|          | nuclear fuel    | BIS within 30 days after promulgation   |
|          | cycle-related   | of the final BIS regulations for all    |
|          | activity forms  | nuclear fuel cycle-related activities   |
|          |                 | that are active as of the publication   |
|          |                 | date.                                   |
|          |                 |                                         |
|          |                 | Number range CHAPTERFor any calendar    |
|          |                 | year that follows the APR publication,  |
|          |                 | you must submit an Initial Report to    |
|          |                 | BIS by January 31^st^ , if you          |
|          |                 | commenced nuclear fuel cycle-related    |
|          |                 | activities during the previous calendar |
|          |                 | year, and have not previously reported  |
|          |                 | activities to BIS.                      |
+----------+-----------------+-----------------------------------------+
| Annual   | Forms AP-1,     | January 31^st^ of the year following    |
| Update   | AP-2 and        | any calendar year in which the          |
| Report   | required        | activities took place and there were    |
|          | nuclear fuel    | changes to any previously reported      |
|          | cycle-related   | activities or information.              |
|          | activity forms. |                                         |
+----------+-----------------+-----------------------------------------+
| No       | Form AP-17      | January 31^st^ of the year following    |
| Changes  |                 | any calendar year in which the          |
| Report   |                 | activities took place and there were no |
|          |                 | changes to any previously reported      |
|          |                 | activities or information.              |
+----------+-----------------+-----------------------------------------+
| Supp     | Forms AP-1,     | > Within 15 calendar days of receiving  |
| lemental | AP-2 and AP-15, | > notice from BIS or NRC with a request |
| Inf      | and any         | > for information or additional         |
| ormation | additional      | > information about activities          |
| Report   | forms, as       | > conducted at a location at your       |
|          | instructed      | > address.                              |
+----------+-----------------+-----------------------------------------+
| Pr       | Forms AP-1,     | At least 210 days before processing     |
| ocessing | AP-2, and AP-12 | begins on the IAEA                      |
| of IAEA  |                 | safeguards-terminated waste material.   |
| Safeg    |                 |                                         |
| uards-Te |                 |                                         |
| rminated |                 |                                         |
| Waste    |                 |                                         |
| Material |                 |                                         |
| Report   |                 |                                         |
+----------+-----------------+-----------------------------------------+
| Export   | AP-1, AP-2, and | Within 15 days from the end of each     |
| of       | AP-13           | calendar quarter.                       |
| S        |                 |                                         |
| pecified |                 | -   April 15 (for January 1- March 31)  |
| E        |                 |                                         |
| quipment |                 | -   July 15 (for April 1 -- June 30)    |
| and      |                 |                                         |
| Non      |                 | -   October 15 (for July 1 -- September |
| -Nuclear |                 |     30)                                 |
| M        |                 |                                         |
| aterials |                 | -   January 15 (for October 1 --        |
| Report   |                 |     December 31)                        |
+----------+-----------------+-----------------------------------------+
| Import   | Forms AP-1,     | Within 30 calendar days of receiving    |
| of       | AP-2 and AP-14  | notice from BIS or NRC with a request   |
| S        |                 | for information pertaining to the       |
| pecified |                 | import of specific materials or         |
| E        |                 | equipment.                              |
| quipment |                 |                                         |
| and      |                 |                                         |
| Non      |                 |                                         |
| -Nuclear |                 |                                         |
| M        |                 |                                         |
| aterials |                 |                                         |
| Conf     |                 |                                         |
| irmation |                 |                                         |
| Report   |                 |                                         |
+----------+-----------------+-----------------------------------------+
| Amended  | Form AP-1, AP-2 | -   30 calendar days after              |
| Report   | and any         |     identification of a correction to   |
|          | relevant        |     information regarding a reportable  |
|          | nuclear fuel    |     activity.                           |
|          | cycle-related   |                                         |
|          | activity forms  | -   30 calendar days after change in    |
|          |                 |     company information.                |
|          |                 |                                         |
|          |                 | -   30 calendar days after receipt of a |
|          |                 |     post-complementary access letter    |
|          |                 |     from BIS or NRC.                    |
+----------+-----------------+-----------------------------------------+

#   {#section-2 .unnumbered}

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# Section 3: U.S. Additional Protocol Report Forms and Instructions

+---+--------------------------------+------------+---------+----------+
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| * |                                |            |         |          |
| * |                                |            |         |          |
+---+--------------------------------+------------+---------+----------+
| * |                                |            |         |          |
| * |                                |            |         |          |
| P |                                |            |         |          |
| r |                                |            |         |          |
| o |                                |            |         |          |
| v |                                |            |         |          |
| i |                                |            |         |          |
| d |                                |            |         |          |
| e |                                |            |         |          |
| t |                                |            |         |          |
| h |                                |            |         |          |
| e |                                |            |         |          |
| i |                                |            |         |          |
| n |                                |            |         |          |
| f |                                |            |         |          |
| o |                                |            |         |          |
| r |                                |            |         |          |
| m |                                |            |         |          |
| a |                                |            |         |          |
| t |                                |            |         |          |
| i |                                |            |         |          |
| o |                                |            |         |          |
| n |                                |            |         |          |
| r |                                |            |         |          |
| e |                                |            |         |          |
| q |                                |            |         |          |
| u |                                |            |         |          |
| e |                                |            |         |          |
| s |                                |            |         |          |
| t |                                |            |         |          |
| e |                                |            |         |          |
| d |                                |            |         |          |
| b |                                |            |         |          |
| e |                                |            |         |          |
| l |                                |            |         |          |
| o |                                |            |         |          |
| w |                                |            |         |          |
| i |                                |            |         |          |
| n |                                |            |         |          |
| Q |                                |            |         |          |
| u |                                |            |         |          |
| e |                                |            |         |          |
| s |                                |            |         |          |
| t |                                |            |         |          |
| i |                                |            |         |          |
| o |                                |            |         |          |
| n |                                |            |         |          |
| s |                                |            |         |          |
| 1 |                                |            |         |          |
| . |                                |            |         |          |
| 1 |                                |            |         |          |
| t |                                |            |         |          |
| h |                                |            |         |          |
| r |                                |            |         |          |
| o |                                |            |         |          |
| u |                                |            |         |          |
| g |                                |            |         |          |
| h |                                |            |         |          |
| 1 |                                |            |         |          |
| . |                                |            |         |          |
| 6 |                                |            |         |          |
| . |                                |            |         |          |
| * |                                |            |         |          |
| * |                                |            |         |          |
+---+--------------------------------+------------+---------+----------+
| * | Company or Organization Name:  |            |         |          |
| * |                                |            |         |          |
| 1 |                                |            |         |          |
| . |                                |            |         |          |
| 1 |                                |            |         |          |
| * |                                |            |         |          |
| * |                                |            |         |          |
+---+--------------------------------+------------+---------+----------+
| * | Mailing Address:               |            |         |          |
| * |                                |            |         |          |
| 1 |                                |            |         |          |
| . |                                |            |         |          |
| 2 |                                |            |         |          |
| * |                                |            |         |          |
| * |                                |            |         |          |
+---+--------------------------------+------------+---------+----------+
|   | City:                          | State:     | Zip     |          |
|   |                                |            | Code:   |          |
+---+--------------------------------+------------+---------+----------+
| * | Name of Report Point of        |            |         |          |
| * | Contact (R-POC):               |            |         |          |
| 1 |                                |            |         |          |
| . |                                |            |         |          |
| 3 |                                |            |         |          |
| * |                                |            |         |          |
| * |                                |            |         |          |
+---+--------------------------------+------------+---------+----------+
|   | R-POC's Telephone Number: ext. |            |         |          |
+---+--------------------------------+------------+---------+----------+
|   | R-POC's Fax Number:            |            |         |          |
+---+--------------------------------+------------+---------+----------+
|   | R-POC's E-mail Address:        |            |         |          |
+---+--------------------------------+------------+---------+----------+
| * | **Type of Report (Check only   |            |         |          |
| * | one box)**                     |            |         |          |
| 1 |                                |            |         |          |
| . | **⁮** INITIAL REPORT: For       |            |         |          |
| 4 | Reporting Year (YYYY):         |            |         |          |
| * | \_\_\_\_\_\_\_                 |            |         |          |
| * | \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ |            |         |          |
|   |                                |            |         |          |
|   | ⁮ANNUAL UPDATE REPORT: For      |            |         |          |
|   | Reporting Year (YYYY):         |            |         |          |
|   | \_\_\_\_\_\_\_                 |            |         |          |
|   | \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ |            |         |          |
|   |                                |            |         |          |
|   | ⁮PROCESSING OF IAEA             |            |         |          |
|   | SAFEGUARDS-TERMINATED WASTE    |            |         |          |
|   | MATERIAL REPORT                |            |         |          |
|   |                                |            |         |          |
|   | ⁮EXPORT OF SPECIFIED EQUIPMENT  |            |         |          |
|   | & NON-NUCLEAR MATERIALS REPORT |            |         |          |
|   |                                |            |         |          |
|   | ⁮IMPORT OF SPECIFIED EQUIPMENT  |            |         |          |
|   | & NON-NUCLEAR MATERIALS        |            |         |          |
|   | CONFIRMATION                   |            |         |          |
|   |                                |            |         |          |
|   | REPORT                         |            |         |          |
|   |                                |            |         |          |
|   | ⁮SUPPLEMENTAL INFORMATION       |            |         |          |
|   | REPORT                         |            |         |          |
|   |                                |            |         |          |
|   | ⁮AMENDED REPORT: For Reporting  |            |         |          |
|   | Year (YYYY):                   |            |         |          |
|   | \_\_\_\_\_\_\_                 |            |         |          |
|   | \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ |            |         |          |
+---+--------------------------------+------------+---------+----------+
| * | **Forms Submitted (State the   |            |         |          |
| * | number of forms (non-zero) for |            |         |          |
| 1 | each of the following)**       |            |         |          |
| . |                                |            |         |          |
| 5 | AP-2\_\_\_ AP-3\_\_\_          |            |         |          |
| * | AP-4\_\_\_ AP-5\_\_\_          |            |         |          |
| * | AP-6\_\_\_ AP-7\_\_\_          |            |         |          |
|   | AP-8\_\_\_ AP-9\_\_\_          |            |         |          |
|   |                                |            |         |          |
|   | AP-10\_\_\_ AP-11\_\_\_        |            |         |          |
|   | AP-12\_\_\_ AP-13\_\_\_        |            |         |          |
|   | AP-14\_\_\_ AP-15\_\_\_        |            |         |          |
|   | AP-16\_\_\_\_                  |            |         |          |
+---+--------------------------------+------------+---------+----------+
| * | **CERTIFICATION**              |            |         |          |
| * |                                |            |         |          |
| 1 |                                |            |         |          |
| . |                                |            |         |          |
| 6 |                                |            |         |          |
| * |                                |            |         |          |
| * |                                |            |         |          |
+---+--------------------------------+------------+---------+----------+
|   | **I hereby certify that I have |            |         |          |
|   | reviewed the attached          |            |         |          |
|   | documents and that, to the     |            |         |          |
|   | best of my knowledge and       |            |         |          |
|   | belief, the submitted          |            |         |          |
|   | information is true and        |            |         |          |
|   | complete.**                    |            |         |          |
+---+--------------------------------+------------+---------+----------+
|   | Name and Title of Responsible  |            |         |          |
|   | Official (type or print):      |            |         |          |
+---+--------------------------------+------------+---------+----------+
|   | Signature:                     |            |         |          |
+---+--------------------------------+------------+---------+----------+
|   | Date Signed (MM-DD-YYYY):      |            |         |          |
+---+--------------------------------+------------+---------+----------+

FORM APPROVED: OMB NO. (TBD)

**FORM AP-1: Certification**

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

[INSTRUCTIONS:]{.underline}

This form must be submitted for the following types of reports: Initial,
Annual Update, Processing of IAEA Safeguards-Terminated Material,
Export, Import Confirmation, Supplemental Information, or Amended. A
separate certification form must be submitted for each location with
reportable activities.

[**Questions 1.1 and 1.2** Company or Organization Name and Mailing
Address]{.underline}: Provide the name of your company or organization
and the mailing address to which all general mailings will be sent.

[**Question 1.3** Name of Report Point of Contact (R-POC) and Other
Requested Information]{.underline}: Designate a R-POC. The R-POC should
be a person whom BIS or NRC may contact for the purposes of (1)
clarification of information provided in the report; and (2) for general
information. The R-POC need not be the person who prepares the forms or
certifies the report, but should be familiar with the content of the
reports.

[**Question 1.4** Type of Report]{.underline}: Check the box to indicate
the type of report that is being submitted and indicate the date or year
for which the information applies (as applicable). If submitting an
Amended Report, check the box for Amended Report and the boxes for the
reports for which you are submitting amendments.

**[INITIAL REPORT:]{.underline}**

You must submit an Initial Report if your location begins a reportable
activity under the APR or NRC regulations. This report is necessary to
establish information on your company (e.g., address and point of
contacts) and information on your reportable activity. If you have
already submitted an initial report and are adding a new activity at
your location, you should submit the information using the Annual Update
Report.

**[ANNUAL UPDATE REPORT:]{.underline}** You must submit either an Annual
Update Report or a No Changes Report by January 31st, if, during the
previous calendar year, you continued to engage in nuclear fuel
cycle-related activities at a location for which you submitted an
Initial Report. Submit an Annual Update Report if you have updates or
changes to report concerning your location or your location's activities
during the previous calendar year. When preparing your Annual Update
Report, you must complete the same report forms that you used for
submitting your Initial Report on these activities. Additional report
forms are required if your location engaged in new reportable
activities.

**[NO CHANGES REPORT]{.underline}**: If the information provided in your
most recently submitted report has not changed, you may submit a No
Changes Report in lieu of an Annual Update Report

**[AMENDED REPORT]{.underline}:** You must submit an Amended Report to
change or correct information in the last submitted report.

[PROCESSING OF IAEA SAFEGUARDS-TERMINATED WASTE MATERIAL
REPORT]{.underline}: You must submit this form to provide information,
location, and dates for/of processing of waste material on which IAEA
safeguards was terminated.

[EXPORT OF EQUIPMENT & NON-NUCLEAR MATERIALS REPORT:]{.underline} You
must submit this report quarterly to report the export of any item
listed in Supplement 3 of this Handbook. Quarterly reports are due to
BIS by April 15, July 15, October 15, and January 15.

**[IMPORT OF EQUIPMENT & NON-NUCLEAR MATERIALS CONFIRMATION
REPORT]{.underline}:** You must submit this report if you receive a
notice from BIS or NRC requesting import information.

**[SUPPLEMENTAL INFORMATION REPORT]{.underline}:** If you are contacted
by BIS or NRC with a request for new or additional information about
activities conducted at your location, you must submit a Supplemental
Information Report.

[**Question 1.5** Forms Submitted]{.underline}: In the blank next to the
form name state the number of each form included in the report. All
reports must include Forms AP-1 and AP-2, with the exception of a No
Changes Report, which includes only Form AP-17. Submit the applicable
forms for each reportable activity conducted at your location:

  --------- -------------------------------------------------------------
  Form      Reportable Activities

  AP-2      Contact Information

  AP-3      R&D with U.S. Government Involvement

  AP-4      R&D without U.S. Government Involvement

  AP-5      Manufacturing, Assembly, Construction Activities

  AP-6      Uranium Hard Rock Mine & Beneficiation Operations

  AP-7      Concentration Plant Operations

  AP-8      Holdings of Impure Source Materials

  AP-9      Imports and Exports of Impure Source Materials

  AP-10     Holdings of IAEA Safeguards-Exempted Material

  AP-11     Location of IAEA Safeguards-Terminated Waste Material

  AP-12     Processing of IAEA Safeguards-Terminated Waste Material

  AP-13     Export of Equipment & Non-Nuclear Materials Report

  AP-14     Import of Equipment & Non-Nuclear Materials Confirmation
            Report

  AP-15     Supplemental Information Report

  AP-16     Continuation Form
  --------- -------------------------------------------------------------

[**Question 1.6** Certification]{.underline}: The report must be signed
and dated by a company or organization official who certifies the
accuracy and completeness of the information submitted. The signature
block must contain an original signature.

FORM APPROVED: OMB NO. (TBD)

+----+-------------------------------+--------+------------+---------+
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+----+-------------------------------+--------+------------+---------+
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+----+-------------------------------+--------+------------+---------+
| *  | Location Name and Reporting   |        |            |         |
| *2 | Code (once assigned):         |        |            |         |
| .1 |                               |        |            |         |
| ** |                               |        |            |         |
+----+-------------------------------+--------+------------+---------+
| *  | Location Information          |        |            |         |
| *2 | Reporting Status:             |        |            |         |
| .2 |                               |        |            |         |
| ** | ⁮New information               |        |            |         |
|    |                               |        |            |         |
|    | ⁮Information with no changes   |        |            |         |
|    |                               |        |            |         |
|    | ⁮Information with changes      |        |            |         |
+----+-------------------------------+--------+------------+---------+
| *  | Owner or Operator Name:       |        |            |         |
| *2 |                               |        |            |         |
| .3 |                               |        |            |         |
| ** |                               |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | Telephone Number (24 hour):   |        |            |         |
|    | Fax Number (24 hour):         |        |            |         |
+----+-------------------------------+--------+------------+---------+
| *  | Street Address:               |        |            |         |
| *2 |                               |        |            |         |
| .4 |                               |        |            |         |
| ** |                               |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | City:                         | State: | Zip Code:  |         |
+----+-------------------------------+--------+------------+---------+
| *  | Provide the geographic        |        |            |         |
| *2 | coordinates for the location  |        |            |         |
| .5 | where the reportable          |        |            |         |
| ** | activity(ies) take place.     |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | a\. Latitude (Deg/Min/Sec/N): |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | b\. Longitude                 |        |            |         |
|    | (Deg/Min/Sec/W):              |        |            |         |
+----+-------------------------------+--------+------------+---------+
| *  |                               |        |            |         |
| *D |                               |        |            |         |
| es |                               |        |            |         |
| ig |                               |        |            |         |
| na |                               |        |            |         |
| te |                               |        |            |         |
| an |                               |        |            |         |
| Ac |                               |        |            |         |
| ce |                               |        |            |         |
| ss |                               |        |            |         |
| P  |                               |        |            |         |
| oi |                               |        |            |         |
| nt |                               |        |            |         |
| of |                               |        |            |         |
| C  |                               |        |            |         |
| on |                               |        |            |         |
| ta |                               |        |            |         |
| ct |                               |        |            |         |
| (  |                               |        |            |         |
| A- |                               |        |            |         |
| PO |                               |        |            |         |
| C) |                               |        |            |         |
| a  |                               |        |            |         |
| nd |                               |        |            |         |
| at |                               |        |            |         |
| l  |                               |        |            |         |
| ea |                               |        |            |         |
| st |                               |        |            |         |
| o  |                               |        |            |         |
| ne |                               |        |            |         |
| A  |                               |        |            |         |
| lt |                               |        |            |         |
| er |                               |        |            |         |
| na |                               |        |            |         |
| te |                               |        |            |         |
| A  |                               |        |            |         |
| -P |                               |        |            |         |
| OC |                               |        |            |         |
| f  |                               |        |            |         |
| or |                               |        |            |         |
| c  |                               |        |            |         |
| om |                               |        |            |         |
| pl |                               |        |            |         |
| em |                               |        |            |         |
| en |                               |        |            |         |
| ta |                               |        |            |         |
| ry |                               |        |            |         |
| ac |                               |        |            |         |
| ce |                               |        |            |         |
| ss |                               |        |            |         |
| n  |                               |        |            |         |
| ot |                               |        |            |         |
| if |                               |        |            |         |
| ic |                               |        |            |         |
| at |                               |        |            |         |
| io |                               |        |            |         |
| ns |                               |        |            |         |
| i  |                               |        |            |         |
| nv |                               |        |            |         |
| ol |                               |        |            |         |
| vi |                               |        |            |         |
| ng |                               |        |            |         |
| th |                               |        |            |         |
| is |                               |        |            |         |
| ad |                               |        |            |         |
| dr |                               |        |            |         |
| es |                               |        |            |         |
| s. |                               |        |            |         |
| ** |                               |        |            |         |
+----+-------------------------------+--------+------------+---------+
| *  | Name of A-POC:                |        |            |         |
| *2 |                               |        |            |         |
| .6 |                               |        |            |         |
| ** |                               |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | A-POC's Primary Telephone     |        |            |         |
|    | Number: ext.                  |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | A-POC's Alternate Telephone   |        |            |         |
|    | Number: ext.                  |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | A-POC's Fax Number:           |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | A-POC's E-mail Address:       |        |            |         |
+----+-------------------------------+--------+------------+---------+
| *  | Name of Alternate A-POC:      |        |            |         |
| *2 |                               |        |            |         |
| .7 |                               |        |            |         |
| ** |                               |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | Alt. A-POC's Primary          |        |            |         |
|    | Telephone Number: ext.        |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | Alt. A-POC's Alternate        |        |            |         |
|    | Telephone Number: ext.        |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | Alt. A-POC's Fax Number:      |        |            |         |
+----+-------------------------------+--------+------------+---------+
|    | Alt. A-POC's E-mail Address:  |        |            |         |
+----+-------------------------------+--------+------------+---------+
| *  | Check this box if this        |        |            |         |
| *2 | location contains an area     |        |            |         |
| .8 | subject to an NRC or an NRC   |        |            |         |
| ** |                               |        |            |         |
|    | Agreement State license or is |        |            |         |
|    | otherwise subject to          |        |            |         |
|    | inspection under NRC          |        |            |         |
|    |                               |        |            |         |
|    | regulations (10 CFR).         |        |            |         |
+----+-------------------------------+--------+------------+---------+
| *  | Check this box if a           |        |            |         |
| *2 | Continuation Form (Form       |        |            |         |
| .9 | AP-16) has been used to       |        |            |         |
| ** |                               |        |            |         |
|    | provide additional            |        |            |         |
|    | information for any of the    |        |            |         |
|    | above questions.              |        |            |         |
+----+-------------------------------+--------+------------+---------+

**FORM AP-2: Contact Information**

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

[INSTRUCTIONS:]{.underline}

This form must be submitted for the following types of reports: Initial,
Annual Update, Processing of Safeguards-Terminated Material, Export,
Import Confirmation, Supplemental Information or Amended.

[Question 2.1 Location Name and Reporting Code]{.underline}: Provide the
name of your location. A unique reporting code will be assigned and
reported to each reportable location by BIS once an Initial Report has
been submitted. The Reporting Code must appear on all future forms
pertaining to the location.

[Question 2.2 Address Information Status]{.underline}: Indicate the
information status by checking the appropriate box (i.e., "New
Information" to report information for the first time, "Information with
no changes" or "Information with changes" if a report for this activity
was previously submitted).

[Question 2.3 Owner Name and Contact Information]{.underline}: Provide
the name, telephone number and fax number of the owner or operator for
this location. The telephone number provided should be a number that is
answered by a live operator or individual on a 24-hour basis and the fax
number must be for a machine that is checked regularly on a 24-hour
basis. Please do not provide numbers that are answered by an answering
service or by voice-mail. BIS or NRC must be able to notify the owner or
operator immediately upon receipt of an IAEA request for complementary
access.

[Question 2.4 Address]{.underline}: Provide a street address for the
main gate, visitor control center or main office entrance (where the
reportable activity is taking place) that would be sufficient to permit
an IAEA inspector to find this location should the IAEA request a
complementary access. DO NOT PROVIDE A POST OFFICE BOX. Use Form AP-16
as a continuation form, as necessary.

[Question 2.5 Latitude and Longitude:]{.underline} Provide the latitude
and longitude for the center of the location using the following
formats:

Latitude: 00(degree)/00(minutes)/00(seconds)/N

Longitude: 00(degree)/00(minutes)/00(seconds)/W

[Questions 2.6 and 2.7 Designation of an Access Point of Contact (A-POC)
and an Alternate A-POC]{.underline}: Designate an A-POC and an Alternate
A-POC for complementary access notifications involving this address. The
A-POC should have sufficient authority to facilitate IAEA complementary
access. The primary or alternate telephone number provided for each
individual must be numbers that are answered either by a live operator
or by the individual on a 24-hour basis. This number should not be
answered by an answering service or by voice-mail. BIS or NRC must be
able to notify the A-POC or Alternate A-POC upon receipt of an IAEA
request for complementary access. Use Form AP-16 as a continuation form
for any additional Alternate A-POCs.

[Question 2.8 NRC Licensee]{.underline}: Check the box if this location
contains an area subject to a construction, operating, possession, or
use license or certificate with the NRC or an NRC Agreement State or is
otherwise subject to inspection under the NRC regulations (10 CFR). The
license may pertain to the nuclear fuel cycle-related activities covered
by these report forms or any NRC or NRC Agreement State licensed
activity at that address.

[**Question 2.9** Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+-----------------------------------------------------+---------+
| *   |                                                     | **Date  |
| *[U |                                                     | Rec     |
| .S. |                                                     | eived** |
| D   |                                                     |         |
| EPA |                                                     | *       |
| RTM |                                                     | *(Leave |
| ENT |                                                     | B       |
| OF  |                                                     | lank)** |
| CO  |                                                     |         |
| MME |                                                     |         |
| RCE |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Bur |                                                     |         |
| eau |                                                     |         |
| of  |                                                     |         |
| In  |                                                     |         |
| dus |                                                     |         |
| try |                                                     |         |
| and |                                                     |         |
| S   |                                                     |         |
| ecu |                                                     |         |
| rit |                                                     |         |
| y** |                                                     |         |
|     |                                                     |         |
| *   |                                                     |         |
| *[U |                                                     |         |
| .S. |                                                     |         |
| N   |                                                     |         |
| UCL |                                                     |         |
| EAR |                                                     |         |
| R   |                                                     |         |
| EGU |                                                     |         |
| LAT |                                                     |         |
| ORY |                                                     |         |
| C   |                                                     |         |
| OMM |                                                     |         |
| ISS |                                                     |         |
| ION |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Off |                                                     |         |
| ice |                                                     |         |
| of  |                                                     |         |
| N   |                                                     |         |
| ucl |                                                     |         |
| ear |                                                     |         |
| Ma  |                                                     |         |
| ter |                                                     |         |
| ial |                                                     |         |
| Saf |                                                     |         |
| ety |                                                     |         |
| and |                                                     |         |
| Saf |                                                     |         |
| egu |                                                     |         |
| ard |                                                     |         |
| s** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **A |                                                     |         |
| DDI |                                                     |         |
| TIO |                                                     |         |
| NAL |                                                     |         |
| PR  |                                                     |         |
| OTO |                                                     |         |
| COL |                                                     |         |
| RE  |                                                     |         |
| POR |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **F |                                                     |         |
| ORM |                                                     |         |
| AP  |                                                     |         |
| -3: |                                                     |         |
| N   |                                                     |         |
| UCL |                                                     |         |
| EAR |                                                     |         |
| F   |                                                     |         |
| UEL |                                                     |         |
| C   |                                                     |         |
| YCL |                                                     |         |
| E-R |                                                     |         |
| ELA |                                                     |         |
| TED |                                                     |         |
| RE  |                                                     |         |
| SEA |                                                     |         |
| RCH |                                                     |         |
| &   |                                                     |         |
| DE  |                                                     |         |
| VEL |                                                     |         |
| OPM |                                                     |         |
| ENT |                                                     |         |
| (   |                                                     |         |
| NOT |                                                     |         |
| INV |                                                     |         |
| OLV |                                                     |         |
| ING |                                                     |         |
| N   |                                                     |         |
| UCL |                                                     |         |
| EAR |                                                     |         |
| MAT |                                                     |         |
| ERI |                                                     |         |
| AL) |                                                     |         |
| W   |                                                     |         |
| ITH |                                                     |         |
| U   |                                                     |         |
| .S. |                                                     |         |
| G   |                                                     |         |
| OVE |                                                     |         |
| RNM |                                                     |         |
| ENT |                                                     |         |
| I   |                                                     |         |
| NVO |                                                     |         |
| LVE |                                                     |         |
| MEN |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  |                                                     |         |
| Sub |                                                     |         |
| mit |                                                     |         |
| a   |                                                     |         |
| se  |                                                     |         |
| par |                                                     |         |
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| &   |                                                     |         |
| de  |                                                     |         |
| vel |                                                     |         |
| opm |                                                     |         |
| ent |                                                     |         |
| (R  |                                                     |         |
| &D) |                                                     |         |
| p   |                                                     |         |
| roj |                                                     |         |
| ect |                                                     |         |
| at  |                                                     |         |
| t   |                                                     |         |
| his |                                                     |         |
| lo  |                                                     |         |
| cat |                                                     |         |
| ion |                                                     |         |
| t   |                                                     |         |
| hat |                                                     |         |
| [   |                                                     |         |
| is] |                                                     |         |
| {.u |                                                     |         |
| nde |                                                     |         |
| rli |                                                     |         |
| ne} |                                                     |         |
| f   |                                                     |         |
| und |                                                     |         |
| ed, |                                                     |         |
| spe |                                                     |         |
| cif |                                                     |         |
| ica |                                                     |         |
| lly |                                                     |         |
| a   |                                                     |         |
| uth |                                                     |         |
| ori |                                                     |         |
| zed |                                                     |         |
| or  |                                                     |         |
| c   |                                                     |         |
| ont |                                                     |         |
| rol |                                                     |         |
| led |                                                     |         |
| by, |                                                     |         |
| or  |                                                     |         |
| c   |                                                     |         |
| arr |                                                     |         |
| ied |                                                     |         |
| out |                                                     |         |
| on  |                                                     |         |
| beh |                                                     |         |
| alf |                                                     |         |
| of  |                                                     |         |
| the |                                                     |         |
| g   |                                                     |         |
| ove |                                                     |         |
| rnm |                                                     |         |
| ent |                                                     |         |
| of  |                                                     |         |
| the |                                                     |         |
| Uni |                                                     |         |
| ted |                                                     |         |
| Sta |                                                     |         |
| tes |                                                     |         |
| .** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Reporting Code (once assigned):                     |         |
| *3. |                                                     |         |
| 1** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Project Number or ID:                               |         |
| *3. |                                                     |         |
| 2** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Project Title:                                      |         |
| *3. |                                                     |         |
| 3** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Activity Reporting Status:                          |         |
| *3. |                                                     |         |
| 4** | ⁮New activity                                        |         |
|     |                                                     |         |
|     | ⁮Activity with no changes                            |         |
|     |                                                     |         |
|     | ⁮Activity with changes                               |         |
|     |                                                     |         |
|     | ⁮Ceased activity                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Identify building name(s)/numbers(s) and any        |         |
| *3. | additional information that may more precisely      |         |
| 5** | define where the reported activity occurs (e.g.     |         |
|     | room numbers):                                      |         |
+-----+-----------------------------------------------------+---------+
| *   | Project Time Line: Start Date:\_\_\_\_\_\_\_\_\_    |         |
| *3. | (Estimated) Project End Date                        |         |
| 6** | :\_\_\_\_\_\_\_\_\_\_\_                             |         |
+-----+-----------------------------------------------------+---------+
| *   | **Project Category (Fuel Cycle Stage):**            |         |
| *3. |                                                     |         |
| 7** |  Conversion of nuclear materials                   |         |
|     |                                                     |         |
|     |  Enrichment of nuclear materials:                  |         |
|     |                                                     |         |
|     |  Aerodynamic  Chemical/Ion Exchange              |         |
|     | Electromagnetic                                     |         |
|     |                                                     |         |
|     |  Gas Centrifuge  Gaseous Diffusion  Laser        |         |
|     |                                                     |         |
|     |  Plasma Separation                                |         |
|     | Other\_\_\_\_\_\_\_\_\_\_\_\_\                      |         |
|     | _\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ |         |
|     |                                                     |         |
|     |  Nuclear Fuel Fabrication                          |         |
|     |                                                     |         |
|     |  Critical Facilities                               |         |
|     |                                                     |         |
|     |  Nuclear Reactors                                  |         |
|     |                                                     |         |
|     |  Spent Fuel Management Installations               |         |
|     |                                                     |         |
|     |  Reprocessing of Nuclear Fuel                      |         |
|     |                                                     |         |
|     |  Processing of Intermediate or High-Level Waste    |         |
|     | Containing Pu, U-233 or HEU                         |         |
+-----+-----------------------------------------------------+---------+
| *   | **Project Level (Check only one box):**             |         |
| *3. |                                                     |         |
| 8** |  Theoretical Analysis  Experiment  Conceptual    |         |
|     | Design  Proof of Concept                           |         |
|     |                                                     |         |
|     |  Demonstration  Feasibility Study  Prototype     |         |
+-----+-----------------------------------------------------+---------+
| *   | Briefly Describe the R&D Activities:                |         |
| *3. |                                                     |         |
| 9** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  | Briefly State the Project Objective:                |         |
| 3.1 |                                                     |         |
| 0** |                                                     |         |
+-----+-----------------------------------------------------+---------+

**FORM AP-3: Nuclear Fuel Cycle-Related Research and Development (Not
Involving Nuclear Material) with U.S. Government Involvement**

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

INSTRUCTIONS:

Submit a separate Form AP-3 for each reportable nuclear fuel
cycle-related research and development (R&D) activity not involving
nuclear material at your location that is funded by, authorized by,
controlled by, or carried out on behalf of the U.S. Government.
Reportable R&D includes technology development, safety-related studies,
and computer modeling that extend knowledge resulting from theoretical
or basic scientific research into a nuclear fuel cycle-related
application. Reportable R&D activities do not include theoretical or
basic scientific research; industrial radioisotope applications;
medical, hydrological, and agricultural applications; health and
environmental effects; or improved maintenance.

[Question 3.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each reportable location by BIS once an
Initial Report has been submitted. The Reporting Code must appear on all
future forms pertaining to the location after it is assigned.

[**Questions 3.2 and 3.3** Project Number or ID and Project
Title]{.underline}: Provide the R&D project number or ID assigned by the
project sponsor or organization conducting the activity, and the R&D
project title.

[**Question 3.4** Activity Reporting Status]{.underline}: Indicate the
current reporting status by checking the appropriate box (i.e., "New
Activity" to report an activity for the first time, "Activity with
changes" or "Activity with no changes" if a report for this activity was
previously submitted, or "Ceased activity" for an activity that ended
during the reporting year and will not be reported in future years). If
the information previously reported for this specific activity has not
changed, you are not required to complete the rest of this form, instead
check the "Activity with no changes" box and submit along with Forms
AP-1, AP-2 and any other required activity forms.

[Question 3.5 Place Where Activity Occurs]{.underline}: Identify
building name(s)/ number(s) and any additional information that may more
precisely define where the reported activity occurs (e.g. room numbers).
If many rooms are used, you may describe areas within the building (e.g.
1st floor of the north wing).

[**Question 3.6** Project Time Line]{.underline}: Provide start and
projected end dates for this project.

[**Question 3.7** Project Category (Fuel Cycle Stage)]{.underline}:
Indicate the appropriate fuel cycle stage category and, if applicable,
sub-category pertaining to this particular project by checking the
appropriate boxes. Each fuel cycle stage category and subcategory
identifies reportable R&D activities. If there is a question about
whether or not certain information is reportable, contact BIS or NRC for
clarification.

[**Question 3.8** Project Level]{.underline}: Indicate the project level
that best describes the stage of development of the technology in the
R&D project by checking the appropriate box.

[**Question 3.9** Description of R&D Activities]{.underline}: Briefly
describe the work that is being performed (e.g., design and testing of
an induction-coil nuclear fuel pellet sintering oven). Where the work is
part of a larger program, identify the larger program.

[**Question 3.10** Project Objective]{.underline}: Briefly describe the
objective of the R&D project in the space provided (e.g., design of a
sintering oven that meets a variety of specified temperature control
requirements).

FORM APPROVED: OMB NO. (TBD)

+----+------------------------------------------------------+---------+
| *  |                                                      |         |
| *[ |                                                      |         |
| U. |                                                      |         |
| S. |                                                      |         |
| DE |                                                      |         |
| PA |                                                      |         |
| RT |                                                      |         |
| ME |                                                      |         |
| NT |                                                      |         |
| OF |                                                      |         |
| C  |                                                      |         |
| OM |                                                      |         |
| ME |                                                      |         |
| RC |                                                      |         |
| E] |                                                      |         |
| {. |                                                      |         |
| un |                                                      |         |
| de |                                                      |         |
| rl |                                                      |         |
| in |                                                      |         |
| e} |                                                      |         |
| ** |                                                      |         |
|    |                                                      |         |
| ** |                                                      |         |
| Bu |                                                      |         |
| re |                                                      |         |
| au |                                                      |         |
| of |                                                      |         |
| In |                                                      |         |
| du |                                                      |         |
| st |                                                      |         |
| ry |                                                      |         |
| a  |                                                      |         |
| nd |                                                      |         |
| Se |                                                      |         |
| cu |                                                      |         |
| ri |                                                      |         |
| ty |                                                      |         |
| ** |                                                      |         |
|    |                                                      |         |
| *  |                                                      |         |
| *[ |                                                      |         |
| U. |                                                      |         |
| S. |                                                      |         |
| N  |                                                      |         |
| UC |                                                      |         |
| LE |                                                      |         |
| AR |                                                      |         |
| RE |                                                      |         |
| GU |                                                      |         |
| LA |                                                      |         |
| TO |                                                      |         |
| RY |                                                      |         |
| C  |                                                      |         |
| OM |                                                      |         |
| MI |                                                      |         |
| SS |                                                      |         |
| IO |                                                      |         |
| N] |                                                      |         |
| {. |                                                      |         |
| un |                                                      |         |
| de |                                                      |         |
| rl |                                                      |         |
| in |                                                      |         |
| e} |                                                      |         |
| ** |                                                      |         |
|    |                                                      |         |
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| fi |                                                      |         |
| ce |                                                      |         |
| of |                                                      |         |
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| uc |                                                      |         |
| le |                                                      |         |
| ar |                                                      |         |
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| te |                                                      |         |
| ri |                                                      |         |
| al |                                                      |         |
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| fe |                                                      |         |
| ty |                                                      |         |
| a  |                                                      |         |
| nd |                                                      |         |
| Sa |                                                      |         |
| fe |                                                      |         |
| gu |                                                      |         |
| ar |                                                      |         |
| ds |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| ** |                                                      |         |
| AD |                                                      |         |
| DI |                                                      |         |
| TI |                                                      |         |
| ON |                                                      |         |
| AL |                                                      |         |
| PR |                                                      |         |
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| RT |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| ** |                                                      |         |
| FO |                                                      |         |
| RM |                                                      |         |
| AP |                                                      |         |
| -3 |                                                      |         |
| (C |                                                      |         |
| ON |                                                      |         |
| T. |                                                      |         |
| ): |                                                      |         |
| N  |                                                      |         |
| UC |                                                      |         |
| LE |                                                      |         |
| AR |                                                      |         |
| FU |                                                      |         |
| EL |                                                      |         |
| C  |                                                      |         |
| YC |                                                      |         |
| LE |                                                      |         |
| -R |                                                      |         |
| EL |                                                      |         |
| AT |                                                      |         |
| ED |                                                      |         |
| ** |                                                      |         |
|    |                                                      |         |
| ** |                                                      |         |
| RE |                                                      |         |
| SE |                                                      |         |
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| CH |                                                      |         |
| &  |                                                      |         |
| D  |                                                      |         |
| EV |                                                      |         |
| EL |                                                      |         |
| OP |                                                      |         |
| ME |                                                      |         |
| NT |                                                      |         |
| (N |                                                      |         |
| OT |                                                      |         |
| I  |                                                      |         |
| NV |                                                      |         |
| OL |                                                      |         |
| VI |                                                      |         |
| NG |                                                      |         |
| N  |                                                      |         |
| UC |                                                      |         |
| LE |                                                      |         |
| AR |                                                      |         |
| M  |                                                      |         |
| AT |                                                      |         |
| ER |                                                      |         |
| IA |                                                      |         |
| L) |                                                      |         |
| WI |                                                      |         |
| TH |                                                      |         |
| U. |                                                      |         |
| S. |                                                      |         |
| GO |                                                      |         |
| VE |                                                      |         |
| RN |                                                      |         |
| ME |                                                      |         |
| NT |                                                      |         |
| I  |                                                      |         |
| NV |                                                      |         |
| OL |                                                      |         |
| VE |                                                      |         |
| ME |                                                      |         |
| NT |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| *  |                                                      |         |
| *P |                                                      |         |
| ri |                                                      |         |
| nc |                                                      |         |
| ip |                                                      |         |
| al |                                                      |         |
| U. |                                                      |         |
| S. |                                                      |         |
| Go |                                                      |         |
| ve |                                                      |         |
| rn |                                                      |         |
| me |                                                      |         |
| nt |                                                      |         |
| Ag |                                                      |         |
| en |                                                      |         |
| cy |                                                      |         |
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| nv |                                                      |         |
| ol |                                                      |         |
| ve |                                                      |         |
| d: |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| ** | Department/Agency:                                   |         |
| 3. |                                                      |         |
| 11 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
|    | Nature of Involvement:                               |         |
+----+------------------------------------------------------+---------+
|    | Street Address:                                      |         |
+----+------------------------------------------------------+---------+
|    | City: State: Zip Code:                               |         |
+----+------------------------------------------------------+---------+
|    | Point of Contact (POC):                              |         |
+----+------------------------------------------------------+---------+
|    | POC's Telephone Number: POC's Fax Number:            |         |
+----+------------------------------------------------------+---------+
| *  |                                                      |         |
| *P |                                                      |         |
| ro |                                                      |         |
| vi |                                                      |         |
| de |                                                      |         |
| t  |                                                      |         |
| he |                                                      |         |
| na |                                                      |         |
| me |                                                      |         |
| a  |                                                      |         |
| nd |                                                      |         |
| lo |                                                      |         |
| ca |                                                      |         |
| ti |                                                      |         |
| on |                                                      |         |
| of |                                                      |         |
| a  |                                                      |         |
| ll |                                                      |         |
| o  |                                                      |         |
| th |                                                      |         |
| er |                                                      |         |
| sp |                                                      |         |
| on |                                                      |         |
| so |                                                      |         |
| rs |                                                      |         |
| an |                                                      |         |
| d/ |                                                      |         |
| or |                                                      |         |
| co |                                                      |         |
| ll |                                                      |         |
| ab |                                                      |         |
| or |                                                      |         |
| at |                                                      |         |
| or |                                                      |         |
| s, |                                                      |         |
| bo |                                                      |         |
| th |                                                      |         |
| do |                                                      |         |
| me |                                                      |         |
| st |                                                      |         |
| ic |                                                      |         |
| a  |                                                      |         |
| nd |                                                      |         |
| fo |                                                      |         |
| re |                                                      |         |
| ig |                                                      |         |
| n, |                                                      |         |
| f  |                                                      |         |
| or |                                                      |         |
| th |                                                      |         |
| is |                                                      |         |
| R  |                                                      |         |
| &D |                                                      |         |
| pr |                                                      |         |
| oj |                                                      |         |
| ec |                                                      |         |
| t. |                                                      |         |
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| a  |                                                      |         |
| pp |                                                      |         |
| li |                                                      |         |
| ca |                                                      |         |
| bl |                                                      |         |
| e, |                                                      |         |
| p  |                                                      |         |
| ro |                                                      |         |
| vi |                                                      |         |
| de |                                                      |         |
| ad |                                                      |         |
| di |                                                      |         |
| ti |                                                      |         |
| on |                                                      |         |
| al |                                                      |         |
| i  |                                                      |         |
| nf |                                                      |         |
| or |                                                      |         |
| ma |                                                      |         |
| ti |                                                      |         |
| on |                                                      |         |
| on |                                                      |         |
| Fo |                                                      |         |
| rm |                                                      |         |
| AP |                                                      |         |
| -1 |                                                      |         |
| 6. |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| ** | Organization Name:                                   |         |
| 3. |                                                      |         |
| 12 |                                                      |         |
| .1 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
|    | Street Address:                                      |         |
+----+------------------------------------------------------+---------+
|    | City: State/Province: Country:                       |         |
+----+------------------------------------------------------+---------+
| ** | Organization Name:                                   |         |
| 3. |                                                      |         |
| 12 |                                                      |         |
| .2 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
|    | Street Address:                                      |         |
+----+------------------------------------------------------+---------+
|    | City: State/Province: Country:                       |         |
+----+------------------------------------------------------+---------+
| ** | Organization Name:                                   |         |
| 3. |                                                      |         |
| 12 |                                                      |         |
| .3 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
|    | Street Address:                                      |         |
+----+------------------------------------------------------+---------+
|    | City: State/Province: Country:                       |         |
+----+------------------------------------------------------+---------+
| ** | Check this box if the activity occurs within a       |         |
| 3. | location subject to an NRC or an NRC Agreement State |         |
| 13 | license or is otherwise subject to inspection under  |         |
| ** | NRC regulations (10CFR).                             |         |
+----+------------------------------------------------------+---------+
| ** | > Check this box if a Continuation Form (Form AP-16) |         |
| 3. | > has been used to provide additional information    |         |
| 14 | > with any of the above questions.                   |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+

FORM AP-3: Nuclear Fuel Cycle-Related R&D (Not Involving Nuclear
Material) with U.S. Government Involvement (Continued)

[**Question 3.11** Principal U.S. Government Agency
Involved]{.underline}: Identify the primary U.S. Government department
or agency that this R&D activity is funded by, authorized by, controlled
by, or conducted on behalf of, and contact information for a point of
contact at the department or agency.

[**Questions 3.12.x** Non-U.S. Government Sponsors]{.underline}: Provide
the name and address of all non-U.S. Government sponsors and
collaborators (both foreign and domestic) of the program, including any
foreign governments or organizations. If the organization at this
address is wholly or partially owned by a foreign organization, that
foreign organization should also be listed. Use Form AP-16 as a
continuation form for additional non-U.S. Government sponsors and
collaborators.

[Question 3.13 NRC License]{.underline}: Check the box if this activity
occurs within a location subject to an NRC or an NRC Agreement State
license or is otherwise subject to inspection under NRC regulations
(10CFR).

[**Question 3.14** Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the questions on Form AP-3.

FORM APPROVED: OMB NO. (TBD)

+----+------------------------------------------------------+---------+
| *  |                                                      | **Date  |
| *[ |                                                      | Rec     |
| U. |                                                      | eived** |
| S. |                                                      |         |
| DE |                                                      | *       |
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| RT |                                                      | B       |
| ME |                                                      | lank)** |
| NT |                                                      |         |
| OF |                                                      |         |
| C  |                                                      |         |
| OM |                                                      |         |
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| RC |                                                      |         |
| E] |                                                      |         |
| {. |                                                      |         |
| un |                                                      |         |
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| e} |                                                      |         |
| ** |                                                      |         |
|    |                                                      |         |
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| Bu |                                                      |         |
| re |                                                      |         |
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| du |                                                      |         |
| st |                                                      |         |
| ry |                                                      |         |
| a  |                                                      |         |
| nd |                                                      |         |
| Se |                                                      |         |
| cu |                                                      |         |
| ri |                                                      |         |
| ty |                                                      |         |
| ** |                                                      |         |
|    |                                                      |         |
| *  |                                                      |         |
| *[ |                                                      |         |
| U. |                                                      |         |
| S. |                                                      |         |
| N  |                                                      |         |
| UC |                                                      |         |
| LE |                                                      |         |
| AR |                                                      |         |
| RE |                                                      |         |
| GU |                                                      |         |
| LA |                                                      |         |
| TO |                                                      |         |
| RY |                                                      |         |
| C  |                                                      |         |
| OM |                                                      |         |
| MI |                                                      |         |
| SS |                                                      |         |
| IO |                                                      |         |
| N] |                                                      |         |
| {. |                                                      |         |
| un |                                                      |         |
| de |                                                      |         |
| rl |                                                      |         |
| in |                                                      |         |
| e} |                                                      |         |
| ** |                                                      |         |
|    |                                                      |         |
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| Of |                                                      |         |
| fi |                                                      |         |
| ce |                                                      |         |
| of |                                                      |         |
| N  |                                                      |         |
| uc |                                                      |         |
| le |                                                      |         |
| ar |                                                      |         |
| Ma |                                                      |         |
| te |                                                      |         |
| ri |                                                      |         |
| al |                                                      |         |
| Sa |                                                      |         |
| fe |                                                      |         |
| ty |                                                      |         |
| a  |                                                      |         |
| nd |                                                      |         |
| Sa |                                                      |         |
| fe |                                                      |         |
| gu |                                                      |         |
| ar |                                                      |         |
| ds |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| ** |                                                      |         |
| AD |                                                      |         |
| DI |                                                      |         |
| TI |                                                      |         |
| ON |                                                      |         |
| AL |                                                      |         |
| PR |                                                      |         |
| OT |                                                      |         |
| OC |                                                      |         |
| OL |                                                      |         |
| RE |                                                      |         |
| PO |                                                      |         |
| RT |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| ** |                                                      |         |
| FO |                                                      |         |
| RM |                                                      |         |
| A  |                                                      |         |
| P- |                                                      |         |
| 4: |                                                      |         |
| N  |                                                      |         |
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| AR |                                                      |         |
| FU |                                                      |         |
| EL |                                                      |         |
| C  |                                                      |         |
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| -R |                                                      |         |
| EL |                                                      |         |
| AT |                                                      |         |
| ED |                                                      |         |
| RE |                                                      |         |
| SE |                                                      |         |
| AR |                                                      |         |
| CH |                                                      |         |
| &  |                                                      |         |
| D  |                                                      |         |
| EV |                                                      |         |
| EL |                                                      |         |
| OP |                                                      |         |
| ME |                                                      |         |
| NT |                                                      |         |
| (N |                                                      |         |
| OT |                                                      |         |
| I  |                                                      |         |
| NV |                                                      |         |
| OL |                                                      |         |
| VI |                                                      |         |
| NG |                                                      |         |
| N  |                                                      |         |
| UC |                                                      |         |
| LE |                                                      |         |
| AR |                                                      |         |
| M  |                                                      |         |
| AT |                                                      |         |
| ER |                                                      |         |
| IA |                                                      |         |
| L) |                                                      |         |
| W  |                                                      |         |
| IT |                                                      |         |
| HO |                                                      |         |
| UT |                                                      |         |
| U. |                                                      |         |
| S. |                                                      |         |
| GO |                                                      |         |
| VE |                                                      |         |
| RN |                                                      |         |
| ME |                                                      |         |
| NT |                                                      |         |
| I  |                                                      |         |
| NV |                                                      |         |
| OL |                                                      |         |
| VE |                                                      |         |
| ME |                                                      |         |
| NT |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| ** |                                                      |         |
| Su |                                                      |         |
| bm |                                                      |         |
| it |                                                      |         |
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| te |                                                      |         |
| fo |                                                      |         |
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| ch |                                                      |         |
| R  |                                                      |         |
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| t] |                                                      |         |
| {. |                                                      |         |
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| d, |                                                      |         |
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| au |                                                      |         |
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| ed |                                                      |         |
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| ed |                                                      |         |
| b  |                                                      |         |
| y, |                                                      |         |
| or |                                                      |         |
| c  |                                                      |         |
| ar |                                                      |         |
| ri |                                                      |         |
| ed |                                                      |         |
| o  |                                                      |         |
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| on |                                                      |         |
| be |                                                      |         |
| ha |                                                      |         |
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| t  |                                                      |         |
| he |                                                      |         |
| go |                                                      |         |
| ve |                                                      |         |
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| me |                                                      |         |
| nt |                                                      |         |
| of |                                                      |         |
| t  |                                                      |         |
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| it |                                                      |         |
| ed |                                                      |         |
| S  |                                                      |         |
| ta |                                                      |         |
| te |                                                      |         |
| s. |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| *  | Reporting Code (once assigned):                      |         |
| *4 |                                                      |         |
| .1 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| *  | Project Number or ID:                                |         |
| *4 |                                                      |         |
| .2 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| *  | Project Title:                                       |         |
| *4 |                                                      |         |
| .3 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| *  | Activity Reporting Status:                           |         |
| *4 |                                                      |         |
| .4 | ⁮New activity                                         |         |
| ** |                                                      |         |
|    | ⁮Activity with no changes                             |         |
|    |                                                      |         |
|    | ⁮Activity with changes                                |         |
|    |                                                      |         |
|    | ⁮Ceased activity                                      |         |
+----+------------------------------------------------------+---------+
| *  | Identify building name(s)/numbers(s) and any         |         |
| *4 | additional information that may more precisely       |         |
| .5 | define where the reported activity occurs (e.g. room |         |
| ** | numbers):                                            |         |
+----+------------------------------------------------------+---------+
| *  | Project Time Line: Start Date:\_\_\_\_\_\_\_\_\_\_   |         |
| *4 | (Estimated) Project End Date:\_\_\_\_\_\_\_\_\_\_    |         |
| .6 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| *  | Project Category (Fuel Cycle Stage):                 |         |
| *4 |                                                      |         |
| .7 |  Enrichment of nuclear materials:                   |         |
| ** |                                                      |         |
|    |  Aerodynamic  Chemical/Ion Exchange               |         |
|    | Electromagnetic                                      |         |
|    |                                                      |         |
|    |  Gas Centrifuge  Gaseous Diffusion  Laser         |         |
|    |                                                      |         |
|    |  Plasma Separation                                 |         |
|    | Other:\_\_                                           |         |
|    | \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ |         |
|    |                                                      |         |
|    |  Reprocessing of Nuclear Fuel                       |         |
|    |                                                      |         |
|    |  Processing of Intermediate or High-Level Waste     |         |
|    | Containing Pu, U-233 or HEU                          |         |
+----+------------------------------------------------------+---------+
| *  | **Project Level (Check only one box):**              |         |
| *4 |                                                      |         |
| .8 |  Theoretical Analysis  Experiment  Conceptual     |         |
| ** | Design  Proof of Concept                            |         |
|    |                                                      |         |
|    |  Demonstration  Feasibility Study  Prototype      |         |
+----+------------------------------------------------------+---------+
| *  | Briefly Describe the R&D Activities:                 |         |
| *4 |                                                      |         |
| .9 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+
| ** | Briefly State the Project Objective:                 |         |
| 4. |                                                      |         |
| 10 |                                                      |         |
| ** |                                                      |         |
+----+------------------------------------------------------+---------+

FORM AP-4: Nuclear Fuel Cycle-Related R&D (Not Involving Nuclear
Material) without U.S. Government Involvement

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit a separate Form AP-4 for each reportable nuclear fuel
cycle-related R&D activity not involving nuclear material at your
location that is **[not]{.underline}** funded by, authorized by,
controlled by, or carried out on behalf of the U.S. Government.
Reportable R&D activities include those related to enrichment of nuclear
materials, reprocessing of nuclear fuel, and processing of intermediate
or high-level waste containing Pu, U-233 or HEU, that extend knowledge
resulting from theoretical or basic scientific research into the nuclear
fuel cycle-related application. Reportable R&D activities do not include
theoretical or basic scientific research; industrial radioisotope
applications; medical, hydrological, and agricultural applications;
health and environmental effects; or improved maintenance.

[Question 4.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Questions 4.2 and 4.3** Project Number or ID and Project
Title]{.underline}: Provide the R&D project number or ID assigned by the
project sponsor or organization conducting the activity, and the R&D
project title.

[**Question 4.4** Activity Reporting Status]{.underline}: Indicate the
current reporting status by checking the appropriate box (i.e., "New
Activity" to report an activity for the first time, "Activity with
changes" or "Activity with no changes" if a report for this activity was
previously submitted, or "Ceased activity" for an activity that ended
during the reporting year and will not be reported in future years). If
the information previously reported for this specific activity has not
changed, you are not required to complete the rest of this form, instead
check the "Activity with no changes" box and submit along with Forms
AP-1, AP-2 and any other required activity forms.

[Question 4.5 Place Where Activity Occurs]{.underline}: Identify
building name(s) / number(s) and any additional information that more
precisely defines where the activity occurs (e.g. room numbers). If many
rooms are used, you may describe areas within the building (e.g. 1st
floor of the north wing).

[**Question4.6** Project Time Line]{.underline}: Provide start and
projected end dates for this project.

[**Question 4.7** Project Category (Fuel Cycle Stage)]{.underline}:
Indicate the appropriate fuel cycle stage category and, if applicable,
sub-category pertaining to this particular project by checking the
appropriate boxes. Each fuel cycle stage category and subcategory
identifies reportable R&D activities. If there is a question about
whether or not certain information is reportable, contact BIS or NRC for
clarification.

[**Question 4.8** Project Level]{.underline}: Indicate the project level
that best describes the stage of development of the technology in the
R&D project by checking the appropriate box.

[**Question 4.9** Description of R&D Activities]{.underline}: Briefly
describe the work that is being performed (e.g., design and testing of
an induction-coil nuclear fuel pellet sintering oven). Where the work is
part of a larger program, identify that larger program.

[**Question 4.10** Project Objective]{.underline}: Briefly describe the
objective of the R&D project in the space provided (e.g., design of a
sintering oven that meets a variety of specified temperature control
requirements).

FORM APPROVED: OMB NO. (TBD)

+-----+---+-----------------------------------------------------+---------+
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+-----+---+-----------------------------------------------------+---------+
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|     | : |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| 4   |   | Check this box if the activity occurs within a      |         |
| .12 |   | location subject to an NRC or                       |         |
|     |   |                                                     |         |
|     |   | NRC Agreement State license or is otherwise subject |         |
|     |   | to inspection under NRC                             |         |
|     |   |                                                     |         |
|     |   | Regulations (10 CFR).                               |         |
+-----+---+-----------------------------------------------------+---------+
| **  | C |                                                     |         |
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+-----+---+-----------------------------------------------------+---------+

Number range CHAPTER

FORM AP-4: Nuclear Fuel Cycle-Related R&D (Not Involving Nuclear
Material) without U.S. Government Involvement (Continued)

[**Questions 4.11.x** Non-U.S. Government Sponsors]{.underline}: Provide
the name and address of all non-U.S. Government sponsors and
collaborators (both foreign and domestic) of the program, including any
foreign governments or organizations. If this location is wholly or
partially owned by a foreign organization, that foreign organization
should also be listed. If this R&D project is funded by, authorized by,
controlled by, or carried out on behalf of the U.S. Government, use Form
AP-3 to report this project instead of this form (Form AP-4). Use Form
AP-16 as a continuation form for additional non-U.S. Government sponsors
and collaborators.

[Question 4.12 NRC License]{.underline}: Check the box if this activity
occurs within a location subject to a NRC or an NRC Agreement State
license or is otherwise subject to inspection under NRC regulations
(10CFR).

[**Question 4.13** Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the questions on Form AP-4.

FORM APPROVED: OMB NO. (TBD)

+---+----+---+---+----------+-----------------+--------------------+---------+---+
| * |    |   |   |          |                 |                    | **Date  |   |
| * |    |   |   |          |                 |                    | Rec     |   |
| [ |    |   |   |          |                 |                    | eived** |   |
| U |    |   |   |          |                 |                    |         |   |
| . |    |   |   |          |                 |                    | (Leave  |   |
| S |    |   |   |          |                 |                    | Blank)  |   |
| . |    |   |   |          |                 |                    |         |   |
| D |    |   |   |          |                 |                    |         |   |
| E |    |   |   |          |                 |                    |         |   |
| P |    |   |   |          |                 |                    |         |   |
| A |    |   |   |          |                 |                    |         |   |
| R |    |   |   |          |                 |                    |         |   |
| T |    |   |   |          |                 |                    |         |   |
| M |    |   |   |          |                 |                    |         |   |
| E |    |   |   |          |                 |                    |         |   |
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|   |    |   | : |          |                 |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
| * |    |   | A |          |                 |                    |         |   |
| * |    |   | c |          |                 |                    |         |   |
| 5 |    |   | t |          |                 |                    |         |   |
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| 2 |    |   | v |          |                 |                    |         |   |
| * |    |   | i |          |                 |                    |         |   |
| * |    |   | t |          |                 |                    |         |   |
|   |    |   | y |          |                 |                    |         |   |
|   |    |   | C |          |                 |                    |         |   |
|   |    |   | o |          |                 |                    |         |   |
|   |    |   | d |          |                 |                    |         |   |
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|   |    |   | ( |          |                 |                    |         |   |
|   |    |   | s |          |                 |                    |         |   |
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|   |    |   | t |          |                 |                    |         |   |
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|   |    |   | : |          |                 |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | **       | **              |                    |         |   |
|   |    |   |   | Activity | Nuclear-Related |                    |         |   |
|   |    |   |   | Code**   | Manufacturing   |                    |         |   |
|   |    |   |   |          | and Assembly    |                    |         |   |
|   |    |   |   |          | Activities**    |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 1        | Manufacture of  |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **centrifuge    |                    |         |   |
|   |    |   |   |          | rotor tubes**   |                    |         |   |
|   |    |   |   |          | or the assembly |                    |         |   |
|   |    |   |   |          | of **gas        |                    |         |   |
|   |    |   |   |          | centrifuges**   |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 2        | Manufacture of  |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **diffusion     |                    |         |   |
|   |    |   |   |          | barriers**      |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 3        | Manufacture or  |                    |         |   |
|   |    |   |   |          | assembly of     |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **laser-based   |                    |         |   |
|   |    |   |   |          | systems**       |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 4        | Manufacture or  |                    |         |   |
|   |    |   |   |          | assembly of     |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **              |                    |         |   |
|   |    |   |   |          | electromagnetic |                    |         |   |
|   |    |   |   |          | isotope         |                    |         |   |
|   |    |   |   |          | separators**    |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 5        | Manufacture or  |                    |         |   |
|   |    |   |   |          | assembly of     |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **columns or    |                    |         |   |
|   |    |   |   |          | extraction      |                    |         |   |
|   |    |   |   |          | equipment**     |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 6        | Manufacture of  |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **aerodynamic   |                    |         |   |
|   |    |   |   |          | separation      |                    |         |   |
|   |    |   |   |          | nozzles or      |                    |         |   |
|   |    |   |   |          | vortex tubes**  |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 7        | Manufacture or  |                    |         |   |
|   |    |   |   |          | assembly of     |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **uranium       |                    |         |   |
|   |    |   |   |          | plasma          |                    |         |   |
|   |    |   |   |          | generation      |                    |         |   |
|   |    |   |   |          | systems**       |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 8        | Manufacture of  |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **zirconium     |                    |         |   |
|   |    |   |   |          | tubes**         |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 9        | Manufacture or  |                    |         |   |
|   |    |   |   |          | upgrading of    |                    |         |   |
|   |    |   |   |          | **heavy water   |                    |         |   |
|   |    |   |   |          | or upgrading of |                    |         |   |
|   |    |   |   |          | deuterium**     |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 10       | Manufacture of  |                    |         |   |
|   |    |   |   |          | **nuclear grade |                    |         |   |
|   |    |   |   |          | graphite**      |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 11       | Manufacture of  |                    |         |   |
|   |    |   |   |          | **flasks (e.g., |                    |         |   |
|   |    |   |   |          | transport or    |                    |         |   |
|   |    |   |   |          | storage         |                    |         |   |
|   |    |   |   |          | containers) for |                    |         |   |
|   |    |   |   |          | irradiated      |                    |         |   |
|   |    |   |   |          | fuel**          |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 12       | Manufacture of  |                    |         |   |
|   |    |   |   |          | **reactor       |                    |         |   |
|   |    |   |   |          | control rods**  |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 13       | Manufacture of  |                    |         |   |
|   |    |   |   |          | certain         |                    |         |   |
|   |    |   |   |          | **critically    |                    |         |   |
|   |    |   |   |          | safe tanks and  |                    |         |   |
|   |    |   |   |          | vessels**       |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 14       | Manufacture of  |                    |         |   |
|   |    |   |   |          | **irradiated    |                    |         |   |
|   |    |   |   |          | fuel element    |                    |         |   |
|   |    |   |   |          | chopping        |                    |         |   |
|   |    |   |   |          | machines**      |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   | 15       | Construction of |                    |         |   |
|   |    |   |   |          | certain types   |                    |         |   |
|   |    |   |   |          | of **hot        |                    |         |   |
|   |    |   |   |          | cells**         |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
|   |    |   |   |          |                 |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
| * |    |   | A |          |                 |                    |         |   |
| * |    |   | c |          |                 |                    |         |   |
| 5 |    |   | t |          |                 |                    |         |   |
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| * |    |   | t |          |                 |                    |         |   |
|   |    |   | y |          |                 |                    |         |   |
|   |    |   | R |          |                 |                    |         |   |
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|   |    |   | : |          |                 |                    |         |   |
|   |    |   |   |          |                 |                    |         |   |
|   |    |   | ⁮  |          |                 |                    |         |   |
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+---+----+---+---+----------+-----------------+--------------------+---------+---+
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|   |    |   | ) |          |                 |                    |         |   |
|   |    |   | : |          |                 |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+
| * |    |   | A |          |                 | >  Items  Kg     |         |   |
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+---+----+---+---+----------+-----------------+--------------------+---------+---+
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+---+----+---+---+----------+-----------------+--------------------+---------+---+
| * |    | C |   |          |                 |                    |         |   |
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|   |    | a |   |          |                 |                    |         |   |
|   |    | n |   |          |                 |                    |         |   |
|   |    | y |   |          |                 |                    |         |   |
|   |    | o |   |          |                 |                    |         |   |
|   |    | f |   |          |                 |                    |         |   |
|   |    | t |   |          |                 |                    |         |   |
|   |    | h |   |          |                 |                    |         |   |
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|   |    | a |   |          |                 |                    |         |   |
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|   |    | e |   |          |                 |                    |         |   |
|   |    | s |   |          |                 |                    |         |   |
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|   |    | . |   |          |                 |                    |         |   |
+---+----+---+---+----------+-----------------+--------------------+---------+---+

**FORM AP-5: Nuclear-Related Manufacturing, Assembly or Construction
Activities**

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit a separate Form AP-5 for each nuclear-related manufacturing,
assembly or construction activity that occurs at this location. These
activities are listed and further defined in the Supplement 2 of the
Additional Protocol Handbook.

[Question 5.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[Question 5.2 Activity Code:]{.underline} Review the 15 activities
listed in the chart, and enter the proper code for your activity. These
activities are further defined in Supplement 2 of the Reporting
Handbook.

[**Question 5.3** Activity Reporting Status]{.underline}: Indicate the
current reporting status by checking the appropriate box (i.e., "New
Activity" to report an activity for the first time, "Activity with
changes" or "Activity with no changes" if a report for this activity was
previously submitted, or "Ceased activity" for an activity that ended
during the reporting year and will not be reported in future years). If
the information previously reported for this specific activity has not
changed, you are not required to complete the rest of this form, instead
check the "Activity with no changes" box and submit along with Forms
AP-1, AP-2 and any other required activity forms.

[Question 5.4 Place Where Activity Occurs]{.underline}: Identify
building name(s)/number(s), and any additional information that may more
precisely define where the reported activity occurs (e.g. room numbers).
If many rooms are used, you may describe areas within the building (e.g.
1st floor of the north wing).

[**Questions 5.5** List of Manufacturing, Assembly or Construction
Activities and Codes]{.underline}: Provide the approximate annual
production of the manufacturing/ assembly/ construction process
associated with the Activity Code you entered for Question 5.2 in either
units (e.g., items) or weight (i.e., kilograms), whichever is more
meaningful, rounded to the nearest ten if the amount is 10 or more items
or kilograms (e.g., 27 to 30, 148 to 150, 1525 to 1500, 15782 to 16000,
etc.). If the amount is less than 10 items or kilograms report that
exact number (e.g., 2, 4, 9, etc.). Check the appropriate box to
indicate items or weight as the unit of measure for the production
number being reported. If several manufacturing, assembly or
construction activities are conducted at this address, submit a separate
Form AP-5 for each activity.

[Question 5.6 NRC License]{.underline}: Check the box if this activity
occurs within a location subject to a NRC or an NRC Agreement State
license or is otherwise subject to inspection under NRC regulations
(10CFR).

[**Question 5.7** Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+-----------------------------------------------------+---------+
| *   |                                                     | **Date  |
| *[U |                                                     | Rec     |
| .S. |                                                     | eived** |
| D   |                                                     |         |
| EPA |                                                     | (Leave  |
| RTM |                                                     | Blank)  |
| ENT |                                                     |         |
| OF  |                                                     |         |
| CO  |                                                     |         |
| MME |                                                     |         |
| RCE |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
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| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Bur |                                                     |         |
| eau |                                                     |         |
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| dus |                                                     |         |
| try |                                                     |         |
| and |                                                     |         |
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| ecu |                                                     |         |
| rit |                                                     |         |
| y** |                                                     |         |
|     |                                                     |         |
| *   |                                                     |         |
| *[U |                                                     |         |
| .S. |                                                     |         |
| N   |                                                     |         |
| UCL |                                                     |         |
| EAR |                                                     |         |
| R   |                                                     |         |
| EGU |                                                     |         |
| LAT |                                                     |         |
| ORY |                                                     |         |
| C   |                                                     |         |
| OMM |                                                     |         |
| ISS |                                                     |         |
| ION |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Off |                                                     |         |
| ice |                                                     |         |
| of  |                                                     |         |
| N   |                                                     |         |
| ucl |                                                     |         |
| ear |                                                     |         |
| Ma  |                                                     |         |
| ter |                                                     |         |
| ial |                                                     |         |
| Saf |                                                     |         |
| ety |                                                     |         |
| and |                                                     |         |
| Saf |                                                     |         |
| egu |                                                     |         |
| ard |                                                     |         |
| s** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **A |                                                     |         |
| DDI |                                                     |         |
| TIO |                                                     |         |
| NAL |                                                     |         |
| PR  |                                                     |         |
| OTO |                                                     |         |
| COL |                                                     |         |
| RE  |                                                     |         |
| POR |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **F |                                                     |         |
| ORM |                                                     |         |
| AP  |                                                     |         |
| -6: |                                                     |         |
| U   |                                                     |         |
| RAN |                                                     |         |
| IUM |                                                     |         |
| HAR |                                                     |         |
| D-R |                                                     |         |
| OCK |                                                     |         |
| MIN |                                                     |         |
| E** |                                                     |         |
|     |                                                     |         |
| *   |                                                     |         |
| *OR |                                                     |         |
| ORE |                                                     |         |
| B   |                                                     |         |
| ENE |                                                     |         |
| FIC |                                                     |         |
| IAT |                                                     |         |
| ION |                                                     |         |
| P   |                                                     |         |
| LAN |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| Sub |                                                     |         |
| mit |                                                     |         |
| a   |                                                     |         |
| se  |                                                     |         |
| par |                                                     |         |
| ate |                                                     |         |
| f   |                                                     |         |
| orm |                                                     |         |
| for |                                                     |         |
| e   |                                                     |         |
| ach |                                                     |         |
| u   |                                                     |         |
| ran |                                                     |         |
| ium |                                                     |         |
| h   |                                                     |         |
| ard |                                                     |         |
| r   |                                                     |         |
| ock |                                                     |         |
| m   |                                                     |         |
| ine |                                                     |         |
| or  |                                                     |         |
| ore |                                                     |         |
| b   |                                                     |         |
| ene |                                                     |         |
| fic |                                                     |         |
| iat |                                                     |         |
| ion |                                                     |         |
| pla |                                                     |         |
| nt. |                                                     |         |
|     |                                                     |         |
| (NO |                                                     |         |
| TE: |                                                     |         |
| P   |                                                     |         |
| rov |                                                     |         |
| ide |                                                     |         |
| in  |                                                     |         |
| for |                                                     |         |
| mat |                                                     |         |
| ion |                                                     |         |
| on  |                                                     |         |
| In  |                                                     |         |
| S   |                                                     |         |
| itu |                                                     |         |
| /Le |                                                     |         |
| ach |                                                     |         |
| Mi  |                                                     |         |
| nes |                                                     |         |
| on  |                                                     |         |
| F   |                                                     |         |
| orm |                                                     |         |
| AP- |                                                     |         |
| 7): |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Reporting Code (once assigned):                     |         |
| *6. |                                                     |         |
| 1** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Activity Reporting Status:                          |         |
| *6. |                                                     |         |
| 2** | ⁮New activity                                        |         |
|     |                                                     |         |
|     | ⁮Activity with no changes                            |         |
|     |                                                     |         |
|     | ⁮Activity with changes                               |         |
|     |                                                     |         |
|     | ⁮Ceased activity (closed down)                       |         |
+-----+-----------------------------------------------------+---------+
| *   | Type of Operation                                   |         |
| *6. |                                                     |         |
| 3** |  Open-pit / Surface Mine                           |         |
|     |                                                     |         |
|     |  Underground Mine                                  |         |
|     |                                                     |         |
|     |  Ore Beneficiation (physical concentration of ore) |         |
+-----+-----------------------------------------------------+---------+
| *   | Operational Status:                                 |         |
| *6. |                                                     |         |
| 4** |  Operating (mine that produces ore on a routine    |         |
|     | basis)                                              |         |
|     |                                                     |         |
|     | >  Suspended (mine or its infrastructure is        |         |
|     | > capable of operation but production has ceased)   |         |
|     | >                                                   |         |
|     | >  Closed-down (production has ceased and mine or  |         |
|     | > its infrastructure is not capable of further      |         |
|     | > operation)                                        |         |
+-----+-----------------------------------------------------+---------+
| *   | Annual Uranium Production Capacity (in metric       |         |
| *6. | tons):                                              |         |
| 5** |                                                     |         |
+-----+-----------------------------------------------------+---------+
|     | Percentage of Production Capacity Used:             |         |
+-----+-----------------------------------------------------+---------+
| *   | Check this box if a Continuation Form (Form AP-16)  |         |
| *6. | has been used to provide                            |         |
| 6** |                                                     |         |
|     | additional information for any of the above         |         |
|     | questions.                                          |         |
+-----+-----------------------------------------------------+---------+

**FORM AP-6: Uranium Mine or Ore Beneficiation Plant**

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations.

**INSTRUCTIONS:**

Submit a separate Form AP-6 for each mine or ore beneficiation plant at
your location where uranium ore is or was extracted or is physically
concentrated. In-situ leach mines should be reported using Form AP-7. A
separate report form package should be submitted for each location.

[Question 6.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 6.2** Activity Reporting Status]{.underline}: Indicate the
current reporting status by checking the appropriate box (i.e., "New
Activity" to report an activity for the first time, "Activity with
changes" or "Activity with no changes" if a report for this activity was
previously submitted, or "Ceased activity" for an activity that ended
during the reporting year and will not be reported in future years). If
the information previously reported for this specific activity has not
changed, you are not required to complete the rest of this form, instead
check the "Activity with no changes" box and submit along with Forms
AP-1, AP-2 and any other required activity forms.

[**Question 6.3** Type of Operation]{.underline}: Check the appropriate
box to indicate the type of operation for each mine or plant where
uranium is/was extracted, uranium was produced as a by-product, or where
uranium is concentrated.

[**Question 6.4** Operational Status]{.underline}: Check the appropriate
box to indicate the current operational status of the mine

[Question 6.5 Mine Production Capacity]{.underline}: Provide the
design-basis annual production capacity for uranium or thorium at the
mine in metric tons, rounded to the nearest ten if the amount is 10
metric tons or more (e.g., 27 to 30, 148 to 150, 1525 to 1500, 15782 to
16000, etc.). If the amount is less than 10 metric tons report that
exact number (e.g., 2, 4, 9, etc.). Also provide the approximate
percentage of the annual production capacity that was used during the
reporting period, rounded to the nearest ten percent. Closed-down mines
and plants have a production capacity of zero.

[Question 6.6 Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+-----------------------------------------------------+---------+
| *   |                                                     | **Date  |
| *[U |                                                     | Rec     |
| .S. |                                                     | eived** |
| D   |                                                     |         |
| EPA |                                                     | (Leave  |
| RTM |                                                     | Blank)  |
| ENT |                                                     |         |
| OF  |                                                     |         |
| CO  |                                                     |         |
| MME |                                                     |         |
| RCE |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Bur |                                                     |         |
| eau |                                                     |         |
| of  |                                                     |         |
| In  |                                                     |         |
| dus |                                                     |         |
| try |                                                     |         |
| and |                                                     |         |
| S   |                                                     |         |
| ecu |                                                     |         |
| rit |                                                     |         |
| y** |                                                     |         |
|     |                                                     |         |
| *   |                                                     |         |
| *[U |                                                     |         |
| .S. |                                                     |         |
| N   |                                                     |         |
| UCL |                                                     |         |
| EAR |                                                     |         |
| R   |                                                     |         |
| EGU |                                                     |         |
| LAT |                                                     |         |
| ORY |                                                     |         |
| C   |                                                     |         |
| OMM |                                                     |         |
| ISS |                                                     |         |
| ION |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Off |                                                     |         |
| ice |                                                     |         |
| of  |                                                     |         |
| N   |                                                     |         |
| ucl |                                                     |         |
| ear |                                                     |         |
| Ma  |                                                     |         |
| ter |                                                     |         |
| ial |                                                     |         |
| Saf |                                                     |         |
| ety |                                                     |         |
| and |                                                     |         |
| Saf |                                                     |         |
| egu |                                                     |         |
| ard |                                                     |         |
| s** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **A |                                                     |         |
| DDI |                                                     |         |
| TIO |                                                     |         |
| NAL |                                                     |         |
| PR  |                                                     |         |
| OTO |                                                     |         |
| COL |                                                     |         |
| RE  |                                                     |         |
| POR |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **F |                                                     |         |
| ORM |                                                     |         |
| AP  |                                                     |         |
| -7: |                                                     |         |
| C   |                                                     |         |
| ONC |                                                     |         |
| ENT |                                                     |         |
| RAT |                                                     |         |
| ION |                                                     |         |
| PL  |                                                     |         |
| ANT |                                                     |         |
| OPE |                                                     |         |
| RAT |                                                     |         |
| ION |                                                     |         |
| S** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  |                                                     |         |
| Sub |                                                     |         |
| mit |                                                     |         |
| a   |                                                     |         |
| se  |                                                     |         |
| par |                                                     |         |
| ate |                                                     |         |
| f   |                                                     |         |
| orm |                                                     |         |
| for |                                                     |         |
| e   |                                                     |         |
| ach |                                                     |         |
| c   |                                                     |         |
| onc |                                                     |         |
| ent |                                                     |         |
| rat |                                                     |         |
| ion |                                                     |         |
| pl  |                                                     |         |
| ant |                                                     |         |
| .** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Reporting Code (once assigned):                     |         |
| *7. |                                                     |         |
| 1** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Activity Reporting Status:                          |         |
| *7. |                                                     |         |
| 2** | ⁮New activity                                        |         |
|     |                                                     |         |
|     | ⁮Activity with no changes                            |         |
|     |                                                     |         |
|     | ⁮Activity with changes                               |         |
|     |                                                     |         |
|     | ⁮Ceased activity (Closed-down)                       |         |
+-----+-----------------------------------------------------+---------+
| *   | Identify building name(s)/numbers(s) and any        |         |
| *7. | additional information that may more precisely      |         |
| 3** | define where the reported activity occurs (e.g.     |         |
|     | room numbers) :                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Concentration Plant Type:                           |         |
| *7. |                                                     |         |
| 4** |  Conventional Mill                                 |         |
|     |                                                     |         |
|     |  Phosphate by-product plant                        |         |
|     |                                                     |         |
|     |  In-situ Leach Mine                                |         |
|     |                                                     |         |
|     |  Other Concentration Plant:                        |         |
|     | \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_          |         |
+-----+-----------------------------------------------------+---------+
| *   | Operational Status:                                 |         |
| *7. |                                                     |         |
| 5** |  Operating ( plant that operates on a routine      |         |
|     | basis)                                              |         |
|     |                                                     |         |
|     | >  Suspended (plant is capable of operation but    |         |
|     | > production has ceased)                            |         |
|     | >                                                   |         |
|     | >  Closed-down (production has ceased and plant is |         |
|     | > not capable of operation)                         |         |
+-----+-----------------------------------------------------+---------+
| *   | Annual Uranium Production Capacity (in metric       |         |
| *7. | tons):                                              |         |
| 6** |                                                     |         |
+-----+-----------------------------------------------------+---------+
|     | Percentage of Production Capacity Used:             |         |
+-----+-----------------------------------------------------+---------+
| *   | Annual Thorium Production Capacity (in metric       |         |
| *7. | tons):                                              |         |
| 7** |                                                     |         |
+-----+-----------------------------------------------------+---------+
|     | Percentage of Production Capacity Used:             |         |
+-----+-----------------------------------------------------+---------+
| *   | Check this box if a Continuation Form (Form AP-16)  |         |
| *7. | has been used to provide                            |         |
| 8** |                                                     |         |
|     | additional information for any of the above         |         |
|     | questions.                                          |         |
+-----+-----------------------------------------------------+---------+

######### 

######### 

######### FORM AP-7: Concentration Plant Operations

Reporting requirements are set forth in 10 CFR Parts 75 and 110 of the
U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit a separate Form AP-7 for each in-situ leach mine and
concentration plant at your location where uranium and/or thorium is
processed or produced. A concentration plant is where uranium and/or
thorium are chemically concentrated from ore or by-product materials
into a form for further processing.

[Question 7.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 7.2** Activity Reporting Status]{.underline}: Indicate the
current reporting status by checking the appropriate box (i.e., "New
Activity" to report an activity for the first time, "Activity with
changes" or "Activity with no changes" if a report for this activity was
previously submitted, or "Ceased activity" for an activity that ended
during the reporting year and will not be reported in future years). If
the information previously reported for this specific activity has not
changed, you are not required to complete the rest of this form, instead
check the "Activity with no changes" box and submit along with Forms
AP-1, AP-2 and any other required activity forms.

[Question 7.3 Place Where Activity Occurs]{.underline}: Identify
building name(s)/number(s) and any additional information that may more
precisely define where the reported activity occurs (e.g. room numbers).
If many rooms are used, you may describe areas within the building (e.g.
1st floor of the north wing).

[**Question** **7.4** Concentration Plant Type]{.underline}: For each
concentration plant where uranium or thorium is chemically processed or
produced, check the appropriate box to indicate whether it is a
conventional mill, a phosphate or other by-product plant, or an in-situ
leach mine. If none of these options is applicable for your
concentration plant, select the box labeled "Other Concentration Plant,"
and identify your concentration plant type in the space provided.

[**Question 7.5** Operational Status]{.underline}: Check the appropriate
box to indicate the current operational status of the concentration
plant.

[Questions 7.6 and 7.7 Production Capacity]{.underline}: Provide the
design-basis annual production capacity of uranium and/or thorium at the
concentration plant in metric tons, rounded to the nearest ten if the
amount is ten metric tons or more (e.g., 27 to 30, 142 to 140, 1525 to
1500, 15782 to 16000, etc.). If the amount is less than 10 metric tons
report that exact number (e.g., 2, 5, 9, etc.). Also provide the
approximate percentage of the annual production capacity that was used
during the reporting period, rounded to the nearest ten percent.
Closed-down plants have a production capacity of zero.

[Question 7.8 Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+---+-----------+---------------+------------+-----------+---------+
| *   |   |           |               |            |           | **Date  |
| *[U |   |           |               |            |           | Rec     |
| .S. |   |           |               |            |           | eived** |
| D   |   |           |               |            |           |         |
| EPA |   |           |               |            |           | *       |
| RTM |   |           |               |            |           | *(Leave |
| ENT |   |           |               |            |           | B       |
| OF  |   |           |               |            |           | lank)** |
| CO  |   |           |               |            |           |         |
| MME |   |           |               |            |           |         |
| RCE |   |           |               |            |           |         |
| ]{. |   |           |               |            |           |         |
| und |   |           |               |            |           |         |
| erl |   |           |               |            |           |         |
| ine |   |           |               |            |           |         |
| }** |   |           |               |            |           |         |
|     |   |           |               |            |           |         |
| **  |   |           |               |            |           |         |
| Bur |   |           |               |            |           |         |
| eau |   |           |               |            |           |         |
| of  |   |           |               |            |           |         |
| In  |   |           |               |            |           |         |
| dus |   |           |               |            |           |         |
| try |   |           |               |            |           |         |
| and |   |           |               |            |           |         |
| S   |   |           |               |            |           |         |
| ecu |   |           |               |            |           |         |
| rit |   |           |               |            |           |         |
| y** |   |           |               |            |           |         |
|     |   |           |               |            |           |         |
| *   |   |           |               |            |           |         |
| *[U |   |           |               |            |           |         |
| .S. |   |           |               |            |           |         |
| N   |   |           |               |            |           |         |
| UCL |   |           |               |            |           |         |
| EAR |   |           |               |            |           |         |
| R   |   |           |               |            |           |         |
| EGU |   |           |               |            |           |         |
| LAT |   |           |               |            |           |         |
| ORY |   |           |               |            |           |         |
| C   |   |           |               |            |           |         |
| OMM |   |           |               |            |           |         |
| ISS |   |           |               |            |           |         |
| ION |   |           |               |            |           |         |
| ]{. |   |           |               |            |           |         |
| und |   |           |               |            |           |         |
| erl |   |           |               |            |           |         |
| ine |   |           |               |            |           |         |
| }** |   |           |               |            |           |         |
|     |   |           |               |            |           |         |
| **  |   |           |               |            |           |         |
| Off |   |           |               |            |           |         |
| ice |   |           |               |            |           |         |
| of  |   |           |               |            |           |         |
| N   |   |           |               |            |           |         |
| ucl |   |           |               |            |           |         |
| ear |   |           |               |            |           |         |
| Ma  |   |           |               |            |           |         |
| ter |   |           |               |            |           |         |
| ial |   |           |               |            |           |         |
| Saf |   |           |               |            |           |         |
| ety |   |           |               |            |           |         |
| and |   |           |               |            |           |         |
| Saf |   |           |               |            |           |         |
| egu |   |           |               |            |           |         |
| ard |   |           |               |            |           |         |
| s** |   |           |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| **A |   |           |               |            |           |         |
| DDI |   |           |               |            |           |         |
| TIO |   |           |               |            |           |         |
| NAL |   |           |               |            |           |         |
| PR  |   |           |               |            |           |         |
| OTO |   |           |               |            |           |         |
| COL |   |           |               |            |           |         |
| RE  |   |           |               |            |           |         |
| POR |   |           |               |            |           |         |
| T** |   |           |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| **F |   |           |               |            |           |         |
| ORM |   |           |               |            |           |         |
| AP  |   |           |               |            |           |         |
| -8: |   |           |               |            |           |         |
| HO  |   |           |               |            |           |         |
| LDI |   |           |               |            |           |         |
| NGS |   |           |               |            |           |         |
| OF  |   |           |               |            |           |         |
| IMP |   |           |               |            |           |         |
| URE |   |           |               |            |           |         |
| SOU |   |           |               |            |           |         |
| RCE |   |           |               |            |           |         |
| MA  |   |           |               |            |           |         |
| TER |   |           |               |            |           |         |
| IAL |   |           |               |            |           |         |
| S** |   |           |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| *   |   | Reporting |               |            |           |         |
| *8. |   | Code      |               |            |           |         |
| 1** |   | (once     |               |            |           |         |
|     |   | a         |               |            |           |         |
|     |   | ssigned): |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| *   |   | Activity  |               |            |           |         |
| *8. |   | Reporting |               |            |           |         |
| 2** |   | Status:   |               |            |           |         |
|     |   |           |               |            |           |         |
|     |   | ⁮New       |               |            |           |         |
|     |   | activity  |               |            |           |         |
|     |   |           |               |            |           |         |
|     |   | ⁮Activity  |               |            |           |         |
|     |   | with no   |               |            |           |         |
|     |   | changes   |               |            |           |         |
|     |   |           |               |            |           |         |
|     |   | ⁮Activity  |               |            |           |         |
|     |   | with      |               |            |           |         |
|     |   | changes   |               |            |           |         |
|     |   |           |               |            |           |         |
|     |   | ⁮Ceased    |               |            |           |         |
|     |   | activity  |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| *   |   |           |               |            |           |         |
| *If |   |           |               |            |           |         |
| you |   |           |               |            |           |         |
| p   |   |           |               |            |           |         |
| oss |   |           |               |            |           |         |
| ess |   |           |               |            |           |         |
| one |   |           |               |            |           |         |
| or  |   |           |               |            |           |         |
| m   |   |           |               |            |           |         |
| ore |   |           |               |            |           |         |
| t   |   |           |               |            |           |         |
| ons |   |           |               |            |           |         |
| of  |   |           |               |            |           |         |
| imp |   |           |               |            |           |         |
| ure |   |           |               |            |           |         |
| ur  |   |           |               |            |           |         |
| ani |   |           |               |            |           |         |
| um, |   |           |               |            |           |         |
| th  |   |           |               |            |           |         |
| ori |   |           |               |            |           |         |
| um, |   |           |               |            |           |         |
| or  |   |           |               |            |           |         |
| a   |   |           |               |            |           |         |
| co  |   |           |               |            |           |         |
| mbi |   |           |               |            |           |         |
| nat |   |           |               |            |           |         |
| ion |   |           |               |            |           |         |
| of  |   |           |               |            |           |         |
| bo  |   |           |               |            |           |         |
| th, |   |           |               |            |           |         |
| sub |   |           |               |            |           |         |
| mit |   |           |               |            |           |         |
| the |   |           |               |            |           |         |
| fol |   |           |               |            |           |         |
| low |   |           |               |            |           |         |
| ing |   |           |               |            |           |         |
| for |   |           |               |            |           |         |
| e   |   |           |               |            |           |         |
| ach |   |           |               |            |           |         |
| ch  |   |           |               |            |           |         |
| emi |   |           |               |            |           |         |
| cal |   |           |               |            |           |         |
| f   |   |           |               |            |           |         |
| orm |   |           |               |            |           |         |
| of  |   |           |               |            |           |         |
| imp |   |           |               |            |           |         |
| ure |   |           |               |            |           |         |
| u   |   |           |               |            |           |         |
| ran |   |           |               |            |           |         |
| ium |   |           |               |            |           |         |
| or  |   |           |               |            |           |         |
| t   |   |           |               |            |           |         |
| hor |   |           |               |            |           |         |
| ium |   |           |               |            |           |         |
| at  |   |           |               |            |           |         |
| y   |   |           |               |            |           |         |
| our |   |           |               |            |           |         |
| a   |   |           |               |            |           |         |
| ddr |   |           |               |            |           |         |
| ess |   |           |               |            |           |         |
| .** |   |           |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| **8 |   | a\.       | b\. Quantity  | c\. Use or | d\.       |         |
| .3. |   | Chemical  | on Hand       | Intended   | Intended  |         |
| 1** |   |           |               | Use:       | Use       |         |
|     |   | Form:     | (in metric    |            | De        |         |
|     |   |           | tons):        |  Nuclear  | scription |         |
|     |   |           |               |            |           |         |
|     |   |           |               |           |           |         |
|     |   |           |               | N          |           |         |
|     |   |           |               | on-nuclear |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
|     |   | e\.       |               |            |           |         |
|     |   | Identify  |               |            |           |         |
|     |   | building  |               |            |           |         |
|     |   | name(s)/n |               |            |           |         |
|     |   | umbers(s) |               |            |           |         |
|     |   | and any   |               |            |           |         |
|     |   | a         |               |            |           |         |
|     |   | dditional |               |            |           |         |
|     |   | in        |               |            |           |         |
|     |   | formation |               |            |           |         |
|     |   | that may  |               |            |           |         |
|     |   | more      |               |            |           |         |
|     |   | precisely |               |            |           |         |
|     |   | define    |               |            |           |         |
|     |   | where the |               |            |           |         |
|     |   | impure    |               |            |           |         |
|     |   | uranium   |               |            |           |         |
|     |   | or        |               |            |           |         |
|     |   | thorium   |               |            |           |         |
|     |   | is held   |               |            |           |         |
|     |   | (e.g.     |               |            |           |         |
|     |   | room      |               |            |           |         |
|     |   | numbers): |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| **8 |   | a\.       | b\. Quantity  | c\. Use or | d\.       |         |
| .3. |   | Chemical  | on Hand       | Intended   | Intended  |         |
| 2** |   |           |               | Use:       | Use       |         |
|     |   | Form:     | (in metric    |            | De        |         |
|     |   |           | tons):        |  Nuclear  | scription |         |
|     |   |           |               |            |           |         |
|     |   |           |               |           |           |         |
|     |   |           |               | N          |           |         |
|     |   |           |               | on-nuclear |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
|     |   | e\.       |               |            |           |         |
|     |   | Identify  |               |            |           |         |
|     |   | building  |               |            |           |         |
|     |   | name(s)/n |               |            |           |         |
|     |   | umbers(s) |               |            |           |         |
|     |   | and any   |               |            |           |         |
|     |   | a         |               |            |           |         |
|     |   | dditional |               |            |           |         |
|     |   | in        |               |            |           |         |
|     |   | formation |               |            |           |         |
|     |   | that may  |               |            |           |         |
|     |   | more      |               |            |           |         |
|     |   | precisely |               |            |           |         |
|     |   | define    |               |            |           |         |
|     |   | where the |               |            |           |         |
|     |   | impure    |               |            |           |         |
|     |   | uranium   |               |            |           |         |
|     |   | or        |               |            |           |         |
|     |   | thorium   |               |            |           |         |
|     |   | is held   |               |            |           |         |
|     |   | (e.g.     |               |            |           |         |
|     |   | room      |               |            |           |         |
|     |   | numbers): |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| **8 |   | a\.       | b\. Quantity  | c\. Use or | d\.       |         |
| .3. |   | Chemical  | on Hand       | Intended   | Intended  |         |
| 3** |   |           |               | Use:       | Use       |         |
|     |   | Form:     | (in metric    |            | De        |         |
|     |   |           | tons):        |  Nuclear  | scription |         |
|     |   |           |               |            |           |         |
|     |   |           |               |           |           |         |
|     |   |           |               | N          |           |         |
|     |   |           |               | on-nuclear |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
|     |   | e         |               |            |           |         |
|     |   | Identify  |               |            |           |         |
|     |   | building  |               |            |           |         |
|     |   | name(s)/n |               |            |           |         |
|     |   | umbers(s) |               |            |           |         |
|     |   | and any   |               |            |           |         |
|     |   | a         |               |            |           |         |
|     |   | dditional |               |            |           |         |
|     |   | in        |               |            |           |         |
|     |   | formation |               |            |           |         |
|     |   | that may  |               |            |           |         |
|     |   | more      |               |            |           |         |
|     |   | precisely |               |            |           |         |
|     |   | define    |               |            |           |         |
|     |   | where the |               |            |           |         |
|     |   | impure    |               |            |           |         |
|     |   | uranium   |               |            |           |         |
|     |   | or        |               |            |           |         |
|     |   | thorium   |               |            |           |         |
|     |   | is held   |               |            |           |         |
|     |   | (e.g.     |               |            |           |         |
|     |   | room      |               |            |           |         |
|     |   | numbers): |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| **8 |   | a\.       | b\. Quantity  | c\. Use or | d\.       |         |
| .3. |   | Chemical  | on Hand       | Intended   | Intended  |         |
| 4** |   |           |               | Use:       | Use       |         |
|     |   | Form:     | (in metric    |            | De        |         |
|     |   |           | tons):        |  Nuclear  | scription |         |
|     |   |           |               |            |           |         |
|     |   |           |               |           |           |         |
|     |   |           |               | N          |           |         |
|     |   |           |               | on-nuclear |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
|     |   | e\.       |               |            |           |         |
|     |   | Identify  |               |            |           |         |
|     |   | building  |               |            |           |         |
|     |   | name(s)/n |               |            |           |         |
|     |   | umbers(s) |               |            |           |         |
|     |   | and any   |               |            |           |         |
|     |   | a         |               |            |           |         |
|     |   | dditional |               |            |           |         |
|     |   | in        |               |            |           |         |
|     |   | formation |               |            |           |         |
|     |   | that may  |               |            |           |         |
|     |   | more      |               |            |           |         |
|     |   | precisely |               |            |           |         |
|     |   | define    |               |            |           |         |
|     |   | where the |               |            |           |         |
|     |   | impure    |               |            |           |         |
|     |   | uranium   |               |            |           |         |
|     |   | or        |               |            |           |         |
|     |   | thorium   |               |            |           |         |
|     |   | is held   |               |            |           |         |
|     |   | (e.g.     |               |            |           |         |
|     |   | room      |               |            |           |         |
|     |   | numbers): |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+
| *   | C |           |               |            |           |         |
| *8. | h |           |               |            |           |         |
| 4** | e |           |               |            |           |         |
|     | c |           |               |            |           |         |
|     | k |           |               |            |           |         |
|     | t |           |               |            |           |         |
|     | h |           |               |            |           |         |
|     | i |           |               |            |           |         |
|     | s |           |               |            |           |         |
|     | b |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | x |           |               |            |           |         |
|     | i |           |               |            |           |         |
|     | f |           |               |            |           |         |
|     | a |           |               |            |           |         |
|     | C |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | n |           |               |            |           |         |
|     | t |           |               |            |           |         |
|     | i |           |               |            |           |         |
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|     | u |           |               |            |           |         |
|     | a |           |               |            |           |         |
|     | t |           |               |            |           |         |
|     | i |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | n |           |               |            |           |         |
|     | F |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | r |           |               |            |           |         |
|     | m |           |               |            |           |         |
|     | ( |           |               |            |           |         |
|     | F |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | r |           |               |            |           |         |
|     | m |           |               |            |           |         |
|     | A |           |               |            |           |         |
|     | P |           |               |            |           |         |
|     | - |           |               |            |           |         |
|     | 1 |           |               |            |           |         |
|     | 6 |           |               |            |           |         |
|     | ) |           |               |            |           |         |
|     | h |           |               |            |           |         |
|     | a |           |               |            |           |         |
|     | s |           |               |            |           |         |
|     | b |           |               |            |           |         |
|     | e |           |               |            |           |         |
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|     | n |           |               |            |           |         |
|     | u |           |               |            |           |         |
|     | s |           |               |            |           |         |
|     | e |           |               |            |           |         |
|     | d |           |               |            |           |         |
|     | t |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | p |           |               |            |           |         |
|     | r |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | v |           |               |            |           |         |
|     | i |           |               |            |           |         |
|     | d |           |               |            |           |         |
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|     | a |           |               |            |           |         |
|     | d |           |               |            |           |         |
|     | d |           |               |            |           |         |
|     | i |           |               |            |           |         |
|     | t |           |               |            |           |         |
|     | i |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | n |           |               |            |           |         |
|     | a |           |               |            |           |         |
|     | l |           |               |            |           |         |
|     | i |           |               |            |           |         |
|     | n |           |               |            |           |         |
|     | f |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | r |           |               |            |           |         |
|     | m |           |               |            |           |         |
|     | a |           |               |            |           |         |
|     | t |           |               |            |           |         |
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|     | o |           |               |            |           |         |
|     | n |           |               |            |           |         |
|     | f |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | r |           |               |            |           |         |
|     | a |           |               |            |           |         |
|     | n |           |               |            |           |         |
|     | y |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | f |           |               |            |           |         |
|     | t |           |               |            |           |         |
|     | h |           |               |            |           |         |
|     | e |           |               |            |           |         |
|     | a |           |               |            |           |         |
|     | b |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | v |           |               |            |           |         |
|     | e |           |               |            |           |         |
|     | q |           |               |            |           |         |
|     | u |           |               |            |           |         |
|     | e |           |               |            |           |         |
|     | s |           |               |            |           |         |
|     | t |           |               |            |           |         |
|     | i |           |               |            |           |         |
|     | o |           |               |            |           |         |
|     | n |           |               |            |           |         |
|     | s |           |               |            |           |         |
|     | . |           |               |            |           |         |
+-----+---+-----------+---------------+------------+-----------+---------+

**FORM AP-8: Holdings of Impure Source Materials**

Reporting requirements are set forth in 10 CFR Parts 75 and 110 of the
U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit Form AP-8 if one or more metric tons of uranium, thorium, or a
combination of both, which have not reached the composition and purity
suitable for fuel fabrication or for being isotopically enriched, is
present at your location. Impure source material includes ore
concentrates produced by concentration plants (e.g., uranium mills,
in-situ leach mines, ore by-product plants, etc.), intermediate products
resulting from further processing of this material, or any other
materials resulting from ore processing with a concentration greater
than 0.05% uranium or thorium. There is no requirement to report
information on impure source material once it is in a non-nuclear
end-use form.

[Question 8.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 8.2** Activity Reporting Status]{.underline}: Indicate the
current reporting status by checking the appropriate box (i.e., "New
Activity" to report an activity for the first time, "Activity with
changes" or "Activity with no changes" if a report for this activity was
previously submitted, or "Ceased activity" for an activity that ended
during the reporting year and will not be reported in future years). If
the information previously reported for this specific activity has not
changed, you are not required to complete the rest of this form, instead
check the "Activity with no changes" box and submit along with Forms
AP-1, AP-2 and any other required activity forms.

[**Questions 8.3.x** Source Material Information]{.underline}: Complete
a separate Question 8.3.x for each chemical form of source material.

a)  [Chemical Form]{.underline}: Provide the chemical name or molecular
    formula for the source material (e.g., ThO~2~, ammonium diuranate,
    U~3~O~8~, or uranyl carbonate, etc.).

b)  [Quantity on Hand (MT)]{.underline}: Provide the quantity of source
    material (in metric tons U or Th) present at your location as of the
    date specified in the notification of reporting requirements letter
    received from NRC, if you are submitting as Initial Report. If
    submitting an Initial Report after the collection date or an Annual
    Update Report, provide the quantity of source material present at
    your location as of the preceding December 31 in metric tons.

c)  [Use or Intended Use]{.underline}: Check the box to indicate whether
    the end-use of the source material is or will be nuclear or
    non-nuclear.

d)  [Intended Use Description]{.underline}: Provide a brief description
    of the end-use of the source material, whether nuclear or
    non-nuclear (e.g., ceramics, electronic components, conversion for
    uranium enrichment, etc.).

> e\) [Place Where Activity Occurs]{.underline}: Identify building
> name(s)/ number(s), and, any additional information that may more
> precisely define where the impure uranium or thorium is held (e.g.
> room numbers). If many rooms are used, you may describe areas within
> the building (e.g. 1st floor of the north wing).

[Question 8.4 Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+-----------------------------------------------------+---------+
| *   |                                                     | **Date  |
| *[U |                                                     | Rec     |
| .S. |                                                     | eived** |
| D   |                                                     |         |
| EPA |                                                     | (Leave  |
| RTM |                                                     | Blank)  |
| ENT |                                                     |         |
| OF  |                                                     |         |
| CO  |                                                     |         |
| MME |                                                     |         |
| RCE |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Bur |                                                     |         |
| eau |                                                     |         |
| of  |                                                     |         |
| In  |                                                     |         |
| dus |                                                     |         |
| try |                                                     |         |
| and |                                                     |         |
| S   |                                                     |         |
| ecu |                                                     |         |
| rit |                                                     |         |
| y** |                                                     |         |
|     |                                                     |         |
| *   |                                                     |         |
| *[U |                                                     |         |
| .S. |                                                     |         |
| N   |                                                     |         |
| UCL |                                                     |         |
| EAR |                                                     |         |
| R   |                                                     |         |
| EGU |                                                     |         |
| LAT |                                                     |         |
| ORY |                                                     |         |
| C   |                                                     |         |
| OMM |                                                     |         |
| ISS |                                                     |         |
| ION |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Off |                                                     |         |
| ice |                                                     |         |
| of  |                                                     |         |
| N   |                                                     |         |
| ucl |                                                     |         |
| ear |                                                     |         |
| Ma  |                                                     |         |
| ter |                                                     |         |
| ial |                                                     |         |
| Saf |                                                     |         |
| ety |                                                     |         |
| and |                                                     |         |
| Saf |                                                     |         |
| egu |                                                     |         |
| ard |                                                     |         |
| s** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **A |                                                     |         |
| DDI |                                                     |         |
| TIO |                                                     |         |
| NAL |                                                     |         |
| PR  |                                                     |         |
| OTO |                                                     |         |
| COL |                                                     |         |
| RE  |                                                     |         |
| POR |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **F |                                                     |         |
| ORM |                                                     |         |
| AP  |                                                     |         |
| -9: |                                                     |         |
| I   |                                                     |         |
| MPO |                                                     |         |
| RTS |                                                     |         |
| AND |                                                     |         |
| E   |                                                     |         |
| XPO |                                                     |         |
| RTS |                                                     |         |
| OF  |                                                     |         |
| IMP |                                                     |         |
| URE |                                                     |         |
| SO  |                                                     |         |
| URC |                                                     |         |
| E** |                                                     |         |
|     |                                                     |         |
| **M |                                                     |         |
| ATE |                                                     |         |
| RIA |                                                     |         |
| L** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  |                                                     |         |
| Sub |                                                     |         |
| mit |                                                     |         |
| t   |                                                     |         |
| his |                                                     |         |
| f   |                                                     |         |
| orm |                                                     |         |
| to  |                                                     |         |
| rep |                                                     |         |
| ort |                                                     |         |
| e   |                                                     |         |
| ach |                                                     |         |
| imp |                                                     |         |
| ort |                                                     |         |
| or  |                                                     |         |
| exp |                                                     |         |
| ort |                                                     |         |
| of  |                                                     |         |
| one |                                                     |         |
| or  |                                                     |         |
| m   |                                                     |         |
| ore |                                                     |         |
| met |                                                     |         |
| ric |                                                     |         |
| ton |                                                     |         |
| of  |                                                     |         |
| imp |                                                     |         |
| ure |                                                     |         |
| sou |                                                     |         |
| rce |                                                     |         |
| ma  |                                                     |         |
| ter |                                                     |         |
| ial |                                                     |         |
| for |                                                     |         |
| no  |                                                     |         |
| n-n |                                                     |         |
| ucl |                                                     |         |
| ear |                                                     |         |
| e   |                                                     |         |
| nd- |                                                     |         |
| use |                                                     |         |
| pu  |                                                     |         |
| rpo |                                                     |         |
| ses |                                                     |         |
| .** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| *   | Reporting Code (once assigned):                     |         |
| *9. |                                                     |         |
| 1** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  | Identify building name(s)/numbers(s) and any        |         |
| 9.2 | additional information that may more precisely      |         |
| .** | define where the imported impure uranium or thorium |         |
|     | is held (e.g. room numbers):                        |         |
+-----+-----------------------------------------------------+---------+
| **9 | Identify **Imports** of Impure Source Material:     |         |
| .2. |                                                     |         |
| 1** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **9 | Chemical Form: Quantity (in metric tons):           |         |
| .2. |                                                     |         |
| 2** |                                                     |         |
+-----+-----------------------------------------------------+---------+
|     | Date Imported (mm/dd/yyyy): Exporting Country:      |         |
+-----+-----------------------------------------------------+---------+
|     | Intended Use:                                       |         |
+-----+-----------------------------------------------------+---------+
| **9 | Chemical Form: Quantity (in metric tons):           |         |
| .2. |                                                     |         |
| 3** |                                                     |         |
+-----+-----------------------------------------------------+---------+
|     | Date Imported (mm/dd/yyyy): Exporting Country:      |         |
+-----+-----------------------------------------------------+---------+
|     | Intended Use:                                       |         |
+-----+-----------------------------------------------------+---------+
| *   | Identify **Exports** of Impure Source Material:     |         |
| *9. |                                                     |         |
| 3** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **9 | Chemical Form: Quantity (in metric tons):           |         |
| .3. |                                                     |         |
| 1** |                                                     |         |
+-----+-----------------------------------------------------+---------+
|     | Date Exported (mm/dd/yyyy): Importing Country:      |         |
+-----+-----------------------------------------------------+---------+
|     | Intended Use:                                       |         |
+-----+-----------------------------------------------------+---------+
| **9 | Chemical Form: Quantity (in metric tons):           |         |
| .3. |                                                     |         |
| 2** |                                                     |         |
+-----+-----------------------------------------------------+---------+
|     | Date Exported (mm/dd/yyyy): Importing Country:      |         |
+-----+-----------------------------------------------------+---------+
|     | Intended Use:                                       |         |
+-----+-----------------------------------------------------+---------+
| *   | Check this box if a Continuation Form (Form AP-16)  |         |
| *9. | has been used to provide                            |         |
| 4** |                                                     |         |
|     | additional information for any of the above         |         |
|     | questions.                                          |         |
+-----+-----------------------------------------------------+---------+

**FORM AP-9: IMPORTS AND EXPORTS OF IMPURE SOURCE MATERIAL**

Reporting requirements are set forth in 10 CFR Parts 75 and 110 of the
U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit Form AP-9 for each import or export of one or more metric tons of
impure uranium or thorium, which has not reached the composition and
purity suitable for fuel fabrication or for being isotopically enriched,
that is to be used for non-nuclear end-use purposes. The provision of
this information does not require detailed nuclear material accountancy.

[Question 9.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 9.2.1** Place Where Activity Occurs]{.underline}: Identify
building name(s) /number(s), and any additional information that may
more precisely define where the material is or was located (e.g. room
numbers). If many rooms are used, you may describe areas within the
building (e.g. 1st floor of the north wing).

[**Questions 9.2.x** Information on Imported Impure Source
Material]{.underline}: Provide the chemical name or molecular formula
and the quantity imported (in metric tons U or Th) of the imported
impure source material. Also provide the date the material was imported,
the country from which the material was imported, and the intended use
of the material. Information for each import shipment of material
separated by chemical name/molecular formula (e.g., ThO~2~, ammonium
diuranate, U~3~O~8~, uranyl carbonate, etc.) and date of arrival at the
location should be entered in a separate Question 9.2.x. Use Form AP-16
to provide information on additional imports.

[Questions 9.3.x Information on Exported Impure Source
Material]{.underline}: Provide the chemical name or molecular formula
and the quantity exported (in metric tons U or Th) for the exported
impure source material. Also provide the date the material was exported,
the country to which the material was exported, and the intended use of
the material. Information for each export shipment of material separated
by chemical name/molecular formula (e.g., ThO~2~, ammonium diuranate,
U~3~O~8~, uranyl carbonate, etc.) and date of export should be entered
in a separate Question 9.3.x. Use Form AP-16 to provide information on
additional exports.

[Question 9.4 Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+---+----------------+-----------------------------------+---------+
| *   |   |                |                                   | **Date  |
| *[U |   |                |                                   | Rec     |
| .S. |   |                |                                   | eived** |
| D   |   |                |                                   |         |
| EPA |   |                |                                   | *       |
| RTM |   |                |                                   | *(Leave |
| ENT |   |                |                                   | B       |
| OF  |   |                |                                   | lank)** |
| CO  |   |                |                                   |         |
| MME |   |                |                                   |         |
| RCE |   |                |                                   |         |
| ]{. |   |                |                                   |         |
| und |   |                |                                   |         |
| erl |   |                |                                   |         |
| ine |   |                |                                   |         |
| }** |   |                |                                   |         |
|     |   |                |                                   |         |
| **  |   |                |                                   |         |
| Bur |   |                |                                   |         |
| eau |   |                |                                   |         |
| of  |   |                |                                   |         |
| In  |   |                |                                   |         |
| dus |   |                |                                   |         |
| try |   |                |                                   |         |
| and |   |                |                                   |         |
| S   |   |                |                                   |         |
| ecu |   |                |                                   |         |
| rit |   |                |                                   |         |
| y** |   |                |                                   |         |
|     |   |                |                                   |         |
| *   |   |                |                                   |         |
| *[U |   |                |                                   |         |
| .S. |   |                |                                   |         |
| N   |   |                |                                   |         |
| UCL |   |                |                                   |         |
| EAR |   |                |                                   |         |
| R   |   |                |                                   |         |
| EGU |   |                |                                   |         |
| LAT |   |                |                                   |         |
| ORY |   |                |                                   |         |
| C   |   |                |                                   |         |
| OMM |   |                |                                   |         |
| ISS |   |                |                                   |         |
| ION |   |                |                                   |         |
| ]{. |   |                |                                   |         |
| und |   |                |                                   |         |
| erl |   |                |                                   |         |
| ine |   |                |                                   |         |
| }** |   |                |                                   |         |
|     |   |                |                                   |         |
| **  |   |                |                                   |         |
| Off |   |                |                                   |         |
| ice |   |                |                                   |         |
| of  |   |                |                                   |         |
| N   |   |                |                                   |         |
| ucl |   |                |                                   |         |
| ear |   |                |                                   |         |
| Ma  |   |                |                                   |         |
| ter |   |                |                                   |         |
| ial |   |                |                                   |         |
| Saf |   |                |                                   |         |
| ety |   |                |                                   |         |
| and |   |                |                                   |         |
| Saf |   |                |                                   |         |
| egu |   |                |                                   |         |
| ard |   |                |                                   |         |
| s** |   |                |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **A |   |                |                                   |         |
| DDI |   |                |                                   |         |
| TIO |   |                |                                   |         |
| NAL |   |                |                                   |         |
| PR  |   |                |                                   |         |
| OTO |   |                |                                   |         |
| COL |   |                |                                   |         |
| RE  |   |                |                                   |         |
| POR |   |                |                                   |         |
| T** |   |                |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **F |   |                |                                   |         |
| ORM |   |                |                                   |         |
| AP- |   |                |                                   |         |
| 10: |   |                |                                   |         |
| HO  |   |                |                                   |         |
| LDI |   |                |                                   |         |
| NGS |   |                |                                   |         |
| OF  |   |                |                                   |         |
| I   |   |                |                                   |         |
| AEA |   |                |                                   |         |
| S   |   |                |                                   |         |
| AFE |   |                |                                   |         |
| GUA |   |                |                                   |         |
| RDS |   |                |                                   |         |
| -EX |   |                |                                   |         |
| EMP |   |                |                                   |         |
| TED |   |                |                                   |         |
| M   |   |                |                                   |         |
| ATE |   |                |                                   |         |
| RIA |   |                |                                   |         |
| L** |   |                |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **  |   |                |                                   |         |
| Sub |   |                |                                   |         |
| mit |   |                |                                   |         |
| a   |   |                |                                   |         |
| se  |   |                |                                   |         |
| par |   |                |                                   |         |
| ate |   |                |                                   |         |
| f   |   |                |                                   |         |
| orm |   |                |                                   |         |
| to  |   |                |                                   |         |
| rep |   |                |                                   |         |
| ort |   |                |                                   |         |
| q   |   |                |                                   |         |
| uan |   |                |                                   |         |
| tit |   |                |                                   |         |
| ies |   |                |                                   |         |
| of  |   |                |                                   |         |
| e   |   |                |                                   |         |
| ach |   |                |                                   |         |
| n   |   |                |                                   |         |
| ucl |   |                |                                   |         |
| ear |   |                |                                   |         |
| ma  |   |                |                                   |         |
| ter |   |                |                                   |         |
| ial |   |                |                                   |         |
| h   |   |                |                                   |         |
| eld |   |                |                                   |         |
| at  |   |                |                                   |         |
| y   |   |                |                                   |         |
| our |   |                |                                   |         |
| lo  |   |                |                                   |         |
| cat |   |                |                                   |         |
| ion |   |                |                                   |         |
| t   |   |                |                                   |         |
| hat |   |                |                                   |         |
| w   |   |                |                                   |         |
| ere |   |                |                                   |         |
| ex  |   |                |                                   |         |
| emp |   |                |                                   |         |
| ted |   |                |                                   |         |
| un  |   |                |                                   |         |
| der |   |                |                                   |         |
| the |   |                |                                   |         |
| U   |   |                |                                   |         |
| .S. |   |                |                                   |         |
| --  |   |                |                                   |         |
| I   |   |                |                                   |         |
| AEA |   |                |                                   |         |
| S   |   |                |                                   |         |
| afe |   |                |                                   |         |
| gua |   |                |                                   |         |
| rds |   |                |                                   |         |
| Agr |   |                |                                   |         |
| eem |   |                |                                   |         |
| ent |   |                |                                   |         |
| .** |   |                |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **  |   | Reporting Code |                                   |         |
| 10. |   | (once          |                                   |         |
| 1** |   | assigned):     |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **  |   | Activity       |                                   |         |
| 10. |   | Reporting      |                                   |         |
| 2** |   | Status:        |                                   |         |
|     |   |                |                                   |         |
|     |   | ⁮New activity   |                                   |         |
|     |   |                |                                   |         |
|     |   | ⁮Activity with  |                                   |         |
|     |   | no changes     |                                   |         |
|     |   |                |                                   |         |
|     |   | ⁮Activity with  |                                   |         |
|     |   | changes        |                                   |         |
|     |   |                |                                   |         |
|     |   | ⁮Ceased         |                                   |         |
|     |   | activity       |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **  |   | Identify       |                                   |         |
| 10. |   | building       |                                   |         |
| 3** |   | name           |                                   |         |
|     |   | (s)/numbers(s) |                                   |         |
|     |   | and any        |                                   |         |
|     |   | additional     |                                   |         |
|     |   | information    |                                   |         |
|     |   | that may more  |                                   |         |
|     |   | precisely      |                                   |         |
|     |   | define where   |                                   |         |
|     |   | the            |                                   |         |
|     |   | safeg          |                                   |         |
|     |   | uards-exempted |                                   |         |
|     |   | materials are  |                                   |         |
|     |   | held (e.g.     |                                   |         |
|     |   | room numbers): |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **I |   |                |                                   |         |
| AEA |   |                |                                   |         |
| S   |   |                |                                   |         |
| afe |   |                |                                   |         |
| gua |   |                |                                   |         |
| rds |   |                |                                   |         |
| -Ex |   |                |                                   |         |
| emp |   |                |                                   |         |
| ted |   |                |                                   |         |
| Ma  |   |                |                                   |         |
| ter |   |                |                                   |         |
| ial |   |                |                                   |         |
| on  |   |                |                                   |         |
| h   |   |                |                                   |         |
| and |   |                |                                   |         |
| (Ch |   |                |                                   |         |
| eck |   |                |                                   |         |
| o   |   |                |                                   |         |
| ne) |   |                |                                   |         |
| :** |   |                |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **  |   |  Thorium     |                                   |         |
| 10. |   | Plutonium     |                                   |         |
| 4** |   | Natural or     |                                   |         |
|     |   | Depleted       |                                   |         |
|     |   | Uranium        |                                   |         |
|     |   |                |                                   |         |
|     |   |  Enriched     |                                   |         |
|     |   | Uranium -      |                                   |         |
|     |   | Isotope        |                                   |         |
|     |   | Percent:       |                                   |         |
|     |   | U-233:         |                                   |         |
|     |   | \_             |                                   |         |
|     |   | \_\_\_\_\_\_\_ |                                   |         |
|     |   | U-235:         |                                   |         |
|     |   | \_             |                                   |         |
|     |   | \_\_\_\_\_\_\_ |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **  |   | Qty on Hand    |                                   |         |
| 10. |   | (g):           |                                   |         |
| 5** |   |                |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
|     |   | Intended Use:  | Intended Use Description:         |         |
|     |   |                |                                   |         |
|     |   |  Nuclear      |                                   |         |
|     |   |                |                                   |         |
|     |   |  Non-nuclear  |                                   |         |
+-----+---+----------------+-----------------------------------+---------+
| **  | C |                |                                   |         |
| 10. | h |                |                                   |         |
| 6** | e |                |                                   |         |
|     | c |                |                                   |         |
|     | k |                |                                   |         |
|     | t |                |                                   |         |
|     | h |                |                                   |         |
|     | i |                |                                   |         |
|     | s |                |                                   |         |
|     | b |                |                                   |         |
|     | o |                |                                   |         |
|     | x |                |                                   |         |
|     | i |                |                                   |         |
|     | f |                |                                   |         |
|     | a |                |                                   |         |
|     | C |                |                                   |         |
|     | o |                |                                   |         |
|     | n |                |                                   |         |
|     | t |                |                                   |         |
|     | i |                |                                   |         |
|     | n |                |                                   |         |
|     | u |                |                                   |         |
|     | a |                |                                   |         |
|     | t |                |                                   |         |
|     | i |                |                                   |         |
|     | o |                |                                   |         |
|     | n |                |                                   |         |
|     | F |                |                                   |         |
|     | o |                |                                   |         |
|     | r |                |                                   |         |
|     | m |                |                                   |         |
|     | ( |                |                                   |         |
|     | F |                |                                   |         |
|     | o |                |                                   |         |
|     | r |                |                                   |         |
|     | m |                |                                   |         |
|     | A |                |                                   |         |
|     | P |                |                                   |         |
|     | - |                |                                   |         |
|     | 1 |                |                                   |         |
|     | 6 |                |                                   |         |
|     | ) |                |                                   |         |
|     | h |                |                                   |         |
|     | a |                |                                   |         |
|     | s |                |                                   |         |
|     | b |                |                                   |         |
|     | e |                |                                   |         |
|     | e |                |                                   |         |
|     | n |                |                                   |         |
|     | u |                |                                   |         |
|     | s |                |                                   |         |
|     | e |                |                                   |         |
|     | d |                |                                   |         |
|     | t |                |                                   |         |
|     | o |                |                                   |         |
|     | p |                |                                   |         |
|     | r |                |                                   |         |
|     | o |                |                                   |         |
|     | v |                |                                   |         |
|     | i |                |                                   |         |
|     | d |                |                                   |         |
|     | e |                |                                   |         |
|     |   |                |                                   |         |
|     | a |                |                                   |         |
|     | d |                |                                   |         |
|     | d |                |                                   |         |
|     | i |                |                                   |         |
|     | t |                |                                   |         |
|     | i |                |                                   |         |
|     | o |                |                                   |         |
|     | n |                |                                   |         |
|     | a |                |                                   |         |
|     | l |                |                                   |         |
|     | i |                |                                   |         |
|     | n |                |                                   |         |
|     | f |                |                                   |         |
|     | o |                |                                   |         |
|     | r |                |                                   |         |
|     | m |                |                                   |         |
|     | a |                |                                   |         |
|     | t |                |                                   |         |
|     | i |                |                                   |         |
|     | o |                |                                   |         |
|     | n |                |                                   |         |
|     | f |                |                                   |         |
|     | o |                |                                   |         |
|     | r |                |                                   |         |
|     | a |                |                                   |         |
|     | n |                |                                   |         |
|     | y |                |                                   |         |
|     | o |                |                                   |         |
|     | f |                |                                   |         |
|     | t |                |                                   |         |
|     | h |                |                                   |         |
|     | e |                |                                   |         |
|     | a |                |                                   |         |
|     | b |                |                                   |         |
|     | o |                |                                   |         |
|     | v |                |                                   |         |
|     | e |                |                                   |         |
|     | q |                |                                   |         |
|     | u |                |                                   |         |
|     | e |                |                                   |         |
|     | s |                |                                   |         |
|     | t |                |                                   |         |
|     | i |                |                                   |         |
|     | o |                |                                   |         |
|     | n |                |                                   |         |
|     | s |                |                                   |         |
|     | . |                |                                   |         |
+-----+---+----------------+-----------------------------------+---------+

######### 

######### 

######### FORM AP-10: Holdings of IAEA Safeguards-Exempted Material

Reporting requirements are set forth in 10 CFR Parts 75 and 110 of the
U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit a separate Form AP-10 to report quantities of each nuclear
material held at your location that were exempted under the U.S.-IAEA
Safeguards Agreement. The NRC will inform those licensees who possess
exempted quantities of nuclear materials of their obligation to report
their holdings.

[Question 10.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 10.2** Activity Reporting Status]{.underline}: For each
holding of safeguard-exempted material indicate the current reporting
status by checking the appropriate box (i.e., "New Activity" to report
an activity for the first time, "Activity with changes" or "Activity
with no changes" if a report for this activity was previously submitted,
or "Ceased activity" for an activity that ended during the reporting
year and will not be reported in future years). If the information
previously reported for this specific activity has not changed, you are
not required to complete the rest of this form, instead check the
"Activity with no changes" box and submit along with Forms AP-1, AP-2
and any other required activity forms.

[**Question 10.3** Place Where Activity Occurs]{.underline}: Identify
building name(s)/ number(s) and any additional information that may more
precisely define where the IAEA Safeguards-Exempted materials are held
(e.g. room numbers). If many rooms are used, you may describe areas
within the building (e.g. 1st floor of the north wing).

[**Question 10.4** IAEA Safeguards-Exempted Material on
Hand]{.underline}: Check the box beside the nuclear material, if it is
present at your location as of or after the date specified in the
notification of reporting requirements letter you received from the NRC.
If you have holdings of more than one type of IAEA Safeguards-Exempted
nuclear material submit a separate form for each material held at your
location. If you have holdings of enriched uranium, please provide the
isotope percentage of U-233 or U-235 in the spaces provided. If multiple
enrichments of uranium are present, provide the information on these
materials on Form AP-16.

[**Question 10.5** Quantity and Intended Use]{.underline}: Provide the
quantity of IAEA Safeguards-Exempted nuclear material in grams, indicate
whether the intended end-use of the material is nuclear or non-nuclear,
and provide a brief description of the end-use.

[Question 10.6 Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+---+--------------------+--------------------+---------+---------+
| *   |   |                    |                    |         | **Date  |
| *[U |   |                    |                    |         | Rec     |
| .S. |   |                    |                    |         | eived** |
| D   |   |                    |                    |         |         |
| EPA |   |                    |                    |         | (Leave  |
| RTM |   |                    |                    |         | Blank)  |
| ENT |   |                    |                    |         |         |
| OF  |   |                    |                    |         |         |
| CO  |   |                    |                    |         |         |
| MME |   |                    |                    |         |         |
| RCE |   |                    |                    |         |         |
| ]{. |   |                    |                    |         |         |
| und |   |                    |                    |         |         |
| erl |   |                    |                    |         |         |
| ine |   |                    |                    |         |         |
| }** |   |                    |                    |         |         |
|     |   |                    |                    |         |         |
| **  |   |                    |                    |         |         |
| Bur |   |                    |                    |         |         |
| eau |   |                    |                    |         |         |
| of  |   |                    |                    |         |         |
| In  |   |                    |                    |         |         |
| dus |   |                    |                    |         |         |
| try |   |                    |                    |         |         |
| and |   |                    |                    |         |         |
| S   |   |                    |                    |         |         |
| ecu |   |                    |                    |         |         |
| rit |   |                    |                    |         |         |
| y** |   |                    |                    |         |         |
|     |   |                    |                    |         |         |
| *   |   |                    |                    |         |         |
| *[U |   |                    |                    |         |         |
| .S. |   |                    |                    |         |         |
| N   |   |                    |                    |         |         |
| UCL |   |                    |                    |         |         |
| EAR |   |                    |                    |         |         |
| R   |   |                    |                    |         |         |
| EGU |   |                    |                    |         |         |
| LAT |   |                    |                    |         |         |
| ORY |   |                    |                    |         |         |
| C   |   |                    |                    |         |         |
| OMM |   |                    |                    |         |         |
| ISS |   |                    |                    |         |         |
| ION |   |                    |                    |         |         |
| ]{. |   |                    |                    |         |         |
| und |   |                    |                    |         |         |
| erl |   |                    |                    |         |         |
| ine |   |                    |                    |         |         |
| }** |   |                    |                    |         |         |
|     |   |                    |                    |         |         |
| **  |   |                    |                    |         |         |
| Off |   |                    |                    |         |         |
| ice |   |                    |                    |         |         |
| of  |   |                    |                    |         |         |
| N   |   |                    |                    |         |         |
| ucl |   |                    |                    |         |         |
| ear |   |                    |                    |         |         |
| Ma  |   |                    |                    |         |         |
| ter |   |                    |                    |         |         |
| ial |   |                    |                    |         |         |
| Saf |   |                    |                    |         |         |
| ety |   |                    |                    |         |         |
| and |   |                    |                    |         |         |
| Saf |   |                    |                    |         |         |
| egu |   |                    |                    |         |         |
| ard |   |                    |                    |         |         |
| s** |   |                    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| **A |   |                    |                    |         |         |
| DDI |   |                    |                    |         |         |
| TIO |   |                    |                    |         |         |
| NAL |   |                    |                    |         |         |
| PR  |   |                    |                    |         |         |
| OTO |   |                    |                    |         |         |
| COL |   |                    |                    |         |         |
| RE  |   |                    |                    |         |         |
| POR |   |                    |                    |         |         |
| T** |   |                    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| **F |   |                    |                    |         |         |
| ORM |   |                    |                    |         |         |
| AP- |   |                    |                    |         |         |
| 11: |   |                    |                    |         |         |
| LO  |   |                    |                    |         |         |
| CAT |   |                    |                    |         |         |
| ION |   |                    |                    |         |         |
| OF  |   |                    |                    |         |         |
| I   |   |                    |                    |         |         |
| AEA |   |                    |                    |         |         |
| SAF |   |                    |                    |         |         |
| EGU |   |                    |                    |         |         |
| ARD |   |                    |                    |         |         |
| S-T |   |                    |                    |         |         |
| ERM |   |                    |                    |         |         |
| INA |   |                    |                    |         |         |
| TED |   |                    |                    |         |         |
| WA  |   |                    |                    |         |         |
| STE |   |                    |                    |         |         |
| M   |   |                    |                    |         |         |
| ATE |   |                    |                    |         |         |
| RIA |   |                    |                    |         |         |
| L** |   |                    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| ##  |   |                    |                    |         |         |
| ### |   |                    |                    |         |         |
| ##  |   |                    |                    |         |         |
|     |   |                    |                    |         |         |
| ### |   |                    |                    |         |         |
| ### |   |                    |                    |         |         |
| # S |   |                    |                    |         |         |
| ubm |   |                    |                    |         |         |
| it  |   |                    |                    |         |         |
| thi |   |                    |                    |         |         |
| s f |   |                    |                    |         |         |
| orm |   |                    |                    |         |         |
|  to |   |                    |                    |         |         |
|  re |   |                    |                    |         |         |
| por |   |                    |                    |         |         |
| t h |   |                    |                    |         |         |
| old |   |                    |                    |         |         |
| ing |   |                    |                    |         |         |
| s o |   |                    |                    |         |         |
| f o |   |                    |                    |         |         |
| r c |   |                    |                    |         |         |
| han |   |                    |                    |         |         |
| ges |   |                    |                    |         |         |
|  in |   |                    |                    |         |         |
|  lo |   |                    |                    |         |         |
| cat |   |                    |                    |         |         |
| ion |   |                    |                    |         |         |
|  of |   |                    |                    |         |         |
|  ma |   |                    |                    |         |         |
| ter |   |                    |                    |         |         |
| ial |   |                    |                    |         |         |
|  on |   |                    |                    |         |         |
|  wh |   |                    |                    |         |         |
| ich |   |                    |                    |         |         |
|  IA |   |                    |                    |         |         |
| EA  |   |                    |                    |         |         |
| Saf |   |                    |                    |         |         |
| egu |   |                    |                    |         |         |
| ard |   |                    |                    |         |         |
| s h |   |                    |                    |         |         |
| ave |   |                    |                    |         |         |
|  te |   |                    |                    |         |         |
| rmi |   |                    |                    |         |         |
| nat |   |                    |                    |         |         |
| ed. |   |                    |                    |         |         |
|  A  |   |                    |                    |         |         |
| sep |   |                    |                    |         |         |
| ara |   |                    |                    |         |         |
| te  |   |                    |                    |         |         |
| for |   |                    |                    |         |         |
| m s |   |                    |                    |         |         |
| hou |   |                    |                    |         |         |
| ld  |   |                    |                    |         |         |
| be  |   |                    |                    |         |         |
| sub |   |                    |                    |         |         |
| mit |   |                    |                    |         |         |
| ted |   |                    |                    |         |         |
|  fo |   |                    |                    |         |         |
| r e |   |                    |                    |         |         |
| ach |   |                    |                    |         |         |
|  ty |   |                    |                    |         |         |
| pe  |   |                    |                    |         |         |
| of  |   |                    |                    |         |         |
| mat |   |                    |                    |         |         |
| eri |   |                    |                    |         |         |
| al  |   |                    |                    |         |         |
| hel |   |                    |                    |         |         |
| d o |   |                    |                    |         |         |
| r m |   |                    |                    |         |         |
| ove |   |                    |                    |         |         |
| d.  |   |                    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| **  |   | Reporting Code     |                    |         |         |
| 11. |   | (once assigned):   |                    |         |         |
| 1** |   |                    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| **  |   | Activity Reporting |                    |         |         |
| 11. |   | Status:            |                    |         |         |
| 2** |   |                    |                    |         |         |
|     |   | ⁮New activity       |                    |         |         |
|     |   |                    |                    |         |         |
|     |   | ⁮Activity with no   |                    |         |         |
|     |   | changes            |                    |         |         |
|     |   |                    |                    |         |         |
|     |   | ⁮Activity with      |                    |         |         |
|     |   | changes            |                    |         |         |
|     |   |                    |                    |         |         |
|     |   | ⁮Ceased activity    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| **  |   | Identify building  |                    |         |         |
| 11. |   | name(s)/numbers(s) |                    |         |         |
| 3** |   | and any additional |                    |         |         |
|     |   | information that   |                    |         |         |
|     |   | may more precisely |                    |         |         |
|     |   | define where the   |                    |         |         |
|     |   | safeguards         |                    |         |         |
|     |   | terminated waste   |                    |         |         |
|     |   | material is held   |                    |         |         |
|     |   | (e.g. room         |                    |         |         |
|     |   | numbers):          |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| **  |   | Waste Type Prior   |                    |         |         |
| 11. |   | to Conditioning:   |                    |         |         |
| 4** |   |                    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
|     |   | Conditioned Form:  |                    |         |         |
|     |   | Quantity: Units:   |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
|     |   | Qty Pu (g): Qty    |                    |         |         |
|     |   | HEU (g): Qty U-233 |                    |         |         |
|     |   | (g):               |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| **  |   | Prior Location     |                    |         |         |
| 11. |   |                    |                    |         |         |
| 5** |   | Identify building  |                    |         |         |
|     |   | name(s)/number(s), |                    |         |         |
|     |   | and, if needed,    |                    |         |         |
|     |   | room number(s) and |                    |         |         |
|     |   | any additional     |                    |         |         |
|     |   | information that   |                    |         |         |
|     |   | may more precisely |                    |         |         |
|     |   | define the prior   |                    |         |         |
|     |   | location of the    |                    |         |         |
|     |   | Saf                |                    |         |         |
|     |   | eguards-Terminated |                    |         |         |
|     |   | waste material:    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
| **  |   | [OR]{.underline}   |                    |         |         |
| 11. |   |                    |                    |         |         |
| 6** |   | Identify the       |                    |         |         |
|     |   | address of the     |                    |         |         |
|     |   | prior location if  |                    |         |         |
|     |   | previously located |                    |         |         |
|     |   | at a different     |                    |         |         |
|     |   | address            |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
|     |   | Street Address:    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+
|     |   | City:              | State:             | Zip     |         |
|     |   |                    |                    | Code:   |         |
+-----+---+--------------------+--------------------+---------+---------+
| **  | C |                    |                    |         |         |
| 11. | h |                    |                    |         |         |
| 7** | e |                    |                    |         |         |
|     | c |                    |                    |         |         |
|     | k |                    |                    |         |         |
|     | t |                    |                    |         |         |
|     | h |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | s |                    |                    |         |         |
|     | b |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | x |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | f |                    |                    |         |         |
|     | a |                    |                    |         |         |
|     | C |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | t |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | u |                    |                    |         |         |
|     | a |                    |                    |         |         |
|     | t |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | F |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | r |                    |                    |         |         |
|     | m |                    |                    |         |         |
|     | ( |                    |                    |         |         |
|     | F |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | r |                    |                    |         |         |
|     | m |                    |                    |         |         |
|     | A |                    |                    |         |         |
|     | P |                    |                    |         |         |
|     | - |                    |                    |         |         |
|     | 1 |                    |                    |         |         |
|     | 6 |                    |                    |         |         |
|     | ) |                    |                    |         |         |
|     | h |                    |                    |         |         |
|     | a |                    |                    |         |         |
|     | s |                    |                    |         |         |
|     | b |                    |                    |         |         |
|     | e |                    |                    |         |         |
|     | e |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | u |                    |                    |         |         |
|     | s |                    |                    |         |         |
|     | e |                    |                    |         |         |
|     | d |                    |                    |         |         |
|     | t |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | p |                    |                    |         |         |
|     | r |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | v |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | d |                    |                    |         |         |
|     | e |                    |                    |         |         |
|     |   |                    |                    |         |         |
|     | a |                    |                    |         |         |
|     | d |                    |                    |         |         |
|     | d |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | t |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | a |                    |                    |         |         |
|     | l |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | f |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | r |                    |                    |         |         |
|     | m |                    |                    |         |         |
|     | a |                    |                    |         |         |
|     | t |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | f |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | r |                    |                    |         |         |
|     | a |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | y |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | f |                    |                    |         |         |
|     | t |                    |                    |         |         |
|     | h |                    |                    |         |         |
|     | e |                    |                    |         |         |
|     | a |                    |                    |         |         |
|     | b |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | v |                    |                    |         |         |
|     | e |                    |                    |         |         |
|     | q |                    |                    |         |         |
|     | u |                    |                    |         |         |
|     | e |                    |                    |         |         |
|     | s |                    |                    |         |         |
|     | t |                    |                    |         |         |
|     | i |                    |                    |         |         |
|     | o |                    |                    |         |         |
|     | n |                    |                    |         |         |
|     | s |                    |                    |         |         |
|     | . |                    |                    |         |         |
+-----+---+--------------------+--------------------+---------+---------+

######### FORM AP-11: Location of IAEA Safeguards-Terminated Waste Material

Reporting requirements are set forth in 10 CFR Parts 75 and 110 of the
U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit Form AP-11 to report holdings of or changes in location of
material on which IAEA Safeguards have terminated. If reporting holdings
of this type of material, complete Questions 11.1 through 11.3. If
reporting a change of location in this type of material, complete
Questions 11.1 through 11.5. A separate Form AP-11 should be submitted
for each type of material that is held or moved.

[Question 11.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 11.2** Activity Reporting Status]{.underline}: Indicate the
current reporting status by checking the appropriate box (i.e., "New
Activity" to report an activity for the first time, "Activity with
changes" or "Activity with no changes" if a report for this activity was
previously submitted, or "Ceased activity" for an activity that ended
during the reporting year and will not be reported in future years). If
the information previously reported for this specific activity has not
changed, you are not required to complete the rest of this form, instead
check the "Activity with no changes" box and submit along with Forms
AP-1, AP-2 and any other required activity forms.

[Question 11.3 Place Where Activity Occurs]{.underline}: Identify
building name(s)/ number(s) and any additional information that may more
precisely define where the reported activity occurs (e.g. room numbers).
If many rooms are used, you may describe areas within the building (e.g.
1st floor of the north wing).

[**Question 11.4** Description of IAEA Safeguards-Terminated Waste
Material]{.underline}: Describe what type of waste the material,
currently at your location, was prior to conversion to its IAEA
Safeguards-Terminated form. Provide the form that this conditioned
material is in now (e.g., vitrified waste, cemented waste, etc.), and
the quantity and units (e.g., canisters, drums, etc.) of material
present at your location. Round to the nearest ten if the amount is more
than 10 but less than 1000 (e.g., 27 to 30, 148 to 150). Round to the
nearest 2 significant figures if 1000 or more (e.g., 1525 to 1500, 15782
to 16000, etc.). Also provide the amount of plutonium, highly enriched
uranium, and/or U-233 present in this material in grams.

[Question 11.5 and 11.6 Prior Location of IAEA Safeguards-Terminated
Waste Material]{.underline}: If the IAEA Safeguards-Terminated Waste
Material was previously located in another building at your location,
provide the appropriate building information in block 11.5 and leave the
address in block 11.6 blank. If the material was previously located at a
different address, provide the address for the prior location of this
material in the space provided in block 11.6.

[Question 11.7 Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+---+-----------------------------------------------------+---------+
| *   |   |                                                     | **Date  |
| *[U |   |                                                     | Rec     |
| .S. |   |                                                     | eived** |
| D   |   |                                                     |         |
| EPA |   |                                                     | (Leave  |
| RTM |   |                                                     | Blank)  |
| ENT |   |                                                     |         |
| OF  |   |                                                     |         |
| CO  |   |                                                     |         |
| MME |   |                                                     |         |
| RCE |   |                                                     |         |
| ]{. |   |                                                     |         |
| und |   |                                                     |         |
| erl |   |                                                     |         |
| ine |   |                                                     |         |
| }** |   |                                                     |         |
|     |   |                                                     |         |
| **  |   |                                                     |         |
| Bur |   |                                                     |         |
| eau |   |                                                     |         |
| of  |   |                                                     |         |
| In  |   |                                                     |         |
| dus |   |                                                     |         |
| try |   |                                                     |         |
| and |   |                                                     |         |
| S   |   |                                                     |         |
| ecu |   |                                                     |         |
| rit |   |                                                     |         |
| y** |   |                                                     |         |
|     |   |                                                     |         |
| *   |   |                                                     |         |
| *[U |   |                                                     |         |
| .S. |   |                                                     |         |
| N   |   |                                                     |         |
| UCL |   |                                                     |         |
| EAR |   |                                                     |         |
| R   |   |                                                     |         |
| EGU |   |                                                     |         |
| LAT |   |                                                     |         |
| ORY |   |                                                     |         |
| C   |   |                                                     |         |
| OMM |   |                                                     |         |
| ISS |   |                                                     |         |
| ION |   |                                                     |         |
| ]{. |   |                                                     |         |
| und |   |                                                     |         |
| erl |   |                                                     |         |
| ine |   |                                                     |         |
| }** |   |                                                     |         |
|     |   |                                                     |         |
| **  |   |                                                     |         |
| Off |   |                                                     |         |
| ice |   |                                                     |         |
| of  |   |                                                     |         |
| N   |   |                                                     |         |
| ucl |   |                                                     |         |
| ear |   |                                                     |         |
| Ma  |   |                                                     |         |
| ter |   |                                                     |         |
| ial |   |                                                     |         |
| Saf |   |                                                     |         |
| ety |   |                                                     |         |
| and |   |                                                     |         |
| Saf |   |                                                     |         |
| egu |   |                                                     |         |
| ard |   |                                                     |         |
| s** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **A |   |                                                     |         |
| DDI |   |                                                     |         |
| TIO |   |                                                     |         |
| NAL |   |                                                     |         |
| PR  |   |                                                     |         |
| OTO |   |                                                     |         |
| COL |   |                                                     |         |
| RE  |   |                                                     |         |
| POR |   |                                                     |         |
| T** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **F |   |                                                     |         |
| ORM |   |                                                     |         |
| AP- |   |                                                     |         |
| 12: |   |                                                     |         |
| P   |   |                                                     |         |
| ROC |   |                                                     |         |
| ESS |   |                                                     |         |
| ING |   |                                                     |         |
| OF  |   |                                                     |         |
| I   |   |                                                     |         |
| AEA |   |                                                     |         |
| SA  |   |                                                     |         |
| FEG |   |                                                     |         |
| UAR |   |                                                     |         |
| DS- |   |                                                     |         |
| TER |   |                                                     |         |
| MIN |   |                                                     |         |
| ATE |   |                                                     |         |
| D** |   |                                                     |         |
|     |   |                                                     |         |
| *   |   |                                                     |         |
| *WA |   |                                                     |         |
| STE |   |                                                     |         |
| M   |   |                                                     |         |
| ATE |   |                                                     |         |
| RIA |   |                                                     |         |
| L** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| ##  |   |                                                     |         |
| ### |   |                                                     |         |
| ##  |   |                                                     |         |
|     |   |                                                     |         |
| #   |   |                                                     |         |
| ### |   |                                                     |         |
| ### |   |                                                     |         |
|  Su |   |                                                     |         |
| bmi |   |                                                     |         |
| t t |   |                                                     |         |
| his |   |                                                     |         |
|  fo |   |                                                     |         |
| rm  |   |                                                     |         |
| to  |   |                                                     |         |
| pro |   |                                                     |         |
| vid |   |                                                     |         |
| e n |   |                                                     |         |
| oti |   |                                                     |         |
| ce  |   |                                                     |         |
| of  |   |                                                     |         |
| int |   |                                                     |         |
| ent |   |                                                     |         |
|  to |   |                                                     |         |
|  pr |   |                                                     |         |
| oce |   |                                                     |         |
| ss  |   |                                                     |         |
| mat |   |                                                     |         |
| eri |   |                                                     |         |
| al  |   |                                                     |         |
| on  |   |                                                     |         |
| whi |   |                                                     |         |
| ch  |   |                                                     |         |
| IAE |   |                                                     |         |
| A S |   |                                                     |         |
| afe |   |                                                     |         |
| gua |   |                                                     |         |
| rds |   |                                                     |         |
|  ha |   |                                                     |         |
| ve  |   |                                                     |         |
| ter |   |                                                     |         |
| min |   |                                                     |         |
| ate |   |                                                     |         |
| d.  |   |                                                     |         |
| Thi |   |                                                     |         |
| s f |   |                                                     |         |
| orm |   |                                                     |         |
|  mu |   |                                                     |         |
| st  |   |                                                     |         |
| be  |   |                                                     |         |
| sub |   |                                                     |         |
| mit |   |                                                     |         |
| ted |   |                                                     |         |
|  at |   |                                                     |         |
|  le |   |                                                     |         |
| ast |   |                                                     |         |
|  21 |   |                                                     |         |
| 0 d |   |                                                     |         |
| ays |   |                                                     |         |
|  pr |   |                                                     |         |
| ior |   |                                                     |         |
|  to |   |                                                     |         |
|  su |   |                                                     |         |
| ch  |   |                                                     |         |
| pro |   |                                                     |         |
| ces |   |                                                     |         |
| sin |   |                                                     |         |
| g.  |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Reporting Code (once assigned):                     |         |
| 12. |   |                                                     |         |
| 1** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Activity reporting Status                           |         |
| 12. |   |                                                     |         |
| 2** |   |  New Activity                                      |         |
|     |   |                                                     |         |
|     |   |  Activity with no changes                          |         |
|     |   |                                                     |         |
|     |   |  Activity with changes                             |         |
|     |   |                                                     |         |
|     |   |  Ceased Activity                                   |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Identify building name(s)/numbers(s) and any        |         |
| 12. |   | additional information that may more precisely      |         |
| 3** |   | define where the safeguards terminated waste        |         |
|     |   | material is held (e.g. room numbers):               |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Waste Type Prior to Conditioning:                   |         |
| 12. |   |                                                     |         |
| 4** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
|     |   | Conditioned Form: Quantity: Units:                  |         |
+-----+---+-----------------------------------------------------+---------+
|     |   | Qty Pu (g): Qty HEU (g): Qty U-233 (g):             |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Processing Dates (mm/dd/yyyy):                      |         |
| 12. |   |                                                     |         |
| 5** |   | From: To:                                           |         |
+-----+---+-----------------------------------------------------+---------+
|     |   | Processing Purpose:                                 |         |
+-----+---+-----------------------------------------------------+---------+
| **  | C |                                                     |         |
| 12. | h |                                                     |         |
| 6** | e |                                                     |         |
|     | c |                                                     |         |
|     | k |                                                     |         |
|     | t |                                                     |         |
|     | h |                                                     |         |
|     | i |                                                     |         |
|     | s |                                                     |         |
|     | b |                                                     |         |
|     | o |                                                     |         |
|     | x |                                                     |         |
|     | i |                                                     |         |
|     | f |                                                     |         |
|     | a |                                                     |         |
|     | C |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | t |                                                     |         |
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|     | u |                                                     |         |
|     | a |                                                     |         |
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|     | n |                                                     |         |
|     | F |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | ( |                                                     |         |
|     | F |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | A |                                                     |         |
|     | P |                                                     |         |
|     | - |                                                     |         |
|     | 1 |                                                     |         |
|     | 6 |                                                     |         |
|     | ) |                                                     |         |
|     | h |                                                     |         |
|     | a |                                                     |         |
|     | s |                                                     |         |
|     | b |                                                     |         |
|     | e |                                                     |         |
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|     | u |                                                     |         |
|     | s |                                                     |         |
|     | e |                                                     |         |
|     | d |                                                     |         |
|     | t |                                                     |         |
|     | o |                                                     |         |
|     | p |                                                     |         |
|     | r |                                                     |         |
|     | o |                                                     |         |
|     | v |                                                     |         |
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|     | d |                                                     |         |
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|     | d |                                                     |         |
|     | d |                                                     |         |
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|     | n |                                                     |         |
|     | a |                                                     |         |
|     | l |                                                     |         |
|     | i |                                                     |         |
|     | n |                                                     |         |
|     | f |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | a |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | f |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | a |                                                     |         |
|     | n |                                                     |         |
|     | y |                                                     |         |
|     | o |                                                     |         |
|     | f |                                                     |         |
|     | t |                                                     |         |
|     | h |                                                     |         |
|     | e |                                                     |         |
|     | a |                                                     |         |
|     | b |                                                     |         |
|     | o |                                                     |         |
|     | v |                                                     |         |
|     | e |                                                     |         |
|     | q |                                                     |         |
|     | u |                                                     |         |
|     | e |                                                     |         |
|     | s |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | s |                                                     |         |
|     | . |                                                     |         |
+-----+---+-----------------------------------------------------+---------+

#### FORM AP-12: Processing of IAEA Safeguards-Terminated Waste Material

Reporting requirements are set forth in 10 CFR Parts 75 and 110 of the
U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit Form AP-12 to provide notice of intent to further process
material on which IAEA Safeguards have terminated. This form must be
submitted at least 210 days prior to such processing.

[Question 12.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 12.2** Activity Reporting Status]{.underline}: Indicate the
current reporting status by checking the appropriate box (i.e., "New
Activity" to report an activity for the first time, "Activity with
changes" or "Activity with no changes" if a report for this activity was
previously submitted, or "Ceased activity" for an activity that ended
during the reporting year and will not be reported in future years). If
the information previously reported for this specific activity has not
changed, you are not required to complete the rest of this form, instead
check the "Activity with no changes" box and submit along with Forms
AP-1, AP-2 and any other required activity forms.

[Question 12.3 Place Where Activity Occurs]{.underline}: Identify
building name(s)/ number(s), and any additional information that may
more precisely define where the Safeguards-Terminated waste material
will be processed (e.g. room numbers). If many rooms are used, you may
describe areas within the building (e.g. 1st floor of the north wing).

[**Question 12.4** Description of IAEA Safeguards-Terminated waste
material]{.underline}: Describe what type of waste the material,
currently at your location, was prior to conversion to its IAEA
safeguards-terminated form. Provide the form that this conditioned
material is in now (e.g., vitrified waste, cemented waste, etc.), and
the quantity and units (e.g., canisters, drums, etc.) of material
present at your location. Round to the nearest ten if the amount is more
than 10 but less than 1000 (e.g., 27 to 30, 148 to 150). Round to the
nearest 2 significant figures if 1000 or more (e.g., 1525 to 1500, 15782
to 16000, etc.). Also provide the amount of plutonium, highly enriched
uranium, and/or U-233 present in this material in grams.

[Question 12.5 Intended Dates for Processing of Safeguards-Terminated
Waste Material]{.underline}: Provide the intended beginning and ending
dates for processing the IAEA Safeguards-Terminated waste material in
mm/dd/yyyy format, and also describe the purpose of this processing.
Note that this Firm AP-12 must be submitted to BIS at least 210 days
prior to the intended processing start date.

[Question 12.6 Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+--------------------+---------+---------+-----------+--------+
| ### |                    |         |         |           | #      |
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| TME |                    |         |         |           | ceived |
| NT  |                    |         |         |           |        |
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| COM |                    |         |         |           | #### ( |
| MER |                    |         |         |           | Leave  |
| CE] |                    |         |         |           | Blank) |
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| ure |                    |         |         |           |        |
| au  |                    |         |         |           |        |
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| ON] |                    |         |         |           |        |
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+-----+--------------------+---------+---------+-----------+--------+
| ### |                    |         |         |           |        |
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|  AD |                    |         |         |           |        |
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| AL  |                    |         |         |           |        |
| PRO |                    |         |         |           |        |
| TOC |                    |         |         |           |        |
| OL  |                    |         |         |           |        |
| REP |                    |         |         |           |        |
| ORT |                    |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
| #   |                    |         |         |           |        |
| ### |                    |         |         |           |        |
| ### |                    |         |         |           |        |
| ##  |                    |         |         |           |        |
| FOR |                    |         |         |           |        |
| M A |                    |         |         |           |        |
| P-1 |                    |         |         |           |        |
| 3:  |                    |         |         |           |        |
| EXP |                    |         |         |           |        |
| ORT |                    |         |         |           |        |
|  OF |                    |         |         |           |        |
|  EQ |                    |         |         |           |        |
| UIP |                    |         |         |           |        |
| MEN |                    |         |         |           |        |
| T A |                    |         |         |           |        |
| ND  |                    |         |         |           |        |
| NON |                    |         |         |           |        |
| - N |                    |         |         |           |        |
| UCL |                    |         |         |           |        |
| EAR |                    |         |         |           |        |
|  MA |                    |         |         |           |        |
| TER |                    |         |         |           |        |
| IAL |                    |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
| **  |                    |         |         |           |        |
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+-----+--------------------+---------+---------+-----------+--------+
| # 1 | Reporting Code     |         |         |           |        |
| 3.1 | (once assigned):   |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
| # 1 | Annex II reference |         |         |           |        |
| 3.2 | number:            |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
| #   | Identify the       |         |         |           |        |
|     | Exported Item:     |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| #   |                    |         |         |           |        |
|     |                    |         |         |           |        |
| # 1 |                    |         |         |           |        |
| 3.3 |                    |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Item Dimensions:   |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Capacity (Volume): |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Throughput:        |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Material of        |         |         |           |        |
|     | Construction:      |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Serial or Model    |         |         |           |        |
|     | Number(s):         |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Name and address   |         |         |           |        |
|     | of manufacturer:   |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Key Specifications |         |         |           |        |
|     | of non-nuclear     |         |         |           |        |
|     | material:          |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Any additional     |         |         |           |        |
|     | information that   |         |         |           |        |
|     | will help identify |         |         |           |        |
|     | the item:          |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
| # 1 | Quantity exported: |         |  Items |           |        |
| 3.4 |                    |         |  Kg   |           |        |
|     |                    |         | Tons    |           |        |
+-----+--------------------+---------+---------+-----------+--------+
| **  | Name of importing  |         |         |           |        |
| 13. | company or         |         |         |           |        |
| 5** | organization:      |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Street Address:    |         | City:   |           |        |
+-----+--------------------+---------+---------+-----------+--------+
|     | Province:          | C       |         | Postal    |        |
|     |                    | ountry: |         | Code:     |        |
+-----+--------------------+---------+---------+-----------+--------+
| **  | Date of Export     |         |         |           |        |
| 13. | (mm-dd-yyyy):      |         |         |           |        |
| 6** |                    |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+
| **  | > Check this box   |         |         |           |        |
| 13. | > if a             |         |         |           |        |
| 7** | > Continuation     |         |         |           |        |
|     | > Form (Form       |         |         |           |        |
|     | > AP-16) has been  |         |         |           |        |
|     | > used to provide  |         |         |           |        |
|     |                    |         |         |           |        |
|     | additional         |         |         |           |        |
|     | information for    |         |         |           |        |
|     | any of the above   |         |         |           |        |
|     | questions.         |         |         |           |        |
+-----+--------------------+---------+---------+-----------+--------+

FORM AP-13 Exports of Specified Equipment and Non-Nuclear Material

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit a separate Form AP-13 for each export of specified equipment or
non-nuclear material from your site. These items are listed in
Supplement 3 of this handbook. The export report must be submitted to
the IAEA quarterly and are due to BIS within 15 days from the end of
each calendar quarter. Export reports are due by January 15^th^, April
15^th^, July 15^th^, and October 15^th^. In the event a quarterly export
report due date falls on a federal holiday or a weekend the report is
then due to BIS the following business day.

[Question 13.1 Reporting Code:]{.underline} A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 13.2** Annex II Reference Number:]{.underline} Provide the
full paragraph number for the item being exported. For example, the full
paragraph number for centrifuge rotor tubes would be 5.1.1(b). All Annex
II items and their corresponding reference numbers are listed in
Supplement 3 to this Handbook.

[**Question 13.3** Identify Exported Item(s):]{.underline} Provide, as
appropriate, item dimensions, capacity (volume), throughput, material of
construction, identification or serial numbers, name and address of the
manufacturer, key specifications of non-nuclear material, and any other
information that will help identify the item(s).

[**Question 13.4** Quantity Exported]{.underline}: Provide the quantity
of the item exported. In the case of equipment, the quantity should
indicate the number of items. In the case of exports of non-nuclear
material, the quantity should be the weight of the material in kilograms
or tons as appropriate.

[**Question 13.5** Name and Location of Importer]{.underline}: Provide
the name of the importing company or organization and the physical
address where the item(s) will be used.

[**Question 13.6** Date of Export:]{.underline} Provide the date on
which the export actually occurred or the date when the export was
believed to have been made. A single date, not a range of dates, should
be entered. If the export cannot be characterized by a single date,
please provide an explanation on Continuation Form AP-16.

[**Question 13.7** Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+---+-----------------------------------------------------+---------+
| *   |   |                                                     | **Date  |
| *[U |   |                                                     | Rec     |
| .S. |   |                                                     | eived** |
| D   |   |                                                     |         |
| EPA |   |                                                     | *       |
| RTM |   |                                                     | *(Leave |
| ENT |   |                                                     | B       |
| OF  |   |                                                     | lank)** |
| CO  |   |                                                     |         |
| MME |   |                                                     |         |
| RCE |   |                                                     |         |
| ]{. |   |                                                     |         |
| und |   |                                                     |         |
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|     |   |                                                     |         |
| **  |   |                                                     |         |
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| dus |   |                                                     |         |
| try |   |                                                     |         |
| and |   |                                                     |         |
| S   |   |                                                     |         |
| ecu |   |                                                     |         |
| rit |   |                                                     |         |
| y** |   |                                                     |         |
|     |   |                                                     |         |
| *   |   |                                                     |         |
| *[U |   |                                                     |         |
| .S. |   |                                                     |         |
| N   |   |                                                     |         |
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| EAR |   |                                                     |         |
| R   |   |                                                     |         |
| EGU |   |                                                     |         |
| LAT |   |                                                     |         |
| ORY |   |                                                     |         |
| C   |   |                                                     |         |
| OMM |   |                                                     |         |
| ISS |   |                                                     |         |
| ION |   |                                                     |         |
| ]{. |   |                                                     |         |
| und |   |                                                     |         |
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| }** |   |                                                     |         |
|     |   |                                                     |         |
| **  |   |                                                     |         |
| Off |   |                                                     |         |
| ice |   |                                                     |         |
| of  |   |                                                     |         |
| N   |   |                                                     |         |
| ucl |   |                                                     |         |
| ear |   |                                                     |         |
| Ma  |   |                                                     |         |
| ter |   |                                                     |         |
| ial |   |                                                     |         |
| Saf |   |                                                     |         |
| ety |   |                                                     |         |
| and |   |                                                     |         |
| Saf |   |                                                     |         |
| egu |   |                                                     |         |
| ard |   |                                                     |         |
| s** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **A |   |                                                     | ###     |
| DDI |   |                                                     | ######  |
| TIO |   |                                                     |         |
| NAL |   |                                                     |         |
| PR  |   |                                                     |         |
| OTO |   |                                                     |         |
| COL |   |                                                     |         |
| RE  |   |                                                     |         |
| POR |   |                                                     |         |
| T** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **F |   |                                                     |         |
| ORM |   |                                                     |         |
| AP- |   |                                                     |         |
| 14: |   |                                                     |         |
| IMP |   |                                                     |         |
| ORT |   |                                                     |         |
| OF  |   |                                                     |         |
| EQ  |   |                                                     |         |
| UIP |   |                                                     |         |
| MEN |   |                                                     |         |
| T** |   |                                                     |         |
|     |   |                                                     |         |
| **  |   |                                                     |         |
| AND |   |                                                     |         |
| NO  |   |                                                     |         |
| N-N |   |                                                     |         |
| UCL |   |                                                     |         |
| EAR |   |                                                     |         |
| MA  |   |                                                     |         |
| TER |   |                                                     |         |
| IAL |   |                                                     |         |
| S** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   |                                                     |         |
| Sub |   |                                                     |         |
| mit |   |                                                     |         |
| t   |   |                                                     |         |
| his |   |                                                     |         |
| f   |   |                                                     |         |
| orm |   |                                                     |         |
| in  |   |                                                     |         |
| re  |   |                                                     |         |
| spo |   |                                                     |         |
| nse |   |                                                     |         |
| to  |   |                                                     |         |
| a   |   |                                                     |         |
| r   |   |                                                     |         |
| equ |   |                                                     |         |
| est |   |                                                     |         |
| f   |   |                                                     |         |
| rom |   |                                                     |         |
| BIS |   |                                                     |         |
| or  |   |                                                     |         |
| NRC |   |                                                     |         |
| for |   |                                                     |         |
| con |   |                                                     |         |
| fir |   |                                                     |         |
| mat |   |                                                     |         |
| ion |   |                                                     |         |
| of  |   |                                                     |         |
| r   |   |                                                     |         |
| ece |   |                                                     |         |
| ipt |   |                                                     |         |
| of  |   |                                                     |         |
| spe |   |                                                     |         |
| cif |   |                                                     |         |
| ied |   |                                                     |         |
| equ |   |                                                     |         |
| ipm |   |                                                     |         |
| ent |   |                                                     |         |
| or  |   |                                                     |         |
| no  |   |                                                     |         |
| n-n |   |                                                     |         |
| ucl |   |                                                     |         |
| ear |   |                                                     |         |
| ma  |   |                                                     |         |
| ter |   |                                                     |         |
| ial |   |                                                     |         |
| at  |   |                                                     |         |
| y   |   |                                                     |         |
| our |   |                                                     |         |
| lo  |   |                                                     |         |
| cat |   |                                                     |         |
| ion |   |                                                     |         |
| .** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Reporting Code (once assigned):                     |         |
| 14. |   |                                                     |         |
| 1** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Identify building name(s)/numbers(s) and any        |         |
| 14. |   | additional information that may more precisely      |         |
| 2** |   | define where the imported equipment or non-nuclear  |         |
|     |   | material is/was located (e.g. room numbers):        |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Type of imported equipment or material and Annex II |         |
| 14. |   | reference number:                                   |         |
| 3** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Date Import Received (mm/dd/yyyy):                  |         |
| 14. |   |                                                     |         |
| 4** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Check this box if this activity occurs within a     |         |
| 14. |   | location subject to an NRC or an                    |         |
| 5** |   |                                                     |         |
|     |   | NRC Agreement State license or is otherwise subject |         |
|     |   | to inspection under NRC                             |         |
|     |   |                                                     |         |
|     |   | regulations (10CFR).                                |         |
+-----+---+-----------------------------------------------------+---------+
| **  | R |                                                     |         |
| 14. | e |                                                     |         |
| 6** | s |                                                     |         |
|     | p |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | s |                                                     |         |
|     | e |                                                     |         |
|     | t |                                                     |         |
|     | o |                                                     |         |
|     | I |                                                     |         |
|     | A |                                                     |         |
|     | E |                                                     |         |
|     | A |                                                     |         |
|     | I |                                                     |         |
|     | m |                                                     |         |
|     | p |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | t |                                                     |         |
|     | I |                                                     |         |
|     | n |                                                     |         |
|     | f |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | a |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | R |                                                     |         |
|     | e |                                                     |         |
|     | q |                                                     |         |
|     | u |                                                     |         |
|     | e |                                                     |         |
|     | s |                                                     |         |
|     | t |                                                     |         |
|     | : |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  | C |                                                     |         |
| 14. | h |                                                     |         |
| 7** | e |                                                     |         |
|     | c |                                                     |         |
|     | k |                                                     |         |
|     | t |                                                     |         |
|     | h |                                                     |         |
|     | i |                                                     |         |
|     | s |                                                     |         |
|     | b |                                                     |         |
|     | o |                                                     |         |
|     | x |                                                     |         |
|     | i |                                                     |         |
|     | f |                                                     |         |
|     | a |                                                     |         |
|     | C |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | n |                                                     |         |
|     | u |                                                     |         |
|     | a |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | F |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | ( |                                                     |         |
|     | F |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | A |                                                     |         |
|     | P |                                                     |         |
|     | - |                                                     |         |
|     | 1 |                                                     |         |
|     | 6 |                                                     |         |
|     | ) |                                                     |         |
|     | h |                                                     |         |
|     | a |                                                     |         |
|     | s |                                                     |         |
|     | b |                                                     |         |
|     | e |                                                     |         |
|     | e |                                                     |         |
|     | n |                                                     |         |
|     | u |                                                     |         |
|     | s |                                                     |         |
|     | e |                                                     |         |
|     | d |                                                     |         |
|     | t |                                                     |         |
|     | o |                                                     |         |
|     | p |                                                     |         |
|     | r |                                                     |         |
|     | o |                                                     |         |
|     | v |                                                     |         |
|     | i |                                                     |         |
|     | d |                                                     |         |
|     | e |                                                     |         |
|     |   |                                                     |         |
|     | a |                                                     |         |
|     | d |                                                     |         |
|     | d |                                                     |         |
|     | i |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | a |                                                     |         |
|     | l |                                                     |         |
|     | i |                                                     |         |
|     | n |                                                     |         |
|     | f |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | a |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | f |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | a |                                                     |         |
|     | n |                                                     |         |
|     | y |                                                     |         |
|     | o |                                                     |         |
|     | f |                                                     |         |
|     | t |                                                     |         |
|     | h |                                                     |         |
|     | e |                                                     |         |
|     | a |                                                     |         |
|     | b |                                                     |         |
|     | o |                                                     |         |
|     | v |                                                     |         |
|     | e |                                                     |         |
|     | q |                                                     |         |
|     | u |                                                     |         |
|     | e |                                                     |         |
|     | s |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | s |                                                     |         |
|     | . |                                                     |         |
+-----+---+-----------------------------------------------------+---------+

#### FORM AP-14: Import Confirmation Report of Equipment & Non-nuclear Materials

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit Form AP-14 if BIS or NRC requests you to confirm receipt of
specified equipment or non-nuclear material at your location pursuant to
an IAEA request. This information will help the IAEA to verify that you
received the equipment or non-nuclear material at your address that was
specified as an export in the declaration from another country.

[Question 14.1 Reporting Code]{.underline}: Provide the Reporting Code,
assigned by BIS, that was reported to you after your Initial Report was
received. If you have not previously reported information to BIS, a
reporting code will be assigned and provided to you with the request for
this information.

[Question 14.2 Place Where Activity Occurs]{.underline}: Identify
building name(s)/ number(s) and any additional information that may more
precisely define where the specified imported equipment or non-nuclear
material is/was located (e.g. room numbers). If many rooms are used, you
may describe areas within the building (e.g. 1st floor of the north
wing).

[Question 14.3 Type of Imported Equipment or Material and Annex II
Reference Number:]{.underline} Provide a brief description of the
equipment or material imported and reference the paragraph number from
Supplement 3 of this guidance that covers the imported equipment or
material.

[Question 14.4 Date Import was Received]{.underline}: Provide the date
(in mm/dd/yyyy format) on which the specified equipment or non-nuclear
material was received at your location. If the equipment or material in
question was never received at your location, indicate so by entering
"not received" in the space provided.

[**Question 14.5** NRC License]{.underline}: Check the box if this
activity occurs within a location subject to a NRC or an NRC Agreement
State license or is otherwise subject to inspection under NRC
regulations (10CFR).

[Question 14.6 Response to IAEA Import Information Request]{.underline}:
Provide any further information that responds to questions submitted by
the IAEA and that would clarify/further confirm that the specified
equipment or material in question was or was not received at your
location. Use Form AP-16 if additional space is needed.

[Question 14.7 Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+---+-----------------------------------------------------+---------+
| *   |   |                                                     | **Date  |
| *[U |   |                                                     | Rec     |
| .S. |   |                                                     | eived** |
| D   |   |                                                     |         |
| EPA |   |                                                     | (Leave  |
| RTM |   |                                                     | Blank)  |
| ENT |   |                                                     |         |
| OF  |   |                                                     |         |
| CO  |   |                                                     |         |
| MME |   |                                                     |         |
| RCE |   |                                                     |         |
| ]{. |   |                                                     |         |
| und |   |                                                     |         |
| erl |   |                                                     |         |
| ine |   |                                                     |         |
| }** |   |                                                     |         |
|     |   |                                                     |         |
| **  |   |                                                     |         |
| Bur |   |                                                     |         |
| eau |   |                                                     |         |
| of  |   |                                                     |         |
| In  |   |                                                     |         |
| dus |   |                                                     |         |
| try |   |                                                     |         |
| and |   |                                                     |         |
| S   |   |                                                     |         |
| ecu |   |                                                     |         |
| rit |   |                                                     |         |
| y** |   |                                                     |         |
|     |   |                                                     |         |
| *   |   |                                                     |         |
| *[U |   |                                                     |         |
| .S. |   |                                                     |         |
| N   |   |                                                     |         |
| UCL |   |                                                     |         |
| EAR |   |                                                     |         |
| R   |   |                                                     |         |
| EGU |   |                                                     |         |
| LAT |   |                                                     |         |
| ORY |   |                                                     |         |
| C   |   |                                                     |         |
| OMM |   |                                                     |         |
| ISS |   |                                                     |         |
| ION |   |                                                     |         |
| ]{. |   |                                                     |         |
| und |   |                                                     |         |
| erl |   |                                                     |         |
| ine |   |                                                     |         |
| }** |   |                                                     |         |
|     |   |                                                     |         |
| **  |   |                                                     |         |
| Off |   |                                                     |         |
| ice |   |                                                     |         |
| of  |   |                                                     |         |
| N   |   |                                                     |         |
| ucl |   |                                                     |         |
| ear |   |                                                     |         |
| Ma  |   |                                                     |         |
| ter |   |                                                     |         |
| ial |   |                                                     |         |
| Saf |   |                                                     |         |
| ety |   |                                                     |         |
| and |   |                                                     |         |
| Saf |   |                                                     |         |
| egu |   |                                                     |         |
| ard |   |                                                     |         |
| s** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **A |   |                                                     |         |
| DDI |   |                                                     |         |
| TIO |   |                                                     |         |
| NAL |   |                                                     |         |
| PR  |   |                                                     |         |
| OTO |   |                                                     |         |
| COL |   |                                                     |         |
| RE  |   |                                                     |         |
| POR |   |                                                     |         |
| T** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **F |   |                                                     |         |
| ORM |   |                                                     |         |
| AP- |   |                                                     |         |
| 15: |   |                                                     |         |
| SUP |   |                                                     |         |
| PLE |   |                                                     |         |
| MEN |   |                                                     |         |
| TAL |   |                                                     |         |
| IN  |   |                                                     |         |
| FOR |   |                                                     |         |
| MAT |   |                                                     |         |
| ION |   |                                                     |         |
| RE  |   |                                                     |         |
| POR |   |                                                     |         |
| T** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   |                                                     |         |
| Sub |   |                                                     |         |
| mit |   |                                                     |         |
| t   |   |                                                     |         |
| his |   |                                                     |         |
| f   |   |                                                     |         |
| orm |   |                                                     |         |
| in  |   |                                                     |         |
| re  |   |                                                     |         |
| spo |   |                                                     |         |
| nse |   |                                                     |         |
| to  |   |                                                     |         |
| a   |   |                                                     |         |
| sup |   |                                                     |         |
| ple |   |                                                     |         |
| men |   |                                                     |         |
| tal |   |                                                     |         |
| in  |   |                                                     |         |
| for |   |                                                     |         |
| mat |   |                                                     |         |
| ion |   |                                                     |         |
| r   |   |                                                     |         |
| equ |   |                                                     |         |
| est |   |                                                     |         |
| f   |   |                                                     |         |
| rom |   |                                                     |         |
| BIS |   |                                                     |         |
| or  |   |                                                     |         |
| NRC |   |                                                     |         |
| .** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Reporting Code (once assigned):                     |         |
| 15. |   |                                                     |         |
| 1** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  |   | Information Responding to the Request:              |         |
| 15. |   |                                                     |         |
| 2** |   |                                                     |         |
+-----+---+-----------------------------------------------------+---------+
| **  | C |                                                     |         |
| 15. | h |                                                     |         |
| 3** | e |                                                     |         |
|     | c |                                                     |         |
|     | k |                                                     |         |
|     | t |                                                     |         |
|     | h |                                                     |         |
|     | i |                                                     |         |
|     | s |                                                     |         |
|     | b |                                                     |         |
|     | o |                                                     |         |
|     | x |                                                     |         |
|     | i |                                                     |         |
|     | f |                                                     |         |
|     | a |                                                     |         |
|     | C |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | n |                                                     |         |
|     | u |                                                     |         |
|     | a |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | F |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | ( |                                                     |         |
|     | F |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | A |                                                     |         |
|     | P |                                                     |         |
|     | - |                                                     |         |
|     | 1 |                                                     |         |
|     | 6 |                                                     |         |
|     | ) |                                                     |         |
|     | h |                                                     |         |
|     | a |                                                     |         |
|     | s |                                                     |         |
|     | b |                                                     |         |
|     | e |                                                     |         |
|     | e |                                                     |         |
|     | n |                                                     |         |
|     | u |                                                     |         |
|     | s |                                                     |         |
|     | e |                                                     |         |
|     | d |                                                     |         |
|     | t |                                                     |         |
|     | o |                                                     |         |
|     | p |                                                     |         |
|     | r |                                                     |         |
|     | o |                                                     |         |
|     | v |                                                     |         |
|     | i |                                                     |         |
|     | d |                                                     |         |
|     | e |                                                     |         |
|     |   |                                                     |         |
|     | a |                                                     |         |
|     | d |                                                     |         |
|     | d |                                                     |         |
|     | i |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | a |                                                     |         |
|     | l |                                                     |         |
|     | i |                                                     |         |
|     | n |                                                     |         |
|     | f |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | m |                                                     |         |
|     | a |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | f |                                                     |         |
|     | o |                                                     |         |
|     | r |                                                     |         |
|     | t |                                                     |         |
|     | h |                                                     |         |
|     | e |                                                     |         |
|     | a |                                                     |         |
|     | b |                                                     |         |
|     | o |                                                     |         |
|     | v |                                                     |         |
|     | e |                                                     |         |
|     | q |                                                     |         |
|     | u |                                                     |         |
|     | e |                                                     |         |
|     | s |                                                     |         |
|     | t |                                                     |         |
|     | i |                                                     |         |
|     | o |                                                     |         |
|     | n |                                                     |         |
|     | . |                                                     |         |
+-----+---+-----------------------------------------------------+---------+

#### 

#### FORM AP-15: Supplemental Information Report

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit Form AP-15 in response to a DOC or NRC request for supplemental
information on a reportable activity. Information may also be requested
about (1) a location on an adjoining address outside your location,
which the IAEA suspects might be functionally related to the nuclear
fuel cycle-related activities of your location or (2) equipment or
nuclear equipment that is being exported from the United States. If such
a request occurs, BIS or NRC will provide you with instructions on how
to report.

[Question 15.1 Reporting Code]{.underline}: Provide the site reporting
code, assigned by BIS, that was reported to you after your Initial
Report was received. If you have not previously provided information to
BIS, a reporting Code will be assigned and provided to you with the
request for this information.

[Question 15.2 Information Responding to the Request]{.underline}:
Provide a response to the specific clarifying request made by the IAEA
that was forwarded to you either through BIS or NRC.

[**Question 15.3** Continuation Form:]{.underline} Check this box if a
Continuation Form, Form AP-16, has been used to provide additional
information for any of the above questions.

FORM APPROVED: OMB NO. (TBD)

+-----+-----------------------------------------------------+---------+
| *   |                                                     | **Date  |
| *[U |                                                     | Rec     |
| .S. |                                                     | eived** |
| D   |                                                     |         |
| EPA |                                                     | (Leave  |
| RTM |                                                     | Blank)  |
| ENT |                                                     |         |
| OF  |                                                     |         |
| CO  |                                                     |         |
| MME |                                                     |         |
| RCE |                                                     |         |
| ]{. |                                                     |         |
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| dus |                                                     |         |
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| and |                                                     |         |
| S   |                                                     |         |
| ecu |                                                     |         |
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|     |                                                     |         |
| *   |                                                     |         |
| *[U |                                                     |         |
| .S. |                                                     |         |
| N   |                                                     |         |
| UCL |                                                     |         |
| EAR |                                                     |         |
| R   |                                                     |         |
| EGU |                                                     |         |
| LAT |                                                     |         |
| ORY |                                                     |         |
| C   |                                                     |         |
| OMM |                                                     |         |
| ISS |                                                     |         |
| ION |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
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| ucl |                                                     |         |
| ear |                                                     |         |
| Ma  |                                                     |         |
| ter |                                                     |         |
| ial |                                                     |         |
| Saf |                                                     |         |
| ety |                                                     |         |
| and |                                                     |         |
| Saf |                                                     |         |
| egu |                                                     |         |
| ard |                                                     |         |
| s** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **A |                                                     |         |
| DDI |                                                     |         |
| TIO |                                                     |         |
| NAL |                                                     |         |
| PR  |                                                     |         |
| OTO |                                                     |         |
| COL |                                                     |         |
| RE  |                                                     |         |
| POR |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **F |                                                     |         |
| ORM |                                                     |         |
| AP- |                                                     |         |
| 16: |                                                     |         |
| CON |                                                     |         |
| TIN |                                                     |         |
| UAT |                                                     |         |
| ION |                                                     |         |
| FOR |                                                     |         |
| M** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  | Reporting Code (once assigned):                     |         |
| 16. |                                                     |         |
| 1** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  | Continuation Form for Form AP-                      |         |
| 16. | \_\_\_\_\_\_\_\_\_\_, for Question                  |         |
| 2** | Number\_\_\_\_\_\_\_\_\_\_\_\_:                     |         |
+-----+-----------------------------------------------------+---------+

**FORM AP-16: Continuation Form**

**INSTRUCTIONS:**

Submit Form AP-16 if you need additional space to fully answer a
question that was asked on any of the previous AP report forms. Submit a
separate Form AP-16 if you have more than one question that needs
additional space for answering.

[Question 16.1 Reporting Code]{.underline}: A unique reporting code will
be assigned and reported to each location by BIS once an Initial Report
has been submitted. The Reporting Code must appear on all future forms
pertaining to the location after it is assigned.

[**Question 16.2** Continuation Form:]{.underline} Indicate the AP Form
and the question number for which you are providing a continuation, and
include this information in the space provided. Should you need even
more additional space, submit another Form AP-16 with the same
identifying information provided for Questions 16.1 through 16.2.
Provide a separate Form AP-16 for each separate question where
additional space is needed.

FORM APPROVED: OMB NO. (TBD)

+-----+-----------------------------------------------------+---------+
| *   |                                                     | **Date  |
| *[U |                                                     | Rec     |
| .S. |                                                     | eived** |
| D   |                                                     |         |
| EPA |                                                     | (Leave  |
| RTM |                                                     | Blank)  |
| ENT |                                                     |         |
| OF  |                                                     |         |
| CO  |                                                     |         |
| MME |                                                     |         |
| RCE |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Bur |                                                     |         |
| eau |                                                     |         |
| of  |                                                     |         |
| In  |                                                     |         |
| dus |                                                     |         |
| try |                                                     |         |
| and |                                                     |         |
| S   |                                                     |         |
| ecu |                                                     |         |
| rit |                                                     |         |
| y** |                                                     |         |
|     |                                                     |         |
| *   |                                                     |         |
| *[U |                                                     |         |
| .S. |                                                     |         |
| N   |                                                     |         |
| UCL |                                                     |         |
| EAR |                                                     |         |
| R   |                                                     |         |
| EGU |                                                     |         |
| LAT |                                                     |         |
| ORY |                                                     |         |
| C   |                                                     |         |
| OMM |                                                     |         |
| ISS |                                                     |         |
| ION |                                                     |         |
| ]{. |                                                     |         |
| und |                                                     |         |
| erl |                                                     |         |
| ine |                                                     |         |
| }** |                                                     |         |
|     |                                                     |         |
| **  |                                                     |         |
| Off |                                                     |         |
| ice |                                                     |         |
| of  |                                                     |         |
| N   |                                                     |         |
| ucl |                                                     |         |
| ear |                                                     |         |
| Ma  |                                                     |         |
| ter |                                                     |         |
| ial |                                                     |         |
| Saf |                                                     |         |
| ety |                                                     |         |
| and |                                                     |         |
| Saf |                                                     |         |
| egu |                                                     |         |
| ard |                                                     |         |
| s** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **A |                                                     |         |
| DDI |                                                     |         |
| TIO |                                                     |         |
| NAL |                                                     |         |
| PR  |                                                     |         |
| OTO |                                                     |         |
| COL |                                                     |         |
| RE  |                                                     |         |
| POR |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **F |                                                     |         |
| ORM |                                                     |         |
| AP- |                                                     |         |
| 17: |                                                     |         |
| NO  |                                                     |         |
| C   |                                                     |         |
| HAN |                                                     |         |
| GES |                                                     |         |
| RE  |                                                     |         |
| POR |                                                     |         |
| T** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| T   |                                                     |         |
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| No  |                                                     |         |
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| end |                                                     |         |
| ed, |                                                     |         |
| or  |                                                     |         |
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| C   |                                                     |         |
| han |                                                     |         |
| ges |                                                     |         |
| Rep |                                                     |         |
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| l   |                                                     |         |
| ast |                                                     |         |
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| ar, |                                                     |         |
| you |                                                     |         |
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| not |                                                     |         |
| use |                                                     |         |
| t   |                                                     |         |
| his |                                                     |         |
| fo  |                                                     |         |
| rm. |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  | Company or Organization Name:                       |         |
| 17. |                                                     |         |
| 1** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  | Reporting Code:                                     |         |
| 17. |                                                     |         |
| 2** |                                                     |         |
+-----+-----------------------------------------------------+---------+
| NO  |                                                     |         |
| TE: |                                                     |         |
| The |                                                     |         |
| c   |                                                     |         |
| omp |                                                     |         |
| any |                                                     |         |
| n   |                                                     |         |
| ame |                                                     |         |
| as  |                                                     |         |
| w   |                                                     |         |
| ell |                                                     |         |
| as  |                                                     |         |
| the |                                                     |         |
| Rep |                                                     |         |
| ort |                                                     |         |
| ing |                                                     |         |
| C   |                                                     |         |
| ode |                                                     |         |
| m   |                                                     |         |
| ust |                                                     |         |
| be  |                                                     |         |
| the |                                                     |         |
| s   |                                                     |         |
| ame |                                                     |         |
| as  |                                                     |         |
| th  |                                                     |         |
| ose |                                                     |         |
| re  |                                                     |         |
| por |                                                     |         |
| ted |                                                     |         |
| in  |                                                     |         |
| Fo  |                                                     |         |
| rms |                                                     |         |
| A   |                                                     |         |
| P-1 |                                                     |         |
| and |                                                     |         |
| A   |                                                     |         |
| P-2 |                                                     |         |
| of  |                                                     |         |
| the |                                                     |         |
| l   |                                                     |         |
| ast |                                                     |         |
| sub |                                                     |         |
| mit |                                                     |         |
| ted |                                                     |         |
| In  |                                                     |         |
| iti |                                                     |         |
| al, |                                                     |         |
| Ann |                                                     |         |
| ual |                                                     |         |
| Upd |                                                     |         |
| ate |                                                     |         |
| or  |                                                     |         |
| A   |                                                     |         |
| men |                                                     |         |
| ded |                                                     |         |
| Rep |                                                     |         |
| ort |                                                     |         |
+-----+-----------------------------------------------------+---------+
| **  | #######                                             |         |
| 17. |                                                     |         |
| 3** | #######                                             |         |
|     |                                                     |         |
|     | ####### CERTIFICATION                               |         |
+-----+-----------------------------------------------------+---------+
|     | I hereby certify that the information reported in   |         |
|     | last year's Initial, Annual Update, Amended, or No  |         |
|     | Changes Report is unchanged for the reporting year  |         |
|     | listed in Question 16.4 below. To the best of my    |         |
|     | knowledge and belief, the submitted information is  |         |
|     | true and complete.                                  |         |
+-----+-----------------------------------------------------+---------+
|     | Name and title of responsible official (type or     |         |
|     | print):                                             |         |
+-----+-----------------------------------------------------+---------+
|     | Signature:                                          |         |
+-----+-----------------------------------------------------+---------+
|     | Date Signed (MM-DD-YYYY):                           |         |
+-----+-----------------------------------------------------+---------+
| **  | REPORTING YEAR (YYYY):                              |         |
| 17. |                                                     |         |
| 4** |                                                     |         |
+-----+-----------------------------------------------------+---------+

FORM AP-16: No Changes Report

Reporting requirements are set forth in 15 CFR Part 783 of the U.S.
Department of Commerce (DOC) Regulations and 10 CFR Parts 75 and 110 of
the U.S. Nuclear Regulatory Commission (NRC) Regulations.

**INSTRUCTIONS:**

Submit this No Changes Report form in lieu of an Annual Update report to
certify that all of the information reported in the last submitted
Initial, Annual Update, Amended or No Changes Report for your location
has not changed. If you have not previously submitted a report, you may
not use this form. A No Changes Report may only be submitted if all
previously reported information (i.e., POC, address, activity) has not
changed).

[**Question 17.1** Company or Organization Name]{.underline}: Provide
the name of the company or organization that controls activities for
this location. This should be the same company or organization name that
was provided on Form AP-1 of your last submitted Initial, Annual Update,
or Amended Report.

[Question 17.2 Reporting Code]{.underline}: This should be the same
reporting code as listed on the Form AP-2 of your last submitted
Initial, Annual Update, or Amended Report.

[**Question 17.3** Certification]{.underline}: The report must be signed
and dated by the owner, the operator, or a senior management official
who certifies the accuracy and completeness of the information
submitted. The signature block must contain an original signature.

[**Question 17.4** Report Information]{.underline}: Provide the
reporting year for which this No Changes Report applies.

**SUPPLEMENT 1**

**GLOSSARY OF TERMS**

The following is an explanation of terms used in this Handbook.

***Access Point of Contact (A-POC)***. The individual at a location who
will be notified by BIS or NRC immediately upon receipt of an IAEA
request for complementary access to a location. The BIS or NRC must be
able to contact the A-POC or alternate A-POC on a 24-hour basis. The BIS
or NRC will conduct all interactions with the location for permitting
and planning IAEA complementary access through the A-POC or the
alternate A-POC, in the event the A-POC is unavailable.

***Act (The)**.* The United States Additional Protocol Implementation
Act of 2006 (Public Law 109-401, Title 2).

**Number range CHAPTER*Additional Protocol (AP)*.** The Protocol
Additional to the Agreement Between the United States of America and the
International Atomic Energy Agency for the Application of Safeguards in
the United States of America, with Annexes, signed at Vienna on June 12,
1998 (Treaty Doc. 107-097), known as the Additional Protocol.

***Additional Protocol Regulations (APR)***. Those regulations contained
in 15 CFR Parts 781 to 799 promulgated by the Department of Commerce and
10 CFR Parts 75 and 110 promulgated by the NRC to implement and enforce
the U.S. Additional Protocol.

***Agreement State*.** Any State of the United States with which the
Nuclear Regulatory Commission (NRC) has entered into an effective
agreement under Subsection 274b, of the Atomic Energy Act of 1954, as
amended (42 U.S.C. 2011 *et seq*.).

***Bureau of Industry and Security (BIS)***. The Bureau of Industry and
Security of the United States Department of Commerce, including the
Office of Export Administration and the Office of Export Enforcement.

***Complementary Access*** The exercise of the IAEA's access rights as
set forth in Articles 4 to 6 of the Additional Protocol.

***Impure Source Material or Impure Uranium or Thorium.*** Uranium or
thorium that has not reached the composition and purity suitable for
fuel fabrication or for being isotopically enriched.

***International Atomic Energy Agency (IAEA)***. The United Nations
organization, headquartered in Vienna, Austria, that serves as the
official international verification authority for the implementation of
safeguards agreements concluded pursuant to the Treaty on the
Non-Proliferation of Nuclear Weapons (NPT).

***Location***. ANumber range CHAPTERny geographic point or area
declared or identified by the United States or specified by the IAEA
(see "location specified by the IAEA," as defined in this section).

**Number range CHAPTER*Location Specified by the IAEA*.** A location
that is selected by the IAEA for the purpose of assisting the IAEA to
draw conclusions about the absence of undeclared nuclear material or
nuclear activities or to obtain information that the IAEA needs to
amplify or clarify information in the U.S. declaration.

***NRC***. The U.S. Nuclear Regulatory Commission.

***NRC location***. A location subject to a construction, operating,
possession, or use license or certificate with the NRC or an NRC
Agreement State that is otherwise subject to inspection under the NRC
regulations (10 CFR). Also means a location where nuclear fuel
cycle-related activities are conducted inside the boundary of the
controlled area or restricted area delineated on an NRC or an NRC
Agreement State license or other location subject to NRC inspections
under 10 CFR.

***NRC regulations.*** Those regulations promulgated by the U.S. Nuclear
Regulatory Commission contained in Title 10 of the Code of Federal
Regulations (10 CFR). The regulations specific to the Additional
Protocol requirements are contained in 10 CFR Part 75.

***Nuclear Fuel Cycle-Related Research and Development***. Those
activities that are specifically related to any process or system
development aspect of any of the following:

1\) Conversion of nuclear material;

2\) Enrichment of nuclear material;

3\) Nuclear fuel fabrication;

4\) Reactors;

5\) Critical facilities;

6\) Reprocessing of nuclear fuel; or

> 7\) Processing (not including repackaging or conditioning not
> involving the separation of elements, for storage or disposal) of
> intermediate or high-level waste containing plutonium, high enriched
> uranium or uranium-233.

***Nuclear Material***. Any source material or any special fissionable
material as follows.

(1) Source material means uranium containing the mixture of isotopes
    occurring in nature; uranium depleted in the isotope 235; thorium;
    any of the foregoing in the form of metal, alloy, chemical or
    concentrate. The term source material shall not be interpreted as
    applying to ore or ore residue.

(2) Special fissionable material means plutonium 239; uranium 233;
    uranium enriched in the isotopes 235 or 233; any material containing
    one or more of the foregoing, but the term special fissionable
    material does not include source material.

***Operational Status of a Plant or Mine:***

> ***Operating*** A plant or mine that operates on a routine basis.
>
> ***Suspended*** A plant or mine that is capable of operation but where
> production is not occurring.
>
> ***Closed-down*** A plant or mine that is not capable of operation and
> where production has ceased.

***Person***. Any individual, organization, corporation, partnership,
firm, association, trust, estate, public or private institution, any
State or any political subdivision thereof, or any political entity
within a State, any foreign government or nation or any agency,
instrumentality or political subdivision of any such government or
nation, or other entity located in the United States.

**Number range CHAPTER*Reportable Location*.** A location that must
submit an *Initial Report*, *Annual Update Report*, or *No Changes
Report* to BIS, in accordance with the provisions of either the APR or
the NRC regulations, is considered to be a "reportable location" with
reportable activities.

***Report Form***. A form to be submitted to BIS reporting certain
nuclear fuel-cycle related activities.

***Report Point of Contact (R-POC)***. A person whom BIS or NRC may
contact for the purposes of clarification of information provided in
report(s) and for general information. The R-POC need not be the person
who prepares the forms or certifies the report(s), but should be
familiar with the content of the reports.

***Reporting Code*.** A unique identification code used for each address
where one or more nuclear fuel cycle-related activities subject to the
reporting requirements of the APR is located .

***United States***. The several States of the United States, the
District of Columbia, and the commonwealths, territories, and
possessions of the United States, and includes all places under the
jurisdiction or control of the United States, including any of the
places within the provisions of paragraph (41) of section 40102 of Title
49 of the United States Code, any civil aircraft of the United States or
public aircraft, as such terms are defined in paragraphs (1) and (37),
respectively, of section 40102 of Title 49 of the United States Code,
and any vessel of the United States, as such term is defined in section
3(b) of the Maritime Drug Enforcement Act, as amended (section 1903(b)
of Title 46 App. of the United States Code).

***Uranium Mines***. Any of the following:

> 1\) An area of land from which uranium ore is extracted in non-liquid
> form.

2\) Private ways and roads appurtenant to such area; and

> 3\) Lands, excavations, underground passageways, shafts, slopes,
> tunnels and workings, structures, facilities, equipment, machines,
> tools, or other property including impoundments, retention dams, and
> tailings ponds, on the surface or underground, used in, or to be used
> in, or resulting from, the work of extracting such uranium ore from
> its natural deposits in non-liquid form, or used in, or to be used in,
> the concentration of such uranium ore, or the work of the uranium ore.

***You***. The term "you" or "your" means any person (see also
definition of "person"). With regard to the reporting requirements of
the APR, "you" refers to persons that have an obligation to report
certain activities under the provisions of the APR.

**SUPPLEMENT 2: NUCLEAR FUEL CYCLE-RELATED MANUFACTURING,**

**ASSEMBLY AND CONSTRUCTION ACTIVITIES**

1\) The manufacture of centrifuge rotor tubes or the assembly of gas
centrifuges.

[Centrifuge rotor tubes]{.underline} means thin-walled cylinders as
described in entry 5.1.1(b) of

Supplement 3.

[Gas centrifuges]{.underline} means centrifuges as described in the
Introductory Note to entry 5.1 of

Supplement 3.

2\) The manufacture of diffusion barriers.

[Diffusion barriers]{.underline} means thin, porous filters as described
in entry 5.3.1(a) of Supplement 3.

3\) The manufacture or assembly of laser-based systems.

> [Laser-based systems]{.underline} means systems incorporating those
> items as described in entry 5.7 of Supplement 3.

4\) The manufacture or assembly of electromagnetic isotope separators.

> [Electromagnetic isotope separators]{.underline} means those items
> referred to in entry 5.9.1 of Supplement 3 containing ion sources as
> described in 5.9.1(a) of Supplement 3.

5\) The manufacture or assembly of columns or extraction equipment.

[Columns]{.underline} or [extraction equipment]{.underline} means those
items as described in entries 5.6.1, 5.6.2,

5.6.3, 5.6.5, 5.6.6, 5.6.7 and 5.6.8 of Supplement 3.

6\) The manufacture of aerodynamic separation nozzles or vortex tubes.

> [Aerodynamic separation nozzles]{.underline} or [vortex
> tubes]{.underline} means separation nozzles and vortex tubes as
> described respectively in entries 5.5.1 and 5.5.2 of Supplement 3.

7\) The manufacture or assembly of uranium plasma generation systems.

[Uranium plasma generation systems]{.underline} means systems for the
generation of uranium plasma

as described in entry 5.8.3 of Supplement 3.

8\) The manufacture of zirconium tubes.

[Zirconium tubes]{.underline} means tubes as described in entry 1.6 of
Supplement 3.

9\) The manufacture or upgrading of heavy water or deuterium.

> [Heavy water or deuterium]{.underline} means deuterium, heavy water
> (deuterium oxide) and any other deuterium compound in which the ratio
> of deuterium to hydrogen atoms exceeds 1:5000.

10\) The manufacture of nuclear grade graphite.

> [Nuclear grade graphite]{.underline} means graphite having a purity
> level better than 5 parts per million boron equivalent and with a
> density greater than 1.50 g/cm^3^.

11\) The manufacture of flasks for irradiated fuel.

> A [flask for irradiated fuel]{.underline} means a vessel for the
> transportation and/or storage of irradiated fuel which provides
> chemical, thermal and radiological protection, and dissipates decay
> heat during handling, transportation and storage.

12\) The manufacture of reactor control rods.

[Reactor control rods]{.underline} means rods as described in entry 1.4
of Supplement 3.

13\) The manufacture of criticality safe tanks and vessels.

> [Criticality safe tanks and vessels]{.underline} means those items as
> described in entries 3.2 and 3.4 of Supplement 3.

14\) The manufacture of irradiated fuel element chopping machines.

> [Irradiated fuel element chopping machines]{.underline} means
> equipment as described in entry 3.1 of Supplement 3.

15\) The construction of hot cells.

> [Hot cells]{.underline} means a cell or interconnected cells totaling
> at least 6 m^3^ in volume with shielding equal to or greater than the
> equivalent of 0.5 m of concrete, with a density of 3.2g/cm^3^ or
> greater, outfitted with equipment for remote operations.

**SUPPLEMENT 3: LIST OF SPECIFIED EQUIPMENT AND NON-NUCLEAR MATERIAL FOR
THE REPORTING OF EXPORTS AND IMPORTS**

**1. Reactors and equipment therefor**

**1.1 Complete nuclear reactors**

> Nuclear reactors capable of operation so as to maintain a controlled
> self-sustaining fission chain reaction, excluding zero energy
> reactors, the latter being defined as reactors with a designed maximum
> rate of production of plutonium not exceeding 100 grams per year.

EXPLANATORY NOTE

> A "nuclear reactor" basically includes the items within or attached
> directly to the reactor vessel, the equipment which controls the level
> of power in the core, and the components which normally contain or
> come in direct contact with or control the primary coolant of the
> reactor core**.** It is not intended to exclude reactors which could
> reasonably be capable of modification to produce significantly more
> than 100 grams of plutonium per year. Reactors designed for sustained
> operation at significant power levels, regardless of their capacity
> for plutonium production, are not considered as "zero energy
> reactors".

**1.2 Reactor pressure vessels**

> Metal vessels, as complete units or as major shop-fabricated parts
> therefor, which are especially designed or prepared to contain the
> core of a nuclear reactor as defined in paragraph 1.1 above and are
> capable of withstanding the operating pressure of the primary coolant.

EXPLANATORY NOTE

> A top plate for a reactor pressure vessel is covered by item 1.2 as a
> major shop-fabricated part of a pressure vessel. Reactor internals
> (e.g. support columns and plates for the core and other vessel
> internals, control rod guide tubes, thermal shields, baffles, core
> grid plates, diffuser plates, etc.) are normally supplied by the
> reactor supplier. In some cases, certain internal support components
> are included in the fabrication of the pressure vessel. These items
> are sufficiently critical to the safety and reliability of the
> operation of the reactor (and, therefore, to the guarantees and
> liability of the reactor supplier), so that their supply, outside the
> basic supply arrangement for the reactor itself, would not be common
> practice. Therefore, although the separate supply of these unique,
> especially designed and prepared, critical, large, and expensive items
> would not necessarily be considered as falling outside the area of
> concern, such a mode of supply is considered unlikely.

**1.3 Reactor fuel charging and discharging machines**

> Manipulative equipment especially designed or prepared for inserting
> or removing fuel in a nuclear reactor as defined in paragraph 1.1
> above capable of on-load operation or employing technically
> sophisticated positioning or alignment features to allow complex
> off-load fueling operations such as those in which direct viewing of
> or access to the fuel is not normally available.

**1.4 Reactor control rods**

> Rods especially designed or prepared for the control of the reaction
> rate in a nuclear reactor as defined in paragraph 1.1 above.

EXPLANATORY NOTE

> This item includes, in addition to the neutron absorbing part, the
> support or suspension structures therefor if supplied separately.

**1.5 Reactor pressure tubes**

> Tubes which are especially designed or prepared to contain fuel
> elements and the primary coolant in a reactor as defined in paragraph
> 1.1 above at an operating pressure in excess of 5.1 MPa (740 psi).

**1.6 Zirconium tubes**

> Zirconium metal and alloys in the form of tubes or assemblies of
> tubes, and in quantities exceeding 500 kg in any period of 12 months,
> especially designed or prepare for use in a reactor as defined in
> paragraph 1.1 above, and in which the relation of hafnium to zirconium
> is less than 1:500 parts by weight.

**1.7 Primary coolant pumps**

> Pumps especially designed or prepared for circulating the primary
> coolant for nuclear reactors as defined in paragraph 1.1 above.

EXPLANATORY NOTE

> Especially designed or prepared pumps may include elaborate sealed or
> multi-sealed systems to prevent leakage of primary coolant,
> canned-driven pumps, and pumps with inertial mass systems. This
> definition encompasses pumps certified to NC-1 or equivalent
> standards.

**2. Non-nuclear materials for reactors**

**2.1 Deuterium and heavy water**

> Deuterium, heavy water (deuterium oxide) and any other deuterium
> compound in which the ratio of deuterium to hydrogen atoms exceeds
> 1:5000 for use in a nuclear reactor as defined in paragraph 1.1 above
> in quantities exceeding 200 kg of deuterium atoms for any one
> recipient country in any period of 12 months.

**2.2 Nuclear grade graphite**

> Graphite having a purity level better than 5 parts per million boron
> equivalent and with a density greater than 1.50 g/cm^3^ for use in a
> nuclear reactor as defined in paragraph 1.1 above in quantities
> exceeding 3 x 10^4^ kg (30 metric tons) for any one recipient country
> in any period of 12 months.

NOTE

> For the purpose of reporting, the Government will determine whether or
> not the exports of graphite meeting the above specifications are for
> nuclear reactor use.

**3. Plants for the reprocessing of irradiated fuel elements, and
equipment especially designed or prepared therefor**

INTRODUCTORY NOTE

> Reprocessing irradiated nuclear fuel separates plutonium and uranium
> from intensely radioactive fission products and other transuranic
> elements. Different technical processes can accomplish this
> separation. However, over the years Purex has become the most commonly
> used and accepted process. Purex involves the dissolution of
> irradiated nuclear fuel in nitric acid, followed by separation of the
> uranium, plutonium, and fission products by solvent extraction using a
> mixture of tributyl phosphate in an organic diluent. Purex facilities
> have process functions similar to each other, including: irradiated
> fuel element chopping, fuel dissolution, solvent extraction, and
> process liquor storage. There may also be equipment for thermal
> denitration of uranium nitrate, conversion of plutonium nitrate to
> oxide or metal, and treatment of fission product waste liquor to a
> form suitable for long term storage or disposal. However the specific
> type and configuration of the equipment performing these functions may
> differ between Purex facilities for several reasons, including the
> type and quantity of irradiated nuclear fuel to be reprocessed and the
> intended disposition of the recovered materials, and the safety and
> maintenance philosophy incorporated into the design of the facility. A
> "plant for the reprocessing of irradiated fuel elements" includes the
> equipment and components which normally come in direct contact with
> and directly control the irradiated fuel and the major nuclear
> material and fission product processing streams. These processes,
> including the complete systems for plutonium conversion and plutonium
> metal production, may be identified by the measures taken to avoid
> criticality (e.g. by geometry), radiation exposure (e.g. by
> shielding), and toxicity hazards (e.g. by containment). Items of
> equipment that are considered to fall within the meaning of the phrase
> "and equipment especially designed or prepared" for the reprocessing
> of irradiated fuel elements include:

**3.1 Irradiated fuel element chopping machines**

INTRODUCTORY NOTE

> This equipment breaches the cladding of the fuel to expose the
> irradiated nuclear material to dissolution. Especially designed metal
> cutting shears are the most commonly employed, although advanced
> equipment, such as lasers, may be used. Remotely operated equipment
> especially designed or prepared for use in a reprocessing plant as
> identified above and intended to cut, chop or shear irradiated nuclear
> fuel assemblies, bundles or rods.

**3.2 Dissolvers**

INTRODUCTORY NOTE

> Dissolvers normally receive the chopped-up spent fuel. In these
> critically safe vessels, the irradiated nuclear material is dissolved
> in nitric acid and the remaining hulls removed from the process
> stream. Critically safe tanks (e.g. small diameter, annular or slab
> tanks) especially designed or prepared for use in a reprocessing plant
> as identified above, intended for dissolution of irradiated nuclear
> fuel and which are capable of withstanding hot, highly corrosive
> liquid, and which can be remotely loaded and maintained.

**3.3 Solvent extractors and solvent extraction equipment**

INTRODUCTORY NOTE

> Solvent extractors both receive the solution of irradiated fuel from
> the dissolvers and the organic solution which separates the uranium,
> plutonium, and fission products. Solvent extraction equipment is
> normally designed to meet strict operating parameters, such as long
> operating lifetimes with no maintenance requirements or adaptability
> to easy replacement, simplicity of operation and control, and
> flexibility for variations in process conditions. Especially designed
> or prepared solvent extractors such as packed or pulse columns, mixer
> settlers or centrifugal contactors for use in a plant for the
> reprocessing of irradiated fuel. Solvent extractors must be resistant
> to the corrosive effect of nitric acid. Solvent extractors are
> normally fabricated to extremely high standards (including special
> welding and inspection and quality assurance and quality control
> techniques) out of low carbon stainless steels, titanium, zirconium,
> or other high quality materials.

**3.4 Chemical holding or storage vessels**

INTRODUCTORY NOTE

> Three main process liquor streams result from the solvent extraction
> step. Holding or storage vessels are used in the further processing of
> all three streams, as follows:

\(a\) The pure uranium nitrate solution is concentrated by evaporation
and passed to a denitration process where it is converted to uranium
oxide. This oxide is re-used in the nuclear fuel cycle.

\(b\) The intensely radioactive fission products solution is normally
concentrated by evaporation and stored as a liquor concentrate. This
concentrate may be subsequently evaporated and converted to a form
suitable for storage or disposal.

(c) The pure plutonium nitrate solution is concentrated and stored
    pending its transfer to further process steps. In particular,
    holding or storage vessels for plutonium solutions are designed to
    avoid criticality problems resulting from changes in concentration
    and form of this stream.

> Especially designed or prepared holding or storage vessels for use in
> a plant for the reprocessing of irradiated fuel. The holding or
> storage vessels must be resistant to the corrosive effect of nitric
> acid. The holding or storage vessels are normally fabricated of
> materials such as low carbon stainless steels, titanium or zirconium,
> or other high quality materials. Holding or storage vessels may be
> designed for remote operation and maintenance and may have the
> following features for control of nuclear criticality:

\(1\) walls or internal structures with a boron equivalent of at least
two percent, or

\(2\) a maximum diameter of 175 mm (7 in) for cylindrical vessels, or

\(3\) a maximum width of 75 mm (3 in) for either a slab or annular
vessel.

**3.5 Plutonium nitrate to oxide conversion system**

INTRODUCTORY NOTE

> In most reprocessing facilities, this final process involves the
> conversion of the plutonium nitrate solution to plutonium dioxide. The
> main functions involved in this process are: process feed storage and
> adjustment, precipitation and solid-liquor separation, calcination,
> product handling, ventilation, waste management, and process control.
> Complete systems especially designed or prepared for the conversion of
> plutonium nitrate to plutonium oxide, in particular adapted so as to
> avoid criticality and radiation effects and to minimize toxicity
> hazards.

**3.6 Plutonium oxide to metal production system**

INTRODUCTORY NOTE

> This process, which could be related to a reprocessing facility,
> involves the fluorination of plutonium dioxide, normally with highly
> corrosive hydrogen fluoride, to produce plutonium fluoride which is
> subsequently reduced using high purity calcium metal to produce
> metallic plutonium and a calcium fluoride slag. The main functions
> involved in this process are: fluorination (e.g. involving equipment
> fabricated or lined with a precious metal), metal reduction (e.g.
> employing ceramic crucibles), slag recover, product handling,
> ventilation, waste management and process control. Complete systems
> especially designed or prepared for the production of plutonium metal,
> in particular adapted so as to avoid criticality and radiation effects
> and to minimize toxicity hazards.

**4. Plants for the fabrication of fuel elements**

> A "plant for the fabrication of fuel elements" includes the equipment:

\(a\) Which normally comes in direct contact with, or directly
processes, or controls, the production flow of nuclear material, or

\(b\) Which seals the nuclear material within the cladding.

**5. Plants for the separation of isotopes of uranium and equipment,
other than analytical instruments, especially designed or prepared
therefor**

> Items of equipment that are considered to fall within the meaning of
> the phrase "equipment, other than analytical instruments, especially
> designed or prepared" for the separation of isotopes of uranium
> include:

**5.1 Gas centrifuges and assemblies and components especially designed
or prepared for use in gas centrifuges**

INTRODUCTORY NOTE

> The gas centrifuge normally consists of a thin-walled cylinder(s) of
> between 75 mm (3 in.) and 400 mm (16 in.) diameter contained in a
> vacuum environment and spun at high peripheral speed of the order of
> 300 m/s or more with its central axis vertical. In order to achieve
> high speed the materials of construction for the rotating components
> have to be of a high strength to density ratio and the rotor assembly,
> and hence its individual components, have to be manufactured to very
> close tolerances in order to minimize the unbalance. In contrast to
> other centrifuges, the gas centrifuge for uranium enrichment is
> characterized by having within the rotor chamber a rotating
> disc-shaped baffle(s) and a stationary tube arrangement for feeding
> and extracting the UF~6~ gas and featuring at least 3 separate
> channels, of which 2 are connected to scoops extending from the rotor
> axis towards the periphery of the rotor chamber. Also contained within
> the vacuum environment are a number of critical items which do not
> rotate and which although they are especially designed are not
> difficult to fabricate nor are they fabricated out of unique
> materials. A centrifuge facility however requires a large number of
> these components, so that quantities can provide an important
> indication of end use.

**5.1.1 Rotating components**

\(a\) Complete rotor assemblies:

> Thin-walled cylinders, or a number of interconnected thin-walled
> cylinders, manufactured from one or more of the high strength to
> density ratio materials described in the EXPLANATORY NOTE to this
> Section. If interconnected, the cylinders are joined together by
> flexible bellows or rings as described in section 5.1.1(c) following.
> The rotor is fitted with an internal baffle(s) and end caps, as
> described in section 5.1.1(d) and (e) following, if in final form.
> However the complete assembly may be delivered only partly assembled.

\(b\) Rotor tubes:

> Especially designed or prepared thin-walled cylinders with thickness
> of 12 mm (0.5 in.) or less, a diameter of between 75 mm (3 in.) and
> 400 mm (16 in.), and manufactured from one or more of the high
> strength to density ratio materials described in the EXPLANATORY NOTE
> to this Section.

\(c\) Rings or Bellows:

> Components especially designed or prepared to give localized support
> to the rotor tube or to join together a number of rotor tubes. The
> bellows is a short cylinder of wall thickness 3 mm (0.12 in.) or less,
> a diameter of between 75 mm (3 in.) And 400 mm (16 in.), having a
> convolute, and manufactured from one of the high strength to density
> ratio materials described in the EXPLANATORY NOTE to this Section.

\(d\) Baffles:

> Disc-shaped components of between 75 mm (3 in.) and 400 mm (16 in.)
> diameter especially designed or prepared to be mounted inside the
> centrifuge rotor tube, in order to isolate the take-off chamber from
> the main separation chamber and, in some cases, to assist the UF~6~
> gas circulation within the main separation chamber of the rotor tube,
> and manufactured from one of the high strength to density ratio
> materials described in the EXPLANATORY NOTE to this Section.

\(e\) Top Caps/Bottom Caps:

Disc-shaped components of between 75 mm (3 in.) and 400 mm (16 in.)
diameter especially designed or

prepared to fit to the ends of the rotor tube, and so contain the UF~6~
within the rotor tube, and in some cases to support, retain or contain
as an integrated part an element of the upper bearing (top cap) or to
carry the rotating elements of the motor and lower bearing (bottom cap),
and manufactured from one of the high strength to density ratio
materials described in the EXPLANATORY NOTE to this Section.

EXPLANATORY NOTE

The materials used for centrifuge rotating components are:

\(a\) Maraging steel capable of an ultimate tensile strength of 2.05 x
10^9^ N/m^2^ (300,000 psi) or more;

\(b\) Aluminum alloy capable of an ultimate tensile strength of 0.46 x
10^9^ N/m^2^ (67,000 psi) or more;

\(c\) Filamentary materials suitable for use in composite structures and
having a specific modulus of 12.3 x 10^6^ m or greater and a specific
ultimate tensile strength of 0.3 x 10^6^ m or greater ('Specific
Modulus' is the Young's Modulus in N/m^2^ divided by the specific weight
in N/m^3^; 'Specific Ultimate Tensile Strength' is the ultimate tensile
strength in N/m^2^ divided by the specific weight in N/m^3^).

**5.1.2 Static components**

> \(a\) Magnetic suspension bearings:
>
> Especially designed or prepared bearing assemblies consisting of an
> annular magnet suspended within a housing containing a damping medium.
> The housing will be manufactured from a UF~6~-resistant material (see
> EXPLANATORY NOTE to Section 5.2). The magnet couples with a pole piece
> or a second magnet fitted to the top cap described in Section
> 5.1.1(e). The magnet may be ring-shaped with a relation between outer
> and inner diameter smaller or equal to 1.6:1. The magnet may be in a
> form having an initial permeability of 0.15H/m (120,000 in CGS units)
> or more, or a remanence of 98.5% or more, or an energy product of
> greater than 80kJ/m^3^ (10^7^ gauss-oersteds). In addition to the
> usual material properties, it is a prerequisite that the deviation of
> the magnetic axes from the geometrical axes is limited to very small
> tolerances (lower than 0.1 mm or 0.004 in.) or that homogeneity of the
> material of the magnet is specially called for.

\(b\) Bearings/Dampers:

> Especially designed or prepared bearing comprising a pivot/cup
> assembly mounted on a damper. The pivot is normally a hardened steel
> shaft with a hemisphere at one end with a means of attachment to the
> bottom cap described in section 5.1.1(e) at the other. The shaft may
> however have a hydrodynamic bearing attached. The cup is pellet-shaped
> with a hemispherical indentation in one surface. These components are
> often supplied separately to the damper.

\(c\) Molecular pumps:

> Especially designed or prepared cylinders having internally machined
> or extruded helical grooves and internally machined bores. Typical
> dimensions are as follows: 75 mm (3 in.) to 400 mm (16 in.) internal
> diameter, 10 mm (0.4 in.) or more wall thickness, with the length
> equal to or greater than the diameter. The grooves are typically
> rectangular in cross-section and 2 mm (0.08 in.) or more in depth.

\(d\) Motor stators:

Especially designed or prepared ring-shaped stators for high speed
multiphase AC hysteresis (or reluctance) motors for synchronous
operation within a vacuum in the frequency range of 600 - 2000 Hz and a
power range of 50 - 1000 VA. The stators consist of multi-phase windings
on a laminated low loss iron core comprised of thin layers typically 2.0
mm (0.08 in.) thick or less.

\(e\) Centrifuge housing/recipients:

> Components especially designed or prepared to contain the rotor tube
> assembly of a gas centrifuge. The housing consists of a rigid cylinder
> of wall thickness up to 30 mm (1.2 in.) with precision machined ends
> to locate the bearings and with one or more flanges for mounting. The
> machined ends are parallel to each other and perpendicular to the
> cylinder's longitudinal axis to within 0.05 degrees or less. The
> housing may also be a honeycomb type structure to accommodate several
> rotor tubes. The housings are made of or protected by materials
> resistant to corrosion by UF~6~.

\(f\) Scoops:

> Especially designed or prepared tubes of up to 12 mm (0.5 in.)
> internal diameter for the extraction of UF~6~ gas from within the
> rotor tube by a Pitot tube action (that is, with an aperture facing
> into the circumferential gas flow within the rotor tube, for example
> by bending the end of a radially disposed tube) and capable of being
> fixed to the central gas extraction system. The tubes are made of or
> protected by materials resistant to corrosion by UF~6~.

**5.2 Especially designed or prepared auxiliary systems, equipment and
components for gas centrifuge enrichment plants**

> INTRODUCTORY NOTE
>
> The auxiliary systems, equipment and components for a gas centrifuge
> enrichment plant are the systems of plant needed to feed UF~6~ to the
> centrifuges, to link the individual centrifuges to each other to form
> cascades (or stages) to allow for progressively higher enrichments and
> to extract the 'product' and 'tails' UF~6~ from the centrifuges,
> together with the equipment required to drive the centrifuges or to
> control the plant. Normally UF~6~ is evaporated from the solid using
> heated autoclaves and is distributed in gaseous form to the
> centrifuges by way of cascade header pipework. The 'product' and
> 'tails' UF~6~ gaseous streams flowing from the centrifuges are also
> passed by way of cascade header pipework to cold traps (operating at
> about 203 K(-70^N^C)) where they are condensed prior to onward
> transfer into suitable containers for transportation or storage.
> Because an enrichment plant consists of many thousands of centrifuges
> arranged in cascades there are many kilometers of cascade header
> pipework, incorporating thousands of welds with a substantial amount
> of repetition of layout. The equipment, components and piping systems
> are fabricated to very high vacuum and cleanliness standards.

**5.2.1 Feed systems/product and tails withdrawal systems**

Especially designed or prepared process systems including:

> Feed autoclaves (or stations), used for passing UF~6~ to the
> centrifuge cascades at up to 100 kPa

(15 psi) and at a rate of 1 kg/h or more;

> Desublimers (or cold traps) used to remove UF~6~ from the cascades at
> up to 3 kPa (0.5 psi) pressure. The desublimers are capable of being
> chilled to 203 K (-70^N^C) and heated to 343 K (70^N^C);

'Product' and 'Tails' stations used for trapping UF~6~ into containers.

> This plant, equipment and pipework is wholly made of or lined with
> UF~6~-resistant materials (see EXPLANATORY NOTE to this section) and
> is fabricated to very high vacuum and cleanliness standards.

**5.2.2 Machine header piping systems**

> Especially designed or prepared piping systems and header systems for
> handling UF~6~ within the centrifuge cascades. The piping network is
> normally of the 'triple' header system with each centrifuge connected
> to each of the headers. There is thus a substantial amount of
> repetition in its form. It is wholly made of UF~6~-resistant materials
> (see EXPLANATORY NOTE to this section) and is fabricated to very high
> vacuum and cleanliness standards.

**5.2.3 UF~6~ mass spectrometers/ion sources**

> Especially designed or prepared magnetic or quadrupole mass
> spectrometers capable of taking 'on-line' samples of feed, product or
> tails, from UF~6~ gas streams and having all of the following
> characteristics:

1\. Unit resolution for atomic mass unit greater than 320;

2\. Ion sources constructed of or lined with nichrome or monel or nickel
plated;

3\. Electron bombardment ionization sources;

4\. Having a collector system suitable for isotopic analysis.

**5.2.4 Frequency changers**

> Frequency changes (also known as converters or invertors) especially
> designed or prepared to supply motor stators as defined under
> 5.1.2(d), or parts, components and sub-assemblies of such frequency
> changers having all of the following characteristics:

1\. A multiphase output of 600 to 2000 Hz;

2\. High stability (with frequency control better than 0.1%);

3\. Low harmonic distortion (less than 2%); and

4\. An efficiency of greater than 80%.

EXPLANATORY NOTE

> The items listed above either come into direct contact with the UF~6~
> process gas or directly control the centrifuges and the passage of the
> gas from centrifuge to centrifuge and cascade to cascade. Materials
> resistant to corrosion by UF~6~ include stainless steel, aluminum,
> aluminum alloys, nickel or alloys containing 60% or more nickel.

**5.3 Especially designed or prepared assemblies and components for use
in gaseous diffusion enrichment**

INTRODUCTORY NOTE

> In the gaseous diffusion method of uranium isotope separation, the
> main technological assembly is a special porous gaseous diffusion
> barrier, heat exchanger for cooling the gas (which is heated by the
> process of compression), seal valves and control valves, and
> pipelines. Inasmuch as gaseous diffusion technology uses uranium
> hexafluoride (UF~6~), all equipment, pipeline and instrumentation
> surfaces (that come in contact with the gas) must be made of materials
> that remain stable in contact with UF~6~. A gaseous diffusion facility
> requires a number of these assemblies, so that quantities can provide
> an important indication of end use.

**5.3.1 Gaseous diffusion barriers**

\(a\) Especially designed or prepared thin, porous filters, with a pore
size of 100 - 1,000  (angstroms), a thickness of 5 mm (0.2 in.) or
less, and for tubular forms, a diameter of 25 mm (1 in.) or less, made
of metallic, polymer or ceramic materials resistant to corrosion by
UF~6~, and

\(b\) Especially prepared compounds or powders for the manufacture of
such filters. Such compounds and powders include nickel or alloys
containing 60 percent or more nickel, aluminum oxide, or UF~6~-resistant
fully fluorinated hydrocarbon polymers having a purity of 99.9 percent
or more, a particle size less than 10 microns, and a high degree of
particle size uniformity, which are especially prepared for the
manufacture of gaseous diffusion barriers.

**5.3.2 Diffuser housings**

> Especially designed or prepared hermetically sealed cylindrical
> vessels greater than 300 mm (12 in.) in diameter and greater than 900
> mm (35 in.) in length, or rectangular vessels of comparable
> dimensions, which have an inlet connection and two outlet connections
> all of which are greater than 50 mm (2 in.) in diameter, for
> containing the gaseous diffusion barrier, made of or lined with
> UF~6~-resistant materials and designed for horizontal or vertical
> installation.

**5.3.3 Compressors and gas blowers**

> Especially designed or prepared axial, centrifugal, or positive
> displacement compressors, or gas blowers with a suction volume
> capacity of 1 m^3^/min or more of UF~6~, and with a discharge pressure
> of up to several hundred kPa (100 psi), designed for long-term
> operation in the UF~6~ environment with or without an electrical motor
> of appropriate power, as well as separate assemblies of such
> compressors and gas blowers. These compressors and gas blowers have a
> pressure ratio between 2:1 and 6:1 and are made of, or lined with,
> materials resistant to UF~6~.

**5.3.4 Rotary shaft seals**

> Especially designed or prepared vacuum seals, with seal feed and seal
> exhaust connections, for sealing the shaft connecting the compressor
> or the gas blower rotor with the driver motor so as to ensure a
> reliable seal against in-leaking of the air into the inner chamber of
> the compressor or gas blower which is filled with UF~6~. Such seals
> are normally designed for a buffer gas in-leakage rate of less than
> 1000 cm^3^/min (60 in^3^/min).

**5.3.5 Heat exchangers for cooling UF~6~**

> Especially designed or prepared heat exchangers made of or lined with
> UF~6~-resistant materials (except stainless steel) or with copper or
> any combination of those metals, and intended for a leakage pressure
> change rate or less than 10 Pa (0.0015 psi) per hour under a pressure
> difference of 100 kPa (15 psi).

**5.4 Especially designed or prepared auxiliary systems, equipment and
components for use in gaseous diffusion enrichment**

INTRODUCTORY NOTE

> The auxiliary systems, equipment and components for gaseous diffusion
> enrichment plants are the systems of plant needed to feed UF~6~ to the
> gaseous diffusion assembly, to link the individual assemblies to each
> other to form cascades (or stages) to allow for progressively higher
> enrichments and to extract the 'product' and 'tails' UF~6~ from the
> diffusion cascades. Because of the high inertial properties of
> diffusion cascades, any interruption in their operation, and
> especially their shut-down, leads to serious consequences. Therefore,
> a strict and constant maintenance of vacuum in all technological
> systems, automatic protection from accidents, and precise automated
> regulation of the gas flow is of importance in a gaseous diffusion
> plant. All this leads to a need to equip the plant with a large number
> of special measuring, regulating and controlling systems. Normally
> UF~6~ is evaporated from cylinders placed within autoclave and is
> distributed in gaseous form to the entry point by way of cascade
> header pipework. The 'product' and 'tails' UF~6~ gaseous streams
> flowing from exit points are passed by way of cascade header pipework
> to either cold traps or to compression stations where the UF~6~ gas is
> liquefied prior to onward transfer into suitable containers for
> transportation or storage. Because a gaseous diffusion enrichment
> plant consists of a large number of gaseous diffusion assemblies
> arranged in cascades, there are many kilometers of cascade header
> pipework, incorporating thousands of welds with substantial amounts of
> repetition layout. The equipment, components and piping systems are
> fabricated to very high vacuum and cleanliness standards.

**5.4.1 Feed systems/product and tails withdrawal systems**

> Especially designed or prepared process systems, capable of operating
> at pressures of 300 kPa (45 psi) or less, including:

Feed autoclaves (or systems), used for passing UF~6~ to the gaseous
diffusion cascades;

Desublimers (or cold traps) used to remove UF~6~ from diffusion
cascades;

Liquefaction stations where UF~6~ gas from the cascade is compressed and
cooled to form liquid UF~6~;

'Product' or 'tails' stations used for transferring UF~6~ into
containers.

**5.4.2 Header piping systems**

> Especially designed or prepared piping systems and header systems fro
> handling UF~6~ within the gaseous diffusion cascades. This piping
> network is normally of the "double" header system with each cell
> connected to each of the headers.

**5.4.3 Vacuum systems**

\(a\) Especially designed or prepared large vacuum manifolds, vacuum
headers and vacuum pumps having a suction capacity of 5 m^3^/min (175
ft3/min) or more.

\(b\) Vacuum pumps especially designed for service in UF~6~-bearing
atmospheres made of, or lined with, aluminum, nickel, or alloys bearing
more than 60% nickel. These pumps may be either rotary or positive, may
have displacement and fluorocarbon seals, and may have special working
fluids present.

**5.4.4 Special shut-off and control valves**

> Especially designed or prepared manual or automated shut-off and
> control bellows valves made of UF~6~-resistant materials with a
> diameter of 40 to 1500mm (1.5 to 59 in.) for installation in main and
> auxiliary systems of gaseous diffusion enrichment plants.

**5.4.5 UF~6~ mass spectrometers/ion sources**

> Especially designed or prepared magnetic or quadrupole mass
> spectrometers capable of taking "on-line" samples of feed product or
> tails, from UF~6~ gas streams and having all of the following
> characteristics:

1\. Unit resolution for atomic mass unit greater than 320;

2\. Ion sources constructed of or lined with nichrome or monel or nickel
plated;

3\. Electron bombardment ionization sources;

4\. Collector system suitable for isotopic analysis.

EXPLANATORY NOTE

> The items listed above either come into direct contact with the UF~6~
> process gas or directly control the flow within the cascade. All
> surfaces which come into contact with the process gas are wholly made
> of, or lined with, UF~6~-resistant materials. For the purposes of the
> sections relating to gaseous diffusion items the materials resistant
> to corrosion by UF~6~ include stainless steel, aluminum, aluminum
> alloys, aluminum oxide, nickel or alloys containing 60% or more nickel
> and UF~6~-resistant fully fluorinated hydrocarbon polymers.

**5.5 Especially designed or prepared systems, equipment and components
for use in aerodynamic enrichment plants**

INTRODUCTORY NOTE

> In aerodynamic enrichment processes, a mixture of gaseous UF~6~ and
> light gas (hydrogen or helium) is compressed and then passed through
> separating elements wherein isotopic separation is accomplished by the
> generation of high centrifugal forces over a curved-wall geometry. Two
> processes of this type have been successfully developed: the
> separation nozzle process and the vortex tube process. For both
> processes the main components of a separation stage include
> cylindrical vessels housing the special separation elements (nozzles
> or vortex tubes), gas compressors and heat exchangers to remove the
> heat of compression. An aerodynamic plant requires a number of these
> stages, so that quantities can provide an important indication of end
> use. Since aerodynamic processes use UF~6~, all equipment, pipeline
> and instrumentation surfaces (that come in contact with the gas) must
> be made of materials that remain stable in contact with UF~6~.

EXPLANATORY NOTE

> The items listed in this section either come into direct contact with
> the UF~6~ process gas or directly control the flow within the cascade.
> All surfaces which come into contact with the process gas are wholly
> made of or protected by UF~6~-resistant materials. For the purposes of
> the section relating to aerodynamic enrichment items, the materials
> resistant to corrosion by UF~6~ include copper, stainless steel,
> aluminum, aluminum alloys, nickel or alloys containing 60% or more
> nickel and UF~6~-resistant fully fluorinated hydrocarbon polymers.

**5.5.1 Separation nozzles**

> Especially designed or prepared separation nozzles and assemblies
> thereof. The separation nozzles consist of slit-shaped, curved
> channels having a radius of curvature less than 1 mm (typically 0.1 to
> 0.05 mm), resistant to corrosion by UF~6~ and having a knife-edge
> within the nozzle that separates the gas flowing through the nozzle
> into two fractions.

**5.5.2 Vortex tubes**

> Especially designed or prepared vortex tubes and assemblies thereof.
> The vortex tubes are cylindrical or tapered, made of or protected by
> materials resistant to corrosion by UF~6~, having a diameter of
> between 0.5 cm and 4 cm, a length to diameter ratio of 20:1 or less
> and with one or more tangential inlets. The tubes may be equipped with
> nozzle-type appendages at either or both ends.

EXPLANATORY NOTE

> The feed gas enters the vortex tube tangentially at one end or through
> swirl vanes or at numerous tangential positions along the periphery of
> the tube.

**5.5.3 Compressors and gas blowers**

> Especially designed or prepared axial, centrifugal or positive
> displacement compressors or gas blowers made of or protected by
> materials resistant to corrosion by UF~6~ and with a suction volume
> capacity of 2 m^3^/min or more of UF~6~/carrier gas (hydrogen or
> helium) mixture.

**5.5.4 Rotary shaft seals**

> Especially designed or prepared rotary shaft seals, with seal feed and
> seal exhaust connections for sealing the shaft connecting the
> compressor rotor or the gas blower rotor with the driver motor so as
> to ensure a reliable seal against out-leakage of process gas or
> in-leakage of air or seal gas into the inner chamber of the compressor
> or gas blower which is filled with a UF~6~/carrier gas mixture.

**5.5.5 Heat exchangers for gas cooling**

> Especially designed or prepared heat exchangers made of or protected
> by materials resistant to corrosion by UF~6~.

**5.5.6 Separation element housings**

> Especially designed or prepared separation element housings, made of
> or protected by materials resistant to corrosion by UF~6~, for
> containing vortex tubes or separation nozzles.

EXPLANATORY NOTE

> These housings may be cylindrical vessels greater than 300 mm in
> diameter and greater than 900 mm in length, or may be rectangular
> vessels of comparable dimensions, and may be designed for horizontal
> or vertical installation.

**5.5.7 Feed systems/product and tails withdrawal systems**

> Especially designed or prepared process systems or equipment for
> enrichment plants made of or protected by materials resistant to
> corrosion by UF~6~, including:

\(a\) Feed autoclaves, ovens, or systems used for passing UF~6~ to the
enrichment process;

\(b\) Desublimers (or cold traps) used to remove UF~6~ from the
enrichment process for subsequent transfer upon heating;

\(c\) Solidification or liquefaction stations used to remove UF~6~ from
the enrichment process by compressing and converting UF~6~ to a liquid
or solid form;

\(d\) 'Product' or 'tails' stations used for transferring UF~6~ into
containers.

**5.5.8 Header piping systems**

> Especially designed or prepared header piping systems, made of our
> protected by materials resistant to corrosion by UF~6~, for handling
> UF~6~ within the aerodynamic cascades. This piping network is normally
> of the 'double' header design with each stage or group of stages
> connected to each of the headers.

**5.5.9 Vacuum systems and pumps**

\(a\) Especially designed or prepared vacuum systems having a suction
capacity of 5 m^3^/min or more, consisting of vacuum manifolds, vacuum
headers and vacuum pumps, and designed for service in UF~6~-bearing
atmospheres,

\(b\) Vacuum pumps especially designed or prepared for service in
UF~6~-bearing atmospheres and made of or protected by materials
resistant to corrosion by UF~6~. These pumps may use fluorocarbon seals
and special working fluids.

**5.5.10 Special shut-off and control valves**

> Especially designed or prepared manual or automated shut-off and
> control bellows valves made of or protected by materials resistant to
> corrosion by UF~6~ with a diameter of 40 to 1500 mm for installation
> in main and auxiliary systems of aerodynamic enrichment plants.

**5.5.11 UF~6~ mass spectrometers/ion sources**

> Especially designed or prepared magnetic or quadrupole mass
> spectrometers capable of taking 'on-line' samples of feed, 'product'
> or 'tails', from UF~6~ gas streams and having all of the following
> characteristics:

1\. Unit resolution for mass greater than 320;

2\. Ion sources constructed of or lined with nichrome or monel or nickel
plated;

3\. Electron bombardment ionization sources;

4\. Collector system suitable for isotopic analysis.

**5.5.12 UF~6~/carrier gas separation systems**

> Especially designed or prepared process systems for separating UF~6~
> from carrier gas (hydrogen or helium).

EXPLANATORY NOTE

> These systems are designed to reduce the UF~6~ content in the carrier
> gas to 1 ppm or less and may incorporate equipment such as:

\(a\) Cryogenic heat exchangers and cryoseparators capable of
temperatures of -120C or less, or

\(b\) Cryogenic refrigeration units capable of temperatures of
**-**120C or less, or

\(c\) Separation nozzle or vortex tube units for the separation of UF~6~
from carrier gas, or

\(d\) UF~6~ cold traps capable of temperatures of -20C or less.

**5.6 Especially designed or prepared systems, equipment and components
for use in chemical exchange or ion exchange enrichment plants**

INTRODUCTORY NOTE

> The slight difference in mass between the isotopes of uranium causes
> small changes in chemical reaction equilibria that can be used as a
> basis for separation of the isotopes. Two processes have been
> successfully developed: liquid-liquid chemical exchange and
> solid-liquid ion exchange. In the liquid-liquid chemical exchange
> process, immiscible liquid phases (aqueous and organic) are
> countercurrently contacted to give the cascading effect of thousands
> of separation stages. The aqueous phase consists of uranium chloride
> in hydrochloric acid solution; the organic phase consists of an
> extractant containing uranium chloride in an organic solvent. The
> contactors employed in the separation cascade can be liquid-liquid
> exchange columns (such as pulsed columns with sieve plates) or liquid
> centrifugal contactors. Chemical conversions (oxidation and reduction)
> are required at both ends of the separation cascade in order to
> provide for the reflux requirements at each end. A major design
> concern is to avoid contamination of the process streams with certain
> metal ions. Plastic, plastic-lined (including use of fluorocarbon
> polymers) and/or glass-lined columns and piping are therefore used. In
> the solid-liquid ion-exchange process, enrichment is accomplished by
> uranium adsorption/desorption on a special, very fast-acting,
> ion-exchange resin or adsorbent. A solution of uranium in hydrochloric
> acid and other chemical agents is passed through cylindrical
> enrichment columns containing packed beds of the adsorbent. For a
> continuous process, a reflux system is necessary to release the
> uranium from the adsorbent back into the liquid flow so that 'product'
> and 'tails' can be collected. This is accomplished with the use of
> suitable reduction/oxidation chemical agents that are fully
> regenerated in separate external circuits and that may be partially
> regenerated within the isotopic separation columns themselves. The
> presence of hot concentrated hydrochloric acid solutions in the
> process requires that the equipment be made of or protected by special
> corrosion-resistant materials.

**5.6.1 Liquid-liquid exchange columns (Chemical exchange)**

> Countercurrent liquid-liquid exchange columns having mechanical power
> input (i.e., pulsed columns with sieve plates, reciprocating plate
> columns, and columns with internal turbine mixers), especially
> designed or prepared for uranium enrichment using the chemical
> exchange process. For corrosion resistance to concentrated
> hydrochloric acid solutions, these columns and their internals are
> made of or protected by suitable plastic materials (such as
> fluorocarbon polymers) or glass. The stage residence time of the
> columns is designed to be short (30 seconds or less).

**5.6.2 Liquid-liquid centrifugal contactors (Chemical exchange)**

> Liquid-liquid centrifugal contactors especially designed or prepared
> for uranium enrichment using the chemical exchange process. Such
> contactors use rotation to achieve dispersion of the organic and
> aqueous streams and the centrifugal force to separate the phases. For
> corrosion resistance to concentrated hydrochloric acid solutions, the
> contactors are made of or are lined with suitable plastic materials
> (such as fluorocarbon polymers) or are lined with glass. The stage
> residence time of the centrifugal contactors is designed to be short
> (30 seconds or less).

**5.6.3 Uranium reduction systems and equipment (Chemical exchange)**

\(a\) Especially designed or prepared electrochemical reduction cells to
reduce uranium from one valence state to another for uranium enrichment
using the chemical exchange process. The cell materials in contact with
process solutions must be corrosion resistant to concentrated
hydrochloric acid solutions.

EXPLANATORY NOTE

> The cell cathodic compartment must be designed to prevent re-oxidation
> of uranium to its higher valence state. To keep the uranium in the
> cathodic compartment, the cell may have an impervious diaphragm
> membrane constructed of special cation exchange material. The cathode
> consists of a suitable solid conductor such as graphite.

\(b\) Especially designed or prepared systems at the product end of the
cascade fro taking the U^4+^ out of the organic stream, adjusting the
acid concentration and feeding to the electrochemical reduction cells.

EXPLANATORY NOTE

> These systems consist of solvent extraction equipment for stripping
> the U^4+^ from the organic stream into an aqueous solution,
> evaporation and/or other equipment to accomplish solution pH
> adjustment and control, and pumps or other transfer devices for
> feeding to the electrochemical reduction cells. A major design concern
> is to avoid contamination of the aqueous stream with certain metal
> ions. Consequently, for those parts in contact with the process
> stream, the system is constructed of equipment made of or protected by
> suitable materials (such as glass, fluorocarbon polymers, polyphenyl
> sulfate, polyether sulfone, and resin-impregnated graphite).

**5.6.4 Feed preparation systems (Chemical exchange)**

> Especially designed or prepared systems for producing high-purity
> uranium chloride feed solutions for chemical exchange uranium isotope
> separation plants.

EXPLANATORY NOTE

> These systems consist of dissolution, solvent extraction and/or ion
> exchange equipment for purification and electrolytic cells for
> reducing the uranium U^6+^ or U^4+^ to U^3+^. These systems produce
> uranium chloride solutions having only a few parts per million of
> metallic impurities such as chromium, iron, vanadium, molybdenum and
> other bivalent or higher multi-valent cations. Materials of
> construction for portion of the system processing high-purity U^3+^
> include glass, fluorocarbon polymers, polyphenyl sulfate or polyether
> sulfone plastic-lined and resin-impregnated graphite.

**5.6.5 Uranium oxidation systems (Chemical exchange)**

> Especially designed or prepared systems for oxidation of U3^+^ to
> U4^+^ for return to the uranium isotope separation cascade in the
> chemical exchange enrichment process.

EXPLANATORY NOTE

These systems may incorporate equipment such as:

(a) Equipment for contacting chlorine and oxygen with the aqueous
    effluent from the isotope separation equipment and extracting the
    resultant U^4+^ into the stripped organic stream returning from the
    product end of the cascade,

(b) Equipment that separates water from hydrochloric acid so that the
    water and the concentrated hydrochloric acid may be reintroduced to
    the process at the proper locations.

**5.6.6 Fast-reacting ion exchange resins/adsorbents (ion exchange)**

> Fast-reacting ion-exchange resins or adsorbents especially designed or
> prepared for uranium enrichment using the ion exchange process,
> including porous macroreticular resins, and/or pellicular structures
> in which the active chemical exchange groups are limited to a coating
> on the surface of an inactive porous support structure, and other
> composite structures in any suitable form including particles or
> fibers. These ion exchange resins/adsorbents have diameters of 0.2 mm
> or less and must be chemically resistant to concentrated hydrochloric
> acid solutions as well as physically strong enough so as not to
> degrade in the exchange columns. The resins/adsorbents are especially
> designed to achieve very fast uranium isotope exchange kinetics
> (exchange rate half-time of less than 10 seconds) and are capable of
> operating at a temperature in the range of 100^^C to 200^^C.

**5.6.7 Ion exchange columns (Ion exchange)**

> Cylindrical columns greater than 1000 mm in diameter for containing
> and supporting packed beds of ion exchange resin/adsorbent, especially
> designed or prepared for uranium enrichment using the ion exchange
> process. These columns are made of or protected by materials (such as
> titanium or fluorocarbon plastics) resistant to corrosion by
> concentrated hydrochloric acid solutions and are capable of operating
> at a temperature in the range of 100^^C to 200^^C and pressures
> above 0.7 MPa (102 psia).

**5.6.8 Ion exchange reflux systems (Ion exchange)**

\(a\) Especially designed or prepared chemical or electrochemical
reduction systems for regeneration of the chemical reducing agent(s)
used in ion exchange uranium enrichment cascades.

\(b\) Especially designed or prepared chemical or electrochemical
oxidation systems for regeneration of the chemical oxidizing agent(s)
used in ion exchange uranium enrichment cascades.

EXPLANATORY NOTE

> The ion exchange enrichment process may use, for example, trivalent
> titanium (Ti^3+^) as a reducing cation in which case the reduction
> system would regenerate Ti^3+^ by reducing Ti^4+^. The process may
> use, for example, trivalent iron (Fe^3+^) as an oxidant in which case
> the oxidation system would regenerate Fe^3+^ by oxidizing Fe^2+^.

**5.7 Especially designed or prepared systems, equipment and components
for use in laser-based enrichment plants**

INTRODUCTORY NOTE

> Present systems for enrichment processes using lasers fall into two
> categories: those in which the process medium is atomic uranium vapor
> and those in which the process medium is the vapor of a uranium
> compound. Common nomenclature for such processes include: first
> category - atomic vapor laser isotope separation (AVLIS or SILVA);
> second category - molecular laser isotope separation (MLIS or MOLIS)
> and chemical reaction by isotope selective laser activation (CRISLA).
> The systems, equipment and components for laser enrichment plants
> embrace: (a) devices to feed uranium-metal vapor (for selective
> photo-ionization) or devices to feed the vapor of a uranium compound
> (for photo-dissociation or chemical activation); (b) devices to
> collect enriched and depleted uranium metal as 'product' and 'tails'
> in the first category, and devices to collect dissociated or reacted
> compounds as 'product' and unaffected material as 'tails' in the
> second category; (c) process laser systems to selectively excite the
> uranium-235 species; and (d) feed preparation and product conversion
> equipment. The complexity of the spectroscopy of uranium atoms and
> compounds may require incorporation of any of a number of available
> laser technologies.

**5.7.1 Uranium vaporization systems (AVLIS)**

> Especially designed or prepared uranium vaporization systems which
> contain high-power strip or scanning electron beam guns with a
> delivered power on the target of more than 2.5 kW/cm.

**5.7.2 Liquid uranium metal handling systems (AVLIS)**

> Especially designed or prepared liquid metal handling systems for
> molten uranium or uranium alloys, consisting of crucibles and cooling
> equipment for the crucibles.

EXPLANATORY NOTE

> The crucibles and other parts of this system that come into contact
> with molten uranium or uranium alloys are made of or protected by
> materials of suitable corrosion and heat resistance. Suitable
> materials include tantalum, yttria-coated graphite, graphite coated
> with other rare earth oxides or mixtures thereof.

**5.7.3 Uranium metal 'product' and 'tails' collector assemblies
(AVLIS)**

> Especially designed or prepared 'product' and 'tails' collector
> assemblies for uranium metal in liquid or solid form.

EXPLANATORY NOTE

> Components for these assemblies are made of or protected by materials
> resistant to the heat and corrosion of uranium metal vapor or liquid
> (such as yttria-coated graphite or tantalum) and may include pipes,
> valves, fittings, 'gutters', feed-throughs, heat exchangers and
> collector plates for magnetic, electrostatic or other separation
> methods.

**5.7.4 Separator module housings (AVLIS)**

> Especially designed or prepared cylindrical or rectangular vessels for
> containing the uranium metal vapor source, the electron beam gun, and
> the 'product' and 'tails' collectors.

EXPLANATORY NOTE

> These housings have multiplicity of ports for electrical and water
> feed-throughs, laser beam windows, vacuum pump connections and
> instrumentation diagnostics and monitoring. They have provisions for
> opening and closure to allow refurbishment of internal components.

**5.7.5 Supersonic expansion nozzles (MLIS)**

> Especially designed or prepared supersonic expansion nozzles for
> cooling mixtures of UF~6~ and carrier gas to 150 K or less and which
> are corrosion resistant to UF~6~.

**5.7.6 Uranium pentafluoride product collectors (MLIS)**

> Especially designed or prepared uranium pentafluoride (UF~5~) solid
> product collectors consisting of filter, impact, or cyclone-type
> collectors, or combinations thereof, and which are corrosion resistant
> to the UF~5~/UF~6~ environment.

**5.7.7 UF~6~/carrier gas compressors (MLIS)**

> Especially designed or prepared compressors for UF~6~/carrier gas
> mixtures, designed for long term operation in a UF~6~ environment. The
> components of these compressors that come into contact with process
> gas are made of or protected by materials resistant to corrosion by
> UF~6~.

**5.7.8 Rotary shaft seals (MLIS)**

> Especially designed or prepared rotary shaft seals, with seal feed and
> seal exhaust connections, for sealing the shaft connecting the
> compressor rotor with the driver motor so as to ensure a reliable seal
> against out-leakage of process gas or in-leakage of air or seal gas
> into the inner chamber of the compressor which is filled with a
> UF~6~/carrier gas mixture.

**5.7.9 Fluorination systems (MLIS)**

Especially designed or prepared systems for fluorinating UF~5~ (solid)
to UF~6~ (gas).

EXPLANATORY NOTE

> These systems are designed to fluorinate the collected UF~5~ powder to
> UF~6~ for subsequent collection in product containers or for transfer
> as feed to MLIS units for additional enrichment. In one approach, the
> fluorination reaction may be accomplished within the isotope
> separation system to react and recover directly off the 'product'
> collectors. In another approach, the UF~5~ powder may be
> removed/transferred from the 'product' collectors into a suitable
> reaction vessel (e.g., fluidized-bed reactor, screw reactor or flame
> tower) for fluorination. In both approaches, equipment for storage and
> transfer of fluorine (or other suitable fluorinating agents) and for
> collection and transfer of UF~6~ are used.

**5.7.10 UF~6~ mass spectrometers/ion sources (MLIS)**

> Especially designed or prepared magnetic or quadrupole mass
> spectrometers capable of taking 'on-line' samples of feed, 'product'
> or 'tails', from UF~6~ gas streams and having all of the following
> characteristics:

1\. Unit resolution for mass greater than 320;

2\. Ion sources constructed of or lined with nichrome or monel or nickel
plated;

3\. Electron bombardment ionization sources;

4\. Collector system suitable for isotopic analysis.

**5.7.11 Feed systems/product and tails withdrawal systems (MLIS)**

> Especially designed or prepared process systems or equipment for
> enrichment plants made of or protected by materials resistant to
> corrosion by UF~6~, including:

\(a\) Feed autoclaves, ovens, or systems used for passing UF~6~ to the
enrichment process;

\(b\) Desublimers (or cold traps) used to remove UF~6~ from the
enrichment process for subsequent transfer upon heating;

\(c\) Solidification or liquefaction stations used to remove UF~6~ from
the enrichment process by compressing and converting UF~6~ to a liquid
or solid form;

\(d\) 'Product' or 'tails' stations used for transferring UF~6~ into
containers.

**5.7.12 UF~6~/carrier gas separation systems (MLIS)**

> Especially designed or prepared process systems for separating UF~6~
> from carrier gas. The carrier gas may be nitrogen, argon, or other
> gas.

EXPLANATORY NOTE

These systems may incorporate equipment such as:

\(a\) Cryogenic heat exchangers or cryoseparators capable of
temperatures of -120^^C or less, or

\(b\) Cryogenic refrigeration units capable of temperatures of -120^^C
or less, or

\(c\) UF~6~ cold traps capable of temperatures of -20^^C or less.

**5.7.13 Laser systems (AVLIS, MLIS and CRISLA)**

Lasers or laser systems especially designed or prepared for the
separation of uranium isotopes.

EXPLANATORY NOTE

> The laser system for the AVLIS process usually consists of two lasers:
> a copper vapor laser and a dye laser. The laser system for MLIS
> usually consists of a CO~2~ or excimer laser and a multi-pass optical
> cell with revolving mirrors at both ends. Lasers or laser systems for
> both processes require a spectrum frequency stabilizer for operation
> over extended periods of time.

**5.8 Especially designed or prepared systems, equipment and components
for use in plasma separation enrichment plants**

> INTRODUCTORY NOTE
>
> In the plasma separation process, a plasma of uranium ions passes
> through an electric field tuned to the U-235 ion resonance frequency
> so that they preferentially absorb energy and increase the diameter of
> their corkscrew-like orbits. Ions with a large-diameter path are
> trapped to produce a product enriched in U-235. The plasma, which is
> made by ionizing uranium vapor, is contained in a vacuum chamber with
> a high-strength magnetic field produced by a superconducting magnet.
> The main technological systems of the process include the uranium
> plasma generation system, the separator module with superconducting
> magnet and metal removal systems for the collection of 'product' and
> 'tails'.

**5.8.1 Microwave power sources and antennae**

> Especially designed or prepared microwave power sources and antennae
> for producing or accelerating ions and having the following
> characteristics: greater than 30GHz frequency and greater than 50kW
> mean power output for ion production.

**5.8.2 Ion excitation coils**

> Especially designed or prepared radio frequency ion excitation coils
> for frequencies of more than 100 kHz and capable of handling more than
> 40kW mean power.

**5.8.3 Uranium plasma generation systems**

> Especially designed or prepared systems for the generation of uranium
> plasma, which may contain high-power strip or scanning electron beam
> guns with a delivered power on the target of more than 2.5 kW/cm.

**5.8.4 Liquid uranium metal handling systems**

> Especially designed or prepared liquid metal handling systems for
> molten uranium or uranium alloys, consisting of crucibles and cooling
> equipment for the crucibles.

EXPLANATORY NOTE

> The crucibles and other parts of this system that come into contact
> with molten uranium or uranium alloys are made of or protected by
> materials of suitable corrosion and heat resistance. Suitable
> materials include tantalum, yttria-coated graphite, graphite coated
> with other rare earth oxides or mixtures thereof.

**5.8.5 Uranium metal 'product' and 'tails' collector assemblies**

> Especially designed or prepared 'product' and 'tails' collector
> assemblies for uranium metal in solid form. These collector assemblies
> are made of or protected by materials resistant to the heat and
> corrosion of uranium metal vapor such as yttria-coated graphite or
> tantalum.

**5.8.6 Separator module housings**

> Cylindrical vessels especially designed or prepared for use in plasma
> separation enrichment plants for containing the uranium plasma source,
> radio-frequency drive coil and the 'products' and 'tails' collectors.

EXPLANATORY NOTE

> These housings have a multiplicity of ports for electrical
> feed-throughs, diffusion pump connections and instrumentation
> diagnostics and monitoring. They have provisions for opening and
> closure to allow for refurbishment of internal components and are
> constructed of a suitable non-magnetic material such as stainless
> steel.

**5.9 Especially designed or prepared systems, equipment and components
for use in electromagnetic enrichment plants**

INTRODUCTORY NOTE

> In the electromagnetic process, uranium metal ions produced by
> ionization of a salt feed material (typically UCl~4~) are accelerated
> and passed through a magnetic field that has the effect of causing the
> ions of different isotopes to follow different paths. The major
> components of an electromagnetic isotope separator include: a magnetic
> field for ion-beam diversion/separation of the isotopes, an ion source
> with its acceleration system, and a collection system for the
> separated ions. Auxiliary systems for the process include the magnet
> power supply system, the ion source high-voltage power supply system,
> the vacuum system, and extensive chemical handling systems for
> recovery of product and cleaning/recycling of components.

**5.9.1 Electromagnetic isotope separators**

> Electromagnetic isotope separators especially designed or prepared for
> the separation of uranium isotopes, and equipment and components
> therefor, including:

\(a\) Ion sources

> Especially designed or prepared single or multiple uranium ion sources
> consisting of a vapor source, ionizer, and beam accelerator,
> constructed of suitable materials such as graphite, stainless steel,
> or copper, and capable of providing a total ion beam current of 50 mA
> or greater.

\(b\) Ion collectors

> Collector plates consisting of two or more slits and pockets
> especially designed or prepared for collection of enriched and
> depleted uranium ion beams and constructed of suitable materials such
> as graphite or stainless steel.

\(c\) Vacuum housings

> Especially designed or prepared vacuum housings for uranium
> electromagnetic separators, constructed of suitable non-magnetic
> materials such as stainless steel and designed for operation at
> pressures of 0.1 Pa or lower.

EXPLANATORY NOTE

> The housings are specially designed to contain the ion sources,
> collector plates and water-cooled liners and have provision for
> diffusion pump connections and opening and closure for removal and
> reinstallation of these components.

\(d\) Magnet pole pieces

> Especially designed or prepared magnet pole pieces having a diameter
> greater than 2 m used to maintain a constant magnetic field within an
> electromagnetic isotope separator and to transfer the magnetic field
> between adjoining separators.

**5.9.2 High voltage power supplies**

> Especially designed or prepared high-voltage power supplies for ion
> sources, having all of the following characteristics: capable of
> continuous operation, output voltage of 20,000 V or greater, output
> current of 1 A or greater, and voltage regulation of better than 0.01%
> over a time period of 8 hours.

**5.9.3 Magnet power supplies**

> Especially designed or prepared high-power, direct current magnet
> power supplies having all of the following characteristics: capable of
> continuously producing a current output of 500 A or greater at a
> voltage of 100 V or greater and with a current or voltage regulation
> better than 0.01% over a period of 8 hours.

**6. Plants for the production of heavy water, deuterium and deuterium
compounds and equipment especially designed or prepared therefor**

INTRODUCTORY NOTE

> Heavy water can be produced by a variety of processes. However, the
> two processes that have proven to be commercially viable are the
> water-hydrogen sulfphide exchange process (GS process) and the
> ammonia-hydrogen exchange process.
>
> The GS process is based upon the exchange of hydrogen and deuterium
> between water and hydrogen sulphide within a series of towers which
> are operated with the top section cold and the bottom section hot.
> Water flows down the towers while the hydrogen sulphide gas circulates
> from the bottom to the top of the towers. A series of perforated trays
> are used to promote mixing between the gas and the water. Deuterium
> migrates to the water at low temperatures and to the hydrogen sulphide
> at high temperatures. Gas or water, enriched in deuterium, is removed
> from the first stage towers at the junction of the hot and cold
> sections and the process is repeated in subsequent stage towers. The
> product of the last stage, water enriched up to 30% in deuterium, is
> sent to a distillation unit to produce reactor grade heavy water,
> i.e., 99.75% deuterium oxide.
>
> The ammonia-hydrogen exchange process can extract deuterium from
> synthesis gas through contact with liquid ammonia in the presence of a
> catalyst. The synthesis gas is fed into exchange towers and to an
> ammonia converter. Inside the towers the gas flows from the bottom to
> the top while the liquid ammonia flows form the top to the bottom. The
> deuterium is stripped from the hydrogen in the synthesis gas and
> concentrated in the ammonia. The ammonia then flows in to an ammonia
> cracker at the bottom of the tower while the gas flows into an ammonia
> converter at the top. Further enrichment takes place in subsequent
> stages and reactor grade heavy water is produced through final
> distillation. The synthesis gas feed can be provided by an ammonia
> plant that, in turn, can be constructed in association with a heavy
> water ammonia-hydrogen exchange plant. The ammonia-hydrogen exchange
> process can also use ordinary water as a feed source of deuterium.
>
> Many of the key equipment items for heavy water production plants
> using GS or the ammonia-hydrogen exchange processes are common to
> several segments of the chemical and petroleum industries. This is
> particularly so for small plants using the GS process. However, few of
> the items are available "off-the-shelf". The GS and ammonia-hydrogen
> processes require the handling of large quantities of flammable,
> corrosive and toxic fluids at elevated pressures. Accordingly, in
> establishing design and operating standards for plants and equipment
> using these processes, careful attention to the materials selection
> and specifications is required to ensure long service life with high
> safety and reliability factors. The choice of scale is primarily a
> function of economics and need. Thus, most of the equipment items
> would be prepared according to the requirements of the customer.
>
> Finally, it should be noted that, in both the GS and the
> ammonia-hydrogen exchange processes, items of equipment which
> individually are not especially designed or prepared for heavy water
> production can be assembled into systems which are especially designed
> or prepared for producing heavy water. The catalyst production system
> used in the ammonia-hydrogen exchange process and water distillation
> systems used for the final concentration of heavy water to
> reactor-grade in either process are examples of such systems.
>
> The items of equipment which are especially designed or prepared for
> the production of heavy water utilizing either the water-hydrogen
> sulphide exchange process or the ammonia-hydrogen exchange process
> include the following:

**6.1 Water - Hydrogen Sulphide Exchange Towers**

> Exchange towers fabricated from fine carbon steel (such as ASTM A516)
> with diameters of 6 m (20 ft) to 9 m (30 ft), capable of operating at
> pressures greater than or equal to 2 MPa (300 psi) and with a
> corrosion allowance of 6 mm or greater, especially designed or
> prepared for heavy water production utilizing the water-hydrogen
> sulphide exchange process.

**6.2 Blowers and Compressors**

> Single stage, low head (i.e., 0.2 MPa or 30 psi) centrifugal blowers
> or compressors for hydrogen-sulphide gas circulation (i.e., gas
> containing more than 70% H~2~S) especially designed or prepared for
> heavy water production utilizing the water-hydrogen sulphide exchange
> process. These blowers or compressors have a throughput capacity
> greater than or equal to 56m^3^/second (120,000 SCFM) while operating
> at pressures greater than or equal to 1.8 MPa (260 psi) suction and
> have seals designed for wet H~2~S service.

**6.3 Ammonia-Hydrogen Exchange Towers**

> Ammonia-hydrogen exchange towers greater than or equal to 35 m (114.3
> ft) in height with diameters of 1.5 m (4.9 ft) to 2.5 m (8.2 ft)
> capable of operating at pressures greater than 15 MPa (2225 psi)
> especially designed or prepared for heavy water production utilizing
> the ammonia-hydrogen exchange process. These towers also have at least
> one flanged axial opening of the same diameter as the cylindrical part
> through which the tower internal scan be inserted or withdrawn.

**6.4 Tower Internals and Stage Pumps**

> Tower internals and stage pumps especially designed or prepared for
> towers for heavy water production utilizing the ammonia-hydrogen
> exchange process. Tower internals include specially designed stage
> contactors which promote intimate gas/liquid contact. Stage pumps
> include especially designed submersible pumps for circulation of
> liquid ammonia within a contacting stage internal to the stage towers.

**6.5 Ammonia Crackers**

> Ammonia crackers with operating pressures greater than or equal to 3
> MPa (450 psi) especially designed or prepared for heavy water
> production utilizing the ammonia-hydrogen exchange process.

**6.6 Infrared Absorption Analyzers**

> Infrared absorption analyzers capable of "on-line" hydrogen /deuterium
> ratio analysis where deuterium concentrations are equal to or greater
> than 90%.

**6.7 Catalytic Burners**

> Catalytic burners for the conversion of enriched deuterium gas into
> heavy water especially designed or prepared for heavy water production
> utilizing the ammonia-hydrogen exchange process.

**7. Plants for the conversion of uranium and equipment especially
designed or prepared therefor**

INTRODUCTORY NOTE

> Uranium conversion plants and systems may perform one or more
> transformations from one uranium chemical species to another,
> including: conversion of uranium ore concentrates to UO~3~, conversion
> of UO~3~ to UO~2~, conversion of uranium oxides to UF~4~ or UF~6~,
> conversion of UF~4~ to UF~6~, conversion of UF~6~ to UF~4~, conversion
> of UF~4~ to uranium metal, and conversion of uranium fluorides to
> UO~2~. Many of the key equipment items for uranium conversion plants
> are common to several segments of the chemical process industry. For
> example, the types of equipment employed in these processes may
> include: furnaces, rotary kilns, fluidized bed reactors, flame tower
> reactors, liquid centrifuges, distillation columns and liquid-liquid
> extraction columns. However, few of the items are available
> "off-the-shelf"; most would be prepared according to the requirements
> and specification of the customer. In some instances, special design
> and construction considerations are required to address the corrosive
> properties of some of the chemicals handled (HF, F~2~, ClF~3~, and
> uranium fluorides). Finally, it should be noted that, in all of the
> uranium conversion processes, items of equipment which individually
> are not especially designed or prepared for uranium conversion can be
> assembled into systems which are especially designed or prepared for
> use in uranium conversion.

**7.1 Especially designed or prepared systems for the conversion of
uranium ore concentrates to UO~3~**

EXPLANATORY NOTE

> Conversion of uranium ore concentrates to UO~3~ can be performed by
> first dissolving the ore in nitric acid and extracting purified uranyl
> nitrate using a solvent such as tributyl phosphate. Next, the uranyl
> nitrate is converted to UO~3~ either by concentration and denitration
> or by neutralization with gaseous ammonia to produce ammonium
> diuranate with subsequent filtering, drying, and calcining.

**7.2 Especially designed or prepared systems for the conversion of
UO~3~ to UF~6~**

EXPLANATORY NOTE

> Conversion of UO~3~ to UF~6~ can be performed directly by
> fluorination. The process requires a source of fluorine gas or
> chlorine trifluoride.

**7.3 Especially designed or prepared systems for the conversion of
UO~3~ to UO~2~**

EXPLANATORY NOTE

> Conversion of UO~3~ to UO~2~ can be performed through reduction of
> UO~3~ with cracked ammonia gas or hydrogen.

**7.4 Especially designed or prepared systems for the conversion of
UO~2~ to UF~4~**

EXPLANATORY NOTE

> Conversion of UO~2~ to UF~4~ can be performed by reacting UO~2~ with
> hydrogen fluoride gas (HF) at 300-500^^C.

**7.5 Especially designed or prepared systems for the conversion of
UF~4~ to UF~6~**

EXPLANATORY NOTE

> Conversion of UF~4~ to UF~6~ is performed by exothermic reaction with
> fluorine in a tower reactor. UF~6~ is condensed from the hot effluent
> gases by passing the effluent stream through a cold trap cooled to
> -10^^C. The process requires a source of fluorine gas.

**7.6 Especially designed or prepared systems for the conversion of**
**UF~4~ to U metal**

EXPLANATORY NOTE

> Conversion of UF~4~ to U metal is performed by reduction with
> magnesium (large batches) or calcium (small batches). The reaction is
> carried out at temperatures above the melting point of uranium
> (1130^^C).

**7.7 Especially designed or prepared systems for the conversion of
UF~6~ to UO~2~**

EXPLANATORY NOTE

> Conversion of UF~6~ to UO~2~ can be performed by one of three
> processes. In the first, UF~6~ is reduced and hydrolyzed to UO~2~
> using hydrogen and steam. In the second, UF~6~ is hydrolyzed by
> solution in water, ammonia is added to precipitate ammonium diuranate,
> and the diuranate is reduced to UO~2~ with hydrogen at 820^^C. In the
> third process, gaseous UF~6~, CO~2~, and NH~3~ are combined with
> water, precipitating ammonium uranyl carbonate. The ammonium uranyl
> carbonate is combined with steam and hydrogen at 500-600^^C to yield
> UO~2~. UF~6~ to UO~2~ conversion is often performed as the first stage
> of a fuel fabrication plant.

**7.8** **Especially designed or prepared systems for the conversion of
UF~6~ to UF~4~**

EXPLANATORY NOTE

> Conversion of UF~6~ to UF~4~ is performed by reduction with hydrogen.