##### Element Performance Inspection (EPI) Data Collection Tool

**1.3.12 SFAR36 (AW)**

# 

# ELEMENT SUMMARY INFORMATION

**Purpose of this Element** (certificate holder's responsibility):

+-----------------------------------------------------------------------+
| -   To provide policy, procedures, instructions, and/or information,  |
|     in the SFAR 36 authorized manual, which allows personnel          |
|     concerned to perform their duties and responsibilities to a high  |
|     degree of safety.                                                 |
+-----------------------------------------------------------------------+

**Objective** (FAA oversight):

+-----------------------------------------------------------------------+
| -   To determine the effectiveness of the certificate holder s        |
|     procedures in meeting the desired output of the process.          |
|                                                                       |
| -   To determine if the certificate holder follows its procedures,    |
|     controls, process measurements, and interfaces for the SFAR 36    |
|     process.                                                          |
|                                                                       |
| -   To determine if there were any changes in the personnel           |
|     identified by the certificate holder as having responsibility     |
|     and/or authority for the SFAR 36 process.                         |
+-----------------------------------------------------------------------+

**Specific Instructions**:

+-----------------------------------------------------------------------+
| -   To accomplish this EPI the Inspector shall review the certificate |
|     holder\'s policies and procedures, the SFAR 36 activity report,   |
|     and review SFAR 36 repair documentation. If available, the        |
|     Inspector should also review SFAR 36 repairs in progress to       |
|     determine that the repairs are accomplished in accordance with    |
|     the engineering data. The Inspector should review the SFAR 36     |
|     letter of authority for authorizations to determine adequate      |
|     engineering and technical personnel are in place for continued    |
|     eligibility of the SFAR 36 authority.                             |
+-----------------------------------------------------------------------+

**Related EPIs**:

+-----------------------------------------------------------------------+
| -   1.1.1 Aircraft Airworthiness (AW)                                 |
|                                                                       |
| -   1.2.1 Airworthiness Release / Logbook Entry (AW)                  |
|                                                                       |
| -   1.2.2 Major Repairs and Alterations Records (AW)                  |
|                                                                       |
| -   1.2.3 Maintenance Log / Recording Requirements (AW)               |
|                                                                       |
| -   1.3.1 Maintenance Program (AW)                                    |
|                                                                       |
| -   1.3.2 Inspection Program (AW)                                     |
|                                                                       |
| -   1.3.3 Maintenance Facility / Main Maintenance Base (AW)           |
|                                                                       |
| -   1.3.4 Required Inspection Items (RII) (AW)                        |
|                                                                       |
| -   1.3.9 Engineering / Major Repairs and Alterations (AW)            |
|                                                                       |
| -   1.3.13 Designated Alteration Station (DAS) (AW)                   |
|                                                                       |
| -   1.3.14 General Maintenance Manual / Equivalent (AW)               |
|                                                                       |
| -   1.3.17 Weight and Balance Program (AW)                            |
|                                                                       |
| -   2.1.1 Manual Currency (AW)                                        |
|                                                                       |
| -   2.1.2 Content Consistency Across Manuals (AW)                     |
|                                                                       |
| -   2.1.3 Distribution (Manuals) (AW)                                 |
|                                                                       |
| -   2.1.4 Availability (Manuals) (AW)                                 |
|                                                                       |
| -   4.1.1 RII Personnel (AW)                                          |
|                                                                       |
| -   4.2.1 Maintenance Training Program (AW)                           |
|                                                                       |
| -   4.2.2 RII Training Requirements (AW)                              |
+-----------------------------------------------------------------------+

# 

# SUPPLEMENTAL INFORMATION

**Specific Regulatory Requirements (SRRs)**:

+-----------------------------------------------------------------------+
| -   SRRs:                                                             |
+=======================================================================+
| > 121.135(a)(1)                                                       |
| >                                                                     |
| > 121.135(b)(1)                                                       |
| >                                                                     |
| > 121.135(b)(2)                                                       |
| >                                                                     |
| > 121.135(b)(3)                                                       |
| >                                                                     |
| > SFAR 36(6)(c)                                                       |
| >                                                                     |
| > SFAR 36.1                                                           |
| >                                                                     |
| > SFAR 36.10(a)                                                       |
| >                                                                     |
| > SFAR 36.12(a)                                                       |
| >                                                                     |
| > SFAR 36.12(b)                                                       |
| >                                                                     |
| > SFAR 36.12(c)                                                       |
| >                                                                     |
| > SFAR 36.13(a)                                                       |
| >                                                                     |
| > SFAR 36.13(b)                                                       |
| >                                                                     |
| > SFAR 36.13(c)                                                       |
| >                                                                     |
| > SFAR 36.3(a)(1)                                                     |
| >                                                                     |
| > SFAR 36.3(a)(2)                                                     |
| >                                                                     |
| > SFAR 36.3(a)(3)                                                     |
| >                                                                     |
| > SFAR 36.3(a)(4)                                                     |
| >                                                                     |
| > SFAR 36.3(b)(1)                                                     |
| >                                                                     |
| > SFAR 36.3(b)(2)                                                     |
| >                                                                     |
| > SFAR 36.5(a)(2)                                                     |
| >                                                                     |
| > SFAR 36.5(a)(3)                                                     |
| >                                                                     |
| > SFAR 36.5(b)(1)                                                     |
| >                                                                     |
| > SFAR 36.5(b)(2)                                                     |
| >                                                                     |
| > SFAR 36.5(b)(3)                                                     |
| >                                                                     |
| > SFAR 36.5(b)(4)                                                     |
| >                                                                     |
| > SFAR 36.6(a)(1)                                                     |
| >                                                                     |
| > SFAR 36.6(a)(2)                                                     |
| >                                                                     |
| > SFAR 36.6(b)(1)                                                     |
| >                                                                     |
| > SFAR 36.6(b)(2)(i)                                                  |
| >                                                                     |
| > SFAR 36.6(b)(2)(ii)                                                 |
| >                                                                     |
| > SFAR 36.6(b)(3)                                                     |
| >                                                                     |
| > SFAR 36.7(b)                                                        |
| >                                                                     |
| > SFAR 36.8                                                           |
| >                                                                     |
| > SFAR 36.9                                                           |
+-----------------------------------------------------------------------+

**Related CFRs & FAA Policy/Guidance**:

+-----------------------------------------------------------------------+
| -   Related CFRs:                                                     |
+=======================================================================+
| > Intentionally left blank                                            |
+-----------------------------------------------------------------------+

+-----------------------------------------------------------------------+
| -   FAA Policy/Guidance:                                              |
+=======================================================================+
| > Intentionally Left Blank                                            |
+-----------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
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+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| T |                                                                   |
| a |                                                                   |
| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
| 1 | Review the information listed in the Supplemental Information     |
| \ | section of this DCT.                                              |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Review the certificate holder\'s policies, procedures,            |
| \ | instructions, and information for the SFAR 36 process.            |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Review the last accomplished associated safety attribute          |
| \ | inspection (SAI) for this element with emphasis on the controls,  |
| . | process measurements, and interface attribute sections.           |
+---+-------------------------------------------------------------------+
| 4 | Observe the certificate holder\'s SFAR 36 process to gain an      |
| \ | understanding of the procedures, instructions, and information.   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Discuss the SFAR 36 process with the personnel (other than        |
| \ | management) who perform the duties and responsibilities required  |
| . | by the process.                                                   |
+---+-------------------------------------------------------------------+

+---+------------------------------------------------------+-----------+
| # |                                                      |           |
| # |                                                      |           |
|   |                                                      |           |
| Q |                                                      |           |
| u |                                                      |           |
| e |                                                      |           |
| s |                                                      |           |
| t |                                                      |           |
| i |                                                      |           |
| o |                                                      |           |
| n |                                                      |           |
| s |                                                      |           |
+---+------------------------------------------------------+-----------+
|   | To meet this objective, the inspector must answer    |           |
|   | the following questions:                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Determine whether the following performance measures |           |
| \ | were met:                                            |           |
| . |                                                      |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the certificate holder develop major repair data | Yes       |
| . | within the scope and limitations of its SFAR 36      |           |
| 1 | approval? **     **                                  | No,       |
| . |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the air carrier\'s records repository   |           |
|   | and review records to ensure that the technical data |           |
|   | generated was for the specific products or articles  |           |
|   | being repaired.                                      |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.3(a)(3)                           |           |
|   |                                                      |           |
|   | 2\. Check at the aircraft that the Certificate       |           |
|   | Holder has accomplished repairs in accordance with   |           |
|   | the CAMP approved by the Administrator for the       |           |
|   | certificate.                                         |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.3(a)(4)                           |           |
|   |                                                      |           |
|   | 3\. Check at the Certificate Holder\'s specified     |           |
|   | location that records are maintained for each        |           |
|   | evaluation made to determine, if performing          |           |
|   | subsequent repairs with the same data on the same    |           |
|   | type product or article.                             |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.3(b)(2)                           |           |
|   |                                                      |           |
|   | 4\. Check at the Certificate Holder\'s specified     |           |
|   | location and verify SFAR 36 authorization is         |           |
|   | currently effective.                                 |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.(7)                               |           |
|   |                                                      |           |
|   | 5\. Check to ensure authorizations under SFAR 36     |           |
|   | have only been utilized on products that the         |           |
|   | Certificate Holder is authorized to maintain         |           |
|   | pursuant to its continuous airworthiness maintenance |           |
|   | program or maintenance manual.                       |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.10(a)                             |           |
|   |                                                      |           |
|   | 6\. Check at the Certificate Holder\'s specified     |           |
|   | location to ensure staff personnel are following the |           |
|   | procedures addressing limitations prescribed by the  |           |
|   | Administrator for their authorization.               |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.1                                 |           |
|   |                                                      |           |
|   | 7\. Check at the Certificate Holder\'s specified     |           |
|   | location and records repository to determine if the  |           |
|   | Administrator has ever notified the Certificate      |           |
|   | Holder that a part was found not to meet applicable  |           |
|   | airworthiness standards, or unsafe feature or        |           |
|   | characteristic that was attributable to the repair.  |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.12(a)                             |           |
|   |                                                      |           |
|   | 8\. Check at the Certificate Holder\'s specified     |           |
|   | location and records repository that the Certificate |           |
|   | Holder maintains, at its facility, current records   |           |
|   | containing for each product or article for which it  |           |
|   | has developed and used major repair data, a          |           |
|   | technical data file that includes all data and       |           |
|   | amendments thereto (including drawings, photographs, |           |
|   | specifications, instructions, and reports) necessary |           |
|   | to accomplish the major repair.                      |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.13(a)                             |           |
|   |                                                      |           |
|   | 9\. Check at the Certificate Holder\'s records       |           |
|   | repository that the Certificate Holder maintains, at |           |
|   | its facility, current records containing a list of   |           |
|   | products or articles by make, model, manufacturer\'s |           |
|   | serial number (including specific part numbers and   |           |
|   | serial numbers of components) and, if applicable,    |           |
|   | FAA Technical Standard Order (TSO) or Parts          |           |
|   | Manufacturer Approval (PMA) identification, that     |           |
|   | have been repaired under the authorization.          |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.13(b)                             |           |
|   |                                                      |           |
|   | 10\. Check at the Certificate Holder\'s specified    |           |
|   | location that the Certificate Holder maintains, at   |           |
|   | its facility, current records containing a file of   |           |
|   | information from all available sources on            |           |
|   | difficulties experienced with products and articles  |           |
|   | repaired under the authorization.                    |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.13(c)                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Did the certificate holder comply with the           | Yes       |
| . | provisions of its SFAR 36 Procedures Manual?         |           |
| 2 | **     **                                            | No,       |
| . |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the aircraft and the records repository |           |
|   | that repairs accomplished by the Certificate Holder  |           |
|   | have been done in accordance with the SFAR           |           |
|   | procedures manual.                                   |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.3(a)(4)                           |           |
|   |                                                      |           |
|   | 2\. Check at the Certificate Holder\'s records       |           |
|   | repository to ensure that the Certificate Holder has |           |
|   | not approved a product or article for return to      |           |
|   | service unless the Certificate Holder complied with  |           |
|   | the procedures contained in the procedures manual.   |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.6(a)(2)                           |           |
|   |                                                      |           |
|   | 3\. Check at the Certificate Holder\'s specified     |           |
|   | location that the Certificate Holder\'s procedures   |           |
|   | manual contains a current \"log of revisions\" page  |           |
|   | that identifies each revised item, page, and date of |           |
|   | revision, and contains the signature of the person   |           |
|   | approving the change for the Administrator.          |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.6(b)(3)                           |           |
|   |                                                      |           |
|   | 4\. Check at the Certificate Holder\'s specified     |           |
|   | location and verify that current Certificate Holder  |           |
|   | staffed positions match the positions specified in   |           |
|   | the approved procedures manual.                      |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.(6)(c)                            |           |
+---+------------------------------------------------------+-----------+
| 2 | Were the certificate holder\'s policies, procedures, | Yes       |
| \ | instructions, and information for the SFAR 36        |           |
| . | process followed? **     **                          | No,       |
|   |                                                      | Explain   |
|   | *Related Performance JTIs:*                          |           |
|   |                                                      |           |
|   | 1\. Check at the air carrier\'s records repository   |           |
|   | and review records to ensure that the technical data |           |
|   | generated was for the specific products or articles  |           |
|   | being repaired.                                      |           |
|   |                                                      |           |
|   | *Sources:* SFAR 36.3(a)(3)                           |           |
+---+------------------------------------------------------+-----------+
| 3 | Were the SFAR 36 process controls followed?          | Yes       |
| \ | **     **                                            |           |
| . |                                                      | No,       |
|   |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 4 | Did the records for the SFAR 36 process comply with  | Yes       |
| \ | the instructions provided by the certificate holder? |           |
| . | **     **                                            | No,       |
|   |                                                      | Explain   |
+---+------------------------------------------------------+-----------+
| 5 | Were the process measurements for the SFAR 36        | Yes       |
| \ | process effective in identifying problems or         |           |
| . | potential problems and providing corrective action   | No,       |
|   | for them? **     **                                  | Explain   |
+---+------------------------------------------------------+-----------+
| 6 | Did personnel properly handle the associated         | Yes       |
| \ | interfaces by complying with other written policies, |           |
| . | procedures, instructions, and information that are   | No,       |
|   | related to this element? **     **                   | Explain   |
+---+------------------------------------------------------+-----------+

+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
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| I |                                                                   |
|   |                                                                   |
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| e |                                                                   |
| c |                                                                   |
| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
|   |                                                                   |
| 1 |                                                                   |
|   |                                                                   |
| - |                                                                   |
|   |                                                                   |
| P |                                                                   |
| e |                                                                   |
| r |                                                                   |
| f |                                                                   |
| o |                                                                   |
| r |                                                                   |
| m |                                                                   |
| a |                                                                   |
| n |                                                                   |
| c |                                                                   |
| e |                                                                   |
|   |                                                                   |
| O |                                                                   |
| b |                                                                   |
| s |                                                                   |
| e |                                                                   |
| r |                                                                   |
| v |                                                                   |
| a |                                                                   |
| b |                                                                   |
| l |                                                                   |
| e |                                                                   |
| s |                                                                   |
|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
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| w |                                                                   |
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| e |                                                                   |
| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Personnel.                                                        |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Tools and Equipment.                                              |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Technical Data.                                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Procedures, policies or instructions or information.              |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Materials.                                                        |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 6 | Facilities.                                                       |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 7 | Controls.                                                         |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 8 | Process Measures.                                                 |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 9 | Interfaces.                                                       |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Desired Outcome.                                                  |
| 0 |                                                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Other.                                                            |
| 1 |                                                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+-------------------------------------------------------------------+
| * |                                                                   |
| * |                                                                   |
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| s |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| * |                                                                   |
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| ) |                                                                   |
+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| T |                                                                   |
| a |                                                                   |
| s |                                                                   |
| k |                                                                   |
| s |                                                                   |
+---+-------------------------------------------------------------------+
|   | To meet this objective, the inspector must accomplish the         |
|   | following tasks:                                                  |
+---+-------------------------------------------------------------------+
|   | NOTE: If no personnel or major program changes (as defined by the |
|   | principal inspector (PI)) affecting the responsibility or         |
|   | authority attributes for this element have occurred since the     |
|   | last SAI and/or EPI was accomplished, then do not perform tasks   |
|   | 3--6, below. Answer questions 1 and 2, below, and provide the     |
|   | name/title.                                                       |
+---+-------------------------------------------------------------------+
| 1 | Identify the person that has overall responsibility for the SFAR  |
| \ | 36 process.                                                       |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Identify the person that has overall authority for the SFAR 36    |
| \ | process.                                                          |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Review the duties and responsibilities for the person(s) who      |
| \ | manage the SFAR 36 process.                                       |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Review the appropriate organizational chart.                      |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Discuss the SFAR 36 process with the management personnel         |
| \ | identified in tasks 1 and 2.                                      |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 6 | Evaluate the qualifications and work experience of the management |
| \ | personnel identified in tasks 1 and 2.                            |
| . |                                                                   |
+---+-------------------------------------------------------------------+

+---+------------------------------------------------------+-----------+
| # |                                                      |           |
| # |                                                      |           |
|   |                                                      |           |
| Q |                                                      |           |
| u |                                                      |           |
| e |                                                      |           |
| s |                                                      |           |
| t |                                                      |           |
| i |                                                      |           |
| o |                                                      |           |
| n |                                                      |           |
| s |                                                      |           |
+---+------------------------------------------------------+-----------+
|   | To meet this objective, the inspector must answer    |           |
|   | the following questions:                             |           |
+---+------------------------------------------------------+-----------+
| 1 | Is there a clearly identified person who is          | Yes       |
| \ | responsible for the quality of the SFAR 36 process?  |           |
| . | **     **                                            | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | Na        |
|   |                                                      | me/Title: |
|   |                                                      |           |
|   |                                                      |           |
+---+------------------------------------------------------+-----------+
| 2 | Is there a clearly identified person who has         | Yes       |
| \ | authority to establish and modify the certificate    |           |
| . | holder\'s policies, procedures, instructions, and    | No,       |
|   | information for the SFAR 36 process? **     **       | Explain   |
|   |                                                      |           |
|   |                                                      | Na        |
|   |                                                      | me/Title: |
|   |                                                      |           |
|   |                                                      |           |
+---+------------------------------------------------------+-----------+
| 3 | Does the responsible person know that he/she has     | Yes       |
| \ | responsibility for the SFAR 36 process? **     **    |           |
| . |                                                      | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 4 | Does the person with authority know that he/she has  | Yes       |
| \ | authority for the SFAR 36 process? **     **         |           |
| . |                                                      | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 5 | Does the person with responsibility for the SFAR 36  | Yes       |
| \ | process meet the qualification standards? **     **  |           |
| . |                                                      | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 6 | Does the person with authority to establish and      | Yes       |
| \ | modify the SFAR 36 process meet the qualification    |           |
| . | standards? **     **                                 | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 7 | Does the person with responsibility understand the   | Yes       |
| \ | controls, process measurements, and interfaces       |           |
| . | associated with the SFAR 36 process? **     **       | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 8 | Does the person with authority understand the        | Yes       |
| \ | controls, process measurements, and interfaces       |           |
| . | associated with the SFAR 36 process? **     **       | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 9 | Does the responsible person know who has authority   | Yes       |
| \ | to establish and modify the SFAR 36 process?         |           |
| . | **     **                                            | No,       |
|   |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+
| 1 | Does the individual with authority know who has the  | Yes       |
| 0 | responsibility for the SFAR 36 process? **     **    |           |
| \ |                                                      | No,       |
| . |                                                      | Explain   |
|   |                                                      |           |
|   |                                                      | No Change |
+---+------------------------------------------------------+-----------+

+---+-------------------------------------------------------------------+
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
| # |                                                                   |
|   |                                                                   |
| E |                                                                   |
| P |                                                                   |
| I |                                                                   |
|   |                                                                   |
| S |                                                                   |
| e |                                                                   |
| c |                                                                   |
| t |                                                                   |
| i |                                                                   |
| o |                                                                   |
| n |                                                                   |
|   |                                                                   |
| 2 |                                                                   |
|   |                                                                   |
| - |                                                                   |
|   |                                                                   |
| M |                                                                   |
| a |                                                                   |
| n |                                                                   |
| a |                                                                   |
| g |                                                                   |
| e |                                                                   |
| m |                                                                   |
| e |                                                                   |
| n |                                                                   |
| t |                                                                   |
|   |                                                                   |
| R |                                                                   |
| e |                                                                   |
| s |                                                                   |
| p |                                                                   |
| o |                                                                   |
| n |                                                                   |
| s |                                                                   |
| i |                                                                   |
| b |                                                                   |
| i |                                                                   |
| l |                                                                   |
| i |                                                                   |
| t |                                                                   |
| y |                                                                   |
|   |                                                                   |
| & |                                                                   |
|   |                                                                   |
| A |                                                                   |
| u |                                                                   |
| t |                                                                   |
| h |                                                                   |
| o |                                                                   |
| r |                                                                   |
| i |                                                                   |
| t |                                                                   |
| y |                                                                   |
|   |                                                                   |
| O |                                                                   |
| b |                                                                   |
| s |                                                                   |
| e |                                                                   |
| r |                                                                   |
| v |                                                                   |
| a |                                                                   |
| b |                                                                   |
| l |                                                                   |
| e |                                                                   |
| s |                                                                   |
|   |                                                                   |
| * |                                                                   |
| * |                                                                   |
| D |                                                                   |
| r |                                                                   |
| o |                                                                   |
| p |                                                                   |
| - |                                                                   |
| D |                                                                   |
| o |                                                                   |
| w |                                                                   |
| n |                                                                   |
| M |                                                                   |
| e |                                                                   |
| n |                                                                   |
| u |                                                                   |
| * |                                                                   |
| * |                                                                   |
+---+-------------------------------------------------------------------+
| 1 | Assignment of responsibility.                                     |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 2 | Assignment of authority.                                          |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 3 | Does not understand procedures, policies or instructions and      |
| \ | information.                                                      |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 4 | Does not understand controls.                                     |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 5 | Does not understand process measurements.                         |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 6 | Does not understand interfaces.                                   |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 7 | Span of control.                                                  |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 8 | Position vacant.                                                  |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+
| 9 | Other.                                                            |
| \ |                                                                   |
| . |                                                                   |
+---+-------------------------------------------------------------------+