INDIVIDUAL SECURITY PLAN 

This form is required as part of compliance with DOE M 470.4-1,
Safeguards and Security Program Planning and Management, Facility
Clearance Program.

Applicability Chart

  -----------------------------------------------------------------------
  The ISP **applies** when a DOE L or Q Clearance **is required** to
  perform the work at Sandia for the following agreements/contracts (even
  if the clearance is transferred or extended from another DOE site):

  1\. Consultant agreements

  2\. Professional Service Agreements (PSAs)

  3\. No Fee Agreements (NFAs)

  4\. Serving on Sandia Advisory Panel (received invitation from SNL)

  5\. Intra Work Transfer Agreements (IWTAs)

  6\. Emeritus Program

   

  The ISP **does not** apply to:

  1\. Uncleared consultant agreements, PSAs, NFAs, Panels or IWTAs

  2\. Sandia employees

  3\. Sandia contractors (i.e. Ktech, Summit Construction, Staff Aug)

  4\. Visitors processed through the Incoming Classified Visits Office

  5\. Unclassified Visit Requests

  6\. Foreign National Visits and Assignments
  -----------------------------------------------------------------------

**[Instructions]{.underline}**

**Section I** identifies the contract/agreement and the individual's
legal responsibilities and approvals.

> **Select Type:** Please select one of the following contract/agreement
> types for your consultant/Provider/Panel Member and provide
> appropriate information as indicated/if required.
>
> For questions on DOE clearances for Intra Work Transfer Agreements
> (IWTAs), contact the FOCI Office.
>
> **Select Applicable DOE Clearance....:** Choose DOE L or Q as
> applicable for this contract/agreement.
>
> **Item 1:** Identify if the Individual is associated with a
> Company/University **[or]{.underline}** if they do not have an
> association with a Company/University (other than Sandia).
>
> **Items 2-6:** The Individual and SNL Requestor/Host are required to
> review and concur with the statements. Appropriate signatures are
> required at the bottom of the form.
>
> **Signature Section:** This section must be signed by the associated
> Approving Sandia Manager and the Individual and associates
> Company/University other than Sandia, if applicable.

**Section II** includes important reminders of general security
requirements while working at Sandia National Laboratories. It is kept
with the individual as reference.

**[How to submit]{.underline}**

**The security plan must be signed and submitted the FOCI office for
official record for this individual -- please send to:**

**FOCI Office at FAX No. 925-294-1330 (CA)**

**Failure to complete this form simultaneously with the Clearance/Badge
request paperwork will result in delays in the clearance process and
badge process.**

Refer to CPR400.3.21, Foreign Ownership, Control, or Influence (FOCI)
and Facility Approval and Registration of Safeguards and Security (S&S)
Activities for more guidance.

**Questions?** Contact the FOCI Program at (925) 294-2243, Org 8511-1,
MS 9113 or [CAFOCI@sandia.gov]{.underline}.

 INDIVIDUAL SECURITY PLAN 

FAX Completed form to 925-294-1330 (for CA)

SECTION I:

  --------------- -------------- ---------------------------------------------
  **The                          **has the following contract/agreement with
  individual,**                  Sandia National Laboratories:**

                  Individual's   
                  Full Name      
  --------------- -------------- ---------------------------------------------

**Select Type:**

  ---------------------- -- -------------- -- ------------ ----------- ----------- ----------- ------------ ------------ --------- -----------
  **Consultant                                **Contract                           **     **                             **Exp.    **     **
  Agreement/Contract**                        #:**                                                                       Date:**   

  **No-Fee Agreement        **End Date:**                  **     **                           **Copy of                           
  (NFA)**                                                                                      signed NFA                          
                                                                                               attached**                          

  **Advisory Panel          **Invitation                               **     **                            **Copy of              
  Member**                  Date:**                                                                         Invitation             
                                                                                                            Letter                 
                                                                                                            attached**             
  ---------------------- -- -------------- -- ------------ ----------- ----------- ----------- ------------ ------------ --------- -----------

**Select applicable DOE Clearance Level for the above
contract/agreement/appointment:**

**Q** **L**

In furtherance of the referenced Agreement and in order to comply with
the requirements for individuals found in DOE Manual 470.4-1,
[Safeguards and Security Program Planning and Management]{.underline},
Sandia Corporation (Sandia) and the Individual agree to the following
Individual Security Plan:

1.  Sandia recognizes the existing relationship identified above between
    the individual who:

> [Select One:]{.underline}

  -------------------- ------------------------------------------------- ----------------
  a\) does have an                                                       
  existing                                                               
  relationship as an                                                     
  employee, agent or                                                     
  owner of:                                                              

                                                                         

                       Company/University Name (other than Sandia)       

  b\) [does not have                                                     
  any]{.underline}                                                       
  existing                                                               
  relationship(s) with                                                   
  any                                                                    
  Company/University                                                     
  either by                                                              
  employment,                                                            
  representation or                                                      
  ownership.                                                             
  -------------------- ------------------------------------------------- ----------------

2.  If applicable, Individual certifies that the Company/University will
    not require the individual to reimburse or turnover any of the
    revenue from the Agreement with Sandia to the Company/University,
    that is, the Agreement is a contractual relationship between the
    individual and Sandia, and is not on behalf of any other entity.

3.  Should the parties to the referenced Agreement change, all
    applicable Foreign Ownership, Control or Influence (FOCI) security
    requirements will be immediately applicable as required by DOE/NNSA.
    (Contact Meaghan Shay (925-294-2243) for SNL/CA for FOCI program
    requirements.)

4.  The individual will follow the Sandia Corporate Process Requirements
    (CPRs) as applicable.

5.  The security clearance provided by Sandia National Laboratories is
    [strictly]{.underline} for the performance of activity referenced in
    the Agreement, and this security clearance cannot be utilized for
    any other work.

6.  Further, when the Agreement is terminated, the security clearance
    will be terminated.

**By our signature below, Sandia National Laboratories and individual
acknowledge that we have read and agree to all of the conditions
above.**

  ------------------------------- -- ------------------------- -- ----------
  **Approving Sandia Manager:**                                   

                                                                       

  Print Name                         Signature                    Date

  **Individual:**                                                 

                                                                       

  Print Name                         Signature                    Date

  **If applicable, Associated                                     
  Company Manager/Associated                                      
  University Dean (If not                                         
  applicable, mark N/A)**                                         

                                                                       

  Print Name                         Signature                    Date
  ------------------------------- -- ------------------------- -- ----------

** **

**SECTION II: The following sections are important reminders of general
security requirements while working at Sandia National Laboratories.
Please read and keep for future reference.**

**Personnel Security Requirements**

-   The individual must utilize their DOE clearance at least once every
    90 working days  

-   The clearance must be terminated if the individual is on a leave of
    absence or on extended leave and will not require access to
    classified information or matter, or SNM, for 90 consecutive working
    days. 

-   The individual must report information which could affect their
    continued access to SNL and DOE information. This information must
    be reported within specified timeframes. For more information on
    Reporting Requirements contact Security Awareness at 925-294-4649 or
    the Clearance Processing Clerk at 925-294-2061 or view the Reporting
    Requirements Matrix at:

-   <https://wfsprod01.sandia.gov/groups/srn-uscitizens/documents/document/wfs476078.pdf>.

-   The individual must notify SNL Personnel Security IMMEDIATELY upon
    termination of employment, or access is no longer needed, by
    submitting/faxing a completed Security Termination Statement  DOE F
    5631.29 to FAX# 925-294-1330 (SNL/CA).

-   Questions to Clearance Termination Specialist 925-294-2243 (SNL/CA).

    **Prohibited Articles -- applicable to Sandia controlled premises**

**Note**: Prohibitions and controls associated with the use of certain
electronic devices are presented in CPR400.2.10, [Section
4.8](http://www-irn.sandia.gov/policy/infrastructure/cpr400210_40.htm#148),
*Prohibited and Controlled Electronic Devices and Media.*

Members of the Workforce shall **not** possess the following items on
[Sandia-controlled
premises](http://www-irn.sandia.gov/iss/CPR400.3.11/cpr400.3.11.htm#1):

1.  Personal chemical protection sprays, except as follows:

    -   Small containers (3.5 ounces or less at SNL/NM, 2.5 ounces or
        less at SNL/CA) of personal chemical protection sprays are not
        considered contraband, prohibited, or controlled items, except
        in [protected
        areas](http://www-irn.sandia.gov/iss/CPR400.3.11/cpr400.3.11.htm#1)
        (see below). *NOTE: The restrictions on personal chemical sprays
        are not based on Federal rules but State Law (which is why NM
        and CA have different rules).*

    -   Personal chemical protection sprays are prohibited within
        [protected
        areas](http://www-irn.sandia.gov/iss/CPR400.3.11/cpr400.3.11.htm#1),
        regardless of quantity.

> **Protected Area** - A security area encompassed by physical barriers,
> surrounded by an intrusion detection and assessment system, and having
> access controls for the protection of larger quantities of special
> materials (e.g., Tech Area 5 in New Mexico \[Albuquerque\], not
> applicable to California).

2.  Firearms unless authorized.

3.  Explosives, pyrotechnics, or propellants unless authorized.

4.  Instruments or materials that are likely to produce substantial
    injury or damage to persons or property unless authorized.

> ***Note**: In circumstances where the potential danger associated with
> an item is questionable, consult the [prohibited items
> contact](http://www-irn.sandia.gov/security/resource/contacts/ss_diraccess.htm#prohibited_items)
> for additional information.*

5.  Illegal drugs (does not include controlled substances with medical
    approval) .

6.  Drug paraphernalia.

7.  Intoxicants.

> ***Note**: **Alcoholic beverages are NOT allowed on Sandia/CA --
> controlled premises at any time. This would include vehicles within
> general parking areas.***

** Quick Reference Table for Prohibited and Controlled Electronic
Devices**

**NOTE: Refer to CPR400.2.10, [Section
4.8](http://www-irn.sandia.gov/policy/infrastructure/cpr400210_40.htm#148),
*Prohibited and Controlled Electronic Devices and Media* for specific
details.**

+-----------------------+-------------+---------------+---------------+
| ** Prohibited and     | *Property   | *Limited      | *More         |
| Controlled Electronic | Protection  | Areas*        | restricted    |
| Devices**             | Areas       |               | areas -       |
|                       | (PPAs)*     |               | Vaults and    |
|                       |             |               | other         |
|                       |             |               | Exclusion     |
|                       |             |               | Areas*        |
+-----------------------+-------------+---------------+---------------+
| Cameras and other     | R           | Registration  | Registration  |
| visual recording      | egistration | Required      | Required      |
| devices -- Sandia     | Required    |               |               |
| Owned                 |             |               |               |
+-----------------------+-------------+---------------+---------------+
| Microphones and other | R           | Registration  | Registration  |
| audio recording       | egistration | Required      | Required      |
| devices -- Sandia     | Required    |               |               |
| Owned                 |             |               |               |
+-----------------------+-------------+---------------+---------------+
| RF Transmitting (No   | Not within  | Authorization | Authorization |
| RF Keyboards)         | 100 ft of   | required; not | required; not |
|                       | classified  | within 100 ft | within 100 ft |
|                       |             | of classified | of classified |
+-----------------------+-------------+---------------+---------------+
| Pagers: One-Way       | Yes         | Yes           | Yes           |
+-----------------------+-------------+---------------+---------------+
| Pagers: One and a     | Yes         | Yes           | Generally     |
| Half Way              |             |               | not; check    |
|                       |             |               | with area     |
|                       |             |               | owner         |
+-----------------------+-------------+---------------+---------------+
| Pagers: Two-Way       | No          | No            | No            |
+-----------------------+-------------+---------------+---------------+
| Infrared devices: (No | Yes         | Yes           | Yes, up to    |
| transmitting          |             |               | SRD           |
| capability)           |             |               |               |
+-----------------------+-------------+---------------+---------------+
| Infrared devices:     | Yes         | Yes,          | No            |
| (With transmitting    |             | unclassified  |               |
| capability)           |             | only and      |               |
|                       |             | limited to    |               |
|                       |             | work area     |               |
+-----------------------+-------------+---------------+---------------+
| Portable Electronic   | No          | No personally | No personally |
| Devices (PEDs) --     | personally  | owned         | owned         |
| with cameras,         | owned       | devices.      | devices.      |
| microphones           | devices.    |               |               |
|                       |             | Contact       | Contact       |
|                       | Contact     | Sandia host   | Sandia host   |
|                       | Sandia host | for Sandia    | for Sandia    |
|                       | for Sandia  | Owned.        | Owned.        |
|                       | Owned.      |               |               |
+-----------------------+-------------+---------------+---------------+
| PEDs - with RF        | No          | No personally | No personally |
| capability            | personally  | owned         | owned         |
|                       | owned       | devices.      | devices.      |
|                       | devices.    |               |               |
|                       |             | Contact       | Contact       |
|                       | Contact     | Sandia host   | Sandia host   |
|                       | Sandia host | for Sandia    | for Sandia    |
|                       | for Sandia  | Owned.        | Owned.        |
|                       | Owned.      |               |               |
+-----------------------+-------------+---------------+---------------+
| PEDs -- with cell     | No          | No personally | No personally |
| phone                 | personally  | owned         | owned         |
|                       | owned       | devices.      | devices.      |
|                       | devices.    |               |               |
|                       |             | Contact       | Contact       |
|                       | Contact     | Sandia host   | Sandia host   |
|                       | Sandia host | for Sandia    | for Sandia    |
|                       | for Sandia  | Owned.        | Owned.        |
|                       | Owned.      |               |               |
+-----------------------+-------------+---------------+---------------+
| Cellular Telephones   | Yes,        | No, unless    | No, unless    |
|                       | subject to  | approved      | approved      |
|                       | local       |               |               |
|                       | r           |               |               |
|                       | estrictions |               |               |
+-----------------------+-------------+---------------+---------------+

** REQUIRED SECURITY BRIEFINGS QUICK GUIDE FOR INDIVIDUALS UNDER
CONTRACT TO SANDIA (SUBCONTRACTORS, CONSULTANTS & NO-FEES)**

+---+-------+----------+---------------+--------------+--------------+
|   | **In  | **In     | **            | **Refresher  | *            |
|   | itial | tegrated | Comprehensive | Briefing**   | *Termination |
|   | Brief | Cyber    | Briefing**    |              | Briefing**   |
|   | ing** | and      |               | **(SEC100)** |              |
|   |       | Inf      | **(SEC150)**  |              | **(SEC225)** |
|   | **    | ormation |               |              |              |
|   | (SEC0 | Security |               |              |              |
|   | 50)** | Tr       |               |              |              |
|   |       | aining** |               |              |              |
|   |       |          |               |              |              |
|   |       | **(C     |               |              |              |
|   |       | OM100)** |               |              |              |
+---+-------+----------+---------------+--------------+--------------+
| * | **Bef | Within   | Upon receipt  | Annually.    | When either  |
| * | ore** | 14 days  | of access     |              | of these     |
| W | rece  | from     | authorization | Failure to   | happens:     |
| h | iving | your     | and before    | complete     |              |
| e | uncl  | hire     | receiving     | briefing on  | -   Leave    |
| n | eared | date,    | initial       | required     |     your     |
| i | (     | and      | access to     | annual date  |              |
| t | grey) | every 12 | classified    | will result  |  employment, |
| i | b     | months   | information   | in badge     |     **or**   |
| s | adge. | the      | or material,  | being        |              |
| t |       | reafter. | or special    | deactivated. | -   Take a   |
| o |       |          | nuclear       | Badge        |              |
| b |       |          | material      | reactivation |   90-workday |
| e |       |          | (SNM).        | will occur   |     or       |
| t |       |          |               | 24-36 hours  |     longer   |
| a |       |          |               | after late   |     Leave of |
| k |       |          |               | briefing has |     Absence, |
| e |       |          |               | been         |     **or**   |
| n |       |          |               | completed.   |              |
| * |       |          |               | (Failure to  | -   No       |
| * |       |          |               | complete     |     longer   |
|   |       |          |               | briefing     |     require  |
|   |       |          |               | within 90    |     access   |
|   |       |          |               | work days    |     to       |
|   |       |          |               | will result  |              |
|   |       |          |               | in clearance |   classified |
|   |       |          |               | being        |              |
|   |       |          |               | terminated.) |    material. |
|   |       |          |               |              |              |
|   |       |          |               |              | >            |
|   |       |          |               |              | **[whichever |
|   |       |          |               |              | > is         |
|   |       |          |               |              | > sooner]{.  |
|   |       |          |               |              | underline}** |
+---+-------+----------+---------------+--------------+--------------+
| * | Live  | -   May  | Four (4) hour | -   May be   | -            |
| * | bri   |     be   | live briefing |     taken    |  Review/sign |
| H | efing |          | given at      |     on-line  |              |
| o | and   |    taken | Sandia.       |     if you   |    *Security |
| w | ha    |          | Personnel     |     have     |              |
| i | ndout |  on-line | Security      |     access   |  Termination |
| t | given |     if   | Spec.         |     to       |              |
| s | by BO |     you  | notifies      |     SNL/CA   |   Statement* |
| h | Spec. |     have | grantee, SNL  |     internal |     (DOE F   |
| o |       |          | manager of    |     web.     |     5631.29) |
| u | Note: |   access | clearance     |              |              |
| l | Addit |     to   | receipt and   | -   For      | ```{=html}   |
| d | ional |          | class         |              | <!-- -->     |
| b | su    |   SNL/CA | registration. |    hard-copy | ```          |
| e | pplem |          |               |     call     | -   View     |
| t | ental | internal | If off site   |              |              |
| a | live  |     web. | personnel     | 505-845-7776 | SNL-provided |
| k | bri   |          | *             |     to       |     video    |
| e | efing | -   For  | *specifically |     receive  |              |
| n | rec   |     h    | exempted by   |     PDF      | "Termination |
| * | eived | ard-copy | SNL S&S       |     copy.    |              |
| * | w     |     call | Awareness,**  |              |   Briefing." |
|   | ithin |     505- | review        |              |     Either   |
|   | 30    | 844-2322 | s             |              |     on line  |
|   | days. |     to   | ite-developed |              |     or by    |
|   |       |          | Security      |              |     calling  |
|   |       |  receive | briefing      |              |              |
|   |       |     PDF  | booklet,      |              | 925-294-2243 |
|   |       |          | complete      |              | for video.   |
|   |       |    copy. | quiz, and     |              |              |
|   |       |          | sign          |              |              |
|   |       |          | *Classified   |              |              |
|   |       |          | Information   |              |              |
|   |       |          | Nondisclosure |              |              |
|   |       |          | Agreement*    |              |              |
|   |       |          | (SF 312)      |              |              |
|   |       |          | witnessed and |              |              |
|   |       |          | **signed by   |              |              |
|   |       |          | an authorized |              |              |
|   |       |          | PSD rep.**    |              |              |
+---+-------+----------+---------------+--------------+--------------+
| * | S&S   | -        | > Completions | -   On-line  | Ensure both  |
| * | Awar  |  On-line | > entered by  |              | signed form  |
| H | eness |     co   | > S&S         |   completion | **[and       |
| o | e     | mpletion | > Awareness.  |     a        | badge]{.     |
| w | nters |          |               | utomatically | underline}** |
| t | c     |    autom | -   If you    |     recorded | are returned |
| o | redit | atically |     have been |     in SNL   | within 2     |
| \ | in    |          |     exempted  |              | workdays to  |
| g | the   | recorded |     from      |    corporate |              |
| e | in    |     in   |     class,    |     training | > Sandia     |
| t | divid |     SNL  |     ensure:   |     records. | > National   |
| c | ual's |     c    |               |              | >            |
| r | tra   | orporate | > completed   | -   Hard     | Laboratories |
| e | ining |          | > quiz and    |     copy     |              |
| d | r     | training | > original    |              | Clearance    |
| i | ecord |          | > Classified  |  completions | Terminations |
| t | upon  | records. | > Information |     --       |              |
| * | re    |          | >             |              | Badge Office |
| * | ceipt | -   Hard | Nondisclosure | > Ensure     |              |
|   | of    |     copy | > Agreement   | > completed  | P.O. Box     |
|   | the   |     com  | > (SF 312) is | > quiz is    | 969, MS93    |
|   | w     | pletions | > mailed to:  | >            |              |
|   | eekly | --Ensure |               | > faxed to:  | Livermore,   |
|   | auto  |     c    | Sandia        | >            | CA 94550-969 |
|   | mated | ompleted | National      | > S&S        |              |
|   | B     |     quiz | Laboratories  | > Awareness  | Fax: (925)   |
|   | adge- |     is   |               | >            | 294-1330     |
|   | Issue |          | Badge Office  | > \(505\)    |              |
|   | List  | > faxed  |               | > 284-6079.  |              |
|   | from  | > to:    | P.O. Box 969, |              |              |
|   | the   | >        | MS93          |              |              |
|   | IPASS | > Cyber  |               |              |              |
|   | sy    | >        | Livermore, CA |              |              |
|   | stem. | Security | 94550-969,    |              |              |
|   |       | >        |               |              |              |
|   |       | >        | Completed     |              |              |
|   |       |  \(505\) | quiz may also |              |              |
|   |       | > 2      | be faxed to:  |              |              |
|   |       | 84-8211. | (925)         |              |              |
|   |       |          | 294-1330.     |              |              |
+---+-------+----------+---------------+--------------+--------------+

 **REQUIRED SECURITY BRIEFINGS QUICK GUIDE FOR INDIVIDUALS UNDER
CONTRACT TO SANDIA (SUBCONTRACTORS, CONSULTANTS & NO-FEES)**

+---+--------+---------+-----------------------+---------+-----------+
|   | **I    | **Int   | **Comprehensive       | **Re    | **Te      |
|   | nitial | egrated | Briefing**            | fresher | rmination |
|   | Brie   | Cyber   |                       | Bri     | B         |
|   | fing** | and     | **(SEC150)**          | efing** | riefing** |
|   |        | Info    |                       |         |           |
|   | **(SEC | rmation |                       | **(SE   | **(       |
|   | 050)** | S       |                       | C100)** | SEC225)** |
|   |        | ecurity |                       |         |           |
|   |        | Tra     |                       |         |           |
|   |        | ining** |                       |         |           |
|   |        |         |                       |         |           |
|   |        | **(CO   |                       |         |           |
|   |        | M100)** |                       |         |           |
+---+--------+---------+-----------------------+---------+-----------+
| * | -   Ov | -   Gui | -   Classification &  | Sele    | -   R     |
| * | erview | delines |     declassification  | ctively | eiterates |
| B |     of |     for |     requirements and  | rei     |     c     |
| r |        |         |     procedures        | nforces | ontinuing |
| i |    DOE | backing |                       | info    |     respo |
| e |        |     up, |     -   Definition of | rmation | nsibility |
| f |  facil |         |         classified    | p       |     not   |
| i | ity/or |    reco |         info.         | rovided |     to    |
| n | ganiza | vering, |                       | in      |           |
| g | tion's |     rec |     -   Purpose of    | Compre  |  disclose |
| c |     m  | eiving, |         DOE           | hensive |     c     |
| o | ission |         |                       | Br      | lassified |
| n |        |  transm |        classification | iefing. |     in    |
| t | -   Ov | itting, |         and           | Br      | formation |
| e | erview |     and |                       | iefings |     or    |
| n |     of |         |      declassification | address |           |
| t |        |   trans |         program       | current |    matter |
| s |  facil | ferring |                       | fac     |     to    |
| m | ity/or |     c   |     -   Levels and    | ility-/ |     which |
| u | ganiza | omputer |         categories of | organiz |     i     |
| s | tion's |         |         classified    | ation-s | ndividual |
| t |        |    info |         information   | pecific |     has   |
| i |  major | rmation |                       | S&S     |     had   |
| n |        |         |     -   Damage        | issues  |           |
| c |    S&S | -   Gui |         criteria      | and     |    access |
| l |     p  | delines |         associated    | count   |           |
| u | rogram |     for |         with each     | erintel | -         |
| d |        |     di  |                       | ligence | Potential |
| e |   resp | sposing |        classification | awa     |           |
| b | onsibi |     of  |         level         | reness. | penalties |
| u | lities |     r   |                       |         |     for   |
| t |        | ecorded |     -   Authority for |         |     nonc  |
| a | -      |         |                       |         | ompliance |
| r | Access |   infor |        classification |         |           |
| e |     c  | mation, |         and           |         | -   O     |
| n | ontrol |     c   |                       |         | bligation |
| o |        | omputer |     declassification, |         |     to    |
| t | -      |     ha  |         and           |         |           |
| l | Escort | rdware, |                       |         |    return |
| i |        |     and |     -   Procedures    |         |     all   |
| m |   proc |         |         for           |         |     unc   |
| i | edures |   media |         challenging   |         | lassified |
| t |        |         |         the           |         |     c     |
| e | -      | -   Gui |                       |         | ontrolled |
| d |   Prot | delines |        classification |         |     and   |
| t | ection |     for |         status of     |         |     c     |
| o |     of |     pro |         information   |         | lassified |
| * |        | tecting |                       |         |           |
| * |   Gove |         |     -   Classified    |         | documents |
|   | rnment |   Uncla |         information   |         |     and   |
|   |     pr | ssified |         protection    |         |           |
|   | operty |     Con |         elements      |         |  material |
|   |        | trolled |                       |         |     in    |
|   |    and |         |     -   Procedures    |         |     ind   |
|   |        |    Info |         for           |         | ividual's |
|   |  badge | rmation |         protecting    |         |     p     |
|   |        |         |         classified    |         | ossession |
|   |   proc |   (UCI) |         information   |         |     to    |
|   | edures |     and |                       |         |     FSO.  |
|   |        |     cla |     -   Definition of |         |           |
|   | -   Id | ssified |         unauthorized  |         | -   In    |
|   | entifi |         |         disclosures   |         | formation |
|   | cation |    info |                       |         |           |
|   |     of | rmation |     -   Penalties for |         | contained |
|   |        |         |         unauthorized  |         |     in    |
|   |   cont | -   How |         disclosures,  |         |     items |
|   | rolled |     to  |                       |         |     1     |
|   |        |     re  |     -   Conditions    |         |           |
|   |    and | cognize |         and           |         |   through |
|   |        |     and |         restrictions  |         |     6 of  |
|   |   proh |         |         for access to |         |           |
|   | ibited |  report |         classified    |         |  Security |
|   |     ar |     a   |         information   |         |     Te    |
|   | ticles |     s   |         or matter     |         | rmination |
|   |        | ecurity |                       |         |           |
|   | -      |     i   | ```{=html}            |         | Statement |
|   |   Prot | ncident | <!-- -->              |         |     (DOE  |
|   | ection |     in  | ```                   |         |     F     |
|   |     of | volving | -   Individual's S&S  |         |           |
|   |        |         |     reporting         |         |  5631.29) |
|   | unclas |    info |     requirements      |         |           |
|   | sified | rmation |                       |         | -   In    |
|   |        |     re  | -   Legal and         |         | formation |
|   |   cont | sources |     administrative    |         |           |
|   | rolled |         |     sanctions for     |         | contained |
|   |        | -   How |     security          |         |     in    |
|   |  infor |     to  |     infractions and   |         |     items |
|   | mation |     m   |     violations of law |         |     3,    |
|   |        | inimize |                       |         |     4,5,  |
|   | -      |     the | -   Protection and    |         |     7 and |
|   |   Proc |         |     control of        |         |     8 of  |
|   | edures |    risk |     classified        |         |     the   |
|   |        |     of  |     information or    |         |     C     |
|   |    for |         |     matter, and       |         | lassified |
|   |        |    your |     unclassified      |         |     In    |
|   |    rep |         |     controlled        |         | formation |
|   | orting |    info |     information,      |         |     Nond  |
|   |        | rmation |     including         |         | isclosure |
|   |    inc |         |                       |         |           |
|   | idents |   being |    telecommunications |         | Agreement |
|   |     of |         |     and electronic    |         |     (SF   |
|   |     se |    lost |     transmissions     |         |     312)  |
|   | curity |     or  |                       |         |           |
|   |     c  |         | -   Information       |         | -         |
|   | oncern |  stolen |     pertaining to     |         | Penalties |
|   |        |         |     security badges,  |         |     for   |
|   | (e.g., | -       |     access            |         |     una   |
|   |     at |   Where |     authorization     |         | uthorized |
|   | tempts |     to  |     levels, and       |         |     d     |
|   |     to |     go  |     access controls   |         | isclosure |
|   |        |     and |                       |         |     of    |
|   |   gain |         | -   Responsibilities  |         |     C     |
|   |        |    whom |     associated with   |         | lassified |
|   | unauth |     to  |     escorting         |         |     In    |
|   | orized |         |                       |         | formation |
|   |        | contact | -   Targeting and     |         |     as    |
|   | access |     for |     recruitment       |         |           |
|   |     to |         |     methods of        |         | specified |
|   |        | further |     foreign           |         |     in    |
|   |   clas |         |     intelligence      |         |           |
|   | sified |    info |     services          |         |    Atomic |
|   |        | rmation |                       |         |           |
|   |  infor |     or  | -   General           |         |    Energy |
|   | mation |     ass |     information       |         |     Act   |
|   |     or | istance |     concerning the    |         |     of    |
|   |     m  |         |     protection of     |         |     1954  |
|   | atter, | -       |     special nuclear   |         |     and   |
|   |        |   Requi |     materials, if     |         |     Title |
|   |    and | rements |     applicable, and   |         |     18,   |
|   |        |     for |                       |         |     U.S.  |
|   | -   Id |         | -   Purpose and       |         |     Code, |
|   | entifi |    when |     requirements of,  |         |     and   |
|   | cation |         |     and               |         |           |
|   |     of |    info |     responsibilities  |         | -         |
|   |     cl | rmation |     for, the          |         | Penalties |
|   | assifi |     is  |     Classified        |         |     for   |
|   | cation |     r   |     Information       |         |     una   |
|   |     ma | eviewed |     Nondisclosure     |         | uthorized |
|   | rkings |         |     Agreement         |         |     d     |
|   |        |   prior |     (SF-312)          |         | isclosure |
|   |        |     to  |                       |         |     of    |
|   |        |         |                       |         |     Unc   |
|   |        | release |                       |         | lassified |
|   |        |         |                       |         |     C     |
|   |        |         |                       |         | ontrolled |
|   |        |         |                       |         |           |
|   |        |         |                       |         |   Nuclear |
|   |        |         |                       |         |     Inf   |
|   |        |         |                       |         | ormation. |
+---+--------+---------+-----------------------+---------+-----------+

Driven by: ● DOE M 470.4-1, Safeguards and Security Awareness Program
Planning and Management, Part 2, Section K, "Safeguards and Security
Awareness Programs."

-   DOE O 470.1, Chg. 1, Safeguards and Security Program.

Issue Date: August 2007