Source document: https://docs-lawep.s3.us-east-2.amazonaws.com/1698847449341.pdf (New Zealand)
2020/108 Employment Relations (Prescribed Matters) Amendment Regulations 2020 Patsy Reddy, Governor-General Order in Council At Wellington this 2nd day of June 2020 Present: Her Excellency the Governor-General in Council These regulations are made under section 237 of the Employment Relations Act 2000 on the advice and with the consent of the Executive Council.
Contents Title Commencement Principal regulations Regulation 3 amended (Interpretation) Form 3 of Schedule replaced Schedule Form 3 of Schedule replaced Regulations Page 1 2 2 2 2 3 1 Title These regulations are the Employment Relations (Prescribed Matters) Amend- ment Regulations 2020.

1 r 2 2 3 4 Employment Relations (Prescribed Matters) Amendment Regulations 2020 2020/108 Commencement These regulations come into force on 28 June 2020.
Principal regulations These regulations amend the Employment Relations (Prescribed Matters) Regulations 2000 (the principal regulations).

Regulation 3 amended (Interpretation) After regulation 3(2), insert: (3) Any term or expression that is defined in the Act and used, but not defined, in these regulations (for example, lockout, strike, and union) has the same mean- ing as in the Act.
5 Form 3 of Schedule replaced In the Schedule, replace form 3 with the form 3 set out in the Schedule of these regulations.

2 2020/108 Employment Relations (Prescribed Matters) Amendment Regulations 2020 Schedule Schedule Form 3 of Schedule replaced Form 3 Record of strike or lockout Section 98(a), Employment Relations Act 2000 r 5 r 6 Instructions to employer for completing this form 1 2 3 Complete 1 form for each strike or lockout.
If the strike or lockout was in more than 1 location, complete 1 form for each location.

Return the completed form within 1 month after the end of each strike or lock- out to: strike.notices@mbie.govt.nz or Work Stoppages Ministry of Business, Innovation, and Employment PO Box 1473 Wellington 6140 Information to be provided 1 2 3 4 Name of the business: Main industry of the business: What type of industrial action was involved?
(tick the type that applies and use a separate form for each type) □ □ a strike (see notes below) a lockout (see notes below) If the industrial action was a strike involving partial non-compliance with employees’ terms and conditions of employment, what type or types of action were involved?
(tick as appropriate) □ □ a partial discontinuance of work through a refusal or failure to accept engagement for work that forms part of the employees’ normal duties, for example, a ban on particular types of work, an overtime ban, or simi- lar a reduction in the employees’ normal performance of work, normal out- put, or normal rate of work, for example, a “go slow”, a “work to rule”, or similar 3 Schedule Employment Relations (Prescribed Matters) Amendment Regulations 2020 2020/108 □ employees breaking their employment agreement, whether or not that act involves any reduction in the employees’ normal performance of work, normal output, or normal rate of work Where did the strike or lockout take place?
[name of nearest city or town] How many employees were involved in the strike or lockout?

[number, includ- ing non-striking employees suspended because of the unavailability of normal work during a strike or lockout] Describe the group of employees involved according to their membership of a union, an occupation, or other relevant characteristic: Do the employees involved include any of the following?
(tick as appropriate) 5 6 7 8 □ □ □ part-time employees shift workers employees whose normal span of hours includes weekends 9 When did the strike or lockout begin?

[date and time] 10 When did the strike or lockout end?

[date and time] 11 On how many days was work affected by the strike or lockout?
[number of days] Answer questions 12 to 14 if the strike or lockout included— (a) (b) (c) a total withdrawal of labour by some or all of the employees; or a lockout; or wages or salaries deducted for the duration of the strike or lockout.

Otherwise, go to question 15.

12 What was the duration of the strike or lockout?


[duration in hours] 13 How many hours were lost by all employees during the strike or lockout (including all hours normally worked at all times and regular overtime that would have been worked)?

[For example, total lost time = duration of strike or lockout (in hours) × number of employees involved.

Include all hours normally worked at all times and regular overtime and penal rates that would have been worked.]
14 What was the total amount of wages and salaries lost by all employees during the total time of the strike or lockout?

[amount, including all wages and salary normally earned at all times and regular overtime and penal rates that would have been paid] 15 What were the main reasons for the strike or lockout?
(tick all that apply) dispute over whether the parties acted in good faith dispute arising from negotiation of coverage of employment agreement dispute over wage provisions of an employment agreement dispute over a safety or health issue □ □ □ □ 4 2020/108 Employment Relations (Prescribed Matters) Amendment Regulations 2020 Schedule □ □ □ □ □ □ □ dispute over the way the employment agreement is interpreted or applied dispute over alleged breach of agreement dispute over hours of work provisions of employment agreement dispute over redundancy provisions of employment agreement dispute over leave provisions of employment agreement dispute over overtime or shift provisions of employment agreement other [describe] 16 How was this underlying dispute finally resolved?
(tick 1 only) □ □ □ □ □ □ □ not resolved negotiations between employer and employees or their representatives mediation services provided by the Ministry of Business, Innovation, and Employment mediation services provided by a private provider a determination or an order of the Employment Relations Authority a decision of the Employment Court or other third party other [describe] 17 How was the strike or lockout ended?
(tick 1 only) □ □ □ □ □ □ □ without negotiations or other action negotiations between employer and employees or their representatives mediation services provided by the Ministry of Business, Innovation, and Employment mediation provided by a private provider a determination or an order of the Employment Relations Authority a decision of the Employment Court or other third party other [describe] 18 Details of person completing this form: Name: Position: Business address: Telephone number: Email address: Date: Signature: 5 Schedule Employment Relations (Prescribed Matters) Amendment Regulations 2020 2020/108 Notes 1 2 The meanings of strike and lockout in the Employment Relations Act 2000 are set out at the end of this form.
Under the Employment Relations Act 2000, an employer is obliged to keep a record of all this information whenever there is a strike or lockout.
Meanings of strike and lockout in Employment Relations Act 2000 81 Meaning of strike (1) In this Act, strike means an act that— (a) is the act of a number of employees who are or have been in the employ- ment of the same employer or of different employers— (i) (ii) (iii) (iv) in discontinuing that employment, whether wholly or partially, or in reducing the normal performance of it; or in refusing or failing after any such discontinuance to resume or return to their employment; or in breaking their employment agreements; or in refusing or failing to accept engagement for work in which they are usually employed; or (v) in reducing their normal output or their normal rate of work; and (b) is due to a combination, agreement, common understanding, or concer- ted action, whether express or, as the case requires, implied, made, or entered into by the employees.
(2) In this Act, strike does not include an employees’ meeting authorised— (a) (b) (c) by an employer; or by an employment agreement; or by this Act.

(3) In this Act, to strike means to become a party to a strike.
82 Meaning of lockout (1) In this Act, lockout means an act that— (a) is the act of an employer— (i) (ii) (iii) (iv) in closing the employer’s place of business, or suspending or dis- continuing the employer’s business or any branch of that business; or in discontinuing the employment of any employees; or in breaking some or all of the employer’s employment agree- ments; or in refusing or failing to engage employees for any work for which the employer usually employs employees; and 6 2020/108 Employment Relations (Prescribed Matters) Amendment Regulations 2020 Explanatory note (b) is done with a view to compelling employees, or to aid another employer in compelling employees, to— (i) (ii) accept terms of employment; or comply with demands made by the employer.
(2) In this Act, to lock out means to become a party to a lockout.

Michael Webster, Clerk of the Executive Council.

Explanatory note This note is not part of the regulations, but is intended to indicate their general effect.

These regulations, which come into force on 28 June 2020, amend the Employment Relations (Prescribed Matters) Regulations 2000 (the principal regulations).
The main purpose of these regulations is to replace form 3 in the Schedule of the principal regulations to reflect some of the amendments made to the Employment Relations Act 2000 by the Employment Relations Amendment Act 2018 (for example, remov- ing references to partial strikes in the form following the repeal of section 95A of the Employment Relations Act 2000).

Issued under the authority of the Legislation Act 2012.

Date of notification in Gazette: 4 June 2020.


These regulations are administered by the Ministry of Business, Innovation, and Employment.

Wellington, New Zealand: Published under the authority of the New Zealand Government—2020 7