**Required Exhibits for Firm Commitment**

**for Capital Advance Financing**

All requests for Section 202 or Section 811 Firm Commitments must be
accompanied by the exhibits listed below.

The submission must contain one (1) original and copies and must be
tabbed and indexed accordingly.

Project Name:       HUD Office:

Project Number:       Rep.:      

Project Location:       Date Received:      

**[Exhibit]{.underline}
[Document\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline} [Yes No
N/A\_]{.underline}**

+-----+------------------------------------------------+----+----+----+
| 1\. | Cover Letter providing a brief description of  | \_ | \_ | \_ |
|     | the project and contacts for the owner,        | \_ | \_ | \_ |
|     | sponsor and other development team members     | \_ | \_ | \_ |
|     | including address, phone number, facsimile     |    |    |    |
|     | number and email address.                      |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 2\. | Evidence of Transfer of Fund Reservation from  | \_ | \_ | \_ |
|     | Sponsor to Owner Corporation, if not           | \_ | \_ | \_ |
|     | previously submitted.                          | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3\. | Form HUD-92013, Application for Multifamily    | \_ | \_ | \_ |
|     | Housing Project                                | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 4\. | Form HUD-92013.Supp, Supplement to Application | \_ | \_ | \_ |
|     | for a Multifamily Housing Project (for         | \_ | \_ | \_ |
|     | Sponsor, Owner, including Owner's Operating    | \_ | \_ | \_ |
|     | Officers and General Contractor)               |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 5\. | Form HUD-91732-CA, Certificate of              | \_ | \_ | \_ |
|     | Incorporation, for Owner with Incumbency       | \_ | \_ | \_ |
|     | Certificate on Officers and Directors and      | \_ | \_ | \_ |
|     | Evidence of Owner's IRS Tax Exemption (if not  |    |    |    |
|     | previously submitted)                          |    |    |    |
|     |                                                |    |    |    |
|     | **Note:** Include updated Incumbency           |    |    |    |
|     | Certificate on Sponsor if there has been any   |    |    |    |
|     | change in its officers and directors.          |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 6\. | Certified Balance Sheet with Request for       | \_ | \_ | \_ |
|     | Verification of Deposit (Form HUD-92004F) on   | \_ | \_ | \_ |
|     | Owner                                          | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 7\. | Evidence of Site Control, including, but not   | \_ | \_ | \_ |
|     | limited to Contract of Sale (last arms length  | \_ | \_ | \_ |
|     | transaction), Escrow Closing Statement, Deed,  | \_ | \_ | \_ |
|     | Ground Lease, Title Report with Documents to   |    |    |    |
|     | support title exceptions, such as CC&R's,      |    |    |    |
|     | Grant Easements, etc. If ownership involved    |    |    |    |
|     | complex arrangement of easements, licenses,    |    |    |    |
|     | leases, air space, etc., provide a narrative   |    |    |    |
|     | explaining how these with fit together and     |    |    |    |
|     | operate.                                       |    |    |    |
+-----+------------------------------------------------+----+----+----+

+-----+------------------------------------------------+----+----+----+
|     | Page (2)                                       | *  | ** | *  |
|     |                                                | *[ | [N | *[ |
|     |                                                | Ye | o] | N/ |
|     |                                                | s] | {. | A] |
|     |                                                | {. | un | {. |
|     |                                                | un | de | un |
|     |                                                | de | rl | de |
|     |                                                | rl | in | rl |
|     |                                                | in | e} | in |
|     |                                                | e} | ** | e} |
|     |                                                | ** |    | ** |
+-----+------------------------------------------------+----+----+----+
| 8\. | Evidence (or Confirmation ) of Permissive      | \_ | \_ | \_ |
|     | Zoning -- Current letter from local government | \_ | \_ | \_ |
|     | agency showing unconditional approval          | \_ | \_ | \_ |
|     | including any resolutions granting exceptions  |    |    |    |
|     | to local zoning codes.                         |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 9\. | Information on Housing Consultant (if          | \_ | \_ | \_ |
|     | applicable and not previously submitted):      | \_ | \_ | \_ |
|     | Resume and Form HUD-2530, Previous             | \_ | \_ | \_ |
|     | Participation Certificate                      |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 1   | Form HUD-2530, Previous Participation          | \_ | \_ | \_ |
| 0\. | Certificate (for Officers and Directors of     | \_ | \_ | \_ |
|     | Sponsor and Owner, General Contractor and      | \_ | \_ | \_ |
|     | Management Agent. Include Evidence of Social   |    |    |    |
|     | Security Numbers for Officers and Directors of |    |    |    |
|     | the Sponsor and Owner and Evidence of Tax      |    |    |    |
|     | Identification Numbers for the Sponsor and     |    |    |    |
|     | Owner.                                         |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 1   | Owner-Architect Agreement (AIA Document B181)  | \_ | \_ | \_ |
| 1\. | modified in accordance with paragraph 1-5 of   | \_ | \_ | \_ |
|     | Handbook 4460.1 REV-1, including Appendix 2    | \_ | \_ | \_ |
|     | from Handbook 4460.1 REV-1, Attachment C from  |    |    |    |
|     | Notice H 96-102, Amendment-Form HUD-90169-CA,  |    |    |    |
|     | Architect Certification that includes a List   |    |    |    |
|     | of Any Ineligible or Excessive Amenities, and  |    |    |    |
|     | Evidence of Professional Liability Insurance   |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 1   | Architect's letter stating that plans have     | \_ | \_ | \_ |
| 2\. | been approved by the local authority and       | \_ | \_ | \_ |
|     | building permits are ready to be issued        | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 1   | Architect's list of accessibility designs for  | \_ | \_ | \_ |
| 3\. | the mobility, visually and hearing impaired.   | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 1   | HUD-92264, Multifamily Summary Appraisal       | \_ | \_ | \_ |
| 4\. | Report, with items 1-13b. , 14-18 and 25-26    | \_ | \_ | \_ |
|     | completed by the Architect.                    | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 1   | Final Working Drawings and Specifications      | \_ | ­   | \_ |
| 5\. | including current wage decision, if            | \_ |    | \_ |
|     | applicable, General Conditions to the Contract | \_ | \_ | \_ |
|     | for Construction, AIA 201, HUD Supplementary   |    | \_ |    |
|     | Conditions, form HUD-2554 **(3 sets only)**    |    | \_ |    |
+-----+------------------------------------------------+----+----+----+
| 1   | Topographic Survey in compliance with current  | \_ | \_ | \_ |
| 6\. | instructions and showing flood plain contours, | \_ | \_ | \_ |
|     | if applicable **(3 copies only)**              | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 1   | Soil Test Borings **(3 copies only**)          | \_ | \_ | \_ |
| 7\. |                                                | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 1   | Form HUD 92457, Survey Instructions (Page 1),  | \_ | \_ | \_ |
| 8\. | Certificate (Page 2) and Surveyor's Report     | \_ | \_ | \_ |
|     | **(3 copies only)**                            | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| []{ | (Page 3)                                       | *  | ** | *  |
| .ma |                                                | *[ | [N | *[ |
| rk} |                                                | Ye | o] | N/ |
|     |                                                | s] | {. | A] |
|     |                                                | {. | un | {. |
|     |                                                | un | de | un |
|     |                                                | de | rl | de |
|     |                                                | rl | in | rl |
|     |                                                | in | e} | in |
|     |                                                | e} | ** | e} |
|     |                                                | ** |    | ** |
+-----+------------------------------------------------+----+----+----+
| 1   | Form HUD-51994, Life Cycle Utility Cost        | \_ | \_ | \_ |
| 9\. | Analysis of Utility Combinations (if           | \_ | \_ | \_ |
|     | applicable)                                    | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 2   | Resume on General Contractor's Construction    | \_ | \_ | \_ |
| 0\. | Experience                                     | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 2   | Financial Statements on General Contractor     | \_ | \_ | \_ |
| 1\. | (for Last Three Years)                         | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 2   | Contractor's Schedule of Work in Progress with | \_ | \_ | \_ |
| 2\. | Contract Amounts with Owner's Worksheet        | \_ | \_ | \_ |
|     | Showing 5% Working Capital                     | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 2   | Form HUD-92328, Contractor's and/or            | \_ | \_ | \_ |
| 3\. | Mortgagor's Cost Breakdown, with Individual    | \_ | \_ | \_ |
|     | Itemized Cost Breakdown of Land Improvements   | \_ | \_ | \_ |
|     | (Materials and Cost; Line 41); General         |    |    |    |
|     | Requirements (Line 43); and Contractor's Other |    |    |    |
|     | Fees (Line 49)                                 |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 2   | Contractor's Estimate of Construction Time     | \_ | \_ | \_ |
| 4\. |                                                | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 2   | Contractor's Certification Regarding           | \_ | \_ | \_ |
| 5\. | Compliance with MBE/WBE Objectives.            | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 2   | Construction Cost Analysis prepared by Owner's | \_ | \_ | \_ |
| 6\. | Hired Professional in compliance with Notice H | \_ | \_ | \_ |
|     | 96-102                                         | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 2   | HUD-92264, Multifamily Summary Appraisal       | \_ | \_ | \_ |
| 7\. | Report, Sections G, M and O completed by the   | \_ | \_ | \_ |
|     | Owner's Cost Analyst. Reflect Cost Not         | \_ | \_ | \_ |
|     | Attributable and Land Not Attributable         |    |    |    |
|     | Calculations in Section O, in accordance with  |    |    |    |
|     | Notice H 2001-10                               |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 2   | Form HUD-92329, Property Insurance Schedule    | \_ | \_ | \_ |
| 8\. | prepared by the Owner's Hired Cost             | \_ | \_ | \_ |
|     | Professional                                   | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 2   | Form HUD-90164-CA, Property Insurance          | \_ | \_ | \_ |
| 9\. | Requirements                                   | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Owner's List Showing the Intended Use of the   | \_ | \_ | \_ |
| 0\. | Developer's Fee                                | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Form HUD-935.2, Affirmative Fair Housing       | \_ | \_ | \_ |
| 1\. | Marketing Plan                                 | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Form HUD-9832, Management Entity Profile (if   | \_ | \_ | \_ |
| 2\. | Management Entity is New to the Field Office   | \_ | \_ | \_ |
|     | having Jurisdiction over the Project)          | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Form HUD-9839-A, Project Owner's Certification | \_ | \_ | \_ |
| 3\. | for Owner-Managed Multifamily Housing Projects | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
|     | **-OR-**                                       |    |    |    |
+-----+------------------------------------------------+----+----+----+
|     | Form HUD9839-B, Project Owner's and Management | \_ | \_ | \_ |
|     | Agent's Certification for Multifamily Housing  | \_ | \_ | \_ |
|     | Projects for Identity-of Interest or           | \_ | \_ | \_ |
|     | Independent Management Agents                  |    |    |    |
+-----+------------------------------------------------+----+----+----+

+-----+------------------------------------------------+----+----+----+
|     | (Page 4)                                       | *  | ** | *  |
|     |                                                | *[ | [N | *[ |
|     |                                                | Ye | o] | N/ |
|     |                                                | s] | {. | A] |
|     |                                                | {. | un | {. |
|     |                                                | un | de | un |
|     |                                                | de | rl | de |
|     |                                                | rl | in | rl |
|     |                                                | in | e} | in |
|     |                                                | e} | ** | e} |
|     |                                                | ** |    | ** |
+-----+------------------------------------------------+----+----+----+
|     | ## -OR-                                        |    |    |    |
+-----+------------------------------------------------+----+----+----+
|     | Form HUD-9839-C, Project Owner's/Borrower's    | \_ | \_ | \_ |
|     | Certification for Elderly Housing Projects     | \_ | \_ | \_ |
|     | Managed by Administrators                      | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Resume on Management Agent or Resident         | \_ | \_ | \_ |
| 4\. | Manager, including copy of the real estate     | \_ | \_ | \_ |
|     | broker's license if required by state law      | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Model Form of Lease (in accordance with HUD    | \_ | \_ | \_ |
| 5\. | requirements)                                  | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Evidence of State/Local Exemption from Real    | \_ | \_ | \_ |
| 6\. | and/or Personal Property Taxes, Tax Abatement, | \_ | \_ | \_ |
|     | Payment in Lieu of Taxes (PILOT), OR           | \_ | \_ | \_ |
|     | Ineligibility from Any Tax Relief (include     |    |    |    |
|     | copies of any covenants or agreements which    |    |    |    |
|     | limit the site to low-income or rent           |    |    |    |
|     | restrictions.                                  |    |    |    |
+-----+------------------------------------------------+----+----+----+
| 3   | Amendments to Relocation, if any (if Site      | \_ | \_ | \_ |
| 7\. | Occupants are to be Displaced)                 | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Schedule of Capital Expenditures               | \_ | \_ | \_ |
| 8\. |                                                | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 3   | Individual Conflict of Interest and Disclosure | \_ | \_ | \_ |
| 9\. | Certification                                  | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 4   | Identity of Interest and Disclosure            | \_ | \_ | \_ |
| 0\. | Certifications for Development Team Members    | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 4   | Standard Form -LLL, Owner                      | \_ | \_ | \_ |
| 1\. | Certification/Disclosure of Lobbying           | \_ | \_ | \_ |
|     | Activities                                     | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 4   | Form HUD-2880, Applicant/Recipient             | \_ | \_ | \_ |
| 2\. | Disclosure/Update Report, from Owner           | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
+-----+------------------------------------------------+----+----+----+
| 4   | Owner Certifications -- A Consolidated         | \_ | \_ | \_ |
| 3\. | Certification Regarding:                       | \_ | \_ | \_ |
|     |                                                | \_ | \_ | \_ |
|     | -   Owner's Inability to Obtain Financing from |    |    |    |
|     |     Private Sources as Equally Favorable as    |    |    |    |
|     |     under the Section 202 or 811 Program       |    |    |    |
|     |     pursuant to OMB Circular A-129             |    |    |    |
|     |                                                |    |    |    |
|     | -   Form HUD-92010, Equal Employment           |    |    |    |
|     |     Opportunity                                |    |    |    |
|     |                                                |    |    |    |
|     | -   Drug-Free Workplace                        |    |    |    |
|     |                                                |    |    |    |
|     | -   Development and Operation of a Section 202 |    |    |    |
|     |     or Section 811 Project                     |    |    |    |
|     |                                                |    |    |    |
|     | -   Compliance with Design and Cost Standards  |    |    |    |
|     |     and Accessibility Requirements             |    |    |    |
|     |                                                |    |    |    |
|     | -   Compliance with Uniform Relocation         |    |    |    |
|     |     Assistance and Real Property Acquisition   |    |    |    |
|     |     Policies Act                               |    |    |    |
|     |                                                |    |    |    |
|     | -   Compliance with Davis-Bacon Act            |    |    |    |
|     |                                                |    |    |    |
|     | -   Floor Disaster Protection Act of 1973      |    |    |    |
|     |                                                |    |    |    |
|     | -   National Environmental Policy Act          |    |    |    |
|     |                                                |    |    |    |
|     | -   Contracts, Grants Loans and Cooperative    |    |    |    |
|     |     Agreements'                                |    |    |    |
|     |                                                |    |    |    |
|     | -   Truth and Accuracy of the submitted        |    |    |    |
|     |     Information                                |    |    |    |
|     |                                                |    |    |    |
|     | -   Compliance with the Lead-Based Paint       |    |    |    |
|     |     Poisoning Prevention Act (for Section 811  |    |    |    |
|     |     projects proposing Rehabilitation or       |    |    |    |
|     |     Acquisition without Rehabilitation Only)   |    |    |    |
+-----+------------------------------------------------+----+----+----+

  ------ ------------------------------------------------ ----------------------- ---------------------- -----------------------
         (Page 5)                                         **[Yes]{.underline}**   **[No]{.underline}**   **[N/A]{.underline}**

  44\.   Evidence of compliance with special conditions   \_\_\_                  \_\_\_                 \_\_\_
         set forth in the Capital Advance Award                                                          
         Notification Letter                                                                             

  45\.   Operating and Maintenance Plan, with             \_\_\_                  \_\_\_                 \_\_\_
         implementation responsibility indicated, to                                                     
         protect residents from harm if asbestos, lead                                                   
         based paints or site contamination are present.                                                 

  46\.   Evidence of commitment of funds from each source \_\_\_                  \_\_\_                 \_\_\_
         over and above the Capital Advance needed to                                                    
         close the transaction.                                                                          

         **ADDITIONAL EXHIBITS**                                                                         

         **FOR SECTION 811 APPLICATION ONLY:**                                                           

  47\.   Evidence of Supportive Services Funding          \_\_\_                  \_\_\_                 \_\_\_

  48\.   Certificate of Need (for Group Homes Proposed as \_\_\_                  \_\_\_                 \_\_\_
         Intermediate Care Facilities                                                                    

         **FOR PROJECTS PROPOSING REHABILITATION ONLY:**                                                 

  49\.   Authorization to Inspect Project                 \_\_\_                  \_\_\_                 \_\_\_

  50\.   Narrative Description of Rehabilitation Proposed \_\_\_                  \_\_\_                 \_\_\_
         -- Include Detailed Work Write-Up with Itemized                                                 
         Cost                                                                                            

  51\.   Final Working Drawings and Specifications of     \_\_\_                  \_\_\_                 \_\_\_
         Units as Proposed to be Rehabilitated                                                           

  52\.   Final Working Drawings and Specifications of any \_\_\_                  \_\_\_                 \_\_\_
         Structural Changes or Changes in Floor Plans or                                                 
         Other Significant Alterations                                                                   

  53\.   Survey/Site Plan Drawing, as Built               \_\_\_                  \_\_\_                 \_\_\_

  54\.   Drawings and Specifications of Existing          \_\_\_                  \_\_\_                 \_\_\_
         Facilities, if Obtainable                                                                       

         **FOR PROJECTS PROPOSING ACQUISITION WITHOUT                                                    
         REHABILITATION ONLY:**                                                                          

  55\.   Authorization to Inspect Project                 \_\_\_                  \_\_\_                 \_\_\_

  56\.   Narrative Description of Any Repair Work         \_\_\_                  \_\_\_                 \_\_\_
         Proposed - Include Detailed Work Write-UP with                                                  
         Itemized Cost                                                                                   

  57\.   Survey/Site Plan Drawing, as Built               \_\_\_                  \_\_\_                 \_\_\_

  58\.   Drawings and Specifications of Existing          \_\_\_                  \_\_\_                 \_\_\_
         Facilities, if Available                                                                        
  ------ ------------------------------------------------ ----------------------- ---------------------- -----------------------

**[Firm Commitment Exhibits for:]{.underline}**

Reviewed
by:\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_

Date:\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_

Acceptable for processing: Yes\_\_\_\_\_ No\_\_\_\_\_\_

Owner/Sponsor/Consultant Notified: Yes\_\_\_\_\_\_\_ No\_\_\_\_\_\_\_
Date Notified: \_\_\_\_\_\_\_\_\_