Source document: https://docs-lawep.s3.us-east-2.amazonaws.com/1697630732198.pdf (Antigua and Barbuda)
Request for Proposals (RfP) Consultancy Services for Antigua and Barbuda National Project Assistant for the Plastic Waste Free Islands Project International Union for Conservation of Nature and Natural Resources Regional Office for Mexico, Central America and the Caribbean Name of the Project: Plastic Waste Free Islands (PWFI) Budget Line: PA03025.B3 Interested Proposers are hereby invited to submit a technical and financial proposal for the aforementioned Consultancy Service Please read the information and instructions carefully because non-compliance with the instructions may result in disqualification of your Proposal from this Procurement.
1.

REQUIREMENTS 1.1.

A detailed description of the services to be provided can be found in Annex 1 (Terms of Reference) 2.

CONTACT DETAILS 2.1.

During the course of this RfP, from its publication to the award of a contract, you may not contact of discuss this procurement with any IUCN employee or representative other than the following contact.

You must address all correspondence and questions to the contact, including your proposal.

IUCN Contact: Procurement Officer.


E-mail address: Procurement.Ormacc@iucn.org 3.

3.1.

PROCUREMENT TIMETABLE This timetable is indicative and may be changed by IUCN at any time.

If IUCN decides that changes to any of the deadlines are necessary, that will be informed.
DATE 07/03/2022 24/03/2022 27/03/2022 28/03/2022 01/04/2022 ACTIVITY Publication of the Request for Proposals Deadline for submission of questions Deadline for submission of proposals to IUCN (“Submission Deadline”) Clarification and evaluation of proposals Planned date for contract award IUCN: Request for Proposals Page 1 of 16 DATE 14/04/2022 ACTIVITY Expected contract start date 3.2.
Please email the IUCN contact to confirm whether or not you are intending to submit a proposal by the deadline stated below.

4.

COMPLETING AND SUBMITTING A PROPOSAL 4.1.

Your Proposal must consist of the following documents: ADMINISTRATIVE REQUIREMENTS a.

Copy of identification document or passport (in case of being a foreigner) b.

Copy of legal invoice for fees collection.


c. Copy of resume d. Letter of interest signed, indicating that the Consultant have read, understood and accept the content of these Terms of Reference.

(Annex 2) e. Signed Declaration of Undertaking (Annex 3a) f. Human Resources Questionnaire filled and signed (Annex 4) For Consultancy Companies: a.

Copy of Certification of Incorporation b.

Copy of identification document of the Legal Representative c. Copy of legal invoice for fees collection.
d. Copy of resumes of the Consulting Team e. Letter of interest signed, indicating that the Consultant have read, understood and accept the content of these Terms of Reference.
(Annex 2) f. Signed Declaration of Undertaking signed by the Representative of the Consulting Company or, in the case of a Consortium or group of Consultants, signed by each member indicating that they have read and understood the content of the Declaration (Annex 3b) g. Human Resources Questionnaire filled and signed (Annex 4) TECHNICAL PROPOSAL: Note that the technical proposal is not an identical copy of the ToR.
The document should reflect the methodology and work proposal that the Consultant intends to develop to achieve the objectives of the consultancy in question a.

Methodology: The Proposer will describe the methodology to be implemented in the consultancy in a clear, consistent and precise way, indicating the actors with whom it will coordinate and the procedures, instruments and parameters to be used to carry out all the activities necessary to obtain the deliverables.

b.
b.

Schedule of activities: The Proposer must set out in the schedule of activities the logical dimension of time according to the scope of the required deliverables.
If a company or group of consultants is applying, the proposal should include the following additional information: - Person in charge of the consultancy - Composition of the consultant team, specialty of each member (include CV) - Each member’s role and responsibility in activities/products in accordance with ToR IUCN: Request for Proposals Page 2 of 16 Members of a consulting team will be considered "Key Personnel" and if the contract is awarded, the replacement of any "Key Personnel" will require the prior approval of IUCN FINANCIAL PROPOSAL a.
Signed by the Proposer, indicating the value of professional services (in USD) in numbers and letters.

b.

Submitted prices are deemed to include all costs, insurances, taxes, fees, liabilities, obligations and risks for the performance of the Terms of Reference.

c. The Proposer must: a) duly pay the taxes and/or contributions in the country of execution of the contract; b) have up-to-date medical and life insurance and c) will cover bank fees for transfers.
d. If local or international travel must be made for the execution of this Contract, the costs will be paid by IUCN through reimbursement and will be governed by the IUCN per diem scale for DSA and Hotel lodging.

4.2.

The Proposal must be submitted by email to the IUCN Contact (see Section 2).

The subject heading of the email shall be [RfP Reference – Proposer name].
The Proposer name is the name of the company/organisation on whose behalf the proposal is being submitted, or the surname of the Proposer in case is bidding as a self-employed consultant.

The proposal must be submitted in PDF format.

The Proposer may submit multiple emails suitably annotated, e.g.

Email 1 of 3, if attached files are too large to suit a single email transmission.

You may not submit your Proposal by uploading it to a file-sharing tool (eg.

Dropbox, Google Drive, etc) 4.3.


Eligibility Not applicable 4.4.

Additional information not requested by IUCN should not be included in your Proposal and will not be taken into account in the evaluation.

4.5.

The proposal must remain valid and capable of acceptance by IUCN for a period of 60 calendar days following the submission deadline.

4.6.
4.6.

Withdrawals and Changes Proposers may freely withdraw or change their proposal at any time prior to the submission deadline by written notice to the IUCN Contact.

However, in order to reduce the risk of fraud, no changes or withdrawals will be accepted after the submission deadline.

5.

EVALUATION OF PROPOSALS 5.1.

Completeness IUCN will firstly check your proposal for completeness.

Incomplete proposals will not be considered further.

5.2.
5.2.

Technical Evaluation IUCN will evaluate technical proposals with regards to each of the following criteria and their relative importance: Description Information to provide Relative 1 Technical quality of the proposal weight 30% Summary of consultancy work experience relevant to tasks within scope of this contract.

Scope of work.

IUCN: Request for Proposals Page 3 of 16 2 Innovative proposed tools and methodologies 3 Feasibility of the proposed workplan TOTAL 5.2.1.
Scoring Method Detailed overview of the process / approach to achieve consultancy objectives and produce the deliverables.

Gannt chart detailing activities to be implemented and respective timelines, as well as delivery of technical products 50% 20% 100% Proposals will be assigned a score from 0 to 10 for each of the technical evaluation criteria, such that ‘0’ is low and ‘10’ is high.

Proposals that receive a score of ‘0’ for any of the criteria will not be considered further.

5.2.2.
5.2.2.

Technical Score The score for each technical evaluation criterion will be multiplied with the respective relative weight and these weighted scores added together to give the proposal’s overall technical score.

5.3.

Financial Evaluation and Financial Scores The financial evaluation will be based upon the full total price submitted.
Financial proposals will receive a score calculated by dividing the lowest financial proposal that has passed the minimum quality thresholds by the total price of your financial proposal.

5.4.

Total Score The proposals total score will be calculated as the weighted sum of the technical score and financial score.
The relative weights will be: Technical: Financial: 70% 30% Subject to the requirements in Sections 4 and 7, IUCN will award the contract to the Proposer whose proposal achieves the highest total score.

6.

6.1.

EXPLANATION OF PROCUREMENT PROCEDURE IUCN is using the Invitation Procedure for this procurement.

This means that only invited bidders may submit a proposal.

IUCN typically invites from four to six bidders to submit a proposal.

6.2.
6.2.

You are welcome to ask questions or seek clarification regarding this procurement.

Please email the IUCN Contact (see Section 2), taking note of the deadline for submission of questions in Section 3.1.

Late proposals will not be considered.

All proposals received by the submission deadline will be evaluated by a team of three or more evaluators in accordance with the evaluation criteria stated in in this RfP.

No other criteria will be used to evaluate proposals.
The contract will be awarded to the Proposer whose proposal received the highest Total Score.

IUCN does, however, reserve the right to cancel the procurement and not award a contract at all.

IUCN: Request for Proposals Page 4 of 16 6.3.

7.

7.1.

IUCN will contact all Proposers who submitted their proposal to inform them of the outcome of the evaluation.
The timeline in Section 3.1 gives an estimate of when the contract award is expected to be completed, however this date may change depending on how long the evaluation of the proposals takes.

CONDITIONS FOR PARTICIPATION IN THIS PROCUREMENT To participate in this procurement, the Proposers are required to submit a proposal, which fully complies with the instructions in this RfP and the Attachments.

7.1.1.
7.1.1.

It is responsibility of each Proposer to ensure the submission of a complete and fully compliant proposal.

7.1.2.

Any incomplete or incorrectly completed proposal submission may be deemed non- compliant, and as a result will not be consider to proceed further in the procurement process.

7.1.3.

IUCN will query any obvious clerical errors in a proposal and may, at IUCN’s sole discretion, allow a Proposer to correct these, but only if doing so could not be perceived as giving an unfair advantage.
7.2.
In order to participate in this procurement, the Proposer must meet the following conditions: • Free of conflicts of interest • Registered on the relevant professional or trade register of the country in which is • established (or resident, if self-employed) In full compliance with its obligations relating to payment of social security contributions and of all applicable taxes • Not been convicted of failing to comply with environmental regulatory requirements or other legal requirements relating to sustainability and environmental protection • Not bankrupt or being wound up • Never been guilty of an offence concerning professional conduct • Not involved in fraud, corruption, a criminal organisation, money laundering, terrorism, or any other illegal activity.
7.3.

Each Proposer shall submit only one proposal, either individually or as a partner in a joint venture.

In case of joint venture, one company shall not be allowed to participate in two different joint ventures in the same procurement nor shall a company be allowed to submit a proposal both on its behalf and as part of a joint venture for the same procurement.
A Proposer who submits or participates in more than one proposal (other than as a subcontractor or in cases of alternatives that have been permitted or requested) shall cause all the proposals with the Proposer’s participation to be disqualified.

7.4.
7.4.

By taking part in this procurement, the Proposer accept the conditions set out in this RfP, including the following: • It is unacceptable to give or offer any gift or consideration to an employee or other representative of IUCN as a reward or inducement in relation to the awarding of a contract.

Such action will give IUCN the right to exclude you from this and any future procurements, and to terminate any contract that may have been signed with you.
• Any attempt to obtain information from an employee or other representative of IUCN concerning another bidder will result in disqualification.

• Any price fixing or collusion with other Proposers in relation to this procurement shall give IUCN the right to exclude you and any other involved bidder(s) from this and any future procurements and may constitute a criminal offence.

IUCN: Request for Proposals Page 5 of 16 8.

8.1.

8.2.
8.1.

8.2.

CONFIDENTIALITY AND DATA PROTECTION IUCN follows the European Union’s General Data Protection Regulation (GDPR).

The information a Proposer submits to IUCN as part of this procurement will be treated as confidential and shared only as required to evaluate the proposal in line with the procedure explained in this RfP, and for the maintenance of a clear audit trail.
For audit purposes, IUCN is required to retain the proposals in its entirety for 10 years after the end of the resulting contract and make this available to internal and external auditors and donors as and when requested.

In the Declaration of Undertaking (Attachment 3) the Proposer needs to give IUCN express permission to use the information submitted in this way, including personal data that forms part of the proposal.

Where a Proposer include personal data of employees (e.g.
CVs) in the proposal, the Proposer needs to have written permission from those individuals to share this information with IUCN, and for IUCN to use this information as indicated in 8.1.

Without these permissions, IUCN will not be able to consider the proposal.

9.

COMPLAINTS PROCEDURE If a Proposer has a complaint or concern regarding the propriety of how a competitive process is or has been executed, then please contact sofiamariela.madrigal@iucn.org.
Such complaints or concerns will be treated as confidential and are not considered in breach of the above restrictions on communication (Section 2.1).

10.

CONTRACT The contract will be based on IUCN’s template which terms of which are not negotiable.

11.
ANNEXES Annex 1 Specification of Requirements / Terms of Reference Annex 2 Letter of Interest Annex 3 Declaration of Undertaking (select 2a for companies or 2b for self-employed) Annex 4: Human Resources Questionnaire IUCN: Request for Proposals Page 6 of 16 ATTACHMENT 1 TERMS OF REFERENCE The Regional Office for Mexico, Central America and the Caribbean of the International Union for the Conservation of Nature (IUCN-ORMACC) REQUIRES PROFESSIONAL CONSULTANCY SERVICES FOR “National Project Assistant for the Plastic Waste-Free Islands project, Antigua and Barbuda” Type of Contract: Professional Consultancy Services Period: Availability: 8 months Immediate Person Responsible for Supervision: Domenique Finegan, Technical Officer for the Project: Plastic Waste-Free Islands (PWFI) 1.
BACKGROUND AND JUSTIFICATION About IUCN IUCN is a membership Union uniquely composed of both government and civil society organisations.

It provides public, private and non-governmental organisations with the knowledge and tools that enable human progress, economic development and nature conservation to take place together.
Created in 1948, IUCN is now the world’s largest and most diverse environmental network, harnessing the knowledge, resources and reach of more than 1,400 Member organisations and some 18,000 experts.

It is a leading provider of conservation data, assessments and analysis.

Its broad membership enables IUCN to fill the role of incubator and trusted repository of best practices, tools and international standards.
IUCN provides a neutral space in which diverse stakeholders including governments, NGOs, scientists, businesses, local communities, indigenous peoples organisations and others can work together to forge and implement solutions to environmental challenges and achieve sustainable development.

IUCN: Request for Proposals Page 7 of 16 Working with many partners and supporters, IUCN implements a large and diverse portfolio of conservation projects worldwide.
Combining the latest science with the traditional knowledge of local communities, these projects work to reverse habitat loss, restore ecosystems and improve people’s well-being.
www.iucn.org https://twitter.com/IUCN/ About the Project The Plastic Waste-Free Islands (PWFI) project, funded by the Norwegian Agency for Development Cooperation (NORAD) and implemented by IUCN, seeks to make a significant, quantified reduction in plastic waste generation and leakage within the planned project timeframe of three years.

This is a global initiative, working in Pacific and Caribbean Small Island Developing States (SIDS).
In the Caribbean region, the project focuses in Antigua and Barbuda, Grenada, and Saint Lucia, and involves participation of the country governments, as well as regional partner, the Organisation of Eastern Caribbean States (OECS).

Given the complex and diverse pathways plastic waste takes before it leaks into the environment, three key sectors have been selected: tourism, fisheries and waste management.

The project consists of three components as follows: 1.
Improved knowledge of waste generation among six target islands; 2.

Framework of Action rolled out; and 3.

Identification and communication of Lessons Learned.

The project is structured around a three-step approach.

First, the amount and type of plastic waste at the island level will be measured and classified per recyclable and non-recyclable polymers.

This will provide an overview of the stocks and flows of plastic waste and allow the identification of target solutions to reduce them.
To ensure that the project results will be incorporated into national frameworks, supporting actions include making the economic and business case for taking action and identifying policy and regulatory support for the adoption of the measures identified.

Second, the project will identify economically viable products that can be developed with recyclable polymers as alternative to existing products.
IUCN will work closely with local businesses to ensure these substitutional products can be developed locally with existing technologies and have a local market.

Partnering companies will act as champions for change willing to take the concepts from paper to product.

For non-recyclable polymers, sound disposal and treatment solutions to prevent leakage will be identified through an assessment of Best Available Technologies (BAT).
Third, to support knowledge uptake and capacity building among target public and private stakeholders a sharing and learning environment will be fostered through participatory mechanisms.

Fit-for-purpose communication products will be used to promote the knowledge and learning from the project, such as Blueprint for action that can be used as a framework on other SIDS.
IUCN: Request for Proposals Page 8 of 16 To ensure successful implementation of the project and facilitate the achievement of the required outputs, IUCN is hiring a National Project Assistant.

The Assistant will provide local coordination support to the project and to the execution of key project activities at country level.
As well, the Assistant will provide coordination, technical and logistical support to the National Project Focal Points, on a needs basis, including support to the organization of specific events, streamlining processes, identification of experts, preparation of briefs, workshop agendas and minutes, logistics and facilitation of discussions, among others.

2.

OBJECTIVES OF THE CONSULTANCY 2.1.


General: To provide assistance to the National Project Focal Point and IUCN to ensure effective implementation of the project’s work plan.

2.2.

Specific: • To assist and support the National Focal Point and the IUCN with the implementation of the project’s work plan and relevant activities related to waste reduction efforts for Antigua and Barbuda.

This includes but is not limited to: i.


Assistance with the development and execution of terms of reference for relevant national consultancies.

ii.

Assistance in following up with contractors and consultants to ensure timely completion of deliverables for national project components.

iii.
iii.

Assistance in ensuring the efficient dissemination of communication materials and communiqué with different sectors and stakeholders (government entities, non- governmental entities, academic sectors, private sector, and civil society) to facilitate the achievement of project objectives and outcomes and create synergy among sectors.

• Assist with arranging relevant workshops, trainings and national meetings for the project.

3.

EXPECTED DELIVERABLES No.


Deliverable1 1 Progress report 2 Progress report 3 Progress report Description First progress report on assistance provided to the implementation of workplan activities.

report on assistance Second progress provided to the implementation of workplan activities.

Third progress report on assistance provided to the implementation of workplan activities.

1 Reporting format to be provided by IUCN.


IUCN: Request for Proposals Page 9 of 16 4 Progress report 5 Final report report on assistance Fourth progress provided to the implementation of workplan activities.

Final report on assistance provided to the implementation of workplan activities, project meetings and workshops.

4.

INTELECTUAL PROPERTY All Intellectual Property rights conceived or made by the Consultant / Consulting Firm in the course of providing the Services will belong to IUCN.

5.
5.

SCHEDULING AND TIMETABLE FOR DELIVERING PRODUCTS 5.1.
Activities and programming Specific objectives To assist the IUCN and National Focal Points with the implementation of the project’s work plan and relevant activities related to waste reduction efforts for Antigua and Barbuda Assist with arranging relevant workshops, trainings and national meetings for the project Activities Months • Assisting the project focal point in following up on all work plan activities with emphasis on information/reports and data needed from key stakeholders.
• Liaise between international consultants and the project focal point for data collection.

IUCN, the • Assist with national PR campaigns and information dissemination in country.

• Drafting of TORs and assistance in the identification of experts.

• Communicating with project partners and stakeholders for project activities to optimize access and to ensure timely organization and facilitation of activities related to project implementation.
• Conducting any other activities deemed as necessary within the ambit of the project in Antigua and Barbuda.

• Support/provide inputs to the periodic reports in the framework of the project’s country implementation activities and relevant events.

Harvesting Outcome in • Participate workshops.

• Provide inputs to the Outcome Harvesting Tool.

• Assist with coordination and logistical arrangements multi-stakeholder workshops to discuss project related issues on island.
for • Drafting of workshop and meeting agendas.

• Assistance in requesting quotations from workshop service providers.

• Work with consultants to ensure workshop facilitation.

IUCN: Request for Proposals Page 10 of 16 5.2.


Timetable for delivery of products: Products 1- First progress report 2- Second progress report 3- Third progress report 4- Fourth progress report Expected date of delivery 9 weeks after signature of contract 18 weeks after signature of contract 27 weeks after signature of contract 36 weeks after signature of contract Percentage of pay 20% 25% 25% 30% - All products will be paid once delivered to IUCN’s complete satisfaction.
-Disbursements will depend on the availability of funds from the donor.

-The consultant / consulting firm must consider in the technical proposal the modification of some deliverables during the execution of the contract, if it is necessary, to adapt some results, without affecting the amount of the original contract.

6.
6.

TECHNICAL PROFILE For the development of this consultancy, the following profile is required: • Associate or bachelor’s degree in Environmental Management, Waste Management, Project Management, or related field.

• At least five years’ experience in working with regional or national efforts funded by international cooperation.

in • Experience interacting with multidisciplinary and multicultural teams, government organisations, regional bodies and multisectoral stakeholders.
• Proficiency in the usage of Microsoft Office applications and other online workspaces (e.g.

Google Drive, Dropbox, Wetransfer).

• Ability and excellence in English oral expression and writing skills.

7.

PERIOD AND COORDINATION The period of the consultancy will be 8 months.
Form of work (with Unit/Project): To achieve the products from this consultancy, the consultant is required to work closely with the National Project Focal Point within the Ministry of Health, Wellness and the Environment, Ms Indira James-Henry.

As well, the consultant will IUCN: Request for Proposals Page 11 of 16 provide assistance and liaise with Ms Domenique Finegan, IUCN Technical Officer, and relevant focal points of the international / national consultancies hired under the project.
Fill in the information in blue ANNEX 2: LETTER OF INTEREST [IUCN] TO: The undersigned, [name of the professional], after having examined the Terms of Reference for the Contracting of the Professional Consulting Services for (name of the consultancy) and offers to perform these services in accordance with the call for date ________.

[Place and date] The attached Financial Proposal is for the total sum of [amount in letters and figures], which includes all taxes required by law.
The period of time in which the signatory of this document agrees to provide the services is from the date of signing the contract, until the date of termination thereof, without price variation, unless modifications are made resulting from contract negotiations.

The undersigned declares that all the information and statements made in the submitted proposals are true and that any misinterpretation contained in them may lead to disqualification.
Cordially, Signature__________________________________________ Full name of the proposer or legal representative ________________________________ IUCN: Request for Proposals Page 12 of 16 ATTACHMENT 3a – SELF-EMPLOYED PROPOSER DECLARATION in relation to RfP < Consultancy Service > I, the undersigned, hereby confirm that I am self-employed and able to provide the service independent of any organisation or other legal entity.
Full name (as in passport): Home or Office (please delete as appropriate) Address (incl.

country): I hereby authorise IUCN to store and use the information included in the attached Proposal for the purpose of evaluating Proposals and selecting the Proposal IUCN deems the most favourable.

I acknowledge that IUCN is required to retain my Proposal in its entirety for 10 years after then end of the resulting contract and make this available to internal and external auditors and donors as and when requested.
I further confirm that the following statements are correct: 1.

2.

3.

4.

5.

6.

7.

8.

9.

I am legally registered as self-employed in accordance with all applicable laws.

I am fully compliant with all my tax and social security obligations.

I am free of any real or perceived conflicts of interest with regards to IUCN and its Mission.

I agree to declare to IUCN any real or perceived emerging conflicts of interests I may have concerning IUCN.
I acknowledge that IUCN may terminate any contracts with me that would, in IUCN sole discretion, be negatively affected by such conflicts of interests.

I have never been convicted of grave professional misconduct or any other offence concerning my professional conduct.

I have never been convicted of fraud, corruption, money laundering, supporting terrorism or involvement in a criminal organisation.
I acknowledge that engagement in fraud, corruption, money laundering, supporting terrorism or involvement in a criminal organisation will entitle IUCN to terminate any and all contracts with me with immediate effect.

I am not included in the UN Security Council Sanctions List, EU Sanctions Map, US Office of Foreign Assets Control Sanctions List, or the World Bank listing of ineligible firms and individuals.
I agree that I will not provide direct or indirect support to firms and individuals included in these lists.
I have not been, am not, and will not be involved or implicated in any violations of Indigenous Peoples’ rights, or injustice or abuse of human rights related to other groups or individuals, including forced evictions, violation of fundamental rights of workers as defined by the International Labour Organization’s (ILO) Declaration on the Fundamental Principles and Rights at Work, child labour, sexual exploitation, sexual abuse, or sexual harassment.
______________________________________________________ <Date and Signature> IUCN: Request for Proposals Page 13 of 16 ATTACHMENT 3b - For Consulting Companies DECLARATION in relation to RfP <name of the Consultancy Service> I, the undersigned, hereby confirm that I am an authorised representative of the following organisation: Registered Name of Organisation (the “Organisation”): _______________________ Registered Address (incl.
country): _______________________________________ Year of Registration:__________________________________________________ I hereby authorise IUCN to store and use the information included in the attached Proposal for the purpose of evaluating Proposals and selecting the Proposal IUCN deems the most favourable.
I acknowledge that IUCN is required to retain the Proposal in its entirety for 10 years after then end of the resulting contract and make this available to internal and external auditors and donors as and when requested.

Where the Proposal includes Personal Data as defined by the European Union’s General Data Protection Regulation (GDPR), I confirm that the Organisation has been authorised by each Data Subject to share this Data with IUCN for the purposes stated above.
I further confirm that the following statements are correct: 1.

The Organisation is duly registered in accordance with all applicable laws.

2.

The Organisation is fully compliant with all its tax and social security obligations.

3.

The Organisation and its staff and representatives are free of any real or perceived conflicts of interest with regards to IUCN and its Mission.

4.
4.

The Organisation agrees to declare to IUCN any real or perceived emerging conflicts of interests it or any of its staff and representatives may have concerning IUCN.

The Organisation acknowledges that IUCN may terminate any contracts with the Organisation that would, in IUCN sole discretion, be negatively affected by such conflicts of interests.

5.

None of the Organisation’s staff has ever been convicted of grave professional misconduct or any other offence concerning their professional conduct.

6.
6.

Neither the Organisation nor any of its staff and representatives have ever been convicted of fraud, corruption, money laundering, supporting terrorism or involvement in a criminal organisation.

7.

The Organisation acknowledges that engagement by itself or any of its staff in fraud, corruption, money laundering, supporting terrorism or involvement in a criminal organisation will entitle IUCN to terminate any and all contracts with the Organisation with immediate effect.

8.
8.

The Organisation is a going concern and is not bankrupt or being wound up, is not having its affairs administered by the courts, has not suspended business activities, is not the subject of proceedings concerning those matters, or in any analogous situation arising from a similar procedure provided for in national legislation or regulations.

9.
9.

The Organisation complies with all applicable environmental regulatory requirements or other legal requirements relating to sustainability and environmental protection.

10.

The Organisation is not included in the UN Security Council Sanctions List, EU Sanctions Map, US Office of Foreign Assets Control Sanctions List, or the World Bank listing of ineligible firms and individuals.
The Organisation agrees that it will not provide direct or indirect support to firms and individuals included in these lists.

11.
11.

The Organisation has not been, is not, and will not be involved or implicated in any violations of Indigenous Peoples’ rights, or injustice or abuse of human rights related to other groups or individuals, including forced evictions, violation of fundamental rights of workers as defined by the International Labour Organization’s (ILO) Declaration on the Fundamental Principles and Rights at Work, child labour, sexual exploitation, sexual abuse, or sexual harassment.
____________________________________________________ <Date and Signature of authorised representative of the Proposer> < Name and position of authorised representative of the Proposer > IUCN: Request for Proposals Page 14 of 16 ATTACHMENT 4: HUMAN RESOURCES QUESTIONNAIRE CUESTIONARIO RECURSOS HUMANOS (CONSULTORES INDEPENDIENTES) HR Questionnaire for Consultancy Contracts Consultant / Company Name Country of Residency Required Checks Are payments linked to deliverables?
Does the consultant have official invoices?
Required documents Professional insurance/medical insurance policy statement, valid during the project’s execution term Yes   Yes  Civil responsibility policy: should include at least coverage for physical injuries and/or death of third persons, and coverage for damages to others’ property  No   No   The Consultant understands that, in case of answering NO to any of the previous questions, it is his/her responsibility to assume any legal implication or cost that is derived from it to the detriment of IUCN.
Other Assignments Name other organizations for which the consultant has previously worked for: Previous assignments with the IUCN (please indicate the last three): 1.

2.

3.

Are you currently working on a consulting with IUCN?

If so, please specify the name of the consultancy, the person responsible for the consultancy and the end date.

For Self-Employed Consultants: Is the Consultant part of one of IUCN Commissions?
Yes No If so, please indicate which of the following Commissions: IUCN: Request for Proposals Page 15 of 16 World Commission on Protected Areas International Law Commission Species Survival Commission Commission on Ecosystem Management Commission on Education and Communication Commission on Environmental, Economic and Social Policy For Consultant Companies: Is the Company/Organization an IUCN Member?
Yes _____ No_______ Consultant Signature: ____________________________ Date: _________________________ IUCN: Request for Proposals Page 16 of 16