**TABLE OF CONTENTS**

**PART 1 - BACKGROUND, PURPOSE, AND APPLICABILITY**

Background 1-1

Purpose and Applicability 1-3

Overview of this Supplement 1-4

Technical Information 1-8

How to Obtain Additional Guidance 1-9

**PART 2 - MATRIX OF COMPLIANCE REQUIREMENTS** 2-1

**PART 3 - COMPLIANCE REQUIREMENTS**

Introduction 3- 1

> A. Activities Allowed or Unallowed 3- A
>
> B. Allowable Costs/Cost Principles 3- B
>
> C. Cash Management 3- C
>
> D Davis-Bacon Act 3- D
>
> E. Eligibility 3- E
>
> F. Equipment and Real Property Management 3- F
>
> G. Matching, Level of Effort, Earmarking 3- G
>
> H. Period of Availability of Federal Funds 3- H
>
> I. Procurement and Suspension and Debarment 3- I
>
> J. Program Income 3- J
>
> K. Real Property Acquisition and Relocation Assistance 3- K
>
> L. Reporting 3- L
>
> M. Subrecipient Monitoring 3-M
>
> N. Special Tests and Provisions 3- N

**PART 4 - AGENCY PROGRAM REQUIREMENTS**

Introduction 4-1

> [No.]{.underline} [Agency Name]{.underline}

**02** **U. S. Agency for International Development (USAID)**

None - Foreign Food Aid Donation Program 4-02.001

**10 United States Department of Agriculture (USDA)**

None - Food for Progress Program 4-10.001

None - Section 416(b) Program 4-10.001

10.551 - Food Stamps 4-10.551

10.553 - School Breakfast Program (SBP) 4-10.553

10.555 - National School Lunch Program (NSLP) 4-10.553

10.556 - Special Milk Program for Children (SMP) 4-10.553

10.557 - Special Supplemental Nutrition Program for Women, Infants,

and Children (WIC) 4-10.557

10.558 - Child and Adult Care Food Program (CACFP) 4-10.558

10.559 - Summer Food Service Program for Children (SFSPC) 4-10.553

10.561 - State Administrative Matching Grants for Food Stamp Program
4-10.551

10.566 - Nutrition Assistance for Puerto Rico 4-10.566

10.568 - Emergency Food Assistance Program (Administrative Costs)
4-10.568

10.569 - Emergency Food Assistance Program (Food Commodities) 4-10.568

10.570 - Nutrition Program for the Elderly (Commodities) 4-10.570

10.760 - Water and Waste Disposal Systems for Rural Communities 4-10.760

10.766 - Community Facilities Loans and Grants 4-10.766

**12 Department of Defense (DOD)**

12.401 - National Guard Military Operations and Maintenance (O&M)

Projects 4-12.401

**14 Department of Housing and Urban Development (HUD)**

14.157 - Supportive Housing for the Elderly (Section 202) 4-14.157

> 14.182 - Section 8 New Construction and Substantial Rehabilitation
> 4-14.182

14.195 - Section 8 Housing Assistance Payments Program\--Special

Allocations 4-14.182

14.218 - Community Development Block Grants/Entitlement Grants 4-14.218

14.219 - Community Development Block Grants/Small Cities Program
4-14.218

14.228 - Community Development Block Grant/State\'s Program 4-14.228

14.231 - Emergency Shelter Grants Program 4-14.231

14.235 - Supportive Housing Program 4-14.235

14.238 - Shelter Plus Care 4-14.238

14.239 - HOME Investment Partnerships Program 4-14.239

14.241 - Housing Opportunities for Persons with AIDS 4-14.241

14.850 - Public and Indian Housing 4-14.850

14.852 - Public Housing\--Comprehensive Improvement Assistance

Program 4-14.852

14.855 - Section 8 Rental Voucher Program 4-14.855

14.856 - Lower Income Housing Assistance Program-Section 8

Moderate Rehabilitation 4-14.182

14.857 - Section 8 Rental Certificate Program 4-14.855

14.859 - Public Housing Comprehensive Grant Program 4-14.859

14.862 - Indian Community Development Block Grant Program 4-14.862

**15 Department of the Interior (DOI)**

None - BIA Cross Cutting Section 4.15.000

15.021 - Consolidated Tribal Government Program 4-15.021

15.022 - Tribal Self-Governance 4-15.022

15.030 - Indian Law Enforcement 4-15.030

15.042 - Indian School Equalization Program 4-15.042

15.605 - Sport Fish Restoration 4-15.605

15.611 - Wildlife Restoration 4-15.605

**16 Department of Justice (DOJ)**

16.579 - Byrne Formula Grant Program 4-16.579

**17 Department of Labor (DOL)**

17.207 - Employment Service 4-17.207

17.225 - Unemployment Insurance (UI) 4-17.225

17.235 - Senior Community Service Employment Program 4-17.235

17.245 - Trade Adjustment Assistance\--Workers 4-17.245

17.246 - Employment and Training Assistance\--Dislocated Workers
4-17.250

17.247 - Migrant and Seasonal Farmworkers 4-17.247

17.250 - Job Training Partnership Act 4-17.250

17.251 - Native American Employment and Training Programs 4-17.251

17.253 - Welfare-to-Work Grants to States and Localities 4-17.253

17.801 - Disabled Veterans\' Outreach Program (DVOP) 4-17.207

17.804 - Local Veterans\' Employment Representative Program 4-17.207

None - School-to-Work Opportunities Act of 1994 4-84.278

**20 Department of Transportation (DOT)**

20.106 - Airport Improvement Program 4-20.106

20.205 - Highway Planning and Construction 4-20.205

20.500 - Federal Transit Capital Improvement Grants 4-20.500

20.507 - Federal Transit Capital and Operating Assistance Formula

Grants 4-20.500

20.600 - State and Community Highway Safety 4-20.600

20.601 - Alcohol Traffic Safety and Drunk Driving Prevention

Incentive Grants 4-20.600

**45** **National Endowment for the Humanities (NEH)**

45.129 - Promotion of the Humanities\--Federal/State Partnership
4-45.129

**66 Environmental Protection Agency (EPA)**

66.458 - Capitalization Grants for State Revolving Funds 4-66.458

66.468 - Capitalization Grants for Drinking Water State Revolving Fund
4-66.468

**83 Federal Emergency Management Agency (FEMA)**

83.543 - Individual and Family Grants 4-83.543

83.544 - Public Assistance Grants 4-83.544

**84 Department of Education (ED)**

None - Cross-Cutting Section 4-84.000

84.002 - Adult Education\--State Grant Program 4-84.002

84.010 - Title I Grants to Local Educational Agencies (LEAs) 4-84.010

84.011 - Migrant Education\--Basic State Grant Program 4-84.011

84.027 - Special Education\--Grants to States 4-84.027

> 84.032 - Federal Family Education Loan Program (FFEL) -

Guaranty Agencies 4-84.032

84.041 - Impact Aid 4-84.041

84.042 - TRIO\--Student Support Services 4-84.042

84.044 - TRIO\--Talent Search 4-84.042

84.047 - TRIO\--Upward Bound 4-84.042

84.048 - Vocational Education\--Basic Grants to States (Perkins II)
4-84.048

> 84.126 - Rehabilitation Services\--Vocational Rehabilitation Grants to

States 4.84.126

84.173 - Special Education\--Preschool Grants 4-84.027

84.181 - Special Education\--Grants for Infants and Families with

Disabilities 4-84.181

84.186 - Safe and Drug-Free Schools and Communities\--State Grants
4-84.186

None - School-to-Work Opportunities Act of 1994 4-84.278

84.281 - Eisenhower Professional Development State Grants 4-84.281

84.288 - Bilingual Education\--Program Development and

Implementation Grants 4-84.288

84.290 - Bilingual Education\--Comprehensive School Grants 4-84.288

84.291 - Bilingual Education\--Systemwide Improvement Grants 4-84.288

84.298 - Innovative Education Program Strategies 4-84.298

**93 Department of Health and Human Services (HHS)**

93.044 - Special Programs for the Aging\--Title III, Part B\--Grants for

Supportive Services and Senior Centers 4-93.044

93.045 - Special Programs for the Aging\--Title III, Part C\--Nutrition

Services 4-93.044

93.558 - Temporary Assistance for Needy Families 4-93.558

93.563 - Child Support Enforcement 4-93.563

93.568 - Low-Income Home Energy Assistance 4-93.568

93.569 - Community Services Block Grant 4-93.569

93.575 - Child Care and Development Block Grant 4-93.575

93.596 - Child Care Mandatory and Matching Funds of the Child Care

and Development Fund 4-93.575

93.600 - Head Start 4-93.600

93.658 - Foster Care\--Title IV-E 4-93.658

93.667 - Social Services Block Grant 4-93.667

93.775 - State Medicaid Fraud Control Units 4-93.778

93.777 - State Survey and Certification of Health Care Providers

and Suppliers 4-93.778

93.778 - Medical Assistance Program 4-93.778

93.914 - HIV Emergency Relief Project Grants 4-93.914

93.915 - HIV Emergency Relief Formula Grants 4-93.914

93.959 - Block Grants for Prevention and Treatment of Substance Abuse
4-93.959

93.991 - Preventive Health and Health Services Block Grant 4-93.991

93.994 - Maternal and Child Health Services Block Grant to the States
4-93.994

**94 Corporation for National and Community Service (CNCS)**

94.006 - AmeriCorps 4-94.006

94.011 - Foster Grandparent Program 4-94.011

94.016 - Senior Companion Program 4-94.011

**96 Social Security Administration (SSA)**

96.001 - Social Security\--Disability Insurance 4-96.001

96.006 - Supplemental Security Income (SSI) 4-96.001

**PART** **5 - CLUSTERS OF PROGRAMS**

Introduction 5-1

Research and Development 5-2

Student Financial Assistance 5-3

> CFDA 84.007 - Federal Supplemental Educational Opportunity Grant
>
> Program (FSEOG)
>
> CFDA 84.032 - Federal Family Education Loans (FFEL)

CFDA 84.033 - Federal Work-Study Program (FWS)

CFDA 84.038 - Federal Perkins Loan Program (FPL)

CFDA 84.063 - Federal Pell Grant Program (PELL)

CFDA 84.268 - Federal Direct Loan (Direct Loan) (FDL)

CFDA 93.108 - Health Education Assistance Loans (HEAL)

CFDA 93.342 - Health Professions Student Loans, Including Primary Care
Loans/Loans for Disadvantaged Students (HPSL)

CFDA 93.364 - Nursing Student Loan (NSL)

CFDA 93.820 - Scholarships for Students of Exceptional Financial

Need (EFNS)

> CFDA 93.925 - Scholarships for Health Professions Students from

Disadvantaged Backgrounds (SDS)

Other Clusters 5-4

**PART 6 - INTERNAL CONTROL**

Introduction 6- 1

> A. Activities Allowed or Unallowed 6- A
>
> B. Allowable Costs/Cost Principles (Same as Activities Allowed or
> Unallowed) 6- A
>
> C. Cash Management 6- C
>
> D. Davis-Bacon Act 6- D
>
> E. Eligibility 6- E
>
> F. Equipment and Real Property Management 6- F
>
> G. Matching, Level of Effort, Earmarking 6- G
>
> H. Period of Availability of Federal Funds 6- H
>
> I. Procurement and Suspension and Debarment 6- I
>
> J. Program Income 6- J
>
> K. Real Property Acquisition and Relocation Assistance 6- K
>
> L. Reporting 6- L
>
> M. Subrecipient Monitoring 6-M

**PART 7 - GUIDANCE FOR AUDITING PROGRAMS NOT INCLUDED**

**IN THIS COMPLIANCE SUPPLEMENT** 7-1

**APPENDICES**

> I Federal Programs Excluded From the A-102 Common Rule 8-1
>
> II Federal Agency Codification of Certain Governmentwide Grants
>
> Requirements 8-2
>
> III Federal Agency Contacts for A-133 Audits 8-3

IV Internal Reference Tables 8-4

V List of Changes for the 1999 Compliance Supplement 8-5

> VI Advisory to Federal Grantees on Responsibility to Address Year 2000
> Issue 8-6