Source document: https://docs-lawep.s3.us-east-2.amazonaws.com/1694859568569.pdf (Antigua and Barbuda)
READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 1 OF 35 Readiness and Preparatory Support Proposal How to complete this document?

• A readiness guidebook is available to provide information on how to access funding under the GCF Readiness and Preparatory Support programme.

It should be consulted to assist in the completion of this proposal template.
• This document should be completed by National Designated Authorities (NDAs) or focal points with support from their delivery partners where relevant.

- - Please be concise.

If you need to include any additional information, please attach it to the proposal.

Information on the indicative list of activities eligible for readiness and preparatory support and the process for the submission, review and approval of this proposal can be found on pages 11-13 of the guidebook Where to get support?
- If you are not sure how to complete this document, or require support, please send an e-mail to countries@gcfund.org.

We will aim to get back to you within 48 hours.

- You can also complete as much of this document as you can and then send it to countries@gcfund.org.

We will get back to you within 5 working days to discuss your submission and the way forward.
Note: Environmental and Social Safeguards and Gender Throughout this document, when answering questions and providing details, please make sure to pay special attention to environmental, social and gender issues, in particular to the situation of vulnerable populations, including women and men.

Please be specific about proposed actions to address these issues.

Consult page 4 of the readiness guidebook for more information.
READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 2 OF 35 SECTION 1: SUMMARY Country name: Antigua and Barbuda 1.
Country submitting the proposal Name of institution (representing National Designated Authority or Focal Point): Department of Environment, Ministry of Health and the Environment, Antigua & Barbuda Name of official: Diann Black-Layne Position: Director +1-268-462-4625 Telephone: dcblack11@gmail.com, DOE@ab.gov.ag Full Office address: #1 Victoria Park Botanic Gardens, PO Box W693, St. John’s, Antigua Email: antiguaenvironmentdivision@gmail.com; 2.

Date of initial submission 3.


Last date of resubmission (if applicable) 26 January 2017 29 September 2017 4.

Which entity will implement the Readiness and Preparatory Support project?

(Provide the contact information if entity is different from NDA/focal point) 5.

Title of the Readiness and Preparatory Support Proposal 6.
Brief summary of the request (200 words) National Designated Authority  Delivery partner  Accredited entity Name of institution: Department of Environment Name of official: Diann Black-Layne Position: Director Telephone: +1-268-462-4625 Email: antiguaenvironmentdivision@gmail.com; dcblack11@gmail.com, DOE@ab.gov.ag Full Office address: #1 Victoria Park Botanic Gardens, PO Box W693, St. John’s, Antigua National Adaptation Planning in Antigua and Barbuda (NAP) The goal of this grant is to contribute to the global goal on adaptation in the Paris Agreement – to enhance adaptive capacity, strengthen resilience and reduce vulnerability to climate change (Article 7.1.).
The project will achieve this goal by engaging in adaptation planning processes and supporting implementation by developing national climate assessments with climate resilient sector plans for 6 sectors, synthesizing priority actions into a National Adaptation Plan (NAP), and conducting technical studies in preparation for implementation of new climate regulations.

The overall outcome is to make financing flows consistent with a pathway towards climate- resilient development in Antigua and Barbuda.
Specific outcomes of the NAP project are: 1.

Adaptation baselines are established through data collection, compilation, and comprehensive climate change risk mapping.

2.

Vulnerability Risk Assessment and Adaptation Plans are developed for up to 3 Government agencies, 3 communities/NGOs and 3 Private Sector entities using a learning by doing capacity building approach.

3.
3.

The National Adaptation Plan is prepared according to national law, including the conduct of strategic impact assessments (SIAs), approved by Cabinet, and published in the Gazette.

4.

A sustainable financing strategy is developed to facilitate further SIAs development (only 20 SIAs are conducted under this funding proposal), NAP implementation via the SIRF Fund in the Government, community, and Private Sector entities.
At the completion of the NAP Readiness project, Antigua and Barbuda will have the following: READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 3 OF 35 • • • • • • • • • • • A fully developed NAP that has undergone public consultation and with meaningful inputs from government agencies, the private sector, and communities; Adaptation data will be collected and used to prepare detailed local area plans for the approval by the Physical Planning department1; Detailed mapping in EIMAS of Adaptation data collected during the NAPs Process for the use by the planning agencies, banks and insurance; Key sectors will be able to understand climate risk and identify adaptation planning measures and use this to include adaptation activities within national planning budgets; The private sector and NGOs will identify adaptation requirements within the new draft Antigua and Barbuda Paris Agreement Regulations and develop the skills to design and implement projects and provide proof of concepts for NAP implementation; 20 SIAs and the methodology developed to produce strategic adaptation assessments plans beyond the life of NAPs; Improved track record of Antigua and Barbuda’s national climate change fund, the SIRF Fund, for engaging stakeholders in adaptation Update the Climate Change workforce training strategy including training for adaptation, for example insurance companies on risk assessments and planning; Antigua and Barbuda will share lessons learned and provide NAP peer mentoring support to other small islands in the Organization of Eastern Caribbean States (OECS) sub-region; Review and update of Antigua and Barbuda’s Country Program project pipeline with NAP priorities.
The information to report under the Transparency System in Article 13 of the Paris Agreement and the Adaptation Communication in Article 7 of the Paris agreement.

Antigua and Barbuda submitted its Nationally Determined Contribution (NDC) to the UNFCCC in October 2015 and ratified the Paris Agreement in September 2016.
The NDC identified developing a NAP as a priority for implementation, and identified the SIRF Fund as a key mechanism for achieving NDC goals in a manner that is inclusive, equitable and respects gender and social concerns as outlined within the Paris Agreement and the policies of the Green Climate Fund.

Activities under this NAP Readiness grant are anticipated to begin immediately upon approval by the GCF and the project has an implementation timeframe of 36 months.
Antigua and Barbuda’s Department of Environment (DOE) is applying to the GCF for USD 3,000,000 through the direct access modality for national adaptation planning.

7.

Total requested amount and currency USD 3,000,000 8.

Anticipated duration November 2017 – November 2020 (36 months) Yes No 9.

Is the country receiving other Readiness and Preparatory Support related to the GCF?
Antigua and Barbuda implemented its first Readiness grant (RG1) of USD 300,000 for NDA strengthening and Country Programme preparation.

This grant was implemented over a 12-month period from March 2016 – April 2017, and this project is currently being closed.

The first Readiness grant developed the Country Programme, No Objection procedure, and delivered NDA strengthening.
A second Readiness grant (RG2) has been developed to support Accreditation of the NIE, comprehensive training based on recommendations from the first grant, development of an Enhanced Direct Access proposal, and a scoping study to identify opportunities for private sector climate finance.
1 This will develop the Local area plan for Southwest coast area - ridge to reef the Darkwood beach watershed and reef system and for the Bolan’s/Christian valley watershed and Urlings areas; READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 4 OF 35 This National Adaptation Planning (NAP) Readiness project will benefit from the previous Readiness capacity building activities, and will specifically target technical capabilities in adaptation baseline data collection, physical planning, and sustainable financing strategies for adaptation.
Annex 1 includes a detailed Flow Chart of linkages across Antigua and Barbuda’s two Readiness grants, the National Adaptation Plan (NAP) proposal & delivery of Country Programme priorities.
READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 5 OF 35 SECTION 2: COUNTRY READINESS LOGICAL FRAMEWORK Please complete the table below, which enables a country to assess its readiness for the GCF and set targets for strengthening its readiness, including proposed outputs and activities to improve the country’s readiness.

For further guidance on completing the table, please refer to the guidebook “Accessing the GCF Readiness and Preparatory Support Programme”.
OUTCOMES2 BASELINE TARGET 1.

Country capacity strengthened 1.1 Accurate and detailed data and scientific information is available to inform national adaptation planning 0-8 X0 1 2 0-8 0 1 X2 ACTIVITIES (including key outputs or deliverables where applicable) Adaptation planning in Antigua and Barbuda has suffered from inadequate data – data that is outdated, inaccurate, or low resolution, which results in high uncertainty in the adaptation solutions proposed to date.
For example, lack of detailed topographical data is a barrier to developing a drainage code that would cope with climate-induced rainfall events.

Strengthening country capacity in data and information for national adaptation planning will build certainty into the solutions presented in the NAP.

Activity 1.1.1.
Collect and compile environmental, social, economic and climate baseline data to support adaptation planning at local area planning (LAP) scales • Deliverable: Preliminary data compiled (delivery: every 6 months and final at 18 months) 1.2 Country capacity is strengthened in adaptation planning methodologies X 0 1 2 0 1 X2 Different sectors and stakeholders in Antigua and Barbuda will need to understand the magnitude and frequency of climate impacts for their respective sector, in order to conduct climate risk assessments to identify and fund adaptation priorities.
1.3 Information is accessible via a countrywide climate change risk and vulnerability map X0 1 2 0 1 X2 Activity 1.2.1.
Develop a methodology and manual to conduct sector-specific assessments and provide training on climate change adaptation planning in the private and public sector • Deliverable: Guidelines, including instructional videos, for conducting climate assessments (delivery: May 2018) National adaptation planning requires synthesizing data and generating information that is relevant and accessible to a variety of stakeholders – from policy makers, to business owners, communities, and technicians.
The National Physical Development Plan produced in 2012 was conducted using GIS maps to guide spatial development, and this has since become a best practice for policy and planning in Antigua and Barbuda.
This activity is in accordance with the draft Paris Agreement regulations under 2 Based on decisions: B.08/10, annexes XII, XIII & XIV; B.08/11; B.11/10, annex I; B.12/20, annex I 1.4 Adaptation data is integrated into enhanced national decision-making databases and reporting to the UNFCCC as per the Paris Agreement.

X0 1 2 0 1 X 2 2.
Stakeholders engaged in consulta- tive adaptation planning processes 2.1 Stakeholders are engaged in consultative adaptation planning processes 0-8 0-8 X 0  1 2 0 1 X 2 READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 6 OF 35 the Environmental Protection and Management Act of 2015 that would require the Department, in collaboration with the National Office of Disaster Services and the Development Control Authority, to develop a National Climate Change Risk Map that is GIS-based and includes the mapping of vulnerable communities and vulnerable sectors of society.
Activity 1.3.1.

Produce a GIS-based nation-wide baseline adaptation assessment.

This activity will generate the first summary chapter for the NAPS.
• Deliverable: NAP Chapter 1 (GIS baseline assessment) (delivery: November 2018) In order to address the currently fragmented data management landscape, the Government of Antigua and Barbuda led by the Survey Division is working to establish a National Spatial Data Infrastructure (NSDI), which would include governance, hardware, and software systems to manage GIS data across agencies.
Activity 1.4.1 will integrate adaptation data generated by the NAP project into the national repositories to support adaptation mainstreaming into national development processes.

Activity 1.4.1.

Integrate data into national and sectoral data management systems of the EIMAS, the DCA, Surveys and the Land Registry.
• • Deliverable: Report on adaptation data in multi-agency information system accessible to the public (delivery: May 2019) Deliverable: Information and data for the transparency mechanism of the Paris Agreement is peer reviewed and information is provided for the National Communication, Biennial Update reports (BUR), Adaptation Communication and general compliance reporting under the Convention (delivery: May 2019) The Declaration on the application of Principle 10 of the Rio Declaration on Environment and Development in Latin America and the Caribbean was signed at the United Nations Conference on Sustainable Development (Rio +20), held in Rio de Janeiro in June 2012.
Principle 10 sets out three fundamental rights: access to information, access to public participation and access to justice, as key pillars of sound environmental governance.3 Antigua and Barbuda signed on to the regional instrument for Principle 10 in May 2015.
This activity will align national adaptation planning in Antigua and Barbuda with the core principles of Principle 10 by undertaking a series of consultations and developing an Access to Justice programme for equitable protection against climate change impacts.
The Access to Justice programme will empower 3 More information on Principle 10 of the Rio Declaration: http://www.unep.org/about/majorgroups/partnership/participation-information READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 7 OF 35 communities by providing free advice and legal support to community members and marginalized populations to deal with climate change issues.
For example, if a landowner were to backfill a pond, resulting in flooding of low income homes downstream, then the low-income homeowners would have the option of using the Access to Justice programme for accessing compensation and fixing the upstream drainage problem.
This NAP will also seek to meet the provisions of Article 7.5 of the Paris Agreement, where “Parties acknowledge that adaptation action should follow a country-driven, gender-responsive, participatory and fully transparent approach, taking into consideration vulnerable groups, communities and ecosys- tems, and should be based on and guided by the best available science and, as appropriate, traditional knowledge, knowledge of indigenous peoples and local knowledge systems, with a view to integrating adaptation into relevant socioeconomic and environmental policies and actions, where appropriate”.
Further to Article 7.

7(e) of the Paris Agreement, this activity will further the durability of the final out- put of the NAP, particularly with respect to political change.

Activity 2.1.1.
Activity 2.1.1.

Consultatively design regulations, systems and operationalize an Access to Justice programme for climate change adaptation • Deliverable: Approved regulations and procedures for the Access to Justice programme and public links to information (delivery: November 2019) This activity will compile and synthesize all activities and develop a comprehensive National Adaptation Plan for Antigua and Barbuda.
Once the NAP has been presented and endorsed by Cabinet and Parliament and published in the Gazette, the NAP becomes national law.

As part of the approval process, Environmental Protection Orders will also need to be issued for critical areas (e.g.

wetlands, waterways, ponds critical for flood mitigation that are on private land).

The NAP project has been designed in an integrated and iterative way because to be approved, the NAP will require buy-in at all levels.
The NAP outcomes will be adapted as Antigua and Barbuda’s Adaptation Communication as per the Paris Agreement Article 7.10 Activity 2.2.1.
Develop the National Adaptation Plan, validate through consultations, and submit to Cabinet and/or Parliament for approval and publication in the Gazette and online • • Deliverable: Endorsed National Adaptation Plan for Antigua & Barbuda (delivery: September 2020) Deliverable: Draft Adaptation Communication to the UNFCCC (delivery: November 2019) 2.2 Adaptation priorities are developed and continuously updated X 0 1  2 0 1 X 2 2.3 Knowledge and lessons learned are transferred regionally and internationally X0 1 2 0 1 X2 The OECS Council of Ministers for the Environment in 2016 requested Antigua and Barbuda to support the OECS by building capacity in climate finance.
Antigua and Barbuda’s experiences with NAP implementation will be valuable to the OECS, which is an economic union with common characteristics, as well as others SIDS globally.

Antigua and Barbuda will provide dedicated resources to transfer knowledge and support at least two other SIDS with NAP processes.
READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 8 OF 35 • • Transferrable lessons learned on national adaptation planning will include the following activities: Include lessons learned on the NAP in the National Communications and the Adaptation Communications to the UNFCCC Promote the use of the sub-regional OECS climate resilient Building Code and include findings from the NAP process in the updated Building Code Provide outcomes of national adaptation planning to the Finance Sector (banks and insurance) in the sub-region and via the Eastern Caribbean Central Bank (ECCB) to allow them to make climate resilient financial decisions • 3.
Sectoral adaptation priorities 3.1 Enabling legal environment for multi- sector adaptation planning 0-8 0 X1 2 0-8 0 1 X2 • Where appropriate, provide detailed risk information to the Caribbean Catastrophe Risk Insurance Facility (CCRIF) Activity 2.3.1.
Lessons learned and transfer of knowledge via the Organization of Eastern Caribbean States (OECS), other SIDS, the UNFCCC, Regional Collaboration Centers, among others • Deliverable: Report on the transfer of national adaptation planning lessons learned in the OECS sub-region and globally (delivery: August 2020) Paris Agreement regulations have been drafted for the EPMA (2015), however the DOE has not yet initiated the national consultative processes.
The Regulations would provide the legal mandate for enhanced NAP implementation through providing the mandate for sector-specific and economy-wide climate change risk and vulnerability mapping, training and capacity building, conducting site and sector specific climate change Vulnerability Risk Assessment and Adaptation Planning, and sustainable financing for the costs of meeting legal requirements via the SIRF Fund.

Activity 3.1.1.
Revise, approve and Gazette the draft Paris Agreement regulations (2017) for the EPMA (2015) • Deliverable: Enactment of EPMA Regulations providing enabling legal environment for national adaptation planning (delivery: May 2019); Deliverable: Operational and technical procedures for the implementation of the regulations included in the SIRF Fund procedures (delivery: May 2019) • 3.2 Adaptation Plans for three sectors X0 1 2 0 1 X2 3.3 NGOs and private sector Adaptation Plans X 0 1 2 0  1 X 2 3.4 NAP Strategic Impact Assessments fulfil legal, financial and planning requirements X 0 1 2 0 1 X 2 READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 9 OF 35 Using the methodology developed under Activity 1.2.1, this activity will support the development of three sector plans.
The SIRF Fund will invite public sector agencies to lead the development of their respective sector plan.

These key agencies, such as Finance, Physical Planning, Transport, Fisheries, etc., are all represented on the Technical Advisory Committee (TAC) which is convened monthly by the Department of Environment, and the TAC will play a key role in advancing and providing technical inputs into the sectoral adaptation planning process.
The sectoral plans will benefit from the national baseline data collected under Outcome 1, and the Delivery Partner will draw on partnerships with international experts to integrate best practices – for example, CEFAS (UK Government department) has extensive experience developing Dominica’s Fisheries adaptation plans, and UNOPS has extensive experience in Curacao with evidence-based infrastructure adaptation planning.
The scope of these sector plans will be nation-wide, covering the islands of Antigua and Barbuda.

Activity 3.2.1.
Activity 3.2.1.

Support up to 3 sector-specific Vulnerability Risk Assessment and Adaptation Plans based on the climate regulations, policy, and existing baselines • Deliverable: 3 sector Vulnerability Risk Assessment and Adaptation Plans, including marketing material for popularizing the plans (delivery: January 2019) The activity will support local level adaptation planning led by NGO and private sector stakeholders.
Adaptation planning under this component will focus on “common good” assets, such as a shoreline (which is public under national law) or a community-level adaptation plan.

For example, Red Cross in Antigua and Barbuda has developed a climate vulnerability community plan for Bendals4.

The NGO and private sector planning will be in accordance with data, setback standards and other best practices developed under Outcomes 1 and 2 of this project.

Activity 3.3.1.
Support up to 6 NGO and private sector entities to develop detailed Vulnerability Risk Assessment and Adaptation Plans based on the climate regulations, policy and existing baselines • Deliverable: Up to 6 Vulnerability Risk Assessment and Adaptation Plans (NGO and private sector) (delivery: November 2019) Section 38 of the Environmental Protection and Management Act (2015)5 requires that any proposed policy, plan, programme or alteration to an existing plan that could have potentially significant impacts on the environment or social wellbeing, must carry out a strategic environmental impact assessment.
4 Bendals Community Assessment (VCA) developed in March 2010: http://www.preparecenter.org/sites/default/files/bendals_vca_plan_of_action.pdf 5 Environmental Protection and Management Act of 2015: http://laws.gov.ag/acts/2015/a2015-11.pdf.
Section 38 references Strategic environmental impact assessment as follows: Where it appears to the Director that a proposed policy, plan, programme or alteration thereto by a Ministry, Department of Government or statutory body may have a significant negative impact on the environment, the Director may require such Ministry, Department of Government or statutory body to carry out a strategic environmental impact assessment of the policy, plan or programme or alteration thereto.
READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 10 OF 35 The national adaptation planning process is expected to have significant environmental and social implications, which will require a legal mandate.
For example, enforcing a setback from waterways will affect approximately 1,850 privately owned land parcels6; or establishing coastal setbacks in Antigua and Barbuda will have a similar magnitude of repercussions, where most of the tourism-based economic activity takes place at the coastline.
Further, the draft Paris Agreement regulations to be passed under Outcome 3.1 would require that the owner of any buildings or land at risk from the impacts of climate change as identified by the countrywide climate change risk and vulnerability map (Activity 1.3) undertake a site-specific climate change vulnerability and risk assessment.

Strategic impact assessments (SIAs) are legally required for sectors associated with, for example, waterways and coastlines.
These have uses for social and environmental assessments and safeguards and to produce funding proposals.

Priority will be assigned to SIAs that are legally mandated (such as waterways and coastlines) but others will be funded as well (such as for the insurance sector).

The NAP project will define selection criteria and issue a call for proposals for 18-22 strategic adaptation planning impact assessments (SIAs).
The NAP strategic impact assessments will provide targeted support for demonstrating how entities, agencies and NGOs will come into compliance with the NAP, and the cost implications of that compliance.
Indicative sites for NAP strategic impact assessments where infrastructure is located, or areas that have been earmarked for development per the National Physical Development Plan, and costly adaptation interventions are expected: beaches, including Jolly Harbour, Darkwood and Runaway beaches; watershed/waterway sites e.g.
Pigotts, West Palm Beach, Nelson’s Dockyard, Crabbs Peninsula, Yepton Beach, Woods Mall, St. John’s Port, VC Bird Airport, Galley Bay, Deep Bay, Nonsuch Bay, Long Island, Rat Island and Codrington.

Examples of strategic impact assessments in industry may include: banking and insurance sectors, agriculture, buildings, hotels, sustainable livelihoods, protected areas, fisheries, mining and aggregates.
Examples of strategic impact assessments in NGOs may include: faith-based community center, schools, wellness, health and climate change, well-being programs to cope with the stress of impacts of climate change; community center hurricane shelters, among others.
6 Data source: DOE Environmental Information Management and Advisory System, 2017 READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 11 OF 35 Strategic impact assessments can be designed to identify opportunities for mainstreaming adaptation in education, mental health; financing adaptation from local sources; adaptation in the building sector for drought, hurricanes and floods, among others.

There are a range of issues that can benefit from strategic assessments.
Some strategic assessment are required by law, some are a requirement for funding only, and some are good planning tool and for collecting gender and social context of the issues being discussed.

The final 18-22 that will be funded under this NAP will be decisions taken via an open and transparent consultative process.

The SIRF Fund as well as other funding streams will be investigated to provide complementary funding for the NAP SIAs.
The strategic assessments will enable the Government and private sector to estimate the cost implications of: the infrastructure remaining in its current location (e.g.

grandfathered into the NAP/do nothing), relocation, changing land use designation to prevent future development, or other options as may be identified.
The strategic assessments will be tailored to each site but in general will include hydrological and hydraulic analysis of projected climate impacts, civil engineering assessments and designs, and cost estimation/quantity surveyor.

These assessments will enable the private sector, Government and NGOs to mobilize resources from domestic, international, public and private sources of funding, including but not exclusively with the GCF.
In most funding applications (including the Government’s Public Sector Investment Programme) these assessments are necessary.

For example, the GCF requires detailed technical and financial feasibility studies to access funding.

The commercial banks and Government also need the information in the strategic plans for make budgetary allocation funding decisions.
By producing 18-22 SIAs that detail localised resilience action plans and investment strategies across assets, sectors, gender, and social impacts, the country will have the legal basis and broad stakeholder buy in to implement national adaptation planning.

Activity 3.4.1.
Activity 3.4.1.

Produce 18-22 Strategic Impact Assessments that will include localised resilience action plans and investment strategies that form the basis for project ideas and concepts, as a basis for mainstreaming adaptation planning and attracting domestic and international, public and private funding.

A methodology and guidelines for SIAs under the NAP will be developed by the Department of Environment’s EIA unit in consultation with Physical Planning agencies and stakeholders.
These SIAs will include (i) articulation of specific climate impacts and associated vulnerabilities to health, livelihoods, private property and public infrastructure; (ii) design of actions to address these impacts and vulnerabilities; (iii) costing of these actions and identification of potential sources of funding for each; and (iv) communication and cultivation of financing interest with domestic, international, public and private sources of funding, including but not exclusively with the GCF.

4.
Private sector mobilization 4.1 Private sector resources are mobilized to support NAP implementation 0-8 X 0 1 2 0-8 0 1 X2 READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 12 OF 35 • Deliverable: 18-22 Strategic Impact Assessments meet national legal requirements for the NAP and produce localised resilience action plans and investment strategies across assets, sectors, gender, and social impacts (delivery: January 2020) Based on the technical and cost analysis of adaptation under the NAP strategic impact assessments (Outcome 3.4), this activity will estimate the cost of NAP implementation for the public and private sectors, and will develop the sustainable financing strategy.
This activity will work closely with the insurance sector, which has already been struggling to retain coverage and re-insurance in the Caribbean as a result of hurricanes and extreme flooding.

Using the detailed information generated under Outcome 3.4, this activity will also support the development of a funding proposal for adaptation in the private sector.

Activity 4.1.1.
Develop a NAP sustainable financing strategy and Concept Note (CN) for private sector adaptation projects/programmes • • Deliverable: NAP chapter on sustainable financing for adaptation (delivery: November 2019) Deliverable: Private sector funding proposal, including SIAs, to implement adaptation priorities (delivery: February 2020) 4.2 Enhanced human capital to implement adaptation through certification and qualifications 0 X1 2 0 1 X 2 With support from CTCN, Antigua and Barbuda in 2015 developed a workforce training strategy to implement mitigation targets in its NDC.
With support from the GCF, this activity will update the workforce training strategy to include training for implementing the adaptation goals in the NDC and the adaptation priorities identified in the NAP.

The workforce training strategy will be conducted in a gender-sensitive way to ensure that men, women, and vulnerable groups have equitable access to training and professional development opportunities for climate change risk assessment, mapping and management to support NAP implementation.
Activity 4.2.1.
Design and implement a gender-sensitive workforce training strategy for NAP implementation in all sectors • Deliverable: Over 50 public and private sector professionals (50% female) are trained from short term to medium (certificates) and long term (Master’s level) (delivery: May 2020) TOTAL 2 26 READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 13 OF 35 SECTION 3: ADDITIONAL INFORMATION Please explain how this grant will help deliver on the country’s readiness needs as identified above and build on institutions, processes or existing work already underway in the country (maximum 500 words) Climate Vulnerabilities Climate change is a threat to the economies of Caribbean nations, community livelihoods, environments and infrastructure.
Antigua and Barbuda is already experiencing impacts from sea level rise (SLR) and coastal erosion, destructive weather systems and extended drought.

As the climate changes, the extent of such impacts will increase.

Tourism, Antigua’s largest economic sector, is highly dependent on coastal infrastructure, coastal resources, and public health.

Its economy is vulnerable to sea level rise (SLR), storm surge, increasing ambient temperatures and decreasing rainfall.
Downscaled climate projections for the island include: • • • • • An estimated 30 – 50% less rainfall in 2090 with respect to late twentieth century rainfall norms.

Increased rainfall intensity leading to greater risks of flash flooding and extreme rainfall impacts.
Increased average ambient temperature of 3-5oC by the end of the century Increased sea surface temperatures More intense hurricanes Antigua and Barbuda has an annual GDP of 1.4 billion USD, and its economy is severely impacted by climate variability and projected climate change impacts.

Studies have estimated that ten percent (10%) of the major tourism properties, 2% of road networks, and 100% of seaports in Antigua and Barbuda are at risk from 1 m sea level rise.
Sea level rise and coastal erosion could cost Antigua and Barbuda’s economy between 62% and 209% of GDP in 2080 for the mid-range SLR and high SLR respectively7.

Furthermore, drought costs the country almost 6 MW in additional electricity for the generation of water from desalination.

This is compared to the traditional use of cheaper surface or ground water.
Antigua and Barbuda experienced a three-year meteorological drought from 2012 – 2015 (the second extended drought in 15 years), costing the Public Utility estimated millions of dollars and the need for emergency investments in reverse osmosis plants (12 M USD per RO plant).

The frequency of droughts and hurricanes have increase in Antigua and Barbuda.

In addition, the small island can suffer losses of as much of 30% - 200% of its GDP in one hurricane.
Costly climate extremes are projected to intensify as a result of climate change, and adaptation is a national imperative.

However, the cost of adaptation is extremely high when considered against the GDP of the countries.

The cost of adaptation planning is prohibitive since it requires the use of new technologies and expertise all of which are expected to be imported.

Box 1.

Why is the cost of adaptation to climate change so high in small islands?
Source: Adapted from IPCC WGII AR5 – Chapter 29 (SIDS) Adaptation to climate change that involves infrastructural works requires large up-front overhead costs, which in the case of small islands cannot be downscaled in proportion to the population’s size.

This is a major socioeconomic reality that confronts small islands, notwithstanding the benefits of adaptation.
Moreover, the relative impact of an extreme event such as a hurricane that can affect most of a small island’s territory has a disproportionate impact on that state’s gross domestic product, compared to a larger country where an individual event generally affects a small proportion of its total territory and its GDP.
The result is relatively higher adaptation and disaster risk reduction costs per capita in countries with small populations and areas—especially those that are also geographically isolated, have a poor resource base, and have high transport costs.

The Government of Antigua and Barbuda has been bearing the costs of adaptation – recovering from hurricanes, adapting to salt water intrusion, installing desalination and water storage, among other actions over the past 30 years.
This is not unique to Antigua and Barbuda.

Other more developed islands such as Puerto Rico are considering bankruptcy since it too had to recover from numerous hurricanes and droughts and these disproportionally affect the island.

Climate expenses borne by the Government tend to delay the implementation of developmental priorities.

Government recovery activities have had to happen at the expense of developmental priorities.
In additional to the Government, private individuals and companies have also had to invest in expensive water storage and even their own desalination plants.

This coupled with the high cost of capital have placed a burden on the private sector.

7 Simpson et al, 2010.

Modelling the Transformational Impacts and Costs of Sea Level Rise in the Caribbean.
READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 14 OF 35 Economy-wide expenditure on climate change far exceeds the funds that the Country will received from the GCF and any other concessional funding sources.

Antigua and Barbuda has been pursing enabling policies, plans, legislation and regulations for climate change adaptation, which will provide a basis for the NAP: • • • • • • • The GOAB Medium Term Development Strategy (2015) was approved by Cabinet in 2015.
It provides the overall national development strategy.

The National Physical Development Plan (SIRMZP 2012), which identified vulnerable local areas and established a sustainable development spatial plan for the country.

The draft Building Code for the OECS.

This document when adopted will required homes to be built for category 5 hurricanes and drought resilience.
A Coastal Zone Management Plan (2016) has been drafted however data gaps were a barrier to establishing coastal setbacks The Policy Framework for Integrated Adaptation Planning and Management in Antigua and Barbuda (2002) identified priority sectors for national adaptation planning.
The National Comprehensive Disaster Management Policy and Strategy for Antigua and Barbuda (2015– 2017) calls for the modification of the Disaster Management Act (2002) to link and promote the coordination of all related national environmental policy and secondary legislation into a legislative framework that supports and promotes the implementation of comprehensive disaster management The Environmental Protection and Management Act (2015) provides a national legal basis for the multilateral environmental agreements to which the country is Party, and the draft Paris Agreement Regulations include provisions for collecting baseline data and developing climate risk maps, and conducting Vulnerability Risk Assessment and Adaptation Plans at a sectoral and site-specific level (Appendix 5).
However, the country’s debt-to-GDP ratio has reached approximately 100% of GDP, and Antigua and Barbuda requires assistance from the international community to undertake comprehensive national adaptation planning in order to contribute to the Paris Agreement’s global goal of low emission, climate resilient development and to guide expenditure from the Government and other sources.
National Adaptation Planning in Antigua & Barbuda Antigua & Barbuda’s climate change contributions for both adaptation and mitigation are outlined in the Nationally Determined Contribution (NDC), which was endorsed by the Cabinet of Antigua and Barbuda prior to submission to the UN Framework Convention on Climate Change.

National adaptation goals are: 1.

By 2025, increase seawater desalination capacity by 50% above 2015 levels.

2.
2.

By 2030, all buildings are improved and prepared for extreme climate events, including drought, flooding and hurricanes.

3.

By 2030, 100% of electricity demand in the water sector and other essential services (including health, food storage and emergency services) will be met through off-grid renewable sources.

4.

By 2030, all waterways are protected to reduce the risks of flooding and health impacts.

5.
5.

By 2030, an affordable insurance scheme is available for farmers, fishers, and residential and business owners to cope with losses resulting from climate variability.

The National Adaptation Plan will be a crucial document assisting the country to meet its NDC goals as well as its commitments to the Paris Agreements reporting, transparency and compliance requirements.
The vision for the NAP is a practical document that provides detailed climate projections, guidelines and standards on a local area scale such that engineers, community members, banks, and insurance companies, among others.

Politicians and other stakeholders will rely on the document to conduct their activities and to develop the country across sectors to achieve climate resilience.

READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 15 OF 35 Figure 1.
Antigua and Barbuda’s strategic approach to developing a national adaptation plan The NAP project will provide the planning foundation for achieving transformational adaptation through an iterative process that collects baseline climate, geophysical and social data, develops skills and qualifications of all stakeholders, facilitates sectoral adaptation planning, conducts strategic impact assessments, and involves the private sector to mobilize sustainable financing.
NAP Stocktaking Based on the Stocktaking for National Adaptation Planning in Antigua and Barbuda (see Appendix), there are still key gaps that this NAP project will address to support adaptation in Antigua and Barbuda.

These main gaps are: • • Data collection: High resolution topographical data in GIS format for the entire island; improved accuracy of downscaled climate projections; inter-agency sharing of GIS data.
While there is considerable baseline data, there are critical errors in existing data that expose the Government to liability issues if adaptation planning decisions are to be legislated.

The NAP will fill these data gaps (see Figure below).
Planning mandates: Sectoral plans that build on the actions identified in the Medium-Term Development Strategy (2015) and are prioritized based on financial and technical criteria; high-level (Cabinet) endorsement and buy-in; proof of concepts for innovative financing models • Monitoring and evaluation: adaptation indicators exist but need to be aligned with SDG and national development frameworks to manage personnel requirements for meeting M&E obligations Antigua and Barbuda’s national adaptation planning process will be conducted through a sector-driven and site-specific approach.
For example, Activity 1.2 will conduct detailed sector, cross sector and site-specific Climate Change Risk Assessments and generate Local areas plans and Community resilience plans.

This will build on data from Activity 1.1, and also baseline assessments in the country, which have identified areas vulnerable to climate change.

READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 16 OF 35 Figure 2.
Antigua and Barbuda has baseline data that has been collected on an ad hoc basis through previous projects.

Errors in EIMAS data include missing data, inaccuracies, spatial reference issues, and errors particularly in the topographical layer.

The NAP project will support data governance systems and fill critical data gaps Financing Adaptation This NAP Readiness support from the GCF will undertake the necessary policy, planning and baseline data collection activities.
The country will secure international and national financing to implement the NAP concrete adaptation activities through the national sustainable financing mechanism, the SIRF Fund.

The SIRF Fund is a funding mechanism built within the Department of the Environment.

The Department of Environment (DOE) is currently accredited to the Adaptation Fund, and seeking accreditation to the Green Climate Fund (GCF); the DOE is also the national GEF focal point.
NAP readiness activities under this project will facilitate private sector engagement through the coordinated planning process in the Figure below, which include multi-stakeholder committees.

The SIRF Fund has a private sector Thematic Window that is managed by a Board with private sector representation.
Antigua and Barbuda is piloting a Revolving Fund Programme for Adaptation with funding from the SCCF and Adaptation Fund in a vulnerable watershed on the northwest coast, and the NAP Readiness will evaluate the success of this pilot and identify opportunities for scaling up activities through innovative financing mechanisms, such as an adaptation revolving fund for tourism, among other initiatives.
The private sector will be presented in decision-making via the Private Sector Thematic Window Board under the SIRF Fund.

The NAP process will use a project management approach to involve Government agencies, the private sector and NGOs in conducting their own adaptation assessments to mainstream adaptation into the sector plans.

These assessments will be included within the NAPS, and will position the country for rapid implementation and mainstreaming of adaptation.
National and Sectoral Adaptation Planning Process The Environmental Protection and Management Act (EPMA, 2015) provides the legal framework for adaptation, and the means through which adaptation will be implemented in collaboration with key agencies and in accordance with the national development process.

Paris Agreement Regulations are being developed for the EPMA, 2015, to provide for climate risk management and sustainable financing for implementation.
READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 17 OF 35 Conclusion of NAP Situational Analysis Overall, Antigua and Barbuda is well positioned to implement national adaptation planning.

The mandate is sufficiently clear, and there are foundational governance arrangements in place to build on during the national adaptation planning process.
Risks to the NAP process include scope creep, and lack of capacity to implement the sectoral planning and mainstreaming adaptation into operations and budgeting cycles.

Even with a significant budget allocated for this NAP, the work of getting data and preparing sectors plans far exceeds this budget.

To mitigate the risk of scope creep, regular engagement at the PMC and/or Ministerial level will ensure alignment with national priorities and high impact adaptation projects.
Baseline data should also be collected which, along with downscaled climate models, will enable the trade-offs of different adaptation options to be analyzed.

Regarding capacity risks, the NAP project should be embedded in existing planning processes and coordinate with relevant stakeholders and concurrent initiatives.

This NAP Readiness project will benefit from the GCF’s Direct Access modality, where the Department of Environment has a legal mandate for coordinating implementation on climate change.
Based on this situational analysis, the NAP project has been designed to strategically deliver four outcomes for NAP development: 1.

Adaptation baselines are established through data collection, compilation, and comprehensive climate change risk mapping.

2.

Vulnerability Risk Assessment and Adaptation Plans are developed for up to 3 Government agencies, 3 communities/NGOs and 3 Private Sector entities using a learning by doing capacity building approach.

3.
3.

The National Adaptation Plan is developed and approved by Cabinet, and published in the Gazette.

4.

A sustainable financing strategy is developed to facilitate NAP implementation in the Government, community, and the Private Sector.
Consistency of Antigua and Barbuda’s NAP with the UNFCCC and the Paris Agreement The 1992 UNFCCC set a framework where all Parties to the Convention are required to cooperate in preparing for adaptation to the impacts of climate change, and to develop and elaborate appropriate and integrated plans.

The 2015 Paris Agreement aims to enhance implementation of the Convention.
The Agreement strengthens the global response to the threat of climate change by inter alia “making finance flows consistent with a pathway towards low- greenhouse gas emissions and climate-resilient development” (Article 2).

Aligning finance flows with adaptation to achieve climate resilient development in a small island state is challenging because an extreme event such as a hurricane can affect most of a small island’s territory and have a disproportionate impact on that state’s financial flows (IPCC).
Similarly, national adaptation planning can directly affect a large share of the population, and it will increase the short-term cost of doing business, which exposes adaptation planning to political risks.

Antigua and Barbuda’s approach to achieving the Paris Agreement and “climate-proofing” financing flows is to bring adaptation planning mandates into national law.
The project is structured to leverage private sector financing for implementation, and the country will need to access to grant and concessional financing for NAP implementation.

Further under the NDC, many of the mandates were conditional as per the principle of the Paris Agreement.

Where some aspect of the NAPs when completed will become law, the implementation of these actions will depend on access to concessional financing.
The approved NAP will be communicated to the UNFCCC as Antigua and Barbuda’s Adaptation Communication per the Paris Agreement Article 7.10.

READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 18 OF 35 SECTION 4: BUDGET, PROCUREMENT, IMPLEMENTATION AND DISBURSEMENT NB: Consultant fees are using local/regional professional rate using estimated working days to complete activity.
Experts may be contracted to provide multiple deliverables depending on skills available via procurement process OUTCOME ACTIVITIES (same as in section 2) TOTAL COST COST CATEGORIES (USD) (per activ- ity) Consult- ants Travel Work- shops Others BUDGET NOTE EXPENDITURE AND IMPLEMENTATION SCHEDULE 6m 12m 18m 24m 30m 36m Clo- sure Outcome 1.

Country capacity strengthened 1.1 Accurate and de- tailed data and scien- tific information is available to inform national adaptation planning Activity 1.1.1.
Collect and compile environmental, social, economic and climate baseline data to sup- port adaptation planning at local area planning (LAP) scales • Deliverable: Preliminary data compiled (deliv- ery: every 6 months and final at 18 months) 1.2 Country capacity is strengthened in ad- aptation planning methodologies 1.3 Information is ac- cessible via a country- wide climate change risk and vulnerability map Activity 1.2.1.
Develop a methodology and manual to conduct sector-specific assessments and pro- vide training on climate change adaptation plan- ning in the private and public sector • Deliverable: Guidelines, including instruc- tional videos, for conducting climate assess- ments and SIAs (delivery: May 2018) Activity 1.3.1.

Produce a GIS-based nation-wide baseline adaptation assessment.

This activity will generate the first summary chapter for the NAPS.
• Deliverable: NAP Chapter 1 (GIS baseline as- sessment) (delivery: November 2018) OUTCOME 1.4 Adaptation data is integrated into en- hanced national deci- sion-making data- bases ACTIVITIES (same as in section 2) TOTAL COST COST CATEGORIES (USD) (per activ- ity) Consult- ants Travel Work- shops Others BUDGET NOTE EXPENDITURE AND IMPLEMENTATION SCHEDULE 6m 12m 18m 24m 30m 36m Clo- sure READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 19 OF 35 Activity 1.4.1.
Integrate data into national and sec- toral data systems of the EIMAS, the DCA, Surveys and the Land Registry.
• Deliverable: Report on adaptation data in multi-agency information system accessible to the public (delivery: May 2019) Deliverable: Information and data for the transparency mechanism of the Paris Agree- ment is peer reviewed and information is pro- vided for the National Communication, Bien- nial Update reports (BUR), Adaptation Com- munication and general compliance reporting under the Convention (delivery: May 2019) • Outcome 1 – Subtotal $718,500 $653,500 $19,000 $11,000 $45,000 Outcome 2.
Stakeholders engaged in consultative adaptation planning processes 2.1 Stakeholders are engaged in consulta- tive adaptation plan- ning processes 2.2 Adaptation priori- ties are developed and continuously up- dated Activity 2.1.1.

Consultatively design and operationalize an Access to Justice programme for climate change adaptation • Deliverable: Approved procedures for the Access to Justice programme and public links to information (delivery: November 2019) Activity 2.2.1.
Develop the National Adaptation Plan, validate through consultations, and submit to Cabinet for approval and publication in the Gazette and online • Deliverable: Endorsed National Adaptation Plan for Antigua & Barbuda (delivery: Septem- ber 2020) ACTIVITIES (same as in section 2) TOTAL COST COST CATEGORIES (USD) (per activ- ity) Consult- ants Travel Work- shops Others BUDGET NOTE EXPENDITURE AND IMPLEMENTATION SCHEDULE 6m 12m 18m 24m 30m 36m Clo- sure READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 20 OF 35 Activity 2.3.1.
Sub-regional transfer of knowledge to Organization of Eastern Caribbean States (OECS), other SIDS, the UNFCCC, Regional Collaboration Centers, among others • Deliverable: Report on the transfer of national adaptation planning lessons learned in the OECS sub-region and globally (delivery: Au- gust 2020) OUTCOME 2.3 Knowledge and lessons learned are transferred regionally and internationally Outcome 2 – Subtotal $234,000 $175,100 $25,000 $25,000 $8,900 Outcome 3.
Direct access realized 3.1 Enabling legal en- vironment for multi- sector adaptation planning 3.2 Adaptation Plans for three sectors Activity 3.1.1.
Revise, approve and Gazette the draft Paris Agreement regulations (2017) for the EPMA (2015) • Deliverable: Enactment of EPMA Regulations providing enabling legal environment for na- tional adaptation planning (delivery: May 2018) Deliverable: Operational and technical proce- dures for the implementation of the regula- tions included in the SIRF Fund procedures (delivery: May 2019) • Activity 3.2.1.
Support up to 3 sector-specific Vul- nerability Risk Assessment and Adaptation Plans based on the climate regulations, policy, and exist- ing baselines • Deliverable: 3 sector Vulnerability Risk Assess- ment and Adaptation Plans, including market- ing material for popularizing the plans (deliv- ery: January 2019) OUTCOME 3.3 NGOs and private sector Adaptation Plans 3.4 NAP Strategic Im- pact Assessments ful- fil legal, financial and planning require- ments ACTIVITIES (same as in section 2) TOTAL COST COST CATEGORIES (USD) (per activ- ity) Consult- ants Travel Work- shops Others BUDGET NOTE EXPENDITURE AND IMPLEMENTATION SCHEDULE 6m 12m 18m 24m 30m 36m Clo- sure READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 21 OF 35 Activity 3.3.1.
Support up to 6 NGO and private sector entities to develop detailed Vulnerability Risk Assessment and Adaptation Plans based on the climate regulations, policy and existing base- lines • Deliverable: Up to 6 Vulnerability Risk Assess- ment and Adaptation Plans (NGO and private sector) (delivery: November 2019) Activity 3.4.1.
Produce 18-22 Strategic Impact As- sessments that will include localised resilience ac- tion plans and investment strategies that form the basis for project ideas and concepts, as a basis for mainstreaming adaptation planning and attracting domestic and international, public and private funding.
• Deliverable: 18-22 Strategic Impact Assess- ments meet national legal requirements for the NAP and produce localised resilience ac- tion plans and investment strategies across assets, sectors, gender, and social impacts (delivery: January 2020) Outcome 3 – Subtotal $1,471,000 $1,420,000 $51,000 Outcome 4.

Private sector mobilization 4.1 Private sector re- sources are mobilized to support NAP imple- mentation Activity 4.1.1.
Develop a NAP sustainable financing strategy and Concept Note (CN) for private sector adaptation projects/programmes • Deliverable: NAP chapter on sustainable financing for adaptation (delivery: November 2019) OUTCOME 4.2 Enhanced human capital to implement adaptation through certification and qual- ifications ACTIVITIES (same as in section 2) TOTAL COST COST CATEGORIES (USD) (per activ- ity) Consult- ants Travel Work- shops Others BUDGET NOTE EXPENDITURE AND IMPLEMENTATION SCHEDULE 6m 12m 18m 24m 30m 36m Clo- sure READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 22 OF 35 • Deliverable: Private sector concept note, in- cluding SIAs, to implement adaptation priori- ties (delivery: February 2020) Activity 4.2.1.
Design and implement a workforce training strategy for NAP implementation in all sec- tors • Deliverable: Over 50 public and private sector professionals (50% female) are trained from short term to medium (certificates) and long term (Master’s level) (delivery: May 2020) Subtotal - Outcome 4 CONTINGENCY (UP TO 5%) PROJECT MANAGEMENT (UP TO 5%) Delivery Partner Fee (UP TO 10%) TOTAL $198,000 $115,000 $5,000 $78,000 130,000 78,500 170,000 $3,000,000 Disbursement Schedule 500K 500K 500K 500K 500K 490K 10K READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 23 OF 35 Procurement plan For goods or services to be procured/hired, list the items to be procured/hired (including consultants), the estimated cost of each item, and the procedure to be used (i.e.
direct procurement, open tender, shopping, other and related thresholds).

Please include the procurement plan for at least the first tranche of disbursement requested below.

The Department of Environment will competitively procure services consistent with its procurement policies: • • • Consultants and Services will be procured in accordance with the procurement plan to be developed in the Inception Report and the Terms of References (ToRs) that will be developed with the tasks outlined in table above.
ToRs are circulated to the Technical Advisory Committee (TAC) for input, and then approved by the Project Manage- ment Committee (PMC).

For items such as venues, catering and travel for stakeholder workshops to be organized, a shopping method will be used to procure such services consistent with the NDA’s procurement policies.
Method Direct Sole Source Purchase Invitation to Bid (ITB) (Goods/Works) Request for Proposals (RFP) (Consulting Services) Request for Quotations (RFQ) Shopping Local Purchase Order (LPO) Procurement Thresholds Threshold Used only for purchases of a cost threshold where competition must be obtained but for urgency, standardization, etc., one source is identified.

It is important to note that on a small island there are limited choices.
If this method is used the market prices are evaluated based on regional and/or international prices.

Over US$20K Over US$20K US$10K – US$20K USD$1,000 – US$10K </= USD$1000 Disbursement schedule Specify the proposed schedule for requesting disbursements from the GCF, including amounts and periodicity.

For amounts requested, keep to multiples of USD 5,000, and for periodicity, specify whether it’s quarterly, bi-annually or annually only.
1st Tranche: USD 500,000 (Five hundred thousand US Dollars) only will be disbursed upon or after effectiveness of the Grant Agreement and also upon fulfilment of the disbursement conditions specified in the Grant Agreement and Standard Conditions.
2nd Tranche: USD 600,000 (Six hundred thousand US Dollars) only, will be transferred (provided that at least 70% of the 1st Tranche has been incurred8) upon submission of an interim progress report and Certified Financial Report and also upon fulfilment of the disbursement conditions specified in the Grant Agreement and Standard Conditions.
3rd Tranche: USD 600,000 (Six hundred thousand US Dollars) only, will be transferred (provided that 100% of the 1st Trance and at least 70% of the 2nd Tranche has been incurred) upon submission of an Annual Progress report and Audit financial Report and also upon fulfilment of the disbursement conditions specified in the Grant Agreement and Standard Conditions.
4th Tranche: USD 600,000 (Six hundred thousand US Dollars) only, will be transferred (provided that 100% of the 2nd trance and at least 70% of the 3rd Tranche has been incurred) upon submission of an interim Progress report and 8 Per GCF guidance, “incurred” is when goods or service has been received and the entity is liable to pay for it.

This also includes actual liabilities or contract obligations entered into for which payment has not been made as at the end of the reporting period.
So, as long as the 70% of the previous tranche is accrued expense it should be eligible for the next disbursement given other conditions are met.

READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 24 OF 35 Certified Financial Report and also upon fulfilment of the disbursement conditions specified in the Grant Agreement and Standard Conditions.
5th Tranche: USD 500,000 (Five hundred thousand US Dollars) only, will be transferred (provided that 100% of the 3rd Trance and at least 70% of the 4th Tranche has been incurred) upon submission of an Annual Progress report and Audit financial Report and also upon fulfilment of the disbursement conditions specified in the Grant Agreement and Standard Conditions.
6th Tranche: USD 190,000 (One hundred ninety thousand US Dollars) only, will be transferred (provided that 100% of the 4th trance and at least 70% of the 5th Tranche has been incurred) upon submission of an interim Progress report and Certified Financial Report and also upon fulfilment of the disbursement conditions specified in the Grant Agreement and Standard Conditions.
Final Tranche: USD 10,000 (Ten thousand US Dollars) only, will be transferred upon submission of a project completion report and final Audit Report.

Submission of a completion and audit report will be furnished no later than three (3) months after the completion of the Readiness Support and also upon fulfilment of the disbursement conditions specified in the Grant Agreement and Standard Conditions.
Additional information This box provides an opportunity to include further explanations related to the budget, procurement plan and disbursement schedule, including any details on the assumptions to justify costs presented in the budget.

Output 1.1 The Procurement Plan for Output 1.1 – Baseline data collection specialists is for a direct sole source with the UK’s Center for Environment, Fisheries and Aquaculture Science (Cefas).
The selection process of sub-contracting Cefas in the result of discussions and due diligence conducted between November 2016 to June 2017.

This process included scoping of technical capacity needs, data needs, and a feasibility-cost analysis.
The scope of work was defined based on consultations with key agencies, presentation and feedback from the Technical Advisory Committee (TAC) and the Ocean Governance Committee, and reference checks with past recipients of technical support provided by Cefas to Governments in the sub-region.

Cefas conducted a site visit to Antigua and Barbuda in April 2017 to meet with data technicians in the relevant agencies.
The direct sole source procurement for engaging Cefas under this project has been pre-approved by the Project Management Committee (PMC) based on the following considerations and terms: • Working with Cefas to deliver the data outputs will result in cost savings or in-kind contributions on this project • • • exceeding US$200,000 Cefas provides quality assurance for expensive data collection; their trusted network of suppliers can provide bulk- purchase discounts to Cefas; the topography and bathymetry data can be provided at almost 20% discount compared to normal market rates Cefas via a Memorandum of Understanding with the Government of Antigua and Barbuda will provide the same preferential rates to the Government of Antigua and Barbuda as for the UK Government; work will be delivered at full economic cost, without any fees normally charged to commercial contracts or overseas Governments Cefas will implement the work to maximize transfer of knowledge and capacity building to the data staff in Antigua and Barbuda; for example, Cefas will provide Drone capability development and training (the DOE owns two Drones) to facilitate topographic mapping capability and NDVI surveys and analysis using existing technology, resulting in further cost savings to the NAP project) It is important to note that, since Hurricane Irma struck Antigua and Barbuda in September 2017, Cefas has been engaging suppliers to provide in-kind post-hurricane impact data for the Government to assist with recovery efforts.
Outcome 3 Additional information has been provided for Outcome 3, which has a budget of just over 1.2 million.

Outcome 3 will deliver sectoral adaptation priorities and will enable the NAP to meet Antigua and Barbuda’s requirements for becoming national law.
READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 25 OF 35 Indicative costing for Outcome 3.2 Adaptation Plans for three sectors (public sector) Using the methodology developed under Activity 1.2.1, this activity will support the development of three sector plans.

The SIRF Fund will invite public sector agencies to lead the development of their respective sector plan.
For example, the Ministry of Finance would take the lead for vulnerability analysis and adaptation plan for the financial sector, and the Development Control Authority would take the lead for the infrastructure/physical planning sector.

A total of USD 94,000 has been budgeted for each of the three public sector plans.

The cost of developing a sector plan is at least USD 200,000 per sector plan.
This activity will rely on in-kind support from the agencies leading each of the sector plans, and cash co-financing from the Government of Antigua and Barbuda.

E.g.
E.g.

Infrastructure/physical planning sector plan – methodology and costing Infrastructure adaptation planning focuses on several key components that directly impact the delivery of sustainable, resilient and bankable infrastructure systems: Climate Resilient National Vision, Governance, Capital Asset Management, National Infrastructure Plan (NIP), National Infrastructure Procurement Plan (NIPP), Private/Impact Investment, and Project Delivery and Operation.
National Infrastructure Systems Modelling being piloted by UNOPS also provides capability for governments to visualize and assess alternative strategies for the future of their national infrastructure systems in a changing climate.

Figure 3.

Infrastructure planning.

Source: UNOPS Evidence-based Infrastructure Table 1.
Estimated cost of developing an infrastructure adaptation plan Infrastructure sector plan ~Costs (USD) Consultant & staff costs Int’l travel and subsistence costs Specialist subcontract costs (civil engineer, quantity surveyor) $60,000 $22,000 $15,000 TOTAL Infrastructure sector plan ~Costs (USD) In country capacity building Risk assessment and vulnerability assessment Monitoring & evaluation framework Reporting $207,000 (NAP Contribution: USD 94,000) $29,000 $44,000 $20,000 $17,000 READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 26 OF 35 In the indicative costing presented in the table above will deliver key inputs at Step 4 and Step 5 (organize and light blue diagrams in Figure 3 above) to understand climate risks and plan infrastructure adaptation accordingly.
A comprehensive infrastructure adaptation plan, including designing the systems presented in the figure above, would cost up to USD 1 million for this sector alone in Antigua and Barbuda.

E.g.
E.g.

Fisheries sector plan – methodology and costing A detailed and sector-specific risk assessments and adaptation plans for the fisheries sector would provide Antigua and Barbuda fishing communities and managers with an assessment of vulnerability and adaptive capacity in the seafood sector, relating to long-term climate change and short-term weather disruption.
Specifically, it would identify practical intervention options that will enhance resilience and clarify where investment measures might be most beneficial.

The aim is to collate information from the scientific community, transfer and translate state-of the art model projections and knowledge to potential users in the region and to spread ‘best practice’ with regard to developing adaptation actions.

This is outlined below, and accompanied by an indicative budget.

Figure 4.
Figure 4.

Extract from a report: Climate change adaptation: Understanding and responding to climate change in the fisheries sector READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 27 OF 35 Table 2.

Estimated cost of developing a Fisheries Sector Adaptation Plan based on plans previously developed in Eastern Caribbean SIDS.
Cost estimates provided by Cefas (UK Government Department) Fisheries sector plan ~Costs (USD) Consultant & staff costs Int’l travel and subsistence costs Specialist subcontract costs Consumables costs $89,000 $22,000 $15,000 $2,000 Fisheries sector plan ~Costs (USD) In country meetings and consultation Risk assessment and vulnerability assessment Reporting $49,000 $64,000 $17,000 TOTAL $258,000 (NAP Contribution: USD 94,000) The estimated cost of a fisheries sector adaptation plan is $258,000 for Antigua and Barbuda.
If this sector were to be selected for planning, the Government of Antigua and Barbuda along with Cefas (UK Government Department) would provide in-kind support and co-finance to keep the budget within USD 94,000.

Additional information on Outcome 3.3.

NGOs and private sector Adaptation Plans NGOs and private sector Adaptation Plans are for common good resources and are designed to raise awareness across sectors on climate risk and adaptation solutions.
Up to USD 30,000 is budgeted for each of the six (6) NGO and the private sector adaptation plans.
Indicative applications from the private sector: • • • An insurance company consortium internalizing climate risks and developing an adaptation plan for coping with projected climate extremes, losses and damages The A&B Hotel and Tourism Association developing adaptation guidelines for their association members in Antigua and Barbuda The coalition of architects developing adaptation guidelines or training material to improve climate resilient infrastructure Indicative applications from NGOs/community groups: • A local area plan for a specific watershed or community Indicative costing for Outcome 3.4 NAP strategic impact assessments fulfil legal requirements Section 38 of the Environmental Protection and Management Act (2015) requires that any proposed policy, plan, programme or alteration to an existing plan that could have potentially significant impacts on the environment or social wellbeing, must carry out a strategic environmental impact assessment.
National adaptation planning is expected to have significant environmental and social implications, for example enforcing a setback from waterways will affect 1,854 privately owned land parcels9 (see Figure below); some of which are subdivided such that the land could no longer be built on following waterway setbacks.

Establishing coastal setbacks in Antigua and Barbuda will have a similar magnitude of repercussions, where most of the tourism- based economic activity takes place at the coastline.
This component of the NAP will fund up to twenty (20) strategic impact assessments in specific sectors and sites: Sites may include prioritizing areas where infrastructure is located, or areas that have been earmarked for future development per the National Physical Development Plan, and on the current decisions pathway adaptation may not be taken into consideration these could include: Jolly Harbour, Darkwood Beach, Pigotts, West Palm Beach, Nelson’s Dockyard, Crabbs Peninsula, Yepton Beach, Woods Mall, St. John’s Port, VC Bird Airport, Galley Bay, Deep Bay, Nonsuch Bay, Yida, Long Island, Rat Island and Codrington (these are several of the locations highlighted in the case studies below).
The strategic impact assessments will enable the Government and private sector interests to estimate the trade-offs of short- term investments versus long-term savings, and the cost implications of: the infrastructure remaining in its current location (e.g.

grandfathered into the NAP/do nothing), relocation, changing land use designation to prevent future development, or other options as may be identified.
The strategic impact assessments will be tailored to each site but in general will include hydrological and hydraulic analysis of projected climate impacts, civil engineering assessments and designs, and cost estimation/quantity surveyor.

Table 3.

Estimated cost of conducting one strategic impact assessment, based on past bids received by the Government of Antigua and Barbuda for similar activities.

Additional costs will be met through in-kind support and co-financing.
Strategic impact assessment activities Hydrologic and hydraulic analysis including cumulative impact and associated facilities ~Costs (USD) READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 28 OF 35 Climate scenario modelling and trade-off analysis Financial/cost-benefit analysis /quantity surveyor Site-specific specialized sub-contract expertise; reporting TOTAL $45,000 Case study: Adaptation along waterways – legal implications for the expected findings/recommendations of National Adaptation Planning for property owners Enforcing a setback from waterways and ponds could affect 1,854 privately owned land parcels10 - a significant portion of all landowners in Antigua and Barbuda.
Strategic impact assessments are a critical part of the NAP to assess implications for land owners, to analyse short-term costs over long-term climate resilience gains, and to secure buy-in for a policy that will have significant social and economic implications for the small island.

This final document will be used to promote compliance with the laws, access financing from the SIRF Fund and the DOE (the source of funds include Government, GCF and other donors).

Figure 5.
Figure 5.

Enforcing a setback from waterways and ponds would affect approx.
1,850 privately owned land parcels on the island of Antigua Case study: Adaptation along coastlines – legal implications for the expected findings/recommendations of National Adaptation Planning for property owners 9 Data source: DOE Environmental Information Management and Advisory System, 2017 10 Data source: DOE Environmental Information Management and Advisory System, 2017 READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 29 OF 35 Figure 6.
SLR and storm surge risk scenarios for Antigua.

Source: Model OECS Coastal Setback Guidelines (2016) READINESS AND PREPARATORY SUPPORT PROPOSAL BY ANTIGUA AND BARBUDA PAGE 30 OF 35 Figure 7.

SLR and storm surge risk scenarios for Barbuda.


Source: Model OECS Coastal Setback Guidelines (2016) Budget assumptions on implementation arrangements Antigua and Barbuda’s NAP activities and budget are designed to produce long-term, tangible outcomes – such as data collection and compilation, a legal mandate for sectoral/business Climate Vulnerability Assessments and Adaptation Plans, sustainable financing strategy for NAP implementation, proof of concepts, training and certification, etc.
To support this, the consultancies for services awarded under this project must be affordable, utilizing local and regional expertise, which also contributes to the project’s capacity building objectives.

It should be noted that professional fees in the Caribbean for qualified individuals and firms are high compared to other developing countries.

The Department of Environment’s Project Management Unit (PMU) is designed to provide project management services for the implementation of NAP Readiness.
The PMU is the project implementation arm of the Department consisting of technical and administrative personnel, with Master’s degrees in climate adaptation, marine biology, civil engineering, project management, among others.

The PMU assists the DOE in meeting its obligation on projects implemented by the Department by allowing for flexibility of staffing across projects, secondments from the public sector, and allowing for cross fertilization of expertise and ideas.
This approach is critical for a small island with limited human and resources, and where the Government is an employer of the best qualified experts in the country.

The PMU is staffed by consultants and supported by ad-hoc staff from various departments of Government, and the private sector.

The PMU is a strategic part of the DOE and used when there is a need to procure the following services: • • • • • Part-time and full-time Consultants; Full time Project Coordinators.
A Project Coordinator may be hired to work on one project funded by several sources; Part-time project or technical experts seconded from within the Government service and paid a stipend to work on deliverables; Technical coordinators, full time and/or part-time; and Technical coordinators seconded to the project (with a stipend11) as in-kind co-financing.
The PMU’s structure and human resources is managed by the Direct of the DOE and oversight by the Project Management Committee (PMC) and its Audit Committee.

The PMU is designed to achieve efficiency and coordination in the management and implementation of many projects from a variety of donors, as well as the Government’s projects.

The PMU also ensures that there is effective coordination and efficiency when there are project activities that are similar or interdependent on one another for execution.
Antigua and Barbuda is a SIDS and access to adequate technical capacity and expertise is one of the greatest areas of risk to successful project implementation.

The PMU is one mitigation measure to minimize this and other risks and to achieve efficiency and build capacity via a learning by doing approach.

The PMU will manage the day-to-day tasks of the NAP project.

The NAP Coordinator will be recruited into the PMU, as with other part-time and short-term consultants.
This approach will support cost-effective coordination and allocation of human resources, and enable the NAP project to be results-oriented.

11 The Stipend is usually small and is designed to be in line with the National Labour Code; 2016 READINESS AND PREPARATORY SUPPORT PROPOSAL TEMPLATE PAGE 31 OF 35 | ver.
16 August SECTION 5: IMPLEMENTATION ARRANGEMENTS AND OTHER INFORMATION Please attach an “implementation map” or describe how funds will be managed by the NDA/FP or delivery partner If the entity implementing the readiness support is not an accredited entity of the GCF, please complete the Financial Management Capacity Assessment (FMCA) questionnaire and submit it with this proposal.

Antigua and Barbuda’s NDA/FP, the Department of Environment (DOE), will be implementing the proposed activities.
The DOE is also the Antigua and Barbuda’s nominated National Implementing Entity (NIE), and has submitted its application for accreditation to the GCF in September 2016.

The DOE was also accredited to the Adaptation Fund in 2015 as a NIE and is seeking accreditation from the GCF through the fast-track modality.

The DOE’s FMCA form has been completed and approved by the GCF; the DOE is nearing the closure procedures of its first Readiness grant and is already implementing is second readiness grant.
The DOE will utilize the integrated environmental governance and coordination framework illustrated below for this project.

Figure 8.

Indicative National Adaptation planning process; Terms of Reference for the Committees is included as an Appendix.

The indicative process for developing the National Adaptation Plan illustrated above builds on existing institutional arrangements, to reduce duplication and promote alignment with ongoing initiatives.
The National Coordinating Mechanism (NCM) is a high-level Ministerial forum for driving political support, and the NAP project will be implemented through sustainable structures that are in place and meeting on a regular basis.

Stakeholder consultations will benefit from Community Forums, in partnership with the Directorate of Gender Affairs and the Community Development Division, which are being established under the ongoing SCCF project in adaptation.
31 ProjectManagementUnit(PMU)IndicativeprocessflowforAntiguaandBarbuda’sNationalAdaptationPlanningProcessCabinet/ParliamentNationalCoordinatingMechanismProjectManagementCommittee(PMC)TechnicalAdvisoryCommittee(TAC)Departments&Ministries(Sectors)ThePublic,CivilSociety,Academia,PrivateSectorandDonorsSupportedbyFunding,DataandResearch,ClimateModels,Education,CapacityBuilding,Communications,StakeholderInputNDCmandatetodevelopaNAPClimateChangePolicy&ActionPlanDefinefinancialstrategyforNAPplanningprocessDefineSectorPlanscope&monitorplanningprogressConductactivitiestoproduceSectorPlansStakeholderconsultationsandinputSynthesizeSectorPlansintoaNAP(prioritized)Facilitatenationalstakeholderfeedback&finalizeforendorsementEndorsementofNAPSource:DepartmentofEnvironment,Antigua&Barbuda.AdaptedfromUNFCCC,2012.TheNationalAdaptationPlanProcess.Abriefoverview.
LDCExpertGroup.EndorsementofSectorPlansAppraiseNAPimplementationplanandbudgetMainstreamadaptationinsectorplanning READINESS AND PREPARATORY SUPPORT PROPOSAL TEMPLATE PAGE 32 OF 35 | ver.
16 August 2016 The DOE’s project management structure consists of the Project Management Unit (PMU), the Technical Advisory Committee (TAC), the Project Management Committee (PMC) and the Data Management Unit (DMU) (Figure below).

Figure 9.
Figure 9.

The Department of Environment’s implementation arrangements for project management in Antigua and Barbuda The executing entity with responsibility for day-to-day management of the project will be the Project Management Unit (PMU), with Monitoring & Evaluation services provided by the Data Management Unit (DMU).

The PMU is staffed by consultants and government staff from various departments, according to expertise required for the portfolio of projects under management.
The PMU is designed to achieve efficiency and coordination in the management of projects from a variety of donors, as well as the government’s projects.

The PMU ensures that there is effective coordination and efficiency when there are project activities that inter-dependent for execution.

Antigua and Barbuda is a small island developing state (SIDS) and technical capacity, staff turnover and lost institutional memory is one of the core risks to the successful implementation of projects.
The PMU is a mitigation measure to overcome and minimize this risk.

The PMU meets monthly and outcomes of projects are reported to the Technical Advisory Committee (TAC) and the Project Management Committee (PMC).

The Audit Committee is a sub-committee of the PMC.

Terms of References are included in Appendices 3.


The Delivery Partner services to the project therefore include: the PMC which provides financial and administrative oversight; the TAC which provides technical input, accountability and transparency; the DMU which tracks project results through M&E; and the DOE also has an Environmental Impact Assessment (EIA) unit, with ESS and Gender expertise.
This expertise is available to the NAP project, for example for Activity 3.4.1., as part of the Delivery Partner arrangements.

The sustainability of the project is ensured through the use of existing project management and implementation arrangements.

The Data Management Unit of the DOE is an established unit that is legislated under the Environment Act with a responsibility to provide environmental, social and climate change data into the national development approval and planning process.
The analysis of budget implications for adaptation to be conducted in the NAP will provide indicative budgeting requirements for the cost of adaptation planning and implementation, and the budget recommendations will be presented in the sustainable financing for adaptation strategy.
The national Sustainable Island Resource Framework Fund (SIRF Fund) is a key aspect of sustainable financing, as it will enable the Government to contribute dedicated funds for adaptation from both domestic and international sources.

Other relevant information 32 READINESS AND PREPARATORY SUPPORT PROPOSAL TEMPLATE PAGE 33 OF 35 | ver.
16 August 2016 This box provides an opportunity to include any important information you wish to bring to the attention of the GCF Secretariat, but did not have an opportunity to provide in the sections above.
Project Risks Risks to the project and response/mitigation measures are addressed below: • Scope creep: while the adaptation policy framework of 2002 identified over 10 sectors, the project will need to prioritize key sectors to benefit from targeted adaptation planning, to ensure that the most relevant and impactful sectors are made resilient to climate change.
The Ministry of Finance is a key agency to ensure that the NAP is aligned with national priorities, and the Ministry is represented on the NCM, the PMC and will be consulted more often as needed.

The DOE will also seek to present updates on NAP activates during implementation.

The EIAs will also provide a technical basis for prioritizing adaptation measures.
High level political buy in: by maintaining a targeted scope to the project that is aligned with national planning priorities, the NAP will maintain high level buy in.

The Prime Minister of Antigua and Barbuda met with the GCF Executive Director at COP22 and discussed the NAP, and has encouraged the DOE to submit this application.
Therefore, the project has good high level buy in at the outset, and the project will seek to maintain this throughout implementation Change in Government: Change in elected Government is a risk to any public sector plan or policy, and this risk is prominent here because adaptation will increase the short-term cost of doing business.
Mitigation measures for this risk are the NAP project approach of bringing the NAP into national law, so that it will require bipartisan support, and the design and operationalization of an Access to Justice programme to ensure that all stakeholders will have appropriate recourse to address climate risks irrespective of political affiliations or enforcement will.

ESS and gender impacts: Based on our experience, climate-resilient planning and implementation can have negative ESS and gender impacts.
For example, acquiring land to build check dams for flooding and increasing mandatory setbacks from waterways and coastlines can result in voluntary and/or involuntary resettlement, and this exposes the Government to the risk of lawsuits.

The NAP project must therefore establish the legal enabling environment to protect the Government from this risk, but also to enable marginalized and vulnerable populations Access to Justice to ensure that all citizens’ rights can be protected.
Delayed disbursements from the GCF: delayed disbursements can result in costly implementation delays, and can cause a domino effect where project consultants and technical staff rearrange their priorities, the project loses key technicians, and the project overruns costs without achieving key outputs.
The DOE will seek to address this risk by requesting high up-front disbursements, submitting timely reports, maintaining good communication with the GCF Secretariat, and by transitioning to a results-based accounting and billing system.

Sustainability of financing for adaptation: the outcome of the NAP must be cost-effective and underpinned by financial and social analyses, in order to facilitate implementation and mainstreaming of adaptation in planning and development processes.
Sustainable financing sources will be explored during project implementation and could include: domestic public resources (a water levy, pollution permits, etc.

), international public sources (multilateral funds and bilateral support), and financing from the private sector.
Outcome 4 is dedicated to developing a sustainable financing approach for the NAP • • • • • Gender dimensions Both women and men are affected by and vulnerable to climate change, but women and vulnerable and marginalized communities often bear more of the burden.

Poor female headed households, particularly those with children, tend to experience greater negative impacts than male headed households even with climate change adaptation practices, therefore, they would be worse off without adaptation12.
The project will be implemented in accordance with the Department of Environment’s Gender Policy, Environmental and Social Policy, and Consultation Strategy, to ensure that both men and women’s concerns, aspirations, opportunities and capacities are taken into account in all climate change adaptation activities, including assessments, planning, implementation, monitoring and evaluation and technology development.
The NAP Strategic Impact Assessments include analysis of gender considerations and are the mechanism for ensuring that prioritized adaptation measures respond adequately and equitably to the needs of populations across gender and socioeconomic contexts.

The workforce development strategy and training will aim for a gender balance with 50% women and marginalized populations benefitting from the professional development opportunities.
National adaptation planning in this context will have a positive impact on the community particularly women who are at a greater risk of climate variability and climate change impacts.

Long-term impact: Readiness support for durable adaptation planning 12 Huggins, T. 2014.

Country Gender Assessment for Antigua and Barbuda.

Prepared for the Caribbean Development Bank (CBDB).

http://www.caribank.org/uploads/2014/12/CGA-AB-Vol-I-_JUNE-2014_FINAL.pdf Accessed April 9th, 2017.
33 READINESS AND PREPARATORY SUPPORT PROPOSAL TEMPLATE PAGE 34 OF 35 | ver.

16 August 2016 This Readiness funding proposal is designed to provide for durable national adaptation planning that will prepare the Government, private and NGO sectors to implement adaptation on a transformative scale.

Firstly, the project will collect critical data for the EIMAS, which all sectors and stakeholders have access to – open data is key to long-term solutions.
Secondly, the DOE will promote stakeholder outreach and engagement through Antigua and Barbuda’s national fund – the SIRF Fund – through a Call for Proposals, Call for Applications and other mechanisms.
The DOE will use these existing networks to leverage public support for developing an ambitious NAP, demonstrating how all stakeholders will be able to access financing via the SIRF Fund to support their adaptation initiates that are identified as part of the planning processes (please refer to the SIRF Fund Business Concept).
The SIRF Fund was listed in Antigua and Barbuda’s NDC as a key mechanism for achieving NDC goals, and the NAP project will build lasting institutional capacity for the SIRF Fund to financing the priorities identified through the NAP.
Appendices The following Appendices are included, with a short description of their relevance to this NAP application: 1 2 3 Document Title Letter of endorsement from the NDA in Antigua and Barbuda Terms of Reference for Project Implementation Relevance to NAP application TORs for project consultants and oversight and management committees Stocktaking for National Adaptation Planning: Antigua and Barbuda An assessment conducted by the DOE Project Management Unit (PMU) to appraise the current situation for national adaptation planning in the country, using the GIZ’s SNAP tool 4 Draft Paris Agreement Regulations Monitoring & Evaluation Framework for the Water Sector (UNEP DTU, 2016) The Paris Agreement regulations will mainstream adaptation planning in Antigua and Barbuda, and the NAP project is closely aligned with the draft provisions Each Sector and the NAP will have a M&E framework that includes adaptation to climate change indicators.
The M&E framework for the water sector has been developed with support from UNEP DTU and will serve as a model for the other sector plans Workforce Development Strategy to Address Priority Sectors in Antigua and Barbuda’s Nationally Determined Contribution (CTCN, 2016) The workforce development strategy developed by CTCN is for mitigation-relevant training needs.
The NAP project will contract CTCN to develop a similar workforce development strategy for adaptation Scope of Work with the Centre for Environment, Fisheries, and Aquaculture Science (Cefas) SIRF Fund Documents: ▪ ▪ SIRF Fund Business Concept Terms of Reference for the Technical Evaluation Committee (TEC) Scope of Work to deliver the data required for the NAP The SIRF Fund is key to mainstreaming adaptation planning in Antigua and Barbuda in order for this Readiness project to achieve lasting impact.
The NAP project will use the processes and procedures of Antigua and Barbuda’s national fund in order to promote stakeholder outreach and engagement, and to build capacity in a funding mechanism that can then be used to support the implementation of the NAP.

34 5 6 7 8 Annex 1.

Flow Chart: Linkages Across Antigua and Barbuda’s Readiness, NAP & Delivery on Country Programme Priorities Prepared by the Department of Environment, Antigua and Barbuda PAGE 35 OF 35 | ver.
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