Number range CHAPTER

**US Department of Transportation**

**Pipelines and Hazardous Materials Safety Administration**

**Pipeline Safety**

**Integrity Management Program**

**49 CFR 195.452**

**Integrity Management**

**Inspection Protocols**

**December 2007**

**Table of Contents**

Overview of Integrity Management Inspection Form ii

Integrity Management Inspection Form 1

Segment Identification 1-1

Baseline Assessment Plan 2-1

Integrity Assessment Results Review 3-1

Remedial Action 4-1

Risk Analysis 5-1

Preventive and Mitigative Measures 6-1

Continual Process of Evaluation and Assessment 7-1

Program Evaluation 8-1

**Explanation of Inspection Form Format**

The next two pages provide a brief description of each item in the
Integrity Management Inspection Form.

+------+------+---+-----------------------------------------------------+
| **   |      | * |                                                     |
| Prot |      | K |                                                     |
| ocol |      | e |                                                     |
| \#** |      | y |                                                     |
|      |      | w |                                                     |
|      |      | o |                                                     |
|      |      | r |                                                     |
|      |      | d |                                                     |
|      |      | s |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | f |                                                     |
|      |      | l |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | n |                                                     |
|      |      | g |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | u |                                                     |
|      |      | b |                                                     |
|      |      | j |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | t |                                                     |
|      |      | a |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | a |                                                     |
|      |      | o |                                                     |
|      |      | f |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | P |                                                     |
|      |      | r |                                                     |
|      |      | o |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | c |                                                     |
|      |      | o |                                                     |
|      |      | l |                                                     |
|      |      | Q |                                                     |
|      |      | u |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | o |                                                     |
|      |      | n |                                                     |
|      |      | a |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | d |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | . |                                                     |
|      |      | E |                                                     |
|      |      | a |                                                     |
|      |      | c |                                                     |
|      |      | h |                                                     |
|      |      | q |                                                     |
|      |      | u |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | o |                                                     |
|      |      | n |                                                     |
|      |      | h |                                                     |
|      |      | a |                                                     |
|      |      | s |                                                     |
|      |      | a |                                                     |
|      |      | u |                                                     |
|      |      | n |                                                     |
|      |      | i |                                                     |
|      |      | q |                                                     |
|      |      | u |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | u |                                                     |
|      |      | m |                                                     |
|      |      | b |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | , |                                                     |
|      |      | a |                                                     |
|      |      | s |                                                     |
|      |      | i |                                                     |
|      |      | n |                                                     |
|      |      | d |                                                     |
|      |      | i |                                                     |
|      |      | c |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | e |                                                     |
|      |      | d |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | l |                                                     |
|      |      | e |                                                     |
|      |      | f |                                                     |
|      |      | t |                                                     |
|      |      | . |                                                     |
|      |      | * |                                                     |
+------+------+---+-----------------------------------------------------+
| **   |      | * |                                                     |
| Prot |      | Q |                                                     |
| ocol |      | u |                                                     |
| Qu   |      | e |                                                     |
| esti |      | s |                                                     |
| on** |      | t |                                                     |
|      |      | i |                                                     |
|      |      | o |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | b |                                                     |
|      |      | e |                                                     |
|      |      | a |                                                     |
|      |      | n |                                                     |
|      |      | s |                                                     |
|      |      | w |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | d |                                                     |
|      |      | i |                                                     |
|      |      | n |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | v |                                                     |
|      |      | i |                                                     |
|      |      | e |                                                     |
|      |      | w |                                                     |
|      |      | i |                                                     |
|      |      | n |                                                     |
|      |      | g |                                                     |
|      |      | a |                                                     |
|      |      | n |                                                     |
|      |      | o |                                                     |
|      |      | p |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | r |                                                     |
|      |      | ' |                                                     |
|      |      | s |                                                     |
|      |      | I |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | e |                                                     |
|      |      | g |                                                     |
|      |      | r |                                                     |
|      |      | i |                                                     |
|      |      | t |                                                     |
|      |      | y |                                                     |
|      |      | M |                                                     |
|      |      | a |                                                     |
|      |      | n |                                                     |
|      |      | a |                                                     |
|      |      | g |                                                     |
|      |      | e |                                                     |
|      |      | m |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | P |                                                     |
|      |      | r |                                                     |
|      |      | o |                                                     |
|      |      | g |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | m |                                                     |
|      |      | o |                                                     |
|      |      | r |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | i |                                                     |
|      |      | m |                                                     |
|      |      | p |                                                     |
|      |      | l |                                                     |
|      |      | e |                                                     |
|      |      | m |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | o |                                                     |
|      |      | n |                                                     |
|      |      | o |                                                     |
|      |      | f |                                                     |
|      |      | i |                                                     |
|      |      | t |                                                     |
|      |      | s |                                                     |
|      |      | P |                                                     |
|      |      | r |                                                     |
|      |      | o |                                                     |
|      |      | g |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | m |                                                     |
|      |      | . |                                                     |
|      |      | * |                                                     |
|      |      |   |                                                     |
|      |      | * |                                                     |
|      |      | Q |                                                     |
|      |      | u |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | o |                                                     |
|      |      | n |                                                     |
|      |      | s |                                                     |
|      |      | i |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | I |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | e |                                                     |
|      |      | g |                                                     |
|      |      | r |                                                     |
|      |      | i |                                                     |
|      |      | t |                                                     |
|      |      | y |                                                     |
|      |      | M |                                                     |
|      |      | a |                                                     |
|      |      | n |                                                     |
|      |      | a |                                                     |
|      |      | g |                                                     |
|      |      | e |                                                     |
|      |      | m |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | I |                                                     |
|      |      | n |                                                     |
|      |      | s |                                                     |
|      |      | p |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | o |                                                     |
|      |      | n |                                                     |
|      |      | P |                                                     |
|      |      | r |                                                     |
|      |      | o |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | c |                                                     |
|      |      | o |                                                     |
|      |      | l |                                                     |
|      |      | s |                                                     |
|      |      | g |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | l |                                                     |
|      |      | l |                                                     |
|      |      | y |                                                     |
|      |      | c |                                                     |
|      |      | o |                                                     |
|      |      | v |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | t |                                                     |
|      |      | w |                                                     |
|      |      | o |                                                     |
|      |      | m |                                                     |
|      |      | a |                                                     |
|      |      | i |                                                     |
|      |      | n |                                                     |
|      |      | a |                                                     |
|      |      | s |                                                     |
|      |      | p |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | t |                                                     |
|      |      | s |                                                     |
|      |      | o |                                                     |
|      |      | f |                                                     |
|      |      | a |                                                     |
|      |      | n |                                                     |
|      |      | o |                                                     |
|      |      | p |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | r |                                                     |
|      |      | ' |                                                     |
|      |      | s |                                                     |
|      |      | P |                                                     |
|      |      | r |                                                     |
|      |      | o |                                                     |
|      |      | g |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | m |                                                     |
|      |      | : |                                                     |
|      |      | O |                                                     |
|      |      | n |                                                     |
|      |      | e |                                                     |
|      |      | p |                                                     |
|      |      | a |                                                     |
|      |      | r |                                                     |
|      |      | t |                                                     |
|      |      | d |                                                     |
|      |      | e |                                                     |
|      |      | a |                                                     |
|      |      | l |                                                     |
|      |      | s |                                                     |
|      |      | w |                                                     |
|      |      | i |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | i |                                                     |
|      |      | n |                                                     |
|      |      | s |                                                     |
|      |      | p |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | o |                                                     |
|      |      | n |                                                     |
|      |      | o |                                                     |
|      |      | f |                                                     |
|      |      | a |                                                     |
|      |      | p |                                                     |
|      |      | a |                                                     |
|      |      | r |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | c |                                                     |
|      |      | u |                                                     |
|      |      | l |                                                     |
|      |      | a |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | s |                                                     |
|      |      | p |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | r |                                                     |
|      |      | f |                                                     |
|      |      | e |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | u |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | o |                                                     |
|      |      | f |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | o |                                                     |
|      |      | p |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | r |                                                     |
|      |      | ' |                                                     |
|      |      | s |                                                     |
|      |      | I |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | e |                                                     |
|      |      | g |                                                     |
|      |      | r |                                                     |
|      |      | i |                                                     |
|      |      | t |                                                     |
|      |      | y |                                                     |
|      |      | M |                                                     |
|      |      | a |                                                     |
|      |      | n |                                                     |
|      |      | a |                                                     |
|      |      | g |                                                     |
|      |      | e |                                                     |
|      |      | m |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | p |                                                     |
|      |      | r |                                                     |
|      |      | o |                                                     |
|      |      | c |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | s |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | , |                                                     |
|      |      | p |                                                     |
|      |      | r |                                                     |
|      |      | o |                                                     |
|      |      | c |                                                     |
|      |      | e |                                                     |
|      |      | d |                                                     |
|      |      | u |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | , |                                                     |
|      |      | t |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | h |                                                     |
|      |      | n |                                                     |
|      |      | i |                                                     |
|      |      | c |                                                     |
|      |      | a |                                                     |
|      |      | l |                                                     |
|      |      | m |                                                     |
|      |      | e |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | o |                                                     |
|      |      | d |                                                     |
|      |      | s |                                                     |
|      |      | , |                                                     |
|      |      | e |                                                     |
|      |      | t |                                                     |
|      |      | c |                                                     |
|      |      | . |                                                     |
|      |      | T |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | o |                                                     |
|      |      | n |                                                     |
|      |      | d |                                                     |
|      |      | p |                                                     |
|      |      | a |                                                     |
|      |      | r |                                                     |
|      |      | t |                                                     |
|      |      | a |                                                     |
|      |      | d |                                                     |
|      |      | d |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | s |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | h |                                                     |
|      |      | o |                                                     |
|      |      | w |                                                     |
|      |      | e |                                                     |
|      |      | f |                                                     |
|      |      | f |                                                     |
|      |      | e |                                                     |
|      |      | c |                                                     |
|      |      | t |                                                     |
|      |      | i |                                                     |
|      |      | v |                                                     |
|      |      | e |                                                     |
|      |      | l |                                                     |
|      |      | y |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | o |                                                     |
|      |      | p |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | r |                                                     |
|      |      | h |                                                     |
|      |      | a |                                                     |
|      |      | s |                                                     |
|      |      | i |                                                     |
|      |      | m |                                                     |
|      |      | p |                                                     |
|      |      | l |                                                     |
|      |      | e |                                                     |
|      |      | m |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | e |                                                     |
|      |      | d |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | p |                                                     |
|      |      | r |                                                     |
|      |      | o |                                                     |
|      |      | c |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | s |                                                     |
|      |      | a |                                                     |
|      |      | n |                                                     |
|      |      | d |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | s |                                                     |
|      |      | u |                                                     |
|      |      | l |                                                     |
|      |      | t |                                                     |
|      |      | s |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | h |                                                     |
|      |      | a |                                                     |
|      |      | v |                                                     |
|      |      | e |                                                     |
|      |      | b |                                                     |
|      |      | e |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | o |                                                     |
|      |      | b |                                                     |
|      |      | t |                                                     |
|      |      | a |                                                     |
|      |      | i |                                                     |
|      |      | n |                                                     |
|      |      | e |                                                     |
|      |      | d |                                                     |
|      |      | . |                                                     |
|      |      | * |                                                     |
+------+------+---+-----------------------------------------------------+
| *    |      |   |                                                     |
| This |      |   |                                                     |
| sec  |      |   |                                                     |
| tion |      |   |                                                     |
| cont |      |   |                                                     |
| ains |      |   |                                                     |
| ad   |      |   |                                                     |
| diti |      |   |                                                     |
| onal |      |   |                                                     |
| guid |      |   |                                                     |
| ance |      |   |                                                     |
| and  |      |   |                                                     |
| i    |      |   |                                                     |
| tems |      |   |                                                     |
| for  |      |   |                                                     |
| c    |      |   |                                                     |
| onsi |      |   |                                                     |
| dera |      |   |                                                     |
| tion |      |   |                                                     |
| by   |      |   |                                                     |
| the  |      |   |                                                     |
| i    |      |   |                                                     |
| nspe |      |   |                                                     |
| ctor |      |   |                                                     |
| in   |      |   |                                                     |
| r    |      |   |                                                     |
| evie |      |   |                                                     |
| wing |      |   |                                                     |
| oper |      |   |                                                     |
| ator |      |   |                                                     |
| resp |      |   |                                                     |
| onse |      |   |                                                     |
| to   |      |   |                                                     |
| the  |      |   |                                                     |
| prot |      |   |                                                     |
| ocol |      |   |                                                     |
| q    |      |   |                                                     |
| uest |      |   |                                                     |
| ion. |      |   |                                                     |
| This |      |   |                                                     |
| guid |      |   |                                                     |
| ance |      |   |                                                     |
| pres |      |   |                                                     |
| ents |      |   |                                                     |
| cha  |      |   |                                                     |
| ract |      |   |                                                     |
| eris |      |   |                                                     |
| tics |      |   |                                                     |
| t    |      |   |                                                     |
| ypic |      |   |                                                     |
| ally |      |   |                                                     |
| expe |      |   |                                                     |
| cted |      |   |                                                     |
| in   |      |   |                                                     |
| an   |      |   |                                                     |
| e    |      |   |                                                     |
| ffec |      |   |                                                     |
| tive |      |   |                                                     |
| I    |      |   |                                                     |
| nteg |      |   |                                                     |
| rity |      |   |                                                     |
| Ma   |      |   |                                                     |
| nage |      |   |                                                     |
| ment |      |   |                                                     |
| Pro  |      |   |                                                     |
| gram |      |   |                                                     |
| co   |      |   |                                                     |
| nsis |      |   |                                                     |
| tent |      |   |                                                     |
| with |      |   |                                                     |
| the  |      |   |                                                     |
| in   |      |   |                                                     |
| tent |      |   |                                                     |
| of   |      |   |                                                     |
| the  |      |   |                                                     |
| R    |      |   |                                                     |
| ule. |      |   |                                                     |
| S    |      |   |                                                     |
| ome, |      |   |                                                     |
| all, |      |   |                                                     |
| or   |      |   |                                                     |
| none |      |   |                                                     |
| of   |      |   |                                                     |
| t    |      |   |                                                     |
| hese |      |   |                                                     |
| cha  |      |   |                                                     |
| ract |      |   |                                                     |
| eris |      |   |                                                     |
| tics |      |   |                                                     |
| may  |      |   |                                                     |
| be   |      |   |                                                     |
| app  |      |   |                                                     |
| ropr |      |   |                                                     |
| iate |      |   |                                                     |
| d    |      |   |                                                     |
| epen |      |   |                                                     |
| ding |      |   |                                                     |
| on   |      |   |                                                     |
| fac  |      |   |                                                     |
| tors |      |   |                                                     |
| un   |      |   |                                                     |
| ique |      |   |                                                     |
| to   |      |   |                                                     |
| each |      |   |                                                     |
| p    |      |   |                                                     |
| roto |      |   |                                                     |
| col, |      |   |                                                     |
| and  |      |   |                                                     |
| the  |      |   |                                                     |
| op   |      |   |                                                     |
| erat |      |   |                                                     |
| or's |      |   |                                                     |
| I    |      |   |                                                     |
| nteg |      |   |                                                     |
| rity |      |   |                                                     |
| Ma   |      |   |                                                     |
| nage |      |   |                                                     |
| ment |      |   |                                                     |
| Pro  |      |   |                                                     |
| gram |      |   |                                                     |
| and  |      |   |                                                     |
| its  |      |   |                                                     |
| pipe |      |   |                                                     |
| line |      |   |                                                     |
| ass  |      |   |                                                     |
| ets. |      |   |                                                     |
| O    |      |   |                                                     |
| pera |      |   |                                                     |
| tors |      |   |                                                     |
| sh   |      |   |                                                     |
| ould |      |   |                                                     |
| be   |      |   |                                                     |
| able |      |   |                                                     |
| to   |      |   |                                                     |
| dem  |      |   |                                                     |
| onst |      |   |                                                     |
| rate |      |   |                                                     |
| that |      |   |                                                     |
| t    |      |   |                                                     |
| heir |      |   |                                                     |
| prog |      |   |                                                     |
| rams |      |   |                                                     |
| add  |      |   |                                                     |
| ress |      |   |                                                     |
| each |      |   |                                                     |
| of   |      |   |                                                     |
| t    |      |   |                                                     |
| hese |      |   |                                                     |
| cha  |      |   |                                                     |
| ract |      |   |                                                     |
| eris |      |   |                                                     |
| tics |      |   |                                                     |
| or   |      |   |                                                     |
| sh   |      |   |                                                     |
| ould |      |   |                                                     |
| be   |      |   |                                                     |
| able |      |   |                                                     |
| to   |      |   |                                                     |
| desc |      |   |                                                     |
| ribe |      |   |                                                     |
| how  |      |   |                                                     |
| t    |      |   |                                                     |
| heir |      |   |                                                     |
| pro  |      |   |                                                     |
| gram |      |   |                                                     |
| will |      |   |                                                     |
| be   |      |   |                                                     |
| e    |      |   |                                                     |
| ffec |      |   |                                                     |
| tive |      |   |                                                     |
| in   |      |   |                                                     |
| t    |      |   |                                                     |
| heir |      |   |                                                     |
| a    |      |   |                                                     |
| bsen |      |   |                                                     |
| ce.* |      |   |                                                     |
|      |      |   |                                                     |
| *For |      |   |                                                     |
| some |      |   |                                                     |
| prot |      |   |                                                     |
| ocol |      |   |                                                     |
| qu   |      |   |                                                     |
| esti |      |   |                                                     |
| ons, |      |   |                                                     |
| this |      |   |                                                     |
| por  |      |   |                                                     |
| tion |      |   |                                                     |
| of   |      |   |                                                     |
| the  |      |   |                                                     |
| in   |      |   |                                                     |
| spec |      |   |                                                     |
| tion |      |   |                                                     |
| form |      |   |                                                     |
| is   |      |   |                                                     |
| also |      |   |                                                     |
| used |      |   |                                                     |
| to   |      |   |                                                     |
| ar   |      |   |                                                     |
| ticu |      |   |                                                     |
| late |      |   |                                                     |
| spec |      |   |                                                     |
| ific |      |   |                                                     |
| pres |      |   |                                                     |
| crip |      |   |                                                     |
| tive |      |   |                                                     |
| requ |      |   |                                                     |
| irem |      |   |                                                     |
| ents |      |   |                                                     |
| in   |      |   |                                                     |
| the  |      |   |                                                     |
| R    |      |   |                                                     |
| ule. |      |   |                                                     |
| T    |      |   |                                                     |
| hese |      |   |                                                     |
| requ |      |   |                                                     |
| irem |      |   |                                                     |
| ents |      |   |                                                     |
| are  |      |   |                                                     |
| m    |      |   |                                                     |
| anda |      |   |                                                     |
| tory |      |   |                                                     |
| for  |      |   |                                                     |
| all  |      |   |                                                     |
| I    |      |   |                                                     |
| nteg |      |   |                                                     |
| rity |      |   |                                                     |
| Ma   |      |   |                                                     |
| nage |      |   |                                                     |
| ment |      |   |                                                     |
| Pr   |      |   |                                                     |
| ogra |      |   |                                                     |
| ms.* |      |   |                                                     |
+------+------+---+-----------------------------------------------------+
| **   |      | * |                                                     |
| Rule |      | R |                                                     |
| R    |      | e |                                                     |
| equi |      | f |                                                     |
| reme |      | e |                                                     |
| nt** |      | r |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | c |                                                     |
|      |      | e |                                                     |
|      |      | t |                                                     |
|      |      | o |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | l |                                                     |
|      |      | a |                                                     |
|      |      | t |                                                     |
|      |      | e |                                                     |
|      |      | d |                                                     |
|      |      | r |                                                     |
|      |      | u |                                                     |
|      |      | l |                                                     |
|      |      | e |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | q |                                                     |
|      |      | u |                                                     |
|      |      | i |                                                     |
|      |      | r |                                                     |
|      |      | e |                                                     |
|      |      | m |                                                     |
|      |      | e |                                                     |
|      |      | n |                                                     |
|      |      | t |                                                     |
|      |      | ( |                                                     |
|      |      | s |                                                     |
|      |      | ) |                                                     |
|      |      | * |                                                     |
+------+------+---+-----------------------------------------------------+
| **In | *    |   |                                                     |
| spec | This |   |                                                     |
| tion | s    |   |                                                     |
| Is   | pace |   |                                                     |
| sues | is   |   |                                                     |
| S    | prov |   |                                                     |
| umma | ided |   |                                                     |
| ry** | to   |   |                                                     |
|      | re   |   |                                                     |
|      | cord |   |                                                     |
|      | any  |   |                                                     |
|      | is   |   |                                                     |
|      | sues |   |                                                     |
|      | or   |   |                                                     |
|      | conc |   |                                                     |
|      | erns |   |                                                     |
|      | the  |   |                                                     |
|      | i    |   |                                                     |
|      | nspe |   |                                                     |
|      | ctor |   |                                                     |
|      | id   |   |                                                     |
|      | enti |   |                                                     |
|      | fies |   |                                                     |
|      | in   |   |                                                     |
|      | r    |   |                                                     |
|      | evie |   |                                                     |
|      | wing |   |                                                     |
|      | the  |   |                                                     |
|      | op   |   |                                                     |
|      | erat |   |                                                     |
|      | or's |   |                                                     |
|      | resp |   |                                                     |
|      | onse |   |                                                     |
|      | to   |   |                                                     |
|      | the  |   |                                                     |
|      | prot |   |                                                     |
|      | ocol |   |                                                     |
|      | qu   |   |                                                     |
|      | esti |   |                                                     |
|      | on.* |   |                                                     |
+------+------+---+-----------------------------------------------------+
| **In |      |   | **No Issues Identified**                            |
| spec |      |   |                                                     |
| tion |      |   |                                                     |
| R    |      |   |                                                     |
| esul |      |   |                                                     |
| ts** |      |   |                                                     |
|      |      |   |                                                     |
| *The |      |   |                                                     |
| b    |      |   |                                                     |
| oxes |      |   |                                                     |
| to   |      |   |                                                     |
| the  |      |   |                                                     |
| r    |      |   |                                                     |
| ight |      |   |                                                     |
| are  |      |   |                                                     |
| che  |      |   |                                                     |
| cked |      |   |                                                     |
| b    |      |   |                                                     |
| ased |      |   |                                                     |
| on   |      |   |                                                     |
| the  |      |   |                                                     |
| inf  |      |   |                                                     |
| orma |      |   |                                                     |
| tion |      |   |                                                     |
| supp |      |   |                                                     |
| lied |      |   |                                                     |
| in   |      |   |                                                     |
| the  |      |   |                                                     |
| S    |      |   |                                                     |
| umma |      |   |                                                     |
| ry.* |      |   |                                                     |
+------+------+---+-----------------------------------------------------+
|      |      |   | **Potential Issues Identified (explain in           |
|      |      |   | summary)**                                          |
+------+------+---+-----------------------------------------------------+
|      |      |   | **Not Applicable (explain in summary)**             |
+------+------+---+-----------------------------------------------------+

  ------------------- ---------- ---------- -------------------------------------
  **Documents                               
  Reviewed:**                               
  *Documents reviewed                       
  in answering the                          
  Protocol Question                         
  are listed below.*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

+-----------------------------------------------------------------------+
| **Inspection Notes:**                                                 |
|                                                                       |
| *This section is provided to record more detailed information about   |
| the operator's program obtained during the review of the operator's   |
| response to the protocol question. For protocol questions dealing     |
| with the implementation of a particular facet of an operator program, |
| a summary of the records review is entered at this location.*         |
+-----------------------------------------------------------------------+

**Integrity Management**

**Inspection Form**

**Name of Operator:** ![](media/image1.wmf){width="5.424305555555556in"
height="7.222222222222222e-2in"}

**Headquarters Address:**

**Company Official:**

**Phone Number:**

**Fax Number:**

**Operator ID:**

**Activity ID:**

  ----------------------- -------------------- ---------- ---------------
  **Persons Interviewed** **Title**            **Phone    **E-Mail**
                                               No.**      

  **Primary Contact:**                                    

                                                          

                                                          

                                                          

                                                          
  ----------------------- -------------------- ---------- ---------------

**PHMSA/State Representatives:
Dates:**![](media/image2.wmf){width="3.571527777777778in"
height="7.222222222222222e-2in"}![](media/image3.wmf){width="1.1777777777777778in"
height="7.222222222222222e-2in"}

**System Description:**

This page intentionally left blank

**Integrity Management**

**Inspection Protocol 1**

**Identification of Pipeline Segments**

**That Could Affect High Consequence Areas**

**Scope:**

This Protocol addresses the identification of pipeline segments that
could affect one or more HCAs. This Protocol addresses all of the steps
to perform the segment identification, including identification of HCAs,
correlation of HCAs to pipeline locations, commodity transport to HCAs
from spills located outside of HCA boundaries, buffer zones, and
justification for excluding segments physically located within a HCA.
This Protocol does not address how the segment identification results
are further used in other Integrity Management (IM) Program elements.

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Segment Identification: HCA Identification**        |
| \# 1.01**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the process to identify segments that could      |
| Question**   | affect HCAs include steps to identify, document, and  |
|              | maintain up-to-date geographic locations and          |
|              | boundaries of HCAs using the NPMS and other           |
|              | information sources as necessary?                     |
|              |                                                       |
|              | Verify that the operator correctly identifies and     |
|              | maintains up-to-date locations and boundaries of HCAs |
|              | using NPMS and other information sources as           |
|              | appropriate for all states/regions in which it        |
|              | operates.                                             |
+--------------+-------------------------------------------------------+
| An           |                                                       |
| operator's   |                                                       |
| process to   |                                                       |
| identify     |                                                       |
| pipeline     |                                                       |
| segments     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| must         |                                                       |
| identify the |                                                       |
| location of  |                                                       |
| HCAs that    |                                                       |
| could be     |                                                       |
| affected by  |                                                       |
| pipeline     |                                                       |
| failures. To |                                                       |
| accomplish   |                                                       |
| this step,   |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| documented   |                                                       |
| IM process   |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include the  |                                                       |
| following    |                                                       |
| elements:    |                                                       |
|              |                                                       |
| 1.  The use  |                                                       |
|     of NPMS  |                                                       |
|     (or      |                                                       |
|              |                                                       |
|   equivalent |                                                       |
|     sources) |                                                       |
|     to       |                                                       |
|     identify |                                                       |
|     HCAs.    |                                                       |
|              |                                                       |
| 2.  Adequate |                                                       |
|     measures |                                                       |
|     to       |                                                       |
|     identify |                                                       |
|              |                                                       |
|   ecological |                                                       |
|     USAs in  |                                                       |
|     P        |                                                       |
| ennsylvania, |                                                       |
|     if       |                                                       |
|              |                                                       |
|  applicable. |                                                       |
|              |                                                       |
| 3.  Adequate |                                                       |
|              |                                                       |
|   provisions |                                                       |
|     to       |                                                       |
|     assure   |                                                       |
|     that     |                                                       |
|     local    |                                                       |
|              |                                                       |
|   knowledge, |                                                       |
|              |                                                       |
|  information |                                                       |
|     obtained |                                                       |
|     from     |                                                       |
|     routine  |                                                       |
|     field    |                                                       |
|              |                                                       |
|   activities |                                                       |
|     (e.g.,   |                                                       |
|     ROW      |                                                       |
|     s        |                                                       |
| urveillance, |                                                       |
|     aerial   |                                                       |
|              |                                                       |
|    surveys), |                                                       |
|     and      |                                                       |
|     other    |                                                       |
|              |                                                       |
|  information |                                                       |
|     sources  |                                                       |
|     are used |                                                       |
|     as       |                                                       |
|     required |                                                       |
|     to       |                                                       |
|              |                                                       |
|   supplement |                                                       |
|     NPMS     |                                                       |
|     data in  |                                                       |
|     order to |                                                       |
|              |                                                       |
|   accurately |                                                       |
|     reflect  |                                                       |
|     current  |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     in the   |                                                       |
|     vicinity |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    pipeline. |                                                       |
|              |                                                       |
| 4.           |                                                       |
|   Provisions |                                                       |
|     for      |                                                       |
|     periodic |                                                       |
|     review   |                                                       |
|     and      |                                                       |
|     update   |                                                       |
|     of HCA   |                                                       |
|              |                                                       |
|  boundaries, |                                                       |
|              |                                                       |
|    including |                                                       |
|     timely   |                                                       |
|     use of   |                                                       |
|     revised  |                                                       |
|     NPMS     |                                                       |
|     data and |                                                       |
|     local    |                                                       |
|              |                                                       |
|  information |                                                       |
|     in the   |                                                       |
|     update   |                                                       |
|     (e.g.,   |                                                       |
|     per the  |                                                       |
|              |                                                       |
| requirements |                                                       |
|     of       |                                                       |
|     §195.452 |                                                       |
|     (d)(3)). |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (1) A process for       |
|              | identifying which pipeline segments could affect a    |
|              | high consequence area.                                |
+--------------+-------------------------------------------------------+
|              | §195.450 Definitions. A high consequence area means:  |
|              | (1) A commercially navigable waterway, which means a  |
|              | waterway where a substantial likelihood of commercial |
|              | navigation exists; (2) A high population area, which  |
|              | means an urbanized area, as defined and delineated by |
|              | the Census Bureau, that contains 50,000 or more       |
|              | people and has a population density of at least 1,000 |
|              | people per square mile; (3) An other populated area,  |
|              | which means a place, as defined and delineated by the |
|              | Census Bureau, that contains a concentrated           |
|              | population, such as an incorporated or unincorporated |
|              | city, town, village, or other designated residential  |
|              | or commercial area; (4) An unusually sensitive area,  |
|              | as defined in §195.6.                                 |
+--------------+-------------------------------------------------------+
|              | §195.6 Unusually Sensitive Areas (USAs). As used in   |
|              | this part, a USA means a drinking water or ecological |
|              | resource area that is unusually sensitive to          |
|              | environmental damage from a hazardous liquid pipeline |
|              | release...                                            |
+--------------+-------------------------------------------------------+

  ------------ ------------------------------------------------------------
  **1.01       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ ------------------------------------------------------------

  -----------------------------------------------------------------------
  **1.01 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **1.01 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **1.01 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Segment Identification: Direct Intersect Method and |
| \# 1.02**    | Direct Intersect Exceptions**                         |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator have an adequate process to         |
| Question**   | determine all locations where its pipeline system is  |
|              | located in an HCA? If applicable, has the operator    |
|              | developed and documented an adequate and convincing   |
|              | technical justification for concluding that any       |
|              | segments located in an HCA could not affect the HCA   |
|              | in the event of a release?                            |
|              |                                                       |
|              | Verify that the operator determined all locations     |
|              | where its pipeline system is located in an HCA (i.e., |
|              | determine if the operator correlated its complete     |
|              | pipeline system(s) maps with the HCA maps, and        |
|              | identified areas where the pipeline system intersects |
|              | an HCA). Determine if the operator has taken          |
|              | exception to any segments that directly intersect an  |
|              | HCA. If so, verify that the operator has provided an  |
|              | adequate and convincing technical justification for   |
|              | that conclusion.                                      |
+--------------+-------------------------------------------------------+
| The purpose  |                                                       |
| of this      |                                                       |
| question is  |                                                       |
| to review    |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| id           |                                                       |
| entification |                                                       |
| of           |                                                       |
| i            |                                                       |
| ntersections |                                                       |
| between the  |                                                       |
| operator's   |                                                       |
| pipeline and |                                                       |
| HCAs and the |                                                       |
| operator's   |                                                       |
| technical    |                                                       |
| j            |                                                       |
| ustification |                                                       |
| for          |                                                       |
| excluding    |                                                       |
| any segments |                                                       |
| that         |                                                       |
| directly     |                                                       |
| intersect an |                                                       |
| HCA. An      |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| process for  |                                                       |
| id           |                                                       |
| entification |                                                       |
| of these     |                                                       |
| i            |                                                       |
| ntersections |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|     process  |                                                       |
|     requires |                                                       |
|     that     |                                                       |
|     segments |                                                       |
|     that are |                                                       |
|              |                                                       |
|   physically |                                                       |
|     located  |                                                       |
|     within   |                                                       |
|     HCAs are |                                                       |
|              |                                                       |
|   identified |                                                       |
|     and      |                                                       |
|     defined  |                                                       |
|     by       |                                                       |
|     specific |                                                       |
|              |                                                       |
|    locations |                                                       |
|     that     |                                                       |
|              |                                                       |
|    represent |                                                       |
|     the      |                                                       |
|     place    |                                                       |
|     where    |                                                       |
|     the      |                                                       |
|     pipeline |                                                       |
|     actually |                                                       |
|              |                                                       |
|   intersects |                                                       |
|     that HCA |                                                       |
|              |                                                       |
|    boundary. |                                                       |
|     (The     |                                                       |
|     entire   |                                                       |
|     segment  |                                                       |
|     that     |                                                       |
|     could    |                                                       |
|     affect   |                                                       |
|     the HCA  |                                                       |
|     could be |                                                       |
|     much     |                                                       |
|     larger   |                                                       |
|     based on |                                                       |
|              |                                                       |
|    transport |                                                       |
|              |                                                       |
|   analysis.) |                                                       |
|              |                                                       |
| 2.  The      |                                                       |
|     process  |                                                       |
|     requires |                                                       |
|     that     |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|   facilities |                                                       |
|     that are |                                                       |
|     located  |                                                       |
|     in HCAs  |                                                       |
|     are      |                                                       |
|              |                                                       |
|   identified |                                                       |
|     (not     |                                                       |
|     just     |                                                       |
|     line     |                                                       |
|     pipe).   |                                                       |
|              |                                                       |
| 3.  Any GIS  |                                                       |
|     or other |                                                       |
|     mapping  |                                                       |
|     software |                                                       |
|     used by  |                                                       |
|              |                                                       |
|    operators |                                                       |
|     employs  |                                                       |
|     a valid  |                                                       |
|     analysis |                                                       |
|              |                                                       |
|    algorithm |                                                       |
|     or       |                                                       |
|              |                                                       |
|  methodology |                                                       |
|     to       |                                                       |
|     identify |                                                       |
|     segments |                                                       |
|     that     |                                                       |
|              |                                                       |
|    intersect |                                                       |
|     HCAs.    |                                                       |
|              |                                                       |
| 4.  Any      |                                                       |
|     manual   |                                                       |
|     analysis |                                                       |
|              |                                                       |
|   techniques |                                                       |
|     used by  |                                                       |
|              |                                                       |
|    operators |                                                       |
|     employ a |                                                       |
|     valid    |                                                       |
|     analysis |                                                       |
|              |                                                       |
|    technique |                                                       |
|     or       |                                                       |
|              |                                                       |
|  methodology |                                                       |
|     to       |                                                       |
|     identify |                                                       |
|     segments |                                                       |
|     that     |                                                       |
|              |                                                       |
|    intersect |                                                       |
|     HCAs.    |                                                       |
|              |                                                       |
| §195.452 (a) |                                                       |
| presumes     |                                                       |
| that a       |                                                       |
| pipeline     |                                                       |
| segment      |                                                       |
| within a HCA |                                                       |
| could affect |                                                       |
| that HCA. If |                                                       |
| the operator |                                                       |
| concludes    |                                                       |
| that some    |                                                       |
| segments     |                                                       |
| within HCAs  |                                                       |
| could not    |                                                       |
| affect the   |                                                       |
| HCAs, then a |                                                       |
| technical    |                                                       |
| j            |                                                       |
| ustification |                                                       |
| for this     |                                                       |
| conclusion   |                                                       |
| is required. |                                                       |
| If the       |                                                       |
| operator     |                                                       |
| intends to   |                                                       |
| maintain any |                                                       |
| segment      |                                                       |
| intersecting |                                                       |
| a HCA could  |                                                       |
| not affect   |                                                       |
| that HCA,    |                                                       |
| then an      |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| process      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include      |                                                       |
| provisions   |                                                       |
| for such a   |                                                       |
| technical    |                                                       |
| j            |                                                       |
| ustification |                                                       |
| with the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Guidance |                                                       |
|     for      |                                                       |
|              |                                                       |
|   performing |                                                       |
|     an       |                                                       |
|     analysis |                                                       |
|     to       |                                                       |
|              |                                                       |
| substantiate |                                                       |
|     the      |                                                       |
|              |                                                       |
|   conclusion |                                                       |
|     that a   |                                                       |
|     pipeline |                                                       |
|     segment  |                                                       |
|     located  |                                                       |
|     within   |                                                       |
|     an HCA   |                                                       |
|     could    |                                                       |
|     not      |                                                       |
|     affect   |                                                       |
|     the HCA. |                                                       |
|              |                                                       |
| ```{=html}   |                                                       |
| <!-- -->     |                                                       |
| ```          |                                                       |
| 5.  An       |                                                       |
|     adequate |                                                       |
|     level of |                                                       |
|     rigor    |                                                       |
|              |                                                       |
|    specified |                                                       |
|     for any  |                                                       |
|     analysis |                                                       |
|     that is  |                                                       |
|     used to  |                                                       |
|     justify  |                                                       |
|     the      |                                                       |
|              |                                                       |
|   conclusion |                                                       |
|     that a   |                                                       |
|     segment  |                                                       |
|     located  |                                                       |
|     in an    |                                                       |
|     HCA      |                                                       |
|     could    |                                                       |
|     not      |                                                       |
|     affect   |                                                       |
|     the HCA. |                                                       |
|              |                                                       |
| 6.  A valid  |                                                       |
|     analysis |                                                       |
|     to       |                                                       |
|     justify  |                                                       |
|     the      |                                                       |
|              |                                                       |
|   conclusion |                                                       |
|     that a   |                                                       |
|     pipeline |                                                       |
|     segment  |                                                       |
|     located  |                                                       |
|     within   |                                                       |
|     an HCA   |                                                       |
|     could    |                                                       |
|     not      |                                                       |
|     affect   |                                                       |
|     the HCA. |                                                       |
|     The      |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     analysis |                                                       |
|     should   |                                                       |
|     consider |                                                       |
|     the      |                                                       |
|              |                                                       |
|    following |                                                       |
|     factors: |                                                       |
|              |                                                       |
| 7.  HVL      |                                                       |
|              |                                                       |
|  properties. |                                                       |
|              |                                                       |
| 8.  T        |                                                       |
| opographical |                                                       |
|     con      |                                                       |
| siderations. |                                                       |
|              |                                                       |
| 9.  HCA      |                                                       |
|              |                                                       |
|  properties. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program:                         |
|              |                                                       |
|              | \(1\) A process for identifying which pipeline        |
|              | segments could affect a high consequence area.        |
+--------------+-------------------------------------------------------+
|              | §452 (a) *What pipelines are covered by this          |
|              | section?* The section applies to each hazardous       |
|              | liquid pipeline and carbon dioxide pipeline that      |
|              | could affect a high consequence area, including any   |
|              | pipeline located in a high consequence area unless    |
|              | the operator effectively demonstrates by risk         |
|              | assessment that the pipeline could not affect the     |
|              | area.                                                 |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **1.02       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **1.02 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **1.02 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **1.02 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Segment Identification: Release Locations and Spill |
| \# 1.03**    | Volumes**                                             |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's segment identification analysis   |
| Question**   | process include a technically adequate method to      |
|              | determine the locations/scenarios and volume of       |
|              | potential commodity releases?                         |
|              |                                                       |
|              | Verify that the operator's identified release         |
|              | locations and spill volumes are appropriate,          |
|              | technically adequate, and determined consistent with  |
|              | its documented process.                               |
+--------------+-------------------------------------------------------+
| The          |                                                       |
| operator's   |                                                       |
| approach for |                                                       |
| analyzing    |                                                       |
| the          |                                                       |
| potential    |                                                       |
| effects of   |                                                       |
| pipeline     |                                                       |
| failures     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| must define  |                                                       |
| potential    |                                                       |
| locations on |                                                       |
| the pipeline |                                                       |
| where        |                                                       |
| releases     |                                                       |
| could occur. |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| consider the |                                                       |
| following    |                                                       |
| elements:    |                                                       |
|              |                                                       |
| 1            |                                                       |
| .  Proximity |                                                       |
|     to water |                                                       |
|              |                                                       |
|   crossings; |                                                       |
|              |                                                       |
| 2.           |                                                       |
|   Variations |                                                       |
|     in       |                                                       |
|              |                                                       |
|   topography |                                                       |
|     near the |                                                       |
|     line;    |                                                       |
|              |                                                       |
| 3.           |                                                       |
|   Variations |                                                       |
|     in       |                                                       |
|     distance |                                                       |
|     between  |                                                       |
|     the      |                                                       |
|     pipeline |                                                       |
|     and the  |                                                       |
|     HCA (for |                                                       |
|     HCAs     |                                                       |
|     that do  |                                                       |
|     not      |                                                       |
|              |                                                       |
|    intersect |                                                       |
|     the      |                                                       |
|              |                                                       |
|   pipeline); |                                                       |
|              |                                                       |
| 4.  Adequate |                                                       |
|     choice   |                                                       |
|     of       |                                                       |
|     release  |                                                       |
|              |                                                       |
|   locations, |                                                       |
|     if fixed |                                                       |
|     spacing  |                                                       |
|     along    |                                                       |
|     the      |                                                       |
|     pipeline |                                                       |
|     is used  |                                                       |
|     in the   |                                                       |
|              |                                                       |
|   definition |                                                       |
|     of       |                                                       |
|              |                                                       |
|   locations; |                                                       |
|              |                                                       |
| 5.  C        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|     spills   |                                                       |
|              |                                                       |
|    involving |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|   facilities |                                                       |
|     (e.g.,   |                                                       |
|     breakout |                                                       |
|     tanks).  |                                                       |
|              |                                                       |
| Analyzing    |                                                       |
| the          |                                                       |
| potential    |                                                       |
| effects of   |                                                       |
| pipeline     |                                                       |
| failures     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| involves     |                                                       |
| estimating   |                                                       |
| the volume   |                                                       |
| of commodity |                                                       |
| that could   |                                                       |
| be released  |                                                       |
| in the event |                                                       |
| of a         |                                                       |
| failure. An  |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include      |                                                       |
| appropriate  |                                                       |
| treatment of |                                                       |
| the          |                                                       |
| following    |                                                       |
| factors that |                                                       |
| affect       |                                                       |
| estimation   |                                                       |
| of spill     |                                                       |
| volume:      |                                                       |
|              |                                                       |
| 1.  Failure  |                                                       |
|     hole     |                                                       |
|     size     |                                                       |
|     (see     |                                                       |
|     note);   |                                                       |
|              |                                                       |
| 2            |                                                       |
| .  Operating |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     (e.g.,   |                                                       |
|     flow     |                                                       |
|     rate,    |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|   pressure); |                                                       |
|              |                                                       |
| 3.  Leak     |                                                       |
|              |                                                       |
|    detection |                                                       |
|     and      |                                                       |
|     response |                                                       |
|     time;    |                                                       |
|              |                                                       |
| 4.           |                                                       |
| Calculations |                                                       |
|     of drain |                                                       |
|     down     |                                                       |
|              |                                                       |
|    following |                                                       |
|     leak or  |                                                       |
|     rupture; |                                                       |
|              |                                                       |
| 5.  Release  |                                                       |
|     rate     |                                                       |
|              |                                                       |
|   estimates, |                                                       |
|     if air   |                                                       |
|              |                                                       |
|   dispersion |                                                       |
|     of vapor |                                                       |
|     clouds   |                                                       |
|     is a     |                                                       |
|              |                                                       |
|    transport |                                                       |
|              |                                                       |
|    mechanism |                                                       |
|     that is  |                                                       |
|              |                                                       |
|   applicable |                                                       |
|     to the   |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     system;  |                                                       |
|     and      |                                                       |
|              |                                                       |
| 6.  Pipeline |                                                       |
|     system   |                                                       |
|     design   |                                                       |
|     factors  |                                                       |
|     (e.g.,   |                                                       |
|     pipe     |                                                       |
|              |                                                       |
|    diameter, |                                                       |
|     distance |                                                       |
|     between  |                                                       |
|              |                                                       |
|    isolation |                                                       |
|     valves,  |                                                       |
|     location |                                                       |
|     of tanks |                                                       |
|     and      |                                                       |
|     other    |                                                       |
|              |                                                       |
| facilities). |                                                       |
|              |                                                       |
| If the       |                                                       |
| operator's   |                                                       |
| approach to  |                                                       |
| identify     |                                                       |
| segments     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| involves the |                                                       |
| definition   |                                                       |
| of a spill   |                                                       |
| buffer zone, |                                                       |
| then the     |                                                       |
| basis for    |                                                       |
| the defined  |                                                       |
| buffer       |                                                       |
| distance     |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include      |                                                       |
| appropriate  |                                                       |
| treatment of |                                                       |
| the above    |                                                       |
| factors.     |                                                       |
|              |                                                       |
| Note:        |                                                       |
| Because an   |                                                       |
| adequate     |                                                       |
| spill volume |                                                       |
| analysis may |                                                       |
| require      |                                                       |
| c            |                                                       |
| onsideration |                                                       |
| of various   |                                                       |
| scenarios    |                                                       |
| and          |                                                       |
| combinations |                                                       |
| of           |                                                       |
| assumptions  |                                                       |
| regarding    |                                                       |
| different    |                                                       |
| variables,   |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| release      |                                                       |
| estimate     |                                                       |
| analysis     |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include a    |                                                       |
| sensitivity  |                                                       |
| analysis to  |                                                       |
| variations   |                                                       |
| in           |                                                       |
| assumptions, |                                                       |
| including    |                                                       |
| c            |                                                       |
| onsideration |                                                       |
| of both      |                                                       |
| catastrophic |                                                       |
| failure and  |                                                       |
| leaks below  |                                                       |
| detection    |                                                       |
| limits.      |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program:                                   |
|              |                                                       |
|              | \(1\) A process for identifying which pipeline        |
|              | segments could affect a high consequence area.        |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **1.03       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **1.03 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **1.03 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **1.03 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Segment Identification: Overland Spread of Liquid   |
| \# 1.04**    | Pool**                                                |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's process include an adequate       |
| Question**   | analysis of overland flow of liquids to determine the |
|              | extent of commodity spread and its effects on HCAs?   |
|              |                                                       |
|              | Verify that the operator produced an overland spread  |
|              | analysis (if applicable) that is technically adequate |
|              | and consistent with its program requirements.         |
+--------------+-------------------------------------------------------+
| Analyzing    |                                                       |
| the          |                                                       |
| potential    |                                                       |
| effects of   |                                                       |
| pipeline     |                                                       |
| failures     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| involves     |                                                       |
| estimating   |                                                       |
| the distance |                                                       |
| and          |                                                       |
| direction of |                                                       |
| the          |                                                       |
| commodity    |                                                       |
| spilled from |                                                       |
| a potential  |                                                       |
| failure at a |                                                       |
| location on  |                                                       |
| the pipeline |                                                       |
| and          |                                                       |
| determining  |                                                       |
| if the       |                                                       |
| identified   |                                                       |
| direction    |                                                       |
| and extent   |                                                       |
| of the spill |                                                       |
| could result |                                                       |
| in adverse   |                                                       |
| consequences |                                                       |
| to a HCA.    |                                                       |
| Commodity    |                                                       |
| spilled from |                                                       |
| hazardous    |                                                       |
| liquid       |                                                       |
| pipelines    |                                                       |
| may spread   |                                                       |
| by land,     |                                                       |
| water, or    |                                                       |
| air to       |                                                       |
| impact HCAs. |                                                       |
| This         |                                                       |
| protocol     |                                                       |
| considers    |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| analysis of  |                                                       |
| overland     |                                                       |
| spill        |                                                       |
| transport.   |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| process      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include the  |                                                       |
| following    |                                                       |
| cha          |                                                       |
| racteristics |                                                       |
| in analyzing |                                                       |
| overland     |                                                       |
| spread of    |                                                       |
| spills:      |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     used in  |                                                       |
|     the      |                                                       |
|     overland |                                                       |
|     spread   |                                                       |
|     analysis |                                                       |
|     are      |                                                       |
|     valid    |                                                       |
|     for all  |                                                       |
|              |                                                       |
| applications |                                                       |
|     of the   |                                                       |
|              |                                                       |
|   assumption |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     used to  |                                                       |
|     conduct  |                                                       |
|     overland |                                                       |
|     spread   |                                                       |
|     analysis |                                                       |
|     used as  |                                                       |
|     a basis  |                                                       |
|     for      |                                                       |
|     buffer   |                                                       |
|     zone     |                                                       |
|     size     |                                                       |
|     should   |                                                       |
|     be valid |                                                       |
|     for all  |                                                       |
|     systems  |                                                       |
|     and      |                                                       |
|              |                                                       |
|    locations |                                                       |
|     to which |                                                       |
|     the      |                                                       |
|     buffer   |                                                       |
|     zone is  |                                                       |
|              |                                                       |
|    applied). |                                                       |
|              |                                                       |
| 2.  The      |                                                       |
|     overland |                                                       |
|     spread   |                                                       |
|     analysis |                                                       |
|              |                                                       |
|    technique |                                                       |
|              |                                                       |
|   adequately |                                                       |
|     and      |                                                       |
|              |                                                       |
|   accurately |                                                       |
|              |                                                       |
|    evaluates |                                                       |
|     the      |                                                       |
|     effects  |                                                       |
|     of       |                                                       |
|              |                                                       |
|   topography |                                                       |
|     on       |                                                       |
|     overland |                                                       |
|     spread   |                                                       |
|     c        |                                                       |
| onsequences. |                                                       |
|              |                                                       |
| 3.           |                                                       |
|  Assumptions |                                                       |
|     on       |                                                       |
|     operator |                                                       |
|     spill    |                                                       |
|     response |                                                       |
|     actions  |                                                       |
|     used to  |                                                       |
|              |                                                       |
|    determine |                                                       |
|     the pool |                                                       |
|     spread   |                                                       |
|     limits   |                                                       |
|     are      |                                                       |
|     valid.   |                                                       |
|              |                                                       |
| 4.  The      |                                                       |
|     overland |                                                       |
|     spread   |                                                       |
|     analysis |                                                       |
|     process  |                                                       |
|              |                                                       |
|   identifies |                                                       |
|     and      |                                                       |
|              |                                                       |
|   adequately |                                                       |
|     analyzes |                                                       |
|     local    |                                                       |
|     factors  |                                                       |
|     such as  |                                                       |
|     ditches, |                                                       |
|     sewers,  |                                                       |
|     farm     |                                                       |
|     tile,    |                                                       |
|     drains,  |                                                       |
|     etc.     |                                                       |
|              |                                                       |
| 5.  Any      |                                                       |
|     computer |                                                       |
|     modeling |                                                       |
|     of       |                                                       |
|     overland |                                                       |
|              |                                                       |
|    transport |                                                       |
|              |                                                       |
|   mechanisms |                                                       |
|     that is  |                                                       |
|     used     |                                                       |
|     produces |                                                       |
|     valid    |                                                       |
|     overland |                                                       |
|     spread   |                                                       |
|              |                                                       |
|  consequence |                                                       |
|     results. |                                                       |
|              |                                                       |
| If the       |                                                       |
| operator's   |                                                       |
| approach to  |                                                       |
| identify     |                                                       |
| segments     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| involves the |                                                       |
| definition   |                                                       |
| of a spill   |                                                       |
| buffer zone, |                                                       |
| then the     |                                                       |
| basis for    |                                                       |
| the defined  |                                                       |
| buffer       |                                                       |
| distance     |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| bound the    |                                                       |
| overland     |                                                       |
| spread       |                                                       |
| distances    |                                                       |
| estimated    |                                                       |
| for each     |                                                       |
| location to  |                                                       |
| which the    |                                                       |
| buffer is    |                                                       |
| applied. The |                                                       |
| analysis     |                                                       |
| used to      |                                                       |
| define the   |                                                       |
| buffer zone  |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include the  |                                                       |
| above        |                                                       |
| char         |                                                       |
| acteristics. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program:                                   |
|              |                                                       |
|              | \(1\) A process for identifying which pipeline        |
|              | segments could affect a high consequence area.        |
+--------------+-------------------------------------------------------+

  ------------ ------------------------------------------------------------
  **1.04       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ ------------------------------------------------------------

  -----------------------------------------------------------------------
  **1.04 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **1.04 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **1.04 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Segment Identification: Water Transport Analysis**  |
| \# 1.05**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's process include a technically     |
| Question**   | adequate analysis of water transport of liquids to    |
|              | determine the extent of commodity spread and its      |
|              | effects on HCAs?                                      |
|              |                                                       |
|              | Verify that the operator produced a water transport   |
|              | analysis (if applicable) that is technically adequate |
|              | and consistent with its program requirements.         |
+--------------+-------------------------------------------------------+
| This         |                                                       |
| protocol     |                                                       |
| considers    |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| analysis of  |                                                       |
| spill        |                                                       |
| transport    |                                                       |
| through      |                                                       |
| waterways.   |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| process      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include the  |                                                       |
| following    |                                                       |
| cha          |                                                       |
| racteristics |                                                       |
| in analyzing |                                                       |
| the          |                                                       |
| transport of |                                                       |
| spills by    |                                                       |
| water:       |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|     analysis |                                                       |
|              |                                                       |
|   adequately |                                                       |
|              |                                                       |
|    evaluates |                                                       |
|     the      |                                                       |
|     effects  |                                                       |
|     of all   |                                                       |
|              |                                                       |
|   applicable |                                                       |
|     factors, |                                                       |
|              |                                                       |
|    including |                                                       |
|     stream   |                                                       |
|              |                                                       |
|  conditions, |                                                       |
|     flow     |                                                       |
|     char     |                                                       |
| acteristics, |                                                       |
|     and      |                                                       |
|     water    |                                                       |
|              |                                                       |
|   properties |                                                       |
|     on water |                                                       |
|              |                                                       |
|    transport |                                                       |
|     c        |                                                       |
| onsequences. |                                                       |
|              |                                                       |
| 2.  The      |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     used in  |                                                       |
|     the      |                                                       |
|     analysis |                                                       |
|     are      |                                                       |
|     valid    |                                                       |
|     for all  |                                                       |
|     systems  |                                                       |
|     and      |                                                       |
|              |                                                       |
|    locations |                                                       |
|     to which |                                                       |
|     the      |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     are      |                                                       |
|     applied  |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     used to  |                                                       |
|     conduct  |                                                       |
|     water    |                                                       |
|              |                                                       |
|    transport |                                                       |
|     analysis |                                                       |
|     as a     |                                                       |
|     basis    |                                                       |
|     for      |                                                       |
|     buffer   |                                                       |
|     zone     |                                                       |
|     size are |                                                       |
|     valid    |                                                       |
|     for all  |                                                       |
|     systems  |                                                       |
|     and      |                                                       |
|              |                                                       |
|    locations |                                                       |
|     to which |                                                       |
|     the      |                                                       |
|     buffer   |                                                       |
|     zone is  |                                                       |
|              |                                                       |
|    applied). |                                                       |
|              |                                                       |
| 3.  Pool     |                                                       |
|     spread   |                                                       |
|     limits   |                                                       |
|     based on |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     of       |                                                       |
|     operator |                                                       |
|     spill    |                                                       |
|     response |                                                       |
|     actions  |                                                       |
|     are      |                                                       |
|              |                                                       |
|  defensible. |                                                       |
|              |                                                       |
| Additional   |                                                       |
| factors that |                                                       |
| may be       |                                                       |
| important to |                                                       |
| u            |                                                       |
| nderstanding |                                                       |
| water        |                                                       |
| transport of |                                                       |
| spilled      |                                                       |
| commodity    |                                                       |
| include:     |                                                       |
|              |                                                       |
| 1.  Changes  |                                                       |
|     in       |                                                       |
|              |                                                       |
|    commodity |                                                       |
|              |                                                       |
|   properties |                                                       |
|     due to   |                                                       |
|              |                                                       |
|  interaction |                                                       |
|     with the |                                                       |
|              |                                                       |
|  environment |                                                       |
|     (such as |                                                       |
|              |                                                       |
|    dissolved |                                                       |
|     MTBE     |                                                       |
|              |                                                       |
|    transport |                                                       |
|     and      |                                                       |
|     change   |                                                       |
|     in       |                                                       |
|     buoyancy |                                                       |
|     and      |                                                       |
|     density  |                                                       |
|     due to   |                                                       |
|     e        |                                                       |
| vaporation). |                                                       |
|              |                                                       |
| 2            |                                                       |
| .  Commodity |                                                       |
|              |                                                       |
|  solubility. |                                                       |
|              |                                                       |
| 3.  Abnormal |                                                       |
|     stream   |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     such as  |                                                       |
|     flood or |                                                       |
|     storm    |                                                       |
|              |                                                       |
|  conditions, |                                                       |
|     etc.     |                                                       |
|              |                                                       |
| 4.           |                                                       |
|   Subsurface |                                                       |
|     water    |                                                       |
|              |                                                       |
|    transport |                                                       |
|     as well  |                                                       |
|     as       |                                                       |
|     surface  |                                                       |
|     water    |                                                       |
|              |                                                       |
|   transport. |                                                       |
|              |                                                       |
| 5.  Indirect |                                                       |
|              |                                                       |
| introduction |                                                       |
|     into     |                                                       |
|     water    |                                                       |
|     due to   |                                                       |
|     overland |                                                       |
|     pool     |                                                       |
|     spread   |                                                       |
|     that     |                                                       |
|     reaches  |                                                       |
|              |                                                       |
|   waterways. |                                                       |
|              |                                                       |
| 6.           |                                                       |
| Introduction |                                                       |
|     into     |                                                       |
|     water    |                                                       |
|     from     |                                                       |
|     spray    |                                                       |
|              |                                                       |
|    releases. |                                                       |
|              |                                                       |
| If the       |                                                       |
| operator's   |                                                       |
| approach to  |                                                       |
| identify     |                                                       |
| segments     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| involves the |                                                       |
| definition   |                                                       |
| of a spill   |                                                       |
| buffer zone, |                                                       |
| then the     |                                                       |
| basis for    |                                                       |
| the defined  |                                                       |
| buffer       |                                                       |
| distance     |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| bound the    |                                                       |
| spill water  |                                                       |
| transport    |                                                       |
| distances    |                                                       |
| estimated    |                                                       |
| for each     |                                                       |
| location to  |                                                       |
| which the    |                                                       |
| buffer is    |                                                       |
| applied. The |                                                       |
| analysis     |                                                       |
| used to      |                                                       |
| define the   |                                                       |
| buffer zone  |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include the  |                                                       |
| above        |                                                       |
| char         |                                                       |
| acteristics. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program:                                   |
|              |                                                       |
|              | \(1\) A process for identifying which pipeline        |
|              | segments could affect a high consequence area.        |
+--------------+-------------------------------------------------------+

  ------------ ------------------------------------------------------------
  **1.05       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ ------------------------------------------------------------

  -----------------------------------------------------------------------
  **1.05 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **1.05 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **1.05 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Segment Identification: Air Dispersion Analysis**   |
| \# 1.06**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's documented consequence analysis   |
| Question**   | process include a technically adequate analysis of    |
|              | the air dispersion of vapors from the release of      |
|              | highly volatile liquids and volatile liquids to       |
|              | determine the extent of harmful commodity vapor       |
|              | spread and its effects on HCAs?                       |
|              |                                                       |
|              | Verify that the operator produced an analysis of the  |
|              | air dispersion of vapors (if applicable) that is      |
|              | technically adequate and consistent with its program  |
|              | requirements.                                         |
+--------------+-------------------------------------------------------+
| This         |                                                       |
| protocol     |                                                       |
| considers    |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| analysis of  |                                                       |
| spill        |                                                       |
| transport    |                                                       |
| through air  |                                                       |
| dispersion.  |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| process      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| cha          |                                                       |
| racteristics |                                                       |
| in analyzing |                                                       |
| the          |                                                       |
| dispersion   |                                                       |
| of spills    |                                                       |
| through air: |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|     process  |                                                       |
|     includes |                                                       |
|     air      |                                                       |
|              |                                                       |
|   dispersion |                                                       |
|     analysis |                                                       |
|     where    |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|     for the  |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     system   |                                                       |
|     and      |                                                       |
|     release  |                                                       |
|              |                                                       |
|   scenarios. |                                                       |
|              |                                                       |
| 2.  The      |                                                       |
|              |                                                       |
|   operator's |                                                       |
|              |                                                       |
|    selection |                                                       |
|     of       |                                                       |
|     analysis |                                                       |
|     model    |                                                       |
|     and      |                                                       |
|     software |                                                       |
|     tool is  |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|     for the  |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     system   |                                                       |
|     and      |                                                       |
|     release  |                                                       |
|              |                                                       |
|    scenario. |                                                       |
|              |                                                       |
| 3.  The      |                                                       |
|     analysis |                                                       |
|              |                                                       |
|    correctly |                                                       |
|     models   |                                                       |
|     the      |                                                       |
|     physical |                                                       |
|              |                                                       |
|   properties |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    commodity |                                                       |
|     that     |                                                       |
|     could be |                                                       |
|              |                                                       |
|    released. |                                                       |
|              |                                                       |
| 4.  The air  |                                                       |
|              |                                                       |
|   dispersion |                                                       |
|     analysis |                                                       |
|     inputs   |                                                       |
|     and      |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     used to  |                                                       |
|              |                                                       |
|    determine |                                                       |
|     if the   |                                                       |
|     release  |                                                       |
|     could    |                                                       |
|     affect a |                                                       |
|     HCA are  |                                                       |
|              |                                                       |
|    adequate. |                                                       |
|              |                                                       |
| 5.  If the   |                                                       |
|     air      |                                                       |
|              |                                                       |
|   dispersion |                                                       |
|     analysis |                                                       |
|     involves |                                                       |
|     c        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|              |                                                       |
|    threshold |                                                       |
|     levels   |                                                       |
|     of       |                                                       |
|     concern  |                                                       |
|     for the  |                                                       |
|     adverse  |                                                       |
|     effects  |                                                       |
|     of       |                                                       |
|              |                                                       |
|    releases, |                                                       |
|     then the |                                                       |
|              |                                                       |
|   thresholds |                                                       |
|     that are |                                                       |
|     used are |                                                       |
|     based on |                                                       |
|     valid    |                                                       |
|     criteria |                                                       |
|     to       |                                                       |
|              |                                                       |
|    determine |                                                       |
|     if       |                                                       |
|     releases |                                                       |
|     could    |                                                       |
|     affect a |                                                       |
|     HCA.     |                                                       |
|              |                                                       |
| 6.  For      |                                                       |
|     c        |                                                       |
| ompleteness, |                                                       |
|     the air  |                                                       |
|              |                                                       |
|   dispersion |                                                       |
|     analysis |                                                       |
|              |                                                       |
|    considers |                                                       |
|     the      |                                                       |
|              |                                                       |
|    potential |                                                       |
|     for any  |                                                       |
|              |                                                       |
|   additional |                                                       |
|              |                                                       |
|  significant |                                                       |
|     release  |                                                       |
|     effects  |                                                       |
|     (e.g.,   |                                                       |
|     chemical |                                                       |
|              |                                                       |
|   byproducts |                                                       |
|     of       |                                                       |
|              |                                                       |
|  combustion) |                                                       |
|     to       |                                                       |
|              |                                                       |
|    adversely |                                                       |
|     affect a |                                                       |
|     HCA.     |                                                       |
|              |                                                       |
| If the       |                                                       |
| operator's   |                                                       |
| approach to  |                                                       |
| identify     |                                                       |
| segments     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| involves the |                                                       |
| definition   |                                                       |
| of a spill   |                                                       |
| buffer zone, |                                                       |
| then the     |                                                       |
| basis for    |                                                       |
| the defined  |                                                       |
| buffer       |                                                       |
| distance     |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| bound the    |                                                       |
| vapor        |                                                       |
| dispersion   |                                                       |
| distances    |                                                       |
| estimated    |                                                       |
| for each     |                                                       |
| location to  |                                                       |
| which the    |                                                       |
| buffer is    |                                                       |
| applied. The |                                                       |
| analysis     |                                                       |
| used to      |                                                       |
| define the   |                                                       |
| buffer zone  |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include the  |                                                       |
| above        |                                                       |
| char         |                                                       |
| acteristics. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program:                                   |
|              |                                                       |
|              | \(1\) A process for identifying which pipeline        |
|              | segments could affect a high consequence area.        |
+--------------+-------------------------------------------------------+

  ------------ ------------------------------------------------------------
  **1.06       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ ------------------------------------------------------------

  -----------------------------------------------------------------------
  **1.06 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **1.06 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **1.06 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Segment Identification: Identification of Segments  |
| \#**         | that Could Indirectly Affect an HCA**                 |
| **1.07**     |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's analysis process adequately       |
| Question**   | identify all locations of segments that do not        |
|              | intersect, but could indirectly affect, an HCA?       |
|              |                                                       |
|              | Review the operator's analysis and determine if there |
|              | is reasonable assurance that the operator has         |
|              | correctly identified the endpoints of segments that   |
|              | could affect an HCA.                                  |
+--------------+-------------------------------------------------------+
| This         |                                                       |
| protocol     |                                                       |
| addresses    |                                                       |
| the results  |                                                       |
| of the       |                                                       |
| operator's   |                                                       |
| process for  |                                                       |
| segments     |                                                       |
| that do not  |                                                       |
| intersect,   |                                                       |
| but could    |                                                       |
| affect,      |                                                       |
| HCAs. An     |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| process      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|     process  |                                                       |
|     requires |                                                       |
|     that     |                                                       |
|     segments |                                                       |
|     that     |                                                       |
|     could    |                                                       |
|     affect   |                                                       |
|     HCAs     |                                                       |
|              |                                                       |
|   (according |                                                       |
|     to the   |                                                       |
|     analysis |                                                       |
|     reviewed |                                                       |
|     under    |                                                       |
|              |                                                       |
|    protocols |                                                       |
|     1.04     |                                                       |
|     through  |                                                       |
|     1.06)    |                                                       |
|     are      |                                                       |
|              |                                                       |
|   identified |                                                       |
|     and      |                                                       |
|     defined  |                                                       |
|     by       |                                                       |
|     specific |                                                       |
|              |                                                       |
|    beginning |                                                       |
|     and      |                                                       |
|     ending   |                                                       |
|              |                                                       |
|   endpoints. |                                                       |
|              |                                                       |
| 2.  If the   |                                                       |
|     operator |                                                       |
|     used a   |                                                       |
|     buffer   |                                                       |
|     zone     |                                                       |
|     approach |                                                       |
|     to       |                                                       |
|     identify |                                                       |
|     segments |                                                       |
|     that     |                                                       |
|     could    |                                                       |
|     affect   |                                                       |
|     HCAs, an |                                                       |
|     approach |                                                       |
|     that is  |                                                       |
|              |                                                       |
|  reasonable, |                                                       |
|              |                                                       |
|  technically |                                                       |
|              |                                                       |
|   justified, |                                                       |
|     and      |                                                       |
|              |                                                       |
|   identifies |                                                       |
|     the      |                                                       |
|              |                                                       |
|    endpoints |                                                       |
|     of       |                                                       |
|     segments |                                                       |
|     that     |                                                       |
|     could    |                                                       |
|     affect   |                                                       |
|     an HCA.  |                                                       |
|              |                                                       |
| 3.  If any   |                                                       |
|     segments |                                                       |
|              |                                                       |
|    intersect |                                                       |
|     a buffer |                                                       |
|     zone,    |                                                       |
|     but were |                                                       |
|     declared |                                                       |
|     to not   |                                                       |
|     affect   |                                                       |
|     the HCA, |                                                       |
|     a        |                                                       |
|              |                                                       |
|   documented |                                                       |
|     and      |                                                       |
|     adequate |                                                       |
|              |                                                       |
|    technical |                                                       |
|     j        |                                                       |
| ustification |                                                       |
|     for this |                                                       |
|              |                                                       |
|   assertion. |                                                       |
|              |                                                       |
| 4.  Id       |                                                       |
| entification |                                                       |
|     of       |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|   facilities |                                                       |
|     that     |                                                       |
|     could    |                                                       |
|     affect   |                                                       |
|     HCAs.    |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program:                                   |
|              |                                                       |
|              | \(1\) A process for identifying which pipeline        |
|              | segments could affect a high consequence area.        |
+--------------+-------------------------------------------------------+

  ------------ ------------------------------------------------------------
  **1.07       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ ------------------------------------------------------------

  -----------------------------------------------------------------------
  **1.07 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **1.07 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **1.07 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Segment Identification: Timely Completion of        |
| \# 1.08**    | Segment Identification**                              |
+--------------+-------------------------------------------------------+
| **Protocol   | Did the operator complete segment identification by   |
| Question**   | the dates prescribed in 452(b)(2)?                    |
+--------------+-------------------------------------------------------+
| The operator |                                                       |
| must         |                                                       |
| identify all |                                                       |
| segments     |                                                       |
| that could   |                                                       |
| affect HCAs  |                                                       |
| by the       |                                                       |
| prescribed   |                                                       |
| dates:       |                                                       |
|              |                                                       |
| 1.           |                                                       |
|   12/31/2001 |                                                       |
|     for      |                                                       |
|     Category |                                                       |
|     1        |                                                       |
|              |                                                       |
|    pipelines |                                                       |
|              |                                                       |
| 2.           |                                                       |
|   11/18/2002 |                                                       |
|     for      |                                                       |
|     Category |                                                       |
|     2        |                                                       |
|              |                                                       |
|    pipelines |                                                       |
|              |                                                       |
| 3            |                                                       |
| .  Beginning |                                                       |
|     of       |                                                       |
|              |                                                       |
|    operation |                                                       |
|     for      |                                                       |
|     Category |                                                       |
|     3        |                                                       |
|              |                                                       |
|    pipelines |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (b) *What program and practices must operators   |
| R            | use to manage pipeline integrity?* Each operator of a |
| equirement** | pipeline covered by this section must:                |
|              |                                                       |
|              | \(2\) Include in the program an identification of     |
|              | each pipeline or pipeline segment in the first column |
|              | of the following table not later than the date in the |
|              | second column:                                        |
|              |                                                       |
|              | Pipeline Date                                         |
|              |                                                       |
|              | Category 1 December 31, 2001                          |
|              |                                                       |
|              | Category 2 November 18, 2002.                         |
|              |                                                       |
|              | Category 3 Date the pipeline begins operation.        |
+--------------+-------------------------------------------------------+

  ------------ ------------------------------------------------------------
  **1.08       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ ------------------------------------------------------------

  -----------------------------------------------------------------------
  **1.08 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **1.08 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **1.08 Inspection Notes**

  -----------------------------------------------------------------------

This page intentionally left blank

**Integrity Management**

**Integrity Management**

**Inspection Protocol 2**

**Baseline Assessment Plan**

**Scope:**

This Protocol addresses the development of the Baseline Assessment Plan.
This Plan identifies the integrity assessment method(s) for each
pipeline segment that can affect a High Consequence Area, and provides
the schedule when these assessments will be performed. This Protocol
addresses the selection of assessment methods and the development of an
integrated, risk-based prioritized assessment schedule.

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Baseline Assessment Plan:** **Assessment Methods**  |
| \# 2.01**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Are the assessment methods shown in the Baseline      |
| Question**   | Assessment Plan appropriate for the pipeline specific |
|              | conditions and risk factors identified for each       |
|              | segment?                                              |
+--------------+-------------------------------------------------------+
| The rule     |                                                       |
| requires     |                                                       |
| that the     |                                                       |
| selected     |                                                       |
| assessment   |                                                       |
| method allow |                                                       |
| the operator |                                                       |
| to           |                                                       |
| adequately   |                                                       |
| assess the   |                                                       |
| integrity of |                                                       |
| the          |                                                       |
| pipeline.    |                                                       |
| The          |                                                       |
| operator's   |                                                       |
| assessment   |                                                       |
| method       |                                                       |
| selection    |                                                       |
| process must |                                                       |
| exhibit the  |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     methods  |                                                       |
|     selected |                                                       |
|     for each |                                                       |
|     segment  |                                                       |
|     are      |                                                       |
|              |                                                       |
|    effective |                                                       |
|     and      |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|     for      |                                                       |
|              |                                                       |
|  identifying |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|              |                                                       |
|   associated |                                                       |
|     with the |                                                       |
|     specific |                                                       |
|     risk     |                                                       |
|     factors  |                                                       |
|              |                                                       |
|   identified |                                                       |
|     for the  |                                                       |
|     segment. |                                                       |
|     Specific |                                                       |
|     risk     |                                                       |
|     factors  |                                                       |
|     can      |                                                       |
|     include  |                                                       |
|     fatigue  |                                                       |
|     cracks,  |                                                       |
|     stress   |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     cracking |                                                       |
|     (SCC),   |                                                       |
|     internal |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     general  |                                                       |
|     external |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     along    |                                                       |
|     seam or  |                                                       |
|     girth    |                                                       |
|     welds,   |                                                       |
|              |                                                       |
| construction |                                                       |
|     defects  |                                                       |
|     such as  |                                                       |
|     wrinkle  |                                                       |
|     bends,   |                                                       |
|     dents,   |                                                       |
|     etc. The |                                                       |
|     operator |                                                       |
|     should   |                                                       |
|     utilize  |                                                       |
|     industry |                                                       |
|              |                                                       |
|  information |                                                       |
|     when     |                                                       |
|              |                                                       |
|   evaluating |                                                       |
|              |                                                       |
|   previously |                                                       |
|              |                                                       |
| unidentified |                                                       |
|     risk     |                                                       |
|     factors. |                                                       |
|              |                                                       |
| 2.  If ILI   |                                                       |
|     tools    |                                                       |
|     are      |                                                       |
|     used,    |                                                       |
|     they are |                                                       |
|     used in  |                                                       |
|              |                                                       |
| combinations |                                                       |
|     that     |                                                       |
|     assure   |                                                       |
|     the      |                                                       |
|              |                                                       |
|   capability |                                                       |
|     to       |                                                       |
|     detect   |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|     and      |                                                       |
|              |                                                       |
|  deformation |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|              |                                                       |
|    including |                                                       |
|     dents,   |                                                       |
|     gouges   |                                                       |
|     and      |                                                       |
|     grooves. |                                                       |
|              |                                                       |
| 3.  All of   |                                                       |
|     the      |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     methods  |                                                       |
|     and      |                                                       |
|     tools    |                                                       |
|              |                                                       |
|   documented |                                                       |
|     in the   |                                                       |
|     Baseline |                                                       |
|              |                                                       |
|   Assessment |                                                       |
|     Plan     |                                                       |
|     comply   |                                                       |
|     with the |                                                       |
|              |                                                       |
|   acceptable |                                                       |
|     methods  |                                                       |
|              |                                                       |
|    specified |                                                       |
|     in       |                                                       |
|              |                                                       |
|  195.452 (c) |                                                       |
|     (1).     |                                                       |
|              |                                                       |
| 4.  The      |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     methods  |                                                       |
|     selected |                                                       |
|     for all  |                                                       |
|     l        |                                                       |
| ow-frequency |                                                       |
|     ERW pipe |                                                       |
|     or       |                                                       |
|              |                                                       |
|   lap-welded |                                                       |
|     pipe     |                                                       |
|              |                                                       |
|  susceptible |                                                       |
|     to       |                                                       |
|              |                                                       |
| longitudinal |                                                       |
|     seam     |                                                       |
|     failure  |                                                       |
|     are      |                                                       |
|     capable  |                                                       |
|     of       |                                                       |
|              |                                                       |
|    assessing |                                                       |
|     seam     |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     and of   |                                                       |
|              |                                                       |
|    detecting |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     and      |                                                       |
|              |                                                       |
|  deformation |                                                       |
|              |                                                       |
|   anomalies. |                                                       |
|              |                                                       |
| 5.           |                                                       |
| Indication/d |                                                       |
| ocumentation |                                                       |
|     that, if |                                                       |
|     other    |                                                       |
|              |                                                       |
|   technology |                                                       |
|     is       |                                                       |
|     planned  |                                                       |
|     for use, |                                                       |
|     the      |                                                       |
|     operator |                                                       |
|              |                                                       |
|    submitted |                                                       |
|     a 90-day |                                                       |
|              |                                                       |
| notification |                                                       |
|     to PHMSA |                                                       |
|              |                                                       |
|    regarding |                                                       |
|     the use  |                                                       |
|     of other |                                                       |
|     t        |                                                       |
| echnologies. |                                                       |
|              |                                                       |
|     \[For    |                                                       |
|     review   |                                                       |
|     of       |                                                       |
|     external |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     direct   |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     (ECDA)   |                                                       |
|     refer to |                                                       |
|              |                                                       |
|    protocols |                                                       |
|     7.03 and |                                                       |
|              |                                                       |
| 7.05-7.08.\] |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (b) *What program and practices must         |
| R            | operators use to manage pipeline integrity?* Each     |
| equirement** | operator of a pipeline covered by this section must:  |
|              |                                                       |
|              | \(3\) Include in the program a plan to carry out      |
|              | baseline assessments of line pipe as required by      |
|              | paragraph (c) of this section.                        |
+--------------+-------------------------------------------------------+
|              | §195.452 (c) *What must be in the baseline assessment |
|              | plan?* (1) An operator must include each of the       |
|              | following elements in its written baseline assessment |
|              | plan:                                                 |
|              |                                                       |
|              | \(i\) The methods selected to assess the integrity of |
|              | the line pipe. An operator must assess the integrity  |
|              | of the line pipe by any of the following methods. The |
|              | methods an operator selects to assess low frequency   |
|              | electric resistance welded pipe or lap welded pipe    |
|              | susceptible to longitudinal seam failure must be      |
|              | capable of assessing seam integrity and of detecting  |
|              | corrosion and deformation anomalies.                  |
|              |                                                       |
|              | \(A\) Internal inspection tool or tools capable of    |
|              | detecting corrosion and deformation anomalies         |
|              | including dents, gouges and grooves;                  |
|              |                                                       |
|              | \(B\) Pressure test conducted in accordance with      |
|              | subpart E of this part;                               |
|              |                                                       |
|              | \(C\) External corrosion direct assessment in         |
|              | accordance with §195.588; or                          |
|              |                                                       |
|              | (D)Other technology that the operator demonstrates    |
|              | can provide an equivalent understanding of the        |
|              | condition of the line pipe. An operator choosing this |
|              | option must notify the Office of Pipeline Safety      |
|              | (OPS) 90 days before conducting the assessment, by    |
|              | sending a notice to the address or facsimile number   |
|              | specified in paragraph (m) of this section \... (     |
|              | iii) An explanation of the assessment methods         |
|              | selected and evaluation of risk factors considered in |
|              | establishing the assessment schedule.                 |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **2.01       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **2.01 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **2.01 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **2.01 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+----------+-------------------------+-----------------+
| **Protocol   | **       |                         |                 |
| \# 2.02**    | Baseline |                         |                 |
|              | As       |                         |                 |
|              | sessment |                         |                 |
|              | Plan:    |                         |                 |
|              | Pri      |                         |                 |
|              | oritized |                         |                 |
|              | As       |                         |                 |
|              | sessment |                         |                 |
|              | Sc       |                         |                 |
|              | hedule** |                         |                 |
+--------------+----------+-------------------------+-----------------+
| **Protocol   | Does the |                         |                 |
| Question**   | Baseline |                         |                 |
|              | As       |                         |                 |
|              | sessment |                         |                 |
|              | Plan     |                         |                 |
|              | include  |                         |                 |
|              | a        |                         |                 |
|              | pri      |                         |                 |
|              | oritized |                         |                 |
|              | schedule |                         |                 |
|              | in       |                         |                 |
|              | ac       |                         |                 |
|              | cordance |                         |                 |
|              | with     |                         |                 |
|              | §195.452 |                         |                 |
|              | (d) that |                         |                 |
|              | is based |                         |                 |
|              | on the   |                         |                 |
|              | risk     |                         |                 |
|              | factors  |                         |                 |
|              | required |                         |                 |
|              | by       |                         |                 |
|              | §195.452 |                         |                 |
|              | (e)?     |                         |                 |
+--------------+----------+-------------------------+-----------------+
| The rule     |          |                         |                 |
| requires     |          |                         |                 |
| that the     |          |                         |                 |
| operator     |          |                         |                 |
| develop a    |          |                         |                 |
| prioritized  |          |                         |                 |
| schedule for |          |                         |                 |
| assessment   |          |                         |                 |
| of pipeline  |          |                         |                 |
| segments.    |          |                         |                 |
| The          |          |                         |                 |
| operator's   |          |                         |                 |
| Baseline     |          |                         |                 |
| Assessment   |          |                         |                 |
| Plan must    |          |                         |                 |
| exhibit the  |          |                         |                 |
| following    |          |                         |                 |
| char         |          |                         |                 |
| acteristics: |          |                         |                 |
|              |          |                         |                 |
| 1.  Id       |          |                         |                 |
| entification |          |                         |                 |
|     that all |          |                         |                 |
|     pipeline |          |                         |                 |
|     segments |          |                         |                 |
|     that     |          |                         |                 |
|     could    |          |                         |                 |
|     affect   |          |                         |                 |
|     HCAs are |          |                         |                 |
|     included |          |                         |                 |
|     in the   |          |                         |                 |
|     Baseline |          |                         |                 |
|              |          |                         |                 |
|   Assessment |          |                         |                 |
|     Plan.    |          |                         |                 |
|     (If the  |          |                         |                 |
|     plan     |          |                         |                 |
|              |          |                         |                 |
|   identifies |          |                         |                 |
|     line     |          |                         |                 |
|     pipe by  |          |                         |                 |
|     pigga    |          |                         |                 |
| ble/testable |          |                         |                 |
|              |          |                         |                 |
|    sections, |          |                         |                 |
|     the      |          |                         |                 |
|     d        |          |                         |                 |
| ocumentation |          |                         |                 |
|     should   |          |                         |                 |
|     identify |          |                         |                 |
|     a cross  |          |                         |                 |
|              |          |                         |                 |
|    reference |          |                         |                 |
|     or other |          |                         |                 |
|     means by |          |                         |                 |
|     which    |          |                         |                 |
|     the      |          |                         |                 |
|              |          |                         |                 |
|   applicable |          |                         |                 |
|     segments |          |                         |                 |
|     that     |          |                         |                 |
|     could    |          |                         |                 |
|     affect   |          |                         |                 |
|     HCAs can |          |                         |                 |
|     be       |          |                         |                 |
|              |          |                         |                 |
| identified.) |          |                         |                 |
|              |          |                         |                 |
| 2.  I        |          |                         |                 |
| ncorporation |          |                         |                 |
|     of newly |          |                         |                 |
|              |          |                         |                 |
|   identified |          |                         |                 |
|     segments |          |                         |                 |
|     that     |          |                         |                 |
|     could    |          |                         |                 |
|     affect   |          |                         |                 |
|     HCAs     |          |                         |                 |
|     into the |          |                         |                 |
|     Baseline |          |                         |                 |
|              |          |                         |                 |
|   Assessment |          |                         |                 |
|     Plan     |          |                         |                 |
|     within   |          |                         |                 |
|     one year |          |                         |                 |
|     from the |          |                         |                 |
|     date the |          |                         |                 |
|     segment  |          |                         |                 |
|     is       |          |                         |                 |
|              |          |                         |                 |
|   identified |          |                         |                 |
|     as       |          |                         |                 |
|     required |          |                         |                 |
|     by       |          |                         |                 |
|              |          |                         |                 |
| §195.452 (d) |          |                         |                 |
|     (3).     |          |                         |                 |
|              |          |                         |                 |
| 3.  A        |          |                         |                 |
|     pr       |          |                         |                 |
| ioritization |          |                         |                 |
|     process  |          |                         |                 |
|     that     |          |                         |                 |
|              |          |                         |                 |
|    considers |          |                         |                 |
|     risk     |          |                         |                 |
|     factors  |          |                         |                 |
|     that     |          |                         |                 |
|     reflect  |          |                         |                 |
|     the risk |          |                         |                 |
|              |          |                         |                 |
|   conditions |          |                         |                 |
|     for each |          |                         |                 |
|     pipeline |          |                         |                 |
|     segment, |          |                         |                 |
|              |          |                         |                 |
|   including, |          |                         |                 |
|     at a     |          |                         |                 |
|     minimum, |          |                         |                 |
|     c        |          |                         |                 |
| onsideration |          |                         |                 |
|     of the   |          |                         |                 |
|     risk     |          |                         |                 |
|     factors  |          |                         |                 |
|              |          |                         |                 |
|    contained |          |                         |                 |
|     in       |          |                         |                 |
|     §195.452 |          |                         |                 |
|     (e).     |          |                         |                 |
|              |          |                         |                 |
| 4.  Revision |          |                         |                 |
|     as       |          |                         |                 |
|              |          |                         |                 |
|  appropriate |          |                         |                 |
|     to       |          |                         |                 |
|     reflect  |          |                         |                 |
|     the      |          |                         |                 |
|     insights |          |                         |                 |
|     gained   |          |                         |                 |
|     from     |          |                         |                 |
|              |          |                         |                 |
|    completed |          |                         |                 |
|              |          |                         |                 |
|  assessments |          |                         |                 |
|     as well  |          |                         |                 |
|     as other |          |                         |                 |
|              |          |                         |                 |
|  information |          |                         |                 |
|     that     |          |                         |                 |
|     might    |          |                         |                 |
|     impact   |          |                         |                 |
|     the      |          |                         |                 |
|     priority |          |                         |                 |
|     or       |          |                         |                 |
|              |          |                         |                 |
|   assessment |          |                         |                 |
|     method   |          |                         |                 |
|     of       |          |                         |                 |
|     future   |          |                         |                 |
|              |          |                         |                 |
|    integrity |          |                         |                 |
|              |          |                         |                 |
| assessments. |          |                         |                 |
|              |          |                         |                 |
| An effective |          |                         |                 |
| baseline     |          |                         |                 |
| assessment   |          |                         |                 |
| schedule     |          |                         |                 |
| should       |          |                         |                 |
| exhibit the  |          |                         |                 |
| following    |          |                         |                 |
| additional   |          |                         |                 |
| char         |          |                         |                 |
| acteristics: |          |                         |                 |
|              |          |                         |                 |
| 1.  The      |          |                         |                 |
|     schedule |          |                         |                 |
|     appears  |          |                         |                 |
|     to be    |          |                         |                 |
|              |          |                         |                 |
|   reasonable |          |                         |                 |
|     and      |          |                         |                 |
|              |          |                         |                 |
|  achievable. |          |                         |                 |
|              |          |                         |                 |
| 2.  If the   |          |                         |                 |
|     Baseline |          |                         |                 |
|              |          |                         |                 |
|   Assessment |          |                         |                 |
|     Plan     |          |                         |                 |
|              |          |                         |                 |
|  prioritizes |          |                         |                 |
|     piggable |          |                         |                 |
|     or       |          |                         |                 |
|              |          |                         |                 |
|   assessment |          |                         |                 |
|     sections |          |                         |                 |
|     of pipes |          |                         |                 |
|     where    |          |                         |                 |
|     the      |          |                         |                 |
|              |          |                         |                 |
|   assessment |          |                         |                 |
|     sections |          |                         |                 |
|     include  |          |                         |                 |
|     multiple |          |                         |                 |
|     segments |          |                         |                 |
|     that can |          |                         |                 |
|     affect   |          |                         |                 |
|     HCAs,    |          |                         |                 |
|     the      |          |                         |                 |
|     process  |          |                         |                 |
|     for      |          |                         |                 |
|              |          |                         |                 |
|  determining |          |                         |                 |
|     the      |          |                         |                 |
|     relative |          |                         |                 |
|     priority |          |                         |                 |
|     of       |          |                         |                 |
|              |          |                         |                 |
|   assessment |          |                         |                 |
|     sections |          |                         |                 |
|     is       |          |                         |                 |
|              |          |                         |                 |
|    carefully |          |                         |                 |
|              |          |                         |                 |
|   explained. |          |                         |                 |
|              |          |                         |                 |
| Furthermore, |          |                         |                 |
|     the      |          |                         |                 |
|              |          |                         |                 |
|  methodology |          |                         |                 |
|     assures  |          |                         |                 |
|     the      |          |                         |                 |
|     highest  |          |                         |                 |
|     risk     |          |                         |                 |
|     segments |          |                         |                 |
|     that can |          |                         |                 |
|     affect   |          |                         |                 |
|     HCAs are |          |                         |                 |
|              |          |                         |                 |
|    scheduled |          |                         |                 |
|     for      |          |                         |                 |
|              |          |                         |                 |
|   assessment |          |                         |                 |
|     early in |          |                         |                 |
|     the      |          |                         |                 |
|     period   |          |                         |                 |
|     allotted |          |                         |                 |
|     for      |          |                         |                 |
|              |          |                         |                 |
|   completing |          |                         |                 |
|     baseline |          |                         |                 |
|              |          |                         |                 |
| assessments. |          |                         |                 |
|              |          |                         |                 |
| Inspection   |          |                         |                 |
| of Baseline  |          |                         |                 |
| Assessment   |          |                         |                 |
| Plan         |          |                         |                 |
| im           |          |                         |                 |
| plementation |          |                         |                 |
| should       |          |                         |                 |
| include a    |          |                         |                 |
| check of the |          |                         |                 |
| following    |          |                         |                 |
| char         |          |                         |                 |
| acteristics: |          |                         |                 |
|              |          |                         |                 |
| 1.           |          |                         |                 |
|  Assessments |          |                         |                 |
|              |          |                         |                 |
|    scheduled |          |                         |                 |
|     for      |          |                         |                 |
|              |          |                         |                 |
|   completion |          |                         |                 |
|     were, in |          |                         |                 |
|     fact,    |          |                         |                 |
|              |          |                         |                 |
|   completed. |          |                         |                 |
|              |          |                         |                 |
| 2            |          |                         |                 |
| .  Beginning |          |                         |                 |
|     with the |          |                         |                 |
|     highest  |          |                         |                 |
|     risk     |          |                         |                 |
|     pipe, at |          |                         |                 |
|     least    |          |                         |                 |
|     50% of   |          |                         |                 |
|     the line |          |                         |                 |
|     pipe     |          |                         |                 |
|     that can |          |                         |                 |
|     affect   |          |                         |                 |
|     HCAs are |          |                         |                 |
|              |          |                         |                 |
|    scheduled |          |                         |                 |
|     to be    |          |                         |                 |
|     assessed |          |                         |                 |
|     prior to |          |                         |                 |
|     the      |          |                         |                 |
|     segments |          |                         |                 |
|              |          |                         |                 |
|   compliance |          |                         |                 |
|     deadline |          |                         |                 |
|              |          |                         |                 |
|   (September |          |                         |                 |
|     30, 2004 |          |                         |                 |
|     for      |          |                         |                 |
|     Category |          |                         |                 |
|     1 and    |          |                         |                 |
|     August   |          |                         |                 |
|     16, 2005 |          |                         |                 |
|     for      |          |                         |                 |
|     Category |          |                         |                 |
|     2). All  |          |                         |                 |
|     baseline |          |                         |                 |
|              |          |                         |                 |
|  assessments |          |                         |                 |
|     of the   |          |                         |                 |
|     line     |          |                         |                 |
|     pipe     |          |                         |                 |
|     that can |          |                         |                 |
|     affect   |          |                         |                 |
|     HCAs are |          |                         |                 |
|              |          |                         |                 |
|    scheduled |          |                         |                 |
|     to be    |          |                         |                 |
|              |          |                         |                 |
|    completed |          |                         |                 |
|     prior to |          |                         |                 |
|     the      |          |                         |                 |
|              |          |                         |                 |
|   compliance |          |                         |                 |
|     deadline |          |                         |                 |
|     (March   |          |                         |                 |
|     31, 2008 |          |                         |                 |
|     for      |          |                         |                 |
|     Category |          |                         |                 |
|     1 pipe,  |          |                         |                 |
|     February |          |                         |                 |
|     17, 2009 |          |                         |                 |
|     for      |          |                         |                 |
|     Category |          |                         |                 |
|     2 pipe). |          |                         |                 |
|     Category |          |                         |                 |
|     3 pipe   |          |                         |                 |
|     must     |          |                         |                 |
|     have a   |          |                         |                 |
|              |          |                         |                 |
|    completed |          |                         |                 |
|              |          |                         |                 |
|   assessment |          |                         |                 |
|     prior to |          |                         |                 |
|              |          |                         |                 |
|    beginning |          |                         |                 |
|              |          |                         |                 |
|   operation. |          |                         |                 |
|              |          |                         |                 |
| 3.           |          |                         |                 |
|   Assessment |          |                         |                 |
|     methods  |          |                         |                 |
|     were     |          |                         |                 |
|     used as  |          |                         |                 |
|              |          |                         |                 |
|    described |          |                         |                 |
|     in the   |          |                         |                 |
|     plan.    |          |                         |                 |
|              |          |                         |                 |
| 4.  The date |          |                         |                 |
|     on which |          |                         |                 |
|              |          |                         |                 |
|   assessment |          |                         |                 |
|     field    |          |                         |                 |
|              |          |                         |                 |
|   activities |          |                         |                 |
|     are      |          |                         |                 |
|              |          |                         |                 |
|    completed |          |                         |                 |
|     is       |          |                         |                 |
|              |          |                         |                 |
|    recorded. |          |                         |                 |
|              |          |                         |                 |
| 5.  The      |          |                         |                 |
|     total    |          |                         |                 |
|     pipeline |          |                         |                 |
|     mileage  |          |                         |                 |
|     for      |          |                         |                 |
|     which    |          |                         |                 |
|              |          |                         |                 |
|  assessments |          |                         |                 |
|     have     |          |                         |                 |
|     been     |          |                         |                 |
|              |          |                         |                 |
|   completed, |          |                         |                 |
|     and the  |          |                         |                 |
|     total    |          |                         |                 |
|     mileage  |          |                         |                 |
|     that can |          |                         |                 |
|     affect   |          |                         |                 |
|     HCAs for |          |                         |                 |
|     which    |          |                         |                 |
|              |          |                         |                 |
|  assessments |          |                         |                 |
|     have     |          |                         |                 |
|     been     |          |                         |                 |
|              |          |                         |                 |
|    completed |          |                         |                 |
|     should   |          |                         |                 |
|     be       |          |                         |                 |
|              |          |                         |                 |
|   available. |          |                         |                 |
|              |          |                         |                 |
| 6.  Based on |          |                         |                 |
|              |          |                         |                 |
|   assessment |          |                         |                 |
|     results  |          |                         |                 |
|              |          |                         |                 |
|  information |          |                         |                 |
|     reviewed |          |                         |                 |
|     during   |          |                         |                 |
|     the      |          |                         |                 |
|              |          |                         |                 |
|  inspection, |          |                         |                 |
|     the data |          |                         |                 |
|     in Part  |          |                         |                 |
|     K        |          |                         |                 |
|     (Mileage |          |                         |                 |
|     of       |          |                         |                 |
|     Baseline |          |                         |                 |
|              |          |                         |                 |
|  Assessments |          |                         |                 |
|              |          |                         |                 |
|   Completed) |          |                         |                 |
|     of the   |          |                         |                 |
|     most     |          |                         |                 |
|     recent   |          |                         |                 |
|     Form     |          |                         |                 |
|     PHMSA F  |          |                         |                 |
|     7000-1.1 |          |                         |                 |
|     appear   |          |                         |                 |
|     valid    |          |                         |                 |
|     and      |          |                         |                 |
|              |          |                         |                 |
|    completed |          |                         |                 |
|     per      |          |                         |                 |
|              |          |                         |                 |
| Instructions |          |                         |                 |
|     for      |          |                         |                 |
|              |          |                         |                 |
|   Completing |          |                         |                 |
|     Form     |          |                         |                 |
|     PHMSA F  |          |                         |                 |
|              |          |                         |                 |
|    7000-1.1. |          |                         |                 |
+--------------+----------+-------------------------+-----------------+
| **Rule       | §195.452 |                         |                 |
| R            | (f)      |                         |                 |
| equirement** | *What    |                         |                 |
|              | are the  |                         |                 |
|              | elements |                         |                 |
|              | of an    |                         |                 |
|              | i        |                         |                 |
|              | ntegrity |                         |                 |
|              | ma       |                         |                 |
|              | nagement |                         |                 |
|              | p        |                         |                 |
|              | rogram?* |                         |                 |
|              | (2) A    |                         |                 |
|              | baseline |                         |                 |
|              | as       |                         |                 |
|              | sessment |                         |                 |
|              | plan     |                         |                 |
|              | meeting  |                         |                 |
|              | the      |                         |                 |
|              | requ     |                         |                 |
|              | irements |                         |                 |
|              | of       |                         |                 |
|              | p        |                         |                 |
|              | aragraph |                         |                 |
|              | (c) of   |                         |                 |
|              | this     |                         |                 |
|              | section  |                         |                 |
+--------------+----------+-------------------------+-----------------+
|              | §195.452 |                         |                 |
|              | (b)      |                         |                 |
|              | *What    |                         |                 |
|              | program  |                         |                 |
|              | and      |                         |                 |
|              | p        |                         |                 |
|              | ractices |                         |                 |
|              | must     |                         |                 |
|              | o        |                         |                 |
|              | perators |                         |                 |
|              | use to   |                         |                 |
|              | manage   |                         |                 |
|              | pipeline |                         |                 |
|              | int      |                         |                 |
|              | egrity?* |                         |                 |
|              | Each     |                         |                 |
|              | operator |                         |                 |
|              | of a     |                         |                 |
|              | pipeline |                         |                 |
|              | covered  |                         |                 |
|              | by this  |                         |                 |
|              | section  |                         |                 |
|              | must:    |                         |                 |
|              | (3)      |                         |                 |
|              | Include  |                         |                 |
|              | in the   |                         |                 |
|              | program  |                         |                 |
|              | a plan   |                         |                 |
|              | to carry |                         |                 |
|              | out      |                         |                 |
|              | baseline |                         |                 |
|              | ass      |                         |                 |
|              | essments |                         |                 |
|              | of line  |                         |                 |
|              | pipe as  |                         |                 |
|              | required |                         |                 |
|              | by       |                         |                 |
|              | p        |                         |                 |
|              | aragraph |                         |                 |
|              | (c) of   |                         |                 |
|              | this     |                         |                 |
|              | section. |                         |                 |
+--------------+----------+-------------------------+-----------------+
|              | §195.452 |                         |                 |
|              | (c)      |                         |                 |
|              | *What    |                         |                 |
|              | must be  |                         |                 |
|              | in the   |                         |                 |
|              | baseline |                         |                 |
|              | as       |                         |                 |
|              | sessment |                         |                 |
|              | plan?*   |                         |                 |
|              | (1) An   |                         |                 |
|              | operator |                         |                 |
|              | must     |                         |                 |
|              | include  |                         |                 |
|              | each of  |                         |                 |
|              | the      |                         |                 |
|              | f        |                         |                 |
|              | ollowing |                         |                 |
|              | elements |                         |                 |
|              | in its   |                         |                 |
|              | written  |                         |                 |
|              | baseline |                         |                 |
|              | as       |                         |                 |
|              | sessment |                         |                 |
|              | plan     |                         |                 |
|              | \...     |                         |                 |
|              | (ii) A   |                         |                 |
|              | schedule |                         |                 |
|              | for      |                         |                 |
|              | co       |                         |                 |
|              | mpleting |                         |                 |
|              | the      |                         |                 |
|              | i        |                         |                 |
|              | ntegrity |                         |                 |
|              | ass      |                         |                 |
|              | essment; |                         |                 |
+--------------+----------+-------------------------+-----------------+
|              | §195.452 |                         |                 |
|              | (d)      |                         |                 |
|              | *When    |                         |                 |
|              | must     |                         |                 |
|              | o        |                         |                 |
|              | perators |                         |                 |
|              | complete |                         |                 |
|              | baseline |                         |                 |
|              | asses    |                         |                 |
|              | sments?* |                         |                 |
|              | O        |                         |                 |
|              | perators |                         |                 |
|              | must     |                         |                 |
|              | complete |                         |                 |
|              | baseline |                         |                 |
|              | ass      |                         |                 |
|              | essments |                         |                 |
|              | as       |                         |                 |
|              | follows: |                         |                 |
|              | (1)      |                         |                 |
|              | *Time    |                         |                 |
|              | p        |                         |                 |
|              | eriods*. |                         |                 |
|              | Complete |                         |                 |
|              | ass      |                         |                 |
|              | essments |                         |                 |
|              |          |                         |                 |
|              | before   |                         |                 |
|              | the      |                         |                 |
|              | f        |                         |                 |
|              | ollowing |                         |                 |
|              | de       |                         |                 |
|              | adlines: |                         |                 |
+--------------+----------+-------------------------+-----------------+
|              | If the   | Then complete baseline  | And assess at   |
|              | pipeline | assessments not later   | least 50        |
|              | is:      | than the following date | percent of the  |
|              |          | according to a schedule | line pipe on an |
|              | Category | that prioritizes        | expedited       |
|              | 1        | assessments:            | basis,          |
|              | Category |                         | beginning with  |
|              | 2        | March 31, 2008          | the highest     |
|              |          |                         | risk pipe, not  |
|              | Category | February 17, 2009       | later than:     |
|              | 3        |                         |                 |
|              |          | Date the pipeline       | September 30,   |
|              |          | begins operation        | 2004            |
|              |          |                         |                 |
|              |          |                         | August 16, 2005 |
|              |          |                         |                 |
|              |          |                         | Not applicable  |
+--------------+----------+-------------------------+-----------------+
|              | §195.4   |                         |                 |
|              | 52(d)(3) |                         |                 |
|              | Newly-id |                         |                 |
|              | entified |                         |                 |
|              | areas.   |                         |                 |
|              | When     |                         |                 |
|              | inf      |                         |                 |
|              | ormation |                         |                 |
|              | is       |                         |                 |
|              | a        |                         |                 |
|              | vailable |                         |                 |
|              | from the |                         |                 |
|              | inf      |                         |                 |
|              | ormation |                         |                 |
|              | analysis |                         |                 |
|              | (see     |                         |                 |
|              | p        |                         |                 |
|              | aragraph |                         |                 |
|              | (g) of   |                         |                 |
|              | this     |                         |                 |
|              | s        |                         |                 |
|              | ection), |                         |                 |
|              | or from  |                         |                 |
|              | Census   |                         |                 |
|              | Bureau   |                         |                 |
|              | maps,    |                         |                 |
|              | that the |                         |                 |
|              | po       |                         |                 |
|              | pulation |                         |                 |
|              | density  |                         |                 |
|              | around a |                         |                 |
|              | pipeline |                         |                 |
|              | segment  |                         |                 |
|              | has      |                         |                 |
|              | changed  |                         |                 |
|              | so as to |                         |                 |
|              | fall     |                         |                 |
|              | within   |                         |                 |
|              | the      |                         |                 |
|              | de       |                         |                 |
|              | finition |                         |                 |
|              | in Sec.  |                         |                 |
|              | 195.450  |                         |                 |
|              | of a     |                         |                 |
|              | high     |                         |                 |
|              | po       |                         |                 |
|              | pulation |                         |                 |
|              | area or  |                         |                 |
|              | other    |                         |                 |
|              | p        |                         |                 |
|              | opulated |                         |                 |
|              | area,    |                         |                 |
|              | the      |                         |                 |
|              | operator |                         |                 |
|              | must     |                         |                 |
|              | inc      |                         |                 |
|              | orporate |                         |                 |
|              | the area |                         |                 |
|              | into its |                         |                 |
|              | baseline |                         |                 |
|              | as       |                         |                 |
|              | sessment |                         |                 |
|              | plan as  |                         |                 |
|              | a high   |                         |                 |
|              | con      |                         |                 |
|              | sequence |                         |                 |
|              | area     |                         |                 |
|              | within   |                         |                 |
|              | one year |                         |                 |
|              | from the |                         |                 |
|              | date the |                         |                 |
|              | area is  |                         |                 |
|              | ide      |                         |                 |
|              | ntified. |                         |                 |
|              | An       |                         |                 |
|              | operator |                         |                 |
|              | must     |                         |                 |
|              | complete |                         |                 |
|              | the      |                         |                 |
|              | baseline |                         |                 |
|              | as       |                         |                 |
|              | sessment |                         |                 |
|              | of any   |                         |                 |
|              | line     |                         |                 |
|              | pipe     |                         |                 |
|              | that     |                         |                 |
|              | could    |                         |                 |
|              | affect   |                         |                 |
|              | the      |                         |                 |
|              | newly-id |                         |                 |
|              | entified |                         |                 |
|              | high     |                         |                 |
|              | con      |                         |                 |
|              | sequence |                         |                 |
|              | area     |                         |                 |
|              | within   |                         |                 |
|              | five     |                         |                 |
|              | years    |                         |                 |
|              | from the |                         |                 |
|              | date the |                         |                 |
|              | area is  |                         |                 |
|              | ide      |                         |                 |
|              | ntified. |                         |                 |
+--------------+----------+-------------------------+-----------------+
|              | §19      |                         |                 |
|              | 5.452(e) |                         |                 |
|              | What are |                         |                 |
|              | the risk |                         |                 |
|              | factors  |                         |                 |
|              | for      |                         |                 |
|              | esta     |                         |                 |
|              | blishing |                         |                 |
|              | an       |                         |                 |
|              | as       |                         |                 |
|              | sessment |                         |                 |
|              | schedule |                         |                 |
|              | (for     |                         |                 |
|              | both the |                         |                 |
|              | baseline |                         |                 |
|              | and      |                         |                 |
|              | c        |                         |                 |
|              | ontinual |                         |                 |
|              | i        |                         |                 |
|              | ntegrity |                         |                 |
|              | asses    |                         |                 |
|              | sments)? |                         |                 |
|              | (1) An   |                         |                 |
|              | operator |                         |                 |
|              | must     |                         |                 |
|              | e        |                         |                 |
|              | stablish |                         |                 |
|              | an       |                         |                 |
|              | i        |                         |                 |
|              | ntegrity |                         |                 |
|              | as       |                         |                 |
|              | sessment |                         |                 |
|              | schedule |                         |                 |
|              | that     |                         |                 |
|              | pri      |                         |                 |
|              | oritizes |                         |                 |
|              | pipeline |                         |                 |
|              | segments |                         |                 |
|              | for      |                         |                 |
|              | ass      |                         |                 |
|              | essment. |                         |                 |
|              | An       |                         |                 |
|              | operator |                         |                 |
|              | must     |                         |                 |
|              | base the |                         |                 |
|              | as       |                         |                 |
|              | sessment |                         |                 |
|              | schedule |                         |                 |
|              | on all   |                         |                 |
|              | risk     |                         |                 |
|              | factors  |                         |                 |
|              | that     |                         |                 |
|              | reflect  |                         |                 |
|              | the risk |                         |                 |
|              | co       |                         |                 |
|              | nditions |                         |                 |
|              | on the   |                         |                 |
|              | pipeline |                         |                 |
|              | segment. |                         |                 |
+--------------+----------+-------------------------+-----------------+

  ------------ -----------------------------------------------------------
  **2.02       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  --------------- -----------------------------------------------------------
  **2.02          
  Additional      
  Data** *(Type   
  an **X** in the 
  applicable box  
  to verify task  
  completion.)*   

                  **Annual Report Part K Data of the Most Recent Form PHMSA F
                  7000.1-1 Reviewed**
  --------------- -----------------------------------------------------------

  -----------------------------------------------------------------------
  **2.02 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **2.02 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **2.02 Inspection Notes**

  -----------------------------------------------------------------------

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Baseline Assessment Plan: Prior Assessments**       |
| \# 2.03**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the Baseline Assessment Plan make use of prior   |
| Question**   | assessments as baseline assessments?                  |
+--------------+-------------------------------------------------------+
| Assessments  |                                                       |
| performed    |                                                       |
| prior to the |                                                       |
| effective    |                                                       |
| date of the  |                                                       |
| rule may be  |                                                       |
| used as      |                                                       |
| baseline     |                                                       |
| assessments  |                                                       |
| provided     |                                                       |
| they are     |                                                       |
| consistent   |                                                       |
| with rule    |                                                       |
| requirements |                                                       |
| for baseline |                                                       |
| assessments. |                                                       |
| The          |                                                       |
| operator's   |                                                       |
| Baseline     |                                                       |
| Assessment   |                                                       |
| Plan must    |                                                       |
| exhibit the  |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Evidence |                                                       |
|     that     |                                                       |
|     baseline |                                                       |
|              |                                                       |
|  assessments |                                                       |
|              |                                                       |
|    performed |                                                       |
|     after    |                                                       |
|     January  |                                                       |
|     1, 1996  |                                                       |
|     but      |                                                       |
|     before   |                                                       |
|     March    |                                                       |
|     31,      |                                                       |
|     2002,    |                                                       |
|     for      |                                                       |
|     Category |                                                       |
|     1        |                                                       |
|              |                                                       |
|    pipelines |                                                       |
|     have     |                                                       |
|     been     |                                                       |
|              |                                                       |
|    performed |                                                       |
|     using    |                                                       |
|     the      |                                                       |
|     methods  |                                                       |
|              |                                                       |
|   prescribed |                                                       |
|     in       |                                                       |
|     §195     |                                                       |
| .452 (c) (1) |                                                       |
|     and that |                                                       |
|     repairs  |                                                       |
|     have     |                                                       |
|     been     |                                                       |
|              |                                                       |
|  categorized |                                                       |
|     and      |                                                       |
|              |                                                       |
|    completed |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with the |                                                       |
|              |                                                       |
| requirements |                                                       |
|     of the   |                                                       |
|     IM rule  |                                                       |
|     if the   |                                                       |
|     line has |                                                       |
|     been in  |                                                       |
|     service  |                                                       |
|     after    |                                                       |
|     March    |                                                       |
|     31,      |                                                       |
|     2002.    |                                                       |
|              |                                                       |
| 2.  Evidence |                                                       |
|     that     |                                                       |
|     baseline |                                                       |
|              |                                                       |
|  assessments |                                                       |
|              |                                                       |
|    performed |                                                       |
|     after    |                                                       |
|     February |                                                       |
|     15, 1997 |                                                       |
|     but      |                                                       |
|     before   |                                                       |
|     February |                                                       |
|     18,      |                                                       |
|     2003,    |                                                       |
|     for      |                                                       |
|     Category |                                                       |
|     2        |                                                       |
|              |                                                       |
|    pipelines |                                                       |
|     have     |                                                       |
|     been     |                                                       |
|              |                                                       |
|    performed |                                                       |
|     using    |                                                       |
|     the      |                                                       |
|     methods  |                                                       |
|              |                                                       |
|   prescribed |                                                       |
|     in       |                                                       |
|     §195     |                                                       |
| .452 (c) (1) |                                                       |
|     and that |                                                       |
|     repairs  |                                                       |
|     have     |                                                       |
|     been     |                                                       |
|              |                                                       |
|  categorized |                                                       |
|     and      |                                                       |
|              |                                                       |
|    completed |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with the |                                                       |
|              |                                                       |
| requirements |                                                       |
|     of the   |                                                       |
|     IM rule  |                                                       |
|     if the   |                                                       |
|     line has |                                                       |
|     been in  |                                                       |
|     service  |                                                       |
|     after    |                                                       |
|     February |                                                       |
|     18,      |                                                       |
|     2003.    |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (d) (2) *Prior assessment*. To satisfy the   |
| R            | requirements of paragraph (c)(1)(i) of this section   |
| equirement** | for pipelines in the first column of the following    |
|              | table, operators may use integrity assessments        |
|              | conducted after the date in the second column, if the |
|              | integrity assessment method complies with this        |
|              | section. However, if an operator uses this prior      |
|              | assessment as its baseline assessment, the operator   |
|              | must reassess the line pipe according to paragraph    |
|              | (j)(3) of this section. The table follows:            |
|              |                                                       |
|              | [Pipeline]{.underline} [Date]{.underline}             |
|              |                                                       |
|              | Category 1 January 1, 1996                            |
|              |                                                       |
|              | Category 2 February 15,1997                           |
+--------------+-------------------------------------------------------+

  ------------ ------------------------------------------------------------
  **2.03       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ ------------------------------------------------------------

  -----------------------------------------------------------------------
  **2.03 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **2.03 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **2.03 Inspection Notes**

  -----------------------------------------------------------------------

**Integrity Management**

#### Integrity Management

**Inspection Protocol 3**

**Integrity Assessment Results Review**

**Scope:**

This Protocol addresses the review, validation, and evaluation of
results from integrity assessments (i.e., in-line inspection, pressure
testing, or other technologies). In addressing this program element,
this protocol covers verification of information accuracy, the
integration of other information about the pipeline with the assessment
results to help identify and characterize defects, and obtain an
improved understanding about the condition of the pipe.

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | Integrity Assessment Results Review: Qualifications   |
| \# 3.01**    | of Individuals that Review and Evaluate Assessment    |
|              | Results                                               |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator have a formal, documented process   |
| Question**   | to ensure that individuals who review and evaluate    |
|              | integrity assessment results are qualified to perform |
|              | this work?                                            |
|              |                                                       |
|              | Review records such as job descriptions, resumes,     |
|              | training records, etc., to verify that individuals    |
|              | that review assessment results are qualified to do    |
|              | so.                                                   |
+--------------+-------------------------------------------------------+
| The rule     |                                                       |
| requires     |                                                       |
| that         |                                                       |
| individuals  |                                                       |
| who review   |                                                       |
| assessment   |                                                       |
| results and  |                                                       |
| information  |                                                       |
| analysis be  |                                                       |
| qualified to |                                                       |
| do so. An    |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| require that |                                                       |
| appropriate  |                                                       |
| means be     |                                                       |
| taken to     |                                                       |
| ensure the   |                                                       |
| requisite    |                                                       |
| level of     |                                                       |
| qu           |                                                       |
| alification, |                                                       |
| and contain  |                                                       |
| the          |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Job      |                                                       |
|              |                                                       |
| description, |                                                       |
|     task     |                                                       |
|              |                                                       |
|    analysis, |                                                       |
|     or other |                                                       |
|     means to |                                                       |
|     identify |                                                       |
|     the      |                                                       |
|     q        |                                                       |
| ualification |                                                       |
|              |                                                       |
| requirements |                                                       |
|     for      |                                                       |
|              |                                                       |
|   performing |                                                       |
|     reviews  |                                                       |
|     of       |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     results  |                                                       |
|     and      |                                                       |
|              |                                                       |
|  information |                                                       |
|              |                                                       |
|    analysis, |                                                       |
|     that     |                                                       |
|     address  |                                                       |
|              |                                                       |
|   education, |                                                       |
|              |                                                       |
|  experience, |                                                       |
|     skills,  |                                                       |
|     and      |                                                       |
|     training |                                                       |
|     r        |                                                       |
| equirements, |                                                       |
|     as       |                                                       |
|              |                                                       |
| appropriate. |                                                       |
|              |                                                       |
| 2.  D        |                                                       |
| ocumentation |                                                       |
|     of       |                                                       |
|     existing |                                                       |
|              |                                                       |
|    personnel |                                                       |
|     skills,  |                                                       |
|              |                                                       |
|   education, |                                                       |
|              |                                                       |
|    training, |                                                       |
|     and      |                                                       |
|              |                                                       |
|   experience |                                                       |
|     that (1) |                                                       |
|              |                                                       |
| demonstrates |                                                       |
|     the      |                                                       |
|              |                                                       |
| individual's |                                                       |
|     q        |                                                       |
| ualification |                                                       |
|     and      |                                                       |
|              |                                                       |
| proficiency, |                                                       |
|     and (2)  |                                                       |
|              |                                                       |
|   identifies |                                                       |
|              |                                                       |
|   additional |                                                       |
|     q        |                                                       |
| ualification |                                                       |
|     needs    |                                                       |
|     for      |                                                       |
|     those    |                                                       |
|              |                                                       |
|  individuals |                                                       |
|     that do  |                                                       |
|     not meet |                                                       |
|     all      |                                                       |
|     q        |                                                       |
| ualification |                                                       |
|     r        |                                                       |
| equirements. |                                                       |
|              |                                                       |
| 3.  Plan and |                                                       |
|     schedule |                                                       |
|     to       |                                                       |
|     provide  |                                                       |
|              |                                                       |
|   additional |                                                       |
|     training |                                                       |
|     or       |                                                       |
|     skills   |                                                       |
|              |                                                       |
|  acquisition |                                                       |
|     to       |                                                       |
|     achieve  |                                                       |
|     and      |                                                       |
|     maintain |                                                       |
|     q        |                                                       |
| ualification |                                                       |
|     r        |                                                       |
| equirements, |                                                       |
|     as       |                                                       |
|              |                                                       |
|  applicable. |                                                       |
|              |                                                       |
| \[For review |                                                       |
| of           |                                                       |
| individual   |                                                       |
| qu           |                                                       |
| alifications |                                                       |
| for external |                                                       |
| corrosion    |                                                       |
| direct       |                                                       |
| assessment   |                                                       |
| (ECDA) refer |                                                       |
| to protocol  |                                                       |
| 7.03.\]      |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program:                                   |
|              |                                                       |
|              | \(8\) A process for review of integrity assessment    |
|              | results and information analysis by a person          |
|              | qualified to evaluate the results and information     |
|              | (see paragraph (h)(2) of this section).               |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **3.01       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **3.01 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **3.01 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **3.01 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Integrity Assessment Results Review: ILI Vendor     |
| \# 3.02**    | Specifications**                                      |
+--------------+-------------------------------------------------------+
| **Protocol   | Do the requirements established by the operator for   |
| Question**   | the In-Line Inspection (ILI) assessment process (such |
|              | as ILI technical specifications, scope of work        |
|              | statements, etc.) assure that those responsible for   |
|              | conducting in-line integrity assessments (i.e., ILI   |
|              | tool vendors) understand their responsibilities in    |
|              | performing integrity assessments that comply with     |
|              | this rule?                                            |
+--------------+-------------------------------------------------------+
| ILI tool     |                                                       |
| vendors      |                                                       |
| perform an   |                                                       |
| important    |                                                       |
| role in      |                                                       |
| pipeline     |                                                       |
| integrity.   |                                                       |
| However, the |                                                       |
| operator is  |                                                       |
| ultimately   |                                                       |
| responsible  |                                                       |
| for the      |                                                       |
| quality of   |                                                       |
| assessments  |                                                       |
| and the      |                                                       |
| validity of  |                                                       |
| tool data    |                                                       |
| analysis. An |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| demonstrate  |                                                       |
| that the ILI |                                                       |
| vendor has   |                                                       |
| met all of   |                                                       |
| the          |                                                       |
| requirements |                                                       |
| of the rule. |                                                       |
| This         |                                                       |
| includes:    |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|     final    |                                                       |
|     vendor   |                                                       |
|     report   |                                                       |
|     is       |                                                       |
|     provided |                                                       |
|     within   |                                                       |
|     180 days |                                                       |
|     of       |                                                       |
|              |                                                       |
|   completion |                                                       |
|     of the   |                                                       |
|              |                                                       |
|  assessment. |                                                       |
|              |                                                       |
| 2.  The      |                                                       |
|     vendor   |                                                       |
|     uses the |                                                       |
|     tool(s)  |                                                       |
|              |                                                       |
|    specified |                                                       |
|     by the   |                                                       |
|              |                                                       |
|    operator. |                                                       |
|              |                                                       |
| 3.  The      |                                                       |
|     vendor   |                                                       |
|     reports  |                                                       |
|              |                                                       |
|    immediate |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     or other |                                                       |
|              |                                                       |
|   conditions |                                                       |
|              |                                                       |
|   indicating |                                                       |
|     a        |                                                       |
|     serious  |                                                       |
|     threat   |                                                       |
|     to line  |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     in a     |                                                       |
|     timely   |                                                       |
|     fashion. |                                                       |
|              |                                                       |
| 4.  The      |                                                       |
|     vendor   |                                                       |
|     report   |                                                       |
|              |                                                       |
|   identifies |                                                       |
|     and      |                                                       |
|              |                                                       |
|  categorizes |                                                       |
|     all      |                                                       |
|              |                                                       |
|   anomalies. |                                                       |
|              |                                                       |
|     \[For    |                                                       |
|     review   |                                                       |
|     of       |                                                       |
|     vendor   |                                                       |
|     sp       |                                                       |
| ecifications |                                                       |
|     for      |                                                       |
|     external |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     direct   |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     (ECDA)   |                                                       |
|     refer to |                                                       |
|     protocol |                                                       |
|     7.03.\]  |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program:                                   |
|              |                                                       |
|              | \(4\) Criteria for remedial actions to address        |
|              | integrity issues raised by the assessment methods and |
|              | information analysis (see paragraph (h) of this       |
|              | section);                                             |
+--------------+-------------------------------------------------------+
|              | §452 (h) *What actions must an operator take to       |
|              | address integrity issues?*                            |
|              |                                                       |
|              | \(2\) *Discovery of a condition*. Discovery of a      |
|              | condition occurs when an operator has adequate        |
|              | information about the condition to determine that the |
|              | condition presents a potential threat to the          |
|              | integrity of the pipeline. An operator must promptly, |
|              | but no later than 180 days after an integrity         |
|              | assessment, obtain sufficient information about a     |
|              | condition to make that determination, unless the      |
|              | operator can demonstrate that the 180-day period is   |
|              | impracticable.                                        |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **3.02       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **3.02 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **3.02 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **3.02 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Integrity Assessment Results Review: Validation of  |
| \# 3.03**    | Assessment Results**                                  |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's integrity assessment results      |
| Question**   | review process provide sufficient assurance that all  |
|              | activities required to verify the accuracy of the     |
|              | in-line inspection data are identified and            |
|              | implemented?                                          |
|              |                                                       |
|              | Review selected dig records to verify that physical   |
|              | pipeline data obtained from field excavations was     |
|              | appropriately used to validate ILI results.           |
+--------------+-------------------------------------------------------+
| After ILI    |                                                       |
| tool runs    |                                                       |
| are          |                                                       |
| completed,   |                                                       |
| an operator  |                                                       |
| may          |                                                       |
| implement a  |                                                       |
| process by   |                                                       |
| which called |                                                       |
| anomalies    |                                                       |
| are          |                                                       |
| excavated so |                                                       |
| that tool    |                                                       |
| results may  |                                                       |
| be validated |                                                       |
| using        |                                                       |
| actual,      |                                                       |
| measured     |                                                       |
| defect       |                                                       |
| char         |                                                       |
| acteristics, |                                                       |
| in order to  |                                                       |
| have         |                                                       |
| confidence   |                                                       |
| in the       |                                                       |
| assessment   |                                                       |
| results. An  |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  D        |                                                       |
| etermination |                                                       |
|     of the   |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|     number   |                                                       |
|     (re      |                                                       |
| presentative |                                                       |
|     sample)  |                                                       |
|     and type |                                                       |
|     of       |                                                       |
|     defects  |                                                       |
|     (re      |                                                       |
| presentative |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    different |                                                       |
|     types of |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|     called   |                                                       |
|     such as  |                                                       |
|     internal |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     external |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     and      |                                                       |
|     dents)   |                                                       |
|     for      |                                                       |
|     which    |                                                       |
|              |                                                       |
|   validation |                                                       |
|     digs are |                                                       |
|              |                                                       |
|    required. |                                                       |
|              |                                                       |
| 2.  Ide      |                                                       |
| ntification, |                                                       |
|              |                                                       |
|  collection, |                                                       |
|     and      |                                                       |
|     d        |                                                       |
| ocumentation |                                                       |
|     of all   |                                                       |
|              |                                                       |
|    pertinent |                                                       |
|              |                                                       |
|  information |                                                       |
|     during   |                                                       |
|     the      |                                                       |
|              |                                                       |
|   validation |                                                       |
|     dig      |                                                       |
|     process, |                                                       |
|     and      |                                                       |
|     d        |                                                       |
| issemination |                                                       |
|     to the   |                                                       |
|              |                                                       |
|  individuals |                                                       |
|              |                                                       |
|    reviewing |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     results. |                                                       |
|              |                                                       |
| 3.  Field    |                                                       |
|              |                                                       |
|   validation |                                                       |
|     digs     |                                                       |
|     that     |                                                       |
|     assure   |                                                       |
|     that the |                                                       |
|              |                                                       |
|    locations |                                                       |
|     of all   |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|     are      |                                                       |
|              |                                                       |
|    verified, |                                                       |
|     and that |                                                       |
|     collect  |                                                       |
|     all      |                                                       |
|              |                                                       |
|  information |                                                       |
|     needed   |                                                       |
|     to       |                                                       |
|     compare  |                                                       |
|     the      |                                                       |
|     actual   |                                                       |
|     anomaly  |                                                       |
|     cha      |                                                       |
| racteristics |                                                       |
|     to the   |                                                       |
|     vendor   |                                                       |
|     report.  |                                                       |
|              |                                                       |
| If an        |                                                       |
| operator     |                                                       |
| chooses not  |                                                       |
| to validate  |                                                       |
| tool         |                                                       |
| results, an  |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have         |                                                       |
| documented   |                                                       |
| j            |                                                       |
| ustification |                                                       |
| to           |                                                       |
| demonstrate  |                                                       |
| that         |                                                       |
| validation   |                                                       |
| activities   |                                                       |
| are not      |                                                       |
| necessary    |                                                       |
| for its      |                                                       |
| ci           |                                                       |
| rcumstances. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program: (8) A process for review of       |
|              | integrity assessment results and information analysis |
|              | by a person qualified to evaluate the results and     |
|              | information (see paragraph (h)(2) of this section)    |
+--------------+-------------------------------------------------------+
|              | §452 (h) (2) *Discovery of a condition*. Discovery of |
|              | a condition occurs when an operator has adequate      |
|              | information about the condition to determine that the |
|              | condition presents a potential threat to the          |
|              | integrity of the pipeline. An operator must promptly, |
|              | but no later than 180 days after an integrity         |
|              | assessment, obtain sufficient information about a     |
|              | condition to make that determination, unless the      |
|              | operator can demonstrate that the 180-day period is   |
|              | impracticable.                                        |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **3.03       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **3.03 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **3.03 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **3.03 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Integrity Assessment Results Review:**              |
| \# 3.04**    | **Integration of Other Information with Assessment    |
|              | Results**                                             |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's integrity management process      |
| Question**   | documentation require the integration of additional   |
|              | sources of pertinent risk-factor data with the        |
|              | assessment results (either ILI, pressure testing, or  |
|              | "other technology") to support evaluation of the      |
|              | condition of the pipeline, or to make decisions       |
|              | related to the repair or remediation of pipeline      |
|              | defects?                                              |
|              |                                                       |
|              | Review records documenting the operator's review of   |
|              | assessment results to determine if the operator       |
|              | integrates and analyzes all appropriate sources of    |
|              | other information with the assessment data.           |
+--------------+-------------------------------------------------------+
| The rule     |                                                       |
| requires     |                                                       |
| that         |                                                       |
| operators    |                                                       |
| integrate    |                                                       |
| assessment   |                                                       |
| results with |                                                       |
| other        |                                                       |
| pertinent    |                                                       |
| information  |                                                       |
| about the    |                                                       |
| ris          |                                                       |
| k-conditions |                                                       |
| of the       |                                                       |
| pipeline to  |                                                       |
| uncover      |                                                       |
| integrity    |                                                       |
| issues that  |                                                       |
| might not be |                                                       |
| evident from |                                                       |
| the          |                                                       |
| assessment   |                                                       |
| data alone.  |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  A        |                                                       |
|     process  |                                                       |
|     to       |                                                       |
|     ensure   |                                                       |
|     that the |                                                       |
|     analyst  |                                                       |
|     is aware |                                                       |
|     of and   |                                                       |
|     uses     |                                                       |
|     other    |                                                       |
|     sources  |                                                       |
|     of data  |                                                       |
|     in order |                                                       |
|     to make  |                                                       |
|     the best |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
|    decisions |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     control  |                                                       |
|     data     |                                                       |
|     such as  |                                                       |
|              |                                                       |
|    rectifier |                                                       |
|              |                                                       |
|    readings, |                                                       |
|     close    |                                                       |
|     interval |                                                       |
|     surveys, |                                                       |
|     or       |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     coupon   |                                                       |
|              |                                                       |
|    results). |                                                       |
|              |                                                       |
| 2.  A        |                                                       |
|              |                                                       |
|   documented |                                                       |
|     process  |                                                       |
|     by which |                                                       |
|     data is  |                                                       |
|              |                                                       |
|    collected |                                                       |
|     and      |                                                       |
|              |                                                       |
| disseminated |                                                       |
|     to       |                                                       |
|     persons  |                                                       |
|              |                                                       |
|   evaluating |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     results. |                                                       |
|              |                                                       |
| 3.  A        |                                                       |
|     process  |                                                       |
|     that     |                                                       |
|              |                                                       |
|   integrates |                                                       |
|     the      |                                                       |
|              |                                                       |
|    following |                                                       |
|     types of |                                                       |
|              |                                                       |
| information, |                                                       |
|     as       |                                                       |
|              |                                                       |
| appropriate: |                                                       |
|              |                                                       |
|              |                                                       |
| -   Previous |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|     results; |                                                       |
|              |                                                       |
|     -   S    |                                                       |
| urveillance, |                                                       |
|              |                                                       |
|     testing, |                                                       |
|         and  |                                                       |
|              |                                                       |
|        other |                                                       |
|              |                                                       |
|   monitoring |                                                       |
|         data |                                                       |
|              |                                                       |
|       (e.g., |                                                       |
|              |                                                       |
|     internal |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|       coupon |                                                       |
|              |                                                       |
| monitoring); |                                                       |
|              |                                                       |
|     -        |                                                       |
|   Historical |                                                       |
|              |                                                       |
|  maintenance |                                                       |
|         and  |                                                       |
|              |                                                       |
|       repair |                                                       |
|              |                                                       |
| information; |                                                       |
|              |                                                       |
|     -        |                                                       |
|  Uncertainty |                                                       |
|         of   |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|      results |                                                       |
|              |                                                       |
|    including |                                                       |
|         tool |                                                       |
|              |                                                       |
|  tolerances; |                                                       |
|              |                                                       |
|     -   Any  |                                                       |
|              |                                                       |
|        other |                                                       |
|              |                                                       |
|  information |                                                       |
|              |                                                       |
|      related |                                                       |
|         to   |                                                       |
|              |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|   integrity; |                                                       |
|         and  |                                                       |
|              |                                                       |
|     -        |                                                       |
|  Information |                                                       |
|              |                                                       |
|        about |                                                       |
|         how  |                                                       |
|         a    |                                                       |
|              |                                                       |
|      failure |                                                       |
|              |                                                       |
|        would |                                                       |
|              |                                                       |
|       affect |                                                       |
|         the  |                                                       |
|         high |                                                       |
|              |                                                       |
|  consequence |                                                       |
|              |                                                       |
|        area. |                                                       |
|              |                                                       |
| 4.  C        |                                                       |
| onsideration |                                                       |
|     of new   |                                                       |
|              |                                                       |
|  information |                                                       |
|     such as  |                                                       |
|     industry |                                                       |
|     reports  |                                                       |
|     on new   |                                                       |
|              |                                                       |
|  technology, |                                                       |
|     incident |                                                       |
|     reports, |                                                       |
|     etc.     |                                                       |
|              |                                                       |
| 5.  D        |                                                       |
| ocumentation |                                                       |
|     of the   |                                                       |
|     overall  |                                                       |
|     results  |                                                       |
|     of       |                                                       |
|              |                                                       |
|   integrated |                                                       |
|     data     |                                                       |
|     analysis |                                                       |
|     and      |                                                       |
|              |                                                       |
|  conclusions |                                                       |
|              |                                                       |
|    regarding |                                                       |
|     the      |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     of the   |                                                       |
|     segment, |                                                       |
|              |                                                       |
|    including |                                                       |
|     the      |                                                       |
|     nature   |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     threats  |                                                       |
|              |                                                       |
|  identified, |                                                       |
|     and a    |                                                       |
|     reliable |                                                       |
|     char     |                                                       |
| acterization |                                                       |
|     of       |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|     such as  |                                                       |
|     type of  |                                                       |
|     anomaly  |                                                       |
|     (e.g.,   |                                                       |
|     internal |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     external |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     and      |                                                       |
|     dents),  |                                                       |
|     size     |                                                       |
|     (amount  |                                                       |
|     of metal |                                                       |
|     loss,    |                                                       |
|     depth of |                                                       |
|     dent)    |                                                       |
|     and      |                                                       |
|     location |                                                       |
|     (e.g.,   |                                                       |
|     axial    |                                                       |
|     location |                                                       |
|     and      |                                                       |
|     cir      |                                                       |
| cumferential |                                                       |
|     o        |                                                       |
| rientation). |                                                       |
|              |                                                       |
| 6.  Id       |                                                       |
| entification |                                                       |
|     and      |                                                       |
|     d        |                                                       |
| ocumentation |                                                       |
|     of       |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     issues   |                                                       |
|     and      |                                                       |
|              |                                                       |
|    potential |                                                       |
|     trends   |                                                       |
|     in the   |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    pipeline. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program: (8) A process for review of       |
|              | integrity assessment results and information analysis |
|              | by a person qualified to evaluate the results and     |
|              | information (see paragraph (h)(2) of this section)    |
+--------------+-------------------------------------------------------+
|              | 452(g) *What is an information analysis?* In          |
|              | periodically evaluating the integrity of each         |
|              | pipeline segment (paragraph (j) of this section), an  |
|              | operator must analyze all available information about |
|              | the integrity of the entire pipeline and the          |
|              | consequences of a failure. This information includes: |
|              | (1) Information critical to determining the potential |
|              | for, and preventing, damage due to excavation,        |
|              | including current and planned damage prevention       |
|              | activities, and development or planned development    |
|              | along the pipeline segment; (2) Data gathered through |
|              | the integrity assessment required under this section; |
|              | (3) Data gathered in conjunction with other           |
|              | inspections, tests, surveillance and patrols required |
|              | by this Part, including, corrosion control monitoring |
|              | and cathodic protection surveys; and (4) Information  |
|              | about how a failure would affect the high consequence |
|              | area, such as location of the water intake.           |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **3.04       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **3.04 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **3.04 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **3.04 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Integrity Assessment Results Review: Identifying    |
| \# 3.05**    | and Categorizing Defects**                            |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's process documentation provide     |
| Question**   | adequate guidance to assure the appropriate           |
|              | categorization (and scheduling for repair) of all     |
|              | identified anomalies in accordance with the criteria  |
|              | contained in the rule?                                |
|              |                                                       |
|              | Review assessment records to verify that defects have |
|              | been discovered within 180 days of completion of the  |
|              | assessment and that defects have been categorized in  |
|              | accordance with the special requirements for          |
|              | scheduling remediation contained in §452 (h) (4).     |
+--------------+-------------------------------------------------------+
| Upon         |                                                       |
| discovery of |                                                       |
| a condition, |                                                       |
| the operator |                                                       |
| is required  |                                                       |
| to determine |                                                       |
| if the       |                                                       |
| condition    |                                                       |
| meets any of |                                                       |
| the rule's   |                                                       |
| special      |                                                       |
| requirements |                                                       |
| for          |                                                       |
| scheduling   |                                                       |
| remediation. |                                                       |
| If so,       |                                                       |
| repair or    |                                                       |
| remediation  |                                                       |
| must be      |                                                       |
| scheduled    |                                                       |
| for          |                                                       |
| completion   |                                                       |
| within the   |                                                       |
| time frames  |                                                       |
| established  |                                                       |
| by the rule. |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.           |                                                       |
|   Provisions |                                                       |
|     to       |                                                       |
|     ensure   |                                                       |
|     that all |                                                       |
|     repair   |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     are      |                                                       |
|              |                                                       |
|   discovered |                                                       |
|     within   |                                                       |
|     180 days |                                                       |
|     of       |                                                       |
|              |                                                       |
|   completion |                                                       |
|     of the   |                                                       |
|              |                                                       |
|  assessment. |                                                       |
|              |                                                       |
| 2.           |                                                       |
|   Procedures |                                                       |
|     to       |                                                       |
|     ensure   |                                                       |
|     that all |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|     are      |                                                       |
|              |                                                       |
|    correctly |                                                       |
|              |                                                       |
|  categorized |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with the |                                                       |
|     repair   |                                                       |
|              |                                                       |
|   provisions |                                                       |
|     of the   |                                                       |
|     rule     |                                                       |
|              |                                                       |
|  ("immediate |                                                       |
|     repair," |                                                       |
|     60-day,  |                                                       |
|     180-day, |                                                       |
|     and      |                                                       |
|     "other"  |                                                       |
|              |                                                       |
| conditions). |                                                       |
|              |                                                       |
| 3.           |                                                       |
|   Procedures |                                                       |
|     that     |                                                       |
|     define   |                                                       |
|     the time |                                                       |
|     at which |                                                       |
|     the      |                                                       |
|              |                                                       |
|    discovery |                                                       |
|     of an    |                                                       |
|     anomaly  |                                                       |
|     occurs.  |                                                       |
|              |                                                       |
| 4.           |                                                       |
|   Procedures |                                                       |
|     that     |                                                       |
|     define   |                                                       |
|     actions  |                                                       |
|     to be    |                                                       |
|     taken if |                                                       |
|     the      |                                                       |
|     review   |                                                       |
|     cannot   |                                                       |
|     be       |                                                       |
|              |                                                       |
|    completed |                                                       |
|     within   |                                                       |
|     180 days |                                                       |
|     of       |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|  completion. |                                                       |
|     (The     |                                                       |
|     rule     |                                                       |
|              |                                                       |
| specifically |                                                       |
|     requires |                                                       |
|     that the |                                                       |
|     operator |                                                       |
|              |                                                       |
|  demonstrate |                                                       |
|     that     |                                                       |
|              |                                                       |
|    discovery |                                                       |
|     within   |                                                       |
|     180 days |                                                       |
|     is       |                                                       |
|     i        |                                                       |
| mpracticable |                                                       |
|     and      |                                                       |
|     document |                                                       |
|     this     |                                                       |
|     jus      |                                                       |
| tification.) |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program: (4) Criteria for remedial actions |
|              | to address integrity issues raised by the assessment  |
|              | methods and information analysis (see paragraph (h)   |
|              | of this section);                                     |
+--------------+-------------------------------------------------------+
|              | 452 (h) (2) *Discovery of a condition.* Discovery of  |
|              | a condition occurs when an operator has adequate      |
|              | information about the condition to determine that the |
|              | condition presents a potential threat to the          |
|              | integrity of the pipeline. An operator must promptly, |
|              | but no later than 180 days after an integrity         |
|              | assessment, obtain sufficient information about a     |
|              | condition to make that determination, unless the      |
|              | operator can demonstrate that the 180-day period is   |
|              | impracticable.                                        |
+--------------+-------------------------------------------------------+
|              | 452 (h) (4) *Special requirements for scheduling      |
|              | remediation* (i) *Immediate repair conditions* \...   |
|              | (ii) *60-day conditions* \... (iii) *180-day          |
|              | conditions* \... (iv) *Other conditions*\....         |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **3.05       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **3.05 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **3.05 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **3.05 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Integrity Assessment Results Review:**              |
| \# 3.06**    | **Hydrostatic Pressure Testing**                      |
+--------------+-------------------------------------------------------+
| **Protocol   | For integrity assessments using hydrostatic pressure  |
| Question**   | testing, has the operator reviewed the test results   |
|              | to determine whether the failures experienced imply   |
|              | that additional assessment activities are needed?     |
|              |                                                       |
|              | Review hydrostatic pressure test records to verify    |
|              | that the test complied with Subpart E requirements,   |
|              | that the test results were valid, and that the causes |
|              | of all test failures were determined.                 |
+--------------+-------------------------------------------------------+
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  D        |                                                       |
| ocumentation |                                                       |
|     of test  |                                                       |
|     records  |                                                       |
|              |                                                       |
|   sufficient |                                                       |
|     to allow |                                                       |
|              |                                                       |
|   compliance |                                                       |
|     with     |                                                       |
|     Subpart  |                                                       |
|     E        |                                                       |
|              |                                                       |
| requirements |                                                       |
|     to be    |                                                       |
|              |                                                       |
|    verified. |                                                       |
|              |                                                       |
| 2.  Test     |                                                       |
|              |                                                       |
|   procedures |                                                       |
|     and      |                                                       |
|     records  |                                                       |
|     that     |                                                       |
|     document |                                                       |
|     the      |                                                       |
|     basis    |                                                       |
|     for test |                                                       |
|              |                                                       |
|   acceptance |                                                       |
|     and test |                                                       |
|              |                                                       |
|    validity. |                                                       |
|              |                                                       |
| 3.  D        |                                                       |
| ocumentation |                                                       |
|     and      |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     of       |                                                       |
|              |                                                       |
|  hydrostatic |                                                       |
|     pressure |                                                       |
|     test     |                                                       |
|     failures |                                                       |
|     to       |                                                       |
|              |                                                       |
|   understand |                                                       |
|     the      |                                                       |
|     cause of |                                                       |
|     the      |                                                       |
|     failure  |                                                       |
|     (e.g.,   |                                                       |
|     was the  |                                                       |
|     failure  |                                                       |
|     due to   |                                                       |
|     hook     |                                                       |
|     cracks,  |                                                       |
|              |                                                       |
|    selective |                                                       |
|     seam     |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     internal |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     etc?).   |                                                       |
|              |                                                       |
| 4.  M        |                                                       |
| etallurgical |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     of test  |                                                       |
|              |                                                       |
|    failures, |                                                       |
|     as       |                                                       |
|              |                                                       |
|    required, |                                                       |
|     to       |                                                       |
|     assure a |                                                       |
|     full     |                                                       |
|     u        |                                                       |
| nderstanding |                                                       |
|     of test  |                                                       |
|              |                                                       |
|    failures. |                                                       |
|              |                                                       |
| 5.           |                                                       |
|   Documented |                                                       |
|     evidence |                                                       |
|     that the |                                                       |
|     operator |                                                       |
|     has an   |                                                       |
|              |                                                       |
|    effective |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     control  |                                                       |
|     program  |                                                       |
|     and that |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     control  |                                                       |
|     is being |                                                       |
|              |                                                       |
|  effectively |                                                       |
|     applied  |                                                       |
|     to the   |                                                       |
|     assessed |                                                       |
|              |                                                       |
|    pipeline. |                                                       |
|              |                                                       |
| 6.  Ide      |                                                       |
| ntification, |                                                       |
|     do       |                                                       |
| cumentation, |                                                       |
|     and      |                                                       |
|     analysis |                                                       |
|     of       |                                                       |
|     pressure |                                                       |
|              |                                                       |
|    reversals |                                                       |
|     to       |                                                       |
|              |                                                       |
|    determine |                                                       |
|     the      |                                                       |
|     cause of |                                                       |
|     pressure |                                                       |
|              |                                                       |
|    reversals |                                                       |
|     and      |                                                       |
|     identify |                                                       |
|     any      |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     threats  |                                                       |
|              |                                                       |
|    indicated |                                                       |
|     by the   |                                                       |
|     pressure |                                                       |
|              |                                                       |
|   reversals. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program: (8) A process for review of       |
|              | integrity assessment results and information analysis |
|              | by a person qualified to evaluate the results and     |
|              | information (see paragraph (h)(2) of this section)    |
+--------------+-------------------------------------------------------+
|              | 452 (j) (5) *Assessment methods*. An operator must    |
|              | assess the integrity of the line pipe by any of the   |
|              | following methods. The methods an operator selects to |
|              | assess low frequency electric resistance welded pipe  |
|              | or lap welded pipe susceptible to longitudinal seam   |
|              | failure must be capable of assessing seam integrity   |
|              | and of detecting corrosion and deformation            |
|              | anomalies\.... (ii) Pressure test conducted in        |
|              | accordance with subpart E of this part;               |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **3.06       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **3.06 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **3.06 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **3.06 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Integrity Assessment Results Review: Results from   |
| \# 3.07**    | the Application of Other Assessment Technologies**    |
+--------------+-------------------------------------------------------+
| **Protocol   | For assessments using "other assessment technology,"  |
| Question**   | is the operator's process for evaluation of the       |
|              | results adequate to identify integrity threats?       |
|              |                                                       |
|              | Review selected assessment records for assessments    |
|              | conducted using "other technology" to verify that all |
|              | anomalous conditions or potential defects (including  |
|              | the cause) were analyzed and documented, and that     |
|              | appropriate, timely corrective action was taken.      |
+--------------+-------------------------------------------------------+
| An operator  |                                                       |
| that chooses |                                                       |
| to use       |                                                       |
| "other       |                                                       |
| technology"  |                                                       |
| for its      |                                                       |
| integrity    |                                                       |
| assessments  |                                                       |
| is expected  |                                                       |
| to have a    |                                                       |
| documented   |                                                       |
| process to   |                                                       |
| assure that  |                                                       |
| the chosen   |                                                       |
| technology   |                                                       |
| will result  |                                                       |
| in a level   |                                                       |
| of           |                                                       |
| u            |                                                       |
| nderstanding |                                                       |
| of a         |                                                       |
| pipeline's   |                                                       |
| condition,   |                                                       |
| equivalent   |                                                       |
| to that      |                                                       |
| obtained     |                                                       |
| through the  |                                                       |
| use of       |                                                       |
| accepted ILI |                                                       |
| tools or a   |                                                       |
| hydrostatic  |                                                       |
| pressure     |                                                       |
| test. An     |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Criteria |                                                       |
|     for the  |                                                       |
|              |                                                       |
|    selection |                                                       |
|     of other |                                                       |
|              |                                                       |
|   technology |                                                       |
|     that     |                                                       |
|     support  |                                                       |
|     major    |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
|   decisions, |                                                       |
|     such     |                                                       |
|     as (a)   |                                                       |
|     id       |                                                       |
| entification |                                                       |
|     of       |                                                       |
|     minimum  |                                                       |
|     data     |                                                       |
|     analysis |                                                       |
|     r        |                                                       |
| equired, (b) |                                                       |
|     data     |                                                       |
|              |                                                       |
|  integration |                                                       |
|              |                                                       |
| requirements |                                                       |
|     prior to |                                                       |
|     the      |                                                       |
|     ass      |                                                       |
| essment, (c) |                                                       |
|              |                                                       |
|   assignment |                                                       |
|     of       |                                                       |
|     priority |                                                       |
|     to       |                                                       |
|     exca     |                                                       |
| vations, (d) |                                                       |
|     number   |                                                       |
|     of       |                                                       |
|              |                                                       |
|   excavation |                                                       |
|     digs     |                                                       |
|     r        |                                                       |
| equired, (e) |                                                       |
|     basis    |                                                       |
|     for      |                                                       |
|              |                                                       |
|    assessing |                                                       |
|     a        |                                                       |
| pplicability |                                                       |
|     (e.g.,   |                                                       |
|     some     |                                                       |
|     direct   |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|   techniques |                                                       |
|     may      |                                                       |
|     detect   |                                                       |
|     external |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     but not  |                                                       |
|     internal |                                                       |
|              |                                                       |
|  corrosion), |                                                       |
|     and (f)  |                                                       |
|     validity |                                                       |
|     of       |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     results. |                                                       |
|              |                                                       |
| 2.           |                                                       |
|   Procedures |                                                       |
|     that     |                                                       |
|              |                                                       |
|   adequately |                                                       |
|              |                                                       |
|    implement |                                                       |
|     industry |                                                       |
|     accepted |                                                       |
|              |                                                       |
|    practices |                                                       |
|     for the  |                                                       |
|              |                                                       |
|   successful |                                                       |
|     use of   |                                                       |
|     the      |                                                       |
|              |                                                       |
|  technology, |                                                       |
|              |                                                       |
|    including |                                                       |
|              |                                                       |
|  conformance |                                                       |
|     to       |                                                       |
|              |                                                       |
|   applicable |                                                       |
|              |                                                       |
|    consensus |                                                       |
|     industry |                                                       |
|              |                                                       |
|   standards. |                                                       |
|              |                                                       |
| 3.           |                                                       |
|   Procedures |                                                       |
|     that     |                                                       |
|     address  |                                                       |
|     the      |                                                       |
|     method   |                                                       |
|     by which |                                                       |
|              |                                                       |
|   validation |                                                       |
|     of the   |                                                       |
|     results  |                                                       |
|     of       |                                                       |
|              |                                                       |
|  assessments |                                                       |
|     using    |                                                       |
|              |                                                       |
|  alternative |                                                       |
|              |                                                       |
|   technology |                                                       |
|     is       |                                                       |
|              |                                                       |
|   conducted. |                                                       |
|              |                                                       |
| 4.           |                                                       |
|   Provisions |                                                       |
|     for      |                                                       |
|     id       |                                                       |
| entification |                                                       |
|     of       |                                                       |
|              |                                                       |
|  excavations |                                                       |
|     required |                                                       |
|     to       |                                                       |
|     validate |                                                       |
|     other    |                                                       |
|              |                                                       |
|   technology |                                                       |
|     results. |                                                       |
|              |                                                       |
| 5.           |                                                       |
|   Provisions |                                                       |
|     for      |                                                       |
|              |                                                       |
|   conducting |                                                       |
|              |                                                       |
|   excavation |                                                       |
|     digs     |                                                       |
|     that     |                                                       |
|     support  |                                                       |
|     the      |                                                       |
|     a        |                                                       |
| pplicability |                                                       |
|     and      |                                                       |
|     validity |                                                       |
|     of the   |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|   technology |                                                       |
|     (as a    |                                                       |
|     result,  |                                                       |
|              |                                                       |
|   additional |                                                       |
|              |                                                       |
|  information |                                                       |
|     may need |                                                       |
|     to be    |                                                       |
|              |                                                       |
|    collected |                                                       |
|     beyond   |                                                       |
|     the      |                                                       |
|              |                                                       |
|  information |                                                       |
|     that the |                                                       |
|     operator |                                                       |
|              |                                                       |
|    typically |                                                       |
|     collects |                                                       |
|     during   |                                                       |
|     an       |                                                       |
|              |                                                       |
|  excavation, |                                                       |
|              |                                                       |
|    depending |                                                       |
|     on the   |                                                       |
|              |                                                       |
|    specifics |                                                       |
|     of the   |                                                       |
|     "other   |                                                       |
|              |                                                       |
|  technology" |                                                       |
|              |                                                       |
|   selected). |                                                       |
|              |                                                       |
| 6.           |                                                       |
|   Procedures |                                                       |
|     must     |                                                       |
|     address  |                                                       |
|              |                                                       |
|    reporting |                                                       |
|              |                                                       |
| requirements |                                                       |
|     and      |                                                       |
|     timing   |                                                       |
|     of       |                                                       |
|              |                                                       |
|    discovery |                                                       |
|     (180     |                                                       |
|     days     |                                                       |
|     from     |                                                       |
|              |                                                       |
|   completion |                                                       |
|     of the   |                                                       |
|              |                                                       |
|  assessment) |                                                       |
|     and      |                                                       |
|     repair   |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     (per     |                                                       |
|              |                                                       |
|    paragraph |                                                       |
|     452(h)). |                                                       |
|              |                                                       |
| \[For review |                                                       |
| of external  |                                                       |
| corrosion    |                                                       |
| direct       |                                                       |
| assessment   |                                                       |
| (ECDA) refer |                                                       |
| to protocols |                                                       |
| 7.03, and    |                                                       |
| 7.05-7.08.\] |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §452 (f) An operator must include, at minimum, each   |
| R            | of the following elements in its written integrity    |
| equirement** | management program: (8) A process for review of       |
|              | integrity assessment results and information analysis |
|              | by a person qualified to evaluate the results and     |
|              | information (see paragraph (h)(2) of this section)    |
+--------------+-------------------------------------------------------+
|              | 452 (j) (5) *Assessment methods*. An operator must    |
|              | assess the integrity of the line pipe by any of the   |
|              | following methods. The methods an operator selects to |
|              | assess low frequency electric resistance welded pipe  |
|              | or lap welded pipe susceptible to longitudinal seam   |
|              | failure must be capable of assessing seam integrity   |
|              | and of detecting corrosion and deformation            |
|              | anomalies\.... (iv) Other technology that the         |
|              | operator demonstrates can provide an equivalent       |
|              | understanding of the condition of the line pipe. An   |
|              | operator choosing this option must notify OPS 90 days |
|              | before conducting the assessment, by sending a notice |
|              | to the address or facsimile number specified in       |
|              | paragraph (m) of this section.                        |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **3.07       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **3.07 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **3.07 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **3.07 Inspection Notes**

  -----------------------------------------------------------------------

**Integrity Management**

**Inspection Protocol 4**

**Remedial Action**

**Scope:**

This Protocol addresses the operator\'s remediation of conditions
identified through integrity assessments and information analysis that
could affect the integrity of a pipeline segment. This includes the
process to repair or remediate these conditions in such a manner to
assure they will not jeopardize public safety or environmental
protection, and to determine if the operator has implemented this
remediation process effectively.

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Remedial Action: Process**                          |
| \# 4.01**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | > Does the operator's Integrity Management Program    |
| Question**   | > include a documented process to assure prompt       |
|              | > action to address all anomalous conditions that     |
|              | > could reduce a pipeline's integrity that are        |
|              | > discovered through the integrity assessment or      |
|              | > information analysis?                               |
+--------------+-------------------------------------------------------+
| The rule     |                                                       |
| requires the |                                                       |
| operator     |                                                       |
| must take    |                                                       |
| prompt       |                                                       |
| action to    |                                                       |
| address all  |                                                       |
| anomalous    |                                                       |
| conditions   |                                                       |
| that the     |                                                       |
| operator     |                                                       |
| discovers    |                                                       |
| through the  |                                                       |
| integrity    |                                                       |
| assessment   |                                                       |
| or           |                                                       |
| information  |                                                       |
| analysis. An |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| contain the  |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  A        |                                                       |
|              |                                                       |
|  requirement |                                                       |
|     to       |                                                       |
|     develop  |                                                       |
|     a        |                                                       |
|              |                                                       |
|  prioritized |                                                       |
|     schedule |                                                       |
|     for      |                                                       |
|              |                                                       |
|  remediation |                                                       |
|     of all   |                                                       |
|              |                                                       |
|   identified |                                                       |
|     repair   |                                                       |
|              |                                                       |
|   conditions |                                                       |
|              |                                                       |
|   consistent |                                                       |
|     with the |                                                       |
|     repair   |                                                       |
|     criteria |                                                       |
|     and time |                                                       |
|     frames   |                                                       |
|     found in |                                                       |
|     §195.452 |                                                       |
|     (h).     |                                                       |
|              |                                                       |
| 2.  A        |                                                       |
|              |                                                       |
|  requirement |                                                       |
|     to       |                                                       |
|     document |                                                       |
|     j        |                                                       |
| ustification |                                                       |
|     for      |                                                       |
|     changes  |                                                       |
|     to the   |                                                       |
|     repair   |                                                       |
| /remediation |                                                       |
|     schedule |                                                       |
|              |                                                       |
|    including |                                                       |
|     d        |                                                       |
| emonstration |                                                       |
|     that     |                                                       |
|     such     |                                                       |
|     changes  |                                                       |
|     will not |                                                       |
|              |                                                       |
|   jeopardize |                                                       |
|     public   |                                                       |
|     safety   |                                                       |
|     or       |                                                       |
|     e        |                                                       |
| nvironmental |                                                       |
|              |                                                       |
|  protection. |                                                       |
|              |                                                       |
| 3.  A        |                                                       |
|              |                                                       |
|  requirement |                                                       |
|     to       |                                                       |
|     notify   |                                                       |
|     PHMSA if |                                                       |
|     the      |                                                       |
|     operator |                                                       |
|     cannot   |                                                       |
|     meet the |                                                       |
|     schedule |                                                       |
|     for      |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     and      |                                                       |
|              |                                                       |
|  remediation |                                                       |
|     and      |                                                       |
|     cannot   |                                                       |
|     provide  |                                                       |
|     safety   |                                                       |
|     through  |                                                       |
|     a        |                                                       |
|              |                                                       |
|    temporary |                                                       |
|              |                                                       |
|    reduction |                                                       |
|     in       |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|    pressure. |                                                       |
|              |                                                       |
| 4.  A        |                                                       |
|              |                                                       |
|  requirement |                                                       |
|     that if  |                                                       |
|     an       |                                                       |
|              |                                                       |
|    immediate |                                                       |
|     repair   |                                                       |
|              |                                                       |
|    condition |                                                       |
|     is       |                                                       |
|              |                                                       |
|  identified, |                                                       |
|     the      |                                                       |
|              |                                                       |
|    operating |                                                       |
|     pressure |                                                       |
|     of the   |                                                       |
|     affected |                                                       |
|     pipeline |                                                       |
|     be       |                                                       |
|              |                                                       |
|  temporarily |                                                       |
|     reduced  |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with the |                                                       |
|     formula  |                                                       |
|     in       |                                                       |
|     Section  |                                                       |
|     451.7 of |                                                       |
|              |                                                       |
|    ASME/ANSI |                                                       |
|     B31.4 or |                                                       |
|     the      |                                                       |
|     pipeline |                                                       |
|     be       |                                                       |
|     shutdown |                                                       |
|     until    |                                                       |
|     the      |                                                       |
|              |                                                       |
|    condition |                                                       |
|     is       |                                                       |
|              |                                                       |
|    repaired. |                                                       |
|     If the   |                                                       |
|     formula  |                                                       |
|     of       |                                                       |
|     Section  |                                                       |
|     451.7 is |                                                       |
|     not      |                                                       |
|              |                                                       |
|   applicable |                                                       |
|     to the   |                                                       |
|     type of  |                                                       |
|     anomaly, |                                                       |
|     or would |                                                       |
|     produce  |                                                       |
|     a higher |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|    pressure, |                                                       |
|     the      |                                                       |
|     process  |                                                       |
|     must     |                                                       |
|     identify |                                                       |
|              |                                                       |
|  alternative |                                                       |
|              |                                                       |
|   acceptable |                                                       |
|     methods  |                                                       |
|     of       |                                                       |
|              |                                                       |
|  calculating |                                                       |
|     a safe   |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|    pressure. |                                                       |
|              |                                                       |
| 5.  A        |                                                       |
|              |                                                       |
|  requirement |                                                       |
|     that any |                                                       |
|              |                                                       |
|    temporary |                                                       |
|              |                                                       |
|    reduction |                                                       |
|     in       |                                                       |
|              |                                                       |
|    operating |                                                       |
|     pressure |                                                       |
|     taken    |                                                       |
|     until    |                                                       |
|     repair   |                                                       |
|     or       |                                                       |
|              |                                                       |
|  remediation |                                                       |
|     can be   |                                                       |
|              |                                                       |
|    completed |                                                       |
|     cannot   |                                                       |
|     exceed   |                                                       |
|     365 days |                                                       |
|     without  |                                                       |
|     the      |                                                       |
|     operator |                                                       |
|     taking   |                                                       |
|     further  |                                                       |
|     remedial |                                                       |
|     actions  |                                                       |
|     to       |                                                       |
|     ensure   |                                                       |
|     the      |                                                       |
|     safety   |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    pipeline. |                                                       |
|     When a   |                                                       |
|     pressure |                                                       |
|              |                                                       |
|    reduction |                                                       |
|     exceeds  |                                                       |
|     365      |                                                       |
|     days,    |                                                       |
|     the      |                                                       |
|     operator |                                                       |
|     must     |                                                       |
|     notify   |                                                       |
|     PHMSA    |                                                       |
|     and      |                                                       |
|     explain  |                                                       |
|     the      |                                                       |
|     reasons  |                                                       |
|     for the  |                                                       |
|     delay.   |                                                       |
|              |                                                       |
| 6.  A        |                                                       |
|              |                                                       |
|  requirement |                                                       |
|     that the |                                                       |
|     operator |                                                       |
|     comply   |                                                       |
|     with     |                                                       |
|     §195.422 |                                                       |
|     when     |                                                       |
|     making a |                                                       |
|     repair.  |                                                       |
|              |                                                       |
| 7.  S        |                                                       |
| pecification |                                                       |
|     of the   |                                                       |
|     records  |                                                       |
|     to be    |                                                       |
|              |                                                       |
|    generated |                                                       |
|     during   |                                                       |
|     the      |                                                       |
|              |                                                       |
|  remediation |                                                       |
|     process. |                                                       |
+--------------+-------------------------------------------------------+
| # Rule       | > §195.452 (h) (1) *General requirements*. An         |
|  Requirement | > operator must take prompt action to address all     |
|              | > anomalous conditions that the operator discovers    |
|              | > through integrity assessment or information         |
|              | > analysis \... evaluate all anomalous conditions and |
|              | > remediate those that could reduce a pipeline's      |
|              | > integrity \... demonstrate that the remediation of  |
|              | > the condition will ensure the condition is unlikely |
|              | > to pose a threat to the long-term integrity of the  |
|              | > pipeline. A reduction in operating pressure cannot  |
|              | > exceed 365 days without an operator taking further  |
|              | > remedial action to ensure the safety of the         |
|              | > pipeline. An operator must comply with § 195.422    |
|              | > when making a repair.                               |
|              | >                                                     |
|              | > \(i\) *Temporary pressure reduction*. An operator   |
|              | > must notify PHMSA, in accordance with paragraph (m) |
|              | > of this section, if the operator cannot meet the    |
|              | > schedule for evaluation and remediation required    |
|              | > under paragraph (h) (3) of this section and cannot  |
|              | > provide safety through a temporary reduction in     |
|              | > operating pressure.                                 |
|              | >                                                     |
|              | > \(ii\) *Long-term pressure reduction*. When a       |
|              | > pressure reduction exceeds 365 days, the operator   |
|              | > must notify PHMSA in accordance with paragraph (m)  |
|              | > of this section and explain the reasons for the     |
|              | > delay. An operator must also take further remedial  |
|              | > action to ensure the safety of the pipeline.        |
+--------------+-------------------------------------------------------+
|              | > §195.452 (h) (3) *Schedule for evaluation and       |
|              | > remediation*. An operator must complete remediation |
|              | > of a condition according to a schedule prioritizing |
|              | > the conditions for evaluation and remediation\....  |
|              | > the operator must explain the reasons why it cannot |
|              | > meet the schedule and how the changed schedule will |
|              | > not jeopardize public safety or environmental       |
|              | > protection.                                         |
+--------------+-------------------------------------------------------+
|              | > §195.452 (h) (4) *Special requirements for          |
|              | > scheduling remediation*. *Immediate repair          |
|              | > conditions*\.... To maintain safety, an operator    |
|              | > must temporarily reduce operating pressure or shut  |
|              | > down the pipeline \... calculate the temporary      |
|              | > reduction in operating pressure using the formula   |
|              | > in section 451.7 of ASME/ANSI B31.4, if applicable. |
|              | > If the formula is not applicable to the type of     |
|              | > anomaly or would produce a higher operating         |
|              | > pressure, an operator must use an alternative       |
|              | > acceptable method to calculate a reduced operating  |
|              | > pressure\...                                        |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **4.01       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **4.01 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **4.01 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **4.01 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Remedial Action: Implementation**                   |
| \# 4.02**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Has the operator adequately implemented its           |
| Question**   | remediation process and procedures to effectively     |
|              | remediate conditions identified through integrity     |
|              | assessments or information analysis?                  |
+--------------+-------------------------------------------------------+
| The rule     |                                                       |
| requires     |                                                       |
| that an      |                                                       |
| operator     |                                                       |
| must         |                                                       |
| evaluate all |                                                       |
| anomalous    |                                                       |
| conditions   |                                                       |
| and          |                                                       |
| remediate    |                                                       |
| those that   |                                                       |
| could reduce |                                                       |
| a pipeline's |                                                       |
| integrity.   |                                                       |
| An operator  |                                                       |
| must be able |                                                       |
| to           |                                                       |
| demonstrate  |                                                       |
| that the     |                                                       |
| remediation  |                                                       |
| of the       |                                                       |
| condition    |                                                       |
| will ensure  |                                                       |
| that the     |                                                       |
| condition is |                                                       |
| unlikely to  |                                                       |
| pose a       |                                                       |
| threat to    |                                                       |
| the          |                                                       |
| long-term    |                                                       |
| integrity of |                                                       |
| the          |                                                       |
| pipeline.    |                                                       |
| The          |                                                       |
| inspection   |                                                       |
| should       |                                                       |
| ensure that: |                                                       |
|              |                                                       |
| 1.  A        |                                                       |
|              |                                                       |
|  prioritized |                                                       |
|     schedule |                                                       |
|     was      |                                                       |
|     prepared |                                                       |
|     by the   |                                                       |
|     operator |                                                       |
|     for      |                                                       |
|              |                                                       |
|  remediation |                                                       |
|     of       |                                                       |
|              |                                                       |
|    anomalous |                                                       |
|              |                                                       |
|  conditions. |                                                       |
|              |                                                       |
| 2.  Repairs  |                                                       |
|     were     |                                                       |
|     made in  |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with the |                                                       |
|              |                                                       |
|   operator's |                                                       |
|              |                                                       |
|  prioritized |                                                       |
|     schedule |                                                       |
|     and      |                                                       |
|     within   |                                                       |
|     the time |                                                       |
|     frames   |                                                       |
|     allowed  |                                                       |
|     in       |                                                       |
|     §195.452 |                                                       |
|     (h).     |                                                       |
|              |                                                       |
| 3.  Changes  |                                                       |
|     to the   |                                                       |
|     schedule |                                                       |
|     were     |                                                       |
|              |                                                       |
|    justified |                                                       |
|     by the   |                                                       |
|     operator |                                                       |
|     and the  |                                                       |
|     schedule |                                                       |
|     changes  |                                                       |
|     were     |                                                       |
|              |                                                       |
| demonstrated |                                                       |
|     not to   |                                                       |
|              |                                                       |
|   jeopardize |                                                       |
|     public   |                                                       |
|     safety   |                                                       |
|     or       |                                                       |
|     e        |                                                       |
| nvironmental |                                                       |
|              |                                                       |
|  protection. |                                                       |
|              |                                                       |
| 4.  PHMSA    |                                                       |
|     was      |                                                       |
|     notified |                                                       |
|     in those |                                                       |
|     cases    |                                                       |
|     where    |                                                       |
|     the      |                                                       |
|     schedule |                                                       |
|     for      |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     and      |                                                       |
|              |                                                       |
|  remediation |                                                       |
|     could    |                                                       |
|     not be   |                                                       |
|     met and  |                                                       |
|     safety   |                                                       |
|     could    |                                                       |
|     not be   |                                                       |
|     provided |                                                       |
|     through  |                                                       |
|     a        |                                                       |
|              |                                                       |
|    reduction |                                                       |
|     in       |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|    pressure. |                                                       |
|              |                                                       |
| 5.  For an   |                                                       |
|              |                                                       |
|    immediate |                                                       |
|     repair   |                                                       |
|              |                                                       |
|   condition, |                                                       |
|              |                                                       |
|    operating |                                                       |
|     pressure |                                                       |
|     was      |                                                       |
|     reduced  |                                                       |
|     or the   |                                                       |
|     pipeline |                                                       |
|     was      |                                                       |
|              |                                                       |
|    shutdown. |                                                       |
|              |                                                       |
| 6.  For an   |                                                       |
|              |                                                       |
|    immediate |                                                       |
|     repair   |                                                       |
|              |                                                       |
|   condition, |                                                       |
|              |                                                       |
|    temporary |                                                       |
|              |                                                       |
|    operating |                                                       |
|     pressure |                                                       |
|     was      |                                                       |
|              |                                                       |
|   determined |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with the |                                                       |
|     formula  |                                                       |
|     in       |                                                       |
|     Section  |                                                       |
|     451.7 of |                                                       |
|              |                                                       |
|    ASME/ANSI |                                                       |
|     B31.4,   |                                                       |
|     if       |                                                       |
|              |                                                       |
|  applicable. |                                                       |
|     If       |                                                       |
|     Section  |                                                       |
|     451.7    |                                                       |
|     was not  |                                                       |
|              |                                                       |
|   applicable |                                                       |
|     to the   |                                                       |
|     type of  |                                                       |
|     anomaly  |                                                       |
|     or       |                                                       |
|     produced |                                                       |
|     a higher |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|    pressure, |                                                       |
|     an       |                                                       |
|              |                                                       |
|  alternative |                                                       |
|              |                                                       |
|   acceptable |                                                       |
|     method   |                                                       |
|     was used |                                                       |
|     to       |                                                       |
|              |                                                       |
|    calculate |                                                       |
|     the      |                                                       |
|     amount   |                                                       |
|     of       |                                                       |
|     pressure |                                                       |
|              |                                                       |
|   reduction. |                                                       |
|              |                                                       |
| 7            |                                                       |
| .  Operating |                                                       |
|     pressure |                                                       |
|     was not  |                                                       |
|     reduced  |                                                       |
|     for more |                                                       |
|     than 365 |                                                       |
|     days     |                                                       |
|     without  |                                                       |
|     the      |                                                       |
|     operator |                                                       |
|              |                                                       |
|    notifying |                                                       |
|     PHMSA    |                                                       |
|              |                                                       |
|   explaining |                                                       |
|     the      |                                                       |
|     reasons  |                                                       |
|     for the  |                                                       |
|     delay,   |                                                       |
|     and      |                                                       |
|     taking   |                                                       |
|     further  |                                                       |
|     remedial |                                                       |
|     action   |                                                       |
|     to       |                                                       |
|     ensure   |                                                       |
|     the      |                                                       |
|     safety   |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    pipeline. |                                                       |
|              |                                                       |
| 8.  Repairs  |                                                       |
|     were     |                                                       |
|              |                                                       |
|    performed |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with     |                                                       |
|     §195.422 |                                                       |
|     and      |                                                       |
|              |                                                       |
|   applicable |                                                       |
|     industry |                                                       |
|              |                                                       |
|   standards. |                                                       |
|              |                                                       |
| 9.  Based on |                                                       |
|              |                                                       |
|  remediation |                                                       |
|              |                                                       |
|  information |                                                       |
|     reviewed |                                                       |
|     during   |                                                       |
|     the      |                                                       |
|              |                                                       |
|  inspection, |                                                       |
|     the data |                                                       |
|     in Part  |                                                       |
|     J        |                                                       |
|              |                                                       |
|   (Integrity |                                                       |
|              |                                                       |
|  Inspections |                                                       |
|              |                                                       |
|    Conducted |                                                       |
|     and      |                                                       |
|     Actions  |                                                       |
|     Taken    |                                                       |
|     Based on |                                                       |
|              |                                                       |
|  Inspection) |                                                       |
|     of the   |                                                       |
|     most     |                                                       |
|     recent   |                                                       |
|     Form     |                                                       |
|     PHMSA F  |                                                       |
|     7000-1.1 |                                                       |
|     appear   |                                                       |
|     valid    |                                                       |
|     and      |                                                       |
|              |                                                       |
|    completed |                                                       |
|     per      |                                                       |
|              |                                                       |
| Instructions |                                                       |
|     for      |                                                       |
|              |                                                       |
|   Completing |                                                       |
|     Form     |                                                       |
|     PHMSA F  |                                                       |
|              |                                                       |
|    7000-1.1. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (h) (1) *General requirements*. An operator  |
| R            | must take prompt action to address all anomalous      |
| equirement** | conditions that the operator discovers through        |
|              | integrity assessment or information analysis \...     |
|              | evaluate all anomalous conditions and remediate those |
|              | that could reduce a pipeline's integrity \...         |
|              | demonstrate that the remediation of the condition     |
|              | will ensure the condition is unlikely to pose a       |
|              | threat to the long-term integrity of the pipeline. A  |
|              | reduction in operating pressure cannot exceed 365     |
|              | days without an operator taking further remedial      |
|              | action to ensure the safety of the pipeline. An       |
|              | operator must comply with §195.422 when making a      |
|              | repair.                                               |
|              |                                                       |
|              | \(i\) *Temporary pressure reduction*. An operator     |
|              | must notify PHMSA, in accordance with paragraph (m)   |
|              | of this section, if the operator cannot meet the      |
|              | schedule for evaluation and remediation required      |
|              | under paragraph (h)(3) of this section and cannot     |
|              | provide safety through a temporary reduction in       |
|              | operating pressure.                                   |
|              |                                                       |
|              | \(ii\) *Long-term pressure reduction*. When a         |
|              | pressure reduction exceeds 365 days, the operator     |
|              | must notify PHMSA in accordance with paragraph (m) of |
|              | this section and explain the reasons for the delay.   |
|              | An operator must also take further remedial action to |
|              | ensure the safety of the pipeline.                    |
+--------------+-------------------------------------------------------+
|              | §195.452 (h) (3) *Schedule for evaluation and         |
|              | remediation.* An operator must complete remediation   |
|              | of a condition according to a schedule prioritizing   |
|              | the conditions for evaluation and remediation \...    |
|              | the operator must explain the reasons why it cannot   |
|              | meet the schedule and how the changed schedule will   |
|              | not jeopardize public safety or environmental         |
|              | protection.                                           |
+--------------+-------------------------------------------------------+
|              | §195.452 (h) (4) *Special requirements for scheduling |
|              | remediation* *Immediate repair conditions*\.... To    |
|              | maintain safety, an operator must temporarily reduce  |
|              | operating pressure or shut down the pipeline \...     |
|              | calculate the temporary reduction in operating        |
|              | pressure using the formula in section 451.7 of        |
|              | ASME/ANSI B31.4, if applicable. If the formula is not |
|              | applicable to the type of anomaly or would produce a  |
|              | higher operating pressure, an operator must use an    |
|              | alternative acceptable method to calculate a reduced  |
|              | operating pressure\...                                |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **4.02       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  --------------- -----------------------------------------------------------
  **4.02          
  Additional      
  Data** *(Type   
  an **X** in the 
  applicable box  
  to verify task  
  completion.)*   

                  **Annual Report Part J Data of the Most Recent Form PHMSA F
                  7000-1.1 Reviewed**
  --------------- -----------------------------------------------------------

  -----------------------------------------------------------------------
  **4.02 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **4.02 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **4.02 Inspection Notes**

  -----------------------------------------------------------------------

**Integrity Management**

**Inspection Protocol 5**

**Risk Analysis**

**Scope:**

This Protocol addresses the overall risk analysis/information analysis
process employed by operators to support various integrity management
program elements, including Baseline Assessment Plan development,
continuing evaluation and assessment of pipeline integrity, and
identification of preventive and mitigative measures. The Protocol
addresses the comprehensiveness of the risk analysis process, the
methods of combining/integrating risk information, input information,
the subdividing of pipelines for risk analysis, results, the risk
analysis of facilities, and implementation of the risk analysis process.
Evaluations of application-specific risk analyses are performed in the
respective Protocol area in which they are utilized.

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Risk Analysis: Comprehensiveness of Approach**      |
| \# 5.01**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's process for evaluating risk       |
| Question**   | require consideration of all relevant risk categories |
|              | and operating conditions when evaluating pipeline     |
|              | segments?                                             |
+--------------+-------------------------------------------------------+
| At the onset |                                                       |
| of examining |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| process for  |                                                       |
| evaluating   |                                                       |
| risk, it is  |                                                       |
| important to |                                                       |
| establish    |                                                       |
| the general  |                                                       |
| categories   |                                                       |
| of risk      |                                                       |
| factors that |                                                       |
| the operator |                                                       |
| has included |                                                       |
| in their     |                                                       |
| process. To  |                                                       |
| that end,    |                                                       |
| this         |                                                       |
| protocol     |                                                       |
| question     |                                                       |
| addresses    |                                                       |
| the overall  |                                                       |
| compr        |                                                       |
| ehensiveness |                                                       |
| of the risk  |                                                       |
| evaluation   |                                                       |
| process. An  |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1            |                                                       |
| .  Inclusion |                                                       |
|     of all   |                                                       |
|     relevant |                                                       |
|              |                                                       |
|    important |                                                       |
|     factors  |                                                       |
|     that     |                                                       |
|     might    |                                                       |
|              |                                                       |
|   constitute |                                                       |
|     a threat |                                                       |
|     to       |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|   integrity, |                                                       |
|     such as: |                                                       |
|              |                                                       |
|              |                                                       |
| -   external |                                                       |
|         and  |                                                       |
|              |                                                       |
|     internal |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|              |                                                       |
|   -   stress |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|     cracking |                                                       |
|              |                                                       |
|     -        |                                                       |
|    materials |                                                       |
|              |                                                       |
|     problems |                                                       |
|              |                                                       |
|              |                                                       |
|    -   third |                                                       |
|              |                                                       |
|        party |                                                       |
|              |                                                       |
|       damage |                                                       |
|              |                                                       |
|              |                                                       |
| -   operator |                                                       |
|         or   |                                                       |
|              |                                                       |
|   procedures |                                                       |
|              |                                                       |
|       errors |                                                       |
|              |                                                       |
|     -        |                                                       |
|    equipment |                                                       |
|              |                                                       |
|     failures |                                                       |
|              |                                                       |
|              |                                                       |
|  -   natural |                                                       |
|              |                                                       |
|       forces |                                                       |
|              |                                                       |
|       damage |                                                       |
|              |                                                       |
|     -        |                                                       |
| construction |                                                       |
|              |                                                       |
|       errors |                                                       |
|              |                                                       |
| 2            |                                                       |
| .  Inclusion |                                                       |
|     of all   |                                                       |
|              |                                                       |
|    important |                                                       |
|     relevant |                                                       |
|     factors  |                                                       |
|     that     |                                                       |
|     affect   |                                                       |
|     the      |                                                       |
|              |                                                       |
| consequences |                                                       |
|     of       |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|    failures, |                                                       |
|     such as  |                                                       |
|              |                                                       |
|              |                                                       |
|   -   health |                                                       |
|         and  |                                                       |
|              |                                                       |
|       safety |                                                       |
|              |                                                       |
|       impact |                                                       |
|              |                                                       |
|     -   e    |                                                       |
| nvironmental |                                                       |
|              |                                                       |
|       damage |                                                       |
|              |                                                       |
|              |                                                       |
| -   property |                                                       |
|              |                                                       |
|       damage |                                                       |
|              |                                                       |
| 3.           |                                                       |
|  Integration |                                                       |
|     of       |                                                       |
|     results  |                                                       |
|     from the |                                                       |
|     analysis |                                                       |
|     of how   |                                                       |
|     pipeline |                                                       |
|     failures |                                                       |
|     could    |                                                       |
|     affect   |                                                       |
|     high     |                                                       |
| -consequence |                                                       |
|     areas    |                                                       |
|     from the |                                                       |
|     segment  |                                                       |
|     id       |                                                       |
| entification |                                                       |
|     process. |                                                       |
|              |                                                       |
| 4.  C        |                                                       |
| onsideration |                                                       |
|     of the   |                                                       |
|     risks    |                                                       |
|              |                                                       |
|   associated |                                                       |
|     with     |                                                       |
|              |                                                       |
|    alternate |                                                       |
|     modes of |                                                       |
|              |                                                       |
|    operation |                                                       |
|     of their |                                                       |
|              |                                                       |
|    pipelines |                                                       |
|     (e.g.,   |                                                       |
|     startup, |                                                       |
|              |                                                       |
|    shutdown, |                                                       |
|     shut-in, |                                                       |
|     slack    |                                                       |
|     line,    |                                                       |
|     pressure |                                                       |
|     cycling, |                                                       |
|     etc.).   |                                                       |
|              |                                                       |
| Note: The    |                                                       |
| Protocols    |                                                       |
| are          |                                                       |
| organized    |                                                       |
| such that    |                                                       |
| verification |                                                       |
| of the use   |                                                       |
| of specific  |                                                       |
| required     |                                                       |
| risk factors |                                                       |
| in various   |                                                       |
| parts of the |                                                       |
| rule (e.g.,  |                                                       |
| risk factors |                                                       |
| required for |                                                       |
| assessment   |                                                       |
| scheduling)  |                                                       |
| is done as   |                                                       |
| part of the  |                                                       |
| protocols    |                                                       |
| for each     |                                                       |
| respective   |                                                       |
| part of the  |                                                       |
| rule, as     |                                                       |
| follows:     |                                                       |
|              |                                                       |
| Baseline     |                                                       |
| Assessment   |                                                       |
| Plan         |                                                       |
| Factors:     |                                                       |
| Protocol     |                                                       |
| Question     |                                                       |
| 2.02         |                                                       |
|              |                                                       |
| Continual    |                                                       |
| Assessment   |                                                       |
| Plan         |                                                       |
| Factors:     |                                                       |
| Protocol     |                                                       |
| Question     |                                                       |
| 7.01 and     |                                                       |
| 7.02         |                                                       |
|              |                                                       |
| Preventive & |                                                       |
| Mitigative   |                                                       |
| Risk         |                                                       |
| Analysis:    |                                                       |
| Protocol     |                                                       |
| Question     |                                                       |
| 6.02         |                                                       |
|              |                                                       |
| Leak         |                                                       |
| Detection    |                                                       |
| Evaluation   |                                                       |
| Factors:     |                                                       |
| Protocol     |                                                       |
| Question     |                                                       |
| 6.04         |                                                       |
|              |                                                       |
| EFRD         |                                                       |
| Evaluation   |                                                       |
| Factors:     |                                                       |
| Protocol     |                                                       |
| Question     |                                                       |
| 6.06         |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(e) *What are the risk factors for            |
| R            | establishing an assessment schedule (for both the     |
| equirement** | baseline and continual integrity assessments)?* \.... |
+--------------+-------------------------------------------------------+
|              | §195.452(i)(2) *Risk analysis criteria.* In           |
|              | identifying the need for additional preventive and    |
|              | mitigative measures, an operator must evaluate the    |
|              | likelihood of a pipeline release occurring and how a  |
|              | release could affect the high consequence area. This  |
|              | determination must consider all relevant risk         |
|              | factors, including, but not limited to: \....         |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **5.01       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **5.01 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **5.01 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **5.01 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Risk Analysis: Integration of Risk Information**    |
| \# 5.02**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the process for evaluating risk appropriately    |
| Question**   | integrate the various risk factors and other          |
|              | information utilized to characterize the risk of      |
|              | pipeline segments?                                    |
+--------------+-------------------------------------------------------+
| Methods to   |                                                       |
| evaluate     |                                                       |
| risk utilize |                                                       |
| a variety of |                                                       |
| input data   |                                                       |
| to           |                                                       |
| characterize |                                                       |
| the physical |                                                       |
| condition of |                                                       |
| pipelines    |                                                       |
| and the      |                                                       |
| surrounding  |                                                       |
| population   |                                                       |
| /environment |                                                       |
| for which    |                                                       |
| consequences |                                                       |
| are          |                                                       |
| estimated.   |                                                       |
| This         |                                                       |
| information, |                                                       |
| including    |                                                       |
| "risk        |                                                       |
| factors," is |                                                       |
| typically    |                                                       |
| combined in  |                                                       |
| some fashion |                                                       |
| (e.g., input |                                                       |
| into an      |                                                       |
| algorithm or |                                                       |
| mathematical |                                                       |
| model,       |                                                       |
| evaluated by |                                                       |
| subject      |                                                       |
| matter       |                                                       |
| experts,     |                                                       |
| etc.) to     |                                                       |
| produce an   |                                                       |
| estimate of  |                                                       |
| the risk for |                                                       |
| a particular |                                                       |
| section of   |                                                       |
| pipe. In     |                                                       |
| some methods |                                                       |
| used to      |                                                       |
| combine risk |                                                       |
| information, |                                                       |
| numerical    |                                                       |
| "weights"    |                                                       |
| are applied  |                                                       |
| to risk      |                                                       |
| factors when |                                                       |
| calculating  |                                                       |
| or           |                                                       |
| estimating   |                                                       |
| risk. [An    |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| characterist |                                                       |
| ics:]{.mark} |                                                       |
|              |                                                       |
| 1            |                                                       |
| .  Inclusion |                                                       |
|     of the   |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|              |                                                       |
|    variables |                                                       |
|     needed   |                                                       |
|     to       |                                                       |
|              |                                                       |
|   adequately |                                                       |
|              |                                                       |
|    determine |                                                       |
|     the      |                                                       |
|     relevant |                                                       |
|     risk     |                                                       |
|     ranking  |                                                       |
|     of a     |                                                       |
|     pipeline |                                                       |
|     segment  |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|    variables |                                                       |
|     to       |                                                       |
|              |                                                       |
|    determine |                                                       |
|     the      |                                                       |
|              |                                                       |
|    potential |                                                       |
|     for      |                                                       |
|     a        |                                                       |
| rea-specific |                                                       |
|     external |                                                       |
|     and      |                                                       |
|     internal |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|              |                                                       |
|   mechanical |                                                       |
|     damage,  |                                                       |
|              |                                                       |
| construction |                                                       |
|     defects, |                                                       |
|     etc.).   |                                                       |
|              |                                                       |
| 2.  A        |                                                       |
|              |                                                       |
|  technically |                                                       |
|              |                                                       |
|  justifiable |                                                       |
|     basis    |                                                       |
|     for the  |                                                       |
|              |                                                       |
|   analytical |                                                       |
|              |                                                       |
|    structure |                                                       |
|     of any   |                                                       |
|     tools,   |                                                       |
|     models,  |                                                       |
|     or       |                                                       |
|              |                                                       |
|   algorithms |                                                       |
|     utilized |                                                       |
|     to       |                                                       |
|              |                                                       |
|    integrate |                                                       |
|     risk     |                                                       |
|              |                                                       |
| information, |                                                       |
|     and      |                                                       |
|              |                                                       |
|  recognition |                                                       |
|     of any   |                                                       |
|              |                                                       |
|  limitations |                                                       |
|     of these |                                                       |
|              |                                                       |
|   analytical |                                                       |
|              |                                                       |
|  structures. |                                                       |
|              |                                                       |
| 3.  Logical, |                                                       |
|              |                                                       |
|  structured, |                                                       |
|     and      |                                                       |
|              |                                                       |
|   documented |                                                       |
|              |                                                       |
|    processes |                                                       |
|     and      |                                                       |
|              |                                                       |
|   guidelines |                                                       |
|     for any  |                                                       |
|     subject  |                                                       |
|     matter   |                                                       |
|     expert   |                                                       |
|              |                                                       |
|  evaluations |                                                       |
|     that are |                                                       |
|     used to  |                                                       |
|     perform  |                                                       |
|     or       |                                                       |
|              |                                                       |
|    influence |                                                       |
|     the      |                                                       |
|              |                                                       |
|  integration |                                                       |
|     of risk  |                                                       |
|              |                                                       |
| information. |                                                       |
|              |                                                       |
| 4.  J        |                                                       |
| ustification |                                                       |
|     for the  |                                                       |
|     relative |                                                       |
|              |                                                       |
|    magnitude |                                                       |
|     of any   |                                                       |
|              |                                                       |
|    numerical |                                                       |
|     weights  |                                                       |
|     used to  |                                                       |
|     estimate |                                                       |
|     measures |                                                       |
|     of risk. |                                                       |
|              |                                                       |
| 5.  A risk   |                                                       |
|              |                                                       |
|  integration |                                                       |
| /combination |                                                       |
|     process  |                                                       |
|     that     |                                                       |
|              |                                                       |
|   emphasizes |                                                       |
|     the      |                                                       |
|              |                                                       |
|    potential |                                                       |
|     risk to  |                                                       |
|     human    |                                                       |
|     health   |                                                       |
|     and the  |                                                       |
|              |                                                       |
|  environment |                                                       |
|     as       |                                                       |
|     compared |                                                       |
|     to       |                                                       |
|              |                                                       |
| "non-safety" |                                                       |
|     risk     |                                                       |
|     factors  |                                                       |
|     such as  |                                                       |
|     those    |                                                       |
|              |                                                       |
|  principally |                                                       |
|              |                                                       |
|   associated |                                                       |
|     with     |                                                       |
|     business |                                                       |
|     and      |                                                       |
|     economic |                                                       |
|     risks.   |                                                       |
|              |                                                       |
| 6.  In cases |                                                       |
|     where a  |                                                       |
|     risk     |                                                       |
|     model is |                                                       |
|              |                                                       |
|    utilized, |                                                       |
|     a method |                                                       |
|     that     |                                                       |
|              |                                                       |
|   integrates |                                                       |
|     the risk |                                                       |
|     model    |                                                       |
|     output   |                                                       |
|     with any |                                                       |
|              |                                                       |
|    important |                                                       |
|     risk     |                                                       |
|     factors  |                                                       |
|     that     |                                                       |
|     were not |                                                       |
|     included |                                                       |
|     in the   |                                                       |
|     model to |                                                       |
|     provide  |                                                       |
|     a more   |                                                       |
|     complete |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     of the   |                                                       |
|     risk.    |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(e) *What are the risk factors for            |
| R            | establishing an assessment schedule (for both the     |
| equirement** | baseline and continual integrity assessments)?* \.... |
+--------------+-------------------------------------------------------+
|              | §195.452(f) An operator must include, at minimum,     |
|              | each of the following elements in its written         |
|              | integrity management program: (3) An analysis that    |
|              | integrates all available information about the        |
|              | integrity of the entire pipeline and the consequences |
|              | of a failure (see paragraph (g) of this section);     |
+--------------+-------------------------------------------------------+
|              | §452(g) *What is an information analysis?* In         |
|              | periodically evaluating the integrity of each         |
|              | pipeline segment (paragraph (j) of this section), an  |
|              | operator must analyze all available information about |
|              | the integrity of the entire pipeline and the          |
|              | consequences of a failure \....                       |
+--------------+-------------------------------------------------------+
|              | §195.452(i)(2) *Risk analysis criteria.* In           |
|              | identifying the need for additional preventive and    |
|              | mitigative measures, an operator must evaluate the    |
|              | likelihood of a pipeline release occurring and how a  |
|              | release could affect the high consequence area. This  |
|              | determination must consider all relevant risk         |
|              | factors, including, but not limited to: \....         |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **5.02       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **5.02 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **5.02 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **5.02 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Risk Analysis: Input Information**                  |
| \# 5.03**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Are adequate and appropriate data and information     |
| Question**   | input into the risk analysis process?                 |
+--------------+-------------------------------------------------------+
| The overall  |                                                       |
| quality and  |                                                       |
| usefulness   |                                                       |
| of a risk    |                                                       |
| evaluation   |                                                       |
| processes    |                                                       |
| are highly   |                                                       |
| dependent on |                                                       |
| the validity |                                                       |
| and quality  |                                                       |
| of input     |                                                       |
| data and     |                                                       |
| information. |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Use of   |                                                       |
|     the most |                                                       |
|     accurate |                                                       |
|              |                                                       |
|    available |                                                       |
|     data to  |                                                       |
|              |                                                       |
|    represent |                                                       |
|     pipeline |                                                       |
|     cha      |                                                       |
| racteristics |                                                       |
|     in the   |                                                       |
|     analysis |                                                       |
|     of       |                                                       |
|              |                                                       |
|    different |                                                       |
|              |                                                       |
|    segments, |                                                       |
|              |                                                       |
|    including |                                                       |
|     the      |                                                       |
|     results  |                                                       |
|     of       |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
| assessments. |                                                       |
|              |                                                       |
| 2.  Controls |                                                       |
|     to       |                                                       |
|     provide  |                                                       |
|              |                                                       |
|    assurance |                                                       |
|     of the   |                                                       |
|              |                                                       |
| completeness |                                                       |
|     and      |                                                       |
|     quality  |                                                       |
|     of input |                                                       |
|              |                                                       |
| information. |                                                       |
|              |                                                       |
| 3.  Guidance |                                                       |
|     to       |                                                       |
|     minimize |                                                       |
|     the use  |                                                       |
|     of input |                                                       |
|              |                                                       |
|  information |                                                       |
|     that is  |                                                       |
|     u        |                                                       |
| nnecessarily |                                                       |
|     or       |                                                       |
|              |                                                       |
|  excessively |                                                       |
|              |                                                       |
| conservative |                                                       |
|     (to      |                                                       |
|     avoid    |                                                       |
|     masking  |                                                       |
|     b        |                                                       |
| est-estimate |                                                       |
|     risk     |                                                       |
|              |                                                       |
|   insights). |                                                       |
|              |                                                       |
| 4.  Use of   |                                                       |
|     sources  |                                                       |
|     best     |                                                       |
|     suited   |                                                       |
|     to       |                                                       |
|     provide  |                                                       |
|     whatever |                                                       |
|              |                                                       |
|   subjective |                                                       |
|              |                                                       |
|  information |                                                       |
|     is used  |                                                       |
|     (e.g.,   |                                                       |
|     from     |                                                       |
|     operator |                                                       |
|              |                                                       |
|   personnel, |                                                       |
|              |                                                       |
|    including |                                                       |
|     field    |                                                       |
|     units).  |                                                       |
|              |                                                       |
| 5.  Use of a |                                                       |
|              |                                                       |
| sufficiently |                                                       |
|              |                                                       |
|   structured |                                                       |
|     process  |                                                       |
|     for      |                                                       |
|              |                                                       |
|    obtaining |                                                       |
|              |                                                       |
|   subjective |                                                       |
|              |                                                       |
|  information |                                                       |
|     (e.g.,   |                                                       |
|     using    |                                                       |
|     forms,   |                                                       |
|     surveys, |                                                       |
|              |                                                       |
|  interviews, |                                                       |
|     quality  |                                                       |
|     checks,  |                                                       |
|     etc.) to |                                                       |
|     ensure   |                                                       |
|     that     |                                                       |
|              |                                                       |
|   consistent |                                                       |
|              |                                                       |
|  information |                                                       |
|     is       |                                                       |
|     provided |                                                       |
|     for      |                                                       |
|              |                                                       |
|    different |                                                       |
|              |                                                       |
|    segments. |                                                       |
|              |                                                       |
| 6.  Use of   |                                                       |
|     the      |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     and      |                                                       |
|              |                                                       |
|   industry's |                                                       |
|              |                                                       |
|   collective |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|   experience |                                                       |
|     data     |                                                       |
|     [where   |                                                       |
|     applica  |                                                       |
| ble.]{.mark} |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(e) *What are the risk factors for            |
| R            | establishing an assessment schedule (for both the     |
| equirement** | baseline and continual integrity assessments)?* \.... |
+--------------+-------------------------------------------------------+
|              | §195.452(f) An operator must include, at minimum,     |
|              | each of the following elements in its written         |
|              | integrity management program: (3) An analysis that    |
|              | integrates all available information about the        |
|              | integrity of the entire pipeline and the consequences |
|              | of a failure (see paragraph (g) of this section);     |
+--------------+-------------------------------------------------------+
|              | §452(g) *What is an information analysis?* In         |
|              | periodically evaluating the integrity of each         |
|              | pipeline segment (paragraph (j) of this section), an  |
|              | operator must analyze all available information about |
|              | the integrity of the entire pipeline and the          |
|              | consequences of a failure \....                       |
+--------------+-------------------------------------------------------+
|              | §195.452(i)(2) *Risk analysis criteria.* In           |
|              | identifying the need for additional preventive and    |
|              | mitigative measures, an operator must evaluate the    |
|              | likelihood of a pipeline release occurring and how a  |
|              | release could affect the high consequence area. This  |
|              | determination must consider all relevant risk         |
|              | factors, including, but not limited to: \....         |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **5.03       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **5.03 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **5.03 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **5.03 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Risk Analysis: Risk Analysis of Segments that Could |
| \# 5.04**    | Affect HCAs**                                         |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's risk analysis approach adequately |
| Question**   | represent and consider the variation in risk factors  |
|              | along the line such that segment-specific risk        |
|              | results and insights are obtained?                    |
+--------------+-------------------------------------------------------+
| The manner   |                                                       |
| in which a   |                                                       |
| pipeline is  |                                                       |
| subdivided   |                                                       |
| for the      |                                                       |
| evaluation   |                                                       |
| of risk is   |                                                       |
| an important |                                                       |
| factor when  |                                                       |
| considering  |                                                       |
| the results  |                                                       |
| of the       |                                                       |
| analysis. An |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|     ability  |                                                       |
|     to       |                                                       |
|     clearly  |                                                       |
|     d        |                                                       |
| ifferentiate |                                                       |
|     the      |                                                       |
|     relative |                                                       |
|     risks of |                                                       |
|              |                                                       |
|    different |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|    segments. |                                                       |
|     \[Note:  |                                                       |
|     The      |                                                       |
|     manner   |                                                       |
|     in which |                                                       |
|     a        |                                                       |
|     pipeline |                                                       |
|     is       |                                                       |
|     divided  |                                                       |
|     up for   |                                                       |
|     the      |                                                       |
|     purposes |                                                       |
|     of risk  |                                                       |
|     analysis |                                                       |
|     may      |                                                       |
|              |                                                       |
|    sometimes |                                                       |
|     differ   |                                                       |
|     from     |                                                       |
|              |                                                       |
|   "sections" |                                                       |
|              |                                                       |
|  established |                                                       |
|     for      |                                                       |
|     segment  |                                                       |
|     id       |                                                       |
| entification |                                                       |
|     and/or   |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
| schedules.\] |                                                       |
|              |                                                       |
| 2.  An       |                                                       |
|     approach |                                                       |
|     for      |                                                       |
|     applying |                                                       |
|     risk     |                                                       |
|     factors  |                                                       |
|     to a     |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|  subdivision |                                                       |
|     unit     |                                                       |
|     when the |                                                       |
|     factors  |                                                       |
|     differ   |                                                       |
|     across   |                                                       |
|     the      |                                                       |
|     unit.    |                                                       |
|              |                                                       |
| 3.  A method |                                                       |
|     for      |                                                       |
|     relating |                                                       |
|     the      |                                                       |
|              |                                                       |
|  subdivision |                                                       |
|     of the   |                                                       |
|     pipeline |                                                       |
|     used in  |                                                       |
|     risk     |                                                       |
|     analysis |                                                       |
|     to: (1)  |                                                       |
|     the      |                                                       |
|              |                                                       |
|   sectioning |                                                       |
|     of the   |                                                       |
|     pipeline |                                                       |
|     defined  |                                                       |
|     for the  |                                                       |
|              |                                                       |
|   operator's |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
|  assessments |                                                       |
|     and (2)  |                                                       |
|     the      |                                                       |
|     segments |                                                       |
|     that can |                                                       |
|     affect   |                                                       |
|     high     |                                                       |
|              |                                                       |
|  consequence |                                                       |
|     areas.   |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(e) *What are the risk factors for            |
| R            | establishing an assessment schedule (for both the     |
| equirement** | baseline and continual integrity assessments)?* \.... |
+--------------+-------------------------------------------------------+
|              | §195.452(f) An operator must include, at minimum,     |
|              | each of the following elements in its written         |
|              | integrity management program: (3) An analysis that    |
|              | integrates all available information about the        |
|              | integrity of the entire pipeline and the consequences |
|              | of a failure (see paragraph (g) of this section);     |
+--------------+-------------------------------------------------------+
|              | §452(g) *What is an information analysis?* In         |
|              | periodically evaluating the integrity of each         |
|              | pipeline segment (paragraph (j) of this section), an  |
|              | operator must analyze all available information about |
|              | the integrity of the entire pipeline and the          |
|              | consequences of a failure \....                       |
+--------------+-------------------------------------------------------+
|              | §195.452(i)(2) *Risk analysis criteria.* In           |
|              | identifying the need for additional preventive and    |
|              | mitigative measures, an operator must evaluate the    |
|              | likelihood of a pipeline release occurring and how a  |
|              | release could affect the high consequence area. This  |
|              | determination must consider all relevant risk         |
|              | factors, including, but not limited to: \....         |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **5.04       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **5.04 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **5.04 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **5.04 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Risk Analysis: Results**                            |
| \# 5.05**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Are results of the process to evaluate risk useful    |
| Question**   | for drawing conclusions and insights in the           |
|              | operator's Integrity Management Program decision      |
|              | making?                                               |
+--------------+-------------------------------------------------------+
| Examination  |                                                       |
| of the       |                                                       |
| application  |                                                       |
| of risk      |                                                       |
| analysis     |                                                       |
| results to   |                                                       |
| specific     |                                                       |
| areas is     |                                                       |
| covered      |                                                       |
| separately   |                                                       |
| in the       |                                                       |
| protocol     |                                                       |
| questions    |                                                       |
| for each     |                                                       |
| applicable   |                                                       |
| Integrity    |                                                       |
| Management   |                                                       |
| program      |                                                       |
| element      |                                                       |
| (e.g.,       |                                                       |
| assessment   |                                                       |
| scheduling,  |                                                       |
| preventive   |                                                       |
| and          |                                                       |
| mitigative   |                                                       |
| measures).   |                                                       |
| Overall      |                                                       |
| cha          |                                                       |
| racteristics |                                                       |
| of risk      |                                                       |
| results,     |                                                       |
| however, can |                                                       |
| be examined  |                                                       |
| on a general |                                                       |
| basis. An    |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Id       |                                                       |
| entification |                                                       |
|     of the   |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|    locations |                                                       |
|     having   |                                                       |
|     the      |                                                       |
|     highest  |                                                       |
|              |                                                       |
|    estimated |                                                       |
|     risk.    |                                                       |
|              |                                                       |
| 2.  Id       |                                                       |
| entification |                                                       |
|     of [the  |                                                       |
|     most     |                                                       |
|              |                                                       |
|    important |                                                       |
|     risk     |                                                       |
|     drivers  |                                                       |
|     for the  |                                                       |
|     highest  |                                                       |
|     risk     |                                                       |
|              |                                                       |
|    locations |                                                       |
|     (e.g.,   |                                                       |
|     third    |                                                       |
|     party    |                                                       |
|     damage,  |                                                       |
|     internal |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     etc.)    |                                                       |
|     and the  |                                                       |
|              |                                                       |
|   underlying |                                                       |
|     causes   |                                                       |
|     (e.g.,   |                                                       |
|     what     |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     are      |                                                       |
|              |                                                       |
|    elevating |                                                       |
|     the risk |                                                       |
|     of       |                                                       |
|     internal |                                                       |
|     corrosi  |                                                       |
| on).]{.mark} |                                                       |
|              |                                                       |
| 3.  A means  |                                                       |
|     to       |                                                       |
|     evaluate |                                                       |
|     and      |                                                       |
|     reduce   |                                                       |
|     major    |                                                       |
|     sources  |                                                       |
|     of       |                                                       |
|     u        |                                                       |
| ncertainties |                                                       |
|     in the   |                                                       |
|     process  |                                                       |
|     of       |                                                       |
|              |                                                       |
|   evaluating |                                                       |
|     risk.    |                                                       |
|              |                                                       |
|   \[Examples |                                                       |
|     of areas |                                                       |
|     of       |                                                       |
|              |                                                       |
|  uncertainty |                                                       |
|     include  |                                                       |
|     data and |                                                       |
|              |                                                       |
|  information |                                                       |
|              |                                                       |
| limitations, |                                                       |
|     subject  |                                                       |
|     matter   |                                                       |
|     expert   |                                                       |
|              |                                                       |
|    opinions, |                                                       |
|     risk     |                                                       |
|     model    |                                                       |
|              |                                                       |
| assumptions, |                                                       |
|     and      |                                                       |
|              |                                                       |
|   analytical |                                                       |
|     t        |                                                       |
| echniques.\] |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(f) An operator must include, at minimum,     |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (3) An analysis that    |
|              | integrates all available information about the        |
|              | integrity of the entire pipeline and the consequences |
|              | of a failure (see paragraph (g) of this section);     |
+--------------+-------------------------------------------------------+
|              | §452(g) *What is an information analysis?* In         |
|              | periodically evaluating the integrity of each         |
|              | pipeline segment (paragraph (j) of this section), an  |
|              | operator must analyze all available information about |
|              | the integrity of the entire pipeline and the          |
|              | consequences of a failure \....                       |
+--------------+-------------------------------------------------------+
|              | §195.452(i)(2) *Risk analysis criteria.* In           |
|              | identifying the need for additional preventive and    |
|              | mitigative measures, an operator must evaluate the    |
|              | likelihood of a pipeline release occurring and how a  |
|              | release could affect the high consequence area. This  |
|              | determination must consider all relevant risk         |
|              | factors, including, but not limited to: \....         |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **5.05       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **5.05 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **5.05 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **5.05 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Risk Analysis: Facilities**                         |
| \# 5.06**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Are technically adequate approaches used to identify  |
| Question**   | and evaluate the risks of facilities that can affect  |
|              | HCAs?                                                 |
+--------------+-------------------------------------------------------+
| In addition  |                                                       |
| to line      |                                                       |
| pipe,        |                                                       |
| associated   |                                                       |
| facilities   |                                                       |
| that can     |                                                       |
| affect HCAs  |                                                       |
| are also     |                                                       |
| included in  |                                                       |
| the scope of |                                                       |
| the          |                                                       |
| Integrity    |                                                       |
| Management   |                                                       |
| rule. While  |                                                       |
| the          |                                                       |
| integrity    |                                                       |
| assessment   |                                                       |
| provisions   |                                                       |
| of the rule  |                                                       |
| apply only   |                                                       |
| to the line  |                                                       |
| pipe, the    |                                                       |
| other        |                                                       |
| provisions   |                                                       |
| of the rule  |                                                       |
| apply to     |                                                       |
| pump         |                                                       |
| stations,    |                                                       |
| break-out    |                                                       |
| tanks, and   |                                                       |
| other        |                                                       |
| equipment if |                                                       |
| a failure at |                                                       |
| these        |                                                       |
| locations    |                                                       |
| could affect |                                                       |
| a high       |                                                       |
| consequence  |                                                       |
| area. [Thus, |                                                       |
| an           |                                                       |
| operator's   |                                                       |
| integrity    |                                                       |
| management   |                                                       |
| program      |                                                       |
| should       |                                                       |
| include      |                                                       |
| processes    |                                                       |
| for          |                                                       |
| addressing   |                                                       |
| t            |                                                       |
| hese]{.mark} |                                                       |
| facilities,  |                                                       |
| including    |                                                       |
| the          |                                                       |
| integration  |                                                       |
| of all       |                                                       |
| available    |                                                       |
| information  |                                                       |
| affecting    |                                                       |
| the          |                                                       |
| likelihood   |                                                       |
| and the      |                                                       |
| consequences |                                                       |
| of equipment |                                                       |
| or facility  |                                                       |
| failures     |                                                       |
| (i.e., a     |                                                       |
| risk         |                                                       |
| analysis).   |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Clear    |                                                       |
|     d        |                                                       |
| ocumentation |                                                       |
|     of the   |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     approach |                                                       |
|     for      |                                                       |
|              |                                                       |
|   evaluating |                                                       |
|     the risk |                                                       |
|     of       |                                                       |
|              |                                                       |
|   facilities |                                                       |
|     that can |                                                       |
|     affect   |                                                       |
|     HCAs.    |                                                       |
|              |                                                       |
| 2.  Results  |                                                       |
|     that     |                                                       |
|              |                                                       |
|   facilitate |                                                       |
|     the      |                                                       |
|     d        |                                                       |
| etermination |                                                       |
|     of       |                                                       |
|     measures |                                                       |
|     to       |                                                       |
|     reduce   |                                                       |
|     facility |                                                       |
|     risks.   |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(f) An operator must include, at minimum,     |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (3) An analysis that    |
|              | integrates all available information about the        |
|              | integrity of the entire pipeline and the consequences |
|              | of a failure (see paragraph (g) of this section);     |
+--------------+-------------------------------------------------------+
|              | §195.452(g) *What is an information analysis?* In     |
|              | periodically evaluating the integrity of each         |
|              | pipeline segment (paragraph (j) of this section), an  |
|              | operator must analyze all available information about |
|              | the integrity of the entire pipeline and the          |
|              | consequences of a failure.                            |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **5.06       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **5.06 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **5.06 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **5.06 Inspection Notes**

  -----------------------------------------------------------------------

**Integrity Management**

**Inspection Protocol 6**

**Preventive and Mitigative Measures**

**Scope:**

This Protocol addresses the evaluation of preventive and mitigative
measures, and is divided into three parts:

1.  Questions applicable to all areas of the preventive and mitigative
    measures evaluation, including risk analysis requirements
    (§194.452(i)(1)-(i)(4));

2.  Questions specific to the evaluation of leak detection system
    capabilities and the need for upgrades (§194.452(i)(3));

3.  Questions specific to the evaluation of the need for installation of
    additional EFRDs (§194.452(i)(4)).

Note: While this Protocol addresses the specific requirements for
[application]{.underline} of risk analysis to the evaluation of
preventive and mitigative measures, the overall adequacy of the
operator's risk analysis [process]{.underline} is separately covered in
Protocol Area 5, Risk Analysis.

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Preventive & Mitigative Measures: Actions           |
| \# 6.01**    | Considered**                                          |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the process to identify additional preventive    |
| Question**   | and mitigative actions include consideration of risk  |
|              | and cover a spectrum of alternatives? \[Note: Leak    |
|              | detection and EFRDs are covered in more detail in     |
|              | subsequent questions within this protocol.\]          |
|              |                                                       |
|              | Do operator records provide documentation of the      |
|              | preventive and mitigative actions that have been      |
|              | considered?                                           |
+--------------+-------------------------------------------------------+
| The          |                                                       |
| integrity    |                                                       |
| management   |                                                       |
| rule         |                                                       |
| requires     |                                                       |
| operators to |                                                       |
| "take        |                                                       |
| measures to  |                                                       |
| prevent and  |                                                       |
| mitigate the |                                                       |
| consequences |                                                       |
| of a         |                                                       |
| pipeline     |                                                       |
| failure that |                                                       |
| could affect |                                                       |
| a high       |                                                       |
| consequence  |                                                       |
| area." An    |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Id       |                                                       |
| entification |                                                       |
|     of the   |                                                       |
|     most     |                                                       |
|              |                                                       |
|  significant |                                                       |
|     ca       |                                                       |
| uses/drivers |                                                       |
|     of       |                                                       |
|     segm     |                                                       |
| ent-specific |                                                       |
|     risk     |                                                       |
|     [(e.g.,  |                                                       |
|     third    |                                                       |
|     party    |                                                       |
|     damage,  |                                                       |
|     internal |                                                       |
|              |                                                       |
|   corrosion, |                                                       |
|     e        |                                                       |
| tc.)]{.mark} |                                                       |
|     when     |                                                       |
|              |                                                       |
|   evaluating |                                                       |
|              |                                                       |
|   additional |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     actions. |                                                       |
|              |                                                       |
| 2.  Id       |                                                       |
| entification |                                                       |
|     of       |                                                       |
|              |                                                       |
|    potential |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     actions  |                                                       |
|     that     |                                                       |
|     address  |                                                       |
|     the most |                                                       |
|              |                                                       |
|  significant |                                                       |
|     segment- |                                                       |
|     specific |                                                       |
|     risks,   |                                                       |
|              |                                                       |
|    including |                                                       |
|     c        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     actions  |                                                       |
|     listed   |                                                       |
|     in       |                                                       |
|     §19      |                                                       |
| 5.452(i)(1). |                                                       |
|              |                                                       |
| 3.  Review   |                                                       |
|     of the   |                                                       |
|     e        |                                                       |
| ffectiveness |                                                       |
|     of       |                                                       |
|     current  |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     actions  |                                                       |
|     and the  |                                                       |
|              |                                                       |
|    potential |                                                       |
|     for      |                                                       |
|              |                                                       |
| enhancements |                                                       |
|     and      |                                                       |
|              |                                                       |
|    upgrades. |                                                       |
|              |                                                       |
| 4.  C        |                                                       |
| onsideration |                                                       |
|     of a     |                                                       |
|     spectrum |                                                       |
|     of       |                                                       |
|     mo       |                                                       |
| difications, |                                                       |
|     ranging  |                                                       |
|     from     |                                                       |
|              |                                                       |
|  incremental |                                                       |
|              |                                                       |
| improvements |                                                       |
|     to major |                                                       |
|     changes. |                                                       |
|              |                                                       |
| 5.  C        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|     changes  |                                                       |
|     to both  |                                                       |
|              |                                                       |
|   documented |                                                       |
|     work     |                                                       |
|              |                                                       |
|    processes |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|  procedures, |                                                       |
|     response |                                                       |
|     plans)   |                                                       |
|     and      |                                                       |
|     physical |                                                       |
|     changes. |                                                       |
|              |                                                       |
| 6.  C        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|              |                                                       |
|   additional |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     actions  |                                                       |
|     for      |                                                       |
|     non-pipe |                                                       |
|              |                                                       |
|   facilities |                                                       |
|     that can |                                                       |
|     affect   |                                                       |
|     an HCA.  |                                                       |
|              |                                                       |
| 7.  C        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|              |                                                       |
|    alternate |                                                       |
|     modes of |                                                       |
|              |                                                       |
|    operation |                                                       |
|     i.e.,    |                                                       |
|     startup, |                                                       |
|              |                                                       |
|    shutdown, |                                                       |
|     pressure |                                                       |
|     cycling, |                                                       |
|     etc.     |                                                       |
|              |                                                       |
| 8.           |                                                       |
|   Evaluation |                                                       |
|     of       |                                                       |
|              |                                                       |
|   additional |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     measures |                                                       |
|     in a     |                                                       |
|     timely   |                                                       |
|     manner   |                                                       |
|     (e.g.,   |                                                       |
|     within   |                                                       |
|     one      |                                                       |
|     year)    |                                                       |
|     after    |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
|  assessments |                                                       |
|     are      |                                                       |
|              |                                                       |
|    conducted |                                                       |
|     on a     |                                                       |
|     segment  |                                                       |
|     or other |                                                       |
|     events   |                                                       |
|     occur    |                                                       |
|     that     |                                                       |
|     indicate |                                                       |
|     a need   |                                                       |
|     for      |                                                       |
|     r        |                                                       |
| e-evaluation |                                                       |
|     (e.g.,   |                                                       |
|     un       |                                                       |
| satisfactory |                                                       |
|              |                                                       |
|    detection |                                                       |
|     or       |                                                       |
|              |                                                       |
|   mitigation |                                                       |
|     of an    |                                                       |
|     actual   |                                                       |
|     leak).   |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) *What are the elements of an integrity   |
| R            | management program?* (6) Identification of preventive |
| equirement** | and mitigative measures to protect the high           |
|              | consequence area (see paragraph of this section)      |
+--------------+-------------------------------------------------------+
|              | §195.452(i) *What preventive and mitigative measures  |
|              | must an operator take to protect the high consequence |
|              | area?*(1) *General requirements.* An operator must    |
|              | take measures to prevent and mitigate the             |
|              | consequences of a pipeline failure that could affect  |
|              | a high consequence area. These measures include       |
|              | conducting a risk analysis of the pipeline segment to |
|              | identify additional actions to enhance public safety  |
|              | or environmental protection. Such actions may         |
|              | include, but are not limited to, implementing damage  |
|              | prevention best practices, better monitoring of       |
|              | cathodic protection where corrosion is a concern,     |
|              | establishing shorter inspection intervals, installing |
|              | EFRDs on the pipeline segment, modifying the systems  |
|              | that monitor pressure and detect leaks, providing     |
|              | additional training to personnel on response          |
|              | procedures, conducting drills with local emergency    |
|              | responders and adopting other management controls.    |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **6.01       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **6.01 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **6.01 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **6.01 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Preventive & Mitigative Measures: Risk Analysis     |
| \# 6.02**    | Application**                                         |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the process effectively evaluate the effects of  |
| Question**   | potential actions on reducing the likelihood and      |
|              | consequences of pipeline releases?                    |
|              |                                                       |
|              | Verify that the operator has used the risk analysis   |
|              | process to evaluate preventive and mitigative         |
|              | measures.                                             |
+--------------+-------------------------------------------------------+
| Operators    |                                                       |
| must conduct |                                                       |
| a risk       |                                                       |
| analysis as  |                                                       |
| part of the  |                                                       |
| evaluation   |                                                       |
| of           |                                                       |
| preventive   |                                                       |
| and          |                                                       |
| mitigative   |                                                       |
| measures,    |                                                       |
| including a  |                                                       |
| number of    |                                                       |
| specific     |                                                       |
| risk         |                                                       |
| factors. In  |                                                       |
| addition to  |                                                       |
| the required |                                                       |
| set of       |                                                       |
| factors,     |                                                       |
| there are    |                                                       |
| other        |                                                       |
| factors that |                                                       |
| are relevant |                                                       |
| to the       |                                                       |
| preventive   |                                                       |
| and          |                                                       |
| mitigative   |                                                       |
| measures     |                                                       |
| evaluation.  |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  C        |                                                       |
| onsideration |                                                       |
|     of all   |                                                       |
|     risk     |                                                       |
|     factors  |                                                       |
|     required |                                                       |
|     by       |                                                       |
|     §1       |                                                       |
| 95.452(i)(2) |                                                       |
|     in the   |                                                       |
|     risk     |                                                       |
|     analysis |                                                       |
|     applied  |                                                       |
|     to the   |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     measures |                                                       |
|              |                                                       |
|  evaluation. |                                                       |
|     If all   |                                                       |
|     required |                                                       |
|     factors  |                                                       |
|     are not  |                                                       |
|              |                                                       |
|  considered, |                                                       |
|     a        |                                                       |
|              |                                                       |
|   documented |                                                       |
|     basis    |                                                       |
|     provided |                                                       |
|     for the  |                                                       |
|              |                                                       |
|    exclusion |                                                       |
|     of       |                                                       |
|     certain  |                                                       |
|     listed   |                                                       |
|     factors. |                                                       |
|              |                                                       |
| 2.  Risk     |                                                       |
|     analysis |                                                       |
|              |                                                       |
|    variables |                                                       |
|     are      |                                                       |
|     defined  |                                                       |
|     such     |                                                       |
|     that the |                                                       |
|     impact   |                                                       |
|     of       |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     measures |                                                       |
|     on risk  |                                                       |
|     to       |                                                       |
|     pipeline |                                                       |
|     segments |                                                       |
|     can be   |                                                       |
|              |                                                       |
|   evaluated. |                                                       |
|              |                                                       |
| 3.  Measures |                                                       |
|     to       |                                                       |
|     assure   |                                                       |
|     that the |                                                       |
|     analysis |                                                       |
|     is up to |                                                       |
|     date     |                                                       |
|     prior to |                                                       |
|     use      |                                                       |
|     (e.g.,   |                                                       |
|     pipeline |                                                       |
|     data and |                                                       |
|     c        |                                                       |
| onfiguration |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     verified |                                                       |
|     to be    |                                                       |
|     current  |                                                       |
|     prior to |                                                       |
|              |                                                       |
|   evaluating |                                                       |
|     the      |                                                       |
|     relative |                                                       |
|     impact   |                                                       |
|     of a     |                                                       |
|     proposed |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     or       |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|              |                                                       |
|    measure). |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(i) *What preventive and mitigative measures  |
| R            | must an operator take to protect the high consequence |
| equirement** | area?*                                                |
|              |                                                       |
|              | \(1\) *General requirements.* An operator must take   |
|              | measures to prevent and mitigate the consequences of  |
|              | a pipeline failure that could affect a high           |
|              | consequence area. These measures include conducting a |
|              | risk analysis of the pipeline segment to identify     |
|              | additional actions to enhance public safety or        |
|              | environmental protection \...                         |
|              |                                                       |
|              | \(2\) *Risk analysis criteria.* In identifying the    |
|              | need for additional preventive and mitigative         |
|              | measures, an operator must evaluate the likelihood of |
|              | a pipeline release occurring and how a release could  |
|              | affect the high consequence area. This determination  |
|              | must consider all relevant risk factors, including,   |
|              | but not limited to:                                   |
|              |                                                       |
|              | \(i\) Terrain surrounding the pipeline segment,       |
|              | including drainage systems such as small streams and  |
|              | other smaller waterways that could act as a conduit   |
|              | to the high consequence area; (ii) Elevation profile; |
|              | (iii) Characteristics of the product transported;     |
|              | (iv) Amount of product that could be released; (v)    |
|              | Possibility of a spillage in a farm field following   |
|              | the drain tile into a waterway; (vi) Ditches along    |
|              | side a roadway the pipeline crosses; (vii) Physical   |
|              | support of the pipeline segment such as by a cable    |
|              | suspension bridge; (viii) Exposure of the pipeline to |
|              | operating pressure exceeding established maximum      |
|              | operating pressure.                                   |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **6.02       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **6.02 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **6.02 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **6.02 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Preventive & Mitigative Measures: Decision Basis**  |
| \# 6.03**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the process provide an adequate basis for        |
| Question**   | deciding which candidate preventive and mitigative    |
|              | actions are implemented?                              |
|              |                                                       |
|              | Do operator records indicate that the decision making |
|              | process has been applied as described?                |
+--------------+-------------------------------------------------------+
| The process  |                                                       |
| and decision |                                                       |
| criteria     |                                                       |
| used by an   |                                                       |
| operator to  |                                                       |
| decide if    |                                                       |
| potential    |                                                       |
| actions are  |                                                       |
| to be        |                                                       |
| implemented  |                                                       |
| or rejected  |                                                       |
| are a        |                                                       |
| critical     |                                                       |
| part of the  |                                                       |
| preventive   |                                                       |
| and          |                                                       |
| mitigative   |                                                       |
| measure      |                                                       |
| process. An  |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  A        |                                                       |
|              |                                                       |
|   systematic |                                                       |
|     dec      |                                                       |
| ision-making |                                                       |
|     process  |                                                       |
|              |                                                       |
|    involving |                                                       |
|     input    |                                                       |
|     from     |                                                       |
|     relevant |                                                       |
|     parts of |                                                       |
|     the      |                                                       |
|              |                                                       |
| organization |                                                       |
|     such as  |                                                       |
|              |                                                       |
|  operations, |                                                       |
|              |                                                       |
| maintenance, |                                                       |
|              |                                                       |
| engineering, |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     control, |                                                       |
|     etc.,    |                                                       |
|     that     |                                                       |
|              |                                                       |
|    considers |                                                       |
|     the      |                                                       |
|     results  |                                                       |
|     of the   |                                                       |
|     risk     |                                                       |
|     analysis |                                                       |
|     along    |                                                       |
|     with     |                                                       |
|     other    |                                                       |
|              |                                                       |
|  information |                                                       |
|     in       |                                                       |
|     making   |                                                       |
|              |                                                       |
|    decisions |                                                       |
|     about    |                                                       |
|     which    |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     actions  |                                                       |
|     to       |                                                       |
|              |                                                       |
|   implement. |                                                       |
|              |                                                       |
| 2.  Priority |                                                       |
|     in       |                                                       |
|     schedule |                                                       |
|     and      |                                                       |
|     scope    |                                                       |
|     for      |                                                       |
|              |                                                       |
|   additional |                                                       |
|     actions  |                                                       |
|     on the   |                                                       |
|     highest  |                                                       |
|     risk     |                                                       |
|     lines    |                                                       |
|     and      |                                                       |
|              |                                                       |
|  facilities. |                                                       |
|              |                                                       |
| 3.  A        |                                                       |
|     defined  |                                                       |
|     basis    |                                                       |
|     for      |                                                       |
|     decision |                                                       |
|     making   |                                                       |
|     that     |                                                       |
|     includes |                                                       |
|     the      |                                                       |
|     benefit  |                                                       |
|     (e.g.,   |                                                       |
|     risk     |                                                       |
|              |                                                       |
|   reduction, |                                                       |
|              |                                                       |
|    reduction |                                                       |
|     in       |                                                       |
|     threat   |                                                       |
|     to       |                                                       |
|              |                                                       |
|   integrity, |                                                       |
|     etc.)    |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     measures |                                                       |
|     are      |                                                       |
|     expected |                                                       |
|     to       |                                                       |
|     produce. |                                                       |
|              |                                                       |
| 4.           |                                                       |
|  Integration |                                                       |
|     of       |                                                       |
|     approved |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     actions  |                                                       |
|     with the |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     work     |                                                       |
|              |                                                       |
|    processes |                                                       |
|              |                                                       |
|  responsible |                                                       |
|     for      |                                                       |
|              |                                                       |
|   scheduling |                                                       |
|     and      |                                                       |
|              |                                                       |
| implementing |                                                       |
|     the      |                                                       |
|     approved |                                                       |
|     actions  |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|   budgeting, |                                                       |
|     project  |                                                       |
|              |                                                       |
|  management, |                                                       |
|     m        |                                                       |
| aintenance). |                                                       |
|              |                                                       |
| 5.  D        |                                                       |
| ocumentation |                                                       |
|     of       |                                                       |
|              |                                                       |
|    candidate |                                                       |
|              |                                                       |
|   preventive |                                                       |
|     and      |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|     measures |                                                       |
|     that     |                                                       |
|     have     |                                                       |
|     been     |                                                       |
|              |                                                       |
|  considered, |                                                       |
|              |                                                       |
|    including |                                                       |
|     those    |                                                       |
|     that     |                                                       |
|     have not |                                                       |
|     been     |                                                       |
|              |                                                       |
| implemented. |                                                       |
|              |                                                       |
| 6.  Im       |                                                       |
| plementation |                                                       |
|     of       |                                                       |
|     approved |                                                       |
|              |                                                       |
|   additional |                                                       |
|     actions  |                                                       |
|     as       |                                                       |
|              |                                                       |
|   previously |                                                       |
|     planned  |                                                       |
|     and      |                                                       |
|              |                                                       |
|   scheduled. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(i) *What preventive and mitigative measures  |
| R            | must an operator take to protect the high consequence |
| equirement** | area?*                                                |
|              |                                                       |
|              | \(1\) *General requirements.* An operator must take   |
|              | measures to prevent and mitigate the consequences of  |
|              | a pipeline failure that could affect a high           |
|              | consequence area. These measures include conducting a |
|              | risk analysis of the pipeline segment to identify     |
|              | additional actions to enhance public safety or        |
|              | environmental protection \....                        |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **6.03       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **6.03 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **6.03 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **6.03 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Leak Detection Capability Evaluation: Evaluation    |
| \# 6.04**    | Factors**                                             |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the process for evaluating leak detection        |
| Question**   | capability adequately consider all of the             |
|              | §195.452(i)(3)-required factors and other relevant    |
|              | factors?                                              |
|              |                                                       |
|              | Do operator records indicate that all required and    |
|              | other relevant factors have been evaluated?           |
+--------------+-------------------------------------------------------+
| As part of   |                                                       |
| the leak     |                                                       |
| detect       |                                                       |
| ion-specific |                                                       |
| portion of   |                                                       |
| the          |                                                       |
| preventive   |                                                       |
| and          |                                                       |
| mitigative   |                                                       |
| section of   |                                                       |
| the          |                                                       |
| integrity    |                                                       |
| management   |                                                       |
| rule, a      |                                                       |
| number of    |                                                       |
| factors are  |                                                       |
| required to  |                                                       |
| be part of   |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| evaluation.  |                                                       |
| In addition  |                                                       |
| to the       |                                                       |
| required set |                                                       |
| of factors,  |                                                       |
| there are    |                                                       |
| other        |                                                       |
| factors that |                                                       |
| are relevant |                                                       |
| to the       |                                                       |
| evaluation   |                                                       |
| of the       |                                                       |
| operator's   |                                                       |
| leak         |                                                       |
| detection    |                                                       |
| capability.  |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1            |                                                       |
| .  Inclusion |                                                       |
|     of all   |                                                       |
|     eight of |                                                       |
|     the      |                                                       |
|     required |                                                       |
|     §1       |                                                       |
| 95.452(i)(3) |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     factors, |                                                       |
|              |                                                       |
|    including |                                                       |
|     risk     |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     results. |                                                       |
|     If all   |                                                       |
|     required |                                                       |
|     factors  |                                                       |
|     are not  |                                                       |
|              |                                                       |
|  considered, |                                                       |
|     a        |                                                       |
|              |                                                       |
|   documented |                                                       |
|     basis    |                                                       |
|     for the  |                                                       |
|              |                                                       |
|    exclusion |                                                       |
|     of       |                                                       |
|     certain  |                                                       |
|     listed   |                                                       |
|     factors. |                                                       |
|     \[Note:  |                                                       |
|     Risk     |                                                       |
|     analysis |                                                       |
|     details  |                                                       |
|     are      |                                                       |
|     covered  |                                                       |
|     in       |                                                       |
|     protocol |                                                       |
|     question |                                                       |
|     6.02.\]  |                                                       |
|              |                                                       |
| 2.  Id       |                                                       |
| entification |                                                       |
|     and      |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     of a     |                                                       |
|              |                                                       |
|   sufficient |                                                       |
|     spectrum |                                                       |
|     of leak  |                                                       |
|              |                                                       |
|    scenarios |                                                       |
|     to       |                                                       |
|              |                                                       |
|   adequately |                                                       |
|              |                                                       |
|    determine |                                                       |
|     the      |                                                       |
|     overall  |                                                       |
|     e        |                                                       |
| ffectiveness |                                                       |
|     of leak  |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|   capability |                                                       |
|     (e.g.,   |                                                       |
|     "most    |                                                       |
|     likely"  |                                                       |
|     in       |                                                       |
|     addition |                                                       |
|     to       |                                                       |
|     "maximum |                                                       |
|              |                                                       |
|  possible"). |                                                       |
|              |                                                       |
| 3.  C        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|              |                                                       |
|   additional |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     factors  |                                                       |
|     such as: |                                                       |
|              |                                                       |
|              |                                                       |
|  -   current |                                                       |
|         leak |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|       method |                                                       |
|         for  |                                                       |
|         the  |                                                       |
|         HCA  |                                                       |
|              |                                                       |
|       areas, |                                                       |
|              |                                                       |
|     -   use  |                                                       |
|         of   |                                                       |
|              |                                                       |
|       SCADA, |                                                       |
|              |                                                       |
|     -        |                                                       |
|   thresholds |                                                       |
|         for  |                                                       |
|         leak |                                                       |
|              |                                                       |
|   detection, |                                                       |
|              |                                                       |
|     -   flow |                                                       |
|         and  |                                                       |
|              |                                                       |
|     pressure |                                                       |
|              |                                                       |
| measurement, |                                                       |
|              |                                                       |
|              |                                                       |
| -   specific |                                                       |
|              |                                                       |
|   procedures |                                                       |
|         for  |                                                       |
|              |                                                       |
|        lines |                                                       |
|         that |                                                       |
|         are  |                                                       |
|         idle |                                                       |
|         but  |                                                       |
|              |                                                       |
|        still |                                                       |
|              |                                                       |
|        under |                                                       |
|              |                                                       |
|    pressure, |                                                       |
|              |                                                       |
|     -        |                                                       |
|   additional |                                                       |
|         leak |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|        means |                                                       |
|         for  |                                                       |
|              |                                                       |
|        areas |                                                       |
|         in   |                                                       |
|              |                                                       |
|        close |                                                       |
|              |                                                       |
|    proximity |                                                       |
|         to   |                                                       |
|         sole |                                                       |
|              |                                                       |
|       source |                                                       |
|              |                                                       |
|        water |                                                       |
|              |                                                       |
|    supplies, |                                                       |
|         and  |                                                       |
|              |                                                       |
|     -   leak |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|      testing |                                                       |
|              |                                                       |
|        (such |                                                       |
|         as   |                                                       |
|              |                                                       |
|     physical |                                                       |
|              |                                                       |
|      removal |                                                       |
|         of   |                                                       |
|              |                                                       |
|      product |                                                       |
|         from |                                                       |
|         the  |                                                       |
|              |                                                       |
|   pipeline). |                                                       |
|              |                                                       |
| 4.           |                                                       |
|   Evaluation |                                                       |
|     of all   |                                                       |
|     modes of |                                                       |
|     line     |                                                       |
|              |                                                       |
|   operations |                                                       |
|              |                                                       |
|    including |                                                       |
|     slack    |                                                       |
|     line,    |                                                       |
|     idled    |                                                       |
|     line,    |                                                       |
|     and      |                                                       |
|     static   |                                                       |
|              |                                                       |
|  conditions. |                                                       |
|              |                                                       |
| 5.  If a     |                                                       |
|     c        |                                                       |
| omputational |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|   monitoring |                                                       |
|              |                                                       |
|    technique |                                                       |
|     is part  |                                                       |
|     of the   |                                                       |
|     leak     |                                                       |
|              |                                                       |
|    detection |                                                       |
|     systems, |                                                       |
|     design,  |                                                       |
|              |                                                       |
| maintenance, |                                                       |
|              |                                                       |
|   controller |                                                       |
|              |                                                       |
|    training, |                                                       |
|     and      |                                                       |
|     re       |                                                       |
| cord-keeping |                                                       |
|     aspects  |                                                       |
|     of API   |                                                       |
|     1130 are |                                                       |
|              |                                                       |
|    addressed |                                                       |
|     in       |                                                       |
|     system   |                                                       |
|     design   |                                                       |
|     and      |                                                       |
|              |                                                       |
|  maintenance |                                                       |
|              |                                                       |
|   practices. |                                                       |
|              |                                                       |
| 6.           |                                                       |
|   Evaluation |                                                       |
|     of leak  |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|  performance |                                                       |
|     during   |                                                       |
|              |                                                       |
|    transient |                                                       |
|              |                                                       |
|  conditions, |                                                       |
|     and a    |                                                       |
|     strategy |                                                       |
|     to       |                                                       |
|     manage   |                                                       |
|     any      |                                                       |
|              |                                                       |
|   short-term |                                                       |
|     reduced  |                                                       |
|              |                                                       |
| performance. |                                                       |
|              |                                                       |
| 7.           |                                                       |
|   Evaluation |                                                       |
|     of the   |                                                       |
|              |                                                       |
|  operational |                                                       |
|              |                                                       |
| availability |                                                       |
|     and      |                                                       |
|              |                                                       |
|  reliability |                                                       |
|     of the   |                                                       |
|     leak     |                                                       |
|              |                                                       |
|    detection |                                                       |
|     systems, |                                                       |
|     and the  |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     process  |                                                       |
|     to       |                                                       |
|     manage   |                                                       |
|     system   |                                                       |
|              |                                                       |
|    failures. |                                                       |
|              |                                                       |
| 8.  C        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|              |                                                       |
| enhancements |                                                       |
|     to       |                                                       |
|     existing |                                                       |
|     leak     |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|   capability |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|   increasing |                                                       |
|     the      |                                                       |
|              |                                                       |
|   monitoring |                                                       |
|              |                                                       |
|    frequency |                                                       |
|     of       |                                                       |
|     existing |                                                       |
|              |                                                       |
| techniques). |                                                       |
|              |                                                       |
| 9.           |                                                       |
|   Consistent |                                                       |
|              |                                                       |
|  application |                                                       |
|     of a     |                                                       |
|              |                                                       |
|   risk-based |                                                       |
|     dec      |                                                       |
| ision-making |                                                       |
|     process  |                                                       |
|     for leak |                                                       |
|              |                                                       |
|   detection, |                                                       |
|     as       |                                                       |
|              |                                                       |
|    described |                                                       |
|     in       |                                                       |
|     protocol |                                                       |
|     question |                                                       |
|     6.03.    |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 *What preventive and mitigative measures     |
| R            | must an operator take to protect the high consequence |
| equirement** | area?* (3) *Leak detection.* An operator must have a  |
|              | means to detect leaks on its pipeline system. An      |
|              | operator must evaluate the capability of its leak     |
|              | detection means and modify, as necessary, to protect  |
|              | the high consequence area. An operator's evaluation   |
|              | must, at least, consider the following factors-length |
|              | and size of the pipeline, type of product carried,    |
|              | the pipeline's proximity to high consequence area,    |
|              | the swiftness of leak detection, location of nearest  |
|              | response personnel, leak history, and risk assessment |
|              | results.                                              |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **6.04       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **6.04 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **6.04 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **6.04 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Leak Detection Capability Evaluation: Operator      |
| \# 6.05**    | Actions/Reactions**                                   |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the process adequately consider and document     |
| Question**   | operator actions and reactions associated with leak   |
|              | detection systems?                                    |
+--------------+-------------------------------------------------------+
| The role of  |                                                       |
| operations   |                                                       |
| personnel is |                                                       |
| critical in  |                                                       |
| responding   |                                                       |
| to leak      |                                                       |
| detection    |                                                       |
| indications  |                                                       |
| as well as   |                                                       |
| making       |                                                       |
| certain that |                                                       |
| leak         |                                                       |
| detection    |                                                       |
| systems are  |                                                       |
| operating    |                                                       |
| correctly.   |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  A        |                                                       |
|              |                                                       |
|   documented |                                                       |
|     basis    |                                                       |
|     for all  |                                                       |
|     operator |                                                       |
|              |                                                       |
|    reactions |                                                       |
|     credited |                                                       |
|     in the   |                                                       |
|     leak     |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|  operational |                                                       |
|              |                                                       |
|   procedures |                                                       |
|     and/or   |                                                       |
|     training |                                                       |
|              |                                                       |
|  materials). |                                                       |
|     \[Note:  |                                                       |
|     This     |                                                       |
|     does not |                                                       |
|     imply    |                                                       |
|     that     |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     managem  |                                                       |
| ent-specific |                                                       |
|     operator |                                                       |
|              |                                                       |
|   procedures |                                                       |
|     and/or   |                                                       |
|     training |                                                       |
|     are      |                                                       |
|              |                                                       |
| anticipated. |                                                       |
|     Operator |                                                       |
|              |                                                       |
|    responses |                                                       |
|     assumed  |                                                       |
|     in the   |                                                       |
|     leak     |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|  evaluation, |                                                       |
|     however, |                                                       |
|     should   |                                                       |
|     be based |                                                       |
|     on       |                                                       |
|              |                                                       |
|   verifiable |                                                       |
|              |                                                       |
|  operational |                                                       |
|              |                                                       |
| expectations |                                                       |
|     versus   |                                                       |
|              |                                                       |
|    arbitrary |                                                       |
|     as       |                                                       |
| sumptions.\] |                                                       |
|              |                                                       |
| 2            |                                                       |
| .  [Measures |                                                       |
|     applied  |                                                       |
|     to       |                                                       |
|     assure   |                                                       |
|     that     |                                                       |
|     required |                                                       |
|     actions  |                                                       |
|     are      |                                                       |
|              |                                                       |
| accomplished |                                                       |
|     and      |                                                       |
|              |                                                       |
|    prudently |                                                       |
|     restored |                                                       |
|     if       |                                                       |
|     varying  |                                                       |
|     modes of |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|   operations |                                                       |
|     require  |                                                       |
|              |                                                       |
|  controllers |                                                       |
|     or other |                                                       |
|              |                                                       |
|    personnel |                                                       |
|     to       |                                                       |
|     eng      |                                                       |
| age/activate |                                                       |
|     or       |                                                       |
|              |                                                       |
| mute/disable |                                                       |
|     certain  |                                                       |
|              |                                                       |
|   attributes |                                                       |
|     of the   |                                                       |
|     overall  |                                                       |
|     leak     |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
|    capabilit |                                                       |
| ies.]{.mark} |                                                       |
|              |                                                       |
| 3.           |                                                       |
|  Integration |                                                       |
|     of       |                                                       |
|              |                                                       |
|   [emergency |                                                       |
|     response |                                                       |
|     proced   |                                                       |
| ures]{.mark} |                                                       |
|     and      |                                                       |
|     incident |                                                       |
|              |                                                       |
|   mitigation |                                                       |
|     plans    |                                                       |
|     with     |                                                       |
|              |                                                       |
|   associated |                                                       |
|     leak     |                                                       |
|              |                                                       |
|    detection |                                                       |
|              |                                                       |
| indications. |                                                       |
|              |                                                       |
| 4.  Adequate |                                                       |
|     guidance |                                                       |
|     in       |                                                       |
|              |                                                       |
|   documented |                                                       |
|     work     |                                                       |
|              |                                                       |
|    processes |                                                       |
|     to       |                                                       |
|     assure   |                                                       |
|     that     |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|    personnel |                                                       |
|     have the |                                                       |
|              |                                                       |
|    authority |                                                       |
|     and      |                                                       |
|     re       |                                                       |
| sponsibility |                                                       |
|     to       |                                                       |
|     initiate |                                                       |
|     reaction |                                                       |
|     measures |                                                       |
|     and to   |                                                       |
|     shutdown |                                                       |
|     the      |                                                       |
|     pipeline |                                                       |
|     if       |                                                       |
|              |                                                       |
|   warranted. |                                                       |
|              |                                                       |
| 5            |                                                       |
| .  Assurance |                                                       |
|     that     |                                                       |
|              |                                                       |
|  supervision |                                                       |
|     is       |                                                       |
|     always   |                                                       |
|     promptly |                                                       |
|              |                                                       |
|    available |                                                       |
|     for      |                                                       |
|     contact  |                                                       |
|     if       |                                                       |
|              |                                                       |
|   procedures |                                                       |
|     require  |                                                       |
|     that     |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|    personnel |                                                       |
|     contact  |                                                       |
|              |                                                       |
|  supervision |                                                       |
|     prior to |                                                       |
|              |                                                       |
|   initiating |                                                       |
|     response |                                                       |
|     actions  |                                                       |
|     and/or   |                                                       |
|     shutting |                                                       |
|     down the |                                                       |
|              |                                                       |
|    pipeline. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(i) *What preventive and mitigative measures  |
| R            | must an operator take to protect the high consequence |
| equirement** | area?* (3) *Leak detection.* An operator must have a  |
|              | means to detect leaks on its pipeline system. An      |
|              | operator must evaluate the capability of its leak     |
|              | detection means and modify, as necessary, to protect  |
|              | the high consequence area. An operator's evaluation   |
|              | must, at least, consider the following factors-length |
|              | and size of the pipeline, type of product carried,    |
|              | the pipeline's proximity to high consequence area,    |
|              | the swiftness of leak detection, location of nearest  |
|              | response personnel, leak history, and risk assessment |
|              | results.                                              |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **6.05       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **6.05 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **6.05 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **6.05 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **EFRD Need Evaluation: Factors**                     |
| \# 6.06**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the process for evaluating the need for          |
| Question**   | additional EFRDs adequately consider all of the       |
|              | 195.452(i)(4)-required factors and other relevant     |
|              | factors?                                              |
|              |                                                       |
|              | Do operator records indicate that all required and    |
|              | other relevant factors have been evaluated?           |
+--------------+-------------------------------------------------------+
| As part of   |                                                       |
| the          |                                                       |
| E            |                                                       |
| FRD-specific |                                                       |
| portion of   |                                                       |
| the          |                                                       |
| preventive   |                                                       |
| and          |                                                       |
| mitigative   |                                                       |
| section of   |                                                       |
| the          |                                                       |
| integrity    |                                                       |
| management   |                                                       |
| rule, a      |                                                       |
| number of    |                                                       |
| factors are  |                                                       |
| required to  |                                                       |
| be part of   |                                                       |
| the          |                                                       |
| operator's   |                                                       |
| evaluation.  |                                                       |
| In addition  |                                                       |
| to the       |                                                       |
| required set |                                                       |
| of factors,  |                                                       |
| there may be |                                                       |
| other        |                                                       |
| factors that |                                                       |
| are relevant |                                                       |
| to the       |                                                       |
| evaluation   |                                                       |
| of the need  |                                                       |
| for          |                                                       |
| additional   |                                                       |
| EFRDs. An    |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1            |                                                       |
| .  Inclusion |                                                       |
|     of all   |                                                       |
|     ten of   |                                                       |
|     the      |                                                       |
|     required |                                                       |
|     1        |                                                       |
| 95.452(i)(4) |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     factors, |                                                       |
|              |                                                       |
|    including |                                                       |
|     c        |                                                       |
| onsideration |                                                       |
|     of the   |                                                       |
|     benefits |                                                       |
|     of       |                                                       |
|     reduced  |                                                       |
|              |                                                       |
| consequences |                                                       |
|     expected |                                                       |
|     due to   |                                                       |
|     reducing |                                                       |
|     spill    |                                                       |
|     size. If |                                                       |
|     all      |                                                       |
|     required |                                                       |
|     factors  |                                                       |
|     are not  |                                                       |
|              |                                                       |
|  considered, |                                                       |
|     a        |                                                       |
|              |                                                       |
|   documented |                                                       |
|     basis    |                                                       |
|     provided |                                                       |
|     for the  |                                                       |
|              |                                                       |
|    exclusion |                                                       |
|     of       |                                                       |
|     certain  |                                                       |
|     listed   |                                                       |
|     factors. |                                                       |
|              |                                                       |
| 2.  C        |                                                       |
| onsideration |                                                       |
|     of any   |                                                       |
|              |                                                       |
|   additional |                                                       |
|     relevant |                                                       |
|     l        |                                                       |
| ine-specific |                                                       |
|     factors  |                                                       |
|     beyond   |                                                       |
|     those    |                                                       |
|     listed   |                                                       |
|     in       |                                                       |
|     1        |                                                       |
| 95.452(i)(4) |                                                       |
|     (e.g.,   |                                                       |
|     the      |                                                       |
|     relative |                                                       |
|              |                                                       |
|  reliability |                                                       |
|     of       |                                                       |
|     existing |                                                       |
|     or       |                                                       |
|     proposed |                                                       |
|     EFRDs,   |                                                       |
|     any      |                                                       |
|     relevant |                                                       |
|              |                                                       |
|    operating |                                                       |
|     modes    |                                                       |
|     beyond   |                                                       |
|     nominal  |                                                       |
|     full     |                                                       |
|     flow     |                                                       |
|              |                                                       |
|  conditions, |                                                       |
|     etc.).   |                                                       |
|              |                                                       |
| 3.  C        |                                                       |
| onsideration |                                                       |
|     of risk  |                                                       |
|     analysis |                                                       |
|     results, |                                                       |
|              |                                                       |
|    including |                                                       |
|     id       |                                                       |
| entification |                                                       |
|     of       |                                                       |
|     highest  |                                                       |
|     risk     |                                                       |
|              |                                                       |
|    segments. |                                                       |
|     \[Note:  |                                                       |
|     Risk     |                                                       |
|     analysis |                                                       |
|     details  |                                                       |
|     are      |                                                       |
|     covered  |                                                       |
|     in       |                                                       |
|     protocol |                                                       |
|     question |                                                       |
|     6.02.\]  |                                                       |
|              |                                                       |
| 4.  As part  |                                                       |
|     of the   |                                                       |
|              |                                                       |
|   "swiftness |                                                       |
|     of leak  |                                                       |
|              |                                                       |
|    detection |                                                       |
|     and      |                                                       |
|     pipeline |                                                       |
|     shutdown |                                                       |
|     c        |                                                       |
| apabilities" |                                                       |
|     factor,  |                                                       |
|     c        |                                                       |
| onsideration |                                                       |
|     of       |                                                       |
|     system   |                                                       |
|              |                                                       |
|    detection |                                                       |
|     times,   |                                                       |
|     operator |                                                       |
|     response |                                                       |
|     times,   |                                                       |
|     remotely |                                                       |
|              |                                                       |
|   controlled |                                                       |
|     valve    |                                                       |
|     response |                                                       |
|     char     |                                                       |
| acteristics, |                                                       |
|     and      |                                                       |
|     system   |                                                       |
|              |                                                       |
|    isolation |                                                       |
|     time     |                                                       |
|              |                                                       |
| assessments, |                                                       |
|     as       |                                                       |
|              |                                                       |
|  applicable. |                                                       |
|              |                                                       |
| 5.           |                                                       |
|   Evaluation |                                                       |
|     of the   |                                                       |
|     need for |                                                       |
|              |                                                       |
|   additional |                                                       |
|     EFRDs to |                                                       |
|     respond  |                                                       |
|     to       |                                                       |
|     releases |                                                       |
|     during   |                                                       |
|              |                                                       |
|    transient |                                                       |
|              |                                                       |
|  conditions. |                                                       |
|              |                                                       |
| 6.  C        |                                                       |
| onsideration |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    potential |                                                       |
|     effects  |                                                       |
|     of       |                                                       |
|              |                                                       |
|   additional |                                                       |
|     EFRDs,   |                                                       |
|              |                                                       |
| including a) |                                                       |
|              |                                                       |
|   conducting |                                                       |
|     proper   |                                                       |
|     valve    |                                                       |
|              |                                                       |
|   sequencing |                                                       |
|     during   |                                                       |
|     intended |                                                       |
|     EFRD     |                                                       |
|     act      |                                                       |
| ivations, b) |                                                       |
|     the      |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     ability  |                                                       |
|     to       |                                                       |
|     promptly |                                                       |
|     detect   |                                                       |
|     and      |                                                       |
|     react to |                                                       |
|              |                                                       |
|  inadvertent |                                                       |
|     EFRD     |                                                       |
|              |                                                       |
| activations, |                                                       |
|     and c)   |                                                       |
|     possible |                                                       |
|     elevated |                                                       |
|              |                                                       |
|    pressures |                                                       |
|     caused   |                                                       |
|     by       |                                                       |
|              |                                                       |
|    transient |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     during   |                                                       |
|     EFRD     |                                                       |
|              |                                                       |
| activations. |                                                       |
|              |                                                       |
| 7.           |                                                       |
|   Consistent |                                                       |
|              |                                                       |
|  application |                                                       |
|     of a     |                                                       |
|              |                                                       |
|   risk-based |                                                       |
|     dec      |                                                       |
| ision-making |                                                       |
|     process  |                                                       |
|     for      |                                                       |
|              |                                                       |
|   additional |                                                       |
|     EFRDs,   |                                                       |
|     as       |                                                       |
|              |                                                       |
|    described |                                                       |
|     in       |                                                       |
|     protocol |                                                       |
|     question |                                                       |
|     6.03.    |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(i) *What preventive and mitigative measures  |
| R            | must an operator take to protect the high consequence |
| equirement** | area?* (4) *Emergency Flow Restricting Devices        |
|              | (EFRD).* If an operator determines that an EFRD is    |
|              | needed on a pipeline segment to protect a high        |
|              | consequence area in the event of a hazardous liquid   |
|              | pipeline release, an operator must install the EFRD.  |
|              | In making this determination, an operator must, at    |
|              | least, consider the following factors - the swiftness |
|              | of leak detection and pipeline shutdown capabilities, |
|              | the type of commodity carried, the rate of potential  |
|              | leakage, the volume that can be released, topography  |
|              | or pipeline profile, the potential for ignition,      |
|              | proximity to power sources, location of the nearest   |
|              | response personnel, specific terrain between the      |
|              | pipeline segment and the high consequence area, and   |
|              | benefits expected by reducing the spill size.         |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **6.06       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **6.06 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **6.06 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **6.06 Inspection Notes**

  -----------------------------------------------------------------------

**Integrity Management**

**Inspection Protocol 7**

**Continual Process of Evaluation and Assessment**

**Scope:**

This Protocol covers the requirements for conducting periodic integrity
assessments based on the results of operator evaluations of pipeline
integrity. This Protocol addresses the adequacy of re-assessment methods
and intervals, compliance with the 5-year maximum re-assessment
interval, and adequacy of any notifications for variance from the 5-year
interval.

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Continual Process of Evaluation and Assessment:     |
| \# 7.01**    | Periodic Evaluation**                                 |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator have an adequate process for        |
| Question**   | performing periodic evaluations of pipeline           |
|              | integrity?                                            |
|              |                                                       |
|              | \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_                    |
|              |                                                       |
|              | Verify that the operator is performing periodic       |
|              | evaluations of pipeline integrity on a technically    |
|              | justified frequency.                                  |
+--------------+-------------------------------------------------------+
| An operator  |                                                       |
| must have an |                                                       |
| approach to  |                                                       |
| periodically |                                                       |
| evaluate     |                                                       |
| pipeline     |                                                       |
| integrity.   |                                                       |
| The periodic |                                                       |
| evaluation   |                                                       |
| process must |                                                       |
| include the  |                                                       |
| following    |                                                       |
| provisions:  |                                                       |
|              |                                                       |
| 1.  An       |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     of       |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     that is  |                                                       |
|              |                                                       |
|    performed |                                                       |
|              |                                                       |
| periodically |                                                       |
|     to       |                                                       |
|     update   |                                                       |
|     the      |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     u        |                                                       |
| nderstanding |                                                       |
|     of       |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|    condition |                                                       |
|     and the  |                                                       |
|     segm     |                                                       |
| ent-specific |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     threats  |                                                       |
|     for      |                                                       |
|     segments |                                                       |
|     that can |                                                       |
|     affect   |                                                       |
|     HCAs.    |                                                       |
|              |                                                       |
| 2.  Periodic |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|              |                                                       |
|    intervals |                                                       |
|     that are |                                                       |
|     based on |                                                       |
|     risk     |                                                       |
|     factors  |                                                       |
|              |                                                       |
|   associated |                                                       |
|     with the |                                                       |
|              |                                                       |
|    pipeline, |                                                       |
|              |                                                       |
|    including |                                                       |
|     those    |                                                       |
|              |                                                       |
|    specified |                                                       |
|     in       |                                                       |
|     §195.452 |                                                       |
|     (e).     |                                                       |
|              |                                                       |
| 3.  C        |                                                       |
| onsideration |                                                       |
|     of:      |                                                       |
|              |                                                       |
|              |                                                       |
|  a.  Results |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|              |                                                       |
|     baseline |                                                       |
|              |                                                       |
|   assessment |                                                       |
|         and  |                                                       |
|         re-  |                                                       |
| assessments, |                                                       |
|              |                                                       |
|     b.  The  |                                                       |
|              |                                                       |
|  information |                                                       |
|              |                                                       |
|     analysis |                                                       |
|              |                                                       |
|        (risk |                                                       |
|              |                                                       |
|    analysis) |                                                       |
|              |                                                       |
|     required |                                                       |
|         by   |                                                       |
|              |                                                       |
|    paragraph |                                                       |
|              |                                                       |
|     §195.452 |                                                       |
|         (g), |                                                       |
|              |                                                       |
|     c.       |                                                       |
|  Remediation |                                                       |
|              |                                                       |
|        decis |                                                       |
| ions/actions |                                                       |
|              |                                                       |
|       taken, |                                                       |
|         and  |                                                       |
|              |                                                       |
|              |                                                       |
|    d.  Prior |                                                       |
|         and  |                                                       |
|              |                                                       |
|      pending |                                                       |
|              |                                                       |
|    decisions |                                                       |
|              |                                                       |
|        about |                                                       |
|              |                                                       |
|   preventive |                                                       |
|         and  |                                                       |
|              |                                                       |
|   mitigative |                                                       |
|              |                                                       |
|     actions. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (5) A continual process |
|              | of assessment and evaluation to maintain a            |
|              | pipeline\'s integrity (see paragraph (j) of this      |
|              | section);                                             |
+--------------+-------------------------------------------------------+
|              | §195.452 (j) *What is a continual process of          |
|              | evaluation and assessment to maintain a pipeline\'s   |
|              | integrity?* (1) *General.* After completing the       |
|              | baseline integrity assessment, an operator must       |
|              | continue to assess the line pipe at specified         |
|              | intervals and periodically evaluate the integrity of  |
|              | each pipeline segment that could affect a high        |
|              | consequence area. (2*) Evaluation.* An operator must  |
|              | conduct a periodic evaluation as frequently as needed |
|              | to assure pipeline integrity. An operator must base   |
|              | the frequency of evaluation on risk factors specific  |
|              | to its pipeline, including the factors specified in   |
|              | paragraph (e) of this section. The evaluation must    |
|              | consider the results of the baseline and periodic     |
|              | integrity assessments, information analysis           |
|              | (paragraph (g) of this section), and decisions about  |
|              | remediation, and preventive and mitigative actions    |
|              | (paragraphs (h) and of this section).                 |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **7.01       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **7.01 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **7.01 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **7.01 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Continual Process of Evaluation and Assessment:     |
| \# 7.02**    | Re-assessment Intervals**                             |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator have an adequate process for        |
| Question**   | determining re-assessment intervals for pipeline      |
|              | segments that could affect HCAs?                      |
|              |                                                       |
|              | \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_      |
|              |                                                       |
|              | Verify that re-assessment intervals are consistent    |
|              | with the risks identified for the pipeline and the    |
|              | results of previous assessments.                      |
+--------------+-------------------------------------------------------+
| An operator  |                                                       |
| must have an |                                                       |
| approach to  |                                                       |
| determine    |                                                       |
| future       |                                                       |
| integrity    |                                                       |
| assessment   |                                                       |
| plans. The   |                                                       |
| r            |                                                       |
| e-assessment |                                                       |
| process must |                                                       |
| include the  |                                                       |
| following    |                                                       |
| provisions:  |                                                       |
|              |                                                       |
| 1.  R        |                                                       |
| e-assessment |                                                       |
|              |                                                       |
|    intervals |                                                       |
|     that are |                                                       |
|     based on |                                                       |
|     all risk |                                                       |
|     factors  |                                                       |
|              |                                                       |
|   associated |                                                       |
|     with the |                                                       |
|     pipeline |                                                       |
|     and      |                                                       |
|              |                                                       |
|   adequately |                                                       |
|     consider |                                                       |
|     the risk |                                                       |
|     factors  |                                                       |
|     listed   |                                                       |
|     in       |                                                       |
|     §195.452 |                                                       |
|     (e).     |                                                       |
|              |                                                       |
| 2.  R        |                                                       |
| e-assessment |                                                       |
|              |                                                       |
|    intervals |                                                       |
|     that     |                                                       |
|     consider |                                                       |
|     analysis |                                                       |
|     of       |                                                       |
|     results  |                                                       |
|     from the |                                                       |
|     last     |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
|  assessment. |                                                       |
|              |                                                       |
| 3.  R        |                                                       |
| e-assessment |                                                       |
|              |                                                       |
|    intervals |                                                       |
|     that are |                                                       |
|              |                                                       |
|   determined |                                                       |
|     using    |                                                       |
|     all      |                                                       |
|              |                                                       |
|  information |                                                       |
|     obtained |                                                       |
|     on the   |                                                       |
|              |                                                       |
|    condition |                                                       |
|     of the   |                                                       |
|     pipeline |                                                       |
|     as       |                                                       |
|     required |                                                       |
|     by       |                                                       |
|     §195.452 |                                                       |
|     (g).     |                                                       |
|              |                                                       |
| 4.  Segments |                                                       |
|     that are |                                                       |
|     to be    |                                                       |
|              |                                                       |
|  re-assessed |                                                       |
|     on a     |                                                       |
|     maximum  |                                                       |
|              |                                                       |
|    five-year |                                                       |
|              |                                                       |
|    interval, |                                                       |
|     not to   |                                                       |
|     exceed   |                                                       |
|     68       |                                                       |
|     months,  |                                                       |
|     unless   |                                                       |
|              |                                                       |
| notification |                                                       |
|     has been |                                                       |
|              |                                                       |
|    submitted |                                                       |
|     to PHMSA |                                                       |
|     (see     |                                                       |
|     7.04).   |                                                       |
|              |                                                       |
|     \[For    |                                                       |
|     review   |                                                       |
|     of       |                                                       |
|              |                                                       |
| reassessment |                                                       |
|              |                                                       |
|    intervals |                                                       |
|     for      |                                                       |
|     external |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     direct   |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     (ECDA),  |                                                       |
|     refer to |                                                       |
|     Protocol |                                                       |
|     7.08.\]  |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (5) A continual process |
|              | of assessment and evaluation to maintain a            |
|              | pipeline\'s integrity (see paragraph (j) of this      |
|              | section);                                             |
|              |                                                       |
|              | §195.452 (g) *What is an information analysis?* In    |
|              | periodically evaluating the integrity of each         |
|              | pipeline segment an operator must analyze all         |
|              | available information about the integrity of the      |
|              | entire pipeline and the consequences of a failure.    |
+--------------+-------------------------------------------------------+
|              | §195.452 (j) *What is a continual process of          |
|              | evaluation and assessment to maintain a pipeline\'s   |
|              | integrity?* (1) *General.* After completing the       |
|              | baseline integrity assessment, an operator must       |
|              | continue to assess the line pipe at specified         |
|              | intervals and periodically evaluate the integrity of  |
|              | each pipeline segment that could affect a high        |
|              | consequence area.                                     |
|              |                                                       |
|              | \(3\) *Assessment Intervals.* An operator must        |
|              | establish five year intervals, not to exceed 68       |
|              | months, for continually assessing the line pipe\'s    |
|              | integrity. An operator must base the assessment       |
|              | intervals on the risk the line pipe poses to the high |
|              | consequence area to determine the priority for        |
|              | assessing the pipeline segments. An operator must     |
|              | establish the assessment intervals based on the       |
|              | factors specified in paragraph (e) of this section,   |
|              | the analysis of the results from the last integrity   |
|              | assessment, and the information analysis required by  |
|              | paragraph (g) of this section.                        |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **7.02       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **7.02 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **7.02 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **7.02 Inspection Notes**

  -----------------------------------------------------------------------

+---------------+------------------------------------------------------+
| **Protocol \# | **Continual Process of Evaluation and Assessment:    |
| 7.03**        | Assessment Methods**                                 |
+---------------+------------------------------------------------------+
| **Protocol    | Are the assessment methods shown in the continual    |
| Question**    | assessment plan appropriate for the pipeline         |
|               | specific integrity threats?                          |
+---------------+------------------------------------------------------+
| The rule      |                                                      |
| requires that |                                                      |
| the selected  |                                                      |
| assessment    |                                                      |
| method allow  |                                                      |
| the operator  |                                                      |
| to adequately |                                                      |
| assess the    |                                                      |
| integrity of  |                                                      |
| the pipeline. |                                                      |
| The           |                                                      |
| operator's    |                                                      |
| assessment    |                                                      |
| method        |                                                      |
| selection     |                                                      |
| process       |                                                      |
| should        |                                                      |
| exhibit the   |                                                      |
| following     |                                                      |
| cha           |                                                      |
| racteristics: |                                                      |
|               |                                                      |
| 1.  The       |                                                      |
|               |                                                      |
|    assessment |                                                      |
|     methods   |                                                      |
|     selected  |                                                      |
|     for each  |                                                      |
|     segment   |                                                      |
|     are       |                                                      |
|               |                                                      |
|   appropriate |                                                      |
|     for the   |                                                      |
|     specific  |                                                      |
|     integrity |                                                      |
|     threats   |                                                      |
|               |                                                      |
|    identified |                                                      |
|     for the   |                                                      |
|     segment   |                                                      |
|     through   |                                                      |
|     the       |                                                      |
|     updated   |                                                      |
|     risk      |                                                      |
|     analysis, |                                                      |
|     periodic  |                                                      |
|               |                                                      |
|  evaluations, |                                                      |
|     previous  |                                                      |
|               |                                                      |
|  assessments, |                                                      |
|     and       |                                                      |
|     industry  |                                                      |
|               |                                                      |
|   experience. |                                                      |
|               |                                                      |
| 2.  The       |                                                      |
|     process   |                                                      |
|     for       |                                                      |
|               |                                                      |
|    assessment |                                                      |
|     method    |                                                      |
|     selection |                                                      |
|     includes  |                                                      |
|               |                                                      |
| consideration |                                                      |
|     of        |                                                      |
|     completed |                                                      |
|               |                                                      |
|    assessment |                                                      |
|     results.  |                                                      |
|               |                                                      |
| 3.  If ILI    |                                                      |
|     tools are |                                                      |
|     used,     |                                                      |
|     they are  |                                                      |
|     capable   |                                                      |
|     of        |                                                      |
|     detecting |                                                      |
|     corrosion |                                                      |
|     and       |                                                      |
|               |                                                      |
|   deformation |                                                      |
|     anomalies |                                                      |
|     including |                                                      |
|     dents,    |                                                      |
|     gouges    |                                                      |
|     and       |                                                      |
|     grooves.  |                                                      |
|               |                                                      |
| 4.  The       |                                                      |
|               |                                                      |
|    assessment |                                                      |
|     methods   |                                                      |
|     selected  |                                                      |
|     for all   |                                                      |
|               |                                                      |
| low-frequency |                                                      |
|     ERW pipe  |                                                      |
|     or        |                                                      |
|               |                                                      |
|    lap-welded |                                                      |
|     pipe      |                                                      |
|               |                                                      |
|   susceptible |                                                      |
|     to        |                                                      |
|               |                                                      |
|  longitudinal |                                                      |
|     seam      |                                                      |
|     failure   |                                                      |
|     are       |                                                      |
|     capable   |                                                      |
|     of        |                                                      |
|     assessing |                                                      |
|     seam      |                                                      |
|     integrity |                                                      |
|     and of    |                                                      |
|     detecting |                                                      |
|     corrosion |                                                      |
|     and       |                                                      |
|               |                                                      |
|   deformation |                                                      |
|               |                                                      |
|    anomalies. |                                                      |
|               |                                                      |
| 5.  If        |                                                      |
|     external  |                                                      |
|     corrosion |                                                      |
|     direct    |                                                      |
|               |                                                      |
|    assessment |                                                      |
|     (ECDA) is |                                                      |
|     the       |                                                      |
|     selected  |                                                      |
|     method,   |                                                      |
|     the       |                                                      |
|     operator  |                                                      |
|     must have |                                                      |
|     a         |                                                      |
|     complete  |                                                      |
|     ECDA Plan |                                                      |
|     that      |                                                      |
|     addresses |                                                      |
|     the       |                                                      |
|               |                                                      |
|  requirements |                                                      |
|     of NACE   |                                                      |
|               |                                                      |
|  RP0502-2002. |                                                      |
|     \[Note    |                                                      |
|     that      |                                                      |
|     review of |                                                      |
|     specific  |                                                      |
|     ECDA plan |                                                      |
|     details   |                                                      |
|     are       |                                                      |
|     covered   |                                                      |
|     under     |                                                      |
|     Protocols |                                                      |
|               |                                                      |
|  7.05-7.08.\] |                                                      |
|     In        |                                                      |
|     addition, |                                                      |
|     the       |                                                      |
|     operator  |                                                      |
|     is        |                                                      |
|     expected  |                                                      |
|     to        |                                                      |
|     address:  |                                                      |
|               |                                                      |
|     a.  A     |                                                      |
|               |                                                      |
|       formal, |                                                      |
|               |                                                      |
|    documented |                                                      |
|               |                                                      |
|       process |                                                      |
|         to    |                                                      |
|               |                                                      |
|        ensure |                                                      |
|         that  |                                                      |
|               |                                                      |
|   individuals |                                                      |
|         who   |                                                      |
|               |                                                      |
|     implement |                                                      |
|         and   |                                                      |
|               |                                                      |
|      evaluate |                                                      |
|         ECDA  |                                                      |
|               |                                                      |
|   assessments |                                                      |
|         are   |                                                      |
|               |                                                      |
|     qualified |                                                      |
|         to    |                                                      |
|               |                                                      |
|       perform |                                                      |
|         that  |                                                      |
|         work. |                                                      |
|         Ch    |                                                      |
| aracteristics |                                                      |
|         of an |                                                      |
|               |                                                      |
|     effective |                                                      |
|               |                                                      |
|       process |                                                      |
|               |                                                      |
|      include: |                                                      |
|               |                                                      |
|         i.  A |                                                      |
|               |                                                      |
|         means |                                                      |
|               |                                                      |
|            to |                                                      |
|               |                                                      |
|      identify |                                                      |
|               |                                                      |
| qualification |                                                      |
|               |                                                      |
|  requirements |                                                      |
|               |                                                      |
|           for |                                                      |
|               |                                                      |
|           the |                                                      |
|               |                                                      |
|       various |                                                      |
|               |                                                      |
|          ECDA |                                                      |
|               |                                                      |
|        steps, |                                                      |
|               |                                                      |
|         ii.   |                                                      |
| Documentation |                                                      |
|               |                                                      |
|          that |                                                      |
|               |                                                      |
|  demonstrates |                                                      |
|               |                                                      |
|           the |                                                      |
|               |                                                      |
|  individual's |                                                      |
|             q |                                                      |
| ualifications |                                                      |
|               |                                                      |
|           and |                                                      |
|               |                                                      |
|  proficiency, |                                                      |
|               |                                                      |
|           and |                                                      |
|               |                                                      |
|               |                                                      |
|     iii. Plan |                                                      |
|               |                                                      |
|           and |                                                      |
|               |                                                      |
|      schedule |                                                      |
|               |                                                      |
|            to |                                                      |
|               |                                                      |
|       provide |                                                      |
|               |                                                      |
|    additional |                                                      |
|               |                                                      |
|      training |                                                      |
|               |                                                      |
|            or |                                                      |
|               |                                                      |
|        skills |                                                      |
|               |                                                      |
|   acquisition |                                                      |
|               |                                                      |
|            to |                                                      |
|               |                                                      |
|       achieve |                                                      |
|               |                                                      |
|           and |                                                      |
|               |                                                      |
|      maintain |                                                      |
|               |                                                      |
| qualification |                                                      |
|               |                                                      |
| requirements, |                                                      |
|               |                                                      |
|            as |                                                      |
|               |                                                      |
|   applicable. |                                                      |
|               |                                                      |
|     b.        |                                                      |
|  Requirements |                                                      |
|               |                                                      |
|   established |                                                      |
|         by    |                                                      |
|         the   |                                                      |
|               |                                                      |
|      operator |                                                      |
|         for   |                                                      |
|         any   |                                                      |
|               |                                                      |
|       vendors |                                                      |
|               |                                                      |
|    conducting |                                                      |
|         ECDA  |                                                      |
|               |                                                      |
|    assessment |                                                      |
|               |                                                      |
|    activities |                                                      |
|               |                                                      |
|        (e.g., |                                                      |
|               |                                                      |
|      indirect |                                                      |
|               |                                                      |
|   inspection) |                                                      |
|         to    |                                                      |
|               |                                                      |
|        assure |                                                      |
|         that  |                                                      |
|         the   |                                                      |
|               |                                                      |
|       vendors |                                                      |
|               |                                                      |
|    understand |                                                      |
|         their |                                                      |
|         res   |                                                      |
| ponsibilities |                                                      |
|         in    |                                                      |
|               |                                                      |
|    performing |                                                      |
|               |                                                      |
|     integrity |                                                      |
|               |                                                      |
|   assessments |                                                      |
|         that  |                                                      |
|               |                                                      |
|        comply |                                                      |
|         with  |                                                      |
|         this  |                                                      |
|         rule. |                                                      |
|               |                                                      |
| 6.  If        |                                                      |
|               |                                                      |
|    technology |                                                      |
|     other     |                                                      |
|     than      |                                                      |
|     pressure  |                                                      |
|     testing,  |                                                      |
|     external  |                                                      |
|     corrosion |                                                      |
|     direct    |                                                      |
|               |                                                      |
|   assessment, |                                                      |
|     or        |                                                      |
|     in-line   |                                                      |
|               |                                                      |
|    inspection |                                                      |
|     is        |                                                      |
|     planned   |                                                      |
|     for use,  |                                                      |
|     the       |                                                      |
|     operator  |                                                      |
|     submits a |                                                      |
|               |                                                      |
|  notification |                                                      |
|     to PHMSA  |                                                      |
|     at least  |                                                      |
|     90 days   |                                                      |
|     before    |                                                      |
|               |                                                      |
|    conducting |                                                      |
|     the       |                                                      |
|               |                                                      |
|   assessment. |                                                      |
|               |                                                      |
| An effective  |                                                      |
| operator      |                                                      |
| program would |                                                      |
| be expected   |                                                      |
| to have the   |                                                      |
| following     |                                                      |
| cha           |                                                      |
| racteristics: |                                                      |
|               |                                                      |
| 1.  For line  |                                                      |
|     segments  |                                                      |
|     that are  |                                                      |
|     being     |                                                      |
|     hy        |                                                      |
| drostatically |                                                      |
|     tested,   |                                                      |
|     the       |                                                      |
|     operator  |                                                      |
|     performs  |                                                      |
|     a         |                                                      |
|               |                                                      |
| comprehensive |                                                      |
|     review of |                                                      |
|     corrosion |                                                      |
|     control   |                                                      |
|     program   |                                                      |
|               |                                                      |
| effectiveness |                                                      |
|     for these |                                                      |
|               |                                                      |
|    locations. |                                                      |
|               |                                                      |
| 2.  If the    |                                                      |
|     operator  |                                                      |
|     has       |                                                      |
|     reason to |                                                      |
|     suspect a |                                                      |
|     pipeline  |                                                      |
|     segment   |                                                      |
|     is        |                                                      |
|               |                                                      |
|   susceptible |                                                      |
|     to cracks |                                                      |
|     or has    |                                                      |
|     exhibited |                                                      |
|               |                                                      |
|    crack-like |                                                      |
|     features, |                                                      |
|     the       |                                                      |
|               |                                                      |
| re-assessment |                                                      |
|     method    |                                                      |
|     selection |                                                      |
|     process   |                                                      |
|     should    |                                                      |
|     address   |                                                      |
|               |                                                      |
|    assessment |                                                      |
|     of        |                                                      |
|     cracks.   |                                                      |
|               |                                                      |
| 3.  If the    |                                                      |
|     operator  |                                                      |
|     has       |                                                      |
|     reason to |                                                      |
|     suspect a |                                                      |
|     pipeline  |                                                      |
|     segment   |                                                      |
|     is        |                                                      |
|               |                                                      |
|   susceptible |                                                      |
|     to        |                                                      |
|     internal  |                                                      |
|               |                                                      |
|    corrosion, |                                                      |
|     the       |                                                      |
|               |                                                      |
| re-assessment |                                                      |
|     method    |                                                      |
|     selection |                                                      |
|     and       |                                                      |
|               |                                                      |
|    subsequent |                                                      |
|     data      |                                                      |
|               |                                                      |
|   integration |                                                      |
|     should    |                                                      |
|     address   |                                                      |
|     this      |                                                      |
|     threat.   |                                                      |
|               |                                                      |
| 4.  The       |                                                      |
|     methods   |                                                      |
|     used to   |                                                      |
|     conduct   |                                                      |
|     r         |                                                      |
| e-assessments |                                                      |
|     are       |                                                      |
|               |                                                      |
|  periodically |                                                      |
|     reviewed  |                                                      |
|     and       |                                                      |
|     modified  |                                                      |
|     if        |                                                      |
|     necessary |                                                      |
|     based on  |                                                      |
|     new       |                                                      |
|     insights  |                                                      |
|     from      |                                                      |
|     baseline  |                                                      |
|               |                                                      |
|  assessments, |                                                      |
|     the       |                                                      |
|     results   |                                                      |
|     of        |                                                      |
|               |                                                      |
|   information |                                                      |
|               |                                                      |
|   integration |                                                      |
|     and risk  |                                                      |
|     analysis, |                                                      |
|     and to    |                                                      |
|     allow use |                                                      |
|     of new,   |                                                      |
|     improved  |                                                      |
|               |                                                      |
|    assessment |                                                      |
|               |                                                      |
| technologies. |                                                      |
+---------------+------------------------------------------------------+
| **Rule        | §195.452 (f) An operator must include, at minimum,   |
| Requirement** | each of the following elements in its written        |
|               | integrity management program: (5) A continual        |
|               | process of assessment and evaluation to maintain a   |
|               | pipeline\'s integrity (see paragraph (j) of this     |
|               | section); (8) A process for review of integrity      |
|               | assessment results and information analysis by a     |
|               | person qualified to evaluate the results and         |
|               | information (see paragraph (h)(2) of this section).  |
+---------------+------------------------------------------------------+
|               | §195.452 (j) (5) *Assessment methods.* An operator   |
|               | must assess the integrity of the line pipe by any of |
|               | the following methods. The methods an operator       |
|               | selects to assess low frequency electric resistance  |
|               | welded pipe or lap welded pipe susceptible to        |
|               | longitudinal seam failure must be capable of         |
|               | assessing seam integrity and of detecting corrosion  |
|               | and deformation anomalies.                           |
|               |                                                      |
|               | \(i\) Internal inspection tool or tools capable of   |
|               | detecting corrosion and deformation anomalies        |
|               | including dents, gouges and grooves;                 |
|               |                                                      |
|               | \(ii\) Pressure test conducted in accordance with    |
|               | subpart E of this part;                              |
|               |                                                      |
|               | \(iii\) External corrosion direct assessment in      |
|               | accordance with §195.588; or                         |
|               |                                                      |
|               | \(iv\) Other technology that the operator            |
|               | demonstrates can provide an equivalent understanding |
|               | of the condition of the line pipe. An operator       |
|               | choosing this option must notify OPS 90 days before  |
|               | conduction the assessment, by sending a notice to    |
|               | the address or facsimile number specified in         |
|               | paragraph (m) of this section.                       |
+---------------+------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **7.03       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **7.03 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **7.03 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **7.03 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Continual Process of Evaluation and Assessment:     |
| \# 7.04**    | Assessment Interval Variance**                        |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's IM Program include provisions for |
| Question**   | submitting variance notifications to PHMSA for        |
|              | assessment intervals longer than the 5-year maximum   |
|              | assessment interval?                                  |
+--------------+-------------------------------------------------------+
| The Rule     |                                                       |
| contains     |                                                       |
| provisions   |                                                       |
| for          |                                                       |
| exceeding a  |                                                       |
| 5 year       |                                                       |
| r            |                                                       |
| e-assessment |                                                       |
| interval     |                                                       |
| under        |                                                       |
| certain      |                                                       |
| ci           |                                                       |
| rcumstances. |                                                       |
| If an        |                                                       |
| operator     |                                                       |
| desires a    |                                                       |
| variance     |                                                       |
| from the 5   |                                                       |
| year         |                                                       |
| interval, it |                                                       |
| must notify  |                                                       |
| PHMSA of its |                                                       |
| intentions.  |                                                       |
| The          |                                                       |
| notification |                                                       |
| must be      |                                                       |
| based upon   |                                                       |
| an           |                                                       |
| engineering  |                                                       |
| analysis or  |                                                       |
| the          |                                                       |
| un           |                                                       |
| availability |                                                       |
| of the       |                                                       |
| technology   |                                                       |
| to be used   |                                                       |
| for the      |                                                       |
| assessment.  |                                                       |
| The          |                                                       |
| operator's   |                                                       |
| notification |                                                       |
| to PHMSA     |                                                       |
| must contain |                                                       |
| the          |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.           |                                                       |
|  Engineering |                                                       |
|     J        |                                                       |
| ustification |                                                       |
|              |                                                       |
| Requirements |                                                       |
|              |                                                       |
|     -        |                                                       |
| Notification |                                                       |
|         time |                                                       |
|              |                                                       |
|      frame - |                                                       |
|         270  |                                                       |
|         days |                                                       |
|              |                                                       |
|       before |                                                       |
|         the  |                                                       |
|         end  |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|         five |                                                       |
|         year |                                                       |
|         r    |                                                       |
| e-assessment |                                                       |
|              |                                                       |
|    deadline; |                                                       |
|              |                                                       |
|              |                                                       |
| -   Describe |                                                       |
|         use  |                                                       |
|         of   |                                                       |
|              |                                                       |
|        other |                                                       |
|              |                                                       |
|   technology |                                                       |
|         such |                                                       |
|         as   |                                                       |
|              |                                                       |
|     external |                                                       |
|              |                                                       |
|   monitoring |                                                       |
|         to   |                                                       |
|              |                                                       |
|      provide |                                                       |
|              |                                                       |
|   equivalent |                                                       |
|         u    |                                                       |
| nderstanding |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|              |                                                       |
|    condition |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|         line |                                                       |
|              |                                                       |
|        pipe; |                                                       |
|         and, |                                                       |
|              |                                                       |
|              |                                                       |
|  -   Propose |                                                       |
|         an   |                                                       |
|              |                                                       |
|    alternate |                                                       |
|              |                                                       |
|    interval. |                                                       |
|              |                                                       |
| 2.           |                                                       |
|  Unavailable |                                                       |
|              |                                                       |
|   Technology |                                                       |
|              |                                                       |
| Requirements |                                                       |
|              |                                                       |
|     -        |                                                       |
| Notification |                                                       |
|         time |                                                       |
|              |                                                       |
|      frame - |                                                       |
|         180  |                                                       |
|         days |                                                       |
|              |                                                       |
|       before |                                                       |
|         the  |                                                       |
|         end  |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|         five |                                                       |
|         year |                                                       |
|         r    |                                                       |
| e-assessment |                                                       |
|              |                                                       |
|    deadline; |                                                       |
|              |                                                       |
|     -        |                                                       |
|  Demonstrate |                                                       |
|              |                                                       |
|      interim |                                                       |
|              |                                                       |
|      actions |                                                       |
|         to   |                                                       |
|              |                                                       |
|     evaluate |                                                       |
|              |                                                       |
|    integrity |                                                       |
|         of   |                                                       |
|              |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|     segment; |                                                       |
|         and  |                                                       |
|              |                                                       |
|              |                                                       |
|  -   Provide |                                                       |
|         an   |                                                       |
|              |                                                       |
|     estimate |                                                       |
|         of   |                                                       |
|         when |                                                       |
|              |                                                       |
|   assessment |                                                       |
|         can  |                                                       |
|         be   |                                                       |
|              |                                                       |
|   completed. |                                                       |
|              |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     IM       |                                                       |
|     Program  |                                                       |
|     contains |                                                       |
|              |                                                       |
| requirements |                                                       |
|     for      |                                                       |
|              |                                                       |
|  technically |                                                       |
|     rigorous |                                                       |
|     and      |                                                       |
|              |                                                       |
|   documented |                                                       |
|              |                                                       |
|  engineering |                                                       |
|     ju       |                                                       |
| stifications |                                                       |
|     for      |                                                       |
|              |                                                       |
|    extending |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|   intervals. |                                                       |
|              |                                                       |
| 2.           |                                                       |
|   Evaluation |                                                       |
|     of       |                                                       |
|              |                                                       |
|   historical |                                                       |
|     and      |                                                       |
|     current  |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
|  information |                                                       |
|     is       |                                                       |
|              |                                                       |
|    performed |                                                       |
|     to       |                                                       |
|              |                                                       |
|    determine |                                                       |
|     a new    |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     interval |                                                       |
|     period.  |                                                       |
|              |                                                       |
| 3.  The      |                                                       |
|     operator |                                                       |
|              |                                                       |
| pro-actively |                                                       |
|              |                                                       |
|   identifies |                                                       |
|     and      |                                                       |
|              |                                                       |
|    addresses |                                                       |
|     issues   |                                                       |
|     that     |                                                       |
|     could    |                                                       |
|              |                                                       |
|    adversely |                                                       |
|     impact   |                                                       |
|     meeting  |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|   schedules. |                                                       |
|              |                                                       |
| 4.  The      |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     IM       |                                                       |
|     Program  |                                                       |
|              |                                                       |
|   adequately |                                                       |
|              |                                                       |
|    documents |                                                       |
|     ju       |                                                       |
| stifications |                                                       |
|     for      |                                                       |
|              |                                                       |
|    extending |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|    intervals |                                                       |
|     due to   |                                                       |
|              |                                                       |
|  unavailable |                                                       |
|              |                                                       |
|  technology. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (5) A continual process |
|              | of assessment and evaluation to maintain a            |
|              | pipeline\'s integrity (see paragraph (j) of this      |
|              | section);                                             |
+--------------+-------------------------------------------------------+
|              | §195.452 (j) *What is a continual process of          |
|              | evaluation and assessment to maintain a pipeline\'s   |
|              | integrity?* (4) *Variance from the 5-year intervals   |
|              | in limited situations* - *Engineering basis.* An      |
|              | operator may be able to justify an engineering basis  |
|              | for a longer assessment interval on a segment of line |
|              | pipe. The justification must be supported by a        |
|              | reliable engineering evaluation combined with the use |
|              | of other technology, such as external monitoring      |
|              | technology, that provides an understanding of the     |
|              | condition of the line pipe equivalent to that which   |
|              | can be obtained from the assessment methods allowed   |
|              | in paragraph (j) (5) of this section. An operator     |
|              | must notify OPS 270 days before the end of the        |
|              | five-year (or less) interval of the justification for |
|              | a longer interval and propose an alternative          |
|              | interval. An operator must send the notice to the     |
|              | address specified in paragraph (m) of this section.   |
|              | (ii) *Unavailable technology.* An operator may        |
|              | require a longer assessment period for a segment of   |
|              | line pipe (for example, because sophisticated         |
|              | internal inspection technology is not available). An  |
|              | operator must justify the reasons why it cannot       |
|              | comply with the required assessment period and must   |
|              | also demonstrate the actions it is taking to evaluate |
|              | the integrity of the pipeline segment in the interim. |
|              | An operator must notify OPS 180 days before the end   |
|              | of the five-year (or less) interval that the operator |
|              | may require a longer assessment interval, and provide |
|              | an estimate of when the assessment can be completed.  |
|              | An operator must send a notice to the address...      |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **7.04       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **7.04 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **7.04 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **7.04 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Continual Process of Evaluation and Assessment:     |
| \# 7.05**    | External Corrosion Direct Assessment (ECDA) --        |
|              | Pre-Assessment**                                      |
+--------------+-------------------------------------------------------+
| **Protocol   | Verify that the ECDA pre-assessment process complies  |
| Question**   | with NACE RP0502-2002 Section 3 and §195.588 to (1)   |
|              | determine if ECDA is feasible for the pipeline to be  |
|              | evaluated, (2) select indirect inspection tools, and  |
|              | (3) identify ECDA regions.                            |
+--------------+-------------------------------------------------------+
| The ECDA     |                                                       |
| process      |                                                       |
| includes     |                                                       |
| four basic   |                                                       |
| steps;       |                                                       |
| pr           |                                                       |
| e-assessment |                                                       |
| is the first |                                                       |
| of these     |                                                       |
| steps. By    |                                                       |
| i            |                                                       |
| ncorporating |                                                       |
| portions of  |                                                       |
| NACE         |                                                       |
| RP0502-2002, |                                                       |
| §195.588     |                                                       |
| specifies a  |                                                       |
| variety of   |                                                       |
| requirements |                                                       |
| for the      |                                                       |
| pr           |                                                       |
| e-assessment |                                                       |
| process,     |                                                       |
| including:   |                                                       |
|              |                                                       |
| 1.  The Plan |                                                       |
|     requires |                                                       |
|     adequate |                                                       |
|     data to  |                                                       |
|     be       |                                                       |
|              |                                                       |
|   identified |                                                       |
|     and      |                                                       |
|              |                                                       |
|    collected |                                                       |
|     to       |                                                       |
|     support  |                                                       |
|     the ECDA |                                                       |
|     pre      |                                                       |
| -assessment, |                                                       |
|     and the  |                                                       |
|     id       |                                                       |
| entification |                                                       |
|     and      |                                                       |
|              |                                                       |
|   collection |                                                       |
|     of data  |                                                       |
|     is       |                                                       |
|     adequate |                                                       |
|              |                                                       |
| 2.  An ECDA  |                                                       |
|              |                                                       |
|  feasibility |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     is       |                                                       |
|              |                                                       |
|    conducted |                                                       |
|     by       |                                                       |
|              |                                                       |
|  integrating |                                                       |
|     and      |                                                       |
|              |                                                       |
|    analyzing |                                                       |
|     the data |                                                       |
|              |                                                       |
|    collected |                                                       |
|              |                                                       |
| 3.           |                                                       |
|  Appropriate |                                                       |
|              |                                                       |
| requirements |                                                       |
|     for      |                                                       |
|              |                                                       |
|    selecting |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|     tools    |                                                       |
|     are      |                                                       |
|              |                                                       |
| established: |                                                       |
|              |                                                       |
|              |                                                       |
|  a.  Minimum |                                                       |
|         of 2 |                                                       |
|         c    |                                                       |
| omplementary |                                                       |
|              |                                                       |
|        tools |                                                       |
|         must |                                                       |
|         be   |                                                       |
|              |                                                       |
|     selected |                                                       |
|         such |                                                       |
|         that |                                                       |
|         the  |                                                       |
|              |                                                       |
|     strength |                                                       |
|         of   |                                                       |
|         one  |                                                       |
|         tool |                                                       |
|              |                                                       |
|  compensates |                                                       |
|         for  |                                                       |
|         the  |                                                       |
|              |                                                       |
|  limitations |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|              |                                                       |
|        other |                                                       |
|              |                                                       |
|        tool. |                                                       |
|              |                                                       |
|       (Note: |                                                       |
|         The  |                                                       |
|              |                                                       |
|     operator |                                                       |
|         must |                                                       |
|              |                                                       |
|     consider |                                                       |
|              |                                                       |
|      whether |                                                       |
|         more |                                                       |
|         than |                                                       |
|         two  |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|              |                                                       |
|        tools |                                                       |
|         are  |                                                       |
|              |                                                       |
|       needed |                                                       |
|         to   |                                                       |
|              |                                                       |
|     reliably |                                                       |
|              |                                                       |
|       detect |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|   activity.) |                                                       |
|              |                                                       |
|              |                                                       |
|    b.  Tools |                                                       |
|         are  |                                                       |
|         able |                                                       |
|         to   |                                                       |
|              |                                                       |
|       assess |                                                       |
|         and  |                                                       |
|              |                                                       |
|     reliably |                                                       |
|              |                                                       |
|       detect |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|     activity |                                                       |
|              |                                                       |
|       and/or |                                                       |
|              |                                                       |
|      coating |                                                       |
|              |                                                       |
|    holidays. |                                                       |
|              |                                                       |
|     c.  The  |                                                       |
|              |                                                       |
|        basis |                                                       |
|         on   |                                                       |
|              |                                                       |
|        which |                                                       |
|         at   |                                                       |
|              |                                                       |
|        least |                                                       |
|         two  |                                                       |
|              |                                                       |
|   different, |                                                       |
|         but  |                                                       |
|         co   |                                                       |
| mplementary, |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|        tools |                                                       |
|         are  |                                                       |
|              |                                                       |
|     selected |                                                       |
|         is   |                                                       |
|              |                                                       |
|  documented. |                                                       |
|              |                                                       |
|     d.  For  |                                                       |
|              |                                                       |
|     selected |                                                       |
|              |                                                       |
|        tools |                                                       |
|         that |                                                       |
|         are  |                                                       |
|         not  |                                                       |
|              |                                                       |
|       listed |                                                       |
|         in   |                                                       |
|         NACE |                                                       |
|              |                                                       |
|  RP0502-2002 |                                                       |
|              |                                                       |
|     Appendix |                                                       |
|         A,   |                                                       |
|         j    |                                                       |
| ustification |                                                       |
|         and  |                                                       |
|         d    |                                                       |
| ocumentation |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|              |                                                       |
|     method's |                                                       |
|         ap   |                                                       |
| plicability, |                                                       |
|              |                                                       |
|   validation |                                                       |
|              |                                                       |
|       basis, |                                                       |
|              |                                                       |
|    equipment |                                                       |
|              |                                                       |
|        used, |                                                       |
|              |                                                       |
|  application |                                                       |
|              |                                                       |
|  procedures, |                                                       |
|         and  |                                                       |
|              |                                                       |
|  utilization |                                                       |
|              |                                                       |
|        data. |                                                       |
|              |                                                       |
| 4.  ECDA     |                                                       |
|     Regions  |                                                       |
|     are      |                                                       |
|              |                                                       |
|   identified |                                                       |
|     based on |                                                       |
|     the use  |                                                       |
|     of data  |                                                       |
|              |                                                       |
|  integration |                                                       |
|     results  |                                                       |
|     applied  |                                                       |
|     to       |                                                       |
|     specific |                                                       |
|              |                                                       |
|    criteria. |                                                       |
|              |                                                       |
| 5.  More     |                                                       |
|              |                                                       |
|  restrictive |                                                       |
|     criteria |                                                       |
|     are      |                                                       |
|     applied  |                                                       |
|     when     |                                                       |
|              |                                                       |
|   conducting |                                                       |
|     ECDA     |                                                       |
|     pr       |                                                       |
| e-assessment |                                                       |
|     for the  |                                                       |
|     first    |                                                       |
|     time on  |                                                       |
|     a        |                                                       |
|     pipeline |                                                       |
|     segment. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (5) A continual process |
|              | of assessment and evaluation to maintain a            |
|              | pipeline\'s integrity (see paragraph (j) of this      |
|              | section);                                             |
+--------------+-------------------------------------------------------+
|              | §195.452 (j) (5) *Assessment methods.* An operator    |
|              | must assess the integrity of the line pipe by any of  |
|              | the following methods. The methods an operator        |
|              | selects to assess low frequency electric resistance   |
|              | welded pipe or lap welded pipe susceptible to         |
|              | longitudinal seam failure must be capable of          |
|              | assessing seam integrity and of detecting corrosion   |
|              | and deformation anomalies                             |
|              |                                                       |
|              | \(iii\) External corrosion direct assessment in       |
|              | accordance with §195.588;                             |
+--------------+-------------------------------------------------------+
|              | §195.588 What standards apply to direct assessment?   |
|              |                                                       |
|              | \(b\) The requirements for performing external        |
|              | corrosion direct assessment are as follows:           |
|              |                                                       |
|              | \(1\) General. You must follow the requirements of    |
|              | NACE Standard RP0502-2002 (incorporated by reference, |
|              | see §195.3). Also, you must develop and implement an  |
|              | ECDA plan that includes procedures addressing         |
|              | pre-assessment, indirect examination, direct          |
|              | assessment, and post-assessment.                      |
|              |                                                       |
|              | \(2\) Pre-assessment. In addition to the requirements |
|              | in Section 3 of NACE Standard RP0502-2002, the ECDA   |
|              | plan procedures for pre-assessment must include --    |
|              |                                                       |
|              | \(i\) Provisions for applying more restrictive        |
|              | criteria when conducting ECA for the first time on a  |
|              | pipeline segment;                                     |
|              |                                                       |
|              | \(ii\) The basis on which you select at least two     |
|              | different, but complementary, indirect assessment     |
|              | tools to assess each ECDA region; and                 |
|              |                                                       |
|              | \(iii\) If you utilize an indirect inspection method  |
|              | not described in Appendix A of NACE Standard          |
|              | RP0502-2002, you must demonstrate the applicability,  |
|              | validation basis, equipment used, application         |
|              | procedure, and utilization of data for the inspection |
|              | method.                                               |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **7.05       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **7.05 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **7.05 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **7.05 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Continual Process of Evaluation and Assessment:     |
| \# 7.06**    | External Corrosion Direct Assessment (ECDA) --        |
|              | Indirect Inspection**                                 |
+--------------+-------------------------------------------------------+
| **Protocol   | Verify that the ECDA indirect inspection process      |
| Question**   | complies with NACE RP0502-2002 Section 4 and §195.588 |
|              | to identify and characterize the severity of coating  |
|              | fault indications, other anomalies, and areas at      |
|              | which corrosion activity may have occurred or may be  |
|              | occurring, and establish priorities for excavation.   |
+--------------+-------------------------------------------------------+
| The ECDA     |                                                       |
| process      |                                                       |
| includes     |                                                       |
| four basic   |                                                       |
| steps;       |                                                       |
| indirect     |                                                       |
| examination  |                                                       |
| is the       |                                                       |
| second of    |                                                       |
| these steps. |                                                       |
| By           |                                                       |
| i            |                                                       |
| ncorporating |                                                       |
| portions of  |                                                       |
| NACE         |                                                       |
| RP0502-2002, |                                                       |
| §195.588     |                                                       |
| specifies a  |                                                       |
| variety of   |                                                       |
| requirements |                                                       |
| for the      |                                                       |
| indirect     |                                                       |
| assessment   |                                                       |
| process,     |                                                       |
| including:   |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|              |                                                       |
| measurements |                                                       |
|     are      |                                                       |
|              |                                                       |
|    conducted |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with     |                                                       |
|     NACE     |                                                       |
|              |                                                       |
| RP0502-2002, |                                                       |
|     Section  |                                                       |
|     4.2:     |                                                       |
|              |                                                       |
|     a.       |                                                       |
|  Identifying |                                                       |
|         and  |                                                       |
|              |                                                       |
|      clearly |                                                       |
|              |                                                       |
|      marking |                                                       |
|         the  |                                                       |
|              |                                                       |
|   boundaries |                                                       |
|         of   |                                                       |
|         each |                                                       |
|         ECDA |                                                       |
|              |                                                       |
|      region. |                                                       |
|              |                                                       |
|     b.       |                                                       |
|   Performing |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|  inspections |                                                       |
|         over |                                                       |
|              |                                                       |
|       entire |                                                       |
|              |                                                       |
|       length |                                                       |
|         of   |                                                       |
|         each |                                                       |
|         ECDA |                                                       |
|              |                                                       |
|       region |                                                       |
|         and  |                                                       |
|         the  |                                                       |
|              |                                                       |
|  inspections |                                                       |
|              |                                                       |
|      conform |                                                       |
|         to   |                                                       |
|              |                                                       |
|    generally |                                                       |
|              |                                                       |
|     accepted |                                                       |
|              |                                                       |
|     industry |                                                       |
|              |                                                       |
|   practices. |                                                       |
|              |                                                       |
|     c.       |                                                       |
|   Specifying |                                                       |
|         and  |                                                       |
|              |                                                       |
|    following |                                                       |
|              |                                                       |
|    generally |                                                       |
|              |                                                       |
|     accepted |                                                       |
|              |                                                       |
|     industry |                                                       |
|              |                                                       |
|    practices |                                                       |
|         for  |                                                       |
|              |                                                       |
|   conducting |                                                       |
|         ECDA |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|  inspections |                                                       |
|         and  |                                                       |
|              |                                                       |
|    analyzing |                                                       |
|              |                                                       |
|     results. |                                                       |
|              |                                                       |
|     d.       |                                                       |
|   Specifying |                                                       |
|              |                                                       |
|     physical |                                                       |
|              |                                                       |
|      spacing |                                                       |
|         of   |                                                       |
|              |                                                       |
|     readings |                                                       |
|         (and |                                                       |
|              |                                                       |
|    practices |                                                       |
|         for  |                                                       |
|              |                                                       |
|     changing |                                                       |
|         the  |                                                       |
|              |                                                       |
|      spacing |                                                       |
|         as   |                                                       |
|              |                                                       |
|      needed) |                                                       |
|         such |                                                       |
|         that |                                                       |
|              |                                                       |
|    suspected |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|     activity |                                                       |
|         on   |                                                       |
|         the  |                                                       |
|              |                                                       |
|      segment |                                                       |
|         can  |                                                       |
|         be   |                                                       |
|              |                                                       |
|     detected |                                                       |
|         and  |                                                       |
|              |                                                       |
|     located. |                                                       |
|              |                                                       |
| 2.           |                                                       |
|  Indications |                                                       |
|     are      |                                                       |
|     properly |                                                       |
|     aligned  |                                                       |
|     and      |                                                       |
|     compared |                                                       |
|     with the |                                                       |
|     data     |                                                       |
|     from     |                                                       |
|     each     |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|     to       |                                                       |
|              |                                                       |
| characterize |                                                       |
|     both the |                                                       |
|     severity |                                                       |
|     of       |                                                       |
|              |                                                       |
|  indications |                                                       |
|     and      |                                                       |
|     urgency  |                                                       |
|     for      |                                                       |
|     direct   |                                                       |
|              |                                                       |
|  examination |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with     |                                                       |
|     NACE     |                                                       |
|              |                                                       |
| RP0502-2002, |                                                       |
|     Sections |                                                       |
|     4.3 and  |                                                       |
|     5.2.     |                                                       |
|              |                                                       |
|              |                                                       |
| a.  Criteria |                                                       |
|         are  |                                                       |
|              |                                                       |
|    specified |                                                       |
|         for  |                                                       |
|              |                                                       |
|  identifying |                                                       |
|         and  |                                                       |
|              |                                                       |
|  documenting |                                                       |
|              |                                                       |
|        those |                                                       |
|              |                                                       |
|  indications |                                                       |
|         that |                                                       |
|         must |                                                       |
|         be   |                                                       |
|              |                                                       |
|   considered |                                                       |
|         for  |                                                       |
|              |                                                       |
|   excavation |                                                       |
|         and  |                                                       |
|              |                                                       |
|       direct |                                                       |
|              |                                                       |
| examination, |                                                       |
|              |                                                       |
|    including |                                                       |
|         at   |                                                       |
|              |                                                       |
|        least |                                                       |
|         the  |                                                       |
|              |                                                       |
|   following: |                                                       |
|              |                                                       |
|              |                                                       |
|      i.  The |                                                       |
|              |                                                       |
|        known |                                                       |
|              |                                                       |
|            s |                                                       |
| ensitivities |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|        tools |                                                       |
|              |                                                       |
|              |                                                       |
|      ii. The |                                                       |
|              |                                                       |
|   procedures |                                                       |
|              |                                                       |
|          for |                                                       |
|              |                                                       |
|        using |                                                       |
|              |                                                       |
|         each |                                                       |
|              |                                                       |
|         tool |                                                       |
|              |                                                       |
|              |                                                       |
|     iii. The |                                                       |
|              |                                                       |
|     approach |                                                       |
|              |                                                       |
|           to |                                                       |
|              |                                                       |
|           be |                                                       |
|              |                                                       |
|         used |                                                       |
|              |                                                       |
|          for |                                                       |
|              |                                                       |
|   decreasing |                                                       |
|              |                                                       |
|          the |                                                       |
|              |                                                       |
|     physical |                                                       |
|              |                                                       |
|      spacing |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   assessment |                                                       |
|              |                                                       |
|         tool |                                                       |
|              |                                                       |
|     readings |                                                       |
|              |                                                       |
|         when |                                                       |
|              |                                                       |
|          the |                                                       |
|              |                                                       |
|     presence |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|            a |                                                       |
|              |                                                       |
|       defect |                                                       |
|              |                                                       |
|           is |                                                       |
|              |                                                       |
|    suspected |                                                       |
|              |                                                       |
|              |                                                       |
| b.  Criteria |                                                       |
|         are  |                                                       |
|              |                                                       |
|    specified |                                                       |
|         and  |                                                       |
|              |                                                       |
|      applied |                                                       |
|         for  |                                                       |
|         cl   |                                                       |
| assification |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|              |                                                       |
|     severity |                                                       |
|         of   |                                                       |
|         each |                                                       |
|              |                                                       |
|  indication. |                                                       |
|              |                                                       |
|              |                                                       |
|  i.  Impacts |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|      spatial |                                                       |
|              |                                                       |
|       errors |                                                       |
|              |                                                       |
|   considered |                                                       |
|              |                                                       |
|         when |                                                       |
|              |                                                       |
|     aligning |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|              |                                                       |
|      results |                                                       |
|              |                                                       |
|              |                                                       |
|  ii. Results |                                                       |
|              |                                                       |
|         from |                                                       |
|              |                                                       |
|          the |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|  inspections |                                                       |
|              |                                                       |
|     compared |                                                       |
|              |                                                       |
|          and |                                                       |
|              |                                                       |
|  consistency |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|              |                                                       |
|      results |                                                       |
|              |                                                       |
|   determined |                                                       |
|              |                                                       |
|           to |                                                       |
|              |                                                       |
|      resolve |                                                       |
|              |                                                       |
|  conflicting |                                                       |
|              |                                                       |
|           or |                                                       |
|              |                                                       |
|    differing |                                                       |
|              |                                                       |
|  indications |                                                       |
|              |                                                       |
|           by |                                                       |
|              |                                                       |
|          the |                                                       |
|              |                                                       |
|      primary |                                                       |
|              |                                                       |
|          and |                                                       |
|              |                                                       |
|    secondary |                                                       |
|              |                                                       |
|       tools. |                                                       |
|              |                                                       |
|         iii  |                                                       |
| . Comparison |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|              |                                                       |
|      results |                                                       |
|              |                                                       |
|         with |                                                       |
|              |                                                       |
|           pr |                                                       |
| e-assessment |                                                       |
|              |                                                       |
|      results |                                                       |
|              |                                                       |
|           to |                                                       |
|              |                                                       |
|      confirm |                                                       |
|              |                                                       |
|           or |                                                       |
|              |                                                       |
|     reassess |                                                       |
|              |                                                       |
|         ECDA |                                                       |
|              |                                                       |
|  feasibility |                                                       |
|              |                                                       |
|          and |                                                       |
|              |                                                       |
|         ECDA |                                                       |
|              |                                                       |
|       region |                                                       |
|              |                                                       |
|              |                                                       |
| definitions. |                                                       |
|              |                                                       |
|     c.  For  |                                                       |
|         each |                                                       |
|              |                                                       |
|   indication |                                                       |
|              |                                                       |
|   identified |                                                       |
|              |                                                       |
|       during |                                                       |
|              |                                                       |
|     indirect |                                                       |
|              |                                                       |
| examination, |                                                       |
|              |                                                       |
|     criteria |                                                       |
|              |                                                       |
|    specified |                                                       |
|         and  |                                                       |
|              |                                                       |
|      applied |                                                       |
|         for: |                                                       |
|              |                                                       |
|              |                                                       |
| i.  Defining |                                                       |
|              |                                                       |
|          the |                                                       |
|              |                                                       |
|      urgency |                                                       |
|              |                                                       |
|        level |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|   excavation |                                                       |
|              |                                                       |
|          and |                                                       |
|              |                                                       |
|       direct |                                                       |
|              |                                                       |
|  examination |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|  indications |                                                       |
|              |                                                       |
|        based |                                                       |
|              |                                                       |
|           on |                                                       |
|              |                                                       |
|          the |                                                       |
|              |                                                       |
|   likelihood |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|      current |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|     activity |                                                       |
|              |                                                       |
|         plus |                                                       |
|              |                                                       |
|          the |                                                       |
|              |                                                       |
|       extent |                                                       |
|              |                                                       |
|          and |                                                       |
|              |                                                       |
|     severity |                                                       |
|              |                                                       |
|           of |                                                       |
|              |                                                       |
|        prior |                                                       |
|              |                                                       |
|   corrosion. |                                                       |
|              |                                                       |
|              |                                                       |
| ii. Defining |                                                       |
|              |                                                       |
|          the |                                                       |
|              |                                                       |
|   excavation |                                                       |
|              |                                                       |
|      urgency |                                                       |
|              |                                                       |
|           as |                                                       |
|              |                                                       |
|   immediate, |                                                       |
|              |                                                       |
|   scheduled, |                                                       |
|              |                                                       |
|           or |                                                       |
|              |                                                       |
|   monitored. |                                                       |
|              |                                                       |
|              |                                                       |
| d.  Criteria |                                                       |
|              |                                                       |
|    specified |                                                       |
|         and  |                                                       |
|              |                                                       |
|      applied |                                                       |
|         for  |                                                       |
|              |                                                       |
|   scheduling |                                                       |
|              |                                                       |
|  excavations |                                                       |
|         of   |                                                       |
|              |                                                       |
|   indication |                                                       |
|         in   |                                                       |
|         each |                                                       |
|              |                                                       |
|      urgency |                                                       |
|              |                                                       |
|       level. |                                                       |
|              |                                                       |
| 3.  More     |                                                       |
|              |                                                       |
|  restrictive |                                                       |
|     criteria |                                                       |
|     are      |                                                       |
|     applied  |                                                       |
|     when     |                                                       |
|              |                                                       |
|   conducting |                                                       |
|     ECDA     |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|     for the  |                                                       |
|     first    |                                                       |
|     time on  |                                                       |
|     a        |                                                       |
|     pipeline |                                                       |
|     segment. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (5) A continual process |
|              | of assessment and evaluation to maintain a            |
|              | pipeline\'s integrity (see paragraph (j) of this      |
|              | section);                                             |
+--------------+-------------------------------------------------------+
|              | §195.452 (j) (5) *Assessment methods.* An operator    |
|              | must assess the integrity of the line pipe by any of  |
|              | the following methods. The methods an operator        |
|              | selects to assess low frequency electric resistance   |
|              | welded pipe or lap welded pipe susceptible to         |
|              | longitudinal seam failure must be capable of          |
|              | assessing seam integrity and of detecting corrosion   |
|              | and deformation anomalies                             |
|              |                                                       |
|              | \(iii\) External corrosion direct assessment in       |
|              | accordance with §195.588;                             |
+--------------+-------------------------------------------------------+
|              | §195.588 What standards apply to direct assessment?   |
|              |                                                       |
|              | \(b\) The requirements for performing external        |
|              | corrosion direct assessment are as follows:           |
|              |                                                       |
|              | \(1\) General. You must follow the requirements of    |
|              | NACE Standard RP0502-2002 (incorporated by reference, |
|              | see §195.3). Also, you must develop and implement an  |
|              | ECDA plan that includes procedures addressing         |
|              | pre-assessment, indirect examination, direct          |
|              | assessment, and post-assessment.                      |
|              |                                                       |
|              | \(3\) Indirect examination. In addition to the        |
|              | requirements in Section 4 of NACE Standard            |
|              | RP0502-2002, the procedures for indirect examination  |
|              | of the ECDA regions must include --                   |
|              |                                                       |
|              | \(i\) Provisions for applying more restrictive        |
|              | criteria when conducting ECDA for the first time on a |
|              | pipeline segment;                                     |
|              |                                                       |
|              | \(ii\) Criteria for identifying and documenting those |
|              | indications that must be considered for excavation,   |
|              | including at least the following:                     |
|              |                                                       |
|              | \(A\) The known sensitivities of assessment tools;    |
|              |                                                       |
|              | \(B\) The procedures for using each tool; and         |
|              |                                                       |
|              | \(C\) The approach to be used for decreasing the      |
|              | physical spacing of indirect assessment tool readings |
|              | when the presence of a defect is suspected;           |
|              |                                                       |
|              | \(iii\) For each indication identified during the     |
|              | indirect examination, criteria for --                 |
|              |                                                       |
|              | \(A\) Defining the urgency of excavation and direct   |
|              | examination of the indication; and                    |
|              |                                                       |
|              | \(B\) Defining the excavation urgency as immediate,   |
|              | scheduled, or monitored                               |
|              |                                                       |
|              | \(iv\) Criteria for scheduling excavations of         |
|              | indications in each urgency level.                    |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **7.06       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **7.06 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **7.06 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **7.06 Inspection Notes**

  -----------------------------------------------------------------------

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Continual Process of Evaluation and Assessment:     |
| \# 7.07**    | External Corrosion Direct Assessment (ECDA) -- Direct |
|              | Examination**                                         |
+--------------+-------------------------------------------------------+
| **Protocol   | Verify that the ECDA direct examination process       |
| Question**   | complies with NACE RP0502-2002 Section 5 and §195.588 |
|              | to determine which indications from the indirect      |
|              | inspections are most severe, collect data to assess   |
|              | corrosion activity, and remediate defects discovered. |
+--------------+-------------------------------------------------------+
| The ECDA     |                                                       |
| process      |                                                       |
| includes     |                                                       |
| four basic   |                                                       |
| steps;       |                                                       |
| direct       |                                                       |
| examination  |                                                       |
| is the third |                                                       |
| of these     |                                                       |
| steps. By    |                                                       |
| i            |                                                       |
| ncorporating |                                                       |
| portions of  |                                                       |
| NACE         |                                                       |
| RP0502-2002, |                                                       |
| §195.588     |                                                       |
| specifies a  |                                                       |
| variety of   |                                                       |
| requirements |                                                       |
| for the      |                                                       |
| direct       |                                                       |
| assessment   |                                                       |
| process,     |                                                       |
| including:   |                                                       |
|              |                                                       |
| 1.           |                                                       |
|  Excavations |                                                       |
|     and data |                                                       |
|              |                                                       |
|   collection |                                                       |
|     are      |                                                       |
|              |                                                       |
|    performed |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with     |                                                       |
|     NACE     |                                                       |
|              |                                                       |
| RP0502-2002, |                                                       |
|     Sections |                                                       |
|     5.3,     |                                                       |
|     5.4,     |                                                       |
|     5.10,    |                                                       |
|     and      |                                                       |
|     6.4.2:   |                                                       |
|              |                                                       |
|     a.       |                                                       |
|  Excavations |                                                       |
|              |                                                       |
|        based |                                                       |
|         on   |                                                       |
|              |                                                       |
|     priority |                                                       |
|              |                                                       |
|   categories |                                                       |
|              |                                                       |
|    described |                                                       |
|         in   |                                                       |
|         NACE |                                                       |
|              |                                                       |
|      Section |                                                       |
|         5.2. |                                                       |
|              |                                                       |
|              |                                                       |
|  b.  Minimum |                                                       |
|              |                                                       |
| requirements |                                                       |
|              |                                                       |
|   identified |                                                       |
|         and  |                                                       |
|              |                                                       |
|  implemented |                                                       |
|         for  |                                                       |
|         data |                                                       |
|              |                                                       |
|  collection, |                                                       |
|         m    |                                                       |
| easurements, |                                                       |
|         and  |                                                       |
|         r    |                                                       |
| ecordkeeping |                                                       |
|         to   |                                                       |
|              |                                                       |
|     evaluate |                                                       |
|              |                                                       |
|      coating |                                                       |
|              |                                                       |
|    condition |                                                       |
|         and  |                                                       |
|              |                                                       |
|  significant |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|      defects |                                                       |
|         at   |                                                       |
|         each |                                                       |
|              |                                                       |
|   excavation |                                                       |
|              |                                                       |
|    location. |                                                       |
|              |                                                       |
|     c.  The  |                                                       |
|              |                                                       |
|       number |                                                       |
|         and  |                                                       |
|              |                                                       |
|     location |                                                       |
|         of   |                                                       |
|              |                                                       |
|       direct |                                                       |
|              |                                                       |
| examinations |                                                       |
|              |                                                       |
|     complies |                                                       |
|         with |                                                       |
|         NACE |                                                       |
|              |                                                       |
| RP0502-2002, |                                                       |
|              |                                                       |
|     Sections |                                                       |
|         5.10 |                                                       |
|         and  |                                                       |
|              |                                                       |
|       6.4.2. |                                                       |
|              |                                                       |
| 2.  Criteria |                                                       |
|     are      |                                                       |
|              |                                                       |
|    developed |                                                       |
|     and      |                                                       |
|     applied  |                                                       |
|     for      |                                                       |
|     deciding |                                                       |
|     what     |                                                       |
|     action   |                                                       |
|     should   |                                                       |
|     be taken |                                                       |
|     if       |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     defects  |                                                       |
|     are      |                                                       |
|              |                                                       |
|   discovered |                                                       |
|     that     |                                                       |
|     exceed   |                                                       |
|              |                                                       |
|    allowable |                                                       |
|     limits   |                                                       |
|     (Section |                                                       |
|     5.5 of   |                                                       |
|     NACE     |                                                       |
|     R        |                                                       |
| P0502-2002): |                                                       |
|              |                                                       |
|     a.  D    |                                                       |
| etermination |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|              |                                                       |
|    remaining |                                                       |
|              |                                                       |
|     strength |                                                       |
|         at   |                                                       |
|              |                                                       |
|    locations |                                                       |
|              |                                                       |
|        where |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|      defects |                                                       |
|         are  |                                                       |
|              |                                                       |
|       found. |                                                       |
|              |                                                       |
|     b.  All  |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|         are  |                                                       |
|              |                                                       |
|    correctly |                                                       |
|              |                                                       |
|  categorized |                                                       |
|         and  |                                                       |
|              |                                                       |
|   remediated |                                                       |
|         in   |                                                       |
|              |                                                       |
|   accordance |                                                       |
|         with |                                                       |
|         the  |                                                       |
|              |                                                       |
|       repair |                                                       |
|              |                                                       |
|   provisions |                                                       |
|         of   |                                                       |
|         §195 |                                                       |
| .452 (h) (4) |                                                       |
|              |                                                       |
|  ("immediate |                                                       |
|              |                                                       |
|     repair," |                                                       |
|              |                                                       |
|      60-day, |                                                       |
|              |                                                       |
|     180-day, |                                                       |
|         and  |                                                       |
|              |                                                       |
|      "other" |                                                       |
|              |                                                       |
| conditions). |                                                       |
|              |                                                       |
| 3.  Root     |                                                       |
|     cause is |                                                       |
|              |                                                       |
|   identified |                                                       |
|     for all  |                                                       |
|              |                                                       |
|  significant |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     activity |                                                       |
|     and      |                                                       |
|              |                                                       |
|   identifies |                                                       |
|     and      |                                                       |
|              |                                                       |
|  reevaluates |                                                       |
|     all      |                                                       |
|     other    |                                                       |
|              |                                                       |
|  indications |                                                       |
|     that     |                                                       |
|     occur in |                                                       |
|     the      |                                                       |
|     pipeline |                                                       |
|     where    |                                                       |
|     similar  |                                                       |
|              |                                                       |
|   root-cause |                                                       |
|              |                                                       |
|   conditions |                                                       |
|     exist.   |                                                       |
|              |                                                       |
|              |                                                       |
| a.  Criteria |                                                       |
|         are  |                                                       |
|              |                                                       |
|    developed |                                                       |
|         and  |                                                       |
|              |                                                       |
|      applied |                                                       |
|         if   |                                                       |
|         root |                                                       |
|              |                                                       |
|        cause |                                                       |
|              |                                                       |
|     analysis |                                                       |
|              |                                                       |
|      reveals |                                                       |
|              |                                                       |
|   conditions |                                                       |
|         for  |                                                       |
|              |                                                       |
|        which |                                                       |
|         ECDA |                                                       |
|         is   |                                                       |
|         not  |                                                       |
|              |                                                       |
|     suitable |                                                       |
|              |                                                       |
|     (Section |                                                       |
|              |                                                       |
|        5.6.2 |                                                       |
|         of   |                                                       |
|         NACE |                                                       |
|              |                                                       |
|  RP0502-2002 |                                                       |
|              |                                                       |
|     provides |                                                       |
|              |                                                       |
|     guidance |                                                       |
|         for  |                                                       |
|              |                                                       |
|    criteria) |                                                       |
|         and  |                                                       |
|              |                                                       |
|  alternative |                                                       |
|              |                                                       |
|      methods |                                                       |
|         of   |                                                       |
|              |                                                       |
|    assessing |                                                       |
|         the  |                                                       |
|              |                                                       |
|    integrity |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|              |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|      segment |                                                       |
|         are  |                                                       |
|              |                                                       |
|   necessary. |                                                       |
|              |                                                       |
| 4.           |                                                       |
|   Mitigation |                                                       |
|     or       |                                                       |
|              |                                                       |
|   preclusion |                                                       |
|     of       |                                                       |
|     future   |                                                       |
|     external |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|    resulting |                                                       |
|     from     |                                                       |
|              |                                                       |
|  significant |                                                       |
|     root     |                                                       |
|     causes.  |                                                       |
|              |                                                       |
| 5.           |                                                       |
|   Evaluation |                                                       |
|     of       |                                                       |
|     indirect |                                                       |
|              |                                                       |
|   inspection |                                                       |
|     data,    |                                                       |
|     results  |                                                       |
|     from the |                                                       |
|              |                                                       |
|    remaining |                                                       |
|     strength |                                                       |
|              |                                                       |
|  evaluation, |                                                       |
|     and root |                                                       |
|     cause    |                                                       |
|     analysis |                                                       |
|     to       |                                                       |
|     evaluate |                                                       |
|     the      |                                                       |
|     criteria |                                                       |
|     and      |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     used to: |                                                       |
|              |                                                       |
|     a.       |                                                       |
|   Categorize |                                                       |
|         the  |                                                       |
|         need |                                                       |
|         for  |                                                       |
|              |                                                       |
|      repairs |                                                       |
|              |                                                       |
|              |                                                       |
| b.  Classify |                                                       |
|         the  |                                                       |
|              |                                                       |
|     severity |                                                       |
|         of   |                                                       |
|              |                                                       |
|   individual |                                                       |
|              |                                                       |
|  indications |                                                       |
|              |                                                       |
| 6.  Criteria |                                                       |
|     are      |                                                       |
|              |                                                       |
|    developed |                                                       |
|     and      |                                                       |
|     applied  |                                                       |
|     that     |                                                       |
|     describe |                                                       |
|     how and  |                                                       |
|     on what  |                                                       |
|     basis    |                                                       |
|              |                                                       |
|  indications |                                                       |
|     are      |                                                       |
|              |                                                       |
| reclassified |                                                       |
|     and      |                                                       |
|     r        |                                                       |
| eprioritized |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with the |                                                       |
|              |                                                       |
|   provisions |                                                       |
|              |                                                       |
|    specified |                                                       |
|     in NACE  |                                                       |
|              |                                                       |
| RP0502-2002, |                                                       |
|     Section  |                                                       |
|     5.9.     |                                                       |
|              |                                                       |
| 7.  Criteria |                                                       |
|     are      |                                                       |
|              |                                                       |
|  established |                                                       |
|     and      |                                                       |
|              |                                                       |
|  implemented |                                                       |
|     for      |                                                       |
|     internal |                                                       |
|              |                                                       |
| notification |                                                       |
|              |                                                       |
|   procedures |                                                       |
|     for any  |                                                       |
|     changes  |                                                       |
|     in the   |                                                       |
|     ECDA     |                                                       |
|     Plan,    |                                                       |
|              |                                                       |
|    including |                                                       |
|     changes  |                                                       |
|     that     |                                                       |
|     affect   |                                                       |
|     the      |                                                       |
|     severity |                                                       |
|     cla      |                                                       |
| ssification, |                                                       |
|     the      |                                                       |
|     priority |                                                       |
|     of       |                                                       |
|     direct   |                                                       |
|              |                                                       |
| examination, |                                                       |
|     and the  |                                                       |
|     time     |                                                       |
|     frame    |                                                       |
|     for      |                                                       |
|     direct   |                                                       |
|              |                                                       |
|  examination |                                                       |
|     of       |                                                       |
|              |                                                       |
| indications. |                                                       |
|              |                                                       |
| 8            |                                                       |
| .  Processes |                                                       |
|     are in   |                                                       |
|     place to |                                                       |
|     consider |                                                       |
|     the use  |                                                       |
|     of       |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     methods  |                                                       |
|     other    |                                                       |
|     than     |                                                       |
|     ECDA     |                                                       |
|     (e.g.,   |                                                       |
|     ILI or   |                                                       |
|     Subpart  |                                                       |
|     E        |                                                       |
|     pressure |                                                       |
|     test) to |                                                       |
|     assess   |                                                       |
|     the      |                                                       |
|     impact   |                                                       |
|     of       |                                                       |
|     defects  |                                                       |
|     other    |                                                       |
|     than     |                                                       |
|     external |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|   mechanical |                                                       |
|     damage,  |                                                       |
|     stress   |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|              |                                                       |
|    cracking) |                                                       |
|              |                                                       |
|   discovered |                                                       |
|     during   |                                                       |
|     direct   |                                                       |
|              |                                                       |
| examination. |                                                       |
|              |                                                       |
| 9.  More     |                                                       |
|              |                                                       |
|  restrictive |                                                       |
|     criteria |                                                       |
|     are      |                                                       |
|     applied  |                                                       |
|     when     |                                                       |
|              |                                                       |
|   conducting |                                                       |
|     ECDA     |                                                       |
|     direct   |                                                       |
|              |                                                       |
| examinations |                                                       |
|     for the  |                                                       |
|     first    |                                                       |
|     time on  |                                                       |
|     a        |                                                       |
|     pipeline |                                                       |
|     segment. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (5) A continual process |
|              | of assessment and evaluation to maintain a            |
|              | pipeline\'s integrity (see paragraph (j) of this      |
|              | section);                                             |
+--------------+-------------------------------------------------------+
|              | §195.452 (h) (4) *Special requirements for scheduling |
|              | remediation* (i) *Immediate repair conditions* \...   |
|              | (ii) *60-day conditions* \... (iii) *180-day          |
|              | conditions* \... (iv) *Other conditions*\....         |
+--------------+-------------------------------------------------------+
|              | §195.452 (j) (5) *Assessment methods.* An operator    |
|              | must assess the integrity of the line pipe by any of  |
|              | the following methods. The methods an operator        |
|              | selects to assess low frequency electric resistance   |
|              | welded pipe or lap welded pipe susceptible to         |
|              | longitudinal seam failure must be capable of          |
|              | assessing seam integrity and of detecting corrosion   |
|              | and deformation anomalies                             |
|              |                                                       |
|              | \(iii\) External corrosion direct assessment in       |
|              | accordance with §195.588;                             |
+--------------+-------------------------------------------------------+
|              | §195.588 What standards apply to direct assessment?   |
|              |                                                       |
|              | \(b\) The requirements for performing external        |
|              | corrosion direct assessment are as follows:           |
|              |                                                       |
|              | \(1\) General. You must follow the requirements of    |
|              | NACE Standard RP0502-2002 (incorporated by reference, |
|              | see §195.3). Also, you must develop and implement an  |
|              | ECDA plan that includes procedures addressing         |
|              | pre-assessment, indirect examination, direct          |
|              | assessment, and post-assessment.                      |
|              |                                                       |
|              | \(4\) Direct examination. In addition to the          |
|              | requirements in Section 5 of NACE Standard            |
|              | RP0502-2002, the procedures for direct examination of |
|              | indications from the indirect examination must        |
|              | include --                                            |
|              |                                                       |
|              | \(i\) Provisions for applying more restrictive        |
|              | criteria when conducting ECDA for the first time on a |
|              | pipeline segment;                                     |
|              |                                                       |
|              | \(ii\) Criteria for deciding what action should be    |
|              | taken if either:                                      |
|              |                                                       |
|              | \(A\) Corrosion defects are discovered that exceed    |
|              | allowable limits (Section 5.5.2.2 of NACE Standard    |
|              | RP0502-2002 provides guidance for criteria); or       |
|              |                                                       |
|              | \(B\) Root cause analysis reveals conditions for      |
|              | which ECDA is not suitable (Section 5.6.2 of NACE     |
|              | Standard RP0502-2002 provides guidance for criteria); |
|              |                                                       |
|              | \(iii\) Criteria and notification procedures for any  |
|              | changes that affect the severity classification, the  |
|              | priority of the direct examination, and the time      |
|              | frame for direct examination of indications;          |
|              |                                                       |
|              | \(iv\) Criteria that describe how and on what basis   |
|              | you will reclassify and reprioritize any of the       |
|              | provisions specified in Section 5.9 of NACE Standard  |
|              | RP0502-2002.                                          |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **7.07       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **7.07 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **7.07 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **7.07 Inspection Notes**

  -----------------------------------------------------------------------

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Continual Process of Evaluation and Assessment:     |
| \# 7.08**    | External Corrosion Direct Assessment (ECDA) --        |
|              | Post-Assessment**                                     |
+--------------+-------------------------------------------------------+
| **Protocol   | Verify that the ECDA post assessment process complies |
| Question**   | with NACE RP0502-2002, Section 6 and §195.588 to (1)  |
|              | define reassessment intervals and (2) assess the      |
|              | overall effectiveness of the ECDA process.            |
+--------------+-------------------------------------------------------+
| The ECDA     |                                                       |
| process      |                                                       |
| includes     |                                                       |
| four basic   |                                                       |
| steps;       |                                                       |
| direct       |                                                       |
| examination  |                                                       |
| is the last  |                                                       |
| of these     |                                                       |
| steps. By    |                                                       |
| i            |                                                       |
| ncorporating |                                                       |
| portions of  |                                                       |
| NACE         |                                                       |
| RP0502-2002, |                                                       |
| §195.588     |                                                       |
| specifies a  |                                                       |
| variety of   |                                                       |
| requirements |                                                       |
| for the      |                                                       |
| direct       |                                                       |
| assessment   |                                                       |
| process,     |                                                       |
| including:   |                                                       |
|              |                                                       |
| 1.  D        |                                                       |
| etermination |                                                       |
|     of       |                                                       |
|              |                                                       |
| reassessment |                                                       |
|              |                                                       |
|    intervals |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with     |                                                       |
|     NACE     |                                                       |
|              |                                                       |
| RP0502-2002, |                                                       |
|     Section  |                                                       |
|     6:       |                                                       |
|              |                                                       |
|              |                                                       |
| a.  Adequacy |                                                       |
|         of   |                                                       |
|              |                                                       |
|    remaining |                                                       |
|         life |                                                       |
|         c    |                                                       |
| alculations. |                                                       |
|              |                                                       |
|              |                                                       |
|  b.  Maximum |                                                       |
|         r    |                                                       |
| e-assessment |                                                       |
|              |                                                       |
|    intervals |                                                       |
|         for  |                                                       |
|         each |                                                       |
|              |                                                       |
|       region |                                                       |
|         no   |                                                       |
|         more |                                                       |
|         than |                                                       |
|         one  |                                                       |
|         half |                                                       |
|         the  |                                                       |
|              |                                                       |
|   calculated |                                                       |
|              |                                                       |
|    remaining |                                                       |
|              |                                                       |
|        life. |                                                       |
|              |                                                       |
|              |                                                       |
| c.  Criteria |                                                       |
|              |                                                       |
|    specified |                                                       |
|         and  |                                                       |
|              |                                                       |
|      applied |                                                       |
|         for  |                                                       |
|              |                                                       |
|   evaluating |                                                       |
|              |                                                       |
|      whether |                                                       |
|              |                                                       |
|   conditions |                                                       |
|              |                                                       |
|   discovered |                                                       |
|         by   |                                                       |
|              |                                                       |
|       direct |                                                       |
|              |                                                       |
|  examination |                                                       |
|         of   |                                                       |
|              |                                                       |
|  indications |                                                       |
|         in   |                                                       |
|         each |                                                       |
|         ECDA |                                                       |
|              |                                                       |
|       region |                                                       |
|              |                                                       |
|     indicate |                                                       |
|         a    |                                                       |
|         need |                                                       |
|         for  |                                                       |
|              |                                                       |
| reassessment |                                                       |
|         of   |                                                       |
|         the  |                                                       |
|              |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|      segment |                                                       |
|         at   |                                                       |
|         an   |                                                       |
|              |                                                       |
|     interval |                                                       |
|         less |                                                       |
|         than |                                                       |
|         that |                                                       |
|              |                                                       |
|    specified |                                                       |
|         in   |                                                       |
|              |                                                       |
|     Sections |                                                       |
|         6.2  |                                                       |
|         and  |                                                       |
|         6.3  |                                                       |
|         of   |                                                       |
|         NACE |                                                       |
|              |                                                       |
| RP0502-2002. |                                                       |
|              |                                                       |
| 2.           |                                                       |
|   Adjustment |                                                       |
|     of       |                                                       |
|              |                                                       |
| reassessment |                                                       |
|              |                                                       |
|    intervals |                                                       |
|     if       |                                                       |
|     required |                                                       |
|     in       |                                                       |
|              |                                                       |
|   accordance |                                                       |
|     with     |                                                       |
|              |                                                       |
| §195.452 (j) |                                                       |
|     (3).     |                                                       |
|              |                                                       |
| 3.  E        |                                                       |
| stablishment |                                                       |
|     and      |                                                       |
|              |                                                       |
|   monitoring |                                                       |
|     of       |                                                       |
|              |                                                       |
|  performance |                                                       |
|     measures |                                                       |
|     for      |                                                       |
|              |                                                       |
|   evaluating |                                                       |
|     the      |                                                       |
|              |                                                       |
|    long-term |                                                       |
|     e        |                                                       |
| ffectiveness |                                                       |
|     of ECDA  |                                                       |
|     in       |                                                       |
|              |                                                       |
|   addressing |                                                       |
|     external |                                                       |
|              |                                                       |
|   corrosion: |                                                       |
|              |                                                       |
|     a.  At   |                                                       |
|              |                                                       |
|        least |                                                       |
|         one  |                                                       |
|              |                                                       |
|  additional, |                                                       |
|              |                                                       |
|     randomly |                                                       |
|              |                                                       |
|     selected |                                                       |
|              |                                                       |
|      anomaly |                                                       |
|              |                                                       |
|     location |                                                       |
|         has  |                                                       |
|         been |                                                       |
|              |                                                       |
|    excavated |                                                       |
|         for  |                                                       |
|              |                                                       |
|      process |                                                       |
|              |                                                       |
|  validation. |                                                       |
|              |                                                       |
|     b.       |                                                       |
|   Additional |                                                       |
|              |                                                       |
|     criteria |                                                       |
|         have |                                                       |
|         been |                                                       |
|              |                                                       |
|  established |                                                       |
|         and  |                                                       |
|              |                                                       |
|    monitored |                                                       |
|         to   |                                                       |
|              |                                                       |
|     evaluate |                                                       |
|              |                                                       |
|    long-term |                                                       |
|              |                                                       |
|      program |                                                       |
|         e    |                                                       |
| ffectiveness |                                                       |
|         such |                                                       |
|         as   |                                                       |
|              |                                                       |
|        those |                                                       |
|              |                                                       |
|   identified |                                                       |
|         in   |                                                       |
|         NACE |                                                       |
|              |                                                       |
| RP0502-2002, |                                                       |
|              |                                                       |
|      Section |                                                       |
|              |                                                       |
|       6.4.3. |                                                       |
|              |                                                       |
| 4.  I        |                                                       |
| ncorporation |                                                       |
|     of       |                                                       |
|     feedback |                                                       |
|     at all   |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|     o        |                                                       |
| pportunities |                                                       |
|              |                                                       |
|   throughout |                                                       |
|     the ECDA |                                                       |
|     process  |                                                       |
|     to       |                                                       |
|              |                                                       |
|  demonstrate |                                                       |
|              |                                                       |
|   continuous |                                                       |
|              |                                                       |
| improvement. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program: (5) A continual process |
|              | of assessment and evaluation to maintain a            |
|              | pipeline\'s integrity (see paragraph (j) of this      |
|              | section);                                             |
+--------------+-------------------------------------------------------+
|              | §195.452 (j) (3) *Assessment Intervals.* An operator  |
|              | must establish intervals not to exceed five (5) years |
|              | for continually assessing the line pipe\'s integrity. |
|              | An operator must base the assessment intervals on the |
|              | risk the line pipe poses to the high consequence area |
|              | to determine the priority for assessing the pipeline  |
|              | segments. An operator must establish the assessment   |
|              | intervals based on the factors specified in paragraph |
|              | (e) of this section, the analysis of the results from |
|              | the last integrity assessment, and the information    |
|              | analysis required by paragraph (g) of this section.   |
+--------------+-------------------------------------------------------+
|              | §195.452 (j) (5) *Assessment methods.* An operator    |
|              | must assess the integrity of the line pipe by any of  |
|              | the following methods. The methods an operator        |
|              | selects to assess low frequency electric resistance   |
|              | welded pipe or lap welded pipe susceptible to         |
|              | longitudinal seam failure must be capable of          |
|              | assessing seam integrity and of detecting corrosion   |
|              | and deformation anomalies                             |
|              |                                                       |
|              | \(iii\) External corrosion direct assessment in       |
|              | accordance with §195.588;                             |
+--------------+-------------------------------------------------------+
|              | §195.588 What standards apply to direct assessment?   |
|              |                                                       |
|              | \(b\) The requirements for performing external        |
|              | corrosion direct assessment are as follows:           |
|              |                                                       |
|              | \(1\) General. You must follow the requirements of    |
|              | NACE Standard RP0502-2002 (incorporated by reference, |
|              | see §195.3). Also, you must develop and implement an  |
|              | ECDA plan that includes procedures addressing         |
|              | pre-assessment, indirect examination, direct          |
|              | assessment, and post-assessment.                      |
|              |                                                       |
|              | \(5\) Post assessment and continuing evaluation. In   |
|              | addition to the requirements in Section 6 of NACE     |
|              | Standard RP0502-2002, the procedures for post         |
|              | assessment of the effectiveness of the ECDA process   |
|              | must include --                                       |
|              |                                                       |
|              | \(i\) Measures for evaluating the long-term           |
|              | effectiveness of ECDA in addressing external          |
|              | corrosion in pipeline segments; and;                  |
|              |                                                       |
|              | \(ii\) Criteria for evaluating whether conditions     |
|              | discovered by direct examination of indications in    |
|              | each ECDA region indicate a need for reassessment of  |
|              | the pipeline segment at an interval less than that    |
|              | specified in Sections 6.2 and 6.3 of NACE Standard    |
|              | RP0502-2002 (see Appendix D of NACE Standard          |
|              | RP0502-2002)                                          |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **7.08       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **7.08 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **7.08 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **7.08 Inspection Notes**

  -----------------------------------------------------------------------

**Integrity Management**

**Inspection Protocol 8**

**Program Evaluation**

**Scope:**

This Protocol addresses the requirement to measure whether the Integrity
Management (IM) Program is effective in assessing and evaluating
integrity and in protecting the high consequence areas. This Protocol
addresses periodic internal reviews or audits of the IM Program, threat
specific and aggregate program-wide performance measures, program goals,
trend analysis, root cause analysis, and communication of program
results and lessons learned.

This page intentionally left blank

+--------------+-------------------------------------------------------+
| **Protocol   | **Program Evaluation: Process Approach**              |
| \# 8.01**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Inspect the operator's IM Program to verify that it   |
| Question**   | includes a process for performing IM Program          |
|              | evaluations as required in §195.452 (f) (7).          |
|              |                                                       |
|              | \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_                  |
|              |                                                       |
|              | Verify that the IM Program evaluation has been        |
|              | implemented in accordance with the operator's process |
|              | description.                                          |
+--------------+-------------------------------------------------------+
| An           |                                                       |
| operator's   |                                                       |
| Integrity    |                                                       |
| Management   |                                                       |
| (IM) Program |                                                       |
| must include |                                                       |
| a process to |                                                       |
| measure      |                                                       |
| whether the  |                                                       |
| program is   |                                                       |
| effective in |                                                       |
| assessing    |                                                       |
| and          |                                                       |
| evaluating   |                                                       |
| pipeline     |                                                       |
| integrity    |                                                       |
| and in       |                                                       |
| protecting   |                                                       |
| the high     |                                                       |
| consequence  |                                                       |
| areas. The   |                                                       |
| purpose of   |                                                       |
| this         |                                                       |
| protocol is  |                                                       |
| to perform   |                                                       |
| an           |                                                       |
| inspection   |                                                       |
| of the       |                                                       |
| operator's   |                                                       |
| approach to  |                                                       |
| evaluate the |                                                       |
| e            |                                                       |
| ffectiveness |                                                       |
| of its IM    |                                                       |
| Program      |                                                       |
| processes    |                                                       |
| and methods  |                                                       |
| used to      |                                                       |
| perform each |                                                       |
| IM Program   |                                                       |
| element in   |                                                       |
| 195.452 (f). |                                                       |
| An effective |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| basic        |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  The use  |                                                       |
|     of       |                                                       |
|     periodic |                                                       |
|     self     |                                                       |
|              |                                                       |
| assessments, |                                                       |
|     inter    |                                                       |
| nal/external |                                                       |
|     audits,  |                                                       |
|              |                                                       |
|   management |                                                       |
|     reviews, |                                                       |
|              |                                                       |
|  performance |                                                       |
|              |                                                       |
|    measures, |                                                       |
|     or other |                                                       |
|     self     |                                                       |
|     critical |                                                       |
|              |                                                       |
|  evaluations |                                                       |
|     to       |                                                       |
|     assess   |                                                       |
|     program  |                                                       |
|     ef       |                                                       |
| fectiveness. |                                                       |
|              |                                                       |
| 2.  A        |                                                       |
|              |                                                       |
|  description |                                                       |
|     of the   |                                                       |
|     scope,   |                                                       |
|              |                                                       |
|  objectives, |                                                       |
|     and      |                                                       |
|              |                                                       |
|    frequency |                                                       |
|     of       |                                                       |
|     program  |                                                       |
|              |                                                       |
| evaluations. |                                                       |
|              |                                                       |
| 3.  Clear    |                                                       |
|              |                                                       |
|  performance |                                                       |
|     goals    |                                                       |
|     and      |                                                       |
|              |                                                       |
|   objectives |                                                       |
|     to       |                                                       |
|     measure  |                                                       |
|     the      |                                                       |
|     e        |                                                       |
| ffectiveness |                                                       |
|     of key   |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
|  activities. |                                                       |
|              |                                                       |
| 4.  Clear    |                                                       |
|              |                                                       |
|   assignment |                                                       |
|     of       |                                                       |
|     res      |                                                       |
| ponsibility, |                                                       |
|     by       |                                                       |
|     or       |                                                       |
| ganizational |                                                       |
|     group or |                                                       |
|     title,   |                                                       |
|     for      |                                                       |
|              |                                                       |
| implementing |                                                       |
|     required |                                                       |
|     actions. |                                                       |
|              |                                                       |
| 5.  Review   |                                                       |
|     and      |                                                       |
|              |                                                       |
|    follow-up |                                                       |
|     of       |                                                       |
|     program  |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     results, |                                                       |
|              |                                                       |
|    findings, |                                                       |
|     and      |                                                       |
|     reco     |                                                       |
| mmendations, |                                                       |
|     etc., by |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|     company  |                                                       |
|              |                                                       |
|    managers. |                                                       |
|              |                                                       |
| The adequacy |                                                       |
| of specific  |                                                       |
| performance  |                                                       |
| measures is  |                                                       |
| the subject  |                                                       |
| of Protocol  |                                                       |
| 8.02.        |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program:                         |
|              |                                                       |
|              | \(7\) Methods to measure the program\'s effectiveness |
|              | (see paragraph (k) of this section);                  |
+--------------+-------------------------------------------------------+
|              | §195.452 (k) *What methods to measure program         |
|              | effectiveness must be used?* An operator\'s program   |
|              | must include methods to measure whether the program   |
|              | is effective in assessing and evaluating the          |
|              | integrity of each pipeline segment and in protecting  |
|              | the high consequence areas. See Appendix C of this    |
|              | part for guidance on methods that can be used to      |
|              | evaluate a program\'s effectiveness.                  |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **8.01       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **8.01 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **8.01 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **8.01 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Program Evaluation: Performance Measures**          |
| \# 8.02**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Inspect the operator's IM Program to determine if the |
| Question**   | operator has selected an adequate set of performance  |
|              | measures to provide meaningful insight into IM        |
|              | Program effectiveness.                                |
+--------------+-------------------------------------------------------+
| The purpose  |                                                       |
| of this      |                                                       |
| protocol is  |                                                       |
| to review    |                                                       |
| the specific |                                                       |
| IM Program   |                                                       |
| performance  |                                                       |
| metrics to   |                                                       |
| determine if |                                                       |
| they can     |                                                       |
| reasonably   |                                                       |
| be expected  |                                                       |
| to           |                                                       |
| effectively  |                                                       |
| assess and   |                                                       |
| evaluate the |                                                       |
| IM Program.  |                                                       |
| An effective |                                                       |
| process for  |                                                       |
| evaluating   |                                                       |
| IM Program   |                                                       |
| performance  |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| include the  |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  A        |                                                       |
|              |                                                       |
|  description |                                                       |
|     in the   |                                                       |
|     IM       |                                                       |
|     Program  |                                                       |
|     document |                                                       |
|     of the   |                                                       |
|     type and |                                                       |
|              |                                                       |
|    frequency |                                                       |
|     of       |                                                       |
|              |                                                       |
|  performance |                                                       |
|     measures |                                                       |
|     to be    |                                                       |
|     used.    |                                                       |
|              |                                                       |
| 2.  Overall  |                                                       |
|     program  |                                                       |
|     metrics  |                                                       |
|     i        |                                                       |
| ncluding (a) |                                                       |
|     overall  |                                                       |
|     measures |                                                       |
|     of       |                                                       |
|     program  |                                                       |
|     e        |                                                       |
| ffectiveness |                                                       |
|     such as  |                                                       |
|     number   |                                                       |
|     of       |                                                       |
|     leaks,   |                                                       |
|     volume   |                                                       |
|              |                                                       |
|    released, |                                                       |
|     etc,     |                                                       |
|     and (b)  |                                                       |
|     measures |                                                       |
|     that     |                                                       |
|     reflect  |                                                       |
|     the      |                                                       |
|     ac       |                                                       |
| complishment |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    program's |                                                       |
|              |                                                       |
|   objectives |                                                       |
|     such as  |                                                       |
|     number   |                                                       |
|     of miles |                                                       |
|     of       |                                                       |
|     pipeline |                                                       |
|              |                                                       |
|    assessed; |                                                       |
|     number   |                                                       |
|     of       |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|     found    |                                                       |
|              |                                                       |
|    requiring |                                                       |
|     repair   |                                                       |
|     or       |                                                       |
|              |                                                       |
|  mitigation; |                                                       |
|     number   |                                                       |
|     of       |                                                       |
|              |                                                       |
| right-of-way |                                                       |
|     en       |                                                       |
| croachments. |                                                       |
|              |                                                       |
| 3.  Threat   |                                                       |
|     specific |                                                       |
|     metrics, |                                                       |
|     such as: |                                                       |
|     number   |                                                       |
|     of leaks |                                                       |
|     caused   |                                                       |
|     by       |                                                       |
|     inter    |                                                       |
| nal/external |                                                       |
|              |                                                       |
|   corrosion; |                                                       |
|              |                                                       |
|    anomalies |                                                       |
|     from     |                                                       |
|     m        |                                                       |
| anufacturing |                                                       |
|     defects; |                                                       |
|     third    |                                                       |
|     party    |                                                       |
|     damage;  |                                                       |
|     operator |                                                       |
|     error;   |                                                       |
|              |                                                       |
|  over-fill/o |                                                       |
| ver-pressure |                                                       |
|     (tanks); |                                                       |
|              |                                                       |
|    equipment |                                                       |
|     or       |                                                       |
|     non-pipe |                                                       |
|              |                                                       |
|    problems. |                                                       |
|              |                                                       |
| 4.  Defined  |                                                       |
|              |                                                       |
|  performance |                                                       |
|     goals    |                                                       |
|     that     |                                                       |
|     address  |                                                       |
|     IM       |                                                       |
|     Program  |                                                       |
|     areas as |                                                       |
|     well as  |                                                       |
|     segments |                                                       |
|     specific |                                                       |
|     issues   |                                                       |
|     related  |                                                       |
|     to the   |                                                       |
|              |                                                       |
|   operator's |                                                       |
|     unique   |                                                       |
|              |                                                       |
|    operating |                                                       |
|              |                                                       |
|  environment |                                                       |
|     such as  |                                                       |
|     an       |                                                       |
|     increase |                                                       |
|     in the   |                                                       |
|     number,  |                                                       |
|     and      |                                                       |
|     depth,   |                                                       |
|     of       |                                                       |
|              |                                                       |
|    corrosion |                                                       |
|     related  |                                                       |
|              |                                                       |
|   anomalies, |                                                       |
|     an       |                                                       |
|     increase |                                                       |
|     in the   |                                                       |
|     threat   |                                                       |
|     of       |                                                       |
|              |                                                       |
|   mechanical |                                                       |
|     damage   |                                                       |
|     due to   |                                                       |
|     an       |                                                       |
|     increase |                                                       |
|     in one   |                                                       |
|     calls, a |                                                       |
|     change   |                                                       |
|     in       |                                                       |
|              |                                                       |
|   operations |                                                       |
|              |                                                       |
|    resulting |                                                       |
|     in an    |                                                       |
|     increase |                                                       |
|     in       |                                                       |
|     pressure |                                                       |
|     cycles,  |                                                       |
|     an       |                                                       |
|     increase |                                                       |
|     in the   |                                                       |
|     number   |                                                       |
|     of crack |                                                       |
|              |                                                       |
|   anomalies, |                                                       |
|     etc.     |                                                       |
|              |                                                       |
| 5.  B        |                                                       |
| ench-marking |                                                       |
|     company  |                                                       |
|              |                                                       |
|  performance |                                                       |
|     using    |                                                       |
|     data     |                                                       |
|     from     |                                                       |
|     outside  |                                                       |
|     the      |                                                       |
|     company  |                                                       |
|     (e.g.,   |                                                       |
|     PPTS).   |                                                       |
|              |                                                       |
| 6.  Trending |                                                       |
|     of       |                                                       |
|              |                                                       |
|    equipment |                                                       |
|     or       |                                                       |
|     material |                                                       |
|     failures |                                                       |
|     as a     |                                                       |
|     means to |                                                       |
|     evaluate |                                                       |
|     pipeline |                                                       |
|     d        |                                                       |
| eterioration |                                                       |
|     (an      |                                                       |
|              |                                                       |
|    indicator |                                                       |
|     of the   |                                                       |
|     end of   |                                                       |
|     useful   |                                                       |
|     life of  |                                                       |
|              |                                                       |
|    materials |                                                       |
|     and      |                                                       |
|              |                                                       |
| components), |                                                       |
|              |                                                       |
|    including |                                                       |
|     a method |                                                       |
|     to       |                                                       |
|              |                                                       |
|    establish |                                                       |
|     the      |                                                       |
|              |                                                       |
|    magnitude |                                                       |
|     of       |                                                       |
|     trends   |                                                       |
|     that     |                                                       |
|              |                                                       |
|    represent |                                                       |
|     normal   |                                                       |
|              |                                                       |
| fluctuations |                                                       |
|     versus   |                                                       |
|              |                                                       |
|  significant |                                                       |
|              |                                                       |
|   deviations |                                                       |
|     (i.e.,   |                                                       |
|              |                                                       |
|  significant |                                                       |
|     enough   |                                                       |
|     to       |                                                       |
|     warrant  |                                                       |
|              |                                                       |
|   corrective |                                                       |
|     action). |                                                       |
|              |                                                       |
| 7.  Trending |                                                       |
|     of       |                                                       |
|     leading  |                                                       |
|              |                                                       |
|   indicators |                                                       |
|     such as  |                                                       |
|              |                                                       |
|  inadvertent |                                                       |
|     over-pre |                                                       |
| ssurization, |                                                       |
|              |                                                       |
| right-of-way |                                                       |
|     e        |                                                       |
| ncroachments |                                                       |
|     without  |                                                       |
|     one-call |                                                       |
|     n        |                                                       |
| otification, |                                                       |
|     SCADA    |                                                       |
|     outages, |                                                       |
|              |                                                       |
|    operation |                                                       |
|     of       |                                                       |
|              |                                                       |
| overpressure |                                                       |
|     or other |                                                       |
|     safety   |                                                       |
|     devices, |                                                       |
|     etc.     |                                                       |
|              |                                                       |
| 8.  A means  |                                                       |
|     to       |                                                       |
|     update   |                                                       |
|     the      |                                                       |
|              |                                                       |
|  performance |                                                       |
|     measures |                                                       |
|     (if      |                                                       |
|     needed)  |                                                       |
|     to       |                                                       |
|     assure   |                                                       |
|     they are |                                                       |
|              |                                                       |
|    providing |                                                       |
|     useful   |                                                       |
|              |                                                       |
|  information |                                                       |
|     about    |                                                       |
|     the      |                                                       |
|     e        |                                                       |
| ffectiveness |                                                       |
|     of IM    |                                                       |
|     Program  |                                                       |
|              |                                                       |
|  activities. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program:                         |
|              |                                                       |
|              | \(7\) Methods to measure the program\'s effectiveness |
|              | (see paragraph (k) of this section);                  |
+--------------+-------------------------------------------------------+
|              | §195.452 (k) *What methods to measure program         |
|              | effectiveness must be used?* An operator\'s program   |
|              | must include methods to measure whether the program   |
|              | is effective in assessing and evaluating the          |
|              | integrity of each pipeline segment and in protecting  |
|              | the high consequence areas. See Appendix C of this    |
|              | part for guidance on methods that can be used to      |
|              | evaluate a program\'s effectiveness.                  |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **8.02       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **8.02 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **8.02 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **8.02 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Program Evaluation: Communication of Evaluation     |
| \# 8.03**    | Results**                                             |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the Program Evaluation process require           |
| Question**   | communication of goals and IM Program effectiveness   |
|              | to managers and workers involved with IM Program      |
|              | implementation?                                       |
+--------------+-------------------------------------------------------+
| The purpose  |                                                       |
| of this      |                                                       |
| protocol is  |                                                       |
| to ensure    |                                                       |
| that the     |                                                       |
| operator     |                                                       |
| adequately   |                                                       |
| communicates |                                                       |
| the results  |                                                       |
| of program   |                                                       |
| e            |                                                       |
| ffectiveness |                                                       |
| to the       |                                                       |
| proper       |                                                       |
| are          |                                                       |
| as/personnel |                                                       |
| in the       |                                                       |
| company that |                                                       |
| may need to  |                                                       |
| utilize the  |                                                       |
| information. |                                                       |
| An effective |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  Periodic |                                                       |
|     reports  |                                                       |
|     on the   |                                                       |
|     IM       |                                                       |
|     Program  |                                                       |
|              |                                                       |
|  performance |                                                       |
|     that are |                                                       |
|     prepared |                                                       |
|     and      |                                                       |
|              |                                                       |
|  distributed |                                                       |
|     to       |                                                       |
|              |                                                       |
|  responsible |                                                       |
|     field    |                                                       |
|     and      |                                                       |
|              |                                                       |
| headquarters |                                                       |
|              |                                                       |
|    managers. |                                                       |
|              |                                                       |
| 2.  Co       |                                                       |
| mmunications |                                                       |
|     of       |                                                       |
|              |                                                       |
|  performance |                                                       |
|              |                                                       |
|   evaluation |                                                       |
|     results  |                                                       |
|     that     |                                                       |
|     provide  |                                                       |
|     an       |                                                       |
|     accurate |                                                       |
|     and      |                                                       |
|     thorough |                                                       |
|     summary  |                                                       |
|     and      |                                                       |
|     trending |                                                       |
|     of IM    |                                                       |
|     Program  |                                                       |
|              |                                                       |
| performance, |                                                       |
|     as well  |                                                       |
|     as       |                                                       |
|              |                                                       |
|  information |                                                       |
|     on the   |                                                       |
|     most     |                                                       |
|              |                                                       |
|    important |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     issues   |                                                       |
|     and      |                                                       |
|     actions  |                                                       |
|     taken to |                                                       |
|     address  |                                                       |
|     these    |                                                       |
|     issues.  |                                                       |
|              |                                                       |
| 3.           |                                                       |
|   Management |                                                       |
|              |                                                       |
|    follow-up |                                                       |
|     of       |                                                       |
|              |                                                       |
|  significant |                                                       |
|              |                                                       |
|    integrity |                                                       |
|     issues   |                                                       |
|     and      |                                                       |
|     actions  |                                                       |
|     taken to |                                                       |
|     address  |                                                       |
|     these    |                                                       |
|     issues.  |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (f) An operator must include, at minimum,    |
| R            | each of the following elements in its written         |
| equirement** | integrity management program:                         |
|              |                                                       |
|              | \(7\) Methods to measure the program\'s effectiveness |
|              | (see paragraph (k) of this section);                  |
+--------------+-------------------------------------------------------+
|              | §195.452 (k) *What methods to measure program         |
|              | effectiveness must be used?* An operator\'s program   |
|              | must include methods to measure whether the program   |
|              | is effective in assessing and evaluating the          |
|              | integrity of each pipeline segment and in protecting  |
|              | the high consequence areas. See Appendix C of this    |
|              | part for guidance on methods that can be used to      |
|              | evaluate a program\'s effectiveness.                  |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **8.03       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **8.03 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **8.03 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **8.03 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Program Evaluation: Root Cause Analysis Process**   |
| \# 8.04**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator have an effective root cause        |
| Question**   | analysis and a lessons learned program? Is the        |
|              | process being effectively implemented?                |
+--------------+-------------------------------------------------------+
| The insights |                                                       |
| obtained     |                                                       |
| from root    |                                                       |
| cause        |                                                       |
| analysis of  |                                                       |
| incidents,   |                                                       |
| leaks, and   |                                                       |
| near-misses  |                                                       |
| can be       |                                                       |
| important to |                                                       |
| improving    |                                                       |
| performance. |                                                       |
| The purpose  |                                                       |
| of this      |                                                       |
| protocol is  |                                                       |
| to review    |                                                       |
| the use of   |                                                       |
| root cause   |                                                       |
| analysis and |                                                       |
| to evaluate  |                                                       |
| how lessons  |                                                       |
| learned are  |                                                       |
| communicated |                                                       |
| in the       |                                                       |
| o            |                                                       |
| rganization. |                                                       |
| The          |                                                       |
| following    |                                                       |
| cha          |                                                       |
| racteristics |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| be included  |                                                       |
| in an        |                                                       |
| effective    |                                                       |
| root cause   |                                                       |
| analysis     |                                                       |
| process:     |                                                       |
|              |                                                       |
| 1.  Rigorous |                                                       |
|     and      |                                                       |
|     complete |                                                       |
|     analyses |                                                       |
|     of       |                                                       |
|     problems |                                                       |
|              |                                                       |
|    affecting |                                                       |
|     risk     |                                                       |
|     that     |                                                       |
|     address  |                                                       |
|     the      |                                                       |
|     id       |                                                       |
| entification |                                                       |
|     of human |                                                       |
|     factors  |                                                       |
|     issues,  |                                                       |
|              |                                                       |
|   management |                                                       |
|     systems  |                                                       |
|              |                                                       |
|    problems, |                                                       |
|     generic  |                                                       |
|              |                                                       |
|    component |                                                       |
|     or       |                                                       |
|     process  |                                                       |
|              |                                                       |
|    failures, |                                                       |
|     positive |                                                       |
|     trends,  |                                                       |
|     and      |                                                       |
|     system   |                                                       |
|     wide     |                                                       |
|     im       |                                                       |
| plementation |                                                       |
|     of good  |                                                       |
|              |                                                       |
|   practices. |                                                       |
|              |                                                       |
| 2.  Rigorous |                                                       |
|     and      |                                                       |
|     complete |                                                       |
|     id       |                                                       |
| entification |                                                       |
|     of       |                                                       |
|     rec      |                                                       |
| ommendations |                                                       |
|     and      |                                                       |
|              |                                                       |
|   corrective |                                                       |
|     actions; |                                                       |
|     and      |                                                       |
|     thorough |                                                       |
|     tracking |                                                       |
|     and      |                                                       |
|              |                                                       |
|    follow-up |                                                       |
|     of these |                                                       |
|     actions  |                                                       |
|     to       |                                                       |
|     ensure   |                                                       |
|              |                                                       |
|  completion. |                                                       |
|              |                                                       |
| 3.  Lessons  |                                                       |
|     learned  |                                                       |
|     from     |                                                       |
|     root     |                                                       |
|     cause    |                                                       |
|     analysis |                                                       |
|     of       |                                                       |
|              |                                                       |
|    incidents |                                                       |
|              |                                                       |
|    developed |                                                       |
|     and      |                                                       |
|              |                                                       |
|  distributed |                                                       |
|     to       |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|     company  |                                                       |
|              |                                                       |
|   employees. |                                                       |
|              |                                                       |
| Review       |                                                       |
| examples     |                                                       |
| involving    |                                                       |
| significant  |                                                       |
| problems and |                                                       |
| determine    |                                                       |
| the adequacy |                                                       |
| of the       |                                                       |
| analysis and |                                                       |
| proposed     |                                                       |
| corrective   |                                                       |
| actions.     |                                                       |
| Select       |                                                       |
| several      |                                                       |
| proposed     |                                                       |
| corrective   |                                                       |
| actions from |                                                       |
| the root     |                                                       |
| cause        |                                                       |
| analysis     |                                                       |
| that was     |                                                       |
| reviewed and |                                                       |
| determine if |                                                       |
| the actions  |                                                       |
| have been    |                                                       |
| completed,   |                                                       |
| or are       |                                                       |
| scheduled    |                                                       |
| for          |                                                       |
| completion   |                                                       |
| in a timely  |                                                       |
| manner.      |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452 (b) *What program and practices must         |
| R            | operators use to manage pipeline integrity?* Each     |
| equirement** | operator of a pipeline covered by this section must:  |
|              | (6) Follow recognized industry practices              |
+--------------+-------------------------------------------------------+
|              | §195.452 (f) An operator must include, at minimum,    |
|              | each of the following elements in its written         |
|              | integrity management program:                         |
|              |                                                       |
|              | \(7\) Methods to measure the program\'s effectiveness |
|              | (see paragraph (k) of this section);                  |
+--------------+-------------------------------------------------------+
|              | §195.452 (k) *What methods to measure program         |
|              | effectiveness must be used?* An operator\'s program   |
|              | must include methods to measure whether the program   |
|              | is effective in assessing and evaluating the          |
|              | integrity of each pipeline segment and in protecting  |
|              | the high consequence areas. See Appendix C of this    |
|              | part for guidance on methods that can be used to      |
|              | evaluate a program\'s effectiveness.                  |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **8.04       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **8.04 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **8.04 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **8.04 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Program Evaluation: Process Revision and Document   |
| \# 8.05**    | Control**                                             |
+--------------+-------------------------------------------------------+
| **Protocol   | Does the operator's Integrity Management Program      |
| Question**   | adequately assure that document updates and revisions |
|              | are identified, justified, documented, and            |
|              | implemented consistent with the requirements of       |
|              | §195.452?                                             |
+--------------+-------------------------------------------------------+
| The rule     |                                                       |
| requires     |                                                       |
| that         |                                                       |
| d            |                                                       |
| ocumentation |                                                       |
| be           |                                                       |
| maintained   |                                                       |
| that         |                                                       |
| supports the |                                                       |
| decisions    |                                                       |
| and analyses |                                                       |
| made to      |                                                       |
| implement    |                                                       |
| the          |                                                       |
| Integrity    |                                                       |
| Management   |                                                       |
| Program. The |                                                       |
| operator's   |                                                       |
| revision and |                                                       |
| document     |                                                       |
| control      |                                                       |
| process      |                                                       |
| should       |                                                       |
| exhibit the  |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|     operator |                                                       |
|     has a    |                                                       |
|     c        |                                                       |
| omprehensive |                                                       |
|     written  |                                                       |
|              |                                                       |
|    Integrity |                                                       |
|              |                                                       |
|   Management |                                                       |
|     Program. |                                                       |
|              |                                                       |
| 2.  Adequate |                                                       |
|     d        |                                                       |
| ocumentation |                                                       |
|     to       |                                                       |
|     support  |                                                       |
|     the      |                                                       |
|              |                                                       |
|   decisions, |                                                       |
|              |                                                       |
|    analyses, |                                                       |
|     and      |                                                       |
|     action   |                                                       |
|     taken to |                                                       |
|              |                                                       |
|    implement |                                                       |
|     and      |                                                       |
|     evaluate |                                                       |
|     each     |                                                       |
|     element  |                                                       |
|     of the   |                                                       |
|              |                                                       |
|    integrity |                                                       |
|              |                                                       |
|   management |                                                       |
|     program. |                                                       |
|              |                                                       |
| 3.  Periodic |                                                       |
|     reviews  |                                                       |
|     of all   |                                                       |
|     IM       |                                                       |
|     Program  |                                                       |
|     elements |                                                       |
|     (e.g.,   |                                                       |
|     risk     |                                                       |
|              |                                                       |
|    analysis) |                                                       |
|     to       |                                                       |
|              |                                                       |
|    determine |                                                       |
|     the need |                                                       |
|     for any  |                                                       |
|     updates  |                                                       |
|              |                                                       |
| 4.  Adequate |                                                       |
|              |                                                       |
|   interfaces |                                                       |
|     with     |                                                       |
|     other IM |                                                       |
|     Program  |                                                       |
|     elements |                                                       |
|     to       |                                                       |
|     assure   |                                                       |
|     the      |                                                       |
|              |                                                       |
|    revisions |                                                       |
|     in one   |                                                       |
|     area     |                                                       |
|     (e.g.,   |                                                       |
|     segment  |                                                       |
|     ide      |                                                       |
| ntification) |                                                       |
|     are      |                                                       |
|              |                                                       |
|    reflected |                                                       |
|     in the   |                                                       |
|     other    |                                                       |
|     elements |                                                       |
|     (e.g.,   |                                                       |
|     baseline |                                                       |
|              |                                                       |
|   assessment |                                                       |
|     plan).   |                                                       |
|              |                                                       |
| 5.           |                                                       |
|   Provisions |                                                       |
|     to       |                                                       |
|     identify |                                                       |
|     and      |                                                       |
|     analyze  |                                                       |
|     changes  |                                                       |
|     to the   |                                                       |
|     pipeline |                                                       |
|     (e.g.,   |                                                       |
|              |                                                       |
|  operations, |                                                       |
|     material |                                                       |
|              |                                                       |
|  conditions) |                                                       |
|     and the  |                                                       |
|     local    |                                                       |
|     terrain, |                                                       |
|              |                                                       |
| environment, |                                                       |
|     and      |                                                       |
|              |                                                       |
|   population |                                                       |
|     for      |                                                       |
|     impacts  |                                                       |
|     on       |                                                       |
|     segment  |                                                       |
|     ide      |                                                       |
| ntification, |                                                       |
|     risk     |                                                       |
|     analysis |                                                       |
|     and      |                                                       |
|     other IM |                                                       |
|     Program  |                                                       |
|     elements |                                                       |
|              |                                                       |
| 6.  Adequate |                                                       |
|     d        |                                                       |
| ocumentation |                                                       |
|     to       |                                                       |
|     identify |                                                       |
|     changes  |                                                       |
|     to the   |                                                       |
|     Baseline |                                                       |
|              |                                                       |
|   Assessment |                                                       |
|     Plan, as |                                                       |
|     required |                                                       |
|     by       |                                                       |
|     §195.452 |                                                       |
|     (c)(2)   |                                                       |
|              |                                                       |
| 7.  Adequate |                                                       |
|     measures |                                                       |
|     for      |                                                       |
|              |                                                       |
|  controlling |                                                       |
|              |                                                       |
|    documents |                                                       |
|     to       |                                                       |
|     ensure   |                                                       |
|     changes  |                                                       |
|     are      |                                                       |
|     tracked  |                                                       |
|     and that |                                                       |
|     the      |                                                       |
|     latest   |                                                       |
|     revision |                                                       |
|     is being |                                                       |
|     used.    |                                                       |
|              |                                                       |
| 8.  A        |                                                       |
|     document |                                                       |
|              |                                                       |
|    retention |                                                       |
|     policy   |                                                       |
|     that     |                                                       |
|     ensures  |                                                       |
|     key      |                                                       |
|              |                                                       |
|   documents, |                                                       |
|     as       |                                                       |
|              |                                                       |
|    described |                                                       |
|     in       |                                                       |
|     §195.452 |                                                       |
|     (l), are |                                                       |
|     retained |                                                       |
|     for the  |                                                       |
|     life of  |                                                       |
|     the      |                                                       |
|              |                                                       |
|    pipeline. |                                                       |
|              |                                                       |
| 9.  A policy |                                                       |
|     that     |                                                       |
|     ensures  |                                                       |
|     that key |                                                       |
|              |                                                       |
|    Integrity |                                                       |
|              |                                                       |
|   Management |                                                       |
|     required |                                                       |
|     d        |                                                       |
| ocumentation |                                                       |
|     is       |                                                       |
|     obtained |                                                       |
|     from     |                                                       |
|     previous |                                                       |
|     own      |                                                       |
| er/operators |                                                       |
|     upon     |                                                       |
|              |                                                       |
|  acquisition |                                                       |
|     of       |                                                       |
|              |                                                       |
|    pipeline. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(b) *What program and practices must          |
| R            | operators use to manage pipeline integrity?* (1)      |
| equirement** | Develop a written integrity management program that   |
|              | addresses the risks on each segment of pipeline (4)   |
|              | Include in the program a framework that- Addresses    |
|              | each element of the integrity management program      |
|              | under paragraph (f) of this section, including        |
|              | continual integrity assessment and evaluation under   |
|              | paragraph (j) of this section; and (ii) Initially     |
|              | indicates how decisions will be made to implement     |
|              | each element.                                         |
+--------------+-------------------------------------------------------+
|              | §195.452 (c)(2) An operator must document, prior to   |
|              | implementing any changes to the plan, any             |
|              | modification to the plan, and reasons for the         |
|              | modification.                                         |
+--------------+-------------------------------------------------------+
|              | §195.452 (l) *What records must be kept?* (1) An      |
|              | operator must maintain for review during an           |
|              | inspection: A written integrity management program in |
|              | accordance with paragraph (b) of this section. (ii)   |
|              | Documents to support the decisions and analyses,      |
|              | including any modifications, justifications,          |
|              | variances, deviations, and determinations made, and   |
|              | actions taken, to implement and evaluate each element |
|              | of the integrity management program listed in         |
|              | paragraph (f) of this section. (2) See Appendix C of  |
|              | this part for examples of records an operator would   |
|              | be required to keep.                                  |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **8.05       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **8.05 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **8.05 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **8.05 Inspection Notes**

  -----------------------------------------------------------------------

+--------------+-------------------------------------------------------+
| **Protocol   | **Program Evaluation: Process Formality**             |
| \# 8.06**    |                                                       |
+--------------+-------------------------------------------------------+
| **Protocol   | Is the operator's Integrity Management Program        |
| Question**   | documented with sufficient specificity and detail to  |
|              | provide assurance that it can be implemented in a     |
|              | technically sound and consistent manner?              |
|              |                                                       |
|              | Do operator records indicate that the process has     |
|              | been implemented as described? The inspectors should  |
|              | review areas of weakness identified during the        |
|              | inspection against the IMP documentation.             |
+--------------+-------------------------------------------------------+
| A formal,    |                                                       |
| written      |                                                       |
| Integrity    |                                                       |
| Management   |                                                       |
| Program      |                                                       |
| framework is |                                                       |
| a key        |                                                       |
| element of   |                                                       |
| an           |                                                       |
| operator's   |                                                       |
| integrity    |                                                       |
| management   |                                                       |
| process.     |                                                       |
| After review |                                                       |
| of process   |                                                       |
| details in   |                                                       |
| the          |                                                       |
| preceding    |                                                       |
| protocol     |                                                       |
| questions,   |                                                       |
| the          |                                                       |
| inspection   |                                                       |
| team should  |                                                       |
| evaluate the |                                                       |
| overall      |                                                       |
| process that |                                                       |
| the operator |                                                       |
| uses to      |                                                       |
| implement    |                                                       |
| their        |                                                       |
| Integrity    |                                                       |
| Management   |                                                       |
| Program.     |                                                       |
| Each element |                                                       |
| of an        |                                                       |
| effective    |                                                       |
| operator     |                                                       |
| program      |                                                       |
| would be     |                                                       |
| expected to  |                                                       |
| have the     |                                                       |
| following    |                                                       |
| char         |                                                       |
| acteristics: |                                                       |
|              |                                                       |
| 1.  The      |                                                       |
|              |                                                       |
| requirements |                                                       |
|     of the   |                                                       |
|     IM rule  |                                                       |
|     are      |                                                       |
|              |                                                       |
|    captured. |                                                       |
|              |                                                       |
| 2.  The      |                                                       |
|              |                                                       |
|    technical |                                                       |
|     basis    |                                                       |
|     and      |                                                       |
|              |                                                       |
|  assumptions |                                                       |
|     used in  |                                                       |
|     each     |                                                       |
|     element  |                                                       |
|     of the   |                                                       |
|     program  |                                                       |
|     are      |                                                       |
|              |                                                       |
|  delineated. |                                                       |
|              |                                                       |
| 3.  The      |                                                       |
|              |                                                       |
|   procedures |                                                       |
|     required |                                                       |
|     to       |                                                       |
|              |                                                       |
|    implement |                                                       |
|     the IMP  |                                                       |
|     are      |                                                       |
|              |                                                       |
|  identified. |                                                       |
|              |                                                       |
| 4.  There is |                                                       |
|              |                                                       |
|   sufficient |                                                       |
|     detail   |                                                       |
|     and      |                                                       |
|              |                                                       |
|  specificity |                                                       |
|     to allow |                                                       |
|              |                                                       |
|   successful |                                                       |
|     im       |                                                       |
| plementation |                                                       |
|     of each  |                                                       |
|     element. |                                                       |
|              |                                                       |
| 5.  The      |                                                       |
|     resp     |                                                       |
| onsibilities |                                                       |
|     for      |                                                       |
|              |                                                       |
| implementing |                                                       |
|     all      |                                                       |
|     required |                                                       |
|     actions  |                                                       |
|     are      |                                                       |
|              |                                                       |
|   identified |                                                       |
|     (e.g.,   |                                                       |
|     by       |                                                       |
|     or       |                                                       |
| ganizational |                                                       |
|     group or |                                                       |
|     title).  |                                                       |
|              |                                                       |
| 6.  The      |                                                       |
|              |                                                       |
| distribution |                                                       |
|     of key   |                                                       |
|     IMP      |                                                       |
|              |                                                       |
|    documents |                                                       |
|     to       |                                                       |
|              |                                                       |
|  appropriate |                                                       |
|              |                                                       |
|  individuals |                                                       |
|     and      |                                                       |
|     o        |                                                       |
| rganizations |                                                       |
|     is       |                                                       |
|     defined. |                                                       |
|              |                                                       |
| 7.           |                                                       |
|   Management |                                                       |
|              |                                                       |
|  involvement |                                                       |
|     in key   |                                                       |
|     elements |                                                       |
|     of the   |                                                       |
|     IMP is   |                                                       |
|              |                                                       |
|  identified. |                                                       |
|              |                                                       |
| 8.           |                                                       |
|   Documented |                                                       |
|     internal |                                                       |
|     review   |                                                       |
|     or       |                                                       |
|     quality  |                                                       |
|              |                                                       |
|    assurance |                                                       |
|              |                                                       |
|   mechanisms |                                                       |
|     are in   |                                                       |
|     place to |                                                       |
|     assure   |                                                       |
|              |                                                       |
|    accurate, |                                                       |
|              |                                                       |
|    complete, |                                                       |
|     and      |                                                       |
|              |                                                       |
|   consistent |                                                       |
|     results. |                                                       |
+--------------+-------------------------------------------------------+
| **Rule       | §195.452(b) *What program and practices must          |
| R            | operators use to manage pipeline integrity?* (5)      |
| equirement** | Implement and follow the program.                     |
+--------------+-------------------------------------------------------+
|              | §195.452(f) *What are the elements of an integrity    |
|              | management program?* An integrity management program  |
|              | begins with the initial framework. An operator must   |
|              | continually change the program to reflect operating   |
|              | experience, conclusions drawn from results of the     |
|              | integrity assessments, and other maintenance and      |
|              | surveillance data, and evaluation of consequences of  |
|              | a failure on the high consequence area.               |
+--------------+-------------------------------------------------------+

  ------------ -----------------------------------------------------------
  **8.06       
  Inspection   
  Results**    
  *(Type an    
  **X** in the 
  applicable   
  box below.   
  Select only  
  one.)*       

               **No Issues Identified**

               **Potential Issues Identified** *(explain in summary)*

               **Not Applicable** *(explain in summary)*
  ------------ -----------------------------------------------------------

  -----------------------------------------------------------------------
  **8.06 Inspection Issues Summary**

  -----------------------------------------------------------------------

  ------------------- ---------- ---------- -------------------------------------
  **8.06 Documents                          
  Reviewed** *(Tab                          
  from bottom-right                         
  cell to add                               
  additional rows.)*                        

  **Document Number** **Rev.**   **Date**   **Document Title**

                                            

                                            
  ------------------- ---------- ---------- -------------------------------------

  -----------------------------------------------------------------------
  **8.06 Inspection Notes**

  -----------------------------------------------------------------------