Source document: https://docs-lawep.s3.us-east-2.amazonaws.com/1698847483651.pdf (New Zealand)
Reprint as at 26 March 2015 Trade in Endangered Species Act 1989 Public Act Date of assent Commencement 1989 No 18 28 April 1989 see section 1(2) Contents Title Short Title and commencement Object of Act Interpretation Act to bind the Crown No derogation from other enactments Administration Administration of Act Scientific authorities Minister’s general powers Part 1 Trade in endangered, threatened, and exploited species Trade in endangered, threatened, or exploited species Application for permit or certificate Page 4 4 4 4 7 7 7 7 8 9 9 Note Changes authorised by subpart 2 of Part 2 of the Legislation Act 2012 have been made in this official reprint.
Note 4 at the end of this reprint provides a list of the amendments incorporated.

This Act is administered by the Department of Conservation.
1 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 Grant of permits and certificates Appeals to District Court on question of law Authority to trade in endangered species Permit to export endangered species Permit to import endangered species Certificate to re-export endangered species Certificate to introduce from the sea endangered species Authority to trade in threatened species Permit to export threatened species Permit to import threatened species Certificate to re-export threatened species Certificate to introduce from the sea threatened species Authority to trade in exploited species Permit to export exploited species Permit to import exploited species Certificate to re-export exploited species Certificate to introduce from the sea exploited species Permits and certificates Effect of permits and certificates Permit or certificate to be produced Control of arrivals from overseas Disposal and release of specimens seized from arrivals from overseas Part 2 Exemptions Certificate of acquisition Endangered species as personal or household effects Certificate for specimens bred in captivity or artificially propagated Scientific transfer Travelling circus or exhibition Certificate of capture in accordance with other treaties Part 3 Endangered Species Officers Endangered Species Officers Authority to act as officer Power of arrest Rights of entry Powers of search 26 27 28 29 30 31 32 33 34 35 36 36A 37 38 2 10 10 11 12 12 13 13 14 14 14 15 16 16 16 16
Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 38A 39 39A 39B 39C 39D 39E 39F 40 41 42 43 43A 44 45 46 47 48 49 50 51 52 53 54 55 Application of Customs and Excise Act 1996 Seizure of endangered species traded in contravention of Act Power to seize vehicles and containers Director-General to retain seized vehicles and containers Proceedings to be prosecuted promptly and diligently Forfeiture of seized vehicles and containers Power of court to
 order return of seized vehicle or container Effect of order for release of seized vehicle or container Custody of seized specimens Release of seized specimens Disposal of seized specimens Duty of officers and employees of postal operators Part 4 Miscellaneous provisions Taking and analysis of samples of specimens Trading in endangered, threatened, or exploited species without permit or certificate Possession of specimens of endangered, threatened, or exploited species Failure to comply with conditions of permit or certificate Making false statements Obstructing or hindering officer General offence Onus of proof in respect of certain offences Forfeiture of property on conviction Protection of officers and others Schedules Regulations Consequential amendment Schedule 1 Species endangered by trade Schedule 2 Species threatened by trade Schedule 3 Species exploited by trade 27 28 29 29 30 30 31 32 32 33 34 34 35 35 36 38 38 38 39 39 39 40 40 41 41 42 93 146 3 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 An Act to further the protection and conservation of endangered species of wild fauna and flora by regulating the export and import of such species and any product derived from those species Short Title and commencement This Act may be cited as the Trade in Endangered Species Act 1989.
This Act shall come into force on 1 June 1989.

Object of Act The object of this Act is to enable New Zealand to fulfil its obligations under the Convention on International Trade in Endangered Species of Wild Fauna and Flora and to promote the management, conservation, and protection of endangered, threatened, and exploited species to further enhance the sur- vival of those species.
Interpretation In this Act, unless the context otherwise requires,— aerodrome means any defined area of land or water intended or designed to be used either wholly or partly for the landing, departure, movement, and servicing of aircraft, and includes any buildings, installations, and equipment on or adjacent to any such area used in connection with the aerodrome or its administration aircraft means any machine that can derive support in the at- mosphere from the reaction of the air animal means any member of the animal kingdom, including without limitation any mammal, fish, bird, amphibian, reptile, mollusc, arthropod, or other invertebrate, but does not include human beings Convention means the Convention on International Trade in Endangered Species of Wild Fauna and Flora signed at Wash- ington, DC, on 3 March 1973 cruel treatment, in relation to any animal, means the infliction upon the animal of pain or suffering that in its kind or degree, 1 (1) (2) 2 3 (1) 4 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 s 3 or in its object, or in the circumstances in which it is inflicted, is unreasonable or unnecessary Department means the Department of Conservation Director-General means the Director-General of Conserva- tion dwellinghouse means any building or part of a building that is suitable for residential accommodation of any kind; and in- cludes every garage, shed, and other building used in connec- tion therewith, but does not include the land appurtenant to a dwellinghouse endangered species means any species endangered by trade, being the species specified in Schedule 1 exploited species means any species exploited by trade, being the species specified in Schedule 3 export means the shipment of any specimen in any vehicle to a country outside New Zealand; but does not include the re-export of any specimen or the shipment in transit of any specimen outside New Zealand import means the shipment of any specimen in any vehicle into the territorial limits of New Zealand; but does not include
 the introduction from the sea of any specimen or the shipment in transit of any specimen into the territorial limits of New Zealand introduce from the sea means introduce into New Zealand a specimen from any marine environment not under the juris- diction of any country management authority means,— (a) (b) in relation to New Zealand, the Director-General; and in relation to any other country, the management au- thority appointed by that country for the purposes of the Convention Minister means the Minister of Conservation officer means an Endangered Species Officer declared or ap- pointed as such under section 35 personal or household effect means any article of household or personal use or ornament 5 s 3 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 plant means any angiosperm, gymnosperm, fern, or fern ally; and includes any moss, liverwort, alga, including cyanophyte, lichen, fungus, or related organism port means any defined area of land and water intended or designed to be used either wholly or partly for the berthing, departure, movement, and servicing of ships; and includes any buildings, installations, and equipment on or adjacent to any such area used in connection with the port or its administration re-export means the export of any specimen that has previ- ously been imported, whether or not in the same form as at the time of its importation scientific authority means a scientific authority specified in section 7 ship means any kind of vessel used in navigation, not pro- pelled by oars only species means any species, subspecies, variety, form, or geo- graphically separate population thereof specimen means— (a) (b) threatened species means any species threatened by trade, be- ing the species specified in Schedule 2 trade means export, import, re-export, or introduce from the sea vehicle means any means of transport, whether or not self- propelled, that may travel by land, sea, or air; and includes any aircraft or ship.
Every specimen of an endangered species,— in the case of an animal, bred in captivity; or (a) (b) in the case of a plant, artificially propagated— shall, for the purposes of this Act, be deemed a specimen of a threatened species.
any animal or plant, whether alive or dead; or any recognisable part or derivative thereof (2) (3) Any reference to the appropriate management or scientific au- thority shall mean the management or scientific authority de- termined by the Director-General to have statutory respon- sibility for or the scientific competence to comment on the species under consideration.
6 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 s 7 (4) Any reference to the relevant authority of a country shall be (5) 4 5 6 7 (1) read as a reference,— (a) where the country is a party to the Convention, to the appropriate management authority of that country; or (b) where the country is not a party to the Convention, to the competent authorities of that country within the mean- ing of Article X of the Convention.
For the avoidance of doubt, it is declared that sections 17 to 20 apply to specimens of endangered species that are deemed, by virtue of subsection (2), to be specimens of threatened species.

Section 3(5): added, on 14 May 1998, by section 2 of the Trade in Endangered Species Amendment Act 1998 (1998 No 17).

Act to bind the Crown This Act shall bind the Crown.
No derogation from other enactments The provisions of this Act are in addition to and not in sub- stitution for the provisions of any other Acts in relation to the export or import of, or trade in, any goods, and do not affect the exercise of any power in those Acts in relation to any item of goods.

Administration Administration of Act Subject to the control of the Minister, the Director-General shall be responsible for the general administration of this Act.
Scientific authorities For the purposes of this Act the Minister shall appoint a com- mittee, to be known as the Scientific Authorities Committee, which shall consist of representatives of— (a) (b) the Department of Conservation: such Crown Research Institute (within the meaning of the Crown Research Institutes Act 1992) as the Minister from time to time determines: the Ministry of Agriculture and Forestry: (c) 7 s 8 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 (d) (e) the Ministry of Fisheries or the National Institute of Water and Atmospheric Research, or both, as the Min- ister determines: such other person or body that the Minister deter- mines,— and shall be a scientific authority for the purposes of this Act.
The Scientific Authorities Committee may co-opt additional members and may delegate its function as a scientific authority to any subcommittee consisting of 1 or more members of the Committee, including co-opted members.

Subject to this Act, the Committee may regulate its procedure in such manner as it thinks fit.

Section 7(1)(b): substituted, on 1 July 1992, by section 46(1) of the Crown Research Institutes Act 1992 (1992 No 47).
Section 7(1)(c): substituted, on 7 May 1999, by section 2 of the Trade in Endangered Species Amendment Act 1999 (1999 No 50).

Section 7(1)(d): substituted, on 7 May 1999, by section 2 of the Trade in Endangered Species Amendment Act 1999 (1999 No 50).

Section 7(1)(e): substituted, on 7 May 1999, by section 2 of the Trade in Endangered Species Amendment Act 1999 (1999 No 50).
Minister’s general powers In addition to any other powers in this Act, the Minister shall have the following powers: (a) to conduct research and investigations into and surveys of species in New Zealand— (i) that are, or are likely to become, threatened with extinction; or the existence of which is likely to be affected,— (ii) by trade in specimens of those species: to disseminate information relating to the import and export of endangered, threatened, and exploited species.
(b) (2) (3) 8 8 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 1 s 10 9 10 (1) (2) Part 1 Trade in endangered, threatened, and exploited species Trade in endangered, threatened, or exploited species Subject to Part 2, no person shall trade in any specimen of an endangered, threatened, or exploited species into or from New Zealand, except pursuant to the appropriate permit or certifi- cate granted under this Part.
Application for permit or certificate Every person who proposes to trade in any specimen of an en- dangered, threatened, or exploited species shall apply in writ- ing to the Director-General for the appropriate permit or cer- tificate that, if granted, would authorise that trade.
Every application shall specify— (a) (b) (c) the full name and address of the applicant: the type of trade to which the application relates: the species and the number of specimens of that species to be traded: the country to or from which the specimens are to be conveyed.

(d) (3) Except as the Director-General may decide, a separate appli- cation shall be required for each consignment of specimens of an endangered, threatened, or exploited species.
(4) No person shall make an application under this section to trade in any specimen of an endangered, threatened, or exploited species where trade in that specimen is subject to controls under any other Act or regulations, unless authorisation in re- spect of such trade has first been obtained under that Act or those regulations.
Every applicant for a permit or certificate shall furnish to the Director-General, in addition to the particulars required under subsection (2), such further information as the Director-Gen- eral may require.
(5) (5A) Without limiting the generality of subsection (5), every appli- cant to whom that subsection applies must include, with every application for the export or re-export of a specimen in re- spect of which application the Director-General has required 9 Part 1 s 11 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 (6) 11 (1) (2) any analysis to be carried out pursuant to section 43A, the re- sults of such analysis.
Every applicant for a permit or certificate shall pay the pre- scribed fee.

Section 10(5A): inserted, on 14 May 1998, by section 3 of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).

Grant of permits and certificates Every permit or certificate granted under sections 13 to 24 shall relate to a specific application.
The Director-General may, at the Director-General’s discre- tion, having regard to sections 13 to 24,— (a) grant such permit or certificate in respect of all or any of the specimens included in any application; or decline to grant any such application.
(b) (4) (3) Where the Director-General is of the opinion that a permit or certificate should be declined or should be issued subject to conditions, the Director-General shall inform the applicant ac- cordingly, giving the grounds on which the opinion is based, and invite the applicant to make submissions on the matter be- fore the application is formally dealt with.
The Director-General may grant a permit or certificate either unconditionally or subject to such conditions as the Director- General may specify.

Every such permit or certificate shall be in the form issued by the Department.
Every such permit or certificate may be revoked or varied at any time by the Director-General in any case where the Dir- ector-General is satisfied that the conditions in the permit or certificate have not been complied with, or can only be met by varying the terms of the permit or certificate.

(5) (6) (7) Any person granted a permit or certificate may at any time surrender it by forwarding a written note to that effect, together with the permit or certificate, to the Director-General.
Appeals to District Court on question of law 12 (1) Any applicant for a permit or certificate who is dissatisfied with any decision of the Director-General under section 11 on 10 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 1 s 13 (2) (3) a question of law may, within 1 month after notice of that deci- sion has been received by the applicant, appeal to the District Court against that decision.
Every appeal under this section shall be heard and determined in accordance with rules of court and this section.

The court shall, as soon as practicable, hear the appeal, and may confirm, reverse, or modify the decision of the Director- General, or may refer the matter back to the Director-General in accordance with rules of court, and may give any decision that the Director-General could have given in respect of the matter.
(4) Nothing in this section shall give the court power to review any part of the Director-General’s decision other than the part against which the appellant has appealed.

Subject to any order of the court, every decision of the Dir- ector-General against which an appeal is lodged shall continue in force and have effect according to its tenor pending the de- termination of the appeal.
(5) (6) On any appeal under this section, the court may make an order for the payment by the Director-General, or by the appellant, of the costs incurred in respect of the appeal by the other party to the appeal.
Authority to trade in endangered species 13 Permit to export endangered species The Director-General may, after consultation with the appro- priate other management authorities and scientific authorities, grant a permit to export any specimen of an endangered species to an applicant, if those authorities are satisfied that— the export of that specimen is not detrimental to the (a) survival of that species; and that specimen was not obtained in contravention of any Act; and that specimen is to be prepared and shipped so that the risk of— (i) (ii) injury to the specimen; and adverse effect on the health of the specimen; and (b) (c) 11 Part 1 s 14 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 (iii) in the case of an animal, cruel treatment of the specimen,— is minimised; and permission to import that specimen has been granted by the relevant authority of the country of import.
(d) Permit to import endangered species The Director-General may, after consultation with the appro- priate other management authorities and scientific authorities, grant a permit to import any specimen of an endangered species to an applicant, if those authorities are satisfied that— the import of that specimen is for purposes that are not (a) detrimental to the survival of that species; and the proposed recipient of that specimen is suitably equipped to house and care for it; and that specimen is not to be used primarily for commercial purposes; and permission to export or re-export that specimen will be granted by the relevant authority of the country of ex- port or re-export.
(b) (d) (c) Section 14(d): amended, on 14 May 1998, by section 4 of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).
Certificate to re-export endangered species The Director-General may, after consultation with the ap- propriate other management authorities grant a certificate to re-export any specimen of an endangered species to an applicant, if those authorities are satisfied that,— (a) in the case of that specimen being imported— (i) before the commencement of this Act, that spe- cimen was not imported in contravention of any Act; or after the commencement of this Act, that speci- men was imported in accordance with this Act; and (ii) (b) that specimen is to be prepared and shipped so that the risk of— (i) (ii) injury to the specimen; and adverse effect on the health of the specimen; and 14 15 12 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 1 s 17 (iii) in the case of an animal, cruel treatment of the specimen— is minimised; and permission to import that specimen has been granted by the relevant authority of the country of import.
(c) 16 17 Certificate to introduce from the sea endangered species The Director-General may, after consultation with the appro- priate other management authorities and scientific authorities, grant a certificate to introduce into New Zealand from the sea any specimen of an endangered species to an applicant, if those authorities are satisfied that— (a) the introduction of that specimen is not detrimental to the survival of that species; and that specimen is to be handled so that the risk of— (i) (ii) (iii) injury to the specimen; and adverse effect on the health of the specimen; and in the case of an animal, cruel treatment of the specimen,— is minimised; and the proposed recipient of that specimen is suitably equipped to house and care for it; and that specimen is not to be used primarily for commercial purposes; and that specimen was not obtained in contravention of any Act.
(b) (c) (d) (e) Authority to trade in threatened species Permit to export threatened species The Director-General may, after consultation with the appro- priate other management authorities and scientific authorities, grant a permit to export any specimen of a threatened species to an applicant, if those authorities are satisfied that— (a) the export of that specimen is not detrimental to the survival of that species; and that specimen was not obtained in contravention of any Act; and that specimen will be prepared and shipped so that the risk of— (b) (c) 13 Part 1 s 18 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 (i) (ii) (iii) injury to the specimen; and adverse effect on the health of the specimen; and in the case of an animal, cruel treatment of the specimen,— is minimised.
Permit to import threatened species Any person who proposes to import any specimen of a threat- ened species must present, before or at the time of import of the specimen, a permit to export or a certificate to re-export issued by the relevant authority of the country of export or re-export.

Section 18: substituted, on 14 May 1998, by section 5 of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).
Certificate to re-export threatened species The Director-General may, after consultation with the appro- priate other management authorities and scientific authorities, grant a certificate to re-export any specimen of a threatened species to an applicant, if those authorities are satisfied that,— in the case of that specimen being imported,— (a) (i) before the commencement of this Act, that spe- cimen was not imported in contravention of any Act; or after the commencement of this Act, that speci- men was imported in accordance with this Act; and (ii) (b) that specimen will be prepared and shipped so that the risk of— (i) (ii) (iii) injury to the specimen; and adverse effect on the health of the specimen; and in the case of an animal, cruel treatment of the specimen,— is minimised.
Certificate to introduce from the sea threatened species The Director-General may, after consultation with the appro- priate other management authorities and scientific authorities, grant a certificate to introduce from the sea any specimen of a 18 19 20 14 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 1 s 21 threatened species to an applicant, if those authorities are sat- isfied that— (a) the introduction of that specimen is not detrimental to the survival of that species; and that specimen is to be handled so that the risk of— (i) (ii) (iii) injury to the specimen; and adverse effect on the health of the specimen; and in the case of an animal, cruel treatment of the specimen,— is minimised; and that specimen was not obtained in contravention of any Act.
(b) (c) Authority to trade in exploited species Permit to export exploited species 21 (1) Where an application relates to any exploited species specified in any Order in Council made pursuant to subsection (2), the Director-General may, after consultation with the appropriate other management authorities and scientific authorities, grant a permit to export any specimen of that exploited species to the applicant, if those authorities are satisfied that— (a) that specimen was not obtained in contravention of any Act; and that specimen is to be prepared and shipped so that the risk of— (i) (ii) (iii) injury to the specimen; and adverse effect on the health of the specimen; and in the case of an animal, cruel treatment of the specimen— (b) is minimised.
(2) (3) The Governor-General may, from time to time, by Order in Council, specify any exploited species that have been included in Appendix III of the Convention at the request of the New Zealand Government.
In the case of any exploited species to which subsection (1) does not apply, the Director-General may, after consultation with the appropriate management and scientific authorities, 15 Part 1 s 22 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 22 23 24 grant a certificate of origin in respect of any specimen of that exploited species to an applicant.
Permit to import exploited species Any person who proposes to import any specimen of an ex- ploited species must present, before or at the time of import of the specimen, a permit to export or a certificate to re-ex- port issued by the relevant authority of the country of export or re-export.

Section 22: substituted, on 14 May 1998, by section 6 of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).
Certificate to re-export exploited species The Director-General may, after consultation with the appro- priate other management authorities and scientific authorities, grant a certificate to re-export any specimen of an exploited species to an applicant.
Certificate to introduce from the sea exploited species The Director-General may, after consultation with the appro- priate other management authorities and scientific authorities, grant a certificate to introduce from the sea any specimen of an exploited species to an applicant.
Permits and certificates 25 (1) Effect of permits and certificates Except as the Director-General may determine, a permit or certificate shall authorise the holder to undertake on 1 occasion the type of trade to which the permit or certificate relates in only the specimen or specimens of endangered, threatened, or exploited species specified in that permit or certificate.

Every permit or certificate granted under any of sections 13 to 24 shall come into force on the date on which it was granted.
(3) Notwithstanding subsection (2), every permit or certificate shall remain in force for a period of 6 months, or such lesser period as may be specified, unless it is sooner revoked or surrendered.

(2) 16 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 1 s 27 (4) A permit or certificate shall be personal to the holder, and shall not be transferable to or vest by operation of law in any person other than the holder.
26 27 (1) (2) Permit or certificate to be produced For the purposes of this Act, where the holder of a permit or certificate undertakes the trade in accordance with that permit or certificate, the holder shall— (a) (b) before, in the case of exporting or re-exporting; or before or at the time of importation or introduction, in the case of importing or introducing from the sea— produce the permit or certificate, or cause the permit or certifi- cate to be produced, to an Endangered Species Officer, being an officer of Customs or, if no officer of Customs is available, to any other Endangered Species Officer.
Control of arrivals from overseas Every person shall, on arriving in New Zealand, permit an Customs officer or any other Endangered Species Officer to inspect and examine any specimen of an endangered, threat- ened, or exploited species in that person’s possession as part of that person’s personal effects or baggage, and shall afford to that officer all reasonable facilities and assistance in carrying out any such inspection and examination, and shall produce any permit or certificate granted under this Part or Part 2 in respect of that specimen.
Subject to section 30, where any person is found to be in pos- session of any specimen of an endangered, threatened, or ex- ploited species, or a specimen that an Endangered Species Of- ficer has reasonable cause to believe or suspect may be of an endangered, threatened, or exploited species, and has not been granted a permit or certificate in respect of that specimen under this Part or Part 2, that person shall— (a) (b) (c) surrender the specimen to an officer; and state to the officer his or her full name; and in the case of— (i) New Zealand citizens and permanent residents, state his or her address: 17 Part 1 s 28 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 (ii) visitors to this country, state an address at which he or she may be contacted and his or her per- manent address outside New Zealand— where that person has voluntarily disclosed the presence of the specimen to the officer as soon as practicable after the speci- men arrives in New Zealand, for the purposes of this Act, he or she shall be taken not to have imported that specimen.
(3) Any specimen surrendered to an officer under subsection (2) shall be conveyed to any institution or place considered by the Director-General appropriate for the holding of that specimen.

If any specimen surrendered to an officer under subsection (2) is subsequently ascertained not to be a specimen of an endan- gered, threatened, or exploited species, it shall be released to the person who surrendered the specimen.
Section 27(1): amended, on 1 October 1996, by section 289(1) of the Customs and Excise Act 1996 (1996 No 27).

(4) Section 27(1): amended, on 12 August 1991, by section 2 of the Trade in En- dangered Species Amendment Act 1991 (1991 No 100).
28 Disposal and release of specimens seized from arrivals from overseas (1) Where any New Zealand citizen, person resident in New Zealand, or person intending to reside in New Zealand sur- renders a specimen of an endangered, threatened, or exploited species under section 27(2), that specimen shall be forfeited to the Crown and shall be disposed of in accordance with section 42.
(2) Any visitor to New Zealand who surrenders a specimen under section 27(2) may apply to the Director-General for the speci- men to be returned to the visitor when the visitor leaves New Zealand.
Subject to subsection (4), the Director-General shall consider any application under subsection (2) as expeditiously as pos- sible and the specimen shall be dealt with as follows: (a) (3) if the Director-General grants the application, the De- partment shall take all reasonable steps to enable the applicant to take the specimen from the aerodrome or port at which the visitor surrendered the specimen, if and when the visitor leaves New Zealand: 18 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 2 s 30 (b) if the Director-General declines the application, that specimen shall be forfeited to the Crown and shall be disposed of in accordance with section 42.
(4) Any specimen that has been surrendered in accordance with this section shall not be released under subsection (2) or sub- section (3)(a) to the person who had possession of it at the time of surrender, until that person has paid all costs and expenses incurred by the Crown in relation to the custody of the speci- men, including any costs of transporting the specimen.

Section 28: substituted, on 12 August 1991, by section 3 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).
Section 28(1): amended, at 2 am on 29 November 2010, by section 406(1) of the Immigration Act 2009 (2009 No 51).

Part 2 Exemptions 29 (1) (2) (3) Certificate of acquisition Every person seeking to export or re-export a specimen of an endangered, threatened, or exploited species that was legally acquired before the provisions of this Act applied to that spe- cimen shall apply in writing to the Director-General for a cer- tificate of acquisition.
The Director-General may, after (if necessary) consultation with the appropriate other management authority, issue a cer- tificate of acquisition to any applicant if the management au- thority is satisfied that the specimen to which the application relates was legally acquired before the provisions of this Act applied to that specimen.

Part 1 shall not apply to any person who has been issued with a certificate of acquisition under subsection (2).
(4) Notwithstanding subsection (3), sections 9, 10, and 25 shall, with all necessary modifications, apply to a certificate of ac- quisition.

30 (1) Endangered species as personal or household effects Except as provided in subsection (2), Part 1 shall not apply to any specimen of an endangered, threatened, or exploited species that is a personal or household effect.
19 Part 2 s 31 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 Part 1 shall apply to any specimen that is a personal or house- hold effect being imported into New Zealand where— (a) the specimen is of an endangered or threatened species acquired by the owner outside New Zealand; or the specimen is of an endangered, threatened, or ex- ploited species that is imported for primarily commer- cial reasons,— (b) unless that specimen is accompanied by a certificate of acqui- sition or a certificate of exemption issued by the appropriate other management authority.
Section 30(2): amended, on 14 May 1998, by section 7(a) of the Trade in En- dangered Species Amendment Act 1998 (1998 No 17).

Section 30(2): amended, on 14 May 1998, by section 7(b) of the Trade in En- dangered Species Amendment Act 1998 (1998 No 17).
Certificate for specimens bred in captivity or artificially propagated Every person seeking to export or re-export a specimen of any species specified in Schedule 2 or Schedule 3 that— in the case of an animal, was bred in captivity; or (a) in the case of a plant, was artificially propagated; or (b) (c) is a recognisable part or derivative of such a specimen— shall apply in writing to the Director-General for a certificate for specimens bred in captivity or artificially propagated.
The Director-General may, after (if necessary) consultation with the appropriate other management authority, issue a cer- tificate for specimens bred in captivity or artificially propa- gated to an applicant if the Director-General is satisfied that the specimen to which the application relates was bred in cap- tivity, or as the case may be, was artificially propagated, or is a recognisable part or derivative of such a specimen.
For the purposes of trade, a certificate for specimens bred in captivity or artificially propagated shall be accepted in lieu of any of the permits or certificates granted under any of sec- tions 17 to 24.

For the purpose of this section, sections 9, 10, and 25 shall, with all necessary modifications, apply to a certificate for spe- cimens bred in captivity or artificially propagated.
(2) 31 (1) (2) (3) (4) 20 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 2 s 33 Section 31(1): amended, on 12 August 1991, by section 4(1) of the Trade in Endangered Species Amendment Act 1991 (1991 No 100).

Section 31(2): amended, on 14 May 1998, by section 8 of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).

Section 31(3): amended, on 12 August 1991, by section 4(2) of the Trade in Endangered Species Amendment Act 1991 (1991 No 100).
32 33 Scientific transfer Part 1 shall not apply to the non-commercial loan, donation, or exchange between scientists or scientific institutions in New Zealand recognised by the Director-General and scientists or scientific institutions in other States recognised by the relevant authorities of those States, of— (a) herbarium and other preserved, dried, or embedded plants: live plants: preserved animals, and skins of animals: live animals,— (b) (c) (d) that are specimens of an endangered, threatened, or exploited species and which carry a label issued or approved by the Dir- ector-General.
Travelling circus or exhibition The Director-General may, after (if necessary) consultation with the appropriate other management authority, waive the requirement of holding a permit or certificate granted under Part 1 in respect of any specimens of an endangered, threat- ened, or exploited species that form part of a travelling zoo, circus, menagerie, plant exhibition, or other travelling exhib- ition where— (a) the exporter or importer registers full details of such specimens with the Director-General; and the specimens were— (i) acquired before the provisions of the Convention applied to those specimens; or in the case of animals, bred in captivity, or in the case of plants, artificially propagated; and that management authority is satisfied that any living specimen will be transported and cared for so that the risk of— (ii) (b) (c) 21 Part 2 s 34 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 (i) (ii) (iii) injury to the specimen; and adverse effect on the health of the specimen; and in the case of an animal, cruel treatment of the specimen,— is minimised.
Certificate of capture in accordance with other treaties Subject to subsection (2), Part 1 shall not apply to trade in any marine specimen of a threatened species that is taken— (a) by any ship registered in New Zealand or by any for- eign fishing craft licensed under the Territorial Sea, Contiguous Zone, and Exclusive Economic Zone Act 1977; and in accordance with any international agreement to which New Zealand was a party before the commence- ment of this Act.
(b) Every person who introduces any such marine specimen into New Zealand and wants to subsequently export that specimen shall apply in writing to the Director-General for a certificate of capture in accordance with other treaties.
The Director-General may, after (if necessary) consultation with the appropriate other management authority, issue a cer- tificate of capture in accordance with other treaties to an ap- plicant if the other management authority is satisfied that the specimen, to which the application relates, was taken— (a) by any ship registered in New Zealand or by any for- eign fishing craft licensed under the Territorial Sea, Contiguous Zone, and Exclusive Economic Zone Act 1977; and to in accordance with any international agreement which New Zealand was a party before the commence- ment of this Act.
(b) For the purposes of this section, sections 9, 10, and 25 shall, with all necessary modifications, apply to a certificate of cap- ture in accordance with other treaties.

Section 34(1)(a): amended, on 1 August 1996, pursuant to section 5(4) of the Territorial Sea and Exclusive Economic Zone Amendment Act 1996 (1996 No 74).
34 (1) (2) (3) (4) 22 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 3 s 36 Section 34(3)(a): amended, on 1 August 1996, pursuant to section 5(4) of the Territorial Sea, and Exclusive Economic Zone Amendment Act 1996 (1996 No 74).
Part 3 Endangered Species Officers 35 (1) Endangered Species Officers Every inspector appointed under the Ministry of Agriculture and Fisheries Act 1953 or the Biosecurity Act 1993 and every Customs officer shall be an Endangered Species Officer for the purposes of this Act.

(2) Notwithstanding subsection (1), there may from time to time be appointed pursuant to the State Sector Act 1988 such other persons to be Endangered Species Officers as may be required for the purposes of this Act.
Section 35(1): substituted, on 1 October 1993, by section 168(1) of the Biose- curity Act 1993 (1993 No 95).

Section 35(1): amended, on 1 October 1996, by section 289(1) of the Customs and Excise Act 1996 (1996 No 27).

36 (1) (2) (3) Authority to act as officer The Director-General shall issue to any officer appointed under section 35(2) a warrant authorising the officer to exer- cise the powers conferred on officers under this Part.
Every such warrant shall contain— (a) (b) (c) The production by an officer of— (a) (b) a reference to this section; and the full name of the officer; and a reference to the powers set out in sections 37 to 39. a warrant issued under this section; or due evidence of the appointment of the officer as an inspector under the Animals Act 1967, or the Ministry of Agriculture and Fisheries Act 1953, or the Plants Act 1970; or any evidence that the officer is a Customs officer ap- pointed under the Customs and Excise Act 1996— shall, until the contrary is proved, be sufficient authority for any such officer to do anything authorised by this Part.
(c) 23 Part 3 s 36A Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 (4) (5) Every person appointed under section 35(2) who ceases to hold office as an officer shall surrender to the Director-Gen- eral the warrant issued to the person under subsection (1).

Every person commits an offence against this Act who fails to comply with subsection (4).

Section 36(1): amended, on 12 August 1991, by section 6 of the Trade in En- dangered Species Amendment Act 1991 (1991 No 100).
Section 36(3)(c): amended, on 1 October 1996, pursuant to section 294(2) of the Customs and Excise Act 1996 (1996 No 27).

36A Power of arrest (1) Any officer or any constable may arrest and take into custody without a warrant any person whom he or she has good cause to suspect of having committed an offence against this Act.
(2) Where any officer arrests any person under the power con- ferred by subsection (1), he or she shall as soon as practicable call a constable to his or her aid and deliver the arrested person into the custody of that constable.

(3) Any person called upon to do so by any person referred to in subsection (1) is justified in assisting him or her in good faith to arrest any person.

Section 36A: inserted, on 12 August 1991, by section 5 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).
Section 36A(1): amended, on 1 October 2008, pursuant to section 116(a)(ii) of the Policing Act 2008 (2008 No 72).

Section 36A(2): amended, on 1 October 2008, pursuant to section 116(a)(ii) of the Policing Act 2008 (2008 No 72).
Rights of entry Subject to section 38(2) and notwithstanding any other Act, any officer who has reasonable grounds to believe that a breach of this Act or of any regulation made under it has been or is being committed, may at any time— (a) (b) stop and enter or board any vehicle: enter, pass across, or remain on any land or premises (including a dwellinghouse and a marae and a building associated with a marae): demand any information relating to that breach from any person in or on that vehicle, land, or premises and require such persons to produce— (c) 37 (1) 24 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 3 s 37 (d) (i) (ii) any permit or certificate granted under this Act; and any other documents relating to trade in endan- gered species: for the purpose of such analysis as the Director-Gen- eral considers necessary to determine whether a breach of this Act or of any regulation made under it has oc- curred, take samples, subject to subsection (7), from any specimen in any vehicle or on any land or premises (in- cluding a dwellinghouse or a marae or any building as- sociated with a marae) where the officer has reasonable grounds to believe that such specimen is evidence that a breach of this Act or of any regulation made under it has been or is being committed.
(2) Notwithstanding subsection (1), no officer shall enter any dwellinghouse or a marae or a building associated with a marae or, in the case of the exercise of the power under subsection 1(d), any other land or premises unless the officer is authorised in that behalf by a search warrant obtained under section 38(2).

[Repealed] [Repealed] (3) (4) (5) No person shall be required to answer any question by an offi- cer if the answer would or could tend to incriminate that per- son.
(6) Any officer lawfully exercising his or her powers under this section may make or take copies of any document, and for this purpose may take possession of and remove from the place where it is kept, for such period of time as is reasonable in the circumstances, any such document.
Every officer proposing to take a sample under subsec- tion (1)(d) from any live animal— (a) must do so either personally or, where requested by the owner or person in charge of the animal, by instructing a veterinary surgeon to do so; and (7) (b) must make every effort to avoid unnecessary disturb- ance of the animal, including, with respect to an ani- mal which is secured within an enclosure, exercising his 25 Part 3 s 38 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 or her powers only during the hours of daylight except where the officer judges that there will be less disturb- ance to the animal if the powers are exercised outside those hours.
(8) The provisions of Part 4 of the Search and Surveillance Act 2012 (except subpart 3) apply.

Section 37(1)(d): added, on 14 May 1998, by section 9(a) of the Trade in En- dangered Species Amendment Act 1998 (1998 No 17).

Section 37(2): amended, on 14 May 1998, by section 9(b) of the Trade in En- dangered Species Amendment Act 1998 (1998 No 17).

Section 37(3): repealed, on 1 October 2012, by section 303(2) of the Search and Surveillance Act 2012 (2012 No 24).
Section 37(4): repealed, on 1 October 2012, by section 303(2) of the Search and Surveillance Act 2012 (2012 No 24).

Section 37(7): added, on 14 May 1998, by section 9(c) of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).

Section 37(8): inserted, on 1 October 2012, by section 303(3) of the Search and Surveillance Act 2012 (2012 No 24).
38 (1) Powers of search Subject to subsection (2), any officer who has entered any vehicle, land, or premises (including a dwellinghouse and a marae and a building associated with a marae) under sec- tion 37(1) may search that vehicle, land, or premises and open (by force if necessary) any bulk cargo container, packing case, crate, box, or any other form of receptacle on that vehicle, land, or premises.
(2) Any issuing officer (within the meaning of section 3 of the Search and Surveillance Act 2012) who, on application made by an officer in the manner provided in subpart 3 of Part 4 of that Act, is satisfied that there is in any dwellinghouse or any marae or a building associated with a marae— any specimen of an endangered, (a) ploited species that believe— (i) threatened, or ex- there is reasonable ground to has been traded otherwise than in accordance with this Act; or is intended to be traded otherwise than in accord- ance with this Act; or (ii) 26 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 3 s 38A (b) (c) any thing which there is reasonable ground to believe may be evidence of the commission of any offence against this Act; or any thing which there is reasonable ground to believe is intended to be used for the purpose of committing any such offence— may issue a search warrant to every officer named in the war- rant.
(3) A search warrant is also required pursuant to subsection (2) in the case of entry to any other land or premises for the purpose of the exercise of the power under section 37(1)(d).

The provisions of Part 4 of the Search and Surveillance Act 2012 apply.

Section 38(2): amended, on 26 March 2015, by section 4(1) of the Trade in Endangered Species Amendment Act 2015 (2015 No 38).
(4) Section 38(2): amended, on 26 March 2015, by section 4(2) of the Trade in Endangered Species Amendment Act 2015 (2015 No 38).

Section 38(2): amended, on 1 October 2012, by section 303(4)(a) of the Search and Surveillance Act 2012 (2012 No 24).

Section 38(2): amended, on 1 October 2012, by section 303(4)(b) of the Search and Surveillance Act 2012 (2012 No 24).

Section 38(3): added, on 14 May 1998, by section 10 of the Trade in Endangered Species Amendment Act 1998 (1998 No 17).
Section 38(4): inserted, on 1 October 2012, by section 303(5) of the Search and Surveillance Act 2012 (2012 No 24).

38A Application of Customs and Excise Act 1996 Sections 149A, 149B, 149C(1) to (3), 160, and 161 of the Cus- toms and Excise Act 1996 shall apply in relation to the im- portation or exportation of any endangered, threatened, or ex- ploited species as if such endangered, threatened, or exploited species were a prohibited import or prohibited export within the meaning of that Act.
Section 38A: inserted, on 1 October 1996, by section 289(1) of the Customs and Excise Act 1996 (1996 No 27).

Section 38A: amended, on 1 October 2012, by section 303(6) of the Search and Surveillance Act 2012 (2012 No 24).

Section 38A: amended (with effect on 9 October 2002), on 2 July 2004, by section 47(4)(b) of the Customs and Excise Amendment Act 2004 (2004 No 55).
27 Part 3 s 39 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 39 Seizure of endangered species traded in contravention of Act (1) Where an officer finds, in or on any ship or aircraft or at any port, aerodrome, transitional facility, or Customs controlled area, any specimen of an endangered, threatened, or exploited species that— (a) is being traded otherwise than in accordance with this Act; or is not listed on the inward or outward report in respect of that ship or aircraft,— (b) that specimen shall be forfeit to the Crown, and shall be seized by the officer who shall dispose of it in accordance with sec- tion 42.
(2) Any officer who has reasonable cause to believe that any spe- cimen of an endangered, threatened, or exploited species has been imported or introduced from the sea into New Zealand otherwise than in accordance with this Act, may seize that spe- cimen and,— (a) in the case of an animal, any descendant of that speci- men; or in the case of a plant, any propagation of that speci- men,— (b) and shall deliver it into the custody of the Director-General.
(3) Any officer who has reasonable cause to believe that any spe- cimen of an endangered, threatened, or exploited species is in- tended to be exported or re-exported from New Zealand other- wise than in accordance with this Act, may seize that specimen and shall deliver it into the custody of the Director-General.
(4) Any officer seizing any specimen under this section may also seize— (a) (b) any container, packing case, crate, box, or any other form of receptacle (not being a bulk cargo container or a pallet) holding that specimen; and any thing which the officer has reason to believe will be evidence of a breach of the provisions of this Act or of any regulation made under it,— and shall deliver it into the custody of the Director-General: provided that the owner or the person entitled to the possession of the items seized under this subsection may apply to the Dis- 28 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 3 s 39B trict Court at any time for the return of those items, not being items that are required for evidential purposes in a hearing of any court, and the court may order the retention of those items or their return on such conditions as the court thinks fit.
(5) No compensation shall be payable in respect of any specimen (6) seized under subsection (1).

For the purposes of subsection (1),— Customs controlled area has the meaning given to it in sec- tion 2(1) of the Customs and Excise Act 1996 transitional facility has the meaning given to it in section 2(1) of the Biosecurity Act 1993.

Section 39(1): amended, on 20 September 2007, by section 4(1) of the Trade in Endangered Species Amendment Act 2007 (2007 No 85).
Section 39(6): added, on 20 September 2007, by section 4(2) of the Trade in Endangered Species Amendment Act 2007 (2007 No 85).
39A Power to seize vehicles and containers Any officer may stop and seize any vehicle on the ground or in water, or stop in transit and seize any parcel, package, case, bag, luggage, or other container, if the officer reasonably be- lieves either— (a) that the vehicle or container contains any endangered, threatened, or exploited species; or that the vehicle or container— (i) (b) is in the possession of a person who has commit- ted an offence against this Act; and has been used in connection with the commission of an offence against this Act.
(ii) Section 39A: inserted, on 12 August 1991, by section 7 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).

39B Director-General to retain seized vehicles and containers Subject to section 39E, where any vehicle or container is (1) seized under section 39A, it shall, pending any criminal proceedings under this Act against the owner or any person in possession of the vehicle or container, be retained by the Director-General.
If at any time following the seizure of any vehicle or container under section 39A (not being a vehicle or container that has (2) 29 Part 3 s 39C Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 been forfeited to the Crown) it appears to the Director-General that the officer who seized the vehicle or container is unable to establish clearly that he or she had the reasonable belief necessary to exercise that power, the Director-General shall immediately release the vehicle or container from his or her custody.
The Director-General shall exercise reasonable care of any property while it is retained in his or her custody under sub- section (1).

Section 39B: inserted, on 12 August 1991, by section 7 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).
(3) (2) 39C Proceedings to be prosecuted promptly and diligently (1) Proceedings in respect of an offence against this Act shall be commenced promptly and prosecuted with due diligence if they arise in connection with the use of any vehicle or con- tainer seized under section 39A.
If no proceedings are taken in respect of the offence concerned within 6 months of the seizure under section 39A of any ve- hicle or container, or if the proceedings concerned are dis- missed, the vehicle or container shall be released from the cus- tody of the Director-General.

Section 39C: inserted, on 12 August 1991, by section 7 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).
Section 39C(2): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).

39D Forfeiture of seized vehicles and containers (1) On the conviction of any person for any offence against this Act, any vehicle or container retained in respect of that of- fence under section 39B(1) may, on the order of the court, be forfeited to the Crown; and, in that case, the vehicle or con- tainer shall be disposed of as the Minister thinks fit.
(2) Any person whose property has been forfeited to the Crown under this section or any person having a legal or equitable interest in any such property (not being, in either case, a per- son convicted of an offence out of which the forfeiture arose) may apply to the Minister, within 30 days of the conviction concerned, for the release of the property forfeited; and the 30 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 3 s 39E (3) Minister may order the release of the property on payment to the Crown of any amount the Minister thinks appropriate, be- ing an amount not exceeding the amount the items forfeited are estimated by the Director-General to be likely to realise if sold by public auction in New Zealand.
In considering whether to order the release of any property on payment of an amount under subsection (2), the Minister shall have regard to— (a) the relationship between the person applying for release of the property and the person convicted of the offence; and the extent to which it was foreseeable that the property would be used in connection with the commission of an offence against this Act when it was placed in the possession of the offender.
(b) (4) Any forfeiture ordered under this section shall be in addition to, and not in substitution for, any other penalty that may be imposed.

Section 39D: inserted, on 12 August 1991, by section 7 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).
39E Power of court to order return of seized vehicle or container (1) Where any vehicle or container is seized under section 39A, any person claiming to be entitled to possession of the vehicle or container may at any time apply to a District Court Judge for an order that it be delivered to that person.
(2) On an application under subsection (1), a District Court Judge may— (a) adjourn the application, on such terms and conditions as he or she thinks fit, to enable proceedings to be brought or completed; or (b) make an order for the return of the vehicle or container to the applicant, on such terms and conditions as he or she thinks fit.

(3) Nothing in this section applies to any vehicle or container if a court has ordered under section 39D(1) that it be forfeited to the Crown.
31 Part 3 s 39F Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 Section 39E: inserted, on 12 August 1991, by section 7 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).

39F Effect of order for release of seized vehicle or container Where the Minister makes an order under section 39D(2) in respect of a vehicle or container that has been forfeited to the Crown, the forfeiture order made in respect of that vehicle or container shall cease to have effect.
Section 39F: inserted, on 12 August 1991, by section 7 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).

Custody of seized specimens 40 (1) Where, in the opinion of the Director-General, any specimen seized pursuant to subsection (2) or subsection (3) of section 39 may die, rot, spoil, or otherwise perish, the Director-Gen- eral may dispose of it in accordance with section 42(1) as if that specimen was forfeit to the Crown.
(2) Where the ownership of— (a) (b) any specimen seized pursuant to subsection (2) or sub- section (3) of section 39; or any receptacle or thing seized pursuant 39(4),— to section cannot, at the time of seizure or within 90 days from the date of seizure, be ascertained it shall be forfeit to the Crown, and— in the case of a specimen, be disposed of in accordance (c) with section 42; or in the case of a receptacle or thing, be disposed of as directed by the Director-General, subject to any condi- tions imposed by the court pursuant to the proviso to subsection (4) of section 39.
(d) Except as provided in subsections (1) and (2) of this section,— every specimen seized pursuant to subsection (2) or (a) subsection (3) of section 39; and every receptacle or thing seized pursuant to section 39(4)— (b) shall be held in the custody of the Crown until— (c) a decision is made not to file any charging document in respect of the alleged offence for which the specimen, receptacle, or thing was seized; or (3) 32 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 3 s 41 (4) 41 (d) where such a charging document is filed, upon the com- pletion of proceedings in respect of the alleged offence for which the specimen, receptacle, or thing was seized, or such sooner time as the court may determine.
The decision whether or not to file any charging document in respect of an alleged offence for which any specimen, recep- tacle, or thing is seized under section 39 shall be made as soon as reasonably practicable after that specimen, receptacle, or thing is seized, taken possession of, or detained.

Section 40(2)(b): amended, on 17 May 2005, by section 3(1) of the Trade in Endangered Species Amendment Act 2005 (2005 No 71).
Section 40(3)(b): amended, on 17 May 2005, by section 3(2) of the Trade in Endangered Species Amendment Act 2005 (2005 No 71).

Section 40(3)(c): amended, on 1 July 2013, by section 413 of the Criminal Procedure Act 2011 (2011 No 81).

Section 40(3)(d): amended, on 1 July 2013, by section 413 of the Criminal Procedure Act 2011 (2011 No 81).

Section 40(4): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).
Section 40(4): amended, on 17 May 2005, by section 3(3) of the Trade in En- dangered Species Amendment Act 2005 (2005 No 71).
Release of seized specimens Subject to subsection (1) of section 39 and subsections (1) and (2) of section 40, where any specimen, receptacle, or thing has been seized under section 39 and not previously returned by the court pursuant to the proviso to subsection (4) of sec- tion 39, then— (a) on a decision being made not to file a charging docu- ment; or on the acquittal of any person charged with an offence for which the specimen, receptacle, or thing is subject to forfeiture— (b) such specimen, receptacle, or thing shall forthwith be released from the custody of the Crown to the owner or person who had possession of the specimen, receptacle, or thing at the time of seizure.
Section 41: amended, on 17 May 2005, by section 4 of the Trade in Endangered Species Amendment Act 2005 (2005 No 71).

Section 41: amended, on 12 August 1991, by section 8 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).

33 Part 3 s 42 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 Section 41(a): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).
Disposal of seized specimens 42 (1) Any specimen of an endangered, threatened, or exploited species forfeited to the Crown shall be disposed of in such manner as the Director-General may direct, after consultation with the relevant scientific and management authorities.
The Director-General may negotiate the return, and the pay- ment of any costs associated with that return, of any specimen imported into New Zealand, otherwise than in accordance with this Act, with the management authority of the country from where that specimen originated.
(2) (3) All costs and expenses of and attendant upon any disposal of a specimen forfeited to the Crown and seized under sec- tion 39(1) shall be borne by the owner or the person who had possession thereof, and shall be recoverable from him or her as a debt due to the Crown, and no compensation shall be payable in respect thereof.
(4) Notwithstanding sections 39(1), 40(1) and (2) and sec- tion 51(1), any specimen of an endangered, threatened, or exploited species seized under section 39 that is deemed to be the property of the Crown under section 57 of the Wildlife Act 1953 shall be disposed of in accordance with that Act.

Section 42(3): amended, on 17 May 2005, by section 5 of the Trade in Endan- gered Species Amendment Act 2005 (2005 No 71).
43 (1) Duty of officers and employees of postal operators It is the duty of all officers and employees of every postal op- erator within the meaning of the Postal Services Act 1998 to assist in carrying out the provisions of this Part and to prevent the import into and export from New Zealand of any specimen of an endangered, threatened, or exploited species otherwise than in accordance with this Act.
(2) Where any postal article (within the meaning of the Postal Services Act 1998) is delivered, pursuant to section 10(2)(c) of that Act, to the Director-General or to such other person as the Director-General has directed, the provisions of this Act, so far as applicable and with all necessary modifications, apply as if 34 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 4 s 44 the postal article had been seized, pursuant to subsection (2) or subsection (3) of section 39 of this Act (whichever subsection is applicable), on the date on that delivery.
Section 43: substituted, on 1 April 1998, by section 62(1) of the Postal Services Act 1998 (1998 No 2).
Part 4 Miscellaneous provisions 43A Taking and analysis of samples of specimens (1) Where, in any application made under this Act, a question arises as to whether a specimen of any animal has been bred in captivity and the Director-General has reasonable cause to suspect that the specimen has not been bred in captivity, the Director-General may, prior to making a decision on the ap- plication, require that any specimen be subject to the taking of such samples for the purpose of such analysis as the Dir- ector-General considers necessary to determine whether the specimen concerned has been bred in captivity.
Subject to subsection (3), such samples are to be taken by and under the supervision of such person or persons as the Dir- ector-General specifies.

Every such sample from a live animal must be taken by a vet- erinary surgeon where requested by the owner or person in charge of the animal.

The Director-General may require an applicant to bear the cost of taking and analysis of samples required pursuant to this sec- tion.
Section 43A: inserted, on 14 May 1998, by section 11 of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).
(2) (3) (4) 44 (1) Trading in endangered, threatened, or exploited species without permit or certificate Every person commits an offence who— (a) trades in any specimen of an endangered species with- out the appropriate permit or certificate granted under any of sections 13 to 16; or 35 Part 4 s 45 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 (b) (c) trades in any specimen of a threatened species without the appropriate permit or certificate granted under any of sections 17 to 20; or trades in any specimen of an exploited species without the appropriate permit or certificate granted under any of sections 21 to 24.
Every person who commits an offence against subsec- tion (1)(a) is liable on conviction,— (a) in the case of a natural person, to imprisonment for a term not exceeding 5 years or to a fine not exceeding $100,000, or to both: in the case of a body corporate, to a fine not exceeding $200,000.
(b) Every person who commits an offence against subsec- tion (1)(b) is liable on conviction,— (a) in the case of a natural person, to imprisonment for a term not exceeding 3 years or to a fine not exceeding $50,000, or to both: in the case of a body corporate, to a fine not exceeding $100,000.
(b) Every person who commits an offence against subsec- tion (1)(c) is liable on conviction,— (a) in the case of a natural person, to a fine not exceeding $37,500: in the case of a body corporate, to a fine not exceeding $75,000.

(b) Section 44: substituted, on 12 August 1991, by section 9 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).

Section 44(2): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).
Section 44(3): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).

Section 44(4): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).
Possession of specimens of endangered, threatened, or exploited species Every person commits an offence who has in his or her posses- sion, or has under his or her control though under the custody of another, any specimen of an endangered, threatened, or ex- (2) (3) (4) 45 (1) 36 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 4 s 45 ploited species that he or she knows or has reasonable grounds for suspecting— (a) has been imported or introduced from the sea into New Zealand otherwise than in accordance with this Act; or is intended to be exported or re-exported from New Zealand otherwise than in accordance with this Act.
(b) (2) (3) (4) Every person who commits an offence against subsection (1) in respect of a specimen of an endangered species is liable on conviction,— (a) in the case of a natural person, to imprisonment for a term not exceeding 5 years or to a fine not exceeding $100,000, or to both: in the case of a body corporate, to a fine not exceeding $200,000.
(b) Every person who commits an offence against subsection (1) in respect of a specimen of a threatened species is liable on conviction,— (a) in the case of a natural person, to imprisonment for a term not exceeding 3 years or to a fine not exceeding $50,000, or to both: in the case of a body corporate, to a fine not exceeding $100,000.
(b) Every person who commits an offence against subsection (1) in respect of a specimen of an exploited species is liable on conviction,— (a) in the case of a natural person, to a fine not exceeding $37,500: in the case of a body corporate, to a fine not exceeding $75,000.

(b) Section 45: substituted, on 12 August 1991, by section 9 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).
Section 45(1): amended, on 14 May 1998, by section 12 of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).

Section 45(2): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).

Section 45(3): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).

Section 45(4): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).
37 Part 4 s 46 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 46 (1) (2) Failure to comply with conditions of permit or certificate Every person commits an offence who fails to comply with any of the conditions specified by the Director-General in respect of any permit or certificate granted to him or her under Part 1.
Every person who commits an offence against subsection (1) is liable on conviction,— (a) in the case of a natural person, to a fine not exceeding $10,000: in the case of a body corporate, to a fine not exceeding $20,000.

(b) Section 46: substituted, on 12 August 1991, by section 9 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).

Section 46(2): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).
47 Making false statements (1) Every person commits an offence who, for the purpose of procuring anything to be done or not to be done under Part 1 or Part 2 or Part 3, whether for his or her own benefit or for the benefit of any other person,— (a) makes a statement that he or she knows to be false in a (b) material particular; or recklessly makes a statement that is false in a material particular.
Every person who commits an offence against subsection (1) is liable on conviction to imprisonment for a term not exceeding 2 years or to a fine not exceeding $5,000.

Section 47: substituted, on 12 August 1991, by section 9 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).

Section 47(2): amended, on 1 July 2013, by section 413 of the Criminal Pro- cedure Act 2011 (2011 No 81).
Obstructing or hindering officer Every person commits an offence against this Act who inten- tionally obstructs or hinders any officer in the performance of his or her duty under this Act.

(2) 48 38 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 4 s 51 49 50 51 (1) General offence Every person who commits an offence against this Act for which no penalty is provided otherwise than in this section is liable, on conviction, to a fine not exceeding $2,000.
Section 49: amended, on 1 July 2013, by section 413 of the Criminal Procedure Act 2011 (2011 No 81).

Onus of proof in respect of certain offences Where any person is charged with an offence against this Act arising out of his or her doing, without a permit or certificate, any action for which a permit or certificate is required, the onus shall be on that person to prove that at the relevant time he or she held the required permit or certificate.
Section 50: amended, on 12 August 1991, by section 10 of the Trade in Endan- gered Species Amendment Act 1991 (1991 No 100).
Forfeiture of property on conviction Subject to subsection (2), on the conviction of any person for any offence against this Act,— (a) threatened, or ex- any specimen of an endangered, ploited species in respect of which the offence has been committed; and any container, packing case, crate, box, or any other form of receptacle (not being a bulk cargo container or a pallet) used in relation to the commission of the offence,— (b) whether or not they have been seized, taken possession of, or detained under section 39, shall be forfeit to the Crown, and disposed of,— (c) (d) in the case of a specimen, in accordance with section 42: in the case of a receptacle, as the Director-General di- rects.
(2) Notwithstanding the conviction of any person for any offence against this Act, no specimen shall be forfeited or disposed of until proceedings are finally determined.
(3) Any person whose receptacle has been forfeit to the Crown under subsection (1) or any person having a legal or equit- able interest in such property may apply to the Minister within 30 days of conviction for the release of the property so for- 39 Part 4 s 52 Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 feited; and the Minister may order the release of such property on payment to the Crown of such amount as the Minister thinks appropriate, being an amount not exceeding the amount the items otherwise forfeited are estimated by the Director-Gen- eral to realise if sold by public auction in New Zealand.
(4) Any forfeiture directed or redemption payment imposed pur- suant to this section shall be in addition to, and not in substi- tution for, any other penalty that may be imposed by the court or by this Act.

Section 51(1): amended, on 12 August 1991, by section 11 of the Trade in Endangered Species Amendment Act 1991 (1991 No 100).

Section 51(2): amended, on 12 August 1991, by section 11 of the Trade in Endangered Species Amendment Act 1991 (1991 No 100).
Protection of officers and others A person who does any act in pursuance or intended pursuance of any of the functions conferred on that person by or under this Act shall not be under any civil or criminal liability in respect thereof, whether on the ground of want of jurisdiction, or mistake of law or fact, or on any other ground, unless the person has acted, or omitted to act, in bad faith or without reasonable cause.
Schedules The Governor-General may from time to time, by Order in Council,— (a) add any item to, omit any item from, or amend any item in Schedule 1 or Schedule 2 or Schedule 3: add any Part to, or omit any Part from, Schedule 1 or Schedule 2 or Schedule 3: revoke any such schedule and substitute a new sched- ule— (b) (c) in order that those schedules may conform with the Conven- tion as amended from time to time.
Section 53: substituted, on 2 September 1996, by section 2 of the Trade in Endangered Species Amendment Act 1996 (1996 No 149).
52 53 40 Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Part 4 s 55 54 Regulations The Governor-General may from time to time, by Order in Council, make regulations for all or any of the following pur- poses: (a) (b) (c) (d) (e) (ea) (f) (g) prescribing the fees to be paid in respect of any permit or certificate granted under this Act: prescribing the recording of trade in endangered, threat- ened, or exploited species: regulating the non-commercial loan, donation, and ex- change between scientists and scientific institutions in New Zealand and those in other countries: prescribing the registration of scientists and scien- tific institutions in New Zealand involved in such exchanges: regulating the breeding in captivity, in the case of an animal, and the artificial propagation, in the case of a plant, of any specimen of endangered, threatened, or exploited species: specifying requirements with respect to taking and ana- lysis of samples of specimens where such taking and analysis is authorised for any purpose under this Act: prescribing offences in respect of the contravention of, or non-compliance with, any regulations made under this Act; and prescribing fines not exceeding $2,000 in respect of any such offence: providing for such matters as are contemplated by or necessary for giving full effect to the provisions of this Act and for its due administration.
Section 54(ea): inserted, on 14 May 1998, by section 13 of the Trade in Endan- gered Species Amendment Act 1998 (1998 No 17).

Section 54(f): substituted, on 12 August 1991, by section 12 of the Trade in Endangered Species Amendment Act 1991 (1991 No 100).

55 Consequential amendment Amendment(s) incorporated in the Act(s).

41 4 2 Schedule 1 Species endangered by trade s 3(1) Schedule 1: replaced, on 14 September 2014, by clause 3 of the Trade in Endangered Species Order 2014 (LI 2014/259).
The classes, families, and species listed in this schedule are arranged in descending order by class then in alphabetical order by order, family, and species.

This order of arrangement is adopted in the Convention.
The entries in the column headed “Exceptions/limitations” have the effect of— (a) (b) (c) (d) excluding nominated populations in the listed species; or limiting the applications of the listed species to only those populations nominated; or excluding certain species from a generic listing; or excluding nominated varieties of specimens of the listed species.
Part 1 Fauna (animals) Phylum—Chordata Class—Mammalia (mammals) Order Artiodactyla—Even- toed ungulates Family Antilocapridae—Pronghorn Genus, species, or subspecies Antilocapra americana Common name Pronghorn Bovidae—Antelopes, cattle, duikers, gazelles, goats, sheep, etc Addax nasomaculatus Bos gaurus Bos mutus Bos sauveli Addax Gaur Wild Yak Kouprey Bubalus depressicornis Lowland Anoa Bubalus mindorensis Tamarou Bubalus quarlesi Capra falconeri Mountain Anoa Markhor Capricornis milneedwardsii Chinese Serow Capricornis rubidus Red Serow Capricornis sumatraensis Mainland Serow 4 3 Exceptions/limitations Only population of Mexico.
No other population is included in the schedules Excludes domesticated form, referenced as Bos frontalis Excludes domesticated form, referenced as Bos grunniens Part 1—continued Order Family Exceptions/limitations Genus, species, or subspecies Capricornis thar Common name Himalayan Serow Cephalophus jentinki Jentink’s Duiker Gazella cuvieri Gazella leptoceros Cuvier’s Gazelle, Edmi Gazelle Slender-horned Gazelle Hippotragus niger variani Giant Sable Antelope Naemorhedus baileyi Red Goral Naemorhedus caudatus Long-tailed Goral Naemorhedus goral Goral Naemorhedus griseus Nanger dama Oryx dammah Oryx leucoryx Chinese Goral Dama Gazelle Scimitar-horned Oryx Arabian Oryx Ovis ammon hodgsonii Great Tibetan Sheep Ovis ammon nigrimontana Kara Tau Argali Ovis orientalis ophion Ovis vignei vignei Mouflon Red Sheep Pantholops hodgsonii Tibetan Antelope Part 1—continued Order Family Genus, species, or subspecies Pseudoryx nghetinhensis Common name Vu Quang Ox Exceptions/limitations Camelidae—Guanaco, vicuna Vicugna vicugna Vicugna Except populations of Argentina (populations of provinces of Jujuy and Catamarca and semi-captive populations of provinces of Jujuy, Salta, Catamarca, La Rioja, and San Juan), Chile (population of Primera Región), Ecuador (whole population),
 Peru (whole population), and the Plurinational State of Bolivia (whole population), which are included in Schedule 2 Cervidae—Deer, guemals, muntjacs, pudus Axis calamianensis Calamian Hog Deer Axis kuhlii Axis porcinus annamiticus Blastocerus dichotomus Bawean Hog Deer Ganges Hog Deer, Indo-Chinese Hog Deer Marsh Deer Cervus elaphus hanglu Kashmir Red Deer Dama dama mesopotamica Persian Fallow Deer 1
Part 1—continued Order Family Genus, species, or subspecies Hippocamelus spp Common name Guemals, Huemuls Exceptions/limitations Muntiacus crinifrons Muntiacus vuquangensis Ozotoceros bezoarticus Pudu puda Rucervus duvaucelii Rucervus eldii Moschidae—Musk deer Moschus spp Black Muntjac Giant Muntjac Pampas Deer Chilean Pudu Swamp Deer Eld’s Deer Musk Deer Only populations of Afghanistan, Bhutan, India, Myanmar, Nepal, and Pakistan.
All other populations are included in Schedule 2 Suidae—Babirusa, pygmy hog Babyrousa babyrussa Golden Babirusa Babyrousa bolabatuensis Bola Batu Babirusa Babyrousa celebensis Sulawesi Babirusa Babyrousa togeanensis Togian Babirusa Sus salvanius Pygmy Hog Carnivora— Carnivores Tayassuidae—Peccaries Catagonus wagneri Chacco Peccary Ailuridae—Red panda Ailurus fulgens Red Panda Order Family Canidae—Bush dog, foxes, wolves Genus, species, or subspecies Canis lupus Common name Grey Wolf Part 1—continued Felidae—Cats Speothos venaticus Acinonyx jubatus Bush Dog Cheetah 4 7 Caracal caracal Caracal Catopuma temminckii Felis nigripes Temminck’s Golden Cat Black-footed Cat Exceptions/limitations Only populations of Bhutan, India, Nepal, and Pakistan.
All other populations are included in Schedule 2.

Excludes domesticated form and dingo, which are referenced as Canus lupus familiaris and Canus lupus dingo Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana (5), Namibia (150), and Zimbabwe (50).

Trade in such specimens is subject to provisions of Article III of Convention.

Consult Department of Conservation for details Only population of Asia.
All other populations are included in Schedule Part 1—continued Order Family Genus, species, or subspecies Leopardus geoffroyi Common name Geoffroy’s Cat Leopardus jacobitus Andean Mountain Cat Exceptions/limitations Leopardus pardalis Leopardus tigrinus Leopardus wiedii Lynx pardinus Neofelis nebulosa Ocelot Little Spotted Cat Margay Spanish Lynx Clouded Leopard Panthera leo persica Asiatic Lion Panthera onca Panthera pardus Panthera tigris Pardofelis marmorata Prionailurus bengalensis bengalensis Jaguar Leopard Tiger Marbled Cat Leopard Cat Prionailurus planiceps Flat-headed Cat Prionailurus rubiginosus Rusty-spotted Cat Only populations of Bangladesh, India, and Thailand.
All other populations are included in Schedule 2 Only population of India.
All other populations are included in Schedule Order Family Part 1—continued Genus, species, or subspecies Puma concolor coryi Common name Florida Cougar Puma concolor costaricensis Costa Rica Cougar Puma concolor cougar Puma yagouaroundi Eastern Puma Jaguarundi Exceptions/limitations Only populations of Central and North America.
All other populations are included in Schedule 2 Mustelidae—Badgers, martens, weasels, etc Uncia uncia Snow Leopard Aonyx capensis microdon African Clawless Otter Only populations of Cameroon and Nigeria.
All other populations are included in Schedule 2 Enhydra lutris nereis Southern Sea Otter Lontra felina Lontra longicaudis Lontra provocax Lutra lutra Lutra nippon Marine Otter Long-tailed Otter Southern River Otter Eurasian Otter Japanese River Otter Pteronura brasiliensis Giant Otter Order Part 1—continued Family Mustelinae—Grisons, honey badger, martens, tayra, weasels Otariidae—Fur seals, sea lions Arctocephalus townsendi Genus, species, or subspecies Mustela nigripes Phocidae—Seals Monachus spp Ursidae—Bears, giant panda Ailuropoda melanoleuca Helarctos malayanus Melursus ursinus Tremarctos ornatus Ursus arctos Common name Black-footed Ferret Exceptions/limitations Guadelupe Fur Seal Monk Seals Giant Panda Sun Bear Indian Sloth Bear Spectacled Bear Brown Bear Only populations of Bhutan, China, Mexico, and Mongolia.
All other populations are included in Schedule 2 Viverridae—Binturong, civets, linsangs, otter-civet, palm civets Balaenidae—Bowhead whale, right whales Cetacea—Dolphins, porpoises, whales Ursus arctos isabellinus Ursus thibetanus Red or Himalayan Brown Bear Asiatic Black Bear Prionodon pardicolor Spotted Linsang Balaena mysticetus Eubalaena spp Bowhead Whale Right Whales Part 1—continued Order Family Balaenopteridae—Humpback whale, rorquals Genus, species, or subspecies Balaenoptera acutorostrata Common name Northern Minke Whale Except population of West Exceptions/limitations Greenland, which is included in Schedule 2 Balaenoptera bonaerensis Southern Minke Whale Balaenoptera borealis Sei Whale Balaenoptera edeni Bryde’s Whale Balaenoptera musculus Blue Whale Balaenoptera omurai Omura’s Whale Balaenoptera physalus Fin Whale Megaptera novaeangliae Humpback Whale Delphinidae—Dolphins Orcaella brevirostris Irrawaddy Dolphin Orcaella heinsohni Sotalia spp Sousa spp Australian Snubfin Dolphin River Dolphins, Tucuxi Humpback Dolphins Eschrichtiidae—Grey whale Eschrichtius robustus Grey Whale Iniidae—River dolphins Lipotes vexillifer 5 1 Neobalaenidae—Pygmy right whale Caperea marginata Baiji, Yangtse River Dolphin Pygmy Right Whale Part 1—continued Order
8 9 S c h e d u l e 1 5 2 Part 1—continued Order Family Phocoenidae—Porpoises Genus, species, or subspecies Neophocaena phocaenoides Common name Black Finless Porpoise Exceptions/limitations Phocoena sinus Physteridae—Sperm whales Physeter macrocephalus Platanistidae—River dolphins Platanista spp Ziphiidae—Beaked whales, bottle-nosed whales Chiroptera—Bats Pteropodidae—Fruit bats, flying foxes Berardius spp Hyperoodon spp Acerodon jubatus Pteropus insularis Pacific Harbour Porpoise Sperm Whale Ganges and Indus dolphins Beaked Whales Bottle-nose Whales
 Golden-capped Fruit Bat Truk Fruit Bat Pteropus loochoensis Okinawa Flying Fox Pteropus mariannus Marianas Flying Fox Pteropus molossinus Pohnpei Fruit Bat Pteropus pelewensis Palau Fruit Bat Pteropus pilosus Pteropus samoensis Pteropus tonganus Pteropus ualanus Large Palau Fruit Bat Samoan Fruit Bat Insular Flying Fox Kosrae Flying Fox Order Family Genus, species, or subspecies Pteropus yapensis Common name Yap Flying Fox Exceptions/limitations Part 1—continued Cingulata—Armadil- los Dasyuromorphia— Carniverous marsupials Diprotodontia— Kangaroos, wallabies, possums, koala, wombats, and relatives Lagomorpha—Hares, pikas, rabbits Peramelemorphia— Bandicoots, bilbies Dasypodidae—Armadillos Priodontes maximus Giant Armadillo Dasyuridae—Dunnarts Sminthopsis longicaudata Long-tailed Dunnart Macropodidae—Kangaroos, Wallabies Sminthopsis psammophila Lagorchestes hirsutus Large Desert Marsupial-mouse Western Hare Wallaby Lagostrophus fasciatus Banded Hare Wallaby Onychogalea fraenata Potoroidae—Rat-kangaroos Bettongia spp Vombatidae—Northern Hairy-nosed Wombat Leporidae—Hispid hare, volcano rabbit Lasiorhinus krefftii Caprolagus hispidus Romerolagus diazi Bridled Nailtail Wallaby Rat-Kangaroos Northern Hairy-nosed Wombat Assam Rabbit, Hispid Hare Volcano Rabbit Peramelidae—Bandicoots Perameles bougainville Barred Bandicoot Thylacomyidae—Bilbies
 Macrotis lagotis Bilby Part 1—continued Order Perissodactyla— Horses, rhinoceroses, tapirs Family Equidae—Horses, wild asses, zebras Rhinocerotidae— Rhinoceroses Tapiridae—Tapirs Primates—Apes, monkeys Atelidae—Howler and prehensile-tailed monkeys Genus, species, or subspecies Equus africanus Common name African Wild Ass Exceptions/limitations Excludes domesticated form,
 referenced as Equus asinus Equus grevyi Grevy’s Zebra Equus hemionus hemionus Mongolian Wild Ass Equus hemionus khur Indian Wild Ass Equus przewalskii Equus zebra zebra Rhinocerotidae spp Przewalski’s Wild Horse Cape Mountain Zebra Rhinoceroses Tapiridae spp Tapirs Alouatta coibensis Alouatta palliata Alouatta pigra Ateles geoffroyi frontatus Ateles geoffroyi panamensis Coiba Island Howler Monkey Mantled Howler Monkey Guatemalan Mantled Howler Monkey Black-browed Spider Monkey Red Spider Monkey Except subspecies included in Schedule 2 Except species included in Schedule Order Family Genus, species, or subspecies Brachyteles arachnoides Common name Woolly Spider Monkey Exceptions/limitations Part 1—continued Cebidae—New World monkeys Cercopithecidae—Old World monkeys 5 5 Brachyteles hypoxanthus Northern Muriqui Oreonax flavicauda Woolly Monkey Callimico goeldii Callithrix aurita Callithrix flaviceps Leontopithecus spp Saguinus bicolor Saguinus geoffroyi Saguinus leucopus Saguinus martinsi Saguinus oedipus Saimiri oerstedii Cercocebus galeritus Goeldi’s Marmoset White-eared Marmoset Buff-headed Marmoset Lion Tamarins Brazilian Bare-faced Tamarin Geoffroy’s Tamarin White-footed Tamarin Martin’s Tamarin Cotton-headed Tamarin Red-backed Squirrel Monkey Tana River Mangabey Cercopithecus diana Diana Monkey Cercopithecus roloway Roloway Monkey Macaca silenus
 Wanderoo Part 1—continued Order Family Genus, species, or subspecies Mandrillus leucophaeus Common name Drill Exceptions/limitations Mandrillus sphinx Nasalis larvatus Piliocolobus kirkii Mandrill Proboscis Monkey Kirk’s Colobus Piliocolobus rufomitratus Tana River Colobus Presbytis potenziani Mentawi Leaf-monkey Pygathrix spp Langurs Rhinopithecus spp Snub-nosed Monkeys
 Semnopithecus ajax Kashmir Grey Langur Semnopithecus dussumieri Semnopithecus entellus Southern Plains Grey Langur Hanuman Langur Semnopithecus hector Tarai Grey Langur Semnopithecus hypoleucos Semnopithecus priam Black-footed Grey Langur Tufted Grey Langur Semnopithecus schistaceus Nepal Grey Langur Simias concolor Trachypithecus geei Pig-tailed Langur Golden Langur Part 1—continued Genus, species, or subspecies Trachypithecus pileatus Common name Capped Langur Trachypithecus shortridgei Shortridge’s Langur Cheirogaleidae spp Dwarf Lemurs, Mouse Lemurs Daubentonia madagascariensis Aye-aye Exceptions/limitations Order Family Cheirogaleidae—Dwarf lemurs Daubentoniidae—Aye-aye Hominidae—Chimpanzees, gorilla, orang-utan Gorilla beringei Gorilla gorilla Pan spp Pongo abelii Pongo pygmaeus Indriidae spp Mountain Gorilla Gorilla Chimpanzees Sumatran Orang-utan Orang-utan Gibbons Sifakas, Indris Lemuridae spp Lemurs Lepilemuridae spp Sportive Lemurs Hylobatidae—Gibbons Hylobatidae spp Indriidae—Avahi, indris, sifakas, woolly lemurs Lemuridae—Large lemurs Lepilemuridae—Sportive lemurs Lorisidae—Lorises Pithecidae—Sakis, uakaris Cacajao spp Nycticebus spp Slow Lorises Uakaris 5 7 Chiropotes albinasus White-nosed Saki 8
S p e c i e s A c t 1 9 8 9 S c h e d u l e 1 5 8 Order Proboscidea— Elephants Part 1—continued Family Elephantidae—Elephants Genus, species, or subspecies Elephas maximus Common name Asiatic Elephant Exceptions/limitations Loxodonta africana African Elephant Except populations of Botswana, Namibia, South Africa, and Zimbabwe, which are included in Schedule 2 Except all specimens of domesticated form Rodentia—Rodents Chinchillidae—Chinchillas Chinchilla spp Chinchillas Muridae—Mice, rats Leporillus conditor Stick Nest Rat Pseudomys fieldi praeconis Shark
 Bay Mouse Xeromys myoides False Water Rat Zyzomys pedunculatus Central Rock Rat Cynomys mexicanus Mexican Prairie Dog Dugong dugon Dugong Sciuridae—Ground squirrels, tree squirrels Dugongidae—Dugong Trichechidae—Manatees Trichechus inunguis Trichechus manatus South American Manatee West Indian Manatee Trichechus senegalensis West African Manatee Sirenia—Sirenians (sea cows Class—Aves (birds) Order Anseriformes— Waterfowl Family Anatidae—Ducks, geese, swans, etc Part 1—continued Genus, species, or subspecies Anas aucklandica Common name Auckland Island Teal Exceptions/limitations Anas chlorotis Anas laysanensis Anas nesiotis Asarcornis scutulata Brown Teal Laysan Duck Campbell Island Teal White-winged Wood Duck Branta canadensis leucopareia Aleutian Canada Goose Branta sandvicensis Hawaiian Goose, Nene Rhodonessa caryophyllacea Pink-headed Duck Possibly extinct Apodiformes— Swifts, hummingbirds Charadriiformes— Shorebirds and relatives 5 9 Trochilidae—Hummingbirds Glaucis dohrnii Hook-billed Hermit Laridae—Gull Larus relictus Relict Gull Scolopacidae—Curlews, greenshanks Numenius borealis Eskimo Curlew Numenius tenuirostris Slender-billed Curlew Tringa guttifer Spotted Greenshank Part 1—continued Order
8 9 S c h e d u l e 1 6 0 Part 1—continued Order Ciconiiformes— Storks, herons, bitterns, etc Columbiformes— Doves, pigeons Coraciiformes— Kingfishers and relatives Falconiformes— Eagles, falcons, hawks, vultures Family Ciconiidae—Storks Genus, species, or subspecies Ciconia boyciana Common name Oriental White Stork Exceptions/limitations Threskiornithidae—Ibises, spoonbills Jabiru mycteria Mycteria cinerea Geronticus eremita Nipponia nippon Jabiru Stork Milky Stork Waldrapp Ibis Japanese Crested Ibis Columbidae—Doves, pigeons Caloenas nicobarica Nicobar
 Pigeon Ducula mindorensis Bucerotidae—Hornbills Aceros nipalensis Buceros bicornis Rhinoplax vigil Mindoro Imperial Pigeon Rufous-necked Hornbill Great Indian Hornbill Helmeted Hornbill Accipitridae—Hawks, eagles Aquila adalberti Spanish Imperial Eagle Rhyticeros subruficollis Plain-pouched Hornbill Aquila heliaca Imperial Eagle Chondrohierax uncinatus wilsonii Haliaeetus albicilla Cuban Hook-billed Kite White-tailed Sea Eagle Harpia harpyja Harpy Eagle Order Family Cathartidae—New World vultures Falconidae—Falcons Galliformes— Megapodes, curassows, pheasants, quails, and relatives Cracidae—Chachalacas, curassows, guans 6 1 Part 1—continued Genus, species, or subspecies Pithecophaga jefferyi Common name Monkey-eating Eagle Gymnogyps californianus California Condor Exceptions/limitations Vultur gryphus Falco araeus Falco jugger Falco newtoni Falco pelegrinoides Falco peregrinus Falco punctatus Falco rusticolus Andean Condor Seychelles Kestrel Laggar Falcon Aldabra Kestrel Only population of Seychelles Barbary Falcon Peregrine Falcon Mauritius Kestrel Gyrfalcon Crax blumenbachii Red-billed Curassow Mitu mitu Oreophasis derbianus Razor-billed Curassow, Mitu Horned Guan Penelope albipennis White-winged Guan Pipile jacutinga Pipile pipile Black-fronted Piping Guan Trinidad Piping Guan n
Order Family Megapodiidae—Megapodes, scrubfowl Phasianidae—Grouse, guineafowl, partridges, pheasants, tragopans Part 1—continued Genus, species, or subspecies Macrocephalon maleo Common name Maleo (Fowl) Exceptions/limitations Catreus wallichii Cheer Pheasant Colinus virginianus ridgwayi Crossoptilon crossoptilon Masked Bobwhite Quail White-eared Pheasant Crossoptilon mantchuricum Brown-eared Pheasant Lophophorus impejanus Lophophorus lhuysii
 Lophophorus sclateri Lophura edwardsi Lophura swinhoii Polyplectron napoleonis Rheinardia ocellata Syrmaticus ellioti Syrmaticus humiae Syrmaticus mikado Himalayan Impeyan Pheasant Chinese Monal Pheasant Sclater’s Monal Pheasant Edward’s Pheasant Swinhoes’s Pheasant Palawan Peacock Pheasant Crested Argus Elliot’s Pheasant Bar-tailed Pheasant Mikado Pheasant Part 1—continued Order Family Genus, species, or subspecies Tetraogallus caspius Common name Caspian Snowcock Tetraogallus tibetanus Tibetan Snowcock Exceptions/limitations Tragopan blythii Tragopan caboti Tragopan melanocephalus Gruidae—Cranes Grus americana Blyth’s Tragopan, Grey-bellied Tragopan Cabot’s Tragopan, Yellow-billed Tragopan Western Tragopan, Western Horned Pheasant Whooping Crane Grus canadensis nesiotes Cuban Sandhill Crane Grus canadensis pulla Grus japonensis Mississippi Sandhill Crane Manchurian Crane Grus leucogeranus Siberian White Crane Gruiformes—Coots, cranes, rails 6 3 Otididae—Bustards Ardeotis nigriceps Grus monacha Grus nigricollis Grus vipio Hooded Crane Black-necked Crane White-naped Crane Great Indian Bustard Part 1—continued Order Family Genus, species, or subspecies Chlamydotis macqueenii Common name Macqueen’s Bustard
 Chlamydotis undulata Houbara Bustard Houbaropsis bengalensis Bengal Bustard Exceptions/limitations Rallidae—Rail Gallirallus sylvestris Lord Howe Woodrail Rhynochetidae—Kagu Rhynochetos jubatus Kagu Passeriformes— Passerines (perching birds) Atrichornithidae—Scrub-bird Atrichornis clamosus Cotingidae—Cotingas Cotinga maculata Noisy Scrub-bird Banded Cotinga Xipholena atropurpurea White-winged Cotinga Fringillidae—Finches Carduelis cucullata Red Siskin Hirundinidae—Martin Pseudochelidon sirintarae Icteridae—Blackbird
 Xanthopsar flavus White-eyed River Martin Saffron-cowled Blackbird Helmeted Honeyeater Meliphagidae—Honeyeater Muscicapidae—Old World flycatchers Lichenostomus melanops cassidix Dasyornis broadbenti litoralis Western Rufous Dasyornis longirostris Bristlebird Western Bristlebird Picathartes gymnocephalus Bare-headed Rockfowl Picathartes oreas Grey-necked Rockfowl Possibly extinct Part 1—continued Order Family Pittidae—Pittas Genus, species, or subspecies Pitta gurneyi Common name Guerney’s Pitta Pitta kochi Koch’s Pitta Exceptions/limitations Sturnidae—Mynahs (Starlings) Zosteropidae—White-eye Leucopsar rothschildi Zosterops albogularis Pelecaniformes— Cormorants Fregatidae—Frigatebird Fregata andrewsi Pelecanidae—Pelican Pelecanus crispus Bali Starling, Rothschild’s Mynah Norfolk White-throated White-eye Christmas Island Frigatebird Dalmatian Pelican Piciformes—Wood- peckers and relatives Podicipediformes— Grebes Procellariiformes— Tube-nosed seabirds Psittaciformes— Parrots 6 5 Sulidae—Booby Papasula abbotti Abbott’s Booby Picidae—Woodpeckers Dryocopus javensis richardsi Tristram’s Woodpecker Podicipedidae—Grebe Podilymbus gigas Atitlan Grebe Diomedeidae—Albatross Phoebastria albatrus Short-tailed Albatross Cacatuidae—Cockatoos Cacatua goffiniana Goffin’s Cockatoo Cacatua haematuropygia Red-vented Cockatoo Cacatua moluccensis Moluccan
 Cockatoo, Salmon-crested Cockatoo Order Family Part 1—continued Genus, species, or subspecies Cacatua sulphurea Loriidae—Lories, lorikeets Eos histrio Probosciger aterrimus Psittacidae—Amazons, macaws, parakeets, parrots Vini ultramarina Amazona arausiaca Amazona auropalliata Amazona barbadensis Amazona brasiliensis Amazona finschi Amazona guildingii Amazona imperialis Amazona
 leucocephala Exceptions/limitations Common name Lesser Sulphur-crested Cockatoo, Yellow- crested Cockatoo Palm Cockatoo Red-and-blue Lory Ultramarine Lory Red-necked Amazon Parrot Yellow-naped Amazon, Yellow-naped Parrot Yellow-shouldered Amazon Parrot Red-tailed Amazon Parrot Lilac-crowned Amazon St. Vincent Amazon, St. Vincent Parrot Imperial Amazon, Imperial Parrot Cuban Amazon, Cuban Parrot Order Family Exceptions/limitations Part 1—continued Genus, species, or subspecies Amazona oratrix Amazona pretrei Amazona rhodocorytha Amazona tucumana Amazona versicolor Amazona vinacea Amazona viridigenalis Amazona vittata Anodorhynchus spp Ara ambiguus Common name Yellow-headed Amazon, Yellow- headed Parrot Red-spectacled Amazon, Red- spectacled Parrot Red-browed Amazon, Red-topped Parrot Tucuman Amazon, Alder Parrot St. Lucia Amazon, St. Lucia Parrot Vinaceous Amazon, Vinaceous Parrot Green-cheeked Amazon, Green- cheeked Parrot Puerto Rican Amazon, Puerto Rican Parrot Glaucous, Hyacinth, and Lear’s Macaws Great Green Macaw 6 7 Ara glaucogularis Caninde Macaw Part 1—continued Order Family Genus, species, or subspecies Ara macao Common name Scarlet Macaw Ara militaris Ara rubrogenys Military Macaw Red-fronted Macaw
 Cyanopsitta spixii Spix’s Macaw Exceptions/limitations Cyanoramphus cookii Cyanoramphus forbesi Norfolk Island Green Parrot, Norfolk Island Parakeet Forbes’s Yellow- fronted Parakeet, Chatham Island Yellow-fronted Parakeet Cyanoramphus novaezelandiae Red-crowned Parakeet Cyanoramphus saisseti Red-crowned Parakeet Cyclopsitta diophthalma coxeni Coxen’s Double-eyed Eunymphicus cornutus Guarouba guarouba Neophema chrysogaster Fig Parrot Horned Parakeet Golden Conure, Golden Parakeet Orange-bellied Parakeet S c
Golden Parakeet Orange-bellied Parakeet Part 1—continued Order Family Genus, species, or subspecies Ognorhynchus icterotis Common name Yellow-eared Conure Exceptions/limitations Pezoporus occidentalis Night Parrot Possibly extinct Pezoporus wallicus Pionopsitta pileata Primolius couloni Ground Parrot Pileated Parrot Blue-headed Macaw Primolius maracana Blue-winged Macaw Psephotus chrysopterygius Psephotus dissimilis Golden-shouldered Parrot Hooded Parrot Psephotus pulcherrimus Paradise Parrot Possibly extinct Psittacula echo Pyrrhura cruentata Rhynchopsitta spp Strigops habroptilus Mauritius Parakeet Blue-throated Conure Thick-billed Parrot, Maroon-fronted Parrot Kakapo Rheiformes—Rheas Rheidae—Rheas Pterocnemia pennata Darwin’s Rhea Except Pterocnemia pennata pennata, which is included in Schedule 2 Sphenisciformes— Penguins 6 9 Spheniscidae—Penguins Spheniscus humboldti Humboldt Penguin Part 1—continued Order Strigiformes—Owls Family Strigidae—Owls Genus, species, or subspecies Heteroglaux blewitti Common name Forest Spotted Owl Exceptions/limitations Mimizuku gurneyi Ninox natalis Giant Scops Owl Christmas Island Hawk-owl Ninox novaeseelandiae undulata Norfolk Island Boobook Owl Madagascar Owl Tyto soumagnei Tytonidae—Barn owls Struthionidae—Ostrich
 Struthio camelus Ostrich Tinamidae—Tinamous Tinamus solitarius Solitary Tinamou Trogonidae—Quetzals Pharomachrus mocinno Resplendent Quetzal Struthioniformes— Ostriches, emus, cassowaries, kiwis Tinamiformes— Paleognath birds Trogoniformes— Trogons Only populations of Algeria, Burkina Faso, Cameroon, Central African Republic, Chad, Mali, Mauritania, Morocco, Niger, Nigeria, Senegal, and Sudan.
No other populations are included in the schedules Part 1—continued Class—Reptilia (reptiles) Order Crocodylia— Alligators, caimans, crocodiles Family Alligatoridae—Alligators, caimans Genus, species, or subspecies Alligator sinensis Common name Chinese Alligator Caiman crocodilus apaporiensis Rio Apaporis Exceptions/limitations Caiman latirostris Spectacled Caiman Broad-snouted Caiman Except population of Melanosuchus niger Black Caiman Crocodylidae—Crocodiles Crocodylus acutus American Crocodile 7 1 Crocodylus cataphractus Crocodylus intermedius African Slender- snouted Crocodile Orinoco Crocodile Argentina, which is included in Schedule 2 Except population of Brazil, which is included in Schedule 2, and population of Ecuador, which is included in Schedule 2 and is subject to zero annual export quota until annual export quota has been approved by CITES Secretariat and IUCN/SSC Crocodile Specialist Group Except population of Cuba, which is included in Schedule Part 1—continued Order Family Genus, species, or subspecies Crocodylus mindorensis Common name Mindoro Crocodile Crocodylus moreletii Belize Crocodile Crocodylus niloticus Nile Crocodile Crocodylus palustris Marsh Crocodile Exceptions/limitations Except populations of Belize and Mexico, which are
 included in Schedule 2 with zero quota for wild specimens traded for commercial purposes Except populations of Botswana, Egypt (subject to zero quota for wild specimens traded for commercial purposes), Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, United Republic of Tanzania (subject to annual export quota of no more than 1 600 wild specimens, including hunting trophies, in addition to ranched specimens), Zambia, and Zimbabwe, which are included in Schedule 2 S c h e d u l
which are included in Schedule Exceptions/limitations Except populations of Australia, Indonesia, and Papua New Guinea, which are included in Schedule 2 Order Family Genus, species, or subspecies Crocodylus porosus Common name Saltwater Crocodile Part 1—continued Crocodylus rhombifer Cuban Crocodile Crocodylus siamensis Siamese Crocodile Osteolaemus tetraspis Dwarf Crocodile Tomistoma schlegelii False Gavial Gavialidae—Gavial Gavialis gangeticus Sphenodontidae—Tuatara Sphenodon spp Gharial Tuatara Chamaeleonidae—Chamele- ons Helodermatidae—Beaded lizards, gila monster Brookesia perarmata Heloderma horridum charlesbogerti Iguanidae—Iguanas Brachylophus spp Cyclura spp Sauromalus varius Lacertidae—Lizards Gallotia simonyi Antsingy Leaf Chameleon Guatemalan Beaded Lizard, Blue Beaded Lizard Fiji Iguanas Ground Iguanas Piebald Chuckwalla Hierro Giant Lizard Rhynchocephalia— Tuatara Sauria—Lizards Part 1—continued Order Family Varanidae—Monitor lizards Genus, species, or subspecies Varanus bengalensis Common name Indian Monitor Exceptions/limitations Serpentes—Snakes Boidae—Boas Bolyeriidae—Round Island boas Varanus flavescens Varanus griseus Varanus komodoensis Varanus nebulosus Acrantophis spp Boa constrictor occidentalis Epicrates inornatus Epicrates
 monensis Epicrates subflavus Sanzinia madagascariensis Bolyeria multocarinata Casarea dussumieri Pythonidae—Pythons Python molurus molurus Yellow Monitor Desert Monitor Komodo Dragon Bengal Monitor Madagascar Boas Argentine Boa Constrictor Puerto Rican Boa Mona Island Boa, Virgin Islands Tree Boa Jamaican Boa, Yellow Snake Madagascar Tree Boa Round Island Burrowing Boa Round Island Keel-scaled Boa Indian Python, Rock Python 6
Exceptions/limitations Only population of Europe, except area that formerly constituted USSR; populations in that area are not included in the schedules Order Family Viperidae—Vipers Genus, species, or subspecies Vipera ursinii Common name Orsini’s Viper Part 1—continued Testudines—Turtles, tortoises Chelidae—Austro-American side-necked turtles Cheloniidae—Marine turtles Dermochelyidae— Leatherback turtle Emydidae—Box turtles, freshwater turtles Geoemydidae—Box turtles, freshwater turtles Pseudemydura umbrina Western Swamp Turtle Cheloniidae spp Sea Turtles Dermochelys coriacea Leatherback Turtle Glyptemis muhlenbergii Terrapene coahuila Batagur affinis Batagur baska Geoclemys hamiltonii Melanochelys tricarinata Morenia ocellata Muhlenberg’s Turtle, Bog Turtle Aquatic Box Turtle Southern River Terrapin Batagur, Four-toed Terrapin, River Terrapin Black Pond Turtle Three-keeled Land Tortoise Bengal Eyed Terrapin Order Family Platysternidae—Big-headed Turtles Testudinidae—Tortoises Exceptions/limitations Part 1—continued Genus, species, or subspecies Pangshura tecta Platysternidae spp Common name Indian Sawback Turtle, Dura Turtle, Indian Pond Turtle Big-headed Turtle Astrochelys radiata Radiated Tortoise Astrochelys yniphora Madagascar Tortoise Chelonoidis nigra Geochelone platynota
 Gopherus flavomarginatus Psammobates geometricus Pyxis arachnoides Pyxis planicauda Testudo kleinmanni Galapagos Giant Tortoise Burmese Star Tortoise Yellow-bordered Tortoise Geometric Tortoise Spider Tortoise Flat-backed Spider Tortoise Egyptian Tortoise Part 1—continued Order Family Trionychidae—Softshell turtles, terrapins Genus, species, or subspecies Apalone spinifera atra Chitra
 chitra Chitra Vandijki Nilssonia gangetica Nilssonia hurum Nilssonia nigricans Class—Amphibia (amphibians) Order Anura—Frogs, toads Bufonidae—Toads Family Genus, species, or subspecies Amietophrynus superciliaris 7 7 Altiphrynoides spp Atelopus zeteki Incilius periglenes Exceptions/limitations Exceptions/limitations Common name Cuatro Cienegas Softshell Turtle Southest Asian Narrow-headed Softshell Turtle Burmese Narrow- headed Softshell Turtle Indian Softshell Turtle Indian Peacock Softshell Turtle Dark Softshell Turtle Common name Cameroon Toad, Zaire Toad Ethiopian Toads Golden Arrow Poison Frog Golden Toad Part 1—continued Order Family Caudata—Salaman- ders Microhylidae—Red rain frog, tomato frog Cryptobranchidae—Hellben- der and giant salamanders Salamandridae—Newts, salamanders Class—Elasmobranchii (sharks) Exceptions/limitations Genus, species, or subspecies Nectophrynoides spp Common name Viviparous Toads Nimbaphrynoides spp Dyscophus antongilii Nimba Toads Tomato Frog Andrias spp Giant Salamanders Neurergus kaiseri Kaiser’s Spotted Newt Order Pristiformes—Skates Pristidae—Sawfishes Family Genus, species, or subspecies Pristidae spp Common name Sawfishes Exceptions/limitations Class—Actinopterygii (fish) Order Acipenseriformes— Paddlefish, sturgeons Cypriniformes— Minnows, suckers Family Acipenseridae—Sturgeons Genus, species, or
 subspecies Acipenser brevirostrum Common name Shortnose Sturgeon Exceptions/limitations Catostomidae—Cui-ui Chasmistes cujus Cui-ui Acipenser sturio Common Sturgeon Part 1—continued Order Osteoglossiformes— Bonytongues Perciformes— Perch-like fishes Siluriformes—Cat- fish Family Cyprinidae—Blind carps, Plaeesok Osteoglossidae—Bonytongue Genus, species, or subspecies Probarbus
 jullieni Common name Ikan Temoleh Exceptions/limitations Scleropages formosus Asian Arowana Includes taxon Scleropages inscriptus Sciaenidae—Totoaba Totoaba macdonaldi Pangasiidae—Pangasid catfish Pangasianodon gigas Macdonald’s Weakfish, Totoaba Giant Catfish Class—Sarcopterygii (lungfishes) Order Coelacanthiformes— Coelacanths Family Latimeriidae—Coelacanths Genus, species, or subspecies Latimeria spp Common name Coelacanths Exceptions/limitations Part 1—continued Phylum—Arthropoda Class—Insecta (insects) Order Lepidoptera—Butter- flies, moths Family Papilionidae—Birdwing butterflies, swallowtail butterflies Class—Bivalvia (clams and mussels) Order Unionida—Fresh- water mussels Family Unionidae—Freshwater mussels, pearly mussels Exceptions/limitations Genus, species, or subspecies Ornithoptera alexandrae Papilio chikae Papilio homerus Common name Queen Alexandra’s Birdwing Luzon Peacock Swallowtail Homerus Swallowtail Phylum—Mullusca Genus, species, or subspecies Conradilla caelata Common name Birdwing Pearl Mussel Exceptions/limitations Dromus dromas Epioblasma curtisi Epioblasma florentina Dromedary Pearly Mussel Curtis Pearly Mussel Yellow Blossom Pearly Mussel Order Family Part 1—continued Genus, species,
a t Order Family Part 1—continued Genus, species, or subspecies Epioblasma sampsonii Common name Sampson’s Pearly Mussel Epioblasma sulcata perobliqua White Catspaw Mussel Exceptions/limitations Epioblasma torulosa gubernaculum Epioblasma torulosa torulosa Epioblasma turgidula Epioblasma walkeri Fusconaia cuneolus Fusconaia edgariana Lampsilis higginsii Green-blossom Pearly Mussel Tuberculed-blossom Pearly Mussel Turgid Blossom Pearly Mussel Brown Blossom Pearly Mussel Fine-rayed Pigtoe Pearly Mussel Shiny Pigtoe Pearly Mussel Higgin’s Eye Pearly Mussel
 Lampsilis orbiculata orbiculata Pink Mucket Pearly Lampsilis satur Lampsilis virescens Mussel Plain Pocketbook Pearly Mussel Alabama Lamp Pearly Mussel Order Family Exceptions/limitations Part 1—continued Genus, species, or subspecies Plethobasus cicatricosus Plethobasus cooperianus Pleurobema plenum Potamilus capax Quadrula intermedia Quadrula sparsa Toxolasma cylindrella Unio nickliniana Common name White Warty-back Pearly Mussel Orange-footed Pimpleback Mussel, Cumberland Pigtoe Pearly Mussel Rough Pigtoe Pearly Mussel Fat Pocketbook Pearly Mussel Cumberland Monkey-face Pearly Mussel Appalachian Monkey-face Pearly Mussel Pale Lilliput Pearly Mussel Nicklin’s Pearly Mussel Unio tampicoensis tecomatensis Tampico Pearly Mussel Villosa trabalis Cumberland Bean Pearly Mussel Part 1—continued Class—Gastropoda (snails and conches) Order Stylommatophora— Terrestrial snails and slugs Family Achatinellidae—Agate snails, Oahu tree snails Genus, species, or subspecies Achatinella spp Common name Agate Shells, Tree Snails Exceptions/limitations Part 2 Flora (plants) Family Agavaceae—Agaves Apocynaceae— Elephant trunks, hoodias Genus, species, or subspecies Agave parviflora Pachypodium ambongense Common name Santa
 Cruz Striped Agave Exceptions/limitations Araucariaceae— Monkey-puzzle tree Cactaceae—Cacti Pachypodium baronii Pachypodium decaryi Araucaria araucana Ariocarpus spp Astrophytum asterias Aztekium ritteri Monkey-puzzle Tree Living Rock Cactus Star Cactus Aztec Cactus 8 3 Coryphantha werdermannii Jabali Pincushion Cactus Family Part 2—continued Genus, species, or subspecies
 Discocactus spp Common name Discocacti Echinocereus ferreirianus ssp lindsayi Lindsay’s Cactus Exceptions/limitations Echinocereus schmollii Escobaria minima Escobaria sneedii Mammillaria pectinifera Mammillaria solisioides Melocactus conoideus Melocactus deinacanthus Melocactus glaucescens Melocactus paucispinus Obregonia denegrii Pachycereus militaris Pediocactus bradyi Pediocactus knowltonii Lamb’s-tail Cactus Nellie’s Cory Cactus Lee Pincushion Cactus, Sneed’s Cory Cactus Conelike Turk’s-cap Cactus Wonderfully-bristled Turk’s-cap Cactus Woolly Waxy-stemmed Turk’s-cap Cactus Few-spined Turk’s-cap Cactus Artichoke Cactus Grenadier’s Cap, Teddy-bear Cactus Brady’s Pincushion Cactus Knowlton’s Cactus Exceptions/limitations Family 8 5 Part 2—continued Genus, species, or subspecies Pediocactus paradinei Pediocactus peeblesianus Pediocactus sileri Pelecyphora spp Sclerocactus brevihamatus ssp tobuschii Sclerocactus erectocentrus Sclerocactus glaucus Sclerocactus mariposensis Common name Park Pincushion Cactus, Houserock Valley Cactus Fickeisen Hedgehog Cactus Siler’s Pincushion Cactus Hatchet Cacti Acuna Cactus Vinta Basin Hookless Cactus Lloyd’s Mariposa Cactus Sclerocactus mesae-verdae Mesa-verde Cactus Sclerocactus nyensis Sclerocactus papyracanthus Sclerocactus pubispinus Sclerocactus wrightiae Strombocactus spp Turbinicarpus spp
 Uebelmannia spp Tonopah Fishhook Cactus Paper-spine Pincushion Cactus Wright’s Fishhook Cactus Turbinicarps Part 2—continued Family Compositae— (Asteraceae) kuth Cupressaceae— Alerce, cypresses Genus, species, or subspecies Saussurea costus Common name Costus Root Exceptions/limitations Fitzroya cupressoides Alerce, Chilean False Larch Pilgerodendron uviferum Pilgerodendron, Cipres de
 las Guaitecas Cycadaceae—Cycads Cycas beddomei Euphorbiaceae— Euphorbias Euphorbia ambovombensis Euphorbia capsaintemariensis Euphorbia cremersii Euphorbia cylindrifolia Euphorbia decaryi Euphorbia francoisii Euphorbia moratii Euphorbia parvicyathophora Includes forma viridfolia and var rakotozafyi Includes Euphorbia cylindrifolia ssp tuberifera Includes Euphorbia decaryi vars ampanihyensis, robinsonii, and spirosticha Includes Euphorbia moratii vars antsingiensis, bemarahensis, and multiflora Part 2—continued Common name Exceptions/limitations Brazilian Rosewood Includes vars paucituberculata, rugosquamosa, and schistophila Family Fouquieriaceae— Ocotillos Leguminosae (Fabaceae)— Afrormosia, cristobal, rosewood, sandalwood Liliaceae—Aloes Genus, species, or subspecies Euphorbia quartziticola Euphorbia tulearensis Fouquieria fasciculata Fouquieria purpusii Dalbergia nigra Aloe albida Aloe albiflora Aloe alfredii Aloe bakeri Aloe bellatula Aloe calcairophila Aloe compressa Aloe delphinensis Aloe descoingsii Aloe fragilis Family Part 2—continued Genus, species, or subspecies Aloe haworthioides Common name Aloe helenae Aloe laeta Aloe parallelifolia Aloe parvula Aloe pillansii Aloe polyphylla Aloe rauhii
 Aloe suzannae Aloe versicolor Aloe vossii Spiral Aloe Nepenthaceae—Pitcher plants (Old World) Nepenthes khasiana Indian Pitcher Plant Nepenthes rajah Giant Tropical Pitcher Plant Exceptions/limitations Includes Aloe haworthioides var aurantiaca Includes Aloe laeta var maniaensis Family Orchidaceae—Orchids Genus, species, or subspecies Aerangis ellisii Common name Part 2—continued
 Dendrobium cruentum Laelia jongheana 8 9 Exceptions/limitations Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to provisions of this Act, but only if specimens meet definition of artificially propagated agreed by Conference of the Parties Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to provisions of this Act, but only if specimens meet definition of artificially propagated agreed by Conference of the Parties Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to provisions of this Act, but only if specimens meet definition of artificially propagated agreed by Conference of the Parties Family Part 2—continued Genus, species, or subspecies Laelia lobata Common name Paphiopedilum spp Slipper Orchids, Asian Slipper Orchids Peristeria elata Dove Orchid or Holy Ghost Orchid Exceptions/limitations Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to provisions of this Act, but only if specimens meet definition of artificially propagated agreed by Conference of the Parties Seedling or tissue cultures obtained in vitro, in solid or liquid media,
 transported in sterile containers are not subject to provisions of this Act, but only if specimens meet definition of artificially propagated agreed by Conference of the Parties r
Part 2—continued Family Genus, species, or subspecies Phragmipedium spp Common name Slipper Orchids, South American Slipper Orchids Renanthera imschootiana Red Vanda Palmae (Arecaceae) —Palms Pinaceae—Firs and pines Podocarpaceae— Podocarps Rubiaceae—Ayuque Sarraceniaceae— Pitcher plants (New World) Chrysalidocarpus decipiens Butterfly Palm Abies guatemalensis Podocarpus parlatorei Balmea stormiae Sarracenia oreophila Guatemala Fir or Pinabete Parlatore’s Podocarp Ayuque Green Pitcher Plant 9 1 Sarracenia rubra ssp alabamensis Alabama Canebrake Pitcher Plant Exceptions/limitations Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to provisions of this Act, but only if specimens meet definition of artificially propagated agreed by Conference of the Parties Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to provisions of this Act, but only if specimens meet definition of artificially propagated agreed by Conference of the Parties Family Stangeriacea— Stangerias Zamiaceae—Cycads Part 2—continued Genus, species, or subspecies Sarracenia rubra ssp jonesii Stangeria eriopus Ceratozamia spp Chigua spp Encephalartos spp Microcycas calocoma Common name Jones’
 Pitcher Plant, Mountain Sweet Pitcher Plant Hottentot’s Head Bread Trees or Bread Palms Exceptions/limitations Schedule 2 Species threatened by trade s 3(1) Schedule 2: replaced, on 14 September 2014, by clause 3 of the Trade in Endangered Species Order 2014 (LI 2014/259).
The classes, families, and species listed in this schedule are arranged in descending order by class then in alphabetical order by order, family, and species.

This order of arrangement is adopted in the Convention.
The entries in the column headed “Exceptions/limitations” have the effect of— (a) (b) (c) (d) (e) excluding nominated populations in the listed species; or limiting the applications of the listed species to only those populations nominated; or excluding certain species from a generic listing; or excluding nominated varieties of specimens of the listed species; or limiting the application of the listed species to only those categories of specimens nominated.
Class—Mammalia (mammals) Order Artiodactyla— Even-toed ungulates Family Bovidae—Antelopes, cattle, duikers, gazelles, goats, sheep, etc Part 1 Fauna (animals) Phylum—Chordata Genus, species, or subspecies Common name Ammotragus lervia Barbary Sheep Bison bison athabascae Wood Bison Budorcas taxicolor Takin Cephalophus brookei Brook’s Duiker Cephalophus dorsalis Bay Duiker Cephalophus ogilbyi Ogilby’s Duiker Cephalophus silvicultor Cephalophus zebra Damaliscus pygargus pygargus Kobus leche Ovis ammon Yellow-backed Duiker Banded Duiker Bontebok Lechwe Argali Exceptions/limitations Except subspecies included in Schedule Part 1—continued Order Family Genus, species, or subspecies Common name Desert Bighorn Ovis canadensis Ovis vignei Urial, Red Sheep Philantomba monticola Blue Duiker Rupicapra pyrenaica ornata Abruzzo Chamois Saiga borealis Saiga tatarica Lama guanicoe Vicugna vicugna Mongolian Saiga Saiga Antelope Guanaco Vicugna Camelidae—Guanaco, vicuna 9 5 Exceptions/limitations Only population of Mexico.
No other population is included in the schedules Except subspecies included in Schedule 1 Only populations of Argentina (populations of provinces of Jujuy and Catamarca and semi-captive populations of provinces of Jujuy, Salta, Catamarca, La Rioja, and San Juan), Chile (population of Primera Región), Ecuador (whole population), Peru (whole population), and Plurinational State of Bolivia (whole population).

All other populations are included in Schedule 1.
Consult Department of Conservation about labelling conditions Order Part 1—continued Family Cervidae—Deer, guemals, muntjacs, pudus Genus, species, or subspecies Common name Bactrian Wapiti Cervus elaphus bactrianus Pudu mephistophiles Pudu Hippopotamidae— Hippotamuses Hexaprotodon liberiensis Hippopotamus amphibius Moschidae—Musk deer Moschus spp Pygmy Hippopotamus Hippopotamus Musk Deer Tayassuidae—Peccaries Tayassuidae spp Peccaries Carnivora— Carnivores Canidae—Bush dog, foxes, wolves Canis lupus Grey Wolf Cerdocyon thous Crab-eating Fox Chrysocyon brachyurus Maned Wolf Cuon alpinus Asiatic Wild Dog Exceptions/limitations Except populations of Afghanistan, Bhutan, India, Myanmar, Nepal, and Pakistan, which are included in Schedule 1 Except species included in Schedule 1 and populations of Pecari tajacu of Mexico and United States of America, which are not included in the schedules Except populations of Bhutan, India, Nepal, and Pakistan, which are included in Schedule 1.
Excludes domesticated form and dingo, which are referenced as Canus lupus familiaris and Canus lupus dingo Order Family Part 1—continued Genus, species, or subspecies Common name Lycalopex culpaeus Culpeo Fox Lycalopex fulvipes Lycalopex griseus Darwin’s Fox Argentine Grey Fox Lycalopex gymnocercus Azara’s Fox Exceptions/limitations Eupleridae—Fossa, falanouc, Malagasy Civet Felidae—Cats Vulpes cana Vulpes zerda Cryptoprocta ferox Eupleres goudotii Fossa fossana Felidae spp Mephitidae—Hog-nosed skunk Conepatus humboldtii Blanford’s Fox Fennec Fox Fossa Falanouc Malagasy Civet All cat species Humboldt’s and Patagonian Hog-nosed Skunk Otters Except species included in Schedule 1.
Specimens of domesticated form are not subject to provisions of this Act Except species included in Schedule 1 Arctocephalus spp Fur Seals Except species included in Schedule 1 Mustelidae—Badgers, martens, weasels, etc Otariidae—Fur seals, sea lions 9 7 Lutrinae spp Part 1—continued Order Family Phocidae—Seals Ursidae—Bears, giant panda Viverridae—Binturong, civets, linsangs, otter-civet, palm civets Cetacea— Dolphins, porpoises, whales Genus, species, or subspecies Common name Mirounga leonina Southern Elephant Seal Bears Ursidae spp Cynogale bennettii Otter-civet Hemigalus derbyanus Banded Palm Civet Prionodon linsang Banded Linsang Cetacea spp Whales, Dolphins, Porpoises Chiroptera— Bats Pteropodidae—Fruit bats, flying foxes Acerodon spp Flying Foxes Pteropus spp Flying Foxes Cingulata— Armadillos Dasypodidae—Armadillos Chaetophractus nationi Andean Hairy Armadillo Exceptions/limitations Except species included in Schedule 1 Except species included in Schedule 1.
Zero annual export quota for live specimens from Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes Except species included in Schedule 1 Except Pteropus brunneus and species included in Schedule 1 Zero annual export quota.
All specimens are deemed to be specimens of species included in Schedule 1, and trade in them is regulated accordingly Part 1—continued Family Macropodidae—Kanga- roos, wallabies Genus, species, or subspecies Common name Dendrolagus inustus Order Diprotodontia— Kangaroos, wallabies, possums, koala, wombats, and relatives Phalangeridae—Cuscuses Phalanger intercastellanus Dendrolagus ursinus Phalanger mimicus Phalanger orientalis Spilocuscus kraemeri Spilocuscus maculatus Spilocuscus papuensis Grizzled Grey Tree Kangaroo Black Tree Kangaroo Eastern Common Cuscus Southern Common Cuscus Grey Cuscus Admiralty Island Cuscus Common Spotted Cuscus Black Spotted Cuscus, Waigeao Cuscus New Guinea Long-nosed Echidnas Monotremata— Monotremes (egg-laying mammals) Tachyglossidae—Echidnas, spiny anteaters Zaglossus spp 9 9 Exceptions/limitations Part 1—continued Order Perissodactyla— Horses, rhinoceroses, tapirs Family Equidae—Horses, wild asses, zebras Rhinocerotidae— Rhinoceroses Genus, species, or subspecies Common name Asiatic Wild Ass Equus hemionus Exceptions/limitations Except subspecies included in Schedule 1 Equus kiang Kiang Equus zebra hartmannae Hartmann’s Mountain Zebra Ceratotherium simum simum White Rhinoceros Pholidota— Pangolins Tapiridae—Tapirs
 Tapirus terrestris Manidae—Pangolins Manis spp Brazilian Tapir Pangolins Pilosa—Anteaters, Sloths Bradypodidae—Three-toed sloth Bradypus pygmaeus Pygmy Three-toed Sloth Only populations of South Africa and Swaziland.
All other populations are included in Schedule 1.

For exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and hunting trophies.
All other specimens are deemed to be specimens of species included in Schedule 1 and trade in them is regulated accordingly Zero annual export quota for Manis crassicaudata, Manis culionensis, Manis javanica, and Manis pentadactyla for specimens removed from the wild and traded for primarily commercial purposes Part 1—continued Order Family Genus, species, or subspecies Common name Bradypus variegatus Myrmecophagidae— American anteaters Myrmecophaga tridactyla Primates spp Elephantidae—elephants Loxodonta africana Primates—Apes, monkeys Proboscidea— Elephants Bolivian Three-toed Sloth Giant Anteater All Monkeys, Lemurs, etc African Elephant Exceptions/limitations Except species listed in Schedule 1 Populations of Botswana, Namibia, South Africa, and Zimbabwe only (all other populations are included in Schedule 1), for the exclusive purpose of allowing— (a) trade in hunting trophies for non-commercial purposes: trade in live animals to appropriate and acceptable destinations as defined in Resolution Conf.
11.20, for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa: trade in hides: (b) (c) 1 0 1 (d) trade in hair Part 1—continued Order Family Genus, species, or subspecies Common name Exceptions/limitations (e) (f) (g) trade in leather goods for commercial or non-commercial purposes for Botswana, Namibia, and South Africa and for non-commercial purposes for Zimbabwe: trade in individually marked and certified ekipas incorporated in finished jewellery for non-commercial purposes for Namibia, and ivory carvings for non-commercial purposes for Zimbabwe: trade in registered raw ivory (for Botswana, Namibia, South Africa, and Zimbabwe, whole tusks and pieces) subject to certain conditions (consult Department of Conservation for details): Order Family Genus, species, or subspecies Common name Part 1—continued Rodentia—Rodents Sciuridae—Ground Ratufa spp Giant Squirrels squirrels, tree squirrels Scandentia— Tree shrews 1 0 3 Scandentia spp Tree Shrews Exceptions/limitations (h) no further proposals to allow trade in elephant ivory from populations included in Schedule 2 may be submitted for a specified period of time (consult Department of Conservation for details) On a proposal from the Secretariat, the Standing
 Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations.
All other specimens are deemed to be specimens of species included in Schedule 1 and the trade in them is regulated accordingly Part 1—continued Class—Aves (birds) Order Anseri- formes— Waterfowl Family Anatidae—Ducks, geese, swans, etc Genus, species, or subspecies Anas bernieri Common name Madagascar Teal Exceptions/limitations Anas formosa Baikal Teal Branta ruficollis Coscoroba coscoroba Cygnus melancoryphus Dendrocygna arborea Oxyura leucocephala Sarkidiornis melanotos Apodiformes— Swifts, hummingbirds Trochilidae—Hum- mingbirds Trochilidae spp Red-breasted Goose Coscoroba Swan Black-necked Swan Cuban Whistling Duck White-headed Duck Comb Duck, Knob-billed Goose Hummingbirds Except species included in Schedule Order Ciconi- iformes— Storks, herons, bitterns, etc Family Balaenicipiti- dae—Shoebill, whale-headed stork Ciconiidae—Storks Phoenicopteri- dae—Flamingos Threskiornithi- dae—Ibises, spoon- bills Part 1—continued Genus, species, or subspecies Balaeniceps rex Ciconia nigra Common name Shoebill, Whale-headed Stork Black Stork Phoenicopteridae spp Flamingos Exceptions/limitations Eudocimus ruber Geronticus calvus Platalea leucorodia Scarlet Ibis Bald Ibis Eurasian Spoonbill, White Spoonbill Bleeding Heart Pigeon Crowned or Goura Pigeons
 Hornbills Except species included in Schedule 1 Columbi- formes— Doves, pigeons Coraci- iformes— Kingfishers and relatives 1 0 5 Columbidae—Doves, pigeons Gallicolumba luzonica Goura spp Aceros spp Bucerotida—Horn- bills Anorrhinus spp Hornbills Anthracoceros spp Berenicornis spp Hornbills Hornbills Part 1—continued Genus, species, or subspecies Buceros spp Penelopides spp
 Rhyticeros spp Tauraco spp Common name Hornbills Exceptions/limitations Except species included in Schedule 1 Hornbills Hornbills All species of Turaco Except species included in Schedule 1 Falconiformes spp All birds of prey Except Caracara lutosa and the species of the family Cathartidae, which are not included in the schedules, and the species included in Schedules 1 and 3 Order Family Musophagidae— Turacos Cuculi- formes— Cuckoos and relatives Falconi- formes— Eagles, falcons, hawks, vultures Galliformes— Megapodes, curassows, pheasants, quails, and relatives Phasianidae—Grouse, guineafowl, partridges, pheasants, tragopans Argusianus argus Great Argus Gallus sonneratii Grey Junglefowl Ithaginis cruentus Blood Pheasant Pavo muticus Polyplectron bicalcaratum Polyplectron germaini Green Peafowl Grey Peacock Pheasant Germain’s Peacock Pheasant Order Family Gruidae—Cranes Part 1—continued Genus, species, or subspecies Polyplectron malacense Polyplectron schleiermacheri Tympanuchus cupido attwateri Gruidae spp Common name Malay Peacock Pheasant Bornean Peacock Pheasant Attwater’s Prairie Chicken Cranes Exceptions/limitations Except species included in Schedule 1 Otididae—Bustards Otididae spp Bustards Except species included in Schedule 1 Cotingidae—Cotingas Rupicola spp Cocks-of-the- rock Emberizidae—Cardi- nals, tanagers Gubernatrix cristata
 Yellow Cardinal Paroaria capitata Paroaria coronata Tangara fastuosa Yellow-billed Cardinal Red-crested Cardinal Seven-coloured Tanager Gruiformes— Coots, cranes, rails Passeri- formes— Passerines (perching birds Part 1—continued Order Family Estrildidae—Man- nikins, waxbills Genus, species, or subspecies Amandava formosa Common name Green Munia Exceptions/limitations
 Lonchura oryzivora Java Sparrow Poephila cincta cincta Fringillidae—Finches Carduelis yarrellii Muscicapidae—Old World flycatchers Cyornis ruckii Black-throated Finch Yellow-faced Siskin Rueck’s Blue Flycatcher, Rueck’s Niltava Hwamei, Melodious Laughing Thrush Taiwan Hwamei Silver-eared Mesia Pekin Robin Mount Omei Liocichla Birds of Paradise Garrulax canorus Garrulax taewanus Leiothrix argentauris Leiothrix lutea Liocichla omeiensis Paradisaeidae spp Paradisaeidae—Birds of paradise Pittidae—Pittas Pitta guajana Blue-tailed Pitta Part 1—continued Genus, species, or subspecies Pitta nympha Pycnonotus zeylanicus Gracula religiosa Pteroglossus aracari Pteroglossus viridis Ramphastos sulfuratus Ramphastos toco Ramphastos tucanus Ramphastos vitellinus Psittaciformes spp Common name Fairy Pitta Straw-crowned Bulbul Hill Myna Black-necked Aracari Green Aracari Keel-billed Toucan Toco Toucan Red-billed Toucan Channel-billed Toucan All parrots and allies Order Family Pycnonotidae— Bulbul Sturnidae—Mynahs (starlings) Ramphastidae— Toucans Piciformes— Woodpeckers and relatives Psittaci- formes— Parrots 1 0 9 Exceptions/limitations Except species included in Schedule 1, and Agapornis roseicollis (Peach-faced or Rosy-faced Lovebird), Melopsittacus undulatus (Budgerigar), Nymphicus hollandicus (Cockatiel), and Psittacula krameri (Ring-necked Parakeet),
 which are not included in the schedules Order Rheiformes— Rheas Sphenisci- formes— Penguins Strigi- formes—Owls Family Rheidae—Rheas Part 1—continued Genus, species, or subspecies Pterocnemia pennata pennata Rhea americana Common name Southern Lesser Rhea Greater Rhea Spheniscidae—Pen- guins Spheniscus demersus Jackass Penguin Exceptions/limitations Strigiformes spp Owls
 Except Sceloglaux albifacies and species included in Schedule 1 Class—Reptilia (reptiles) Order Crocodylia— Alligators, caimans, crocodiles Sauria— Lizards Family Genus, species, or subspecies Crocodylia spp Agamidae—Agamas, mastigures Saara spp Uromastyx spp Archaius spp Chamaeleonidae— Chameleons Common name Crocodiles, Alligators, Caimans, Gharials Spiny-tailed Lizards Spiny-tailed Lizards Seychelles Tiger Chameleon Exceptions/limitations Except species included in Schedule Exceptions/limitations Except species included in Schedule 1 Part 1—continued Order Family Cordylidae—Spiny- tailed lizards Genus, species, or subspecies Bradypodion spp Brookesia spp Calumma spp Chamaeleo spp Furcifer spp Kinyongia spp Nadzikambia spp Trioceros spp Cordylus spp Gekkonidae—Geckos Nactus serpensinsula Naultinus spp Phelsuma spp Uroplatus spp 1 1 1 Common name Dwarf Chameleons Leaf Chameleons Chameleons Chameleons Chameleons Chameleons Chameleons Chameleons Crag Lizards, Girdled Lizards, Spiny-tailed Lizards Serpent Island Gecko New Zealand Tree Geckos Day Geckos Leaf-tailed Geckos Exceptions/limitations Except subspecies included in Schedule 1 1 1 2 Order Family Helodermati- dae—Beaded lizards, gila monster Iguanidae—Iguanas
 Part 1—continued Genus, species, or subspecies Heloderma spp Amblyrhynchus cristatus Conolophus spp Ctenosaura bakeri Ctenosaura melanosterna Ctenosaura oedirhina Ctenosaura palearis Iguana spp Common name Poisonous Lizards Galapagos Marine Iguana Galapagos Land Iguanas Utila Spiny-tailed Iguana Rio Aguá Spiny-tailed Iguana Roatan Spiny- tailed Iguana Guatemalan Black Iguana, Spiny-tailed Iguana Iguanas i
Exceptions/limitations Part 1—continued Order Family Genus, species, or subspecies Phrynosoma blainvillii Phrynosoma cerroense Phrynosoma coronatum Phrynosoma wigginsi Lacertidae—Lizards Podarcis lilfordi Scincidae—Skinks Corucia zebrata Podarcis pityusensis Teiidae—Caiman lizards, tegu lizards Crocodilurus amazonicus Dracaena spp Common name Blainville’s Horned Lizard, San Diego Horned Lizard Cedros Island Horned Lizard Coast Horned Lizard Gulf Coast Horned Lizard, Concepcion Horned Lizard Lilford’s Wall Lizard Ibiza Wall Lizard Prehensile-tailed Skink Crocodile Tegu Caiman lizards 1 1 3 Tupinambis spp Tegus Order Serpentes— Snakes Part 1—continued Family Varanidae—Monitor lizards Xenosauridae—Chi- nese crocodile lizards Boidae—Boas Genus, species, or subspecies Varanus spp Shinisaurus crocodilurus Boidae spp Bolyeriidae—Round Island boas Colubridae—Typical snakes, water snakes, whipsnakes Bolyeriidae spp Clelia clelia Cyclagras gigas Elapidae—Cobras, coral snakes Elachistodon westermanni Ptyas mucosus Hoplocephalus bungaroides Naja atra Naja kaouthia Common name Monitors Exceptions/limitations Except species included in Schedule 1 Except species included in Schedule 1 Except species included in Schedule 1 Chinese Crocodile Lizard All Boas, Pythons, Anacondas Round Island Boas Mussurana False Water Cobra
 Indian Egg-eating Snake Oriental Rat Snake Broad-headed Snake Chinese Cobra, Taiwan Cobra Monocled Cobra Part 1—continued Order Family Genus, species, or subspecies Naja mandalayensis Naja naja Naja oxiana Naja philippinensis Naja sagittifera Naja samarensis Naja siamensis Naja sputatrix Naja sumatrana Loxocemidae—Mexi- can dwarf boa Pythonidae—Pythons Ophiophagus hannah
 Loxocemidae spp Pythonidae spp 1 1 5 Common name Burmese Spitting Cobra Asiatic Cobra Central Asian Cobra Northern Philippine Cobra Andaman Cobra Southeastern Philippine Cobra Indochinese Spitting Cobra Southern Indonesian Spitting Cobra Sumatran Cobra, Equatorial Spitting Cobra King Cobra New World pythons True Pythons Exceptions/limitations Except subspecies included in Schedule Order Testudines— Turtles, tortoises Family Tropidophi- idae—Wood boas Viperidae—Vipers Carettochelyi- dae—Pig-nosed tur- tles Chelidae—Austro- American side-necked turtles Dermatemydidae— Central American river turtle Emydidae—Box turtles, freshwater turtles Part 1—continued Genus, species, or subspecies Tropidophiidae spp Trimeresurus mangshanensis Vipera wagneri Common name Wood Boas Mangshan Pit Viper Iranian Viper Carettochelys insculpta Pig-nosed Turtle Chelodina mccordi Dermatemys mawii Roti Snake- necked Turtle Central American River Turtle Clemmys guttata Spotted Turtle Emydoidea blandingii Blanding’s Turtle Glyptemys insculpta Wood Turtle Malaclemys terrapin Terrapene spp Diamondback Terrapin American Box Turtles Exceptions/limitations Zero export quota from the wild Except species included in Schedule Part
M a r c h R e p r i n t e d 2 0 1 5 a s a t Part 1—continued Order Family Geoemydidae—Box turtles, freshwater turtles Genus, species, or subspecies Batagur borneoensis Batagur dhongoka Batagur kachuga Batagur trivittata Cuora spp Common name Painted Batagur, Painted Terrapin, Saw-jawed Turtle, Three- striped Batagur Three-striped Roof Turtle Bengal Roof Turtle, Red- crowned Roofed Turtle, Sail Terrapin Burmese Roofed Turtle Asian Box Turtles Exceptions/limitations Zero quota for wild specimens for commercial purposes Zero quota for wild specimens for commercial
 purposes for Cuora aurocapitata, Cuora flavomarginata, Cuora galbinifrons, Cuora mccordi, Cuora mouhotii, Cuora pani, Cuora trifasciata, Cuora yunnanensis, and Cuora zhoui 1 1 7 Cyclemys spp Geoemyda japonica Asian Leaf Turtles Ryukyu Black- breasted Leaf Turtle Part 1—continued Order Family Exceptions/limitations Zero quota for wild specimens for commercial purposes Zero quota for wild specimens for commercial purposes Genus, species, or subspecies Geoemyda spengleri Hardella thurjii Heosemys annandalii Heosemys depressa Heosemys grandis Heosemys spinosa Leucocephalon yuwonoi Malayemys macrocephala Malayemys subtrijuga Common name Black-breasted Leaf Turtle Brahminy River Turtle Yellow-headed Temple Turtle Arakan Forest Turtle Giant Asian Pond Turtle Spiny Terrapin, Spiny Turtle, Sunburst Turtle Sulawesi Forest Turtle Malayan Snail-eating Turtle Malayan Snail-eating Turtle Order Family 1 1 9 Part 1—continued Genus, species, or subspecies Mauremys annamensis Mauremys japonica Mauremys mutica Mauremys nigricans Melanochelys trijuga Morenia petersi Notochelys platynota Orlitia borneensis Pangshura spp Common name Annam Leaf Turtle, Annam Pond Turtle Japanese
 Pond Turtle Yellow Pond Turtle Red-necked Pond turtle, Kwangchung River Turtle Indian Black Turtle Indian Eyed Turtle Malayan Flat-shelled Turtle Bornean River Turtle, Malaysian Giant Turtle Indian Roofed Turtles Exceptions/limitations Zero quota for wild specimens for commercial purposes Zero quota for wild specimens for commercial purposes Except species included in Schedule 2
e d S p e c i e s A c t 1 9 8 9 S c h e d u l e 2 Exceptions/limitations 1 2 0 Part 1—continued Order Family Podocnemidi- dae—Afro-American side-necked turtles Genus, species, or subspecies Sacalia bealei Sacalia quadriocellata Common name Beal’s Eyed Turtle, Eye- spotted Turtle Four-eyed Turtle Siebenrockiella crassicollis Siebenrockiella leytensis Black Marsh Turtle Leyte Pond Turtle Vijayachelys silvatica Erymnochelys madagascariensis Peltocephalus dumerilianus Podocnemis spp Cane Turtle, Kavalai Forest Turtle Madagascar Big-headed Side-neck Turtle Big-headed Amazon River Turtle South American River Turtles Exceptions/limitations Except species included in Schedule 1.
Zero annual export quota has been established for Geochelone sulcata for specimens removed from the wild and traded for primarily commercial purposes Except species included in Schedule 1 Order Family Testudinidae—Tor- toises Part 1—continued Genus, species, or subspecies Testudinidae spp Common name Tortoises Trionychidae—Soft- shell turtles, terrapins Amyda cartilaginea Chitra spp Dogania subplana Lissemys celonensis Lissemys punctata Lissemys scutata Nilssonia formosa Nilssonia leithii Palea steindachneri South-East Asian Softshell Turtle Narrow-headed Softshell Turtles Malayan Softshell Turtle Sri Lankan Flapshell Turtle Indian Flapshell Turtle Burmese Flapshell Turtle Burmese Peacock Softshell Leith’s Softshell Turtle Wattle-necked Softshell Turtle Part 1—continued Order Family Class—Amphibia (amphibians) Order Anura—Frogs, toads Family Aromobatidae— Fragrant frogs Genus, species, or subspecies Pelochelys spp Pelodiscus axenaria Pelodiscus maackii Pelodiscus parviformis Rafetus swinhoei Genus, species, or subspecies Allobates femoralis Allobates hodli Allobates myersi Common name Giant Softshell Turtles Chinese Softshell Turtle Chinese Softshell Turtle Chinese Softshell Turtle Yangtze Softshell Turtle Common name Brilliant-thighed Poison Frog Poison Frog Myers’s Poison Frog Exceptions/limitations Exceptions/limitations S c h e d u l e 2 T r a d e i n E n d a n g e r e
Exceptions/limitations Order Family Dendrobatidae— Poison frogs 1 2 3 Part 1—continued Genus, species, or subspecies Allobates rufulus Allobates zaparo Adelphobates spp Ameerega spp Andinobates spp Dendrobates spp Common name Chimantá Poison Frog, Gorzula’s Poison Frog, Tepui Poison Frog Sanguine Poison Frog, Zaparo’s Poison Frog Poison Dart Frogs Poison Dart Frogs Poison Dart Frogs Poison Dart Frogs Epipedobates spp Poison Dart
 Frogs Excidobates spp Hyloxalus azureiventris Minyobates spp Oophaga spp Phyllobates spp Ranitomeya spp Poison Dart Frogs Sky-blue Poison Frog Poison Dart Frogs Poison Dart Frogs Poison Dart Frogs Poison Dart Frogs Part 1—continued Order Family Dicroglossi- dae—Frogs Hylidae—Tree frogs Mantellidae—Mantel- las Microhylidae—Red rain frog, tomato frog Rheobatrachi- dae—Gastric-brood- ing frogs Ambystomidae— Axolotls Caudata—Sala- manders Genus, species, or subspecies Euphlyctis hexadactylus Hoplobatrachus tigerinus Agalychnis spp Mantella spp Scaphiophryne gottlebei Rheobatrachus spp Ambystoma dumerilii Ambystoma mexicanum Common name Six-fingered Frog Indian Bullfrog Central American Tree Frogs Mantellas Rainbow Burrowing Frog Gastric-brooding Frogs Lake Patzcuaro Salamander Axolotl Exceptions/limitations Except Rheobatrachus silus and Rheobatrachus vitellinus Part 1—continued Class—Elasmobranchii (sharks) Order Carcharhinifo- rmes—Ground sharks Family Carcharhinidae— Requim sharks Genus, species, or subspecies Carcharhinus longimanus Common name Oceanic Whitetip Shark Exceptions/limitations Sphyrnidae— Hammerhead sharks Sphyrna lewini Sphyrna mokarran Sphyrna zygaena Lamniformes— Mackerel sharks
 Cetorhinidae—Bask- ing shark Cetorhinus maximus Lamnidae—Mackerel sharks Carcharodon carcharias Scalloped Hammerhead Great Hammerhead Smooth Hammerhead Basking Shark Great White Shark Porbeagle Whale Shark Orectolobi- formes— Carpet sharks Raji- formes—Rays, skates 1 2 5 Rhincodonti- dae—Whale shark Mobulidae—Mobulid rays Lamna nasus Rhincodon typus Manta spp Manta Ray Part 1—continued
1 9 8 9 S c h e d u l e 2 1 2 6 Part 1—continued Class—Actinopterygii (fish) Order Acipenseri- formes— Paddlefish, sturgeons Anguilli- formes— Eels Cyprini- formes— Minnows, suckers Osteoglossi- formes— Bonytongues Perciformes— Perch-like fishes Syngnathi- formes— Pipefishes, seahorses Family Genus, species, or subspecies Acipenseriformes spp Common name Sturgeons Exceptions/limitations Except species included in Schedule 1 Anguillidae—Fresh- water eels Cyprinidae—Blind carps, plaeesok Arapaimidae—Ara- paimas Anguilla anguilla European Eel Caeocobarbus geertsi African Blind Barb Fish Arapaima gigas Arapaima Labridae—Wrasses Cheilinus undulatus Humphead Wrasse Syngnathi- dae—Pipefishes, sea- horses Hippocampus spp Seahorses Part 1—continued Class—Sarcopterygii (lungfishes) Order Ceratodontif- ormes— Australian Lungfish Family Ceratodonti- dae—Australian lung- fish Genus, species, or subspecies Neoceratodus forsteri Common name Australian Lungfish Exceptions/limitations Class—Arachnida (scorpions and spiders) Phylum—Arthropoda Order Araneae— Spiders Family Theraposidae—Red- kneed tarantulas, tarantulas Exceptions/limitations Genus, species, or subspecies Aphonopelma albiceps Aphonopelma pallidum Brachypelma spp Common name Curly-hair Tarantula Mexican Grey Tarantula Mexican and Central American Tarantulas r
Part 1—continued Order Scorpiones— Scorpions Family Class—Insecta (insects) Order Coleoptera— Beetles Lepidoptera— Butterflies, moths Family Scarabaeidae—Scarab beetles Papilionidae—Bird- wing butterflies, swal- lowtail butterflies Genus, species, or subspecies Pandinus dictator Pandinus gambiensis Pandinus imperator Genus, species, or subspecies Dynastes satanas Atrophaneura jophon Atrophaneura pandiyana Bhutanitis spp Ornithoptera spp Papilio
 hospiton Common name Scorpion Giant Senegalese Scorpion Emperor Scorpion Common name Satanas Beetle Sri Lankan Rose, Ceylon Rose Swallowtail Butterflies Birdwing Butterflies Corsican Swallowtail Exceptions/limitations Exceptions/limitations Except species included in Schedule Part 1—continued Order Family Genus, species, or subspecies Parnassius apollo Common name Apollo Butterfly Exceptions/limitations Teinopalpus spp Kaiserihinds Trogonoptera spp Troides spp Birdwing Butterflies Birdwing Butterflies Phylum—Annelida Class—Hirudinoidea (leeches) Order Arhynchobdell- ida— Leeches Family Hirudinidae—Medici- nal leech Genus, species, or subspecies Hirudo medicinalis Hirudo verbana Exceptions/limitations Common name Medicinal Leech Southern Medicinal Leech Part 1—continued Phylum—Mollusca Class—Bivalvia (clams and mussels) Order Mytiloida— Common mussels Unionida— Freshwater mussels Family Mytilidae—Marine mussels Unionidae—Fresh- water mussels, pearly mussels Genus, species, or subspecies Lithophaga lithophaga Cyprogenia aberti Epioblasma torulosa rangiana Pleurobema clava Veneroida— Clams, cockles, zebra mussels Tridacnidae—Giant Clams Tridacnidae spp Common name Mediterranean Date Mussel Edible
 Pearly Mussel Tan-blossomed Pearly Mussel Clubshell Pearly Mussel Giant Clams Exceptions/limitations Part 1—continued Class—Gastropoda (snails and conches) Order Mesogas- tropoda— Prosobranchs Stylom- matophora— Terrestrial snails and slugs Family Strombidae—Queen Conch Camaenidae—Green tree snail Genus, species, or subspecies Strombus gigas Common name Queen Conch
 Exceptions/limitations Papustyla pulcherrima Manus Green Tree Snail Class—Anthozoa (corals and sea anemones) Phylum—Cnidaria Family Genus, species, or subspecies Antipatharia spp Common name All Black Corals Exceptions/limitations Helioporidae—Blue corals Helioporidae spp Blue Corals, Blue Ridge Corals Excluding fossils; includes only species Heliopora coerulea Order Antipatharia— Black corals Helioporacea— Blue corals Part 1—continued Order Scleractinia— Stony corals Family Genus, species, or subspecies Scleractinia spp Stolonifera— Organ-pipe corals Tubiporidae—Organ- pipe corals Tubiporidae spp Common name All Brown Stem Cluster Corals, Brush Corals, Rose Tree Corals, White Lace Corals, Cauliflower Corals Organpipe Corals Exceptions/limitations Excluding fossils Excluding fossils Class—Hydrozoa (sea ferns, fire corals, and stinging medusae) Order Millepo- rina—Fire corals Family Milleporidae—Fire corals Genus, species, or subspecies Milleporidae spp Stylasterina— Lace corals Stylasteridae—Lace corals Stylasteridae spp Common name Fire Corals, Yellow Fire Corals, Stinging Corals Lace Corals Exceptions/limitations Excluding fossils Excluding fossils Part 2 Flora (plants) Family Agavaceae—Agaves
a t Part 2 Flora (plants) Family Agavaceae—Agaves Genus, species, or subspecies Agave victoriae-reginae Common name Queen Agave Exceptions/limitations #4 Amaryllidaceae—Snow- drops, sternbergias Nolina interrata Yucca queretaroensis Galanthus spp Sternbergia spp Dehesa Bear-grass, San Diego Bear Grass Queretaro Yucca Snowdrops Sternbergias Anacardiaceae—Cashews Operculicarya decaryi Jabily, Elephant Tree Operculicarya hyphaenoides Operculicarya pachypus Apocynaceae—Elephant trunks, hoodias Hoodia spp Jabihy Tabily Hoodia #4 #4 #9 Pachypodium spp Rauvolfia
 serpentina Elephant Trunks #4; except species included in Schedule 1 Snake-root, Devil-pepper #2 Araliaceae—Ginseng Panax ginseng Red Ginseng Panax quinquefolius American Ginseng #3; only population of Russian Federation.
No other population is included in the schedules #3 Berberidaceae—May- apple 1 3 3 Podophyllum hexandrum Himalayan May-apple # Part 2—continued Family Bromeliaceae—Air plants, bromelias Genus, species, or subspecies Tillandsia harrisii Common name Harris’ Tillandsia Exceptions/limitations #4 Tillandsia kammii Tillandsia mauryana Kamm’s Tillandsia Maury’s Tillandsia Tillandsia xerographica Xerographic Tillandsia #4 #4 #4 Cactaceae—Cacti Cactaceae spp Cactus Plants Caryocaraceae—Ajo Caryocar costaricense Cucurbitaceae—melons, gourds, cucurbits Zygosicyos pubescens Costus Tobory #4; except species included in Schedule 1 and except Pereskia spp, Pereskiopsis spp, and Quiabentia spp.
Artificially propagated specimens of the following hybrids and cultivars are not subject to provisions of this Act: Hatiora x graeseri; Schlumbergera x buckleyi; Schlumbergera russelliana x Schlumbergera truncata; Schlumbergera orssichiana x Schlumbergera truncata; Schlumbergera opuntioides x Schlumbergera truncata; Schlumbergera truncata (cultivars); Cactaceae spp colour mutants grafted on the following grafting stocks: Harrisia “Jusbertii”, Hylocereus trigonus or Hylocereus undatus; Opuntia microdasys (cultivars) # Family Genus, species, or subspecies Zygosicyos tripartitus Common name Betoboky Exceptions/limitations Part 2—continued Cyatheaceae—Tree ferns Cyathea spp Cycadaceae—Cycads Cycadaceae spp Dicksoniaceae—Tree ferns Cibotium barometz Dicksonia spp Tree Ferns Cycads Tree Ferns #4 #4; except species included in Schedule 1 #4 #4; only population of Americas.
No other population is included in the schedules #4 Didiereaceae spp Allaudias, Didiereas Dioscorea deltoidea Elephant’s Foot Dionaea muscipula Venus Flytrap #4 #4 Diospyros spp Ebonies, Persimmon Trees #5.
Populations of Madagascar Didiereaceae—Allaudias, didiereas Dioscoreaceae—ele- phant’s foot, kniss Droseraceae—Venus flytrap Ebenaceae—Ebony Part 2—continued Family Euphoribiaceae—Euphor- bias Genus, species, or subspecies Euphorbia spp Common name Euphorbias Fouquieriaceae—Ocotillos Fouquieria columnaris Juglandaceae—Gavilan Oreomunnea pterocarpa Boojum Tree Gavilan Lauraceae—Laurels Aniba rosaeodora Brazilian Rosewood Leguminosae (Fabaceae)— Afrormosia, cristobal, rosewood, sandalwood Caesalpinia echinata Brazil Wood Exceptions/limitations #4; succulent species only, except Euphorbia misera and the species included in Schedule 1.
The following are not subject to provisions of this Act: artificially propagated specimens of cultivars of Euphorbia trigona, artificially propagated specimens of crested, fan-shaped, or colour mutants of Euphorbia lactea, when grafted on artificially propagated root stock of Euphorbia neriifolia, and artificially propagated specimens of cultivars of Euphorbia “Milii”, when they are traded in shipments of 100 or more plants and readily recognisable as artificially propagated #4 #4 #12 #10 Dalbergia spp #5.
Populations of Madagascar Dalbergia cochinchinensis Thai Rosewood # Family Part 2—continued Genus, species, or subspecies Dalbergia granadillo Dalbergia retusa Common name Granadillo Cocobolo Dalbergia stevensonii Honduras Rosewood Pericopsis elata African Teak Platymiscium pleiostachyum Quira, Macawood Pterocarpus santalinus Red Sanders Senna meridionalis Exceptions/limitations #6 #6 #6 #5 #4 #7 Liliaceae—Aloes Aloe spp Aloes #4; except species included in Schedule 1; also excludes Aloe vera, also referenced as Aloe barbadensis, which is not included in the schedules #4 #6; populations of Neotropics Mexican Mahogany, Honduras Mahogany Big-leaf Mahogany American Mahogany #5 Pitcher Plants #4; except species included in Schedule 1.
Meliaceae—Mahoganies, West Indian cedar Swietenia humilis Swietenia macrophylla Swietenia mahagani Nepenthes spp Nepenthaceae—Pitcher plants (Old World Part 2—continued Family Orchidaceae—Orchids Genus, species, or subspecies Orchidaceae spp Common name Orchids Exceptions/limitations #4; except species included in Schedule 1.
Artificially propagated hybrids of the genera Cymbidium, Dendrobium, Phalaenopsis, and Vanda are not subject to provisions of this Act when— (a) specimens are readily recognisable as artificially propagated and do not show any signs of having been collected in the wild, such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and (b) (i) when shipped in non-flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates, or individual shelves of CC-containers), each containing 20 or more plants of Family Genus, species, or subspecies Common name Exceptions/limitations Part 2—continued the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, that clearly states the number of plants of each hybrid; or (b) (ii) when shipped in flowering state, with at least 1 fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, eg, labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing.
This should be clearly visible and allow easy verification.
Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents #4 1 3 9 Orobanchaceae—Broom- rape Cistanche deserticola Desert Cistanche Part 2—continued Family Palmae (Are- caceae)—Palms Genus, species, or subspecies Beccariophoenix madagascariensis Lemurophoenix halleuxii Marojejya darianii Neodypsis decaryi Ravenea louvelii Ravenea rivularis Satranala decussilvae Voanioala gerardii Adenia firingalavensis Adenia olaboensis Adenia subsessilifolia Passifloraceae—Passion- flowers Common name Manarano Palm, Maruala Palm Red Lemur Palm Exceptions/limitations #4 Big Leaf Palm, Madagascar Palm Triangle Palm #4 Majesty Palm Satranabe Palm Forest Coconut Adenia Pedaliaceae—Sesames Uncarina grandidieri Portulaceae—Lewisias, portulacas, purslanes Uncarina stellulifera Anacampseros spp Avonia spp Lewisia serrata Purselanes Saw-toothed Lewisia #4 #4 # Family Primulaceae—Cyclamens Genus, species, or subspecies Cyclamen spp Common name Cyclamens Part 2—continued Ranunculaceae—Golden seals, yellow adonis, yellow root Adonis vernalis Yellow Adonis, Spring Adonis Exceptions/limitations #4; except artificially propagated cultivars of Cyclamen persicum (cultivars).
Exemption does not apply to specimens traded as dormant tubers #2 Rosaceae—African cherry, stinkwood Santalaceae—Sandal- woods Sarracenaceae—Pitcher plants (New World) Scrophulariaceae—Kutki Hydrastis canadensis Prunus africana Goldenseal African Stinkwood #8 #4 Osyris lanceolata African Sandalwood Sarracenia spp Pitcher Plants #2; Populations of Burundi, Ethiopia, Kenya, Rwanda, Uganda, and United Republic of Tanzania #4; except species included in Schedule 1 Picrorhiza kurrooa #2; excludes Picrorhiza scrophulariiflora Stangeriaceae—Stangerias Bowenia spp Taxaceae—Himalayan yew Taxus chinensis and infraspecific taxa of this species #4 # Family Part 2—continued Genus, species, or subspecies Taxus cuspidata and infraspecific taxa of this species Common name Taxus fuana and infraspecific taxa of this species Taxus sumatrana and infraspecific taxa of this species Taxus wallichiana Thymelaeaceae (Aquila- raceae)—Agarwood, ramin Aquilaria spp Gonystylus spp Gyrinops spp Himalayan Yew Agarwood Ramin Agarwood Valeranciaceae—Hi- malayan spikenard Vitaceae—Grapes Nardostachys grandiflora Himalayan Spikenard Cyphostemma elephantopus Elephant Foot Grape Tree Cyphostemma laza Laza Cyphostemma montagnacii Lazambohitra Exceptions/limitations #2.
The following are not subject to provisions of this Act: artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text “artificially propagated” #2 #2 #2 #14 #4 #14 # Part 2—continued Family Welwitschiaceae— Welwitschia Zamiaceae—Cycads Zingiberaceae—Ginger lily Zygophyllaceae— Lignum-vitae Notes Genus, species, or subspecies Welwitschia mirabilis Common name Welwitschia Exceptions/limitations #4 Zamiaceae spp Cycads #4; except species included in Schedule 1 Hedychium philippinense Philippine Garland-flower #4 Bulnesia sarmientoi Palo Santo, Verawood Guaiacum spp Lignum-vitae #11 #2 When a species is included in this schedule, all parts and derivatives of the species are also included in the schedule unless the species is annotated to indicate that only specific parts and derivatives are included.
The symbol # followed by a number placed against the name of a species or higher taxon included in this schedule refers to a footnote that indicates the parts or derivatives of plants that are designated as specimens subject to the provisions of this Act.
1 All parts and derivatives except— (a) (b) (c) (d) All parts and derivatives except— (a) (b) seeds, spores, and pollen (including pollinia); and seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and cut flowers of artificially propagated plants; and fruits, and parts and derivatives thereof, of artificially propagated plants of the genus Vanilla.

seeds and pollen; and finished products packaged and ready for the retail trade.
Part 2—continued 3 Whole and sliced roots and parts of roots, excluding manufactured parts or derivatives, such as powders, pills, extracts, tonics, teas, and confectionery.

All parts and derivatives except— (a) seeds (including seedpods of Orchidaceae), spores, and pollen (including pollinia).
The exemption does not apply to seeds from Cactaceae spp exported from Mexico, or to seeds from Beccariophoenix madagascarensis and Neodypsis decaryi exported from Madagascar; and seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and cut flowers of artificially propagated plants; and fruits, and parts and derivatives thereof, of naturalised or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae; and stems, flowers, and parts and derivatives thereof of naturalised or artificially propagated plants of the genera Opuntia, subgenus Opuntia and Selenicereus (Cactaceae); and finished products of Euphorbia antisyphilitica packaged and ready for retail trade.
(b) (c) (d) (e) (f) Logs, sawn wood, and veneer sheets.

Logs, sawn wood, veneer sheets, and plywood.

Logs, wood chips, powder, and extracts.

Underground parts (ie, roots, rhizomes): whole, parts, and powdered.

All parts and derivatives except those bearing a label “Produced from Hoodia spp material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No.

BW/xxxxxx] [Namibia under agreement No.


NA/xxxxxx] [South Africa under agreement No.

ZA/xxxxxx]”.

Logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.

Logs, sawn wood, veneer sheets, plywood, powder, and extracts.
Part 2—continued 12 13 Logs, sawn wood, veneer sheets, plywood, and extracts.

Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

The kernel (also known as endosperm, pulp, or copra) and any derivative thereof.
14 All parts and derivatives except— (a) (b) (c) (d) (e) (f) seeds and pollen; and seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and fruits; and leaves; and exhausted agarwood powder, including compressed powder in all shapes; and finished products packaged and ready for retail trade, this exemption does not apply to beads, prayer beads, and carvings.
Schedule 3 Species exploited by trade s 3(1) Schedule 3: replaced, on 14 September 2014, by clause 3 of the Trade in Endangered Species Order 2014 (LI 2014/259).

The classes, families, and species listed in this schedule are arranged in descending order by class then in alphabetical order by order, family, and species.
This order of arrangement is adopted in the Convention.

The countries listed in the column headed “Exceptions/limitations and Countries requiring export permit” are parties to the Convention on International Trade in Endangered Species of Wild Fauna and Flora that require an export permit to authorise trade in the species listed in this schedule.

Trade in those species in relation to other countries that are party to the Convention requires a certificate of origin.
Class—Mammalia (mammals) Order Artiodactyla—Even- toed ungulates Family Bovidae—Antelopes, cattle, duikers, gazelles, goats, sheep, etc 1 4 7 Part 1 Fauna (animals) Phylum—Chordata Genus, species, or subspecies Antilope cervicapra Common name Blackbuck Exceptions/limitations and Countries requiring export permit Nepal, Pakistan Boselaphus tragocamelus Nilgai Pakistan Bubalus arnee Asiatic Buffalo Capra hircus aegagrus Domestic Goat Nepal; excludes domesticated form, referenced as Bubalus bubalis Pakistan Capra sibirica Gazella bennettii Gazella dorcas Pseudois nayaur Tetracerus quadricornis Siberian Ibex Chinkara, Indian Gazelle Dorcas Gazelle Pakistan Pakistan Algeria, Tunisia Bharal, Himalayan Blue Sheep, Naur Four-horned Antelope Nepal Pakistan Part 1—continued Order Family Cervidae—Deer, guemals, muntjacs, pudus Genus, species, or subspecies Axis porcinus Common name Hog Deer Carnivora— Carnivores Canidae—Bush dog, foxes, wolves Cervus elaphus barbarus Tunisian Deer Mazama temama cerasina Red Brocket Deer Odocoileus virginianus mayensis Canis aureus Vulpes bengalensis Vulpes vulpes griffithi Vulpes vulpes montana Vulpes vulpes pusilla White-tailed Deer Golden Jackal Bengal Fox Red Fox Red Fox Red Fox Exceptions/limitations and Countries requiring
 export permit Pakistan; except subspecies included in Schedule 1 Algeria, Tunisia Guatemala Guatemala India India India India India Herpestidae—Mongooses Herpestes edwardsii Indian Grey Mongoose India, Pakistan Herpestes fuscus Herpestes javanicus Herpestes javanicus auropunctatus Herpestes smithii Indian Brown Mongoose Small Asian Mongoose Pakistan India Small Indian Mongoose Ruddy Mongoose India India t
Part 1—continued Order Family Genus, species, or subspecies Herpestes urva Common name Crab-eating Mongoose Exceptions/limitations and Countries requiring export permit India Herpestes vitticollis Hyaenidae—Aardwolf Hyaena hyaena Mustelinae—Grisons, honey badger, martens, tayra, weasels Proteles cristata Eira barbara Galictis vittata Martes flavigula Martes foina intermedia Martes gwatkinsii Mellivora capensis Mustela altaica Stripe-necked Mongoose Striped Hyena Aardwolf Tayra India Pakistan Botswana Honduras Greater Grison Costa Rica Yellow-throated Marten Central Asian Stone Marten Nilgiri Marten Honey Badger Alpine Weasel India India India Botswana India India India Canada 1 4 9 Odobenidae—Walrus Odobenus rosmarus Walrus Mustela erminea ferghanae Stoat Mustela kathiah Mustela sibirica Yellow-bellied Weasel India Siberian Weasel Part 1—continued Order Family Procyonidae—Coatis, kinkajou, olingos Viverridae—Binturong, civets, linsangs, otter-civet, palm civets Chiroptera—Bats Cingulata—Armadil- los Phyllostomidae—Broad- nosed bat Dasypodidae—Armadillos Genus, species, or subspecies Bassaricyon gabbii Common name Bushy-tailed Olingo Exceptions/limitations and Countries requiring export permit Costa Rica Bassariscus sumichrasti Nasua narica Central American Cacomistle Northern Coati Costa Rica Honduras Nasua
 nasua solitaria South Brazilian Coati Uruguay Potos flavus Arctictis binturong Civettictis civetta Paguma larvata Kinkajou Binturong African Civet Masked Palm Civet Paradoxurus hermaphroditus Common Palm Civet Paradoxurus jerdoni Palm Civet Viverra civettina Viverra zibetha Viverricula indica Large Spotted Civet Large Indian Civet Small Indian Civet Honduras India Botswana India India India India India India Platyrrhinus lineatus White-lined Bat Uruguay Cabassous centralis Naked-tailed Armadillo Costa Rica S
centralis Naked-tailed Armadillo Costa Rica Part 1—continued Genus, species, or subspecies Cabassous tatouay Choloepus hoffmanni Common name Greater Naked-tailed Armadillo Hoffman’s Sloth Exceptions/limitations and Countries requiring export permit Uruguay Costa Rica Tamandua mexicana Northern Tamandua Guatemala Order Family Pilosa—Anteaters, sloths Rodentia—Rodents Megalonychidae—Two-toed sloth Myrmecophagidae— American anteaters Cuniculidae—Paca Dasyproctidae—Agouti Dasyprocta punctata Cuniculus paca Paca Central American Agouti Mexican Porcupine Honduras Honduras Honduras Erethizontidae—New World porcupines Sphiggurus mexicanus Sphiggurus spinosus Spiny Tree Porcupine Uruguay Sciuridae—Ground squirrels, tree squirrels Marmota caudata Longtailed Marmot Marmota himalayana Himalayan Marmot India India Sciurus deppei Deppe’s Squirrel Costa Rica Part 1—continued Class—Aves (birds) Order Anseriformes— Waterfowl Family Anatidae—Ducks, geese, swans, etc Genus, species, or subspecies Cairina moschata Common name Muscovy Duck Exceptions/limitations and Countries requiring export permit Honduras Charadriiformes— Shorebirds and relatives Columbiformes— Doves, pigeons Falconiformes— Eagles, falcons, hawks, vultures Galliformes— Megapodes, curassows,
 pheasants, quails, and relatives Burhinidae—Thick-knee Burhinus bistriatus Dendrocygna autumnalis Dendrocygna bicolor Red-billed Whistling Duck Fulvous Tree Duck Double-striped Thick-knee Honduras Honduras Guatemala Columbidae—Doves, pigeons Nesoenas mayeri Mauritius Pink Pigeon Mauritius Cathartidae—New World vultures Cracidae—Chachalacas, curassows, guans Sarcoramphus papa King Vulture Honduras Crax alberti Crax daubentoni Crax globulosa Crax rubra Blue-knobbed Curassow Yellow-knobbed Curassow Wattled Curassow
 Great Curassow Colombia Colombia Colombia Colombia, Costa Rica, Guatemala, Honduras Part 1—continued Order Family Genus, species, or subspecies Ortalis vetula Common name Plain Chachalaca Exceptions/limitations and Countries requiring export permit Guatemala, Honduras Pauxi pauxi Penelope purpurascens Penelopina nigra Lophura leucomelanos Northern Helmeted Curassow Crested Guan Highland Guan Kalij Pheasant Colombia Honduras Guatemala Pakistan Meleagris ocellata Ocellated Turkey Guatemala Phasianidae—Grouse, guineafowl, partridges, pheasants, tragopans Pavo cristatus Pucrasia macrolopha Tragopan satyra Passeriformes— Passerines (Perching birds) Cotingidae—Cotingas Cephalopterus ornatus Cephalopterus penduliger 1 5 3 Indian Peafowl, Blue Peafowl Koklass Pheasant Satyr Tragopan, Indian Tragopan, Crimson Horned Pheasant Amazonian Umbrellabird, Ornate Umbrellabird Long-wattled Umbrellabird Pakistan Pakistan Nepal Colombia Colombia Part 1—continued Order Family Muscicapidae—Old World flycatchers Genus, species, or subspecies Acrocephalus rodericanus Common name Rodrigues Warbler Terpsiphone bourbonnensis Piciformes—Wood- peckers and relatives Capitonidae—Barbet Semnornis ramphastinus Ramphastidae—Toucans
 Baillonius bailloni Saffron Toucanet Mascarene Paradise- flycatcher Toucan Barbet Exceptions/limitations and Countries requiring export permit Mauritius Mauritius Colombia Argentina Pteroglossus castanotis Chestnut-eared Aracari Argentina Ramphastos dicolorus Red-breasted Toucan Argentina Selenidera maculirostris Spot-billed Toucanet Argentina Class—Reptilia (reptiles) Order Sauria—Lizards Family Gekkonidae—Geckos Genus, species, or subspecies Hoplodactylus spp Serpentes—Snakes Colubridae—Typical snakes, water
 snakes, whipsnakes Atretium schistosum Cerberus rynchops Common name New Zealand Brown Geckos, Sticky-toed Geckos Olive Keel-back Snake Exceptions/limitations and Countries requiring export permit New Zealand India Dog-faced Water Snake India Part 1—continued Order Family Genus, species, or subspecies Xenochrophis piscator Elapidae—Cobras, coral snakes Micrurus diastema Micrurus nigrocinctus Testudines—Turtles, tortoises Viperidae—Vipers Chelydridae—Snapping turtles Emydidae—Box turtles, freshwater turtles Geoemydidae—Box turtles, freshwater turtles Crotalus durissus Daboia russelii Macrochelys temminckii Graptemys spp Mauremys iversoni Mauremys megalocephala Mauremys pritchardi Mauremys reevesii Common name Checkered Keelback Water Snake Atlantic Coral Snake Black-banded Coral Snake Tropical Rattlesnake Exceptions/limitations and Countries requiring export permit India Honduras Honduras Honduras Russell’s Viper India Alligator Snapping Turtle Map Turtles United States of America United States of America Iverson’s Pond Turtle, Fujian Pond Turtle Chinese Broad-headed Pond Turtle Pritchard’s Pond Turtle, Lashio Pond Turtle Reeve’s Turtle, Chinese Three-keeled Pond Turtle China China China China Part
i e s A c t 1 9 8 9 S c h e d u l e 3 1 5 6 Part 1—continued Order Family Genus, species, or subspecies Mauremys sinensis Ocadia glyphistoma Ocadia philippeni Sacalia pseudocellata Common name Chinese Stripe-necked Turtle Guanxi Stripe-necked Turtle Philippen’s Stripe-necked Turtle Chinese False-eyed Turtle Exceptions/limitations and Countries requiring export permit China China China China Class—Amphibia (amphibians) Order Anura—Frogs, toads Calyptocephalellidae— Family Genus, species, or subspecies Calyptocephalella gayi Chilean toads
 Exceptions/limitations and Countries requiring export permit Chile Common name Helmeted Water Toad, Chilean Helmeted Bull Frog, Wide Mouth Toad Hellbender Salamander United States of America Caudata—Salaman- ders Cryptobranchidae—Giant salamanders Hynobiidae—Asiatic salamanders Cryptobranchus alleganiensis Hynobius amjiensis Amji’s Salamander China Part 1—continued Phylum—Echinodermata Class—Holothuroidea (sea cucumbers) Order Aspidochirotida— Sea cucumbers Family Stichopodidae—Sea cucumbers Genus, species, or subspecies Isostichopus fuscus Common name Class—Insecta (insects) Phylum—Arthropoda Order Coleoptera—Beetles Family Lucanidae—Cape stag beetles Colophon spp Genus, species, or subspecies Common name Cape Stag Beetles Lepidoptera—Butter- flies, Moths Nymphalidae—Brush-footed butterflies Agrias amydon boliviensis Morpho godartii lachaumei Prepona praeneste buckleyana Exceptions/limitations and Countries requiring export permit Ecuador Exceptions/limitations and Countries requiring export permit South Africa Plurinational State of Bolivia Plurinational State of Bolivia Plurinational State of Bolivia Part 1—continued Phylum—Cnidaria Class—Anthozoa (corals and sea anemones) Order Gorgonaceae—Sea
 feathers, sea fans Family Coralliidae—Red corals Genus, species, or subspecies Corallium elatius Common name Exceptions/limitations and Countries requiring export permit China Corallium japonicum Corallium konjoi White Coral Corallium secundum Angelskin Coral, Formosa Pink Coral, Pink Coral China China China Part 2 Flora (plants) Family Fagaceae—Beech, oak Gnetaceae—Gnetums Genus, species, or subspecies Quercus mongolica Common name Mongolian oak Gnetum montanum Exceptions/limitations and Countries requiring
 export permit #5; Russian Federation #1; Nepal Part 2—continued Family Leguminosae (Fabaceae)—Afror- mosia, cristobal, rosewood, sandalwood Magnoliaceae— Magnolias Meliaceae—Mahoganies, West Indian cedar Genus, species, or subspecies Dalbergia darienensis Dalbergia tucurensis Dipteryx panamensis Magnolia liliifora var obovata Cedrela fissilis Cedrela lilloi Cedrela odorata Common name Red Cedar, Cigar-box Wood, Spanish Cedar Oleaceae—Ash, olive, jasmine, lilac Fraxinus mandshurica Palmae (Arecaceae)—Palms Lodoicea maldivica Manchurian Ash Coco de Mer Exceptions/limitations and Countries requiring export permit #2; Population of Panama (Panama).
#6; Nicaragua Costa Rica, Nicaragua #1; Nepal #5; Plurinational State of Bolivia #5; Plurinational State of Bolivia #5; Brazil and Plurinational State of Bolivia; Colombia, population of Colombia; Guatemala, population of Guatemala; Peru, population of Peru.
#5; Russian Federation #13; Seychelles Papaveraceae— Poppies Pinaceae—Pines 1 5 9 Meconopsis regia Himalayan Poppy #1; Nepal Pinus koraiensis Korean Pine #5; Russian Federation Part 2—continued Family Podocarpaceae— Podocarps Trochodendraceae (Tetracentraceae)— Tetracentron Notes Genus, species, or subspecies Podocarpus neriifolius Common name Yellow Wood Exceptions/limitations and Countries requiring export permit #1; Nepal Tetracentron sinense #1; Nepal When a species is included in this schedule, all parts and derivatives of the species are also included in the schedule unless the species is annotated to indicate that only specific parts and derivatives are included.
The symbol # followed by a number placed against the name of a species or higher taxon included in this schedule refers to a footnote that indicates the parts or derivatives of plants that are designated as specimens subject to the provisions of this Act.
1 All parts and derivatives except— (a) (b) (c) (d) All parts and derivatives except— (a) (b) seeds, spores, and pollen (including pollinia); and seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and cut flowers of artificially propagated plants; and fruits, and parts and derivatives thereof, of artificially propagated plants of the genus Vanilla.

seeds and pollen; and finished products packaged and ready for the retail trade.
2 3 Whole and sliced roots and parts of roots, excluding manufactured parts or derivatives, such as powders, pills, extracts, tonics, teas, and confectionery Part 2—continued All parts and derivatives except— (a) seeds (including seedpods of Orchidaceae), spores, and pollen (including pollinia).
The exemption does not apply to seeds from Cactaceae spp exported from Mexico, or to seeds from Beccariophoenix madagascarensis and Neodypsis decaryi exported from Madagascar; and seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and cut flowers of artificially propagated plants; and fruits, and parts and derivatives thereof, of naturalised or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae; and stems, flowers, and parts and derivatives thereof of naturalised or artificially propagated plants of the genera Opuntia, subgenus Opuntia and Selenicereus (Cactaceae); and finished products of Euphorbia antisyphilitica packaged and ready for retail trade.
(b) (c) (d) (e) (f) Logs, sawn wood, and veneer sheets.

Logs, sawn wood, veneer sheets, and plywood.

Logs, wood chips, powder, and extracts.

Underground parts (ie, roots, rhizomes): whole, parts, and powdered.

All parts and derivatives except those bearing a label “Produced from Hoodia spp material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No.

BW/xxxxxx] [Namibia under agreement No.


NA/xxxxxx] [South Africa under agreement No.

ZA/xxxxxx]”.

Logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.

Logs, sawn wood, veneer sheets, plywood, powder, and extracts.

Logs, sawn wood, veneer sheets, plywood, and extracts.

Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.
Part 2—continued 13 The kernel (also known as endosperm, pulp, or copra) and any derivative thereof.
14 All parts and derivatives except— (a) (b) (c) (d) (e) (f) seeds and pollen; and seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and fruits; and leaves; and exhausted agarwood powder, including compressed powder in all shapes; and finished products packaged and ready for retail trade, this exemption does not apply to beads, prayer beads, and carvings.
Reprinted as at 26 March 2015 Trade in Endangered Species Act 1989 Notes Reprints notes 1 2 3 General This is a reprint of the Trade in Endangered Species Act 1989 that incorporates all the amendments to that Act as at the date of the last amendment to it.
Legal status Reprints are presumed to correctly state, as at the date of the reprint, the law enacted by the principal enactment and by any amendments to that enactment.

Section 18 of the Legislation Act 2012 provides that this reprint, published in electronic form, has the status of an official version under section 17 of that Act.

A printed version of the reprint produced directly from this official electronic version also has official status.
Editorial and format changes and Editorial made 26 http://www.pco.parliament.govt.nz/editorial-conventions/.
the Legislation Act to sections changes reprints powers format under 2012. using See the 24 of are to also 4 Amendments incorporated in this reprint Trade in Endangered Species Amendment Act 2015 (2015 No 38) Trade in Endangered Species Order 2014 (LI 2014/259) Search and Surveillance Act 2012 (2012 No 24): section 303 Criminal Procedure Act 2011 (2011 No 81): section 413 Immigration Act 2009 (2009 No 51): section 406(1) Policing Act 2008 (2008 No 72): section 116(a)(ii) Trade in Endangered Species Amendment Act 2007 (2007 No 85) Trade in Endangered Species Amendment Act 2005 (2005 No 71) Customs and Excise Amendment Act 2004 (2004 No 55): section 47(4)(b) Trade in Endangered Species Amendment Act 1999 (1999 No 50) District Courts Amendment Act 1998 (1998 No 76): section 7 Trade in Endangered Species Amendment Act 1998 (1998 No 17) Postal Services Act 1998 (1998 No 2): section 62(1) Trade in Endangered Species Amendment Act 1996 (1996 No 149) Territorial Sea and Exclusive Economic Zone Amendment Act 1996 (1996 No 74): section 5(4) Customs and Excise Act 1996 (1996 No 27): sections 289(1), 294(2) 163 Notes Trade in Endangered Species Act 1989 Reprinted as at 26 March 2015 Biosecurity Act 1993 (1993 No 95): section 168(1) Crown Research Institutes Act 1992 (1992 No 47): section 46(1) Trade in Endangered Species Amendment Act 1991 (1991 No 100) 12 Wellington, New Zealand: Published under the authority of the New Zealand Government—2015 164