Security Council resolution 1457 (2003) [on illegal exploitation of natural resources in the Democratic Republic of the Congo]
Symbol: S/RES/1457(2003)
Date: 2003-01-24
Status: adopted
Agenda: S/58 [102] DEMOCRATIC REPUBLIC OF THE CONGO SITUATION
Subjects: UN. Expert Panel on the Illegal Exploitation of Natural Resources and Other Forms of Wealth in the Democratic Republic of the Congo|UN. Expert Panel on the Illegal Exploitation of Natural Resources and Other Forms of Wealth in the Democratic Republic of the Congo > Terms of reference|UN. Expert Panel on the Illegal Exploitation of Natural Resources and Other Forms of Wealth in the Democratic Republic of the Congo. Chair|OECD. Committee on International Investment and Multinational Enterprises|Democratic Republic of the Congo. Bureau du Procureur général|International Conference on the Great Lakes Region. Summit of Heads of State and Government (1st : 2004 : Dar es Salaam)|Inter-Congolese Dialogue (2002 : Sun City, South Africa)|OECD Guidelines for Multinational Enterprises (1976)|NATURAL RESOURCES|TROOP WITHDRAWAL|JUDICIAL PROCEEDINGS|DEMOCRATIC REPUBLIC OF THE CONGO|GOVERNMENT INVESTIGATIONS|UGANDA|ZIMBABWE|RWANDA|DEMOCRATIC REPUBLIC OF THE CONGO SITUATION|INFORMATION EXCHANGE|REGIONAL SECURITY|GREAT LAKES REGION (AFRICA)|ECONOMIC INTEGRATION|INTERNATIONAL FINANCIAL INSTITUTIONS|CAPACITY BUILDING|REPORT PREPARATION|CONFIDENTIALITY|GUIDELINES|BUSINESS ENTERPRISES|TRADE IN COMMODITIES|DATA COLLECTION|STAFF SECURITY|EXPERTS
Votes in favour: 15
Votes against: 0
Abstentions: 0
Voting record:
country: ANGOLA
vote: yes
country: BULGARIA
vote: yes
country: CAMEROON
vote: yes
country: CHILE
vote: yes
country: CHINA
vote: yes
country: FRANCE
vote: yes
country: GERMANY
vote: yes
country: GUINEA
vote: yes
country: MEXICO
vote: yes
country: PAKISTAN
vote: yes
country: RUSSIAN FEDERATION
vote: yes
country: SPAIN
vote: yes
country: SYRIAN ARAB REPUBLIC
vote: yes
country: UNITED KINGDOM
vote: yes
country: UNITED STATES
vote: yes

               United Nations                                                                    S/RES/1457 (2003)
               Security Council                                                 Distr.: General
                                                                                24 January 2003




               Resolution 1457 (2003)
               Adopted by the Security Council at its 4691st meeting, on
               24 January 2003

                    The Security Council,
                    Recalling its resolutions 1291 (2000) of 24 February 2000, 1304 (2000) of
               16 June 2000, 1323 (2000) of 13 October 2000, 1332 (2000) of 14 December 2000,
               1341 (2001) of 22 February 2001, 1355 (2001) of 15 June 2001, 1376 (2001) of
               9 November 2001, 1417 (2002) of 14 June 2002 and 1445 (2002) of 4 December
               2002, and the statements of its President of 26 January 2000 (S/PRST/2000/2),
               2 June 2000 (S/PRST/2000/20), 7 September 2000 (S/PRST/2000/28), 3 May 2001
               (S/PRST/2001/13) and 19 December 2001 (S/PRST/2001/39),
                    Reaffirming the sovereignty, territorial integrity and political independence of
               the Democratic Republic of the Congo and of all other States in the region,
                     Reaffirming also the sovereignty of the Democratic Republic of the Congo
               over its natural resources,
                    Recalling the letters from the Secretary-General of 12 April 2001
               (S/2001/357), 13 November 2001 (S/2001/1072), and 22 May 2002 (S/2002/565),
                     Reiterating its commitment to take appropriate action to help put an end to the
               plundering of the resources of the Democratic Republic of the Congo, in support of
               the peace process,
                    Determining that the situation in the Democratic Republic of the Congo
               continues to constitute a threat to international peace and stability in the Great Lakes
               region,
                      1.   Takes note of the report of the Panel of Experts (hereinafter “the Panel”)
               on the Illegal Exploitation of Natural Resources and Other Forms of Wealth in the
               Democratic Republic of the Congo, transmitted by the Secretary-General in his
               letter dated 15 October 2002 (S/2002/1146);
                   2.    Strongly condemns the illegal exploitation of the natural resources of the
               Democratic Republic of the Congo;
                    3.   Notes with concern that the plundering of the natural resources and other
               forms of wealth of the Democratic Republic of the Congo continues and is one of
               the main elements fuelling the conflict in the region, and in this regard, demands


03-22255 (E)
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S/RES/1457 (2003)


               that all States concerned take immediate steps to end these illegal activities, which
               are perpetuating the conflict, impeding the economic development of the
               Democratic Republic of the Congo, and exacerbating the suffering of its people;
                    4.     Reiterates that the natural resources of the Democratic Republic of the
               Congo should be exploited transparently, legally and on a fair commercial basis, to
               benefit the country and its people;
                     5.   Stresses that the completion of the withdrawal of all foreign troops from
               the territory of the Democratic Republic of the Congo as well as the early
               establishment of an all-inclusive transitional government in the country, which will
               ensure that central government control is reinstated and that viable administrations
               are empowered to protect and regulate the exploitation activities, are important steps
               towards ending the plundering of the natural resources of the Democratic Republic
               of the Congo;
                    6.    Stresses also that the possible convening of an international conference
               on peace, security, democracy and development in the Great Lakes region at the
               appropriate time could help the States of the region in promoting a sound regional
               economic integration, to the benefit of all the States in the region;
                     7.   Takes note of the importance of the natural resources and extractive
               sectors for the future of the Democratic Republic of the Congo, encourages States,
               international financial institutions, and other organizations to assist Governments in
               the region in efforts to create appropriate national structures and institutions to
               control resource exploitation, encourages also the Government of the Democratic
               Republic of the Congo to work closely with the International Financial Institutions
               and the donor community to establish Congolese institutional capacity to ensure that
               these sectors are controlled and operated in a transparent and legitimate way, so that
               the riches of the Democratic Republic of the Congo can benefit the Congolese
               people;
                     8.   Stresses the importance of following up the independent findings of the
               Panel regarding the link between the illegal exploitation of the natural resources of
               the Democratic Republic of the Congo and the continuation of the conflict, stresses
               the importance of exerting the necessary pressure to put an end to such exploitation,
               notes that the reports of the Panel to date have made a useful contribution to the
               peace process in this regard, and therefore requests the Secretary-General to give a
               new mandate to the Panel for a period of six months at the end of which the Panel
               should provide a report to the Council;
                     9.    Stresses that the new mandate of the Panel should include:
                    – Further review of relevant data and analysis of information previously
                      gathered by the Panel, as well as any new information, including specifically
                      material provided by individuals and entities named in the previous reports of
                      the Panel, in order to verify, reinforce and, where necessary, update the Panel’s
                      findings, and/or clear parties named in the Panel’s previous reports, with a
                      view to adjusting accordingly the lists attached to these reports;
                    – Information on actions taken by Governments in response to the Panel’s
                      previous recommendations, including information on how capacity-building
                      and reforms in the region are affecting exploitation activities;




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   – An assessment of the actions taken by all those named in the reports in respect
     of paragraphs 12 and 15 below;
   – Recommendations on measures a transitional Government in the Democratic
     Republic of the Congo and other Governments in the region could take to
     develop and enhance their policies, legal framework and administrative
     capacity to ensure the resources of the Democratic Republic of the Congo are
     exploited legally and on a fair commercial basis to benefit the Congolese
     people;
     10. Requests the chairman of the Panel to brief the Council on any progress
towards the cessation of the plundering of the natural resources of the Democratic
Republic of the Congo three months after the resumption of the Panel’s work;
      11. Invites, in the interests of transparency, individuals, companies and
States, which have been named in the Panel’s last report to send their reactions, with
due regard to commercial confidentiality, to the Secretariat, no later than 31 March
2003, and requests the Secretary-General to arrange for the publication of these
reactions, upon request by individuals, companies and States named in the report of
15 October 2002, as an attachment to this report, no later than 15 April 2003;
      12. Stresses the importance of dialogue between the Panel, individuals,
companies and States and requests in this regard that the Panel provide to the
individuals, companies and States named, upon request, all information and
documentation connecting them to the illegal exploitation of the Democratic
Republic of the Congo’s natural resources, and requests the Panel to establish a
procedure to provide to Member States, upon request, information previously
collected by the Panel to help them take the necessary investigative action, subject
to the Panel’s duty to preserve the safety of its sources, and in accordance with
United Nations established practice in consultation with the United Nations Office
of Legal Affairs;
      13. Emphasizes the duty of the individuals, companies and States named in
the report to respect the confidentiality of the material to be given to them by the
Panel so as to ensure that the safety of the Panel’s sources is preserved;
      14. Requests the Panel to provide information to the Organisation for
Economic Cooperation and Development (OECD) Committee on International
Investment and Multinational Enterprises and to the National Contact Points for the
OECD Guidelines for Multinational Enterprises in the States where business
enterprises listed in annex 3 of the last report as being allegedly in contravention of
the OECD guidelines are registered, in accordance with United Nations established
practice;
     15. Urges all States, especially those in the region to conduct their own
investigations, including as appropriate through judicial means, in order to clarify
credibly the findings of the Panel, taking into account the fact that the Panel, which
is not a judicial body, does not have the resources to carry out an investigation
whereby these findings can be considered as established facts;
     16. In this regard, notes with satisfaction the decision of the Attorney
General of the Democratic Republic of the Congo to start a judicial procedure,
commends the decision of the Government of the Democratic Republic of the Congo
to suspend momentarily the officials named in the reports pending further



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               clarification, and requests the Panel to cooperate fully with the Office of the
               Attorney General and to provide to this Office information it may need to conduct
               its investigations, subject to the Panel’s duty to preserve the safety of its sources,
               and in accordance with United Nations established practice in consultation with the
               United Nations Office of Legal Affairs;
                     17. Further notes with satisfaction the actions taken by other States,
               including the decision by the Government of Uganda to establish a Judicial
               Commission of Inquiry, urges all States concerned and in particular the
               Governments of Zimbabwe and Rwanda to cooperate fully with the Panel and
               investigate further the accusations made through due judicial process and stresses
               the importance of collaboration between the Panel and all investigative bodies;
                    18. Encourages all organizations concerned to consider, as appropriate, the
               relevant recommendations contained in the reports of the Panel, and in particular
               encourages the specialized industries’ organizations to monitor trade in commodities
               from conflict areas, in particular the territory of the Democratic Republic of the
               Congo, and to collect data in this regard, with a view to helping put an end to the
               plundering of the natural resources in these areas;
                     19. Encourages the implementation of the decisions taken within the
               framework of the Inter-Congolese dialogue, especially its recommendation to
               establish a special commission to examine the validity of economic and financial
               agreements in the Democratic Republic of the Congo;
                    20. Expresses its full support to the Panel and reiterates that all parties and
               relevant States must extend their full cooperation to the Panel, while ensuring
               necessary security for the experts;
                    21.   Decides to remain actively seized of the matter.




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