Patent ID: 11887013
Assignee: THE BANK OF NEW YORK MELLON
Field: Computer technology (Electrical engineering)
Classification: CPC G | IPC G

Claim 0:
1. A system for facilitating model-based dividend classification of transactions, the system comprising:
a computer system that comprises one or more processors programmed with computer program instructions that, when executed, cause the computer system to:
obtain resolved exceptions information regarding at least 1000 resolved exceptions, the resolved exceptions information indicating the 1000 resolved exceptions and, for each resolved exception of the 1000 resolved exceptions, a set of attributes of a transaction for which the resolved exception was triggered;
provide, as input to a neural network, the resolved exceptions information to obtain multiple decision trees via the neural network,
each decision tree of the multiple decision trees (a) comprising nodes and conditional branches and (b) having a root node that corresponds to a set of observations of at least some of the resolved exceptions information, each leaf node of the nodes of the decision tree indicating (i) a probability of a dividend related classification for a transaction that corresponds to the leaf node and (ii) a percentage, of the set of observations, that corresponds to the leaf node;
wherein the neural network comprises multiple layers of neural units, and wherein a signal path traverses from front layers to back layers of the multiple layers, to obtain each decision tree;

obtain a first decision tree from the multiple decision trees obtained via the neural network;
process, based on the first decision tree, unresolved exception information regarding unresolved exceptions to determine which of the first decision tree's leaf nodes respectively correspond to transactions for which the unresolved exceptions were triggered; and
assign dividend-related classifications to the transactions based on which of the first decision tree's leaf nodes respectively correspond to the transactions, a first transaction being assigned a first dividend-related classification based on the first transaction being determined to correspond to a first leaf node.